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Facility Safety
Audit Guide
INTRODUCTION............................................................................................. pg 1
Inspection or Audit—What’s the Difference?
Workplace Injuries in 2015
This document contains information derived from sources we deem reliable. Graphic Products, Inc. has made reasonable efforts to ensure correctness but
does not guarantee accuracy or completeness. Graphic Products makes no warranties express or implied regarding the contained subject matter. Contents are
subject to change without notice. Graphic Products disclaims liability for injury, damage, or loss arising from reliance on the information contained herein. Users
of this information should independently consult municipal, state, or federal code and/or verify information with the appropriate regulatory agency.
INTRODUCTION
OSHA requires employers to provide a safe workplace, but being committed to safety can also decrease insurance costs,
increase productivity, and improve worker morale. By following OSHA’s compliance standards, providing proper training, and
being vigilant about identifiable hazards, employers can reduce injuries and even fatalities. Two powerful tools at the disposal
of industrial facility and safety managers are the facility safety inspection and the safety audit. When successfully implemented,
these tools can help keep your workforce safe.
Inspection or Audit—What’s the Difference? With an inspection and audit program, backed by
improved practices and enforcement, your results
Inspections will be:
Industrial facility safety inspections focus on compliance • Decreased workplace injuries and fewer loss days for
standards pertaining to the physical environment: emergency employees (Unsafe situations and work practices can
exits, fire extinguishers, machine guards, hazardous material be eliminated.)
storage, etc. In addition to visual observation and discussing • Improved workers comp premiums (Reducing injuries
hazards with employees, a detailed checklist is used to over time improves your company’s insurance risk and
assess the facility’s safety readiness across several criteria. lowers rates.)
Think of an inspection as “preventive maintenance” for • An increase in employee morale and productivity (When
facility safety, where the goal is not to discover how many workers know that management values them, morale
problems there are but rather identify adjustments needed to and productivity rise.)
improve operations and strengthen existing procedures.
• Greater efficiency (Damaged or malfunctioning
machines are taken offline until repaired; workflow
Audits
frequently improves.)
Industrial facility safety audits, on the other hand, focus
• Improved standing when bidding on jobs (In the
on work processes. Individual job functions are compared
construction industry, a deciding factor in comparing
against best practices to find potential safety breakdowns. As
bids can be the bidder’s workers’ comp experience
a result of a safety audit, job functions may warrant greater
modification rating.)
enforcement of best practices or they may be modified to
eliminate potentially hazardous behaviors or conditions. A • Decreased likelihood of litigation (Fewer injuries mean
facility audit is often a diagnostic tool to discover the cause less exposure to lawsuits.)
of safety problems. Identifying areas to improve training not
only ensures you are in compliance but meets the larger goal
in mind; to prevent accidents, injuries, and save lives.
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DEVELOPING AN INSPECTION & AUDIT PROGRAM
Have you set the stage at work to take safety seriously? Do employees and management obey safety policies themselves?
Risk exposure exists in every company. Regardless of your company’s size and scope, it is proactive to develop an
audit or inspection program yourself—one that includes periodic assessments and tracks progress.
Who Should the Inspectors/Auditors Be? location or industry, other credentials or qualifications
might be justifiable.
Inspectors and auditors usually consist of a team of
in-house safety experts. People that participate in the Specialized inspectors may be brought in to examine
company safety committee or outside consultants (such as machinery, such as boilers or the company’s fleet of
industrial hygienists or insurance company specialists) may vehicles.
be candidates. There must be sufficient expertise within
the team to know the right places to look and the right Many insurers have risk-management specialists who
questions to ask. There needs to be someone well-versed work with your safety manager or safety committee to
in compliance issues as well as state laws and regulations identify safety risks and recommend corrective action and
relating to your industry. education. Ask your workers’ comp insurer or insurance
broker for details.
Internal Resources
OSHA’s Consultation Program
Internal inspectors or auditors could be safety specialists
from within the company, a team of supervisors, OSHA’s Consultation Program is another inspection
representatives of the safety committee, or a combination service—completely free of cost and separate from its
of these resources. Safety experts agree that executive enforcement program—in which businesses can request
buy-in is essential; either a high-level manager should the service of an OSHA-approved consultant. The OSHA
participate, or everyone should understand that the findings consultant will do a complete safety assessment and
and recommendations are binding, or both. The effort must provide a written report summarizing findings as well as
include the most qualified people from within the company, resources available, such as education and other means
even though considerations such as scheduling and of support. Employers are expected to correct any serious,
frequency of assessments may be taken into account. unsafe, or unhealthful conditions within a reasonable
period of time.
Outside Resources Consultations through this program will not result in any
Your company may find it useful to work with an outside citations or penalties, although it is not guaranteed that
safety consultant. Contracting with a consultant may provide the employer will pass subsequent OSHA inspections that
the benefit of ongoing, intensive work to rectify safety and are part of the enforcement program.
health issues within the company. Credentials to look for
This program is available to any company with fewer than
include a Certified Safety Professional (CSP) or Certified
250 employees at a fixed site and no more than 500
Industrial Hygienist (CIH) designation. Depending upon your
corporate-wide.
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DEVELOPING AN INSPECTION & AUDIT PROGRAM
Conducting a Safety Inspection Schedule your inspection so it does not impact periods of
high production. The inspection team should not interfere
As preventive maintenance for your facility’s safety record, with the work of the employees unless there is an imminent
a safety inspection can be conducted when it seems like threat to life or health. The team should always wear any
“everything’s OK” or when there has been an uptick in PPE appropriate to the work area. The best approach is to
injuries or near misses. If you choose to announce your hold the inspection in advance of a busy period in order to
inspection in advance, make sure all employees are aware of address any findings before activity increases, but don’t delay
the date and time as it may impact their schedule. the inspection just to be more efficient.
7. Work your checklist, but don’t let your checklist work you. Adhere to your
checklist and make sure every line item is answered. Focusing exclusively on your
checklist may give you “tunnel vision,” preventing you from noticing other issues in plain sight. Be sure you track your
results, making note of the date and recording any comments that may clarify what you observed or recommended.
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DEVELOPING AN INSPECTION & AUDIT PROGRAM
High-impact Areas for Facility Safety Inspection Control of Hazardous Energy (Lockout/Tagout)
Most time-loss injuries (common in OSHA safety violations) There are many ways workers can be injured or worse
center on key aspects of industrial operations. To stay when hazardous energy in machines is not properly
safe and compliant, here are some of the main topics to controlled.
address in a safety inspection:
Employees must be made aware of the LO/TO procedures
and no duplication of padlock keys can be allowed.
Personal Protective Equipment
Failure to use personal protective gear is a leading cause For more information on lockout/tagout, contact Graphic
of serious injury in the workplace. Not only is it important to Products.
have the right gear in the right quantities, but consider the
following as well: Fall Protection
• Is the gear properly maintained and in good shape? Employees must be protected in general work areas from
• Is it available in sizes that are comfortable for all falling from overhead platforms or elevated work stations
employees to wear? or into holes whenever the fall distance is four feet or
more. For specific industries, OSHA requires fall protection
• Are the PPE storage locations at different elevated distances; five feet in shipyards, six
identified and marked to be feet in construction, and eight feet for maritime activities.
easily accessed by all? Ensure that your employees are properly protected and
• Is the gear inspected, replaced, always wear fall protection gear when at risk.
and cataloged regularly?
Electrical Safety
Machine Guarding Ensure wires are correctly stored and marked to increase
All industrial machinery must be examined for guarding efficiency and reduce fire hazards. Use our new Best
issues. Chains, belts, gears, conveyors, grinders, punches, Practice Guide to Wire and Cable Marking to eliminate a
and other machinery can easily cause major bodily harm crossed-wire mess. Installed electrical wiring represents
or death if not properly guarded. Safety experts observe a a hidden threat that can result in electrocution or fire.
hierarchy for reducing machine risk: Exposure to water or high heat can threaten the integrity of
electrical circuits, especially if they haven’t been wired to
1. Eliminate risk. Design or make modifications to reduce code. In addition, when high-voltage equipment is present,
unnecessary motion and exposure. an arc flash hazard may also be a serious risk. It may take
2. Install physical barriers. If design cannot minimize someone with in-depth understanding of electrical codes
hazard, install fixed guarding to provide a barrier to the and safety to accurately assess electrical risk. Lockout/
hazard, thus reducing exposure. tagout is also a key aspect of electrical safety.
3. Monitor access to the machine. If a physical barrier
is unfeasible, prevent unsafe conditions by monitoring Confined Spaces
access to the hazard. Confined spaces—enclosed areas large enough to work
4. Awareness and PPE. Practice awareness and use PPE in, but not designed for continuous occupancy and with
if exposure to unsafe conditions cannot be prevented. limited access—must be identified and labeled, and in
Proper HazCom 2012 or ANSI-compliant signage (Caution, many cases, certified. For more information on confined
Danger, Warning) prominently displayed plays a vital part spaces, contact Graphic Products.
in increasing risk awareness.
5. Training and procedures. Place administrative controls in
regard to procedures to minimize risk of injury, especially
if personnel cannot otherwise be protected from exposure Easily organize your wires and
and potential injury. cables using our Shrink-tubing
or Self-laminating Wire Wraps.
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DEVELOPING AN INSPECTION & AUDIT PROGRAM
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DEVELOPING AN INSPECTION & AUDIT PROGRAM
Conducting a Safety Audit OSHA suggests that for every task, use the following
questions to analyze the hazards that task may present:
Before you begin your safety audit, it’s a good idea to assess
your facility’s needs. Has there been an increased rate of
injury in your facility? Is it localized in one or two departments Question Example of answer
or operations, or is it scattered throughout the company?
Near misses, or unknown predispositions to harmful
situations may be unaccounted for in your facility; performing
an internal safety audit will uncover those, saving you time, A worker’s hand could come into
productivity, and money, by avoiding potential accidents. What can go contact with a rotating object
wrong? (pulley) that “catches” it and
General vs. Targeted Audits pulls it into the machine.
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DEVELOPING AN INSPECTION & AUDIT PROGRAM
It is also helpful to identify possible hazard scenarios. When Example: The work of a lathe operator in a machining
a known hazard is brought to your attention, OSHA suggests department may require several steps. One of these
discovering: steps often results in flying metal shards or droplets
of cutting oil, which can impact the eyes, face, or skin.
• Environment: Where is it happening? These hazards are created by blowing the cutting fluid
• Exposure: Who or what is it happening to? and metal shards away from the lathe mounting plate
with compressed air. In a typical job hazard analysis
• Trigger: What is causing the hazard?
form, there may be more than one type of protection for
• Consequence: What is the outcome that would occur the lathe operator: lowering compressed air pressure;
should it happen? using a vacuum, brush or cloth to remove debris; and
• Any other contributing factors recommended PPE such as eye protection, gloves and
specific outerwear to shield the skin.
Each job carries its own unique hazards. The best way to
determine hazards is just by watching someone work.
For small to medium-sized companies, Pryor believes the role of the audit is important, but not critical.
“Generally, I have found the audit ranks low in priority. There are a variety of reasons for this. One primary reason is
that there appears to be no immediate benefit. Many times the audit becomes a to-do list with added costs in the eyes
of management or a political tool for the employees. Unfortunately, most audits are triggered by either accidents or
regulatory action,” Pryor said.
Many workers and managers learn primarily how to view safety as a series of events—behaviors that contribute to the
overall safety culture. Safety audits help measure workplace safety performance. The data obtained can be used to
apply more resources to those areas not in compliance.
“We can create the safest physical environment with the best policies, procedures, equipment, safety controls, and
safety training,” observed Dr. Judy Agnew, senior vice president of safety solutions for Aubrey Daniels International
and author of ‘Removing Obstacles to Safety: A Behavior-Based Approach.’ “When you add human beings, they will
do things in ways you did not predict. Employees will bypass safety guards and take other safety shortcuts. This is
not done because employees want to get hurt. Employees are attempting to get the job done efficiently, quickly, and
with quality.”
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DEVELOPING AN INSPECTION & AUDIT PROGRAM
877.534.5157 | DuraLabel.com
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DEVELOPING AN INSPECTION & AUDIT PROGRAM
A 28-year-old laborer with four years of experience was How could this fatality been avoided?
working with two others to stack I-beams in preparation
for a construction project. It was a warm clear day and OSHA requires employers to:
he had been on the crew for this project for five weeks. • Instruct each employee in the recognition and
avoidance of unsafe conditions and regulations
The laborer was placing a 2" x 4" wooden spacer on the applicable to the work environment to control or
last stack of I-beams. The forklift driver drove up to the eliminate any hazards, in accordance with Title 29 Code
stack with another I-beam that was neither secured nor of the Federal Regulations (CFR) 1926.21(b)(2).
blocked on the forklift tines. The I-beam fell from the • Ensure that powered industrial trucks have loads that
tines, pinning the laborer between the fallen I-beam and are stable and secure and that persons are not allowed
the stack of beams. The laborer was killed. too close to the elevated portions, in accordance with
29 CFR 1926.602(c)(1)(vi).
DuraLabel PRO 300 • Ensure that proper personal equipment (the forklift
Print safety labels and signs up
to 4" in width with the DLP300. driver in this case did not wear a seat belt while
operating the forklift) is worn in all operations
where there is exposure to hazardous conditions, in
accordance with 29 CFR 1926.28(a).
• Ensure that the employer initiates and maintains a
safety and health program, in accordance with 29 CFR
1926.20(b)(2).
A 45-year-old iron worker with 20 years of experience How could this fatality been avoided?
had just reported to a construction job. The job site
had a safety program in place and a competent person OSHA requires employers to:
was on site. • Take precautions to provide sufficient ventilation to
ensure proper combustion when operating portable
A blowtorch-type of portable propane heater was heaters/blowtorches in confined spaces, in accordance
being used. The torch flamed out, allowing gas to with Title 29 Code of Federal Regulations, Part
gather in the bilge area of a construction barge. The 1926.154(a)(2).
accumulated gas exploded with great force, killing the • Ensure that portable heaters/blowtorches are
worker. equipped with automatic shut-off devices to stop the
flow of gas in the event of flame failure, in accordance
As a result of its investigation, OSHA issued citations
with 29 CFR 1926.153(h)(8).
for two serious violations of OSHA standards.
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DEVELOPING AN INSPECTION & AUDIT PROGRAM
Bulldozer Operator Burned
A crew of two was working on a roadway project. The How could this fatality been avoided?
44-year-old bulldozer operator had over 15 years of
experience. OSHA requires employers to:
• Train maintenance and operating personnel to
The bulldozer operator was preparing the road bed recognize potential problems with the operation of the
by using the machine to lift trees out of the way. A machinery.
hydraulic line to the right front hydraulic cylinder • Have competent persons perform periodic inspections
ruptured, spraying hydraulic fluid onto the engine of all operating equipment. Ensure that the employer
manifold and into the operator’s compartment. Upon initiates and maintains a safety and health program, in
contact with the hot manifold, the hydraulic fluid accordance with 29 CFR 1926.20(b)(1).
ignited, engulfing the operator in flames. The operator
died from the burns he received.
A journeyman electrician was correcting an electrical How could this fatality been avoided?
problem involving two non-operational overhead lights.
He had not shut off the power at the circuit breaker Here’s what OSHA requires:
panel nor had he tested the wires to see if they were • The employer should not allow work to be done on electrical
live. He was electrocuted when he grabbed the two live circuits unless an effective lockout/tagout program is
wires with his left hand and then fell from the ladder. implemented [29 CFR 1926.416(a)(1)].
• The employer should not allow work to
As a result of its investigation, OSHA issued be done on energized electrical circuits
citations alleging two serious violations. OSHA’s or circuits which are not positively
construction standards include several requirements de-energized or tagged out [29 CFR
which, if they had been followed here, might have 1926.417(a) and .417(c)].
prevented this fatality.
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DEVELOPING AN INSPECTION & AUDIT PROGRAM
Chemical hazard Use HazCom labels for any hazardous chemicals in your
communication facility. If they will be shipped internationally, they must have
GHS aligned labels. Lack of HazCom labeling contributed to HazCom 2012
OSHA’s number-two violation in 2013 and 2012. GHS
Use these die-cut labels to warn of arc flash danger, require specific PPE,
Arc flash warning labels
and describe safety boundaries. OSHA/NFPA 70E/CSA/ANSI-compliant.
The type of facility you have will determine which codes you need to
comply with; the ANSI/ASME A13.1 standard is most common, while
Pipe marking
the IIAR standard applies to ammonia piping systems. In general, the
contents and flow direction of all pipes should be marked.
Workplace Inspections within those high-risk SIC codes, the Site-Specific Targeting
(SST) inspection plan focuses on employers with the highest
Random inspections are usually unannounced. They Days Away, Restricted or Transferred (DART) rates and Days
must be conducted at a reasonable time, generally during Away From Work, Injury and Illness (DAFWII) case rates. The
normal work hours. Depending on the size of the facility information is collected from OSHA’s 300 and 300A forms.
and complexity of the operation, the inspection could take
several days. Some high-risk SIC codes include:
Just because OSHA can inspect your workplace doesn’t • Logging (SIC 241)
mean that it will. After all, there are only a few thousand • Cut Stone and Stone Products (SIC 328)
OSHA inspectors and more than 7 million workplaces in the
U.S. The likelihood that you’ll be inspected is slim, unless • Trucking Terminal Facilities (SIC 423)
your industry is categorized as high risk. According to a • Roofing, Siding, and Sheet Metal Work (SIC 176)
2013 AFL/CIO report: “…federal OSHA inspectors can only • Camps and Recreational Vehicle Parks (SIC 703)
inspect workplaces once every 131 years on average, and
state OSHA inspectors would take 76 years to inspect all • Landscape and Horticultural Services (SIC 708)
workplaces.” OSHA has established priorities that dictate • Animal and Marine Fats and Oils (SIC 2077)
the workplaces it will inspect.
• Concrete, Gypsum, and Plastic Products (SIC 327)
If you have been previously inspected by OSHA and have had • Taxicabs (SIC 412)
serious or willful violations, you can expect to be inspected
repeatedly. Otherwise, the following will increase the
likelihood of an OSHA inspection: Exemptions
• Imminent danger refers to any known condition or
Are You Exempt?
practice that may cause death or serious harm to workers, Workplaces with 10 or fewer employees, and many
requiring immediate corrective action. Imminent danger agricultural businesses, are exempt from random
is typically revealed through a whistleblower notifying OSHA inspections. Low-risk workplaces, such as office
OSHA of a dangerous situation or based on findings from environments, are unlikely to receive an OSHA visit unless a
a random inspection. complaint has been logged. Companies enrolled in OSHA’s
• Fatality/catastrophe inspections are triggered by work- SHARP or VPP programs are also unlikely to be targeted.
related incidents that result in the death of a worker or
the in-patient hospitalization of three or more employees.
OSHA must be notified of these incidents within eight
hours of it happening. Media reports can alert OSHA
to the need for a fatality/catastrophe inspection, if not
reported by the employer right away.
Prepared for an inspection?
• Complaint/referral inspections are typically received Create a safe facility
from a current or recently discharged employee or a labor environment with safety signs
and labels. Choose Toro for
union. Referrals may come from doctors who have treated
an all-in-one labeling system.
workers, local activists, OSHA inspectors themselves or
various other sources.
• Programmed inspections are regularly scheduled in
high-risk industries, as classified by Standard Industrial
Classification (SIC) code. There are more than 10,000
different SIC codes covering every kind of business. If
the SIC code under which your workplace falls has a high
number of injuries reported to the U.S. Department of
Labor, then your workplace will be on a list that may be
inspected at random by an OSHA compliance officer. From
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PREPARING FOR AN OSHA INSPECTION
Getting Your Company Ready required safety data sheets (SDS) for all hazardous materials,
and are they properly labeled? OSHA has placed extra
The best way to prepare for an OSHA inspection is to be a emphasis on record-keeping to prove there is a track record
conscientious company that puts the safety of its workers of prioritizing safety.
at the forefront of its corporate values. Safety culture is
a top-down proposition: When management takes safety Training & Education
seriously, it sets the tone for safe work practices and attitudes
throughout the company. Have you conducted all the training required by your safety
program? Forklift safety, hazard communication training and
There are three areas of your business to pay attention to that lockout/tagout are examples of important safety programs
will have a major impact on your company’s overall safety as your company may need.
well as its readiness to face an OSHA compliance audit:
Safety Inspection
Documentation Try conducting your own safety inspection, using the talents
Is all your documentation thorough and accurate? Are of the most knowledgeable and informed experts in your
your written safety programs current? Have you accurately company, as well as some people whose inexperience may
recorded injuries in your OSHA Form 300 log? Is everyone lend fresh eyes to the task. Use a thorough checklist and be
fully trained on HazCom 2012, have you received all of the rigorous about correcting the findings as soon as possible.
Boost your LO/TO safety program with locks, tags, kits, and more
Call 877.534.5157 or visit Store.GraphicProducts.com/Loto
1. Fall protection: Failure to use fall arrest systems, guardrails, safety nets, etc. 1 1 1
6. Powered industrial trucks: Improper forklift training and certification, lack of skill
6 5 6
and training
10. Electrical, General Requirements: Unsafe practices while working around live
10 10 9
wires, power lines, and other electrical hazards
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PREPARING FOR AN OSHA INSPECTION
When the Compliance Officer Knocks When advance notice is given, it is the employer’s
responsibility to promptly notify the authorized representative
The OSHA compliance officer (inspector) typically will show of employees when the inspection will occur, if the identity of
up without warning at your place of business, except in the such representative is known to the employer.
following cases:
1. Presentation of Credentials: Sometimes there will be two found on the business card the compliance officer gave
officers. After introducing him/herself, the compliance you at the outset of the inspection.
officer will show an ID card and announce that he or she 4. Closing Conference: After the walk-through has
has come to conduct an OSHA compliance inspection. It’s been conducted, the compliance officer meets
always a good idea to show courtesy and respect to the with the employer to discuss his or her findings. An
compliance inspector. employee representative is entitled to be present at
2. Opening Conference: During the opening conference this conference, but ultimately can be denied by the
the compliance officer will explain the reason for the employer representative. According to Moran, when the
visit and describe the scope of the inspection. The OSHA officer mentions a violation you should never say
compliance officer(s) will ask to see paperwork, such as anything that could be taken as agreement with his or her
the OSHA form 300 log and documentation about your statement, in the event that you want to contest it later.
hazard communication, safety training, lockout/tagout In fact you may disagree with the OSHA officer, but do
programs, etc. Equipment inspection and maintenance not get into an argument. Closing conferences can also
records, as well as safety meeting minutes, safety and be conducted over the telephone by request. It is wise to
health programs, etc., are also likely to be requested, audio and or video record the closing conference.
which is optional unless a warrant states that it is not.
The officer will ask several questions about the nature of After the inspection, request any sample and monitoring
the business and there may be questions about matters reports from OSHA. If the compliance officer noted any
related to hours worked and employee injury rates. problem areas, make appropriate improvements to address
3. Walk-through: The compliance officer will examine the his or her concerns. If you are using counsel to work with
entire facility, observing closely the working conditions OSHA, provide the counsel with copies of any documentation,
and practices to see what hazards, if any, are present. including photos and video, taken during the inspection.
He or she may question foremen or supervisors. If it Your OSHA counsel should formally request of OSHA that
is a health inspection and the compliance officer is it maintains confidentiality regarding any trade secrets or
an industrial hygienist, he or she may take chemical proprietary information disclosed during the inspection.
samplings for further analysis. Always accompany the
Any citations will be issued up to six months from the time
compliance officer and duplicate the inspector’s notes as
of inspection. It is the employer’s duty to post the citation
well as photographs and measurements, in the event that
in a prominent workplace location per OSHA’s instruction.
you choose to dispute OSHA’s findings later. According
As an employer, you have the right to contest any citations
to Mark Moran, author of The OSHA Answer Book, “The
or penalties in writing; that is why you should take thorough
vast majority of OSHA violations are based on what the
notes, including the time and date of all notations and
employer said to the inspector, not what the employees
observations.
said, or what the inspector saw during the inspection.”
Never give estimates, and never be reluctant to disagree
with the compliance officer. It’s also recommended that
you never admit fault as that will be taken as admission of
violating a standard.
Employees have the right to choose a representative
(including union representation) to accompany
the compliance officer during the inspection. If the
compliance officer wants to interview employees, stand
out of earshot but not out of sight. Your employees
are legally protected from discrimination for exercising
safety and health rights, which means they cannot be
discriminated against for what they tell the compliance
officer. However, in the event that your compliance officer Keep important papers organized and easy to find at a moments notice.
is giving orders to employees or acting in a way that you DuraLabel Lobo prints labels from ½" to 2" in width and is ideal for labeling
question, call the OSHA area director. The number can be shelves, bins, office equipment, and more. Call 877.534.5157 for more info.
877.534.5157 | GraphicProducts.com 16
PREPARING FOR AN OSHA INSPECTION
Here are the six types of OSHA violations, as taken from the agency’s website:
• Other Than Serious Violation: A violation that has a direct If an employer is convicted of a willful violation of a
relationship to job safety and health, but probably would standard that has resulted in the death of an employee,
not cause death or serious physical harm. A proposed the offense is punishable by a court-imposed fine or by
penalty of up to $7,000 for each violation is discretionary. imprisonment for up to six months, or both. A fine of up to
A penalty for an other-than-serious violation may be $250,000 for an individual, or $500,000 for a corporation
adjusted downward by as much as 95 percent, depending may be imposed for a criminal conviction.
on the employer’s good faith (demonstrated efforts to • Repeated Violation: A violation of any standard,
comply with the Act), history of previous violations, and regulation, rule, or order where, upon reinspection, a
size of business. When the adjusted penalty amounts to substantially similar violation can bring a fine of up to
less than $100, no penalty is proposed. $70,000. To be the basis of a repeated citation, the
• Serious Violation: A violation where there is substantial original citation must be final; a citation under contest may
probability that death or serious physical harm could not serve as the basis for a subsequent repeated citation.
result and that the employer knew, or should have known • Failure to Abate Prior Violation: Failure to abate a prior
of the hazard. A mandatory penalty of up to $7,000 for violation may bring a civil penalty of up to $7,000 for
each violation is proposed. A penalty for a serious violation each day the violation continues beyond the prescribed
may be adjusted downward, based on the employer’s abatement date.
good faith, history of previous violations, the gravity of the
alleged violation, and size of business. • De Minimis Violation: De minimis violations are
violations of standards which have no direct or immediate
• Willful Violation: A violation that the employer knowingly relationship to safety or health. Whenever de minimis
commits or commits with plain indifference to the law. conditions are found during an inspection, they are
The employer either knows that what he or she is doing documented in the same way as any other violation, but
constitutes a violation, or is aware that a hazardous are not included on the citation.
condition existed and made no reasonable effort to
eliminate it.
Penalties of up to $70,000 may be proposed for each
willful violation, with a minimum penalty of $5,000 for
each violation. A proposed penalty for a willful violation
may be adjusted downward, depending on the size of the
business and its history of previous violations. Usually, no
credit is given for good faith.
Lockout/Tagout
Call 877.534.5157 or
visit GraphicProducts.com
Case Study
Bruce MacKender, member & industry relations
manager for the Society of Manufacturing Engineers
(SME), recalls his former company’s experience with
industrial safety audits.
877.534.5157 | GraphicProducts.com 18
SIGNS & LABELS FOR YOUR FACILITY
A properly placed sign or label can mean the difference between compliance and violation, or even life and death. Because
visual communication can succeed when other kinds of communication fail, OSHA requires different kinds of labeling to make
workers aware of all kinds of hazards, including chemicals, arc flash, and others.
877.534.5157 | GraphicProducts.com
Examples of DuraLabel supplies & how they can be used for specialized situations:
• DuraTag stock: A high- • Metal Detectable: Labels,
performance tag stock that or pieces of labels, made
is extremely difficult to rip or with this material can
tear. Can be hung without a be found using a metal
grommet, by punching a hole detector. Excellent for
in the tag. use in applications where
contamination of products or
• Embossable Poly Tape: Allows processes must be detected.
handwritten information to be
permanently added to a label. • Permanent: Consider
aggressive adhesives that last
• Extended-Life: These materials up to five years outdoors.
are thinner, reducing the ability
of moisture and air to get • Temporary: Temporary labels
under the edge of the label. or signs may identify work in
progress, warehouse shelves,
• Fluorescent HiViz Tapes: storage bins, and signage for
Provide bright colors to trade shows. They’re usually
produce attention grabbing discarded or reused. For
labels and signs reuse, magnetic labels or
signs, poly cling labels and
repositionable labels are a
good option.
877.534.5157 | GraphicProducts.com 20
SIGNS & LABELS FOR YOUR FACILITY
Also look for faded labels and damaged labels. Dirty labels
or signs should be cleaned. Does the information need to
be updated? Have new standards been introduced? Do they
need to be translated into another language to effectively
inform workers for whom English is a second language?
DANGER: Red header with white type. Danger signs CAUTION: Yellow header with black type. Caution signs
indicate an immediate hazard which, if not avoided, will indicate a potentially hazardous situation which, if not
result in death or serious injury. Danger signs should be avoided, could result in minor or moderate injury. Caution
reserved for the most serious hazards and signify special signs are used in areas where potential injury or equipment
precautions are necessary. damage is possible, or to caution against unsafe practices.
WARNING: Orange header with black type. Warning signs NOTICE: Blue header with white italicized type. Notice signs
are one hazard level below danger signs. They describe provide general information that is important or relevant to
a hazard which, if not avoided, could result in death or a building, an area, a machine, or equipment. Notice signs
serious injury. address practices not related to personal injury.
Keep Out!
Hazardous Vapors
Exposure may cause
internal bleeding,
infertility, or death.
877.534.5157 | GraphicProducts.com 22
APPENDIX A: THE TOP 6 SAFETY SIGNS & LABELS
6. Wayfinding Signs
Wayfinding signs and labels can be found on exits,
3. HazCom 2012 Labels entrances, restrooms, fire escape routes, buildings,
As part of OSHA’s Hazard Communication Standard (HCS), departments, corridors, hallways, and stairwells.
all hazardous materials, such as industrial chemicals, Wayfinding is the process of organizing spatial and
pesticides, solvents, etc., must be identified with HazCom environmental information to help users find their way.
2012 labels. Aligned with the United Nations’ Globally Graphic standards should include consistent typeface
Harmonized System (GHS), HazCom 2012 labels have and size, as well as space for margins and between
1-5 diamonds with pictograms symbolizing the specific words. Signs must be very readable and must comply
kind of hazard. Each label must have hazard statements, with Americans with Disabilities Act (ADA) standards.
precautionary statements, and signal words. Keep in mind that wayfinding signage may need to
change frequently because of relocations, new hires,
reorganizations, retirements, and vandalism. Signage
should be durable, vandal-resistant, and cleanable.
877.534.5157 DuraLabel.com
DuraLabel.com| GraphicProducts.com
877.534.5157 877.534.5157 24
24
APPENDIX B: SAMPLE FACILITY SAFETY
INSPECTION CHECKLIST
The checklist below is targeted toward general industry and may not include all categories your company needs to review. Please note
that this checklist is used for informational purposes only and does not guarantee compliance with OSHA regulations or policies.
Facility Location: ________________________________ Evaluated by: _____________________ Date: _____________
Emergency Preparedness
Yes □ No □ Are building evacuation drawings that indicate exit routes and staging areas for assembly outside the
building up to date and posted near doorways?
Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
Yes □ No □ Are all fire doors to storage, telephone equipment, and power rooms in working order, unobstructed,
and closed?
Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
Open fire doors increase the speed at which fire spreads and allow smoke to circulate more freely,
causing an increased risk to both occupants and equipment.
Yes □ No □ Are fire extinguishers installed in appropriate locations and not further than 150 feet apart? Are
extinguishers clearly marked and unobstructed by equipment or materials? Have the extinguishers been
inspected within the past 12 months?
Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
ABC-rated dry chemical extinguishers are appropriate in most areas. They should each have attached
inspection tags that indicate they have been inspected within the last 12 months.
Yes □ No □ Are hand-held extinguishers mounted on walls as opposed to being stored on the ground or in file
cabinets? Do employees know how to use fire extinguishers?
Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
OSHA requires portable fire extinguishers to be mounted on a wall. Extinguishers stored on the ground
are likely to be moved and not replaced in the same location, causing the extinguisher to not be where
expected when needed during an emergency.
Fire Protection
Yes □ No □ Are wall, floor, and ceiling penetrations for cables, wires, pipes, and mechanical systems (such as
ductwork) sealed to prevent the spread of fire and smoke?
Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
Sealed wall penetrations prevent the spread of fire and smoke from one room to another. Penetrations
can be sealed with drywall, fire-retardant pipe seal or firestop pillows.
Yes □ No □ Are flammable and combustible liquids stored in approved flammable storage cabinets?
N/A □ Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
Quantities of flammable and combustible liquids in excess of the following quantities should be stored
in approved flammables storage cabinets:
• 25 gallons of Class IA liquids (flashpoint below 73 degrees F. and boiling point below 100 degrees F.)*
• 120 gallons of Class IB, IC, II or III (flashpoint below 73 degrees F. and boiling point above 100
degrees F.)*
*Refer to the product safety data sheet (SDS) or MSDS grandfathered in to determine its flammability/
combustibility class.
Yes □ No □ Are “No Smoking” signs posted in appropriate areas, and no smoking rules enforced?
N/A □ Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
Yes □ No □ Have the facility’s sprinkler and/or fire alarm systems been inspected in the past 12 months? Is the fire
N/A □ suppression system tagged to verify this inspection?
Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
Additional inspection requirements may apply according to local regulations.
Yes □ No □ Do sprinkler heads have at least 18 inches of vertical clearance from material stored below?
N/A □ Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
This clearance is required by OSHA and is necessary for proper functioning of the sprinkler system.
877.534.5157 | GraphicProducts.com 26
APPENDIX B: SAMPLE FACILITY SAFETY INSPECTION CHECKLIST
Yes □ No □ Does the facility have a written hazard communication program, including a complete chemical list and
file of safety data sheets (SDSs) for chemicals used and stored in the facility? Are these SDSs accessible
to all employees, visitors, and contractors for review upon request? Does the written program describe
how the employer will meet the requirements of OSHA’s Hazard Communication Standard?
Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
SDSs should be on file for solvents, fuels, batteries, cleaners, lubricants, and other potentially hazardous
materials.
Yes □ No □ Are all chemical containers closed and properly labeled with the identity of the chemical, the name
and address of the manufacturer, and appropriate hazard warnings such as corrosiveness, toxicity, or
flammability?
Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
Yes □ No □ Have all employees received training on the hazardous chemicals in their work area?
Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
OSHA’s Hazard Communication Standard requires employers to provide training to employees that
addresses:
• The requirements of the OSHA Hazard Communication Standard
• Location of the company’s written Hazard Communication program, SDSs and chemical lists
• Methods to detect the presence or release of a hazardous chemical in the work area
• The physical and health hazards of the chemicals in the work area
• Measurements employees can take to protect themselves from these hazards
• A detail of the employer’s chemical labeling system
Refer to 29 CFR 1910.1200, OSHA’s Hazard Communication Standard, for more information and a
complete list of requirements.
Yes □ No □ Are food, beverages, etc. kept out of areas with hazardous substances?
Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
Yes □ No □ Are walkways leading to and from the facility adequately maintained to minimize slips and falls from ice
N/A □ and snow?
Yes □ No □ Are the building’s gutters, downspouts, and ice-melting cords in proper condition and adequate to draw
N/A □ water and ice accumulation away from walkways?
Yes □ No □ Is ice melt or sand readily available near exits that are likely to accumulate ice?
N/A □ Corrective action: ____________________________________________________________________
Yes □ No □ Are floors clear of oil, chemicals, or objects that could cause a slip, trip, or fall?
N/A □ Corrective action: ____________________________________________________________________
Yes □ No □ Are containers and boxes stored to avoid the possibility of heavy objects falling?
N/A □ Corrective action: ____________________________________________________________________
Yes □ No □ Are stairways, emergency exits, etc. kept clear and marked to glow in case of power outage?
N/A □ Corrective action: ____________________________________________________________________
877.534.5157 | GraphicProducts.com 28
APPENDIX B: SAMPLE FACILITY SAFETY INSPECTION CHECKLIST
Electrical
Yes □ No □ Are electrical panels and circuit breakers labeled? Are outdoor circuit breaker panels secured with locks?
The wording on the label of a panel or circuit should adequately identify the panel and circuits so
emergency personnel or the operating engineer can rapidly identify them for emergency shutdown or
disaster recovery. Standardize names given to on-site panels to avoid confusion.
Yes □ No □ Are all circuit panels unobstructed and accessible to employees? Is the space in front of all circuit
panels not less than 36 inches deep and 30 inches wide, and free of stored materials?
OSHA and the National Electrical Code do not allow extension cords to be used as permanent wiring.
Only use surge protectors on equipment (computers, printers, etc.) when recommended by the
manufacturer.
Yes □ No □ Are receptacles located within six feet of a water supply (sink, shower, pool) protected by ground fault
circuit interrupters (GFCIs)?
Ground fault protection is required in these areas due to the additional electrical hazards in wet
environments.
Look for damaged cord insulation, missing ground prongs on cord ends, and cord repairs made with
tape.
Saw blades, flywheels, belts, chains, pulleys, gears, and electrical conductors are examples of
equipment typically requiring guarding.
Yes □ No □ Is eye protection available and worn during operations that create hazards from flying particles, liquid
N/A □ chemicals, or potentially harmful light radiation?
Eye protection should be worn while performing any cutting, grinding, nailing, spraying, or welding
operations. The ANSI Z87.1 designation on the eyewear indicates approved eye protection.
Yes □ No □ If respiratory protection is required, has the employer established and implemented a written
N/A □ respiratory protection program with site-specific procedures?
For information on respiratory protection programs, consult 29 CFR 1910.134(c) of OSHA’s safety
regulations. If respiratory protection is not required but used voluntarily by employees, the employer
should provide the employees with a copy of Appendix D of 29 CFR 1910.134, OSHA’s Respiratory
Protection Standard.
877.534.5157 | GraphicProducts.com 30
APPENDIX B: SAMPLE FACILITY SAFETY INSPECTION CHECKLIST
Yes □ No □ Are OSHA requirements for recording accidents, injuries, etc., up to date?
N/A □ Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
Yes □ No □ Are all safety rules clearly communicated? Are all safety rules consistently enforced.
N/A □ Corrective action: ____________________________________________________________________
Person responsible: ____________________________________________ Due date: _____________
Prepare with our extensive lineup of spill kits & containment tools
Call 877.534.5157 or visit Store.GraphicProducts.com/Spill
Graphic Products®, DuraLabel®, PathFinder®, Toro®, Bronco® and Lobo® are Registered Trademarks of Graphic Products, Inc. ©2014, 2016. Graphic Products,
Inc. grants a limited revocable right to reuse portions of the material contained herein for non-commercial, internal, and educational/training use. Any use
beyond that described here requires the written consent of Graphic Products, Inc. Licensee agrees to reproduce the Trademark, Copyright, and Legal disclaimers
in all works created under this license.
877.534.5157 | GraphicProducts.com 32
SAFETY
IT’S YOUR CHOICE
*Containing labeling, signage,