Professional Documents
Culture Documents
THE SOCIETY
EUGENE T. KAW
Far Eastern University - Institute of Law
FEU Building, Zuellig Makati City
CANON 1 — A LAWYER SHALL UPHOLD THE CONSTITUTION,
OBEY THE LAWS OF THE LAND AND PROMOTE RESPECT
FOR LAW AND FOR LEGAL PROCESSES.
RULE 1.01 A lawyer shall not engage in unlawful, dishonest, immoral or deceitful
conduct.
RULE 1.02 A lawyer shall not counsel or abet activities aimed at defiance of the law
or at lessening confidence in the legal system.
RULE 1.03 A lawyer shall not, for any corrupt motive or interest, encourage any suit
or proceeding or delay any man's cause.
RULE 1.04 A lawyer shall encourage his clients to avoid, end or settle the
controversy if it will admit of a fair settlement.
IMPERATIVES UNDER CANON 1
1. Obey the laws and legal processes
2. Inspire others to maintain respect and obedience thereto
UNLAWFUL CONDUCT
Ø Transgression of any law; need not be a penal law
Ø Presence of evil intent is not essential
In the case at bar, the records show that Benitez died on October 25, 2000.
However, respondent notarized the SPA, purportedly bearing the signature
of Benitez, on January 4, 2001 or more than two months after the latter’s
death.
His act was a serious breach of the sacred obligation imposed upon him by
the Code of Professional Responsibility, specifically Rule 1.01 of Canon 1,
which prohibited him from engaging in unlawful, dishonest, immoral or
deceitful conduct.
As a lawyer and as an officer of the court, it was his duty to serve the
ends of justice, not to corrupt it. Oath-bound, he was expected to act at all
times in accordance with law and ethics, and if he did not, he would not only
injure himself and the public but also bring reproach upon an honorable
profession.
ESTRADA vs. SANDIGANBAYAN (2003) – INDEFINITE SUSP.
• Attorney Paguia has not limited his discussions to the merits of his client’s case
within the judicial forum; indeed, he has repeated his assault on the Court in both
broadcast and print media. xxx By his acts, Attorney Paguia may have stoked
the fires of public dissension and posed a potentially dangerous threat to the
administration of justice.
• The Supreme Court does not claim infallibility; it will not denounce
criticism made by anyone against the Court for, if well-founded, can truly
have constructive effects in the task of the Court, but it will not
countenance any wrongdoing nor allow the erosion of our peoples
faith in the judicial system, let alone, by those who have been
privileged by it to practice law in the Philippines.
RULE 1.04 A lawyer shall encourage his clients to avoid, end or settle the
controversy if it will admit of a fair settlement.
3 DUTIES:
MAINTENANCE
Ø Intermeddling of an uninterested party to encourage a lawsuit.
Ø Taking in hand, a bearing up, or upholding of quarrels or sides, to the
disturbance of the common right.
Ø Stirring up litigation.
CHAMPERTY
Ø Aggravated form of Maintenance; a.k.a. litigation finance
Ø The "maintenance" of a person in a lawsuit on condition that the subject
matter of the action is to be shared with the maintainer
BARRATRY
Ø Frequently exciting & stirring up quarrels and suits, law or otherwise.
Ø Fomenting suits among individuals and offering his legal services.
Ø Not a crime in the Philippines, but it is proscribed by legal ethics.
AMBULANCE CHASING
Ø Chasing of victims of accidents and offering his legal services for the
filing of a case against the person/s who caused the accident/s.
SPOUSES CADAVEDO vs. LACAYA (2014)
In their account, the respondents insist that Atty. Lacaya agreed to
represent the spouses Cadavedo in Civil Case No. 1721 and assumed
the litigation expenses, without providing for reimbursement, in
exchange for a contingency fee consisting of one-half of the subject
lot. This agreement is champertous and is contrary to public policy.
ON CHAMPERTY
The rule of the profession that forbids a lawyer from contracting with his
client for part of the thing in litigation in exchange for conducting the case at
the lawyer’s expense is designed to prevent the lawyer from acquiring an
interest between him and his client. To permit these arrangements is to
enable the lawyer to "acquire additional stake in the outcome of the
action which might lead him to consider his own recovery rather than
that of his client or to accept a settlement which might take care of his
interest in the verdict to the sacrifice of that of his client in violation of
his duty of undivided fidelity to his client’s cause."
CANON 2 — A LAWYER SHALL MAKE HIS LEGAL SERVICES
AVAILABLE IN AN EFFICIENT AND CONVENIENT MANNER
COMPATIBLE WITH THE INDEPENDENCE, INTEGRITY AND
EFFECTIVENESS OF THE PROFESSION.
RULE 2.01 A lawyer shall not reject, except for valid reasons, the cause of the
defenseless or the oppressed.
RULE 2.02 In such cases, even if the lawyer does not accept a case, he shall not refuse
to render legal advice to the person concerned if only to the extent necessary to
safeguard the latter's rights.
RULE 2.03 A lawyer shall not do or permit to be done any act designed
primarily to solicit legal business.
RULE 2.04 A lawyer shall not charge rates lower than those customarily
prescribed unless the circumstances so warrant.
IN RE: TAGORDA (1929) – SUSPENDED (1 MONTH)
• 1) Had a card with the legal services he can provide; 2) Wrote to the
Barrio Lieutenant.
• Time and time again, lawyers are reminded that the practice of
law is a profession and not a business; lawyers should not
advertise their talents as merchants advertise their wares.
• The law list must be a reputable law list published primarily for that purpose; it cannot
be a mere supplemental feature of a paper, magazine, trade journal or periodical which is
published principally for other purposes. For that reason, a lawyer may not properly publish
his brief biographical and informative data in a daily paper, magazine, trade journal or
society program. Nor may a lawyer permit his name to be published in a law list the conduct,
management, or contents of which are calculated or likely to deceive or injure the public or the
bar, or to lower dignity or standing of the profession.
RULE 3.01 A lawyer shall not use or permit the use of any false, fraudulent,
misleading, deceptive, undignified, self-laudatory or unfair statement or claim
regarding his qualifications or legal services.
RULE 3.02 In the choice of a firm name, no false, misleading or assumed name
shall be used. The continued use of the name of a deceased partner is permissible
provided that the firm indicates in all its communications that said partner is
deceased.
RULE 3.03 Where a partner accepts public office, he shall withdraw from the firm and
his name shall be dropped from the firm name unless the law allows him to practice
law concurrently.
RULE 3.04 A lawyer shall not pay or give anything of value to representatives of the
mass media in anticipation of, or in return for, publicity to attract legal
business.
PANGAN vs. RAMOS (1979) - REPRIMANDED
• The attorney's roll or register is the official record containing the names and
signatures of those who are authorized to practice law. A lawyer is not
authorized to use a name other than the one inscribed in the Roll of
Attorneys in his practice of law.
• The official oath obliges the attorney solemnly to swear that he will do no
falsehood". As an officer in the temple of justice, an attorney has
irrefragable obligations of "truthfulness, candor and frankness". Indeed,
candor and frankness should characterize the conduct of the lawyer at
every stage. This has to be so because the court has the right to rely upon him
in ascertaining the truth. In representing himself to the court as "Pedro D.D.
Ramos" instead of "Dionisio D. Ramos", respondent violated his solemn oath.
• In using the name of' Pedro D.D. Ramos" before the courts instead of the
name by which he was authorized to practice law - Dionisio D. Ramos -
respondent in effect resorted to deception. The demonstrated lack of candor
in dealing with the courts. The circumstance that this is his first aberration in
this regard precludes Us from imposing a more severe penalty.
DACANAY vs. BAKER MCKENZIE (1985)
• Baker & McKenzie, being an alien law firm, cannot practice law in the
Philippines (Sec. 1, Rule 138, Rules of Court). As admitted by the
respondents in their memorandum, Baker & McKenzie is a professional
partnership organized in 1949 in Chicago, Illinois with members and
associates in 30 cities around the world. Respondents, aside from being
members of the Philippine bar, practising under the firm name of
Guerrero & Torres, are members or associates of Baker & Mckenzie.
RULE 6.01 The primary duty of a lawyer engaged in public prosecution is not to
convict but to see that justice is done. The suppression of facts or the concealment of
witnesses capable of establishing the innocence of the accused is highly reprehensible and
is cause for disciplinary action.
RULE 6.02 A lawyer in the government service shall not use his public position to
promote or advance his private interests nor allow the latter to interfere with
his public duties.
RULE 6.03 A lawyer shall not, after leaving a government service, accept engagement
or employment in connection with any matter in which he had intervened while in
said service.
APPLICABILITY OF CPR TO GOVERNMENT LAWYERS
Ø A lawyer does not shed his professional obligations upon his assuming
public office.
The case at bar does not involve the adverse interest aspect of Rule 6.03.
Respondent Mendoza, it is conceded, has no adverse interest problem
when he acted as Solicitor General in Sp. Proc. No. 107812 and later as
counsel of respondents Tan, et al. in Civil Case No. 0005 and Civil Case
Nos. 0096-0099 before the Sandiganbayan. Nonetheless, there remains the
issue of whether there exists a congruent-interest conflict sufficient to
disqualify respondent Mendoza from representing respondents Tan, et al.
The key to unlock Rule 6.03 lies in comprehending first, the meaning of
“matter” referred to in the rule and, second, the metes and bounds of the
“intervention” made by the former government lawyer on the “matter.” The
American Bar Association (ABA) in its Formal Opinion 342, defined
“matter” as any discrete, isolatable act as well as identifiable transaction
or conduct involving a particular situation and specific party, and not
merely an act of drafting, enforcing or interpreting government or
agency procedures, regulations or laws, or briefing abstract principles of
law.
PCGG vs. SANDIGANBAYAN (2005)
2) Entirely different “matter.” The subject matter of Sp. Proc. No. 107812,
therefore, is not the same nor is related to but is different from the subject
matter in Civil Case No. 0096. Civil Case No. 0096 involves
the sequestration of the stocks owned by respondents Tan, et al., in Allied
Bank on the alleged ground that they are ill-gotten. The case does not
involve the liquidation of GENBANK. Nor does it involve the sale of
GENBANK to Allied Bank. Whether the shares of stock of the
reorganized Allied Bank are ill-gotten is far removed from the issue of
the dissolution and liquidation of GENBANK. GENBANK was liquidated
by the Central Bank due, among others, to the alleged banking malpractices
of its owners and officers.
Moreover, we note that the petition filed merely seeks the assistance of
the court in the liquidation of GENBANK. The principal role of the
court in this type of proceedings is to assist the Central Bank in
determining claims of creditors against the GENBANK. The role of the
court is not strictly as a court of justice but as an agent to assist the
Central Bank in determining the claims of creditors. In such a proceeding,
the participation of the Office of the Solicitor General is not that of the
usual court litigator protecting the interest of government.
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