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Aliment Pharmacol Ther 2005; 21: 1189–1202. doi: 10.1111/j.1365-2036.2005.02466.

Heartburn-dominant, uninvestigated dyspepsia: a comparison of


‘PPI-start’ and ‘H2-RA-start’ management strategies in primary
care – the CADET-HR Study
D. AR MSTRON G*, S. J. O. V ELDH UYZEN V AN ZANTEN , A . N. BARKU Nà, N. CH IBA* , §,
A. B. R. TH OMSON–, S. SMYTH**, P. SINCLA IR  , B. CHA KRABOR TY**, R. J. WHITE** &
THE CADET-HR STUD Y G ROUP 1
Divisions of Gastroenterology, *McMaster University, Hamilton, Ontario, Canada;  Dalhousie University, Halifax, Nova
Scotia, Canada; àMcGill University, Montréal, Québec, Canada; §Surrey GI Research, Guelph, Canada; –University of
Alberta, Edmonton, Canada; **AstraZeneca Canada, Mississauga, Ontario, Canada;   INSINConsulting, Guelph, Ontario,
Canada
Accepted for publication 20 March 2005

toms. Daily diaries documented heartburn relief (score


SUMMARY
£ 3/7 on £ 1 of 7 prior days) and relapse (score ‡4 on
Background: There are few data on empiric, stepped ‡2 of 7 prior days).
therapy for heartburn relief or subsequent relapse in Results: For ‘proton pump inhibitor-start’ (n ¼ 196) vs.
primary care. ‘H2-receptor antagonist-start’ (n ¼ 194), respectively,
Aims: To compare heartburn relief produced by a proton heartburn relief occurred in 55.1% vs. 27.3%
pump inhibitor-start or an H2-receptor antagonist-start (P < 0.001) at 4 weeks and in 88.3% vs. 87.1% at
with step-up therapy, as needed, followed by a treat- 16 weeks. After therapy, 308 patients were heartburn-
ment-free period to assess relapse. free (159 vs. 149); median times to relapse were 8 vs.
Methods: Heartburn-dominant uninvestigated dyspepsia 9 days and cumulative relapse rates were 78.6% vs.
patients from 46 primary care centres were randomized 75.8%, respectively.
to one of two active treatment strategies: omeprazole Conclusions: An empiric ‘proton pump inhibitor-start’
20 mg daily (proton pump inhibitor-start) or ranitidine strategy relieves heartburn more effectively than an
150 mg bid (H2-receptor antagonist-start) for the first ‘H2-receptor antagonist-start’ strategy up to 12 weeks
4–8 weeks, stepping up to omeprazole 40 or 20 mg but has no effect on subsequent relapse, which is rapid
daily, respectively, for 4–8 weeks for persistent symp- in most patients.

(GERD)1–3 are the primary inclusion criteria for studies


INTRODUCTION
in patients with erosive oesophagitis or endoscopy
Heartburn, retrosternal burning and regurgitation, the negative reflux disease (ENRD)4–12 However, patients
cardinal symptoms of gastro-oesophageal reflux disease with erosive oesophagitis have generally been studied
separately from those with ENRD despite evidence that
Correspondence to: Dr D. Armstrong, Division of Gastroenterology, HSC- they have symptoms which are comparable in severity,
4W8, McMaster University Medical Centre, 1200 Main Street West, frequency and duration.5 As a result, there are few data
Hamilton, Ontario L8N 3Z5, Canada. on which to base management strategies for patients
E-mail: armstro@mcmaster.ca
1
The CADET HR Study group of principal investigators are given in the with uninvestigated GERD13–16 despite the fact that
Appendix. most patients with heartburn or regurgitation are

 2005 Blackwell Publishing Ltd 1189


1190 D. ARMSTRONG et al.

managed in primary care practice as a subset of patients tions related to the upper gastrointestinal tract on one
with uninvestigated dyspeptic symptoms.17, 18 occasion (i.e. one or more investigations arising from
Patients with heartburn-dominant symptoms com- presentation to a physician for dyspepsia symptoms)
prised 38% of a Canadian, uninvestigated dyspepsia during the prior 6 months or more than two occasions
study population17 and erosive oesophagitis was iden- during the previous 10 years.17, 27, 28
tified in 55% of these patients at endoscopy; the Exclusion criteria included a history of gastrointestinal
Canadian Dyspepsia Working Group recommended that disease (including peptic ulcers, malignancy, oesopha-
such patients be treated empirically for reflux disease, geal dysmotility and a previous endoscopic or radiolo-
provided that they have no alarm features.18 Initial acid gical diagnosis of GERD and Barrett’s oesophagus),
suppression therapy with a proton pump inhibitor (PPI) gastrointestinal surgery (except appendectomy, colonic
for 4 weeks was recommended,18 based on evidence resection and cholecystectomy). Hiatus hernia and non-
that PPIs are superior to H2-receptor antagonists (H2- specific endoscopic or radiological findings were
RAs) for relief of symptoms in erosive oesophagitis and not exclusion criteria. NSAIDs, ASA (>325 mg/day),
ENRD and for healing of erosive oesophagitis.7, 19–21 H2-RAs, PPIs, prokinetic agents, misoprostol or sucral-
However, there is continuing debate as to the merit of fate were not permitted for 15 days prior to randomiza-
both ‘H2-RA-start’ 22, 23 and ‘PPI-start’ strategies tion, or during the study whilst warfarin, theophylline,
despite accumulating evidence to suggest that PPI phenytoin, bisphosphonates, methotrexate, ketocon-
therapy is cost effective in patients with erosive azole, fluconazole, itraconazole, diazepam, aminopyrine
oesophagitis or ENRD.24, 25 and antipyrine were not permitted at any time dur-
Patients enrolled in this study were classed as having ing the study. Antacids were not permitted, other
heartburn-dominant dyspepsia because, although the than alginate/antacid tablets (Gaviscon; SmithKline
main enrolment criterion – heartburn or retrosternal Beecham Consumer Healthcare, Oakville, Ontario,
burning – was similar to that of most GERD studies, Canada), provided during study visits as rescue medi-
primary care patients with dominant heartburn may cation. Women of childbearing potential were eligible if
have endoscopic lesions other than oesophageal ero- they used effective contraception and had a negative
sions.17 The current study was designed to compare the urine hCG pregnancy test at randomization.
efficacies of ‘H2-RA-start’ and ‘PPI-start’ strategies for
the management of heartburn-dominant uninvestigated
Study design and medications
dyspepsia (HDUD) in primary care practice, to compare
the proportions of patients requiring ‘step-up’ therapy in This was a prospective, randomized, controlled, double-
each strategy because of insufficient initial symptom blind, double-dummy active treatment trial, conducted
control and to document the recurrence of symptoms at 46 primary care centres in Canada, with a 4–16-
after cessation of a successful therapeutic regimen. week treatment phase, followed by a treatment-free,
follow-up phase up to a maximum of 6 months. At the
initial screening visit, medical history and demographic
METHODS features (including alcohol and tobacco use, age, gender
and race) were recorded and a physical examination
Patients
was performed; eligible patients received a supply of
Patients, aged 18 years or older, were eligible if they antacid/alginate tablets and a daily diary in which to
had at least 3 months of heartburn and moderate-to- record heartburn severity. On reassessment, 2 weeks
severe heartburn (score ‡4 on a 7-point Likert scale) on later, patients with a heartburn score ‡4 on a 7-point
at least three of the 7 days before randomization. Likert scale on at least three of the preceding
Heartburn was defined as ‘a burning feeling rising from 7 days were eligible for randomization to the ‘PPI-start’
the stomach or lower part of the chest up towards the or ‘H2-RA-start’ treatment strategies. Randomization,
neck’.1 Patients were excluded if they had alarm using a computer-generated table of random numbers,
features (unintentional weight loss, persistent vomiting, was concealed from patients, investigators and study
dysphagia, haematemesis, melaena, fever, jaundice, or personnel. Patient compliance with treatment was
anaemia),18 irritable bowel syndrome (IBS: ‡3 Manning checked by counting the number of dispensed study
criteria),26 serious concomitant disease, and investiga- tablets returned at each clinic visit. Patients were

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MANAGEMENT OF HEARTBURN-DOMINANT UNINVESTIGATED DYSPEPSIA 1191

considered compliant if <25% of the dispensed study direct, face-to-face interview after 8, 16 and 24 weeks
medication was returned, indicating that at least 75% by reference to the daily diary. The follow-up phase
had been consumed. was terminated if heartburn had recurred on more
than one of the previous 7 days with a severity score
Treatment phase. All patients received therapy, dispensed >3 on a 7-point Likert scale. Alginate/antacid tablets
as four tablets daily (three tablets in the morning and were supplied as rescue medication at a dose of two to
one tablet in the evening) for the entire treatment phase four tablets, as required, up to a maximum of 16
of up to 16 weeks. For the ‘PPI-start’ strategy, patients tablets a day.
received omeprazole 20 mg once daily (Losec
MUPSTM AstraZeneca R&D, Mölndal, Sweden) and for
Measurement of outcomes
the ‘H2-RA-start’ strategy, they received ranitidine
150 mg twice daily (Glaxo, Italy), each for 4 weeks. Primary outcome: heartburn relief. The primary outcome
Double-blind dosing was maintained with an appropri- of the study – ‘treatment success’ – was the proportion
ate combination of active and placebo tablets (e.g. of patients with ‘heartburn relief’, defined as heart-
initially, in the ‘PPI-start’ strategy, patients received one burn on no more than one of the previous 7 days, with
active omeprazole tablet and one identical-looking a maximal allowable score of 3 on the 7-point Likert
placebo omeprazole tablet in the morning in addition scale at 4 weeks (1 – no symptoms, 2 – minimal, 3 –
to two placebo ranitidine tablets, one in the morning and mild, 4 – moderate, 5 – moderately severe, 6 – severe,
one in the evening). Patients with intolerable heartburn 7 – very severe problem) (Table 1), based on the Global
at 4 weeks were stepped-up (‘PPI-start’: to omeprazole Overall Symptom (GOS) scale.29 ‘Sustained heartburn
40 mg once daily; ‘H2-RA-start’: to omeprazole 20 mg resolution’, defined as a maximal allowable score of 1
once daily) and reassessed at 8 and 12 weeks; all on all of the previous 7 days (i.e. no heartburn in the
remaining patients, who did not report heartburn relief previous week) (Table 1), was a secondary outcome.
at 4 weeks, continued their initial therapy for another Relapse, during the treatment-free follow-up phase
4 weeks. At 8 weeks, all patients who did not report was defined as the occurrence of heartburn on ‡2 days
heartburn relief on their initial therapy were stepped up of the previous 7 days with a severity score ‡4 on a
(‘PPI-start’: to omeprazole 40 mg once daily; ‘H2-RA- 7-point Likert scale (Table 1).29
start’: to omeprazole 20 mg once daily) and reassessed at The assessment of heartburn symptoms and their
12 and 16 weeks. Double-blind dosing was again severity during the 7 days before each clinic and
maintained (e.g. ‘PPI-start’ patients who stepped up to telephone visit, was based on the patients’ record, in a
omeprazole 40 mg once-daily were given two active daily diary, of the severity of any heartburn symptoms,
omeprazole tablets in addition to two placebo ranitidine during the previous day and night. The daily diary was
tablets, one in the morning and one in the evening). completed during the 16-week treatment phase and the
Patients who did not report heartburn relief at 12 weeks subsequent 6-month treatment-free follow-up phase,
(after step up at 4 weeks) or at 16 weeks (after step up at using a 7-point Likert scale.29
8 weeks), were withdrawn from the study and offered
further investigation (endoscopy) in the ‘PPI-start’ Secondary outcomes. At each visit, patients used the
strategy or open-label treatment with omeprazole 7-point Likert scale to rate the overall severity of any
40 mg once daily in the ‘H2-RA-start’ strategy. Algin- heartburn, regurgitation (‘flow of sour acidic or bitter
ate/antacid tablets were supplied as rescue medication at fluid into the mouth’), epigastric pain (‘abdominal pain
a dose of two to four tablets, as required, up to a centred in the upper abdomen’) and nausea during the
maximum of 16 tablets a day. previous week. Patients reporting a score ‡4 (moderate)
At all follow-up visits (4, 8, 12 and 16 weeks), patients were defined as ‘symptomatic’. For each symptom, relief
with heartburn relief were withdrawn and entered into was defined as a score or 3 or less and resolution was
the treatment-free, follow-up phase. defined as a score of 1 (Table 1). Vomiting was recorded
as absent or present at each visit. At the screening and
Follow-up phase. Patients’ symptom status in the final visits in the treatment phase, patients reported the
6-month follow-up phase was evaluated in a tele- presence of IBS symptoms according to the Manning
phone interview after 4, 12 and 20 weeks and by criteria.26

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1192 D. ARMSTRONG et al.

Table 1. Definitions of symptom severity


No more than mild heartburn (score £ 3/7)
used to characterize patients’ responses
on no more than one day during the 7 days
during the study
Heartburn relief prior to the visit (patient diary)

Sustained heartburn resolution No heartburn (score 1/7) on all 7 days


in the week prior to the visit (patient diary).
Overall relief of other reflux No more than mild symptoms overall
symptoms (heartburn, (score £ 3/7) over the 7 days prior to the
acid regurgitation, visit (investigator query about ‘overall’
epigastric pain, nausea) symptom response)
Complete overall relief of other No symptoms overall (score 1/7) over the
reflux symptoms (heartburn, 7 days prior to the visit (investigator query
acid regurgitation, about ‘overall’ symptom response)
epigastric pain, nausea)
Relapse Moderate to severe heartburn (score ‡4/7)
on ‡2 days during a 7-day period in the
treatment-free follow-up period (patient diary)

The number of antacids consumed each day was power of 99.5% (Fisher’s exact test), at least 125
recorded in the daily symptom diary. Quality of life was completed patients were needed for each treatment arm.
assessed using validated, self-administered question- Allowing for a 15% withdrawal rate of evaluable
naires at each study visit, after a training session at patients due to study discontinuation or persistence of
the screening visit. The Quality of Life in Reflux and symptoms, 295 patients were needed for randomization
Dyspepsia (QoLRAD)30 questionnaire assessed dimen- to both treatment arms. In all, 390 patients were
sions of emotional distress, sleep, vitality, food/drink enrolled to ensure adequate numbers of patients for the
habits, and physical/social functioning and the Gastro- subsequent maintenance treatment study.33
intestinal Symptom Rating Scale (GSRS)31 assessed
dimensions of indigestion, diarrhoea, constipation,
Data analysis
abdominal pain and reflux. At the final treatment visit
of the study, the overall treatment evaluation (OTE)32 The primary analysis of efficacy was an intention-
evaluated the magnitude of change in health status on a to-treat (ITT) analysis of treatment success (heartburn
15-point scale ()7 to )1 ¼ worse; 0 ¼ no change and relief) at 4 weeks, using daily diary card responses, for
1 to 7 ¼ better) and the Satisfaction Survey (SS) all randomized patients. Based on a priori hypotheses,
evaluated patient satisfaction with treatment using a the proportions of patients with treatment success at
14-point scale ranging from completely satisfied (7) to 4 weeks were stratified by H. pylori status (positive or
completely dissatisfied ()7). negative) and age (less than or greater than or equal to
50 years of age) and results were compared between
Helicobacter pylori. Helicobacter pylori status was deter- treatment strategies using the Cochran–Mantel–Haens-
mined by 13C-urea breath test at the randomization zel test, controlling for geographical region. In addition,
visit; both patient and investigator were blinded to the a proportional hazards survival analysis was performed
results until the study was completed. to identify independent predictors of symptom relief in
the treatment phase and symptom relapse in the follow-
up phase.
Sample size calculation
The cumulative proportions of patients with heartburn
The calculated sample size was adjusted to ensure relief and sustained heartburn resolution over the
adequate enrolment for a maintenance treatment study 16-week treatment phase were compared between the
that followed the present acute treatment study.32 treatment strategies using the Cochran–Mantel–Haens-
Assuming complete heartburn resolution rates of 61 zel test. QoLRAD and GSRS results were analysed using
and 40% (a treatment difference of 21%) for omeprazole a mixed model ancova method with change from
and ranitidine,4 respectively, after 4 weeks of therapy, a baseline as response and treatment and geographical
two-sided significance level of 0.05 and a minimum region as covariates. The SS and OTE results were

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MANAGEMENT OF HEARTBURN-DOMINANT UNINVESTIGATED DYSPEPSIA 1193

summarized in frequency tables by treatment strategy. nausea (Figure 2). After randomization, 11 (2.8%)
The cumulative proportions of patients with recurrent patients without symptoms were discontinued (5 –
symptoms during the treatment-free observation period ‘PPI-start’; 6 – ‘H2-RA-start’) as they had not fulfilled
were compared using the Cochran–Mantel–Haenszel the entry criteria [did not have moderate to severe
test. heartburn symptoms for at least 3 days in the previous
week before randomization (6), IBS (2), previous history
of oesophagitis (2), prohibited medication (1)]; they
RESULTS were, however, included in the ITT analyses.
Patient characteristics and disposition
Treatment phase
In total, 613 patients were screened (Figure 1), of
whom 390 fulfilled the inclusion criteria; 196 patients Symptom response at 4 weeks. From the daily diary,
were randomized to the ‘PPI-start’ strategy and 194 to heartburn relief was reported by 55.1% (108/196; 95%
the ‘H2-RA-start’; strategy. There were no significant CI: 48.1–62.1%; ‘PPI-start’) and 27.3% (53/194; 21.1–
differences in clinical characteristics between the two 33.6%; ‘H2-RA-start’) of patients (Figure 3) with a
groups (Table 2) and compliance with therapy (con- difference in heartburn relief of 27.8% (18.4–37.2%;
sumption of at least 75% of dispensed study medication) P < 0.001); sustained heartburn resolution was
was excellent during the first 4 weeks (‘PPI-start’: 184/ reported by 36.2% (71/196; 25.9–43.0%; ‘PPI-start’)
196; 93.9% [95% CI: 90.5–97.2%], ‘H2-RA-start’: and 12.9% (25/194; 8.2–17.6%; ‘H2-RA-start’) of
177/194; 91.2% [87.3–95.2%]) and for the entire patients (Figure 3) with a difference between groups of
treatment phase (‘PPI-start’: 185/196; 94.4% [91.2– 23.3% (15.1–31.6%; P < 0.001). The median times to
97.6%], ‘H2-RA-start’: 180/194; 92.8% [89.1–96.4%]). heartburn relief were 3 (2–5) and 8 (5–15) days and to
Symptom frequency prior to therapy was comparable in sustained heartburn resolution were 5 (2–8) and 29
the two treatment arms (Table 1); 195 of 390 (50.2%) (15–35) days, respectively for ‘PPI-start’ and ‘H2-RA-
patients reported heartburn and/or regurgitation and start’, respectively. At 4 weeks, the ‘number needed to
180 of 390 (46.2%) reported heartburn and/or regur- treat’ for the ‘PPI-start’ strategy to achieve an addi-
gitation in combination with epigastric pain and/or tional heartburn relief success was 4 (95% CI 3–5) and

Screened Discontinued (233)


N = 613 Criteria not fulfilled (183)
Lost to follow-up (19)
Moved residence (1)
No reason given (1)
Non-compliant (5)
Randomised Withdrew consent (14)
N = 390

PPI Start H2-RA start


Discontinued (17)
N = 196 N = 194
Discontinued (15) Adverse event (3)
Adverse event (2) Criteria not fulfilled (4)
Criteria not fulfilled (5) Disease deteriorated (1)
Lost to follow-up (3) Lost to follow-up (2)
Non-compliant (1) Moved residence (1)
Withdrawn in error (1) Non-compliant (2)
Withdrew consent (3) Withdrawn in error (2)
Withdrew consent (2)
Completed 4 weeks Completed 4 weeks
N = 181 N = 177
Discontinued (9) Discontinued (19)
Adverse event (2) Criteria not fulfilled (2)
Intolerable symptoms (3) Intolerable symptoms (5)
Lost to follow-up (1) Lost to follow-up (2)
Moved residence (1) Moved residence (1)
Non-compliant (1) Withdrew consent (3)
Withdrew consent (1) Withdrawn in error (6)
Completed 16 weeks Completed 16 weeks
N = 172 N = 158
Figure 1. Flow diagram showing numbers Discontinued (22)
Lost to follow-up (4)
of patients enrolled and randomized to each Discontinued (27)
Moved residence (2)
Criteria not fulfilled (1)
No relief (9)
treatment strategy, and reasons for discon- Lost to follow-up (6)
Non-compliant (1)
No relief (13)
Pregnancy (1)
tinuation at baseline, 4 and 16-week time Withdrew consent (7)
Withdrawn in error (1)
Withdrew consent (4)
points during the 16-week treatment phase
Started treatment -free Started treatment -free
and the 24 weeks of treatment-free obser- observation period observation period
N = 145 N = 136
vation period.

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1194 D. ARMSTRONG et al.

Table 2. Demographic characteristics of patients at baseline Heartburn 0.8% 0.8%


(intention-to-treat analysis) Regurgitation 0.5%
1.0% 0.8%
Epigastric pain
‘PPI-start’ ‘H2-RA-start’
Nausea
n ¼ 196 n ¼ 194 3.8%
8.5% 1.0%
Gender 12.3%
Female, n (%) 100 (51.0) 92 (47.4)
Age (years) 18.5%
Mean 44 (12) 44 (12)
19.2%
Minimum–maximum 20–83 18–76
<50 years, n (%) 138 (70.4) 133 (68.6)
Prior upper GI investigations (>6 months previously)
Endoscopy 13 (6.6%) 11 (5.7%)
30.0%
Radiology 52 (26.5%) 49 (25.3%) No symptoms 2.8%
Endoscopy + radiology 7 (3.6%) 15 (7.7%)
Helicobacter pylori infection 30.0% 31.6%
Current smoker, n (%) 52 (27%) 60 (31%) Figure 2. Venn diagram showing overall percentages of
Alcohol use, n (%) 127 (65%) 117 (60%) randomized patients (‘PPI-start’ and ‘H2-RA-start’, combined;
Reflux symptoms (score ‡4 at baseline) n ¼ 390) with each of the four major upper gastrointestinal
Heartburn 190 (97.4%) 180 (93.3%) symptoms; 11 patients had no recorded symptoms and were
Regurgitation 94 (48.2%) 107 (55.4%) withdrawn from the study.
Epigastric pain 79 (40.5%) 84 (43.3%)
Nausea 31 (15.9%) 29 (15.0%)
Heartburn duration
indicated heartburn relief in 75.8% (144/190;
<12 months 19 (9.7%) 14 (7.2%)
>1 year £ 5 years 73 (37.2%) 52 (26.8%)
69.7–81.9%) of the ‘PPI-start’ group compared with
>5 year £ 10 years 43 (21.9%) 43 (22.2%) 57.8% (104/180; 50.6–65.0%) of the ‘H2-RA-start’
>10 £ 20 years 34 (17.3%) 56 (28.9%) group (P ¼ 0.0002) but there were no differences
>20 years 27 (13.8%) 29 (14.9%) between treatment strategies with respect to regurgi-
Mean (s.d.) years 9.4 (9.9) 11.1 (9.6) tation, epigastric pain, nausea or vomiting (data not
Days (n) during previous week with heartburn score ‡3
shown).
3 12 (6.1%) 18 (9.3%)
4 15 (7.7%) 17 (8.8%)
5 31 (16.3%) 22 (11.3%) Symptom response from 4 to 16 weeks. ‘Step-up’ therapy
6 40 (20.3%) 35 (18.0%) was required by 143 patients (Figure 4), 51 of 196
7 97 (49.5%) 102 (52.6%) (26.0%; 19.9–32.2%) from the ‘PPI-start’ group and 92
PPI, proton pump inhibitor; H2-RA, H2-receptor antagonist; GI, gas- of 194 (47.4%; 40.4–54.5%) from the ‘H2-RA-start’
trointestinal. group by 8 weeks; step up at 4 weeks because of
intolerable heartburn occurred in 16 of 196 (8.2%;
to achieve an additional sustained heartburn resolution 4.3–12.0%) and 37 of 194 (19.1%; 13.5–24.6%)
success was 4 (95% CI 3–7) compared with the ‘H2-RA- patients, respectively.
start’ strategy. The ‘PPI-start’ strategy produced heartburn relief in a
On univariate analysis, neither H. pylori status nor age significantly greater proportion of patients up to
was associated with a difference in heartburn relief 8 weeks and sustained heartburn resolution in a
(Table 3); however, proportional hazards survival ana- significantly greater proportion up to 12 weeks than
lysis indicated that heartburn relief was less likely and did the ‘H2-RA-start’ strategy (Figure 2). There were
slower if patients had (i) received ranitidine (‘H2-RA- no significant differences between the treatment strat-
start’) strategy: hazard ratio ¼ 0.77 (95% CI 0.62– egies with respect to heartburn relief or sustained
0.96, P ¼ 0.02); (ii) more IBS symptoms, hazard heartburn resolution by the end of the 16-week
ratio ¼ 0.85 (0.74–0.98, P ¼ 0.03); and (iii) a higher treatment period. The mean (s.d.) and median percent-
heartburn symptom score at the start, hazard ratio ¼ ages of heartburn-free days during the entire 16-week
0.78 (0.69–0.89, P < 0.001). treatment periods were: ‘PPI-start’: 52.2% (38.6%) and
A global assessment of upper gastrointestinal symp- 58.2% and ‘H2-RA-start’: 41.0% (31.4%), and 38.0%
toms over the 7-day period before the week 4 visit (P ¼ 0.002).

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MANAGEMENT OF HEARTBURN-DOMINANT UNINVESTIGATED DYSPEPSIA 1195

Heartburn relief domains (Table 4) and in all QoLRAD domains


100 100
PPI start (n = 196) (Figure 5); however, by the end of the treatment
H2-RA start (n = 194) 75.5 81.1 76.8 phase (from 4 to 16 weeks), there was no difference
80 80
68.4 70.1 between treatment groups for either scale. At the end of
60
55.1
60 the treatment phase, OTE scores did not differ between
51.6
treatment groups (data not shown) but SS were
40 40 significantly higher in the ‘PPI-start’ group compared
27.3 with the ‘H2-RA-start’ group (P ¼ 0.0063; Table 5).
20 20

Outcomes after 16-week, blinded treatment phase. After


0 0
4 weeks 8 weeks 12 weeks 16 weeks completion of the treatment phase, 22 patients had not
P < 0.0001 P = 0.0009 P = 0.256 P = 0.321 achieved heartburn relief (‘PPI-start’: 13; ‘H2-RA-start:
Weeks after starting treatment 9). Seven of the nine patients in the ‘H2-RA-start’ arm
achieved heartburn relief after an 8-week open label
Sustained heartburn resolution
100 100 course of omeprazole 40 mg daily. Of the 13
PPI start (n = 196)
patients who underwent endoscopy because of persist-
H2-RA start (n = 194)
80 80 ent symptoms, six had mild, ‘LA’ grade ‘A’ (‘PPI-
start’: 1, ‘H2-RA-start’: 2) or ‘LA’ grade ‘B’ (‘PPI-start’:
60 60 1, ‘H2-RA-start’: 2) oesophagitis.34, 35
44.9 45.9
36.2 41.3 36.0
40 34.0 40
24.2 Follow-up phase
20 12.9 20
Symptom response. Of the 390 patients randomized, 308
0 0 patients with heartburn relief at the end of the
4 weeks 8 weeks 12 weeks 16 weeks
P < 0.0001 P = 0.0004 P = 0.029 P = 0.051
treatment phase (‘PPI-start’: 159, ‘H2-RA-start’: 149)
Weeks after starting treatment were eligible to enter the treatment-free, follow-up
phase; after withdrawal of ineligible patients [e.g.
Figure 3. Percentages (95% CI) of patients, by treatment strategy, withdrew consent (11), lost to follow-up (10), moved
at 4, 8, 12 and 16 weeks of treatment, reporting heartburn relief (2), other (4)], 281 patients were eligible to start
(heartburn score <3 on no more than 1 day during the previous
the treatment-free, follow-up phase (‘PPI-start’: 145,
week; upper graph) and sustained heartburn resolution (heart-
burn score ¼ 1 during the previous week; lower graph); P-values ‘H2-RA-start’: 136). There were no differences in relapse
indicate differences between treatment strategies at each time rates between patients assigned to the initial ‘PPI-start’
point (Cochran–Mantel–Haenszel test – intention-to-treat and ‘H2-RA-start’ treatment strategies (Figure 6). Based
analysis). on the daily patient diary data, heartburn relapse
occurred in 79% (114/145; 72–85%: ‘PPI-start’) and
Quality of life and assessment of treatment effect. At 76% (103/136; 69–83%: ‘H2-RA-start’) at 6 months.
4 weeks, patients in the ‘PPI-start’ group had signifi- Median times to relapse were 8 (7–9) and 9 (8–11)
cantly greater improvements in GSRS scores for indi- days, respectively. The median number of days to the
gestion, abdominal pain, reflux and overall GSRS first occurrence of moderate-to-severe heartburn (score

Table 3. Effect of Helicobacter pylori status and age on heartburn relief at 4 weeks

‘PPI-Start’ (% [95% CI] n) ‘H2-RA-Start’ (% [95% CI] n) Total (% [95% CI] n)

H. pylori positive 59.7% [46.9–72.4%] 57 32.2% [20.3–44.1%] 59 45.7% [36.6–54.8%] 116


H. pylori negative 53.4% [44.9–61.9%] 133 24.2% [16.8–31.6%] 128 39.1% [33.2–45.0%] 261
Age <50 years 52.2% [43.8–60.5%] 138 27.8% [20.2–35.4%] 133 40.2% [34.4–46.1%] 271
Age ‡50 years 62.1% [49.6–74.6%] 58 26.2% [15.2–37.3%] 61 43.7% [34.8–52.6%] 119

PPI, proton pump inhibitor; H2-RA, H2-receptor antagonist.

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1196 D. ARMSTRONG et al.

Week 4 Week 8 Week 12 Week 16 Total


‘H2-RA-start’
Unblind 7 7 3 17

Withdraw 17 5 2 3 1 28

Relief 53 27 20 36 13 149

Ranitidine 150 194 87

Omeprazole 20 37 55 8 63 17

Step-up 37 55 92

‘PPI-start’
Unblind 3 6 7 16

Withdraw 15 3 0 1 2 21

Relief 108 19 7 14 11 159 Figure 4. Flow diagram showing number


Omeprazole 20 196 57 of patients who achieved heartburn relief at
Omeprazole 40 16 35 6 41 20 each visit, were withdrawn for other rea-
sons or required step-up therapy for each
Step-up 16 35 51
treatment strategy.

Table 4. Mean Gastrointestinal Symptom


‘PPI-start’ mean ‘H2-RA-start’ Mean P-value for difference
Rating Scale (GSRS) scores (s.d.) for each of
score (s.d.) n score (s.d.) n between strategies
the five domains in patients at baseline,
Reflux 4 weeks and completion of treatment
Baseline 4.3 (1.2) 196 4.1 (1.2) 192 (4–16 weeks) and at relapse (intention-
4 weeks 2.1 (1.3) 188 2.8 (1.4) 186 <0.001 vs. baseline to-treat population); P-values indicate
4–16 weeks 1.7 (1.1) 188 1.8 (1.1) 186 NS vs. baseline whether the two strategies produced signi-
Relapse 3.8 (1.5) 150 3.6 (1.5) 143 NS vs. 4–16 wks ficantly different changes in symptom
Indigestion scores from baseline to 4 weeks and to
Baseline 3.1 (1.2) 196 3.3 (1.4) 193 4–16 weeks and from 4 to 16 weeks to
4 weeks 2.4 (1.2) 188 2.8 (1.7) 187 0.02 vs. baseline the time of relapse
4–16 weeks 2.1 (1.2) 188 2.2 (1.6) 187 NS vs. baseline
Relapse 2.4 (1.1) 150 2.5 (1.4) 142 NS vs. 4–16 weeks
Abdominal pain
Baseline 2.9 (1.2) 196 2.7 (1.1) 193
4 weeks 2.1 (1.2) 188 2.3 (1.2) 187 0.014 vs. baseline
4–16 weeks 1.9 (1.1) 188 1.8 (1.0) 187 NS vs. baseline
Relapse 2.4 (1.1) 150 2.3 (1.3) 143 NS vs. 4–16 weeks
Constipation
Baseline 2.0 (1.3) 195 2.2 (1.4) 193
4 weeks 1.8 (1.1) 187 2.0 (1.5) 187 NS vs. baseline
4–16 weeks 1.7 (1.0) 188 1.8 (1.3) 187 NS vs. baseline
Relapse 1.7 (1.0) 150 1.7 (1.3) 142 NS vs. 4–16 weeks
Diarrhoea
Baseline 1.9 (1.0) 195 1.9 (1.2) 193
4 weeks 1.7 (1.0) 188 1.8 (1.3) 187 NS vs. baseline
4–16 weeks 1.6 (0.9) 188 1.7 (1.1) 187 NS vs. baseline
Relapse 1.5 (0.8) 150 1.6 (1.0) 143 NS vs. 4–16 weeks
Total GSRS score
Baseline 2.8 (0.8) 196 2.8 (0.9) 193
4 weeks 2.0 (0.9) 188 2.4 (1.1) 187 <0.001 vs. baseline
4–16 weeks 1.8 (0.8) 188 1.9 (1.0) 187 NS vs. baseline
Relapse 2.4 (0.8) 150 2.3 (1.0) 143 NS vs. 4–16 weeks

NS, not significant (P > 0.05).


PPI, proton pump inhibitor; H2-RA, H2-receptor antagonist.

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MANAGEMENT OF HEARTBURN-DOMINANT UNINVESTIGATED DYSPEPSIA 1197

Improvement after 4 weeks Heartburn relapse


PPI start 100
2.5
** H2-RA start (%)
78.6%
** ** ** 80
2.0
75.8%
P = 0.72
1.5 * 60

1.0 40

0.5 Median time to relapse


20 PPI start 8 days
0.0 H2-RA start 9 days
Emotional Sleep Food/drink Physical/ Vitality 0
distress disturbance problems social 0 28 56 84 112 140 168
functioning
Days after stopping treatment
QOLRAD domain
First day with heartburn score > 4/7
Deterioration at relapse 100
Physical/ (%) 86.8%
0.5
Emotional Sleep Food/drink social 80 86.6%
distress disturbance problems functioning Vitality P = 0.57
0.0
60
–0.5

40
–1.0
Median time to symptom score > 4/7
–1.5 20 6 days
PPI start
H2-RA start 6 days
–2.0 0
0 28 61 85 112 142 168
–2.5 Days after stopping treatment

Figure 5. Changes in mean Quality of Life in Reflux and Figure 6. Incremental percentages of patients, by treatment
Dyspepsia scores for each domain assessed at 4 weeks, in strategy, reporting heartburn relapse (upper graph) and a first
comparison with baseline (upper graph: *P < 0.01, **P < 0.001) episode of moderate to severe heartburn (lower graph) during the
and at the time of heartburn relapse, in comparison with the end 6-month treatment-free observation period; P-values indicate
of the initial treatment period (lower graph: all P > 0.05). differences between treatment groups (Cochran–Mantel–Haenszel
test – intention-to-treat analysis).

Table 5. Frequency distribution of Satisfaction Survey responses


at the end of the treatment phase (4–16 weeks: intention-to-treat heartburn relief and relapse, was also compar-
population) able between strategies (‘PPI-start’: 22% [18–26%],
‘H2-RA-start’: 23% [18–27%]; P ¼ 0.33).
‘PPI-start’, ‘H2-RA-start’,
Proportional hazards survival analysis indicated that
n (%) (n ¼ 196) n (%) (n ¼ 194)
symptom relapse was more likely and faster if patients
Completely satisfied 93 (47.4) 62 (32.0) had (i) a long history of symptoms, hazard ratio ¼ 1.03
Very satisfied 52 (26.5) 61 (31.4)
per year (1.02 to 1.04, P < 0.001); (ii) more severe
Quite satisfied 13 (6.6) 27 (13.9)
Satisfied 17 (8.7) 16 (8.2) regurgitation symptoms, hazard ratio ¼ 1.15 (1.05–
Dissatisfied 7 (3.6) 7 (3.6) 1.25, P ¼ 0.002); and (iii) no H. pylori infection, hazard
Completely dissatisfied 0 (0.0) 1 (0.5) ratio ¼ 1.46 (1.10–1.93, P ¼ 0.009).
PPI, proton pump inhibitor; H2-RA, H2-receptor antagonist.
Quality of life and assessment of treatment effect. At the
time of relapse in the follow-up phase, GSRS scores had
‡4) was 6 (95% CI 5–7) days and was comparable for deteriorated significantly for all domains (P < 0.03)
the two treatment strategies; the mean proportion of except diarrhoea and QoLRAD scores had deteriorated
days spent heartburn free, from the time between significantly for all domains (P < 0.0001) compared

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1198 D. ARMSTRONG et al.

with the end of the treatment phase, but there were no based treatment of primary care dyspepsia patients with
differences for either GSRS or QoLRAD with respect to dominant heartburn, the effect of different empiric
the initial treatment strategy and no differences treatment strategies on heartburn relief over periods of
between the initial treatment strategies with respect to up to 16 weeks or on relapse of heartburn after
the magnitude of the decline in GSRS and QOLRAD treatment cessation.41–44
scores (Table 3). In the present study, initial therapy with a standard-
dose PPI (omeprazole 20 mg once daily) produced
heartburn relief in twice as many, and sustained
Antacid consumption
heartburn resolution in three times as many patients
Daily intake [mean (s.d.)] of antacid rescue medication as a standard-dose H2-RA (ranitidine 150 mg b.d.) at
[‘PPI-start’: 4.9 (3.8) tablets vs. ‘H2-RA-start’: 4.2 (3.0); 4 weeks and this was associated with a greater
P ¼ 0.192; Wilcoxon rank sum test] prior to random- improvement in health-related quality of life and a
ization was similar for the two treatment strategies. reduced requirement for ‘step-up’ therapy after
During the active treatment phase, daily antacid intake 4–8 weeks. The ‘PPI start’ strategy was dominant until
decreased and was lower in the ‘PPI-start’ group [1.0 12 weeks for sustained heartburn resolution and,
(1.8) tablets than in the ‘H2-RA-start’ group] [1.2 although heartburn relief was eventually achieved in
(1.6); P ¼ 0.003]. Antacid intake increased again in about 80% of patients with either strategy, the rapidity
the treatment-free, follow-up phase but there was of symptom resolution was significantly higher with the
no difference between the two treatment groups ‘PPI-start’ strategy and, by 8 weeks, it had produced
[‘PPI-start’: 2.7 (2.8) tablets vs. ‘H2-RA-start’: 2.5 comparable results for sustained heartburn resolution to
(2.4); P ¼ 0.989]. those produced by the ‘H2-RA-start’ strategy at
16 weeks. Of patients in the H2RA-start group, 92 of
194 (47.4%; 37 at 4 weeks and 55 at 8 weeks) stepped
Adverse events
up to PPI therapy. Heartburn control was subsequently
Both treatment strategies were safe and well tolerated. achieved in 69 of these 92 patients (75.0%). After
The frequency and total number of serious adverse treatment discontinuation for patients who had
events (SAEs) and adverse events reported were similar achieved heartburn relief, relapse rates were compar-
in both treatment arms. Altogether, seven non-fatal able for the ‘PPI-start’ and ‘H2RA-start’ treatment
SAEs were reported; there were four SAEs reported in groups.
the ‘PPI-start’ (myocardial infarction, incarcerated A small proportion of patients remained symptom-free,
ventral hernia, deep venous thrombosis and miscar- off therapy, at the end of the 6-month follow-up phase
riage) and three SAEs in ‘H2-RA-start’ groups (chole- but the majority had recurrent symptoms within a few
lithiasis with post-operative pain, myocardial ischaemia weeks, sufficient to warrant resumption of treatment.
and lower abdominal pain); no SAE was judged by the Thus, initial therapy with a PPI rather than an H2-RA
investigators to be causally related to study therapy. does not appear to predispose to more rapid relapse after
The most frequently reported adverse events overall cessation of acute therapy.
were headache (7.5%), respiratory infection (8.2%), Enrolment in this study, as in previous GERD
diarrhoea (7.0%), and abdominal pain (6.6%) and these studies,4–10 was predicated on the symptom of ‘retros-
were reported equally in both strategies. ternal burning, rising towards the neck’.1 In an
endoscopic study in Canadian primary care practice,17
about 55% of patients with dominant heartburn had
DISCUSSION
erosive oesophagitis, similar to the findings of other
Heartburn is common36–39 and, with regurgitation, it is endoscopic studies.5, 7, 45 These data support the
a cardinal symptom of GERD; it is also common in recommendation18 that patients with heartburn-dom-
association with other symptoms of dyspepsia.13–18 inant dyspepsia should be offered empiric acid suppres-
Despite management guidelines for GERD3, 22, 23 and sive therapy, before non-invasive testing for H. pylori
dyspepsia,18, 40 and studies of empiric therapy in infection.27, 28 This does not preclude endoscopy46 but,
dyspepsia patients, many of whom may have heart- although heartburn may be associated with peptic
burn,13–16 there are few data on the initial, symptom- ulcer disease,17 Barrett’s oesophagus or malignancy,47

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MANAGEMENT OF HEARTBURN-DOMINANT UNINVESTIGATED DYSPEPSIA 1199

clinically-significant lesions are infrequent in the period (7 days) was different.28 Heartburn resolution
absence of alarm features17, 18 and severe oesophagitis was identified less frequently by patients in their daily
(LA Grades ‘C’ and ‘D’) occurs in <5–10% of patients diary assessments than when heartburn (as well as
with heartburn-dominant symptoms. In patients who regurgitation, epigastric pain, nausea and vomiting)
had persistent symptoms after the 16-week treatment were assessed overall for the previous week. This
phase, the only significant endoscopic findings were LA suggests that the daily diaries were completed regularly;
Grade A or B oesophagitis. There is evidence that, for if there had been significant ‘hoarding’, one would have
patients receiving PPIs, heartburn relief is associated expected less discrepancy between the daily diary data
with healing of erosive oesophagitis.48 Thus, a treat- and the retrospective assessment of symptoms. Both
ment strategy that ‘starts high’, with the most effective measures of symptom response were based on the
acid suppression therapy,8–10 is likely to be safe and patients’ recall, consistent with the increasing emphasis
effective for the vast majority of patients with heart- on patient reported outcomes.54–56 As in previous
burn-dominant upper gastrointestinal tract symptoms. studies,30, 57 symptom relief was associated with an
Symptoms will persist in some patients who will, improvement in patients’ quality of life. In the present
therefore, need to be re-evaluated to determine whether study, the disease-specific, quality of life tool (QOLRAD)
alarm features are present or whether there is another demonstrated a significant difference between strategies
underlying condition that requires further investiga- after 4 weeks but not at the end of therapy; similarly,
tion18 but the empiric approach to therapy evaluated in the OTE was comparable for the two strategies by the
this study does, at least, obviate the need for investiga- end of therapy as were the proportions of patients in
tion in a high proportion of patients. each group with symptom resolution. On the contrary,
Proton pump inhibitors produce healing and symptom the SS results suggested a persistent difference in
resolution in a higher proportion of erosive oesophagitis outcomes for the two groups, perhaps because of the
patients than do H2-RAs or prokinetics3, 19, 49 and more more rapid and complete symptom response in the ‘PPI-
potent gastric acid suppression is associated with a start’ group.
further improvement in outcomes.8–10 Standard dose The traditional ‘step-up’ approach,22, 23 progressing
PPIs also produce symptom resolution in a higher from ‘life-style modifications’ to over-the-counter med-
proportion of ENRD patients than do low-dose PPIs,6 ications and prescription H2-RAs and PPIs has been
H2-RAs4, 50 and prokinetics.7, 21 In the present study, challenged3, 18 by data demonstrating the superiority of
overall heartburn relief rates, with standard-dose PPI or PPI therapy in randomized trials19, 20 and in a
H2-RA therapy, were similar to those observed after comparison of ‘step up’ and ‘step down’ strategies.58
4 weeks in a previous Canadian study11 of GERD The present study did not compare ‘step up’ and ‘step
patients with and without erosive oesophagitis, after down’ GERD strategies directly as the latter addresses
endoscopy. Endoscopy was not performed at enrolment both initial therapy and a switch to maintenance
in the present study; although it would have allowed therapy. Instead, the study evaluated two initial treat-
risk stratification with respect to oesophagitis severity 8, ment strategies, with respect to treatment response and
34, 35
and H. pylori infection,11, 51 it would also have safety, for patients with heartburn-dominant symptoms;
introduced the potential for bias52, 53 in a study the strategies were intended to be relevant to primary
intended to assess heartburn response to empiric care, clinical practice42 and consistent with published
therapy in a primary care environment. guidelines.18 although this paper has not addressed the
The primary outcome measure – ‘heartburn relief’ economic consequences of these strategies. The subse-
(Table 1) – was selected because it was considered to be quent treatment-free, follow-up phase, was designed to
a reasonable clinical outcome; the more stringent, determine how many patients would develop recurrent
secondary outcome – ‘sustained heartburn resolution’ symptoms during a 6-month period, requiring further
– was associated with markedly lower response rates. medical therapy.33
The 7-point Likert scale used to rate symptom severity Risk factors for delayed symptom resolution included
was identical in wording to the GOS scale29 used in the the presence of IBS symptoms at baseline, consistent
related CADET-Hp27 (H. pylori positive uninvestigated with previous observations.59 The relationship between
dyspepsia) and CADET-HN28 (H. pylori negative unin- H. pylori status and GERD remains controversial.60, 61
vestigated dyspepsia) studies, although the evaluation In this study, neither univariate nor multivariate

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1200 D. ARMSTRONG et al.

analysis indicated a significant effect of H. pylori on Halifax; VS. J. Coyle, Winnipeg; B. N. Craig, Saint John;
symptom relief although H. pylori negative subjects D. Crowley, Strathroy; G. D’Ignazio, Hawkesbury;
were at greater risk of recurrent symptoms after O. Doiron, Saint John; J. Dollin, Ottawa; J. Drexler,
cessation of therapy. An interaction between H. pylori Winnipeg; B. Elfassy, St-Laurent; C. Ellis, Calgary;
and acid suppression therapy appears to be less marked D. Fay, Granby; W. Fouad, Winnipeg; G. Fullerton,
in HDUD than in GERD patients.11, 51 Despite some Woodstock; R. Hamilton, Wolfville; J. Hii, Vancouver;
evidence that H. pylori infection is less prevalent in R. Hilsden, Calgary; B. Hogenbirk, Pointe-Claire; W. P.
GERD patients,17, 60 a possible association between House, Vancouver; E. Howlett, Saskatoon; D. Johnson,
H. pylori infection and delayed GERD symptom relapse is Winnipeg; H. A. Johnston, Orleans; A. Kelly, Edmonton;
probably not clinically significant. J. Kennedy, Antigonish; E. N. L. Larkai, Saskatoon;
In summary, empiric, ‘PPI-start’ therapy produces Y. Lee, North York; J. Li, Moncton; J. Loutfi, Pierrefonds;
relief of symptoms and improvement in health-related J. MacKenzie, Ottawa; W. P. McKeough, London;
quality of life in a higher proportion of primary care J. McMorran, Vancouver; J. T. Momoh, Winnipeg;
patients with uninvestigated heartburn-dominant dys- A. Munroe, Saint John; W. Olsheski, Toronto; P. O’Shea,
pepsia after 4 weeks than does an ‘H2-RA-start’ strat- St John’s; G. Pannozzo, Waterloo; W. Paterson, Kings-
egy. A ‘step up’ of therapy in non-responders, at ton; L. Pontikes, Regina; I. Prokopiw, London; G.
4–8 weeks, produces a further increase in symptom Rideout, Goulds; L. Rochon, Ottawa; F. Schweiger,
response in both groups and, although both groups Saint John; V. Senikas, Montreal; D. Shu, Coquitlam; R.
achieve good response rates by 16 weeks, sustained J. Smith, Mount Pearl; G. Tellier, St-Jerome; A. Thom-
symptom relief at 8 weeks with the ‘PPI-start’ regimen son, Edmonton; F. Turcotte, Sherbrooke; S. J. O.
is similar to that achieved at 16 weeks with the ‘H2-RA- Veldhuyzen van Zanten, Halifax; G. R. Webb, Grand
start’ regimen. This study confirms the appropriateness Bay-Westfield; R. Whatley, Peterborough; D. P. Will-
of a PPI-based, empiric treatment strategy for primary oughby, Woodstock; B. Zidel, Mississauga.
care practice patients with heartburn-dominant symp-
toms to provide effective acid suppression and rapid
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