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Clinical validation of the NANDA-I diagnosis of Impaired Memory in elderly
patients
PII: S0897-1897(15)00168-8
DOI: doi: 10.1016/j.apnr.2015.08.005
Reference: YAPNR 50715
Please cite this article as: Montoril, M.H., Lopes, M.V.O., Santana, R.F., Sousa, V.E.C.,
Carvalho, P.M.O., Diniz, C.M., Alves, N.P., Ferreira, G.L., Fróes, N.B.M. & Menezes,
A.P., Clinical validation of the NANDA-I diagnosis of Impaired Memory in elderly pa-
tients, Applied Nursing Research (2015), doi: 10.1016/j.apnr.2015.08.005
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Priscilla Magalhães O. Carvalho, RNa,
Camila M. Diniz, RNa,
Naiana P. Alves, RNa,
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Gabriele L. Ferreira, RNa,
Nathaly Bianka M. Fróes, RNa,
Angélica P. Menezes, RNa.
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a
Nursing Department. Federal University of Ceará. 1115 Alexandre Baraúna st, Rodolfo
Teófilo, Fortaleza, Ceará, Brazil. Postal code: 60430-160.
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b
Nursing Department. Fluminense Federal University. R. Dr. Celestino, 74 - Centro, Niterói ,
Rio de Janeiro, Postal Code: 24020-091
Corresponding Author:
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Marcos Venícios de Oliveira Lopes, RN, PhD
Federal University of Ceará
Mailing address: 1055, Esperanto St, Vila União. Fortaleza – CE / Brazil. Postal Code:
60410-622. Phone number: 55 85 33668459. Fax number: 55 85 33668456. E-mail:
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marcos@ufc.br
Conflict of interest
None.
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Funding
This research received no specific grant from any funding agency in the public, commercial,
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or not-for-profit sectors.
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Abstract
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(IM) in elderly patients at a long-term care institution. Methods: A sample of 123 elderly
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patients was evaluated with a questionnaire designed to identify IM according to the
NANDA-I taxonomy. Accuracy measures were calculated for the total sample and for males
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and females separately. Results: Sensitivity and specificity values indicated that: (1) Inability
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to learn new skills is useful in screening IM, and (2) Forgets to perform a behavior at a
scheduled time, Forgetfulness, Inability to learn new information, Inability to recall events,
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and Inability to recall factual information are confirmatory indicators. Conclusion: Specific
factors can affect the manifestation of IM by elderly patients. The results may be useful in
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Introduction
functional, biochemical and psychological changes that can determine the loss of an
individual's ability to adapt to his or her environment (Wold, 2011). One of the largest health
memory), which causes restriction or loss of skills needed to perform functions and activities
of daily living (Drag and Bieliauskas, 2010). Thus, among numerous specific indicators, the
presence of physical and cognitive deficits determines the health status of the elderly.
The decline of intelligence, learning ability, and memory represents important cognitive
deficits associated with aging (Eliopoulos, 2014). Memory is the most widely studied
cognitive ability, and the decline of this function is a major concern for elderly people
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(Barcelos-Ferreira and Bottino, 2014). Additionally, this function is essential for the storage
of information, the knowledge of self and the world, the development of language, the
recognition of people, and the consciousness of the continuity of life itself (Volkers and
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Scherder, 2014).
Nurses may have a critical eye for individuals who are experiencing specific negative
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medical effects during the aging process, and can acquire the necessary skills to carry out an
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effective plan of care that contributes to the promotion of quality of life. Impaired Memory is
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Perception/Cognition domain. This diagnosis is defined as the inability to remember or recall
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information or behavioral skills, and it includes a set of ten defining characteristics: Forgets
learn new skills, Inability to perform a previously learned skill, Inability to recall events,
Inability to retain new information, Inability to retain new skills, and Forgetfulness (Herdman
There are few studies on the nursing diagnosis of Impaired Memory, and this gap is
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even greater in the case of studies focused on the investigation of defining characteristics of
nursing diagnoses. Impaired Memory has been reported in prevalence studies and, in most
cases, is listed together with other nursing diagnoses (Brusamarello, 2013; Güler et al., 2012;
Frauenfelder, 2011). Although exploratory approaches are necessary, they do not allow for
analysis of the relationship between a given nursing diagnosis and its defining characteristics,
which are essential for understanding how the diagnostic process is carried out in specific
situations or populations.
components from the NANDA-I taxonomy II with a panel of experts. However, the authors
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did not perform a clinical validation of this nursing diagnosis, and suggested it for further
studies. In an exploratory study, Souza and Santana (2011) proposed the clinical validation of
a protocol that was specifically designed for the identification of Impaired Memory, but the
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study was intended for hospitalized patients with a diagnosis of dementia and was focused on
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relationships between the variables.
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There are difficulties in establishing clinical criteria that favor the accurate
identification of Impaired Memory. In general, nurses use vague and inconsistent criteria in
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clinical practice to identify the presence of cognitive deficits (Carpenito, 2012; Elliott et al.,
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2008). Thus, it is not certain that two nurses assessing the same nursing diagnosis are talking
about the same thing, because the diagnostic assessment is made based on personal, instead
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Impaired Memory and other nursing phenomena (Ried and Dassen, 2000).
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Difficulties in the nursing diagnostic process have stimulated the development and
dissemination of accuracy and clinical validation studies, which have become important
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research approaches. The accuracy determines the direct relationship between a defining
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characteristic and the presence or absence of a given nursing diagnosis. In other words, the
accuracy measurements allow for the establishment of clinical indicators that are appropriate
in the inference of certain diagnoses, which contributes to improved clinical reasoning, the
delimitation of the nursing skills, and consolidated evidence-based clinical practice (Lopes et
al., 2012).
Clinical validation studies are needed not only to increase the validity of the diagnoses
that belong to a particular taxonomy, but also to provide tools to more accurately assess the
health status of patients. The primary aim of this study was to conduct a clinical validation
for the defining characteristics of Impaired Memory in elderly residents of a long-term care
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demographic variables and the accuracy values of the defining characteristics identified in the
sample.
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Material and methods
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Design and sample
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This cross-sectional study was conducted in a long-term care facility for elderly
persons, which specializes in the care and treatment of people with partial or total
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dependence, and is situated in northeast Brazil. The sample size was obtained using the
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following formula: n = Zα2 * Se * (1-Se)/L2 * P, where “Zα” refers to the 95% confidence
level, “Se” represents an expected sensitivity of 80%, “L” is the half-width of a 95%
confidence interval for conjectured sensitivity of 10%, and “P” is the prevalence for Impaired
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Memory of 50%, which is the recommended percentage when the prevalence of an event is
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unknown.
A convenience sample of 123 participants was recruited from the long-term care
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institution from a total of 222 patients. Participants had to be at least 60 years old to be
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included in the study. Exclusion criteria included the presence of verbal or cognitive deficits,
and / or cognitive bewilderment that could prevent interaction with the subjects or lead to
data collection errors. To find subjects who fit the profile, a nurse working at the institution
was consulted during the recruitment period and asked about potential subjects’ participation
in the study. This nurse was also consulted after data collection to validate the subjects'
responses. We used this recruitment strategy because this nurse had worked at the institution
Written consent was obtained from each participant after the purpose, nature, and
potential complications of the study were explained. No incentives were given to the subjects.
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Data collection
The data collection form included demographic data (gender, age, family income,
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education, and length of stay) and questions related to the defining characteristics of Impaired
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Memory according to the NANDA-I taxonomy II (Herdman and Kamitsuru, 2014). Previous
studies have found cognitive deficit, including memory impairment, among elderly with an
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income of ⩽$5000 and projections suggest an increasing proportion of cognitive problems
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and dementia in less developed countries (National Institute on Aging, 2011; Berkman et al.,
1993). Furthermore, cross-sectional and longitudinal results showed that, in less educated
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elderly, memory decline is faster and sets in at an earlier age (Schmand et al., 1997; Berkman
et al., 1993). In addition, another study found differences in lengths of stay were statistically
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significant after adjusting for age, race, and gender for elderly with cognitive impairment
Five trained nurses collected the data independently and individually through guided
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interviews. Inter-rater reliability was not measured; however, the principal investigator
supervised the nurses’ data collection with the first 20 subjects to ensure that they were using
the same procedures. It is worth mentioning that the nurses were responsible only for the
memory assessment; the presence of the nursing diagnosis Impaired Memory was estimated
by the latent class analysis (LCA) method, which is described further (see the data analysis
section).
All nurses were trained and instructed to use a standard operating procedure form with
operational definitions and a description of how to assess each defining characteristic. The
training lasted three hours and included the definition of Impaired Memory and its
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components, the physiological and psychosocial aspects of this nursing diagnosis, and the
context of the study population. The operational definitions were adapted from a study that
validated a protocol for the identification of Impaired Memory in hospitalized elderly (Souza
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and Santana, 2011).
Specific standard operating procedures were developed to guide the assessment of each
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defining characteristic. The memory assessment was composed mostly by questions directly
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asked to the patients, such as whether they performs daily activities at a scheduled time and if
they remember the full name of their children or parents. All the patient's answers were
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validated by a nurse, who was also asked about some questions (e.g. if the patient has
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forgotten specific events or previously performed actions). The assessment also involved the
evaluation of the ability to learn and retain skills/information by teaching the patient how to
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unlock the screen of a mobile phone, teaching the name of unknown objects, and applying the
A pre-test was performed with five subjects who were recruited using the same
selection criterion and no changes were made in the collection form after that. This pre-test
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was also used to verify whether the team members were able to perform a standardized data
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collection.
Data analysis
Data analysis was performed using the R software package version 3.0.2 (R Core
Team, 2014). Descriptive statistics including percentage, mean, and standard deviations were
obtained. The Jarque-Bera test was applied to verify the normality of the data. The Mann-
Whitney test was applied to verify differences of age / schooling level and the presence /
characteristics was evaluated using the Chi squared test with Yates’ correction. The Yates
correction is an adjustment made to account for the fact that Pearson’s chi-square test is
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biased upwards for a 2 x 2 contingency table. This correction is usually recommended if the
The accuracy analysis was based on sensitivity and specificity measures of each
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defining characteristic of Impaired Memory. The LCA method was applied to calculate the
accuracy measures and to estimate the presence of Impaired Memory in the sample. This
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method is employed when no perfect reference standard is present (Qu et al., 1996), and it is
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based on the assumption that an unobserved or latent variable (nursing diagnosis) determines
the associations between observable variables (defining characteristics). A two latent class
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model with random effects was fitted to obtain estimates of sensitivity, specificity, and their
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respective 95% confidence intervals (95% CI). The random effects model assumes a
conditional dependence between the defining characteristics, included in the latent class
analysis. The likelihood ratio chi-square (G2) statistics were applied to help determine how
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An initial latent class model including all ten defining characteristics was initially set
and called the “null model”. From this model, statistically insignificant defining
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characteristics were identified and excluded, and a new model was adjusted. Absence of
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statistical significance was defined when the upper limit of the sensitivity and specificity
confidence intervals were less than 50% and/or when the confidence interval included this
value. For all other analyses, we adopted the 5% level of significance (p-value < 0.05).
Results
The study participants were 68 male (55.28%) and 55 female (44.72%) older adults
with an average age of 74.21 years (SD = 7.73) and a median of 2 years of education. Half of
the sample had been living in the institution for over 3 years (Table 1). The most prevalent
clinical indicators of Impaired Memory were: Inability to recall if a behavior was performed
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(67.21%), Inability to retain new information (59.35%), and Inability to perform a previously
learned skill (55.28%). The estimated prevalence of Impaired Memory in the sample was
31.05%.
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After examining the relationships between demographic variables and the accuracy
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decided to conduct further analysis of this relationship using bivariate analysis, which is
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shown in Table 2. A statistically significant result (p <0.05) was found between gender and
the defining characteristics Inability to learn new skills, Inability to perform a previously
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learned skill, and Inability to retain new skills, with females demonstrating a more
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unfavorable outcome than males. Elderly females were approximately three times more likely
Table 3 shows the bivariate analysis of the relationship between the defining
characteristics of Impaired Memory and the variables age and education level. The incidence
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of the defining characteristics Forgetfulness, Inability to learn new skills, and Inability to
retain new skills was higher in the older participants (80 vs. 74; 78 vs. 72; and 79 vs. 73,
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respectively). In addition, low schooling level was associated with a high incidence of the
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previously learned skill (1 vs. 5; p < 0.001), Inability to recall events (1 vs. 3; p = 0.041), and
Table 4 shows the results for the sensitivity and specificity of the defining
characteristics of Impaired Memory from three fitted latent class models. According to these
models, the estimated prevalence of Impaired Memory was between 31% and 36.4%. In the
latent class model that included the whole sample, statistical significance was found for all
defining characteristics, except for Inability to recall if a behavior was performed. The
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majority of the defining characteristics had specificity values above 90%, and low sensitivity
values.
In the latent class model that included only males, no statistical significance was found
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regarding the following defining characteristics: Inability to recall if a behavior was
performed, and Inability to retain new information. Inability to perform a previously learned
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skill was the only characteristic with high specificity and sensitivity values in males. The
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remaining defining characteristics had only high specificity values.
In the latent class model that included only females, no statistical significance was
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found regarding one defining characteristic: Inability to recall if a behavior was performed.
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Five defining characteristics had only high specificity values, and two had only high
sensitivity values. Additionally, the defining characteristics Inability to learn new skills and
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Inability to retain new skills had high values for both sensitivity and specificity.
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Discussion
Clinical validation studies are important for the refinement of diagnostic taxonomies
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such as NANDA-I (Sousa et al., 2015). The contribution of this type of study is even more
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The estimated prevalence of Impaired Memory in the sample was 31.05%, which is
slightly less than 39.4% (Souza and Santana, 2011) and 45.9% (Güler et al., 2012), which are
reported in other studies about this nursing diagnosis. As previously mentioned, the existence
avoid data collection errors. Although this was a necessary measure, it may have contributed
The most prevalent defining characteristics were Inability to recall if a behavior was
performed, Inability to retain new information and Inability to perform a previously learned
skill. The percentages for the presence of these defining characteristics in our study were very
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similar to the findings from Souza and Santana (2011) (67.21% and 62.5%, 59.35% and
66.7%, and 55.28% and 58.3%, respectively). In addition to this, Inability to recall if a
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behavior was performed and Inability to retain new information were considered defining
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characteristics of “greater importance” in a content validation study for the elements of
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The literature suggests that mild cognitive decline is a consequence of the physiological
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processes of aging (Petersen, 2004; Burns and Zaudig, 2002). Thus, the occurrence of the
mentioned defining characteristics in the sample appears to reflect the physiological process
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memory, which declines naturally with age, even when intellectual capabilities are preserved.
Inability to recall if a behavior was performed and Inability to perform a previously learned
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skill are related to difficulty in recovering stored information, which is also associated with
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the aging process (Barcelos-Ferreira and Bottino, 2014; Elliott et al., 2008).
In the analysis of associations between variables, it was found that some defining
characteristics of Impaired Memory are more likely to occur in women, the oldest
individuals, and those with a poor education level. Although some studies have shown that
gender differences may affect perception and attention, conclusions about the relationship
between gender and cognitive abilities are only speculative (Halpern, 2011). In a previous
study, authors discussed gender differences using several parameters, including cognition,
and concluded that the performance of men and women was similar (Wolbers and Hegarty,
2010).
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Age is indicated as an intrinsic risk factor for cognitive decline (Almeida et al., 2013),
which explains why Forgetfulness was more prevalent in relatively older people in the study
sample. In addition to that, older people typically have less readiness to learn. Thus, elderly
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are more dependent on previous experiences than trying new techniques when solving
problems (Eliopoulos, 2014). In addition, with aging, differences in the intensity and duration
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of physiological arousal of the individual are common, leading to a loss of remembering
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previous answers and of acquisition of new information (Wold, 2011). This may be related to
the occurrence of the defining characteristics related with learning in the sample.
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Regarding education, the study sample had a median of 2 years of formal education.
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Although such a low educational level is not typical for the geographical area (the fourth
largest metropolitan area in Brazil), it is typical for the group included in the sample, as the
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study was carried out in a philanthropic institution. Most of the elders living in this institution
came from the Northeast countryside of Brazil and have not only received a poor education,
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but have lived most of their lives with very restricted resources.
The educational level of the patients could have influenced the results, for example, by
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contributing to the presence of some clinical indicators that are not exclusive to Impaired
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Memory but that are also related to the educational level (for example, Inability to learn new
skills/information). At the same time, this does not invalidate the findings because it is
known that good cognitive performance (including memory) depends on stimuli received
several studies. Brucki and Nitrini (2014) reported that individuals with low educational level
are exposed to risk factors for Dementia, such as low cognitive reserve, poor control of
cerebrovascular risk factors, difficulties during cognitive evaluation, and poor cognitive test
adaptations. Low educational level is also presented as one of the frailty predictors found in a
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study about the impact of social, demographic, health, cognitive, functional, and psychosocial
variables on the cognitive status of community-dwelling elderly (Neri et al., 2013). Authors
of a recent systematic review showed that the dementia risk increases with decreasing
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educational level: dementia risk was 2.61 higher among subjects with low schooling
compared to subjects with higher educational level (Meng and D'Arcy, 2012).
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Learning influences the functional organization of the human brain. Low education
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changes the pattern of brain potentials related to remembering events (Angel et al., 2010), as
well as the hippocampus activation of the right posterior insula, thalamus and operculum
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when performing memory tasks (Stern et al., 2005).
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It should be noted that lack of motivation is also a factor that may have contributed to
the findings related to Inability to learn new skills and Inability to retain new skills. Although
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this factor was not investigated in the study, it was observed that many seniors remained in
their accommodations for long periods, without interacting with family members or third
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parties, which may reflect a situation of low stimulation for the development of cognitive
skills.
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The accuracy analysis by sensitivity and specificity measures indicated that some
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defining characteristics had high levels of both sensitivity and specificity, such as Inability to
perform a previously learned skill (male), Inability to learn new skills (total sample), and
Inability to retain new skills (female). Such defining characteristics are good clinical
However, the defining characteristics that had high specificity values, such as Forgets
Inability to recall events and Inability to recall factual information, are important as
confirmatory indicators of Impaired Memory after the diagnostic screening because high
specificity relates to the ability to correctly exclude a clinical condition (Lopes et al.,2012).
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It is important to notice that the discriminatory value of a diagnostic test for screening
is reduced when the condition of interest has a low prevalence, even with high sensitivity and
specificity. Thus, it is wise to correlate the accuracy measures of the defining characteristics
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with its incidence rates in the study. Considering this correlation, Inability to perform a
previously learned skill can be seen as the most accurate indicator of Impaired Memory in
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this study.
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The significance of this study is its contribution to the knowledge needed for better
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diagnoses from the Perception/Cognition Domain can be difficult to assess, and this difficulty
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can lead to either a misevaluation of the patients' cognitive functions or neglect of the human
responses that belongs to this Domain. It has been recognized that every mental process
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involves some aspect of memory; hence, more emphasis should be given to memory
Although the aim of this study is not to review the Impaired Memory components
proposed by the NANDA-I, our results indicate that the refinement and improvement of some
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characteristics that are not specifically related to memory, such as Inability to learn new skills
or information.
Finally, it is important to emphasize that the study results should be viewed with
discretion because the participants had relatively low education, old age, and were living in a
long-term care institution for more than three years. Thus, the results may differ among
Conclusions
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This study enabled the clinical validation of all defining characteristics of Impaired
Memory included in the NANDA-I taxonomy, except for Inability to recall if a behavior was
performed, which had no clinical value in the sensitivity and specificity analysis.
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Additionally, it was found that some defining characteristics were not useful for identifying
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information for males and Inability to recall if a behavior was performed for females.
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The defining characteristics that have both high sensitivity and high specificity can
be considered good clinical indicators for Impaired Memory screening. These are: Inability to
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perform a previously learned skill (male), Inability to learn new skills (total sample), and
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Inability to retain new skills (female). In turn, defining characteristics that have only high
to learn new information, Inability to recall events, and Inability to recall factual information,
are important as confirmatory indicators of Impaired Memory after the diagnostic screening.
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The identification of good clinical indicators, that is, signs and symptoms that can be
used for diagnostic screening and confirmation, contribute to a decrease in errors by nurses,
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and enable the evaluation of patients in a more standardized way. Thus, the study findings
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may contribute to an early and accurate identification of Impaired Memory in elderly, and
Finally, the findings should be used with caution, given that these are related to
specific characteristics of the sample such as age, level of education, and psychosocial and
cultural factors. Further studies with elderly being assisted in other settings are needed to
enable a comparison of the predictive ability of the Impaired Memory defining characteristics
in different contexts.
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Age 74.21 (7.73) 74.00 (13) 0.175
Length of stay (years) 5.84 (7.80) 3.25 (6) <0.001
Income 812.3 (677.0) 724.0 (0) <0.001
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Years of education 3.93 (4.52) 2.00 (5) <0.001
a
Jarque-Bera test for normality.
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2. Forgetfulness
Presence 4 6 p = 1.000a
Absence 51 62 OR =0,81 (0.16-3.64)
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3. Inability to learn new skills
Presence 24 13 p = 0.005b
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Absence 31 55 OR = 3.24(1.36-8.01)
4. Inability to learn new information
Presence 1 3 p = 0.627a
Absence 54 65 OR = 0.40(0.01-5.20)
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5. Inability to recall if a behavior was performed
Presence 34 48 p = 0.338b
Absence 21 19 OR =0.64(0.28-1.47)
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6. Inability to perform a previously learned skill
Presence 40 28 p < 0.001b
Absence 15 40 OR = 3.77 (1.67-8.85)
7. Inability to recall events
p = 0.212a
ED
Presence 7 4
Absence 47 64 OR = 2.37 (0.56-11.68)
8. Inability to recall factual information
Presence 11 10 p = 0.593b
PT
Absence 44 58 OR = 1.44(0.51-4.18)
9. Inability to retain new skills
Presence 21 12 p = 0.019b
CE
Absence 34 56 OR = 2.86(1.17-7.25)
10. Inability to retain new information
Presence 36 37 p = 0.291b
AC
Table 3 – Mann-Whitney tests for differences in age / education level between elderly with
the presence or absence of defining characteristics of Impaired Memory.
Defining characteristics Age Schooling
level
1. Forgets to perform a behavior at a scheduled time 0.199 0.213
2. Forgetfulness 0.033 0.019
PT
3. Inability to learn new skills <0.001 0.182
4. Inability to learn new information 0.898 0.265
5. Inability to recall if a behavior was performed 0.682 0.468
RI
6. Inability to perform a previously learned skill 0.142 <0.001
7. Inability to recall events 0.146 0.041
SC
8. Inability to recall factual information 0.254 0.006
9. Inability to retain new skills 0.002 0.541
10. Inability to retain new information 0.212 0.108
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Table 4 – Sensitivity (Se) and Specificity (Sp) of defining characteristics for Impaired
Memory based on three latent class models.
Model #1: total sample Se (95%CI) Sp(95%CI)
1. Forgets to perform a behavior at a scheduled 02.62 (00.00 - 100.00 (98.95 -
time 08.68) 100.00)
2. Forgetfulness 17.94 (05.81 - 96.29 (91.41 -
PT
32.89) 100.00)
3. Inability to learn new skills 85.94 (71.39 - 95.07 (87.62 -
100.00) 100.00)
RI
4. Inability to learn new information 10.47 (01.95 - 100.00 (98.84 -
22.13) 100.00)
SC
6. Inability to perform a previously learned skill 83.62 (68.61 - 57.47 (46.53 -
96.30) 68.42)
7. Inability to recall events 22.35 (09.71 - 97.06 (92.66 -
38.19) 100.00)
NU
8. Inability to recall factual information 39.93 (25.15 - 93.22 (86.65 -
56.76) 98.39)
9. Inability to retain new skills 80.33 (63.75 - 97.26 (91.34 -
MA
100.00) 100.00)
10. Inability to retain new information 81.90 (68.08 - 50.80 (39.58 -
94.57) 62.23)
Impaired Memory estimated prevalence: 31.05% G2 = 71.53; DF = 105; p = 0.995
ED
100.00) 100.00)
12.81 (00.00 - 100.00 (96.36 -
4. Inability to learn new information
33.31) 100.00)
72.24 (50.98 - 75.15 (59.30 -
AC
PT
8. Inability to retain new skills 91.27 (72.84 - 92.25 (81.24 -
100.00) 100.00)
9. Inability to retain new information 86.76 (68.18 - 46.76 (30.02 -
RI
100.00) 63.22)
2
Impaired Memory estimated prevalence: 36.43% G = 38.09; DF = 37; p =0.419
G2 – Likelihood ratio statistic. DF – Degrees of freedom.
SC
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Highlights
- The study examines clinical indicators in elderly patients to clinically validate the nursing diagnosis
of Impaired Memory.
PT
- Some differences in occurrence clinical indicators were observed for gender, age, and schooling
level.
RI
- Six indicators that exhibited best measures of diagnostic accuracy based on latent class analysis with
SC
random effects.
NU
- Some differences in measures of diagnostic accuracy were observed for gender.
MA
ED
PT
CE
AC