Psychologists:

'Misleading' to say Sereno

failed psych evaluation
The Psychological Association of the Philippines seeks to 'clarify the function of
psychological assessments and the diagnosis of psychological conditions'

MANILA, Philippines – The Psychological Association of the Philippines (PAP) on

Friday, March 2, said it was "misleading" to say that Chief Justice Maria Lourdes
Sereno had failed a psychological evaluation.

This was among the points that the PAP raised in its official statement on the "ethical
and valid use of psychological assessments," which it issued in light of the recent
hearings at the House justice committee on the impeachment complaint against Sereno.

What PAP's statement says: One of the points raised by the group is that
statements saying Sereno "failed" the psychological evaluation "are misleading, as no
one 'passes' or 'fails' a psychological assessment."

"Instead, a psychologist recommends a person to a position after the assessment

indicates that he/she possesses the characteristics that fit the demands of the given
position," PAP noted.

The group also clarified that:

1. The purpose of psychological assessment is to help understand a person's

functioning in various aspects of life for informed decision-making or for
treatment planning.

PAP said that while psychological tests are developed and applied through
scientific methods, "they are not perfectly accurate" and that "actual
behaviors and performance are more valid than what psychological
assessments may predict."

2. A psychological assessment is often conducted for a specific purpose, and

should only be used for that purpose.

In Sereno's case, PAP said using a psychological assessment conducted

 in 2012 for the House hearings "is a misuse of those results."

3. Good practices in psychological assessments entail the application of a

combination of methods, such as interview, observation, standardized
norm-referenced tests, and relevant informal tools.

According to PAP, using only one or two of the said methods "is inadequate."

1. "If a psychologist bases his or her assessment on only one of these methods, or
from secondhand reports, then conclusions about 'mental disturbance' based on
alleged symptoms that indicate such a condition are misleading, if not
inaccurate," the group added.

The PAP maintained that in issuing the statement, they are neither supporting nor
opposing any position regarding the issues involving Sereno. Instead, they only seek to
"clarify the function of psychological assessments and the diagnosis of psychological
conditions."

The context: On Tuesday, February 27, clinical psychologist Geraldine Tria stated
categorically before House lawmakers that she would not have recommended Sereno
for Chief Justice of the Supreme Court "based on the findings" and her assessment of
Sereno's personality.

Tria based her evaluation and conclusion on 2012 and 2014 Manila Times articles, as
well as the House deliberations, and had never interviewed or even interacted with
Sereno.

Why it matters: The PAP said in its statement that its members "reject recent
narratives that directly or indirectly use psychological assessments to stigmatize those
with mental or psychological conditions."

"We condemn the unethical practice of using confidential psychological information for
purposes of discrediting or damaging a person's character. Even if psychological test
results become public documents, this does not grant permission for anybody to use it
for any purpose other than its original intent," the group added.

For a full discussion on the issue, read Rappler's in-depth report on the use of Sereno's
psychological report during the House impeachment hearings. – Rappler.com
Can a psych report be
used in the Sereno
impeachment?
A clinical psychologist says psychological assessments – in the case of candidate
Rodrigo Duterte then and Chief Justice Ma Lourdes Sereno now – should only be used
for their intended purpose

AT A GLANCE:

 Clinical psychologist Geraldine Tria was the expert witness who helped the
House committee on justice "analyze" the charges against Chief Justice
Maria Lourdes Sereno, the chief magistrate's answers, and the committee
findings from the hearings meant to determine probable cause to impeach
her.
 Sereno's accusers and lawmakers who will vote on the impeachment
complaint cited her "failing" the psychological test as proof that she is not
fit for the job.
 Tria based her analysis and conclusions on Manila Times reports and
observations made over the course of the impeachment committee's 15
probable cause hearings. Her analysis and the basis for it have raised
concern among psychologists in the Philippines.
 In 2016, the Psychological Association of the Philippines issued a
statement against the misuse of psychological reports in evaluating public
officials. They were then referring to the case of Rodrigo Duterte when he
was a presidential candidate.

MANILA, Philippines – “Not recommendable.”

After months of hearings conducted by the House justice committee to determine

probable cause in an impeachment complaint against Chief Justice Maria Lourdes
Sereno, it was a clinical psychologist who put an exclamation mark to the proceedings.

Geraldine Tria, clinical psychologist and “expert witness” or amicus curiae to the
impeachment committee, stated categorically on Tuesday, February 27, that she would
not have recommended Sereno to the top judicial post, “based on the findings” and her
assessment of the top official’s personality.
Tria had just come from a closed-door session with members of the justice committee
and psychiatrists who evaluated Sereno 6 years ago, when she was being considered
by the Judicial and Bar Council (JBC) for the SC chief justice post. The JBC vets and
recommends appointees to the court.

“You have 9 manifestations, and there are strong indicators that 5 out of 9 [are] actually
manifested, like grandiosity, unlimited power, sense of entitlement, interpersonally
exploitative in order to take advantage of others in order to achieve his or her end, lack
of empathy and sensitiveness to the needs of other members in the community,” Tria
told the committee.

She was referring to an assessment based on the standards of the Diagnostic and
Statistical Manual of Mental Disorders (DSM), published by the American Psychiatric
Association.

When asked by lawmakers if she could have recommended Sereno to the post chief
justice, Tria was firm: “Based on the findings, [she is] not recommendable,” she said.

When Deputy Speaker Gwendolyn Garcia again asked Tria if she would recommend
Sereno, the psychologist said: “Based on the interviews, I gathered [that] there are
those with higher mental ability. Why not choose them?”

But can a psychologist – who never interviewed or even interacted with Sereno – give
an evaluation and offer a conclusion as damning as the one Tria made?

Based on standards in psychology, Tria’s testimony and the conclusions drawn from it
were bothersome at best, and flawed at worst.

What’s the basis?

Tria, according to committee chairman Reynaldo Umali, based her “expert testimony”
on 2012 and 2014 Manila Times articles. These reports claimed Sereno had gotten a
“grade of 4” from psychiatrists of the JBC.

“I just based [it] on how many months you’ve been deliberating, listening to the justices
[and other resource persons],” added Tria, while noting that she had no way of
evaluating “other attitudes” because she “[had] no way of knowing [Sereno].”

Sources who attended the closed door sessions said Tria was actually given a copy of
Sereno’s 2012 psychiatric report, which contained results of the test she took when she
applied for the post.
Psychiatrists (Genuina Ranoy and Dulce Lizza Sahagun) and psychologists (Maria
Suerte Caguingin and Bernarden de Leon-Jamon), who administered the 2012 test,
also attended the executive session.

Quezon City 6th District Representative Jose Christopher Belmonte asked if Tria was
allowed to make an assessment of Sereno even without speaking to the Chief Justice.

Tria said assessments can also be made based on “observation over a period of time” –
apparently referring to the public hearings of the impeachment committee.

Over the course of 15 hearings to determine probable cause in the impeachment

complaint, resource persons – including Sereno’s colleagues in the Supreme Court –
have testified on lawyer and complainant Larry Gadon’s allegations.

A handful of them, associate justices of the High Court, did not speak in Sereno’s favor.
(READ: Sereno impeachment: Cracks in the Supreme Court)

Throughout the hearing, Sereno’s colleagues in the Court accused her of “deceit”, of
disrespecting the en banc, and treason, among others.

The gripes against the Chief Justice could be summarized in a memorable line from
Associate Justice Teresita Leonardo-De Castro: “Until when will we suffer (Hanggang
kailan kami magtitiis)?”

Understanding evaluations

Psychology and psychiatry are different disciplines.

Psychiatrists are doctors. They first earn a bachelor’s degree, then a medical degree,
before they can finally take their specialization. This means psychiatrists typically
evaluate people based on pathology or the study of diseases.

Psychologists, meanwhile, first earn a bachelor’s degree, followed by a master’s

degree, and an optional doctorate. In the Philippines, a master’s degree and several
years of experience are the bare minimum to get a psychology license.

“It is really steeped in academics, research, and part of that is, of course, the
construction of assessment tools, the use of and the construction, use of interpretation
for psychological evaluation. That’s part of a psychologist’s training that’s not
necessarily part of a psychiatrists’s training,” Arsenio Alianan Jr, an assistant professor
at the Ateneo de Manila Department of Psychology, told Rappler in a phone interview.
Alianan, who teaches psychological testing, laid out 4 methods that psychologists turn
to when evaluating a person: interview with the subject, observations, standardized
norm reference tests, and “informal assessment methods”.

Professionals follow standards in each of the methods of evaluation. For instance,

Alianan noted, psychologists should interview a person directly because it’s easy for
another person to “malign” the subject.

Collateral interviews – or interviews with people who know the subject – can be useful, but “the
interview with the person you are treating is a must.”

“Observation” means watching how a person behaves in his or her home, at work, or in
school. But given limited time and resources, psychologists typically conduct
observations when they conduct the norm reference test, or those that compare a
person to the “norm” in a group of people.

That means that if one were to be evaluated here, it would be done in comparison to the
“norm” in the Philippines.

“Informal assessment methods” include checking a person’s social media accounts,

checking one’s journals (with consent), or checking a person’s performance in school or
at work.

“The less you use, the less valid or the lower the standards of your assessment.
Typically, it’s a combination of these methods [that psychologists use],” explained
Alianan, who also co-chairs the clinical division of the Psychological Association of the
Philippines (PAP).

Tria, based on her own account and Umali’s statements, seemed to have used only the
second and perhaps the 4th method: observations and informal assessment methods.

She had also apparently been given a copy of the exam results itself, although Alianan
said even using that as basis is questionable.

Duterte and Sereno

Alianan said among the biggest issues in Tria’s testimony is the use of an assessment
that was done as part of Sereno’s application for the post of chief justice.

“Whenever you do an assessment, you need to have a clear purpose…because you will
look at different things, there are different aspects [to evaluate],” he said.
This wouldn’t be the first time, said Alianan, that a psychological report was used in the
wrong context to assess or evaluate a public official’s character.

It happened to Duterte, too, who was then a potential presidential candidate when the
media reported in 2015 about a psychological report that was used in his annulment
proceedings.

“The annulment is about his relationship with his wife. How can it be used in [the context
of] his running for the presidency? It’s incoherent,” noted Alianan.

The PAP then came out with a statement against the misuse of that psychological
report in assessing Duterte as a presidential candidate.

The PAP also highlighted that “we do not utilize outdated and possibly obsolete
assessment results to describe and explain an individual’s current functioning.”

“Assessments done several years back may be valid then but may not be completely
reflective of the person’s present functioning. We acknowledge that certain aspects of
psychological functioning remain stable over a long period of time, but subsequent
interventions or life experiences may likewise affect many aspects of one's
psychological functioning,” read the PAP statement released in 2016.

This applies to Sereno, too, according to Alianan.

The psychology report, which was the basis of the Manila Times reports and, later,
Gadon’s complaint, was completed in 2012.

Tria, a clinical psychologist herself, used that assessment and the 5 signs of “mental
disturbance” to analyze Gadon’s allegations against Sereno.

She said the purchase of the luxury vehicle (Sereno’s official vehicle as chief justice)
and the use of public funds were signs that she was “interpersonally exploitative in order
to take advantage of others in order to achieve his or her end.”

Sereno’s tendency to “ignore” the en banc and make decisions of her own, said Tria,
were also indications of being exploitative and of her having “fantasies of unlimited
power.”

That she was allegedly the reason for the delay in the disbursement of benefits for
judges and their spouses showed she lacked empathy, said Tria. She noted this
showed a “pattern of behavior” in Sereno’s actions.
Alianan, however, said that even this standard – the 9 “signs of mental disturbance” –
was a puzzle to psychologists. Rappler checked the Diagnostic and Statistical Manual
of Mental Disorders and found no list of 9 “signs” that indicate mental disturbance.
Alianan said Tria should clarify what she meant during her testimony.

Besides, Alianan pointed out, many of the signs – as widely reported in media – could
apply to anybody. “The truth is, all of us can do those things. What would make [her]
different from you and me?”

Stigmatizing mental health

Before Tria was allowed to speak on February 27, Umali laid out her credentials.

A clinical psychologist, Tria has a master’s from the Far Eastern University and a
doctorate in clinical psychology from the University of Santo Tomas. She sat in the
board of directors of the PAP for two consecutive terms, according to her website. Her
other affiliations include the Polytechnic University of the Philippines and the
Pamantasan ng Lungsod ng Maynila.

Alianan said he had no doubt about Tria’s credentials, but he wasn’t sure if using a
previous evaluation to explain later behavior was a “good practice in psychology.”

Tria declined requests for a media interview after the hearing.

The Chief Justice's being "unfit" for the job because she supposedly “failed” the
psychological exam when she got a 4 out of 5 (with 5 being the “lowest” score) has
been among the strongest points made by Sereno’s accusers, and even members of
the impeachment committee.

“As far as the ratings are concerned, they are recommendatory. It’s not the only criteria
for application…. We don’t even like to use the word ‘failed’ because that is the wrong
connotation,” said Alianan. Members of the JBC who testified before the committee said
as much.

“There is no such thing. Nobody fails it. It just means that, based on the assessment,
she is not fit for the job. That’s the only meaning there. Can the assessment be wrong?
Yes. There’s a huge margin of error there,” he added.

Still, however, accusers and lawmakers, including House Speaker Pantaleon Alvarez
himself, said the psychological report itself could “invalidate” Sereno’s appointment
because she “betrayed public trust” by making it seem like she was psychologically fit
for the job.
Umali said Tria's role was "to help us out, analyze what these charges are, what the
answer of the Chief Justice was, and what our findings were in the course of 15
probable cause hearings" on top of the Manila Times articles.

The impeachment committee is set to vote March 7 on whether there is probable cause
in the impeachment complaint. The House plenary will vote on the committee report a
week later.

If at least one-third of the House accepts a report that recommends her impeachment or
rejects a report that recommends junking the complaint, Sereno will be deemed
impeached. The complaint then goes up to the Senate, which will serve as the
impeachment court.

Alianan agrees that in a country where mental health is often misunderstood and mental
health issues are stigmatized, a misunderstanding of psychology exams is not really
surprising.

So what is the best way to “judge” Sereno? Her performance as chief justice, said
Alianan.

The 2012 JBC psychological report would ideally have nothing to do with it.
– Rappler.com