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Significant outcomes
• Patients with schizophrenia showed selective impairments in all four higher order neurocognitive
domains, while the depressed patients evidenced impairment only on measures of processing speed.
• Neurocognitive function constitutes a core trait in schizophrenia as impairments are not fully
explained by symptom load or level of intelligence.
• Subgroups within each diagnostic entity is suggested as nearly two of five patients with schizophrenia
and three of four patients with depression did not show significant neuropsychological (NP)
impairments.
Limitations
• We did not have an adequate control over medication effects.
• Possible different discriminating power of the various NP tasks represents a psychometric limitation.
• Exploratory data analysis may have inflated the chance of type I error.
350
Neuropsychological test profiles
In order to draw firm conclusions regarding the on the question of whether or not neurocognitive
magnitude and specificity of cognitive dysfunction dysfunction is a universal feature of schizophre-
in schizophrenia, this group should be compared nia.
with other psychiatric control groups (4, 5). One The last aim of the study was to examine the
highly relevant comparison group is patients with relationship between NP impairment and symptom
recurrent unipolar major depression. Several stud- load. Some studies have found a correlation
ies have reported that this group also shows between cognitive deficits and negative symptoms
cognitive impairment (6–8), and there is empirical (24–27), while others have not found such an
evidence that some of the same brain areas, i.e. association (28–30), suggesting that the two
temporal lobe areas and the hippocampus, are domains are relatively independent. We addressed
affected in schizophrenia and the recurrent type of this question by investigating to what degree
depressive disorder (9–11). clinical symptoms influence NP deficits within the
To identify deficits that discriminate between the schizophrenia and depression groups separately.
two groups of patients, a wide range of cognitive
functions have to be assessed. By analyzing differ-
Aims of the study
ences in test profiles rather than measures of
separate functions, it is possible to identify func- Four questions were addressed. The first was to
tions that are jointly impaired from those that are what degree patients with schizophrenia present a
uniquely affected for each diagnostic group. We specific NP profile. The second was to enhance our
have previously presented results on single tests understanding of how depression per se, free from
(12–15). The present study expands the analysis psychosis, has a negative effect on neurocognitive
across all cognitive domains and takes into con- performance. The third was whether variation in
sideration demographic confounders. Thus, the IQ is associated with NP test performance in these
first question addressed in the present study was to groups. The fourth was whether degree of NP
what degree patients with schizophrenia present a impairment correlates with clinical symptom load.
specific NP profile, i.e. whether the impairment
varies not only in level but also in type from that of
Material and methods
patients with recurrent depression.
In all but two studies (16, 17) patients with The study was approved by the Regional Com-
schizophrenia have been compared with psychotic mittee for Medical Research Ethics.
or mixed groups of psychotic and non-psychotic
depression. Findings from these two studies, as
Participants
well as from comparisons of psychotic and non-
psychotic depression patients (18, 19), provide Patients were recruited for research purposes from
support for the conclusion that psychotic depres- four clinics in Norway covering two catchment
sion is a distinct diagnostic category different areas. Fifty-three patients who met the DSM-IV
from non-psychotic depression. By comparing criteria (31) for schizophrenia (38 in-patients), 50
schizophrenia patients with non-psychotic depres- patients with a major depressive disorder, recurrent
sion patients we contribute to the understanding type (296.3) (34 in-patients), and 50 healthy control
of which aspects of cognition is uniquely impaired subjects invited to participate from newspaper and
in depression. This was the second aim of the community advertisements and recruited from the
study. same area as the patients, were included. The
Our next objective was to analyze how variation Structured Clinical Interview for DSM-IV Axis I
in IQ is associated with NP test performance. A Disorders (32) was used for diagnostic assessment.
large body of research shows that low premorbid Five senior psychiatrists conducted the interviews.
IQ increases the risk for developing schizophrenia Consensus was reached for selected cases by
(20). To what degree IQ level changes in parallel clinical discussion and no diagnostic disagreement
with manifestation of schizophrenia symptoms is occurred. The schizophrenic sample had the
still debated (21). Further, little is known about following subdiagnoses: 43 paranoid, three
how patterns of NP function differ at various disorganized, one catatonic, two residual, four
levels of current IQ in schizophrenia (22). Weick- undifferentiated.
ert et al. (23) and Kremen et al. (22) found that Individuals with a history of hypomanic epi-
also patients with normal IQ manifested substan- sodes were excluded from the depression group.
tial cognitive deficits. We wanted to replicate their Number of depressive episodes ranged from two
analyses of how current IQ-level affects NP to five. Five of the depression patients were
performance in schizophrenia and thus shed light psychotic at the time of assessment and were
351
Rund et al.
excluded from the present analyses. Thus, the function. Control participants had no previous or
total number of patients with recurrent major present psychiatric disorders.
depression was 45. Attempts were made to match the three groups
Psychiatric ratings included the Extended Brief on demographic variables, and there were no
Psychiatric Rating Scale (BPRS) (33), the Global significant differences (P > 0.05) between the
Assessment of Functioning (GAF) Scale (31), three groups regarding age, education, hand dom-
Hamilton Rating Scale for Depression (HRSD) inance (according to self report), or gender.
(34), and the Positive and Negative Syndrome Demographic and clinical characteristics are
Scale (PANSS) (35). Inter-rater reliability was given in Table 1. A Norwegian short form of the
calculated based on five cases. Average intra-class Wechlser Adult Intelligence Scale–Revised (WAIS-
correlations were over 0.80 for all rating scales. All R) (digit span, similarities, picture completion) (36)
patients with depression had a minimum score of with documented psychometric properties (37) was
18 on HRSD at the time of testing, indicating that administered to estimate current IQ level. Patients
they were above the cut-off score for moderate with schizophrenia scored significantly lower than
depression. Four of the schizophrenics did not use the other two groups, but none scored below 70 IQ
antipsychotic medication. Eleven patients used points. The schizophrenics had higher BPRS and
typical antipsychotics, 36 atypical antipsychotics, PANSS scores and lower GAF scores, indicating
and two patients both. Three participants with greater functional disturbance than the depressed
schizophrenia were using drugs with known anti- patients. The depressed group scored significantly
cholinergic effect, and three patients were taking higher than the schizophrenia group on HRSD.
benzodiazepines. All but two of the schizophrenia patients scored
All but six of the depressed patients were within the valid range on a measure sensitive to
medicated at the time of NP testing. Thirty-six poor motivation or malingering (Victoria Symp-
patients were using antidepressants (selective sero- tom Validity Test, VSVT) (38) indicating that the
tonin reuptake inhibitor, mianserin, nefazodone, NP test scores may be regarded as reliable
venlafaxine or moclobemide), and none were on estimates of the groupsÕ neurocognitive perform-
tricyclic antidepressants. As additional medication, ance level.
19 patients were taking benzodiazepines and nine
antipsychotic medication (as a hypnotic). Informa-
Neuropsychological tests
tion regarding medication was missing for three
patients. All subjects were tested with a comprehensive NP
All participants were Norwegian-speaking adults test battery. In selecting the NP tests we focused on
between 19 and 51 years old with normal vision cognitive domains that have proved to be sensitive
and hearing. Exclusion criteria were: i) history of to dysfunction in these two illnesses. In order of
head trauma, neurologic disorder or developmen- administration the test battery included: Picture
tal dysfunction, ii) alcohol or substance abuse, iii) Completion (WAIS-R) (36), California Verbal
medical disease likely to affect nervous system Learning Test (39), Tower of London (40), Paced
Table 1. Characteristics of patients with schizophrenia (n ¼ 53) or recurrent major depression (n ¼ 45) compared with normal control subjects (n ¼ 50)
N N N Chi-square P
Age (years) 53 31.5 8.4 45 35.6 8.4 50 32.9 9.0 F2,145 ¼ 2.9 n.s.
Education (years) 53 13.3 3.2 45 13.7 2.8 50 13.9 2.5 F2,145 ¼ 0.6 n.s.
WAIS-R IQ estimate 53 91.0 10.3 45 98.9 10.9 50 103.3 7.6 F2,145 ¼ 21.4*** 1 „ 2, 3
GAF 52 39.3 11.3 45 46.5 8.8 – – – F1,95 ¼ 11.8*** 1 „ 2
BPRS 52 51.9 16.9 45 43.0 6.5 – – – F1,95 ¼ 11.0*** 1 „ 2
PANSS 53 75.6 23.2 45 56.3 11.6 – – – F1,96 ¼ 25.5*** 1 „ 2
HDRS 52 11.1 5.4 44 22.4 4.4 – – – F1,94 ¼ 124.4*** 1 „ 2
352
Neuropsychological test profiles
Auditory Serial Addition Test (41), Stroop Color tests and groups). High scores indicate better
and Word Test (Stroop) (42), Rey Complex Figure performance; where this was not the case, the
Test (43), Visual Backward Masking (14), Span of direction of the scores was reversed. The intercor-
Apprehension (R.F. Asarnow and K.H. Nuechter- relations between the NCCs were mainly between
lein, unpublished data), Continuous Performance 0.0 and 0.2, except for EF and ViM, which showed
Test–Degraded Stimulus (44), California Compu- a correlation of 0.4. A mean NCC score was
terized Assessment Package (45), Similarities computed across the seven cognitive domains for
(WAIS-R) (36), Digit Span (WAIS-R) (36), correlating cognitive function and clinical symp-
Controlled Oral Word Association Test (46), tom load.
Wisconsin Card Sorting Test (47), Warrington The seven NCCs were entered as dependent
Recognition Memory Test (48), and the VSVT variables in a multivariate analysis of variance
(38). In order to carry out the profile analysis on a (MANOVA) with diagnostic group as the between-
smaller set of empirically defined neurocognitive group factor. If the main effect was significant,
composite (NCC) scores representative indices univariate analyses of variance (ANOVAs) were
from each test (49, 50), 16 in total, were selected performed for each NCC. Significant univariate
for principal component analysis (PCA). effects were followed by post hoc comparisons
(Scheffé) between each pair of groups.
A second set of MANCOVA and follow-up
Procedure
ANCOVAs with IQ as covariate were conducted in
After a complete description of the study, written order to control for a spurious group effect on the
informed consent was obtained. The NP tests were NCCs due to differences in intellectual capacity.
administered by a licensed clinical neuropsycholo- Subjects were then divided into subgroups defined
gist, a graduate psychology student or by an MD by IQ level. None of the control subjects scored
supervised by a neuropsychologist, all trained in below 85, compared with 12 schizophrenia and
standardized testing procedure. Examiners attemp- four depression patients. These 16 individuals were
ted to obtain maximal performance. The subjects excluded when analyzing how the interaction
were tested individually. Time taken to complete between IQ group (below or above mean) and
the test battery was approximately 4 h. Subjects diagnostic group affected NCC scores. Dividing
were allowed breaks between the tests, as needed. diagnostic groups according to IQ level (below
All subjects had at least one break, with test mean: 85–100, above mean: 100–125), the follow-
administration typically divided into 1.5–2 h ses- ing group sizes appeared: 29 and 12 schizophrenia
sions. patients, respectively; 20 and 21 depression
patients, respectively; and 20 and 30 healthy
control subjects, respectively. More schizophrenia
Statistical analysis
patients were classified in the below mean IQ group
Analyses were conducted using the statistical compared with the other two groups [v2(2, N ¼
package SPSS for Windows (version 11; SPSS 132) ¼ 8.8, P ¼ 0.012], confirming the general
Inc., Chicago, IL, USA). Scores from the normal finding that schizophrenia patients have lower IQ
control group on the 16 NP measures were scores.
grouped into six principal components (eigenvalues To assess within-group contrasts each group’s
>1) by a PCA with Varimax rotation, accounting score for each NCC was compared with the mean
for 69.3% of the variation in the data set. Five of the group’s remaining six NCCs by pairwise
components constituted established cognitive t-tests. This procedure has the potential of identi-
dimensions (working memory, early visual infor- fying selective deficits (48), as opposed to a
mation processing, verbal memory, reaction time, generalized deficit.
attention and vigilance). One component com- To assess the percentage of patients considered
prised measures from two separate cognitive func- neuropsychologically impaired on each NCC, a
tions (Visual Memory and Executive Function) cut-off score of 1.5 SD below mean in the normal
and was thus split in two. Measures loading >0.4 control group was used as a threshold. To be
on each component were used to compute seven classified as moderately impaired a subject had to
composite scores as listed in Table 2, using mean perform deviantly on two to four NCCs, and to be
values and standard deviations from the control classified as severely impaired in five to seven.
group as norms. Missing data were replaced with Finally, NP impairment was correlated with
group mean values in order to secure a complete symptom ratings, i.e. GAF for both clinical
data set for multivariate analyses of NCCs (see groups, HRSD for the depression group, and
Table 2 for the prevalence of missing data across BPRS and PANSS for the schizophrenia group.
353
Rund et al.
Table 2. Neuropsychological test results and Z-transformed neurocognitive composite scores for patients with schizophrenia (n ¼ 53) or recurrent major depression (n ¼ 45)
compared with normal control subjects (n ¼ 50)
MANOVA across the 16 neuropsychological test variables (missing data replaced with group mean): F ¼ 4.763 (k ¼ 0.397), d.f. ¼ 32, 260, P < 0.001.
MANOVA across the seven composite scores: F ¼ 9.239 (k ¼ 0.466), d.f. ¼ 14,278, P < 0.001.
CalCAP, California Computerized Assessment Package; COWAT, Controlled Oral Word Association Test (F + A); CPT-DS, Continuous Performance Test-Degraded Stimuli; CVLT,
California Verbal Learning Test; PASAT, Paced Auditory Serial Addition Test; ROCF, Rey-Osterrieth Complex Figure Test; RMT, Warrington Recognition Memory Test; SoA, Span
of Apprehension Test; VBM, Visual Backward Masking Test; WCST, Wisconsin Card Sorting Test.
*P < 0.05, **P < 0.01, ***P < 0.001.
Results 0.5
354
Neuropsychological test profiles
60 1.0
Sch 0.5
50
% Impaired subjects
Dep
0.0
Con
z-scores
40
–0.5
30 –1.0
20 –1.5 Con
Dep
–2.0
10 Schi
–2.5
0 Working Executive Visual Verbal Viusal info Reaction Attention /
Working Executive Visual Verbal Visual lnfo Reaction Attention / memory function memory memory processing time vigilance
memory function memory memory processing time vigilance
Fig. 3. Scores on seven neurocognitive composite scores for
Fig. 2. Percentages of subjects scoring 1.5 SD below control patients with schizophrenia (n ¼ 29) or recurrent major
group mean (classified as impaired) on the seven neurocogni- depression (n ¼ 20) compared with normal control subjects
tive composite scores. (n ¼ 20) with current IQ between 85 and 100.
1.0
areas in the schizophrenia group. The depressed 0.5
patients were selectively impaired in working 0.0
z-scores
memory [t(44) ¼ 6.2, P < 0.001] and reaction –0.5
time [t(44) ¼ 2.4, P ¼ 0.022]. –1.0
The percentages of subjects in each group –1.5 Con
Dep
scoring more than 1.5 SD below the mean of the –2.0
Schi
normal group (cognitively impaired), are shown in –2.5
Working Executive Visual Verbal Viusal info Reaction Attention /
Fig. 2. More than 40% of the schizophrenia memory function memory memory processing time vigilance
355
Rund et al.
schizophrenia and for a mild and restricted distur- beyond the intellectual decline is evident in schi-
bance in non-psychotic depression. This implies zophrenia. In accordance with Kremen et al. (22)
that neurocognitive deficits found in previous we conclude that these findings provide strong
studies of patients with affective disorder may support for the argument that neurocognitive
partly be due to psychosis and not the depression dysfunction is a core deficit in schizophrenia.
per se (16). Consistent with several previous reports The finding that degree of NP impairment
(25, 49, 50, 52–54) the schizophrenia group showed among schizophrenia patients was significantly
selective impairments in all four higher order associated with level of clinical symptoms is in
neurocognitive domains (executive function, work- accordance with some previous studies (5, 25, 51).
ing memory, visual memory, verbal memory). The However, as symptom load (BPRS and PANSS)
presence of selective deficits in both the executive/ correlated 0.42 with mean NCC score and thus
working memory domain and the verbal/visual explained <20% of the variance in neurocogni-
memory domain, may implicate both frontal and tion, the two dimensions seem to be independent of
temporal-hippocampal involvement in the patho- each other and should be assessed and treated
physiology of schizophrenia. separately.
Thirty-eight percent of the patients with schizo- While the impairment in schizophrenia indicates
phrenia did not show an impaired NP profile, dysfunction in several aspects of higher order
demonstrating that schizophrenia may exist in the cognitive domains, depression evidence impair-
context of preserved cognition. The percentage of ment primarily on measures of processing speed.
unimpaired patients in the present study is higher Our findings show that depressed patients exhibit
than in most previous studies where the corres- problems within two domains, e.g. working
ponding figure has varied from approximately 10% memory and reaction time. This is in concert
(55, 56) to approximately 55% (3, 57), with with the study of Landrø et al. (6). They examined
25–30% as the most common estimate (5, 23, 58). unmedicated patients with non-psychotic major
It is possible that the high frequency of paranoid depression and found that these patients exhibited
symptoms in the present sample has contributed to an overall NP deficit, but performed dispropor-
the relatively high percentage of unimpaired tionately worse in the two domains of working
patients. Patients with a paranoid type of schizo- memory and selective attention (a choice reaction
phrenia are generally less neuropsychologically time task). Thiery et al. (62) also found that
impaired than non-paranoid patients (59, 60). It subjects with non-psychotic depression were
is also possible that these patients are impaired impaired on a choice reaction time task, and
relative to their premorbid level of functioning but recently Harvey et al. (63) confirmed a specific
that our research design was unable to detect such working memory deficit in non-psychotic depres-
subtle deficits. sion. These patterns of dysfunction suggest
Employing the concept of a Ôcontinuum of involvement of fronto-temporal cortical areas in
neurocognitive functioningÕ (3) may be a meaning- schizophrenia and subcortical areas in depression.
ful way of understanding these results. This model Although studies of pathogenesis suggest overlap-
is substantiated in the present study by the finding ping afflicted brain areas in schizophrenia and
of 17% of the schizophrenia patients being severely depression (9–11), our findings of differences in
disturbed, 45% moderately disturbed, and 38% type and magnitude of impairment is supported by
unimpaired. Further, we cannot rule out the findings of different fMRI activation pattern (64).
possibility that a small subsample of patients Moreover, impaired working memory and reaction
shows no evidence of any decline at all in cognitive time in depression did not correlate with ratings of
functioning relative to their premorbid level. affective disturbance. This strongly suggests that
Finally, cognitive dysfunction also varies with the neurocognitive impairment is not caused by the
phase of the illness, being more pronounced in affective symptoms characterizing the diagnosis.
acute psychotic phases (61). One limitation of this study is that the schizo-
At a group level patients with schizophrenia phrenia group scored significantly lower than the
show a decline in intellectual functioning measured two other groups on current IQ, and unfortunately
by IQ tests. We replicated and confirmed the we do not have an estimate of premorbid IQ. After
findings of Kremen et al. (22) that neurocognitive controlling for present IQ level by covariance
dysfunction is present in this patient group at all analysis, group differences in neurocognitive
levels of intellectual ability. The present results impairment remained significant for almost all
show that even patients with an intellectual ability NCCs. However, some researchers have suggested
above average, manifest substantial neurocognitive that covariance analysis is invalid for pre-existing
deficits. Thus, a neurocognitive dysfunction disparate groups that differ on the variable to be
356
Neuropsychological test profiles
357
Rund et al.
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