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Volume 83, No.

1 THE QUARTERLY REVIEW OF BIOLOGY March 2008

THE BORDERLANDS BETWEEN SCIENCE AND PHILOSOPHY:


AN INTRODUCTION

Massimo Pigliucci
Departments of Ecology & Evolution and Philosophy, Stony Brook University
Stony Brook, New York 11794 USA
e-mail: pigliucci@genotypebyenvironment.org

keywords
science, philosophy, intelligent design, paranormal phenomena,
pseudoscience

abstract
Science and philosophy have a very long history, dating back at least to the 16th and 17th
centuries, when the first scientist-philosophers, such as Bacon, Galilei, and Newton, were beginning
the process of turning natural philosophy into science. Contemporary relationships between the two
fields are still to some extent marked by the distrust that maintains the divide between the so-called “two
cultures.” An increasing number of philosophers, however, are making conceptual contributions to
sciences ranging from quantum mechanics to evolutionary biology, and a few scientists are conducting
research relevant to classically philosophical fields of inquiry, such as consciousness and moral
decision-making. This article will introduce readers to the borderlands between science and philosophy,
beginning with a brief description of what philosophy of science is about, and including a discussion
of how the two disciplines can fruitfully interact not only at the level of scholarship, but also when it
comes to controversies surrounding public understanding of science.

T HE RELATIONSHIP BETWEEN SCI-


ENCE AND PHILOSOPHY has always
been tormented, ever since science itself
contribution, and the latter having a diffi-
cult time letting go of the now adult and
independent progeny.
slowly evolved from “natural philosophy” In this paper, I wish to provide some
during the 16th and 17th centuries, thanks considerations for a constructive discus-
to the work of people who thought of sion of the science-philosophy border-
themselves as philosophers, and most of lands, which I unofficially call “sci-phi,” in
whom we consider scientists: Francis Ba- the hope that both scientists and philoso-
con, Galileo Galilei, and Isaac Newton, to phers will be prompted to give more
mention a few. As in any parent-offspring thought to the matter and see where there
relationship, things can get acrimonious, are meaningful bridges to build, and
with the offspring staking out its territory where the two disciplines can operate
while denying the parent’s relevance or largely independently of each other. This

The Quarterly Review of Biology, March 2008, Vol. 83, No. 1


Copyright © 2008 by The University of Chicago. All rights reserved.
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8 THE QUARTERLY REVIEW OF BIOLOGY Volume 83

is neither an apology on behalf of philos- ables, including electrons and forces, and
ophers nor an invitation to scientists to positivists were indeed highly skeptical of
become philosophers. The first is not the whole affair, which smelled too much
needed because philosophy is an autono- of metaphysics (a bad word, in their vocab-
mous area of scholarship, which certainly ulary). It is also true that some scientists,
does not need any more justification than, first and foremost Einstein, were rather un-
say, literary criticism or quantum electro- comfortable with the wildest implications
dynamics. The second would be missing of quantum mechanics (as in Einstein’s
the point since, although I think that sci- famous quip that “God doesn’t play dice”)
entists may benefit from a better acquain- and resisted them while searching for al-
tance with philosophy, the latter is not ternative interpretations of the theory.
something that a scientist could easily do Nonetheless, I seriously doubt that one can
on his own if only he had a couple of spare lay an alleged “slowing down” of turn-of-
weekends a month. the-century physics at the doorsteps of phi-
Therefore, I will begin by outlining what losophy. First, philosophy has simply never
philosophy of science actually consists of, had, in recent memory, much of a sway
discussing where it can directly contribute with scientists. This is in part because sci-
to science and where it is best thought of as entists tend to be interested in whichever
an independent field of study. I will then approaches maximize discovery, not in
provide examples of how philosophers can philosophical issues about metaphysical
be useful to scientists, not just within the truths (Franklin 2005). Second, although
narrow confines of scientific research, but it is of course impossible to rewind the tape
in the broader quest for a better under- and experiment with historical sequences,
standing of science on the part of the gen- quantum mechanics was actually accepted
eral public. I will then conclude by advo- very quickly by the scientific community,
cating “sci-phi” as a good model for much especially when one considers its radical
needed interdisciplinarity in the pursuit of departure from any previous physical
new models of scholarship and teaching. theory—for example, the introduction of
the concept of true, as opposed to instru-
What Philosophy (of Science) Is and mental, indeterminability (the Heisenberg
Is Not About principle).
Nobel physicist Steven Weinberg (1992) A diametrically opposite view to Wein-
took the rather unusual step of writing a berg’s is the one expressed by Daniel Den-
whole essay entitled “Against Philosophy.” nett (perhaps not surprisingly, a philoso-
In it, he argued that not only is philosophy pher), in his Darwin’s Dangerous Idea:
not useful to science, but that, in some “There is no such thing as philosophy-free
instances, it can be positively harmful. The science; there is only science whose philo-
example he provided was the alleged slow sophical baggage is taken on board without
acceptance of quantum mechanics, due to examination” (1995:21). This will strike
the philosophical school of positivism en- most scientists as preposterously arrogant,
dorsed by so many scientists in the early but a moment’s reflection shows that Den-
20th century, beginning with Einstein. nett, of course, is right. For example, sci-
Positivism is a now abandoned philo- entific practice requires the assumption of
sophical position— originally associated naturalism, i.e., the idea that natural phe-
with the so-called Vienna Circle—that nomena are indeed natural, and, there-
takes a rather narrowly naı̈ve view of what fore, scientists do not need to invoke the
counts as science. Most famously, positivists supernatural to explain them. I shall say
thought that science had no business deal- more about this specific point below, but it
ing with “unobservables,” i.e., with postu- is interesting to note that scientists them-
lating the existence of entities that cannot selves invoke naturalism as a postulate of
be subjected to experimental tests. Quan- science whenever they need to make the
tum mechanics is rife with such unobserv- (convincing) argument that Intelligent De-
March 2008 “SCI-PHI” SYMPOSIUM 9

sign “theory” is not science (Pigliucci solved both problems with the idea of
2002). The important thing to realize is falsification: science is really based on de-
that naturalism is not an empirically verifi- ductive logic, not induction. This solves
able position, and, therefore, it is by defi- Hume’s conundrum, but, since deduction
nition outside of science itself (if science is cannot truly establish proof of natural phe-
about anything at all, it is about empirically nomena (although it works fine for math-
verifiable statements about the world). ematical proofs), it turns out that science
Attitudes such as Weinberg’s are largely can never prove anything but can only dis-
the result of ignorance of what philosophy prove (i.e., falsify) theories.
of science is about, and I am convinced It is rather ironic that many science text-
that such ignorance hurts science. It cer- books have essentially adopted Popper’s
tainly does not help to bridge what C P view of science as an enterprise dealing in
Snow (1959) famously referred to as the falsificationism, with many scientists actu-
divide between “the two cultures.” Let me ally defining science in Popperian terms.
then briefly sketch what I think are the Popperian falsificationism has long been
proper domains of philosophy of science, superseded in philosophy of science, partly
and where they do, or do not, intersect through the work of one of Popper’s own
with the practice of science. Generally students, Imre Lakatos (1977), who argued
speaking, philosophy of science deals with that falsificationism does not work because
three broad areas of inquiry, which I refer it is often possible to “rescue” a given the-
to as nature of science, conceptual and ory from demise by modifying some of the
methodological analysis of science, and sci- ancillary assumptions that went into build-
ence criticism (Chalmers 1999). ing it. This is a good thing too, and indeed
Most scientists, if they are familiar with a reflection of how science really works.
philosophy at all, have some acquaintance Just think of the fact that the original Co-
with philosophical studies of the nature of pernican theory did not actually fit the
science. Names such as Karl Popper and data very well, and yet it was not rejected as
Thomas Kuhn even make it into the occa- “falsified.” Rather, scientists gave it some
sional biology textbook, and one can argue time to develop because it seemed a prom-
that falsificationism and paradigm shifts— ising approach. Subsequently, Kepler mod-
the most important respective contri- ified an important, though not central, as-
butions of these two philosophers—are sumption of the theory, thus producing
among the few concepts in modern philos- results that correlated very well with the
ophy of science that are ever mentioned in data: the sun is indeed (almost) at the cen-
the halls of science departments. Popper ter of the solar system, but the planets ro-
and falsificationism are representative of a tate along elliptical, not circular, orbits, of
prescriptive streak in philosophy of science; which the sun occupies not exactly the cen-
that is, they exemplify a tradition of philos- ter, but one of the foci.
ophers seeking to tell scientists how they Kuhn’s (1970) ideas as developed in The
ought to carry out their work. Popper was Structure of Scientific Revolutions, are an ex-
motivated by the so-called demarcation ample of the descriptivist approach to the
problem, the difficulty in distinguishing study of the nature of science. Kuhn did
science from pseudoscience (he included not pretend to tell scientists how to do
in the latter Freudian psychoanalysis and their work but was interested in figuring
Marxist theories of history). He was also out how science, as a process of discovery,
bothered by Hume’s problem of induc- actually proceeds. His idea of paradigm
tion, the idea that science is based on in- shifts was based on historical studies of as-
ductive reasoning, and yet the only reason tronomy and physics (arguably, biology has
we have to trust induction is because it never undergone a paradigm shift after
worked in the past (which is itself a form of Darwin), and represents a type of “punctu-
induction, making the whole thing peril- ated equilibria” theory of science, where
ously close to circular). Popper thought he long periods of quasi-stasis are punctuated
10 THE QUARTERLY REVIEW OF BIOLOGY Volume 83

by sudden bursts of change. Kuhn thinks of approach, inquiring about what we mean
most scientific activity as “puzzle solving” when we talk about causality. (His analysis,
within an established conceptual frame- still surprisingly challenging today, was not
work, the “paradigm.” Only rarely does the very encouraging.) More recently, critical
accepted paradigm begin to show increas- work on the conceptual foundations of
ing signs of inadequacy, which eventually evolutionary theory and the practices of
generates a crisis, which, in turn, is re- quantitative genetics (Pigliucci and Kaplan
solved when the community shifts to a new 2006) falls into this group.
paradigm. The change from the Ptolemaic The third major type of philosophy of
to the Copernican views of the solar system science is what I term science criticism, and
is the classic example of a paradigm shift. it directly addresses the interface between
Another irony lies in the fact that many science and society. For example, philo-
scientists bought into the Kuhnian view, sophical issues surrounding the nature-
although it also has been shown to be nurture debate are relevant to the uses
highly problematic. In particular, his talk and, more importantly, the misuses, of ge-
of “incommensurability” (the inability to netic medicine (Kaplan 2000). Here the
translate concepts from one paradigm to philosopher becomes a critic not just of
another) comes perilously close to denying how the science is being conducted and its
that science makes progress—as opposed findings interpreted, but, primarily, of how
to simply shifting from one arbitrary view such findings are understood by the public
of the universe to another. Indeed, despite and used to guide social policies (Kitcher
Kuhn’s own later protestations, the origi- 2001).
nal metaphor for a paradigm shift was what What is a scientist to do with all this?
in psychology is known as a Gestaltian Scientists may largely and safely ignore
switch. We have all seen those pictures that what philosophers say about how science
can be interpreted equally well as, say, being does or should work in broad terms—after
an old witch or a beautiful young woman. all, scientists want to do science, not to
The point is that our brain suddenly think about how it is done (except occa-
switches perspective from one interpreta- sionally, when they are close to retire-
tion to the other, but also that the switch is, ment). They do, however, have a responsi-
in fact, arbitrary, because the lines on the bility to update their understanding of
paper do not actually favor either represen- philosophy when it comes to writing sci-
tation (indeed, they are meant to be am- ence textbooks or teaching the nature of
biguous). science in the classrooms. Also, philoso-
Although scientists are aware of both the phers clearly have the intellectual right to
prescriptive and descriptive streaks in the pursue such inquiry into the nature of sci-
philosophical study of the nature of sci- ence without having to justify themselves to
ence, they seem to have accepted some scientists by defending the “utility” (implic-
abandoned or at least highly problematic itly, to science) of what they do.
views from philosophy, without much evi- When we move to the second and third
dence that more recent formulations (such areas of philosophical inquiry, we come
as Hull’s idea of “conceptual selection” closer to the sci-phi borderlands, to the
[1990] or Kitcher’s [1995] work on the point where, in some cases, philosophy
advancement of science) have even made may be thought of as “the continuation of
it to the scientist’s radar screen. science by other means” (Chang 2004). In-
The second major area of inquiry in phi- deed, in areas from evolutionary biology to
losophy of science is what I term concep- quantum mechanics, it is sometimes diffi-
tual and methodological analysis, and it cult to tell whether a theoretical paper is
deals largely with tracing the historical use written by a scientist or by a philosopher
and clarifying the meaning of fundamental without directly checking the author’s in-
ideas and practices in the sciences. Hume stitutional affiliation. Here the word “the-
(1748) was among the first ones to take this ory” takes on its original and broader
March 2008 “SCI-PHI” SYMPOSIUM 11

meaning of formulation of concepts, not just event, such as the details of the operating
mathematical treatment (although there are room and the condition of the patient. A
examples of philosophers engaging in the scientifically-minded investigator may then
latter as well). What makes this blurred line proceed to look for corroborating details
between philosophy and science interesting supporting the subject’s version of the story:
is that the two disciplines bring different Was he really able to hear what the doctors
backgrounds and approaches to the study of where saying? Did he actually, somehow, ob-
the same issues—i.e., this is not just a matter serve specific events that occurred in the
of science-envy by philosophers (or the even room? A scientist would then propose possi-
more rare phenomenon of philosophy-envy ble alternative explanations for the facts so
by scientists). gathered (e.g., that the experience was
caused by a side effect of the anesthetics used
Sci-Phi and the Fight Against in preparation for the operation).
Pseudoscience This modus operandi is typical of science
in general, not just when applied to claims
There are many published examples of in- of the paranormal. The idea is that one
teraction between science, particularly biology, works within certain assumptions, e.g., that
and philosophy when it comes to squarely sci- there is no conscious attempt to deceive
entific questions: niche-construction theory the investigator, just as in the case of nor-
(Okasha 2005), the role of evo-devo within the mal scientific research, where fraud is a
Modern Synthesis (Love 2003), the various hypothesis of last resort. The investigator
conceptions of biological species (Pigliucci then focuses on the details of the alleged
2003), the existence of laws in ecology (Mikkel- experience, attempting to see if they do or
son 2003), and the concept of fitness (Ariew do not correlate with the available evi-
and Lewontin 2004), to mention just a few of dence, essentially playing the role of an
those that have been vigorously debated in re- investigative detective—an analogy often
cent years. In what follows, I will briefly explore brought up to explain the nature of every-
the potential for fruitful interactions between day scientific research (what Kuhn aptly
science and philosophy when it comes to form- called “normal” or “puzzle solving” sci-
ing a joint defense against the assault from ence).
pseudoscientific quarters. I will provide two ex- A philosopher would approach the same
amples, one illustrating how the methods of problem differently. In particular, she
science and philosophical inquiry can be com- would focus on the broad picture, on the
plementary in debunking pseudoscientific validity of background assumptions, and
claims, and the other of how philosophy can on the internal coherence of the claims
under investigation. For example, she may
play a decisive role in court rulings concerned
question what it means to “see” one’s body
with the teaching of science in public schools.
from outside. To the best of our knowl-
As an example of sci-phi debunking pseudo-
edge, seeing is something we do with a
science, consider the oft-made claim that peo- complex bodily apparatus that includes
ple have “out-of-body” experiences, when, un- not just eyes but a brain connected to them
der certain conditions (for example, during and capable of interpreting light signals.
a surgical operation), a subject recalls having But if one is disembodied, how would “vi-
found himself somehow outside of his own sion” work? Moreover, subjects who claim
body, observing the scene from a different to have undergone out-of-body experi-
point of view, and even recalling some of the ences usually talk as if their vision were of
things that were said or done despite the fact the same kind as ordinary vision, i.e., with
that he was under sedation at the time (see a limited horizon. But if vision were some-
Novella 2002 and 2003). Now the classical, how possible outside of the constraints im-
scientific approach to analyzing this sort of posed by biological structures, why would
claim may begin, for instance, by analyzing people not be able see at 360°? These sorts
the physical circumstances of the alleged of questions would complement and, per-
12 THE QUARTERLY REVIEW OF BIOLOGY Volume 83

haps, even aid the scientific approach, only natural causes are necessary to ex-
resulting in our understanding that the ex- plain natural phenomena: any activity that
perience must have been more psycholog- violates methodological naturalism (as any
ical than physical, since it not only fails to form of creationism does) is by philosoph-
square with verifiable details (science), but ical definition not science, and therefore
is internally incoherent (philosophy)—like should not be taught in science classes.
a dream. The point of this exercise is Jones went on to state that “the argu-
hardly to convince the true believer, but ment of irreducible complexity, central to
this kind of dual approach could be used ID, employs the same flawed and illogical
to teach students and the general public contrived dualism that doomed creation
about the nature of both science and phi- science” (Kitzmiller v. Dover Area School
losophy, while, at the same time, heighten- District, 400 F. Supp. 2d 707 [M.D. Pa.
ing people’s critical awareness when they 2005]). This is another philosophical argu-
read about alleged paranormal phenom- ment, as contrived dualism is a logical fal-
ena. lacy when someone is forced to make a
My second example has already yielded choice between two possibilities (“either
important results, and it concerns the pe- Darwinism as currently understood or In-
rennial issue of what does and does not telligent Design”) when, in fact, there may
constitute science education, in particular be a variety of options available (e.g., it is
within the creation-evolution controversy possible that the current version of evolu-
(Pigliucci 2002). At the end of 2005, Judge tionary theory will be expanded to include
John E Jones handed down a historical additional causal explanations that are cur-
verdict against the teaching of Intelligent rently unforeseen, without having to resort
Design creationism in a case brought to supernatural causation to do so). Indeed,
against the Dover, Pennsylvania school dis- Judge Jones clearly reached the conclusion
trict. The Dover area school board had that the so-called “irreducible complexity” of
decided in October 2004 to include Intel- biological structures like the bacterial flagel-
ligent Design in the science curriculum, lum has not only been debunked on empir-
and the case was important because it was ical scientific grounds, but is a vague concept
the first time that ID, as opposed to classic that cannot be made operational at all, and,
creationism, was being challenged in a therefore, cannot constitute a valid chal-
court of law. lenge to any scientific theory.
One of the interesting features of the These two examples of cooperation out-
Dover trial is that it saw two philosophers, side of the usual academic box between
Barbara Forrest of Southeastern Louisiana scientists and philosophers are certainly
University and Robert Pennock of Michi- not meant to minimize the challenges that
gan State University, take the stand as wit- we face in teaching science and improving
nesses for the plaintiffs, together with sev- the public’s understanding of its nature.
eral scientists. Although this was not the However, there is no reason to limit the
first time that philosophers have played a proper employment of the sci-phi ap-
prominent role in a trial about creation- proach only to technical matters of interest
ism, it is the broad and sophisticated use of to scientists and philosophers. The de-
philosophical arguments by Judge Jones bunking of paranormal claims or the de-
that sets Dover apart. In his deliberation, fense of public education are certainly wor-
Jones said that “ID violates the centuries- thy areas of endeavor as well.
old rules of science by invoking and
permitting supernatural causation” (Kitz- Sci-Phi as a Model of
miller v. Dover Area School District, 400 F. Interdisciplinarity
Supp. 2d 707 [M.D. Pa. 2005]). Here the There is much talk (and usually little ac-
Judge drew upon the concept of method- tion) on university campuses about interdis-
ological naturalism, the pragmatic assump- ciplinary teaching and scholarship. A more
tion that every scientist has to make that serious exploration of the borderlands be-
March 2008 “SCI-PHI” SYMPOSIUM 13

tween science and philosophy—what I have people say that they would pull the switch,
referred to here informally as “sci-phi”—of- given the circumstances. But when the di-
fers a fertile ground for the kind of interdis- lemma is rephrased so that one cannot
ciplinarity that can move both fields forward simply pull a switch, but actually has to
and also have a positive effect on students throw a bystander in front of the trolley to
and the general public. The idea is not that save the other five, most people say they
philosophy will answer scientific questions, would not do it. Rationally, there is no
as Weinberg demanded in his essay against difference between the two cases, since in
philosophy. For that sort of task we have both scenarios five people are saved and
science, and it works very well. Nor am I one is killed. But neurobiologists have dis-
suggesting a model under which science will covered that the second version of the di-
somehow “reduce” philosophy to biology or lemma engages the emotional circuitry of
chemistry, similar to the “consilience” the brain that apparently overrides the log-
project of E O Wilson (1998), which is an ical decision making process, except in
egregious example of that very same scien- people with neural damage that blocks the
tistic attitude that so often causes problems emotional circuitry!
in the relationship between science and The study of consciousness is currently
other disciplines (Haack 1998). the area most clearly poised at the bound-
Rather, the model is one of partially ary between science and philosophy, with
overlapping, but largely distinct, spheres about equal (albeit very different in na-
of influence. For one thing, the aims and ture) contributions from the two fields.
methods of the two disciplines are differ- Just consider the indirect exchange be-
ent: philosophers tend to be interested tween cognitive scientist Steven Pinker, au-
in posing questions and in analyzing con- thor of How the Mind Works (1997), and
cepts, whereas scientists are inclined to- philosopher Jerry Fodor, who responded
ward heuristics that maximize discovery with the provocatively titled The Mind
and concentrate on details of data gath- Doesn’t Work That Way (2000). It is very
ering and analysis. More broadly, philos- common at symposia on the philosophy of
ophy is concerned with a range of topics mind to see cognitive scientists both in the
that are often outside the scope of audience and among the presenters.
empirically-based approaches, such as As I stressed during my earlier discussion
metaphysics. Nonetheless, philosophers of the various types of philosophy of science,
in recent years have been increasingly the cross-pollination goes both ways, except
sensitive to the information that science that scientists have so far been rather recal-
can provide them that is relevant to their citrant to consider the value of philosophical
areas of interest. For example, cognitive analysis to their discipline. The reasons are,
science and evolutionary biology have of course, various and complex, and cer-
been contributing significantly to under- tainly include a certain degree of diffidence
standing questions typically debated in toward an unfamiliar field, perhaps aug-
philosophy of mind and ethics. mented by a dose of intellectual arrogance,
Empirical research on moral decision- as in the oft-heard remark that philosophy is
making (for instance Greene et al. 2001, “just armchair speculation” (so, technically,
Koenigs et al. 2007) has shown why human is computer modeling, or mathematical biol-
beings react in a puzzling fashion to differ- ogy, though they are never referred to by
ent versions of classic moral philosophy using that dismissive appellative). The post-
thought experiments such as the so-called modern wave in late 20th century philosophy
“trolley dilemmas.” In these thought exper- has not helped either, beginning with Paul
iments, philosophers ask people to con- Feyerabend’s contention that astrology and
sider whether they would pull a switch that magic are as legitimate as science, and con-
would redirect a trolley that is about to kill tinuing with Michael Foucault’s overly sim-
five people. The catch is that in doing so, plistic statement that there are no universal
another person will be killed instead. Most truths, ever. Although it was a scientist (Sokal
14 THE QUARTERLY REVIEW OF BIOLOGY Volume 83

1996) who dealt an embarrassing blow to post- ence. This paper is meant as a stimulation
modern nonsense, we also need to understand for further discussion.
that most philosophers, especially those inter- acknowledgments
ested in science, are not postmodern, and that, I wish to thank Robert Northcott for comments on a
moreover, some modern critique of the nature previous draft of this paper, and Robert Crease, Chair of
and process of science does have a legitimate the Philosophy Department at Stony Brook University,
place in the intercultural dialogue (Longino for endorsing the 2007 sci-phi symposium in New York
1990; Hacking 1999). City, from which this paper emerged. The Provost’s
In the end, it is up to individual philos- Office of Stony Brook University provided financial sup-
port, and the people at Stony Brook Manhattan, partic-
ophers and scientists to seriously consider
ularly Scott Sullivan, made it possible for everything
when they can martial on largely uncon- to run incredibly smoothly. Of course, the wine flow-
cerned with what the other side has to say, ing at a local Italian restaurant on the evening of the
or when and to what extent their respective symposium was also instrumental in bridging the gap
fields can benefit from each other’s influ- between C P Snow’s “two cultures.”

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