Professional Documents
Culture Documents
ASHP REPORT
Purpose for sterile compounding may not Many health care settings also
The compounding of medications know that inaccurate or contami- use CSPs prepared by compounding
is a fundamental part of pharmacy nated products are dispensed.10-13 pharmacies. Although these guide-
practice. All compounding person- These guidelines are intended lines may be useful in assessing the
nel, mainly pharmacists and phar- to help compounding person- quality of CSPs prepared by com-
macy technicians, are responsible for nel prepare CSPs of high quality pounding pharmacies, more informa-
compounding and dispensing sterile and reduce the potential for harm tion on the topic of outsourcing sterile
products and preparations of correct to patients and consequences for compounding services is available in
ingredient identity, purity (freedom compounding personnel. The rec- the ASHP Guidelines on Outsourcing
from physical contaminants, such as ommendations in these guidelines Sterile Compounding Services.16
precipitates,1 and chemical contami- are based on published data, when Finally, while these guidelines are
nants), strength (including stability2 available; on expert opinion and generally applicable to all personnel
and compatibility), and sterility and procedures used in similar indus- who prepare CSPs and all facilities
for dispensing them in appropriate tries; and on applicable regulations in which CSPs are prepared, phar-
containers that are labeled accurately and standards. These guidelines macists and other health care profes-
and appropriately for the end user. In are a revision of the 2000 ASHP sionals responsible for the prepara-
contemporary health care organiza- Guidelines on Quality Assurance of tion, selection, and use of CSPs are
tions, patients receive compounded Pharmacy-Prepared Sterile Prod- urged to use professional judgment
sterile preparations (CSPs) that are ucts,14 with the goals of providing in interpreting and applying these
stored for extended periods before more current recommendations and guidelines to their specific circum-
use. It has long been recognized that harmonizing the ASHP guidelines stances. Users of these guidelines are
extended storage of CSPs may allow with United States Pharmacopeia cautioned that the information pro-
for the growth of a pathological bio- (USP) chapter 797, Pharmaceutical vided is current as of publication and
burden of microorganisms3 and that Compounding—Sterile Prepara- are urged to consult current editions
patient morbidity and mortality can tions.15 To help achieve that harmo- of original sources (e.g., laws, regula-
result from contaminated or incor- nization, these guidelines employ tions, and applicable standards, in-
rectly compounded sterile prepara- the definitions and terminology of cluding USP compendial standards)
tions.4-9 When quality monitoring is USP chapter 797 rather than those to ensure patient safety as well as
inadequate, personnel responsible of the previous guidelines. legal and regulatory compliance.
Approved by the ASHP Board of Directors on June 2, 2013. Caryn D. Bing, M.S., FASHP; E. Clyde Buchanan, M.S., FASHP; Ryan
Developed through the ASHP Council on Pharmacy Practice. These A. Forrey, Pharm.D., M.S.; Eric S. Kastango, M.B.A., FASHP; Lee B.
guidelines supersede the ASHP Guidelines on Quality Assurance for Murdaugh, Ph.D.; Daryl McCollum, Pharm.D.; Luci A. Power, M.S.;
Pharmacy-Prepared Sterile Products dated April 27, 2000. Philip J. Schneider, M.S., FASHP; and James T. Wagner.
Patricia C. Kienle, M.P.A., FASHP, is gratefully acknowledged for The bibliographic citation for this document is as follows: Ameri-
leading the development of and drafting substantial portions of these can Society of Health-System Pharmacists. ASHP Guidelines on
guidelines. Linda F. McElhiney, Pharm.D.; Richard B. Osteen, D.Ph.; Compounding Sterile Preparations. Am J Health-Syst Pharm. 2014;
Ed Troell, M.B.A.; Fred Massoomi, Pharm.D., FASHP; Kathleen 71:145-66.
Sheehy, M.B.A.; and Angela T. Cassano, Pharm.D., BCPS, are also
gratefully acknowledged for their contributions to these guidelines. Copyright © 2014, American Society of Health-System Pharma-
ASHP gratefully acknowledges the following individuals for cists, Inc. All rights reserved. 1079-2082/14/0102-0145$06.00.
reviewing these guidelines (review does not imply endorsement): DOI 10.2146/sp140001
Legal and Regulatory for a specific patient. Some states references to the chapter, some do
Considerations have specific regulations dealing with not mention the chapter, and some
Significant legal and regulatory CSPs for office use. Some pharmacies have additional regulations.21 The
changes have taken place since pub- whose primary purpose is preparing National Association of Boards of
lication of the previous ASHP guide- CSPs for hospitals and other facili- Pharmacy supports the incorpora-
lines (Figure 1). ties may be registered with the FDA tion of compounding regulations
At the time of its publication, as manufacturers and must adhere into state pharmacy practice legisla-
section 503A of the U.S. Food and to federal good manufacturing prac- tion by including such wording in the
Drug Administration Modernization tices. Some state boards of pharmacy association’s Model Rules and Model
Act (FDAMA) served to define the permit one pharmacy to compound State Pharmacy Act.22 State boards of
limits of legitimate compounding.18 for another pharmacy under central pharmacy should be consulted to de-
Figure 1. Evolution of Sterile Compounding Standards, 1970–2010. Adapted from The ASHP Discussion Guide on USP Chapter <797> for
Compounding Sterile Preparations.17 NCCLVP, National Coordinating Committee on Large Volume Parenterals; CSPs, compounded sterile
preparations; USP, United State Pharmacopeia; TAB, technical assistance bulletin; FDAMA, Food and Drug Administration Modernization
Act; PCAB, Pharmacy Compounding Accreditation Board.
2002— 2008—USP
FDAMA 2004—USP Chapter 797
1990—4 deaths, section Chapter 797 revisions become
1971—Deadly 2 cases of 1991 and 1995— 1997— 503A becomes official
nationwide blindness from ASHP national FDAMA ruled official 2006—PCAB
nosocomial contaminated compounding signed unconsti- established
infection CSPs surveys into law tutional
outbreak
and preparation of sterile com- Infection Control in Healthcare Fa- all sizes may be captured). The uni-
pounds.23-26 Clinics, long-term care cilities,48 and Protect Patients Against directional (horizontal or vertical)
facilities, home care organizations, Preventable Harm from Improper Use HEPA-filtered air must provide suffi-
rehabilitation facilities, and physician of Single-dose/Single-use Vials,49 all cient velocity to sweep particles away
offices (all of which come under the from the Centers for Disease Con- from the direct compounding area
purview of USP chapter 79715) may trol and Prevention (CDC), serve and maintain unidirectional flow
all be subject to specific additional as the backbone for most infection during preparation of CSPs. (More
governance of sterile compounding prevention practices in the United information about HEPA filtration
practices, depending on the agencies States. Safe infusion, injection, and and first-air concepts can be found in
regulating or accrediting the facility. medication vial practices have been the ASHP publications Compounding
In addition, organizations preparing addressed by CMS50 and the Asso- Sterile Preparations,53 Basics of Aseptic
Architecture, below), it must be lo- tion; it also serves as a way to further and relies on a defined airflow veloc-
cated in a segregated and dedicated segregate the buffer area from other, ity to divide the two areas, which are
area that maintains at least 0.01-inch less-clean areas of the facility. Water marked by a line of demarcation; this
water column negative pressure and sources, such as sinks or floor drains, type of facility may only be utilized
maintains, at a minimum, 12 air are not permitted in the buffer area for low- and medium-risk com-
changes per hour (ACPH). and should not be immediately ad- pounding. Demarcation lines should
Architecture. The sterile com- jacent to segregated compounding be indicated by colored tiles or other
pounding area includes a well-lit areas outside of a buffer area. A stor- elements integrated into the flooring
buffer area and ante area (both are age area outside the buffer and ante pattern but may be as simple as mark-
secondary engineering controls) and areas should provide adequate space ing on the floor.
an area for storage of sterile prod- for placement of sterile products and Facilities for preparation of radio-
Table 2.
Facility Features Required for Specific Types of Compounding (Data from USP Chapter 79715 Except
as Noted)
Low-Risk
with ≤12-hour
Beyond-Use Date Low-Risk Medium-Risk High-Risk Hazardous
Feature (Non-Hazardous) (Non-Hazardous) (Non-Hazardous) (Non-Hazardous) Drugs
Architectural stylea Segregated Open or closed Open or closed Closed Closed
Buffer zone ISO N/A ISO Class 7 or better ISO Class 7 or better ISO Class 7 or better ISO Class 7
classification or better
Ante area ISO N/A ISO Class 8 (ISO ISO Class 8 (ISO ISO Class 8 (ISO ISO Class 7
classification Class 7 if opens Class 7 if opens Class 7 if opens or better
into negative into negative into a negative
pressure area) or pressure area) or pressure area)
better better or better
Minimum air
exchanges for
buffer areab N/A 30 30 30 30
Minimum air N/A 20 if ISO 8; 30 if 20 if ISO 8; 30 if 20 if ISO 8; 30 if 30
exchanges for ISO 7 ISO 7 ISO 7
ante areac
Pressure N/A Positive Positive Positive Negative
a
Architectural style (“open” and “closed”) is not defined in USP chapter 797, but the concept of physical separation of ante areas and buffer rooms is described in the
chapter. For the purposes of these guidelines, “closed architecture” indicates that the buffer and ante areas are separated by a door (i.e., are physically separate rooms) and
maintain a pressure differential of no less than 0.02-inch water column positive pressure. “Open architecture” indicates that the buffer and ante areas are in one room, not
separated by a door (i.e., not physically separated). Displacement airflow is used to separate open architecture spaces, with at least 40 feet per minute of airflow across the
entire plane of the opening. A segregated compounding area contains a PEC within a restricted space.
b
If an ISO Class 5 recirculating device is in place, a minimum of 15 air changes per hour (ACPH) is sufficient if the total ACPH is 30 between the device and the area
supply HEPA filters.
c
USP chapter 797 does not address the air changes in ISO Class 8 ante areas. The FDA Aseptic Processing Guide57 recommends a minimum of 20 ACPH to maintain ISO 8.
However, this is a minimum value intended for industry. Since ante areas for CSPs include ungowned personnel and other activities, a minimum of 30 ACPH is best practice
for ISO Class 8 ante areas and required for ISO 7 ante areas.
does not include ante or buffer areas. a minimum of 30 times per hour in pounding accuracy, if permitted by
It is required to be separated from buffer and ante areas, but may need state regulations.
activities that are not essential to the to be increased in high-traffic/high- Surfaces. Surfaces of any kind in
preparation of CSPs; not be located volume areas in order to maintain the buffer area and ante area must
adjacent to food preparation sites, the room’s specified ISO classifica- be smooth, impervious, and easy to
warehouses, or construction sites; tion (Table 2) under dynamic condi- clean, with no cracks or crevices that
and not have unsealed windows or tions. Facilities may incorporate the could trap dust or contaminants. All
doors that connect to the outdoors contribution of up to 15 air changes materials used in the facilities must
or high-traffic areas.15 This archi- per hour from a LAFW in the total air be non-shedding. Walls and ceilings
tecture type is most often seen in changes per hours in a nonhazardous must be made of either hard plastic
satellite pharmacies, small hospitals, buffer area. By design, these devices or epoxy-painted gypsum board.
Power and Other Utility These devices are most commonly the preparation of CSPs remains the
Interruptions used for parenteral nutrition prepa- responsibility of the pharmacist.
The facility’s emergency manage- ration, but may be used for cardio-
ment plan should include steps to plegia solutions, continuous renal re- Cleaning and Disinfecting
meet patient-care needs during time placement therapy, or other complex Cleaning with a germicidal deter-
of utility interruptions, including processes. ASHP Guidelines on the gent and water will remove visible
the need for CSPs. In some cases, Safe Use of Automated Compounding solids or soiling before disinfect-
immediate-use procedures may be Devices for the Preparation of Paren- ing. Disinfecting removes microbial
safely implemented to meet some teral Nutrition Admixtures32 should contamination. It is critical that an
needs. Methods to identify and safely be consulted for further details on appropriate germicidal detergent and
meet interim compounding needs or utilizing ACDs. Accuracy and preci- water be used to clean all surfaces of
particles that do not contain a liv- Records of data collected through air displacement velocities must be
ing organism, such as particles shed the monitoring program must be maintained. If closed architecture is
from paper or dust. Viable particles maintained as part of the overall used, a pressure differential between
are living organisms, such as bacteria quality assurance program of the general, ante, and buffer areas must
or fungal spores, that require nonvi- facility. The data should be reviewed be monitored. A facility with open
able particles to travel. Monitoring of by management personnel or their architecture design must monitor
humidity,39,44 sound,39 and lighting39 designees and by the facility’s Infec- the differential airflow across the
may also be considered by facilities to tion Control Committee to ensure opening between ante and buffer
enhance the environmental monitor- that the findings of the reports are areas.
ing program. addressed. Table 4 provides an over- A pressure gauge or velocity meter
Each element of the monitor- view of environmental monitoring must be in place to monitor airflow
Table 4.
Environmental Monitoring Requirements (Adapted from USP Chapter 79715)
Parameter Monitored By Frequency
Temperature Compounding personnel or facilities Documented daily (at a minimum)
management staff (if electronic
monitoring is centralized)
Pressure differential or Compounding personnel Documented each shift (preferably), daily
velocity across line of (at a minimum)
demarcation Qualified certifier At least every 6 months
Nonviable particles Qualified certifier At least every 6 months
Surface sampling Compounding or laboratory personnel Periodically, as defined by compounding and
infection control personnel, at least every 6
months or after significant changes in procedures
or cleaning practices
Electronic device sample of Compounding personnel or qualified At least every 6 months
viable particles certifier
testing (“certification”), which must overall compounding recertification Sample data must be reviewed as
be completed by qualified person- process. The method of testing must a means of evaluating control of the
nel complying with the Certification be impaction via an electronic air compounding environment. Results
Guide for Sterile Compounding sampling device, as settling plates above recommended action levels
Facilities (CAG-003-2006).39 PECs alone are not considered an accept- (see Table 7) should prompt reevalu-
such as LAFWs, BSCs, CAIs, and able method. ation of work practices, cleaning
CACIs must be certified every 6 Sampling plans should be detailed procedures, and HEPA filtration.
months and whenever the device is and include all high-traffic loca- Any microbial growth that results
relocated or serviced. Both primary tions within the compounding area from viable environment sampling
(LAFWs, BSCs, CAIs, and CACIs) and any sites prone to contamina- must be identified to the genus level
and secondary engineering controls tion. Turbulence caused by airflow by microbiology personnel. If any
Table 6.
Particle Limits for Sterile Compounding Areas (Adapted from USP Chapter 79715)
Primary Engineering Buffer Area and Ante-Area Ante-Area Opening
Controls Opening into a Negative Only into a Positive
(LAFW, BSC, CAI, CACI) Pressure Room Pressure Room
ISO Class 5 7 8
Limit on number of ≥0.5 micron
particles/m3 of air 3,520 352,000 3,520,000
submersing the swab in the correct Expiration and Beyond-Use Processes such as thin-layer
amount of diluent, and then swab- Dating chromatography (TLC) and high-
bing onto or into a sterile nutrient A manufacturer’s expiration date performance liquid chromatographic
agar surface. Agar plates will leave is the date assigned pursuant to man- (HPLC) assays are the most reliable
a residue on contact surfaces that ufacturer testing. The drug product means of determining the stability
must be cleaned with sterile water is guaranteed by the manufacturer to of a product and should be used in
and disinfected with sterile 70% be safe and effective up to the listed place of theoretical predictions of
IPA. date when products are stored as de- stability when published literature
Results must be reported in colony- scribed in the product labeling. is not available. The use of commer-
forming units (CFUs) per plate. A beyond-use date (BUD) is the cial reference laboratories that offer
Reevaluation of work practices and date or time after which administra- qualitative and quantitative testing
Table 8.
Recommended Action Levels for Personnel Testing (Adapted from USP Chapter 79715)a
PEC Buffer Area Ante Area
Viable airborne particle testing action levels for contamination
(CFUs per cubic meter [1000 L] of air per plate) >1 >10 >100
Surface sample contamination (CFUs per plate) >3 >5 >100
Glove fingertip sampling >3 N/A N/A
a
CFUs = colony-forming units.
preparation is being made, the num- assignment unclear, guidelines for Low-Risk CSPs
ber of components or the number the more stringent risk level should This category encompasses simple
of aseptic breaches needed to com- prevail. For examples and a compari- admixtures involving closed-system
pound the preparation, and the com- son of the risk levels, requirements, transfer, measuring, and mixing of
plexity of the compounding process. and BUDs to be used in risk-level three or fewer commercially manu-
When circumstances make risk-level determination, see Table 9. factured sterile products (including
Table 9.
CSP Risk Levels and Beyond-Use Dates (BUDs) (Adapted from USP Chapter 79715)a
the infusion solution). Low-risk tiple patients (i.e., batching of syring- level of less than 10-6 or a probabil-
compounding conditions must in- es or large volumes), or one patient on ity of 1 nonsterile unit per 1 million
clude all of the following: multiple occasions (e.g., preparation sterilized units.57 For CSPs that are
for use over several days).49 heat-labile and cannot be processed
• CSPs are compounded using aseptic • More than three commercially available as above, sterilization using an alter-
technique within an ISO Class 5 PEC sterile products are used to produce the native method, such as a sterilizing
(e.g., LAFW, BSC, CAI, or CACI) that compound. grade 0.22 micron filter, must be
is located within an ISO Class 7 buffer • More complex compounding processes done. Filtration only achieves a ste-
area with an ISO Class 8 ante area. (e.g., total parenteral nutrition). rility assurance level of 10-3, which is
• Each container, including the final con- only 1 nonsterile unit per one thou-
All requirements for low-risk sand filtrated units. All filters used
• The preparation is labeled with patient (but not activated) by pharmacy staff dose vial for purposes of determining
identification, names and amounts of within an ISO Class 5 environment. BUDs. Manufacturer’s information
all ingredients, name or initials of pre- Activation of the devices should be for each PBP contains recommended
parer, and exact 1-hour BUD and time. completed at the point of care just BUDs, which are usually between 4
prior to administration. and 8 hours.
If CSPs prepared for immediate Multiple-dose vials may be reused
use are not administered within 1 Ampuls, Single-Dose, and or saved up to the manufacturer’s
hour, they must be properly discard- Multiple-Dose Containers recommended BUD, if they are
ed. All medications must be labeled Ampuls may not be reused or not opened in a direct patient-care
to meet regulatory and accreditation saved at any time during the com- area and if facility policy does not
standards and in accordance with pounding process. To minimize require a shorter period.66 If there is
Table 10.
Beyond-Use Date (BUD) at Room Temperature for Point-of-Care Activated Devices Assembled in ISO
Class 5 Environmenta
Device Company BUDb Applicable Products
ADD-Vantage62 Hospira 30 days from date diluent removed
from overwrap
Mini-Bag Plus63 Baxter 15 days from date diluent removed 50 and 100 mL bags
from overwrap
Mini-Bag Plus63 Baxter 30 days from date diluent removed 100 mL containers docked with the following
from overwrap drugs: cefazolin 1 g, cefuroxime (Zinacef ) 750
mg, ceftriaxone (Rocephin) 1 g, aztreonam
(Azactam) 1 g, piperacillin and tazobactam
(Zosyn) 3.375 g
addEASE64 B. Braun 70 days When connected to 50 mL and 100 mL bags
56 days When connected to Excel 250 mL bags
a
Information is current as of January 2011. The manufacturer’s package insert should always be checked for the most current recommendation for dating.
b
BUD for assembled but not activated system.
chemical stability of components rogen) testing prior to dispensing available, default guidance can be
and the sterility limits of the CSP de- or administration. Sterility testing, found in USP chapter 85.68
fined above. If medium-risk batches as outlined in USP chapter 71, must For high-risk preparations, batch-
are prepared and assigned a BUD be completed prior to dispensing or es of 25 or fewer CSPs do not require
within those limits, no sterility test- administration. 67 USP Membrane sterility testing.15 However, facilities
ing is required. However, if those Filtration, USP Direct Inoculation should consider sterility testing of
limits are exceeded, each batch must of the Culture Medium, or another such CSPs as part of their quality as-
be tested for sterility according to the testing method that produces veri- surance plans to ensure that proper
requirements of USP chapter 71.67 fication results statistically compa- procedures are being followed.
Facilities that wish to store CSPs rable with those methods may be
for periods longer than those de- utilized.67 Outsourced CSPs
Table 11.
Beyond-Use Dates for Ampuls, Single-Dose, and Multiple-Dose Containers (Adapted from USP Chapter
79715)
Opened and Maintained Opened Outside an ISO Class 5
within an ISO Class 5 Environment or Taken from ISO Class 5
Container Environment Conditions to Less Clean Air
Ampuls One time use; cannot be stored One time use; cannot be stored
Single-dose vials One time use, cannot be stored; contents One time use; cannot be stored
of unopened vial may be repackaged
in times of critical need49
Pharmacy bulk packages 6 hoursa Not intended for use outside ISO 5
environment
Multiple-dose vials 28 daysa 28 daysa
Unless otherwise specified by manufacturer.
a
of intravenous medications, includ- bining different agents in a prepa- to hand hygiene and garbing and
ing administration times, frequency ration may affect bioavailability, should not be used within the sterile
of infusion set changes, use of filters, compatibility (visual and chemi- compounding area.
and prevention of catheter-related cal), pH, and concentration effects. Hand hygiene must be per-
infections.38,47 Factors that influence stability (e.g., formed prior to and after gowning
temperature, pH, sorption, pho- and includes
Personnel tolysis, and chemical degradation)
must be carefully evaluated and sup- • Washing hands, under the fingernails,
Personnel Responsibilities ported by references or appropriate wrists, and up to the elbow for 30 sec-
The term compounding personnel testing. onds with a facility-approved agent.
refers to any individual involved in Compounding personnel must
tion occur, personnel must glove and When used for sterile compound- pounding accuracy processes are in
garb as stated above. ing, items in plastic or foil overwrap place, and (when applicable) steril-
When exiting the compounding should remain in the overwrap until ity and endotoxin testing. Finished
area during a work shift, gowns that introduced into the ISO Class 5 preparation evaluation is the respon-
are not soiled may be removed and PEC, at which point they should be sibility of compounding personnel
retained in the ante area and re-worn opened immediately before placing and should be performed during
during the same work shift. All other in the PEC and the overwrap im- the compounding process and when
garb, including gloves, must be re- mediately discarded.75 Items stored the preparation leaves the storage
moved and replaced, and proper hand in the buffer area but not in an over- area. Visual inspection should assess
hygiene must be completed before wrap must be decontaminated again particulate matter, coring, cloudi-
re-entering the compounding area. prior to entering the PEC, as items ness, leaks, and container and closure
proper use and disposal of single- leakage or accidental exposure dur- Health Administration (OSHA) re-
and multiple-dose vials. ing transport, and they should not quires that employers and employees
be delivered using a pneumatic tube be made aware of the hazards of all
Control and Oversight of IV device due to the risk of contamina- chemicals used in the workplace,
Solutions tion to the environment if breakage including drugs. 76 Compounding
Some facilities delegate storage occurs. Cleaning protocols for pneu- personnel of reproductive capabil-
and distribution of parenteral so- matic tube systems are inadequate ity shall confirm in writing that they
lutions to materials management. for hazardous drug contamination understand the risks of handling
Since the products are prescription throughout the system. hazardous drugs.15 Personnel at high
drugs, the pharmacy must maintain Transport may occur outside of risk of exposure to hazardous drugs
oversight, including selection of ap- the compounding facility to other should be enrolled in a medical sur-
drug compounding technique. These • Direct contact contamination of critical Manufacturer’s guidelines for BUDs
products utilize dyes or fluorescence sites is minimized by utilizing aseptic should be followed for radiophar-
to determine personnel technique compounding. maceutical multiple-dose vials that
and assess for spills or hazardous • Multiple-dose vials are labeled with are compounded with technetium-
drug exposures. the name of one patient and a BUD 99m and exposed to ISO Class 5
Definitions of hazardous drugs and storage temperature range based conditions with no direct contact
and proper handling of hazardous on manufacturer recommendations contamination.
drugs, including receiving, distribu- or published literature. Single-dose
tion, stocking, inventorying, prepa- extracts are not to be stored for subse- Personnel Compounding
ration, transport, and disposal, are quent use after entry. Competency
all concepts discussed in detail in the Touch contamination remains the
(see Appendix III of USP chapter 79715 should take place under conditions contamination limits can be found
for a sample assessment form). that reflect realistic workflow, such as in Table 6. Patterns of failures (per-
• Proper aseptic technique, including the end of a shift, to simulate a worst- sonnel, media, or facility) must be
successful media-fill test (see Appendix case scenario environment for com- evaluated as part of the facility’s
IV of USP chapter 79715 for a sample pounding sterile preparations. Once quality assurance plan. Qualified
assessment form). started, the test should be completed microbiology personnel and the fa-
• Proper cleaning and disinfecting pro- without interruption. Fluid culture cility’s infection control practitioner
cedures, including successful surface media are available commercially for should be consulted.
sampling test (see Appendix V of USP low- and medium-risk evaluations.
chapter 79715 for a sample assessment High-risk assessments may utilize Growth Media Requirements
form and Appendix II for information nonsterile nutrient medium in a Sterile nutrient agar for media-fill
• Author(s)—the name of the person or nutrition, hazardous drugs, epidural, Specific quality assurance mea-
persons who write the SOP so that prob- patient-controlled analgesia, or oph- sures, pursuant to each risk level
lems and revisions can be addressed. thalmics), formulas, assigning BUDs, compounded in a facility, include
• Date effective—date when the SOP is handling, and packaging. routine cleaning and disinfection
implemented into the compounding • Safety—injuries, hazardous spills, and and air quality testing, visual con-
routine. accidental exposures. firmation of proper garbing pro-
• Authorization signature—person or • Quality assurance—inspection of CSPs, cedures, review of all orders and
committee that approves the SOP. testing of CSPs, BUDs, delivery and preparations to ensure accuracy of
• Responsibility—person- or persons-in- storage of final CSPs, patient monitor- compounded products, and visual
charge who are responsible for making ing, adverse event reporting, and per- inspection of final CSPs to confirm
sure that the SOP is performed properly. the absence of particulate matter or
rated on an as-needed basis. A failure Sterile Products. Am J Health-Syst Pharm. and Surveyor Guidance, Revision 10;
2000; 57:1150–69. 2012.
mode and effects analysis of new 15. Pharmaceutical compounding—sterile 27. National Institute for Occupational
techniques can serve as a valuable preparations (general information chap- Safety and Health [NIOSH]. NIOSH List
proactive assessment of the ease and ter 797). In: The United States Pharma- of Antineoplastic and Other Hazard-
copeia, 36th rev., and The national for- ous Drugs in Healthcare Settings 2012.
value prior to introduction into the mulary, 31 ed. Rockville, MD: The United www.cdc.gov/niosh/docs/2012-150/
compounding process.83 States Pharmacopeial Convention; 2013: (accessed 2012 Dec 28).
361–98. 28. American Society of Health-System
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