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I Introduction
1 I date as early and therefore, Socratic, the Apology, Cnto, Laches, Lysis, Charmides, Ion,
Protagoras, Euthydemus, Lesser Hippias, Menexenus, Euthyphro and Republic I. I take
the Meno and the Gorgias to be transitional. This is relatively uncontroversial. See
Dodds (1959), 18-30 and Brandwood (1990), p. 252.
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2 Naomi Reshotko
This same juxtaposition also suggests that the 'friend' (φίλον) in the
first clause need not represent human friends any more than the 'ορρό-
sites' (εναντίων) in the second clause need represent human opposites.
This suggestion is confirmed when we look at Socrates's examples of
opposites that might attract (hot/cold, sharp/blunt): these examples
indicate that he is not concentrating on the human-centered examples of
attraction that would constitute human friendship. Rather, Socrates is
specifying general terms that would cover all cases of attraction (not just
friendship) between all kinds of attractants (not just humans).
The generality of Socrates's discussion suggests that he takes its
subject to be one which does not obey categorial distinctions between
the natures of the various entities which make up the metaphysical
environment. Whatever is being attracted (humans, physical objects,
plants, cosmic entities), Socrates uses the same theory of attraction to
describe why one object is drawn to another. Thus, the same principles
which govern gravitational force also govern human friendship.2
Socrates's discussion of reciprocity provides another clue that Socra-
tes's use of φιλία is general and applies to a broad spectrum of relation-
ships. Although reciprocity is a criterion for friendship between human
beings at 212e-l 3d, there are many places in his discussion of φιλία where
he ignores that criterion. This suggests that if Socrates were simply
Bolotin points out (130) that this suggests that Socrates is discussing general laws
which delineate the forces which govern attraction between all of the various com-
ponents of the metaphysical environment. He says that Socrates is taking what the
wisest say about attraction in the most general way and applying it to friendship.
Careful examination of the Lysis shows that Socrates thinks that people
experience φιλία as a relation between a human being (themselves) and
the good. Where that relationship is mediated by another person, we
find instances of the relationship of human friendship. In order to see
the structure of the relationship between humans and the good, which
Socrates proposes can be mediated by a human friend, we must
examine 212a8-22d8. Here, it is assumed that a friend must be a friend
for the sake of something other than itself and, indeed, that it must be
due to some bad thing (a foe) that friend is attracted to friend. Socrates
eventually places this discussion in the same context as his discussions
of desire throughout the rest of the early dialogues — the hierarchy of
desire which is also found at Gorgias 467 and Euthydemus 279.4 This
3 Aristotle's far better received account of friendship clearly states that mutual love
and reciprocity of good wishes are a necessary (although perhaps not sufficient)
component of friendship (EN VIII2).
4 In two recent articles, Penner (1991,1994) elaborates on this hierarchy (which also
appears in Irwin [78] and Santas [224]) and how it operates. However, while
Penner's comments might suggest that our understanding of the instance of the
hierarchy which appears in the Lysis is enhanced when we assimilate it to other
instances of the hierarchy of desire in the early dialogues, I suggest that the en-
hancement actually runs in the other direction; it is the discussion in the Lysis which
forms the basis for the other instances of the hierarchy of desire.
invites us, once again, to view his use of φιλία as the more general
'desirous of rather than along the narrower lines of human friend-
ship.
In the hierarchy of desire, Socrates divides the world into the mutually
exhaustive categories of good, bad and neither-good-nor-bad (NGNB),
and argues that all desire is ultimately for the good and that the NGNB
things (all objects and actions) are desired only as a means to the good.
While little insight into φιλία is gained by analyzing this piece of text in
light of any notion which restricts φιλία to humans, the text is quite
understandable as an exposition of the nature of desire and attraction.
As we analyze the Lysis, we will see Socrates discuss a foundational
theory of attraction, and — ultimately — hypothesize that attraction is
deficit-based. In fact, in the Lysis we find the one instance of the hierarchy
of desire where Socrates provides an ultimate answer concerning what
he takes the origin of motivation to be. The theory proposed by the end
of the Lysis might underlie the examples of the hierarchy of desire which
are found in the other early dialogues.5
The passage in the Lysis which makes it most clear that Socrates is not
simply referring to human friendship begins when Socrates debates
whether 'like is friend to like' (214b2-4) or, contrariwise, whether Oppo-
sites attract' (216a4-5). It is agreed that like cannot be friend to like, first
because bad cannot be friend to bad:
For it seems, to us at least, that the nearer a bad person approaches to,
and the more that person consorts with, a bad person, the more hateful
that person becomes; for he is unjust and there is no possible way for
the unjust and the unjustly treated to be friends. (214blO-c3)
5 This is a suggestion which I discuss in Reshotko (1990) and intend to elaborate upon
in the future. In the architecture of purposive behavior, desires must provide the
necessary link between physical motivation and intention — they must link the
cognitive structure to the physical structure that moves via some sort of cona ve
structure. Socrates's ultimate allusion to deficits as the irreducible sources of moti-
vation gives us a glimpse into how he would fill the important architectural niche
that desire occupies.
Here Socrates is saying that things will not be friends to one another if
they have no need of each other — if they are not attracted to one another
through one being the source of something that the other lacks. This
notion that friends need each other conjures up the general notion of
attraction or desire because we conceive of these as unidirectional
forces. Why are plants attracted to light? — because one has something
that the other lacks. Why are animals in the desert attracted to water?
— because the water fulfills a deficit which the animals are experienc-
ing. Since the type of relationship to which Socrates alludes is one
where there is a need of one party for the other and where, in addition,
this need is not reciprocated, we return to our contemporary notions
of attraction and desire in order to make sense of what Socrates is
saying, for desire and attraction are plausibly understood as unidirec-
tional and based on need.
But what of this? Will not the good person, insofar as that person is
good, be accordingly sufficient (ικανός) for himself? — Yes. And the
sufficient one, at least, is in need (δεόμενος) of nothing due to this
sufficiency. — For how not? And not being in need of anything this
person will cherish (άγαπφη) nothing. — Presumably not. And the one
who does not cherish does not love. — It seems not. And since not
loving, is not a friend. — Evidently. Therefore, how can we say the good
are friends to the good to begin with? They neither long (ποθεινοί) for
one another when apart (for each is sufficient for itself even being
separate) nor do they have any need for one another when present. —
We can't. But if they do not at least set a high value on one another then
they are not friends. — True. (215a6-cl)
6 This is refined at the end of the dialogue as I will describe in my penultimate section.
5).7 Thus both horns of the dilemma in the original hypothesis are
destroyed:'... neither is like friend to like, nor opposite friend to opposite'
(216b9-10).
When Socrates begins anew, he makes the same division that he makes
every time he talks about the hierarchy of desire in the early dialogues
(cf. Gorgias 467, Euthydemus 279). At 216d5-7, he asserts that there are
three different kinds (γένη): good (αγαθόν), bad (κακόν) and neither
good nor bad (οΰτ' αγαθόν ούτε κακόν). Since good and bad are neither
friendly to themselves nor to one another, and nothing is friendly to
the bad,8 the two remaining alternatives are that what is NGNB is
friendly either to itself or to the good. But the NGNB can't be friendly
to itself because that would be a case of like being friend to like; so the
only alternative that has not been ruled out is for the NGNB to be
friendly to the good.
At this point Socrates gives an example to explain that the NGNB is
only a friend to the good on account of the bad: a healthy person needs
no assistance and so will not seek a doctor; only a sick person, on account
of disease, is friendly to the doctor.9 The explanation for who seeks —
and is, therefore, friendly to — the doctor, is that things which are truly
10 It might even be better to say appropriately afflicted by the bad. In other words, a NGNB
thing can be afflicted by the bad in such a way that, rather than becoming bad, it is
motivated toward the good. As Socrates demonstrates (218a-b), philosophers are
afflicted by ignorance — a bad — in a way that makes them seek knowledge — the
good.
11 Bolotin (139) also draws attention to the fact that, whenever it appears that Socrates
is stating his own views regarding friendship, he disregards 'reciprocal loving and
hardly uses the word friendship.' I would add that Socrates frequently uses the
word 'desire' (220B1-3, 217e9, 219a4). Furthermore, Bolotin points out (192) that
Socrates's final assertions concerning friendship bear no 'indication that both
friends must be living beings.'
12 Both Taylor (70) and Guthrie (147) stretch to find a way to understand this. Guthrie
is particularly perplexed at having to apply the example of the doctor and the ill
body to friendship. Neither is satisfied and both conclude that the dialogue is a
failure.
13 Further, what is the relationship between the NGNB (to which one is restored) and
the good (which one attempts to achieve)? This is a complicated issue which I
address in a paper which is currently in progress called "The Good, the Bad and the
Neither Good Nor Bad in the Gorgias, Euthydemus and Lysis.'
14 I must, therefore, disagree with Guthrie's (146) assessment that 'anything of impor-
tance in [the Lysis] can be found in other [dialogues].'
4 An Ultimate Friend
IV Desires as Deficits
15 Cold and hot are opposites, dog and horse are simple unlikes.
The desirer desires that in which it is deficient (ενδεές) ... and the
deficient is friend to that in which it is deficient ... and it becomes
deficient in that in which it is depleted. ... indeed, it is the things
belonging to one, as it seems, that constitute the loved, desired and
befriended things (ο τε ερος και ή φιλία και ή επιθυμία τυγχάνει ούσα).
(221d6-e4)
16 One might also bring to mind the image from Symposium 202e-3a of two pieces of a
whole which long for restoration to one another.
17 See Reshotko (1990) for a full argument concerning the plausibility of understanding
all desires, no matter how complex, as originating from this basic form of motiva-
tion. Bolotin (225) (and also, apparently, Pohlenz [Haden (334)]) agreed with
Socrates that basic desires and needs are necessary for friendship.
Bolotin moves to a stronger and stronger interpretation of the relationship that
Socrates asserts between desire and friendship: on p. 180 he says '[Socrates] appears
to establish ... that desire is the cause of friendship .... If we look more closely,
however, we see that Socrates's claim is probably the more limited one that desire
is a cause of friendship.' Then, on p. 225 he says, Ί conclude, then, that love (or
friendship) for the Good would be impossible in a being that was perfectly free of
wants and needs. Moreover,... this conclusion is compatible with Socrates's restate-
ment at the end of the Lysis (222d6-7) that he who is good is a friend of the Good.'
As my interpretation makes clear, I don't agree with Bolotin (180) that Socrates's
claim either is, or should be, the weaker claim that desire is merely a cause of
friendship. Desires caused by bad and desires caused by deficits are both compo-
nents of the theory Socrates is disclosing, as I show in my (1990), one is simply a
more general form of desire than the other.
Thus, Socrates is not only discussing desire, but desire in its most basic
form. He is describing the natural — practically mechanical — result of
there being such a thing as a balanced, or NGNB, state, unique to each
kind of thing, toward which each thing automatically strives.18
To the extent that human friendship is his topic of interest, Socrates
has elucidated its nature by demonstrating that human friends are one
possible way for human beings to fulfill their desire for their ultimate
friend (πρώτον φίλον), which is their friend by nature and which is not a
person, but is the good. Socrates has, quite purposefully, described a
more generic kind of φιλία — the kind that is instantiated both by the
cosmic forces of the universe, and the philiac, or erotic, urges that attract
human beings toward one another. In doing so, he has enunciated a
compelling and fundamental theory concerning what lies at the heart of
attraction.
I have argued elsewhere19 that, despite the aporetic character of the early
dialogues and the paradoxical declamations that Socrates makes therein,
they can be read to yield a coherent and plausible theory concerning the
nature of human motivation. The Lysis is no exception when it comes to
aporetic endings: in the last lines, Socrates is laughing about what fools
he and the others are to call themselves friends, when they have no idea
what a friend is.
As with other early dialogues, I believe that Plato alludes to the final
spin that he wishes to place on the view being disclosed via subtleties
and ironies contained in the final moments of the relevant passages. In
this dialogue, these passages occur at 222b-23a. The beginning of the end
comes when Socrates asks whether that which belongs to a thing (του
οικείου) is different from what is like it, or if that which it is like and that
18 In the case of the sick body, Socrates appears to describe the goal state toward which
the body strives as NGNB. Must we interpret Socrates as, either intentionally or
unintentionally, identifying the NGNB and the Good? I believe that pp. 161-2 of my
1992 point toward a resolution of this problem. I address this specifically in the
paper to which I refer in note 13 above.
19 Reshotko, 1990,1992.
to which it belongs are the same. Socrates admonishes that they had
better turn out to be different since the former argument has shown that
'what is like is useless to its like ....' Since they are 'drunk with the
argument' and cannot go on in earnest, they elect to resolve the issue by
definition, simply declaring that that which belongs to a thing is other
than that which is like it. The fact that this resolution is posited rather
than concluded through argument seems to imply that it shouldn't be
taken seriously.
In addition, there is a subtlety that should not escape the reader
attuned both to this argument and to the overall character of the early
dialogues. The statement quoted above is incomplete, and in the text
there is a qualification added to it which I now italicize:
... it isn't easy to reject the previous argument, which says that what is
like is useless to its like insofar as there is a likeness (ως ου το ομοιον τω
όμοίω κατά την ομοιότητα άχρηστον) and it is a mistake to agree that
what is useless is a friend. (222b8-cl)
varied, their lacks and excesses can complement one another. Socrates
now sees that two NGNB objects are drawn to one another if they are
both similar to, and different from, one another in just the right ways.
20 Which is equally the good, happiness and virtue. See Reshotko (1992) for a discus-
sion of how these three things are identified and why human beings are naturally
attracted to them.
beings will be friends to one another even though their friendship with
each other is for the sake of the good (not really for the sake of the other)
— to which the friendship brings them closer. Neither one of them can
be a πρώτον φίλον to the other. The thesis that reciprocity is a criterion
for a successful friendship between humans can be explained by the fact
that this association between two people, where one is the means to an
end for the other, will likely to more satisfying to both parties, and will
last longer, if the need and deficit fulfillment are, somehow, mutual.
In order to understand the Lysis, it is important to understand that, on
Socrates's view, it would not be possible to describe friendship between
human beings as an isolated phenomenon. Friendship between two
people can only be understood when a general theory of attraction is in
place. Only once we have such a general theory of attraction can we begin
to isolate the good as that which human beings pursue via the hierarchy
of desire. We can only understand one human being's pursuit of another
human being through the hierarchy of desire, as well. Thus, even if we
have a special interest in human friendship, we cannot read the Lysis
successfully without the intention of coming to understand Socrates's
general theory of attraction and desire.21
Department of Philosophy
University of Denver
Denver CO 80218
nreshotk@du.edu
Works Cited
D. Bolotin (1979) Plato's Dialogue on Friendship (Ithaca. Cornell University Press)
L Brandwood (1990) The Chronology of Plato's Dialogues (Cambridge. Cambridge University
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E.R. Dodds (1959) Gorgms (Oxford: Oxford University Press).
Guthrie (1975) History of Greek Philosophy Vol. IV (Cambridge: Cambridge University Press).
J. Haden (1983) 'Friendship in Plato's Lysis' Review of Metaphysics 37 327-56.
T.H. Irwin (1977) Plato's Moral Theory (Oxford: Clarendon Press).
D.M. Levin (1964) 'Some Observations Concerning Plato's Lysis', reprinted in Anton and
Kustas, eds. (1971) Essays in Ancient Greek Philosophy (Albany: SUNY Press).
T.M. Penner (1987a) The Ascent From Nominalism (Dordrecht: Reidel).
. 'Socrates on the Impossibility of Belief-Relative Sciences', in Cleary, ed. (1987) Proceed-
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. 'Plato and Davidson: Parts of the Soul and Weakness of Will' Canadian Journal of
Philosophy, Suppl. Vol. 19 35-74.
. 'Power and Desire in Socrates: The Argument of Gorgias 466a-8e that Orators and
Tyrants Have no Power in the City', Apeiron 24 147-202
T.M. Penner and C.J. Rowe (1994) "The Desire for Good1 Is the Meno Inconsistent with the
Gorgias' Phronesis 39 1-25.
N. Reshotko (1990) Dretske and Socrates: The Development of the Theme That All Desire is for
the Good in a Contemporary Analysis of Desire' (Ann Arbor MI: University Microfilms).
. (1992) "The Socratic Theory of Motivation' Apeiron 25 145-70.
R. Robinson (1941) Plato's Earlier Dialectic (Cornell. Cornell University Press).
G. Santas (1979) Socrates (Boston: Routledge and Kegan Paul).
D. Sedley (1989) 'Is the Lysis a Dialogue of Definition?' Phronesis 34 107-8.
A.E. Taylor (1926) Plato: The Man and His Work (London: Metheun & Co.).
G. Vlastos (1991) Socrates: Ironist and Moral Philosopher (Ithaca: Cornell University Press).