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2010 - Sun - A Review of The Prevalence of ASD in Asia PDF
2010 - Sun - A Review of The Prevalence of ASD in Asia PDF
Review
A R T I C L E I N F O A B S T R A C T
Article history: Electronic databases and bibliographies were searched for English language articles on the
Received 27 June 2009 prevalence of Autism Spectrum Disorder in Asia over time to estimate prevalence. The
Received in revised form 30 September 2009 overall reported prevalence of ASD in recent studies was higher than the previously
Accepted 3 October 2009
reported in Asia. The average prevalence of ASD before 1980 was around 1.9/10,000 while
it was 14.8/10,000 from 1980 to present. The median prevalence of ASD among 2–6-year-
Keywords:
old children who are reported in China from 2000 upwards was 10.3/10,000. ASD is
Autism Spectrum Disorder
probably more common in Asia than previously thought.
Prevalence
Screening ß 2009 Elsevier Ltd. All rights reserved.
Diagnosis
Asia
Contents
* Corresponding author.
E-mail address: xs227@medschl.cam.ac.uk (X. Sun).
1750-9467/$ – see front matter ß 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.rasd.2009.10.003
X. Sun, C. Allison / Research in Autism Spectrum Disorders 4 (2010) 156–167 157
Autism Spectrum Disorder (ASD) is used to describe a group of childhood neuro-developmental disorders whose onset is
usually before 3 years old (Charman et al., 2008; Williams, 2003). ASD is characterized by impairments in social interaction
and communication and the presence of restrictive and stereotyped patterns of behaviours, interests, and activities
(Charman et al., 2008).
Over the past two decades, researchers and practitioners in medicine, public health, education, and social work have
shown an increasing concern about the prevalence of ASD. Since the first epidemiological study of autism in England in 1966
(Lotter, 1966), many surveys have been conducted reporting widely varying prevalence estimates. ASD was initially
considered to be rare with prevalence estimated to be around 2/10,000 children in the 1970s (Kawamura, Takahashi, & Ishii,
2008). However, this view began to change towards the end of last century (Gillberg & Wing, 1999). The most recent
prevalence estimate of ASD in the UK is reported to be 116.1/10,000 children (Baird et al., 2006). This increase might be due
to several factors (Tanoue, Oda, Asano, & Kawashima, 1988): changes in the application of epidemiological study methods;
the use of different screening tools; changes in diagnostic criteria. Additionally, an improvement in living conditions as well
increased awareness among both the general population and health professionals may have contributed to the perceived
increase in the prevalence of ASD. It is also possible that there has been a true increase (Tanoue et al., 1988).
Although ASD is commonly recognized in Europe and America, it is a relatively new concept in the Eastern world. Since
most studies of ASD have been carried out in Western countries, the prevalence of ASD in Asia is less known. As Asia
represents a large percentage of the world population, there is a need to explore the epidemiology of ASD in Asia to find out if
there are differences in the prevalence of ASD across different cultures. Therefore, the purpose of this review is to describe
the epidemiology and estimate the prevalence of ASD in Asia.
1. Method
Three databases were used in this review: Pubmed (1980 to November 2008), Web of Knowledge (1980 to November
2008) and the Chinese Knowledge database (1998 to November 2008). In addition, bibliographies of previous reviews were
also searched to identify published prevalence studies. There were three stages in the literature search. In stage 1, the search
terms included ‘‘Autism Spectrum Disorders’’ or ‘‘Autism’’ or ‘‘Autism disorder’’ plus ‘‘Prevalence’’. In stage 2, further search
was conducted for each country in Asia one by one with the search terms listed above. In stage 3, all the papers identified
after the first two stages were examined by inclusion criteria. Papers were selected if it was an original epidemiological study
published in English but not an aetiological study. It focused on ASD with clear description of screening methods and
diagnostic criteria used in case identification but not Asperger’s syndrome. The sample size was more than 2000 and
individuals were not older than 18 in the study. After full examination, data were extracted from each study including first
author, year of publication, country, region and area of study, screening strategy and information source, diagnostic criteria
and strategy, age of diagnosis, size of population, reported prevalence estimate of ASD. If manuscripts contained several
analyses, data were extracted only on those analyses that met the inclusion criteria.
2. Results
Twenty-six studies were identified on the prevalence of ASD, including 17 original articles and 9 studies from literature
reviews. During the search, three studies were identified about multicultural settings (such as Asian immigrants in other
countries). However, none of these described the differences in prevalence estimates between Asian immigrants and local
(native) populations.
The characteristics of the 26 studies and a summary of the main findings are presented in Table 1. These studies covered
six countries which conducted research on the prevalence of ASD from 1972 to 2008 in Asia, including China (7), Japan (13),
Israel (2), Iran (1), Taiwan (1) and Indonesia (1). Two thirds of studies investigated urban (67%) prevalence of ASD and the
remaining studies were carried out in both urban and rural contexts. Three studies (Chen, Liu, Su, Huang, & Lin, 2007; Kamer
et al., 2004; Zhang, Sui, & Wand, 2008) addressed the differences between rural and urban populations. The age range among
children was from 0 to 18 years old. Eleven studies focused on the children who were less than or equal to 6 years old, 12
studies covered children 6–12 years old and 6 studies investigated children between 12 and 18 years old. The male to female
ratio ranged from 1.3:1 (Ghanizadeh, 2008) to 6.5:1 (Tao, 1987). There was a considerable variation in the size of the
populations among selected studies (range: 2000–1,113,900), with a median size of 25,521 in Chinese studies and 597,003 in
Japanese studies.
Table 1
Epidemiological studies of ASD in Asia (1971–2008).
(–) No details given from previous reviews and not possible to gain the original papers.
a
Studies cited in previous reviews.
Wang, Huo, & Li, 2003; Yang, Hu, & Han, 2007; Zhang et al., 2008) conducted by medical institutes who randomly chose their
samples from the local population; five recent surveys (Honda, Shimizu, Misumi, Niimi, & Ohashi, 1996; Honda, Shimizu,
Imai, & Nitto, 2005; Kawamura et al., 2008; Sugiyama and Abe, 1989; Tanoue et al., 1988) from Japan relied on a general
health examination conducted by local health centres which assumed they had covered the whole local population; six
surveys by educational institutes (Ghanizadeh, 2008; Guo, 2009; Hughes, 2008; Ishii & Takahashi, 1983; Kawamura et al.,
2008; Matsuishi et al., 1987; Ohtaki et al., 1992) including children in special and mainstream schools.
Since study designs and assessment methodologies were heterogeneous among the 26 studies, it is difficult to compare
their results and provide estimates of prevalence (Table 4). However, studies conducted in China or Japan appear to have
relatively similar methodology within country. It is therefore reasonable to estimate prevalence for these two countries
separately (Tables 5 and 6).
The prevalence of ASD in these studies selected in this review ranged from 0.32/10,000 (Tao, 1987) to 250/10,000 (Ren
et al., 2003). The Chinese study in Tongling (Ren et al., 2003) city (250/10,000) and the Iranian (Yang et al., 2007) study (190/
10,000) only provided screening results (based on cut-points) without any further diagnostic procedure. Another Chinese
study in Nanjing (Tao, 1987) city used Rutter’s diagnostic criteria (Lotter, 1966) and assessment of cases was different from
the other Chinese studies. After excluding these three studies, the reported prevalence was between 1.1/10,000 and 21.8/
10,000. Since there were great differences in study methodology between the studies, they were sorted into two categories
according to the similar screening instruments used and the same diagnostic criteria applied in determination of cases. Using
different screening instruments across studies could have had an impact on the prevalence of ASD (Fig. 2).
Overall, the prevalence of ASD was higher than reported in earlier Japanese studies when the HC-18 was used as a screening
tool. Similarly, the prevalence in China was higher when the CABS was used as a screening tool. Six studies (Chen et al., 2007;
Table 2
Case ascertainment methods.
No. Screening strategy Screening source Diagnostic strategy Diagnostic criteria Age No. of cases Population
1 – – – Kanner 2–12 – –
2 – – – Kanner 15 – –
3 – – – Kanner 5–14 – –
4 – – – Kanner – – –
5 Questionnaire requesting Mainstream and special schools, Parents and child interviews Kanner 0–18 – 609,848
behavioural descriptions medical and welfare institutions
6 Letter to elicit referrals All schools and medical institutions – DSM-III 6–12 56 35,000
7 Referral to local records All schools and medical institutions Questionnaire + direct clinical DSM-III 4–12 54 32,834
examination
8 Referral to local records Health centre (Nanjing Child Mental Review of available data Rutter 5 68 457,200
159
160
Table 3
Main diagnostic criteria used in Asia.
Impairment in social 1. A delay, or a total lack of development 1. Delay in, or total lack of, the 1. A delay, or a total lack of development
communication of spoken language that is not accompanied development of spoken language of spoken language, not use gesture or
by an attempt to compensate through (not accompanied by an attempt to imitation to communicate
the use of non-verbal communication compensate through alternative
modes of communication such as
gesture or mime)
2. Relative failure to initiate or sustain 2. In individuals with adequate speech, 2. Impairment in language understanding,
conversational interchange in which marked impairment in the ability to usually cannot understand instruction or
there is reciprocal responsiveness to initiate or sustain a conversation with order, failure to show need and seldom
the other person others ask questions and lack of reaction to others
3. Stereotyped and repetitive use of 3. Stereotyped and repetitive use of
language or idiosyncratic use of words language or idiosyncratic language
or phrases
4. Lack of varied spontaneous make-believe 4. Lack of varied, spontaneous make-believe
or social imitative play play or social imitative play appropriate
to developmental level
Repetitive and 1. An encompassing preoccupation with 1. Encompassing preoccupation with 1. Refuse to change stereotyped gesture or
stereotyped patterns one or more stereotyped and restricted one or more stereotyped and restricted activity, otherwise they will show irritated
patterns of interest patterns of interest that is abnormal and restless
either in intensity of focus
2. Apparently compulsive adherence to 2. Apparently inflexible adherence to 2. Persistent preoccupation with parts of
specific, non-functional routines or rituals specific, non-functional routines or rituals objects such as a piece of paper, smooth
cloth, wheels and usually get great
satisfactory form it
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162 X. Sun, C. Allison / Research in Autism Spectrum Disorders 4 (2010) 156–167
Davidovitch, Holtzman, & Tirosh, 2001; Kamer et al., 2004; Matsuishi et al., 1987; Ohtaki et al., 1992; Tao, 1987) in four different
countries used available records from databases to identify cases which is a weakness of these studies since they did not attempt
to verify that any of the cases were true cases. The generalizability of these data is unknown. The diagnostic and screening
instruments applied in determining these cases may have differed in each case, even within the same database.
Eight out of 21 studies after 1980 carried out the diagnostic assessment by questionnaire plus direct observation by
psychiatrists. Six studies used available databases and three studies employed a combination of direct observation and
previous data from clinical records. Another three studies used parents’ interviews or questionnaires. One study
(Wignyosumarto, Mukhlas, & Shirataki, 1992) used the Wechsler Intelligence Scale for Children and the Merrill-Palmer Scale
of Mental Tests after direct observation to determine IQ ability. Differences in observation and examination among
practitioners make it difficult to compare the results.
There are nearly ten sets of diagnostic criteria for ASD in Asia. Since 1980, 7 out of 13 Japanese studies used ICD-10 or
DSM-III/IV. In China, half of the studies used the CARS and the Chinese Children Mental Diagnosis (CCMD (1993)) but no
sensitivity and specificity data have been reported. Since these studies used different diagnostic criteria, it is reasonable to
report prevalence separately. After adopting DSM-III/IV or ICD-10 as the diagnostic criteria, the prevalence of ASD increased
dramatically in Japan but decreased in China. Additionally, the prevalence in Japan using ICD-10 or DSM-III/IV was higher
than in the studies in China using the same diagnostic criteria (Fig. 3).
Japan began research into the prevalence of ASD much earlier than China and other countries in Asia. The prevalence of
ASD in both Japan and China appears to have increased over time (Fig. 4). The Yokohama (Honda et al., 2005) study that was
conducted in the same catchment area from 1994 to 1997 (Table 7) showed an increase in the prevalence of ASD during these
years. Studies from both Japan and China tried to explain this trend, but due to the lack of homogenous case definition and
case ascertainment, the prevalence estimates may easily have been inflated and skewed.
Overall, the prevalence of ASD in Japan was higher than the other Asian countries. The median prevalence was 15.5/
10,000 in Japan and 10.4/10,000 in China. Besides two Japanese studies in the same city (Yokohama) (Honda et al., 2005,
1996), another six studies (Chen et al., 2007; Davidovitch et al., 2001; Ghanizadeh, 2008; Kawamura et al., 2008; Wang et al.,
2003; Zhang et al., 2008) took geography into consideration. Two studies (Zhang et al., 2008; Wang et al., 2003) reported
higher prevalence in urban compared to rural areas. Another Japanese study in Toyota (Kawamura et al., 2008; Wang et al.,
2003) compared their results with the Yokohama (Honda et al., 2005) study and suggested that the lower prevalence
estimate in Toyota might derive from the differences in diagnostic criteria and the larger population size in Toyota.
Table 4
Screening instruments in Asia.
Screening instruments HC-18 (Kawamura et al., 2008) CHAT ABC (Miranda-Linne, CABS (Xuerong Li & CSI-4 (Gadow, Schwartz, Devincent,
(Wong et al., 2004) Fredrika M. & Melin, L., 2002) Jinmei Chen, 2004) Strong, & Cuva, 2008)
Type of usage Questionnaire Questionnaire Description of symptoms Description of symptoms Observational items
Impairments in 1. Pointing to request or show 1. Does not play with 1. No interest in social play 1. Does not want to play with 1. Does not want to play with
Impairments in 1. Cannot understand simple 1. Pretending 1. Cannot understand simple 1. Strongly resists learning such 1. Difficulty following instructions
Communication instructions instructions as refusing to imitate, speak
or act
2. Cannot speak meaningful 2. Cannot understand 2. Repetitive word usage 2. Indifferent to surroundings 2. Difficulty organizing tasks and
words simple instructions pretending
3. Pretending 3. Does not imitate other people 3. Poor attention to detail
4. Limited reaction and answer 4. Uses five or less words to 4. Talks in strange way
communicate
5. Does not imitate other people 5. Difficulty in making conversation
Repetitive and stereotyped 1. Persistent preoccupation 1. Rough and tumble 1. Inappropriate toys 1. Likes rolling objects 1. Difficulty remaining seated
patterns of interest with some objects play
and behaviours
2. Tower of bricks 2. Tower of bricks 2. Adaptation to change 2. Repeats odd actions or play 2. Difficulty playing quietly
3. Toe walking or spinning 3. Restless, moves continually 3. Easily annoyed
and behaves hyperactively
4. Complicated ‘‘rituals’’, 4. Persistent preoccupation 4. Difficulty waiting for turn
destructive in nature with some objects
5. Likes rolling objects 5. Makes repetitive movements
5. Repeats bizarre actions or play 5. Fascination with parts of objects
HC-18: health checklist for 18-month old; CHAT: checklist for autism toddlers; ABC: autism behaviour checklist; CABS: children autism behaviour scale; CSI: children symptom inventory.
163
164 X. Sun, C. Allison / Research in Autism Spectrum Disorders 4 (2010) 156–167
Table 5
Prevalence of ASD in Japan (1971–2008).
Study number Year Age Prevalence (per 10,000) Population size Sex ratio (male:female)
(–) No details given from previous reviews or not possible to gain the original papers.
Table 6
Prevalence of ASD in China (1987–2008).
Study number Year Age Prevalence (per 10,000) Population size Sex ratio (male:female)
Fig. 2. Prevalence and screening sources in Japan and China (1980–2008). M: medical institutes; H: health centres; E: educational institutes.
One Japanese study in Ibaraki (Tanoue et al., 1988) found the prevalence of autism clustered by both birth year and month
of birth. They found a higher prevalence of autism in children born between April and June during 1972–1978. In most (86%)
X. Sun, C. Allison / Research in Autism Spectrum Disorders 4 (2010) 156–167 165
Table 7
Prevalence of ASD in Yokohama (Honda et al., 2005).
of the cases in seven Chinese studies (Guo, 2009; Lou et al., 2000; Ren et al., 2003; Wang et al., 2002, 2003; Yang et al., 2007;
Zhang et al., 2008) only one child in the family was affected.
Two studies (Kamer et al., 2004; Tanoue et al., 1988) compared native residents with immigrants and found the
prevalence of ASD in the former to be higher. However, there was no other evidence available to justify the relationship
between ethnicity and prevalence in other regions of the world.
All the Chinese studies suggested higher educational level of parents may be more related to the high prevalence of
childhood autism, while the Chinese study in Fujian (Lou et al., 2000) province discussed the educational level of autistic
children. Only one study in Tongling (Ren et al., 2003) reported that the higher prevalence of ASD was related to the lower
educational level of parents, especially mother’s educational level. This study found the highest prevalence among children
whose mothers only attended primary school (3.6%) and the lowest among children whose mothers graduated from college
(1.1%, x2 = 20.62, p 0.0001). However, this study only used screening without further diagnosis, so this finding might not
reliable.
Five studies (Guo, 2009; Ren et al., 2003; Wang et al., 2003; Yang et al., 2007; Zhang et al., 2008) provided information on
the socioeconomic background of families and two studies (Guo, 2009; Zhang et al., 2008) provided the annual income of
parents. There was no evidence of a relationship between the prevalence of ASD and socioeconomic status. Many studies
(Chen et al., 2007; Ghanizadeh, 2008; Honda et al., 2005) suggested that the improvement of living conditions and awareness
could be partly responsible for the increase of prevalence.
3. Discussion
In summary, epidemiological research on the prevalence of ASD in Asia has been conducted in six countries from 1971 to
2008. Methodological differences in case definition, screening instruments and diagnostic criteria were evident between
countries which makes it very difficult to compare the studies. However, despite these differences, some common
characteristics appeared within these population surveys. Prevalence of ASD seemed to be higher in children of 2–6 years
old. Boys had a higher prevalence than girls which is also found in Western studies (Blaxill, 2004). Estimates of prevalence
were also higher in urban than rural areas. Generally, the estimated prevalence in Japan was higher in more recent surveys
especially after adopting DSM-IV and ICD-10 as well as using the HC-18 as the screening tool. In China, studies which used
166 X. Sun, C. Allison / Research in Autism Spectrum Disorders 4 (2010) 156–167
the CCMD and CABS suggested an increase of prevalence over time. Some studies also revealed an association between an
increase in prevalence with younger children, lower educational level of parents, native residents and urban areas.
Previous studies (Fombonne, 2003) have suggested the larger the population size, the lower the prevalence of ASD.
However, this trend was not evident in Asia. The effects of differences in screening instruments and diagnostic criteria
employed were the key factors in the differences in prevalence estimates. Many of the items in the screening instruments
and diagnostic criteria are similar, but the prevalence of ASD in different countries varied greatly. Therefore, potential
explanations need to be further examined.
The studies which were in English were selected from Pubmed and Web of Knowledge only. Since only 17 studies met the
inclusion criteria, there might be selection bias. Since studies published in other databases were not included in this review,
it is possible that inclusion of studies from other databases might provide contrasting results. Additionally, only the full text
of 17 studies could be obtained, and information about the other 9 studies was obtained from previous reviews. Since the
details of those studies were unknown, information that had not been provided in the reviews could change the results.
Only seven studies from China could be found in the Chinese database and they were published in Chinese with English
abstracts. Therefore, publication bias may be present due to the validity of using this database. As the information was
translated into English, there might be mistranslation which could have affected the analysis.
There are some limitations to the studies selected in this review: first, studies that used pre-existing databases may not be
generalizable since those data were collected at different times rather than drawing from a complete census of the whole
population; second, the different diagnostic procedures employed within each study might have produced misclassification
bias; third, response to the screen was generally not reported in the studies, bringing into question the generalizability of the
results; fourth, the population size varied across studies which makes the comparison between studies difficult; fifth, these
studies only covered six countries in Asia which may lack generalizability across Asia as a whole.
This review cannot resolve the issue of whether or not the increase in prevalence of ASD is real, or simply due to the
changes in diagnostic criteria and better case ascertainment. The major difficulties surrounding estimating the prevalence of
ASD in Asia are in the differences in screening instruments and diagnostic criteria within different countries, so it is
preferable to have common methodology in future research. Since many studies could not be obtained due to the limitation
of language, there is a need to address this issue in order to obtain more reliable information, worldwide. Most of the Chinese
studies were very short and very different in design from Western studies, so more high quality surveys are required. Some
countries in Asia such as Korea (Kim, Kim, Park, Cho, & Yoo, 2007) and Singapore (Ooi et al., 2008) conducted aetiological
research on autism while prevalence data are lacking. Thus, more research in the prevalence of ASD is required in those
countries.
Acknowledgement
We are grateful to Professor Carol Brayne for her comments on an earlier draft of this paper.
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