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A Typology of Mass Grave and Mass Grave-Related Sites - Jessee & Skinner - 2005 (Artículo)
A Typology of Mass Grave and Mass Grave-Related Sites - Jessee & Skinner - 2005 (Artículo)
www.elsevier.com/locate/forsciint
Abstract
Mass graves are archaeological features with humanitarian and forensic import. Their creation and subsequent modification
by natural and human agents reflect complex site histories and site formation processes that create a diversity of mass graves that
must be captured with adequate terminology. The purpose of this paper is to encourage specialized research within the newly
emerging discipline of forensic bioarchaeology of mass grave and mass grave-related sites as they occur internationally. In doing
so, the authors present a typology for describing several types of mass grave and mass grave-related sites according to their
archaeologically distinctive characteristics. Several definitions are provided to synthesize the experiences of internationally
active forensic bioarchaeologists. A series of standardized definitions will ease communication between the forensic
bioarchaeology and international human rights communities. We distinguish among the following basic types: surface and
grave execution sites, permanent and temporary deposition sites, primary and secondary inhumation sites and, finally, looted
instances of the latter. This endeavor is intended to promote communication with legal agencies such as the International
Criminal Tribunals (ICTY/ICTR) and International Criminal Court (ICC).
# 2005 Elsevier Ireland Ltd. All rights reserved.
Keywords: Mass grave; Mass grave-related site; Standardized nomenclature; Forensic bioarchaeology
1. Introduction mass gravesites are not sufficient for all professional realms
involved in the investigations, especially the International
This article addresses the need for a typology for the Criminal Courts and forensic bioarchaeologists. For exam-
classification of mass grave and mass grave-related sites ple, the primary concern of the International Criminal Courts
according to their archaeologically distinctive characteris- is to define mass graves in terms of criminal motive, while
tics so as to better promote the contribution of the inter- the archaeologist is more concerned with recognizing, doc-
nationally active community of forensic bioarchaeologists to umenting and interpreting site formation processes and their
the humanitarian and legal agencies involved with interna- effect on the resulting material culture preserved within so as
tional human rights and justice. The last decade has seen a to reconstruct behaviors by perpetrators and their assistants.
steady increase in the number and types of both professional It may be necessary in the coming years for these two
and lay people assisting the various processes involved in disciplines to produce complementary but distinctive defini-
revealing and communicating the social, political and cul- tions in order to better serve their unique interests. This
tural contexts presented by mass graves [1–3]. The result of article attempts to provide definitions that serve primarily
this, however, is the realization that current terms to describe archaeological interests in mass gravesites.
The recent application of ‘‘forensic bioarchaeology’’ [4]
* Corresponding author. Present address: 14-1249 Rockland to the investigation of mass grave and mass grave-related
Avenue, Victoria, BC, Canada V8V 3J3. Tel.: +1 250 382 7700. sites for international humanitarian law proceedings against
E-mail address: edjessee@uvic.ca (E. Jessee). perpetrators of war crimes, crimes against humanity and
0379-0738/$ – see front matter # 2005 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.forsciint.2005.02.031
56 E. Jessee, M. Skinner / Forensic Science International 152 (2005) 55–59
genocide requires the creation of a series of definitions that The legal concern with mass graves would not be merged
directly relate to this professional community. As an emerging with imprecise historical antecedents until 1996 when the
discipline, however, there are several serious problems UN Special Rapporteur released a new definition, defining a
becoming discernible from the activities of internationally mass grave as any location where three or more victims have
active forensic bioarchaeologists, including a lack of inter- died as a result of extra-judicial, summary or arbitrary
nationally standardized archaeological field protocol, a lack of executions, not including individuals who died in combat
scientific research pertaining to the understanding and ana- or armed confrontations [7]. One excellent aspect of this
lysis of mass grave and mass grave-related sites and a lack of definition – with its use of the phrase ‘‘any location’’ – is that
communication and publication of knowledge among experts it allows for the inclusion of body masses interred in
in the discipline [1]. While each of these issues is interrelated different types of features, such as village wells, natural
in terms of providing the International Criminal Courts with a ravines and graves. Clearly the definition presupposes a prior
high standard of evidence, the most pressing of these is the investigation, which has established to the prosecutor’s
issue of publication and communication of knowledge. In satisfaction the motive behind the creation of the mass
order to ensure that the community of internationally active grave. From a legal perspective the definition usefully
professionals is able to produce legally valid interpretations of focuses on the criminal context of the site, presenting the
the evidence recovered, steps must first be taken towards legal team with a series of potential motives and charges
providing standardized terminology for classifying the many with which to confront alleged perpetrators. These may
varieties of mass grave and mass grave-related sites. This include genocide based on the ethnic, religious, national
article provides a typology for the classification of mass grave or political identity of conflicting groups, war crimes or
and mass grave-related sites according to their archaeologi- crimes against humanity, all of which can lead to the
cally distinctive characteristics. prosecution of individual perpetrators [8]. That said, this
definition fails to acknowledge both the formational com-
plexity evident in various contexts as well as the common
2. Defining the mass grave disrespect with which the remains are interred, and thus fails
to communicate adequately the evidentiary complexity of
A variety of terms relating to mass graves have emerged, commingled and disturbed remains.
with little concern for nomenclatural clarity—some graves In many instances, mass graves are used as an efficient
are ‘‘expedient’’, others ‘‘clandestine’’ or ‘‘sanitary’’. Ter- means of hiding human rights abuses and war crimes
minological exactitude is desirable in law; similarly, scien- committed by the very institutions that are, in theory,
tific concern with process demands clear definitions. designed to protect their civilians. The victims in these cases
Conflicting definitions have emerged from two quite dis- are generally not combatants, but neutral civilians who are
parate emphases: one on the number of bodies it takes to protected by international humanitarian law in times of war,
constitute a ‘‘mass’’; and, secondly, the motive behind the whether it exists within a single nation or expands to an
creation of the mass grave. international scale [9]. Ultimately, both the number of
As to the number of individuals present in the grave in individuals and the criminal context behind their execution
order for it to qualify as a mass grave, Mant [5] suggested in is of extreme importance. Thus, we offer to the legal
1987 that it need only contain two or more bodies that are in community the following definition:
contact with each other. His definition is based on the work
A mass grave is any location containing two or more
he conducted in the late 1940s as part of an investigation into
associated bodies, indiscriminately or deliberately placed,
the various war crimes committed by Nazi leaders. Notably
of victims who have died as a result of extra-judicial,
his definition is silent as to motive. Skinner [6] published a
summary or arbitrary executions, not including those indi-
conflicting definition in the same year based on his review of
viduals who have died as a result of armed confrontations or
investigations in Korea, Vietnam and Argentina. He suggests
known major catastrophes.
that a mass grave is any single burial unit containing at least
half a dozen tightly packed, yet indiscriminately placed To the community of forensic archaeologists, with those
bodies. The emphasis placed on the nature of the bodies tasks we are more familiar, we offer the following discus-
deposition within the burial unit is intended to reflect the sion, which deconstructs the more general definition to
disrespect with which the victims are handled; and, so, create a typology that captures the physical signals of site
allows for a distinction to be made from other mass burials formation processes.
in which bodies are carefully placed, suggesting a degree of
care, or at least forethought. It should be noted, however, that
due to the simple practical challenge posed by commingled 2.1. Types of mass graves and mass grave-related sites
remains, both definitions placed more emphasis on the
number of individuals and their physical relationship to In the past, archaeologists have distinguished among
each other than the legal or archaeological context behind common types of burials encountered in traditional mortuary
their deaths. contexts; e.g., platform, interment, sky burial, vaults, con-
E. Jessee, M. Skinner / Forensic Science International 152 (2005) 55–59 57
tainerized, etc. Such terms are rarely useful to describe surface deposition site (TDS) may be recognizable once the
taphonomically affected forensic inhumations. A review bulk of the body mass is removed by the presence of residual
of site reports, newspaper and journal articles describing clothing, personal effects, blood and bone fragments. This
the exhumation of mass gravesites, shows that there are type of prior event may not be immediately evident as having
several major varieties of mass grave and mass grave-related occurred when analyzing the human remains recovered later
sites with which forensic bioarchaeologists should be famil- from a mass grave. Nevertheless, a body mass that has lain
iar. Efforts have been made to distinguish among grave types exposed for days or weeks prior to interment should be
according to the number of individuals interred within or sufficiently taphonomically altered for this to be detectable
whether the remains represent primary or secondary burials; in the interred remains and so allow the inference of the
for example Skinner et al. provide instances of innocent and existence of a TDS. On the other hand, a site with significant
clandestine disturbance of graves in Bosnia and Herzegovina amounts of taphonomically altered human bone but lacking
[10]. However, we conclude that the forensic community has extraneous evidence pertaining to the method of execution,
failed to create a comprehensive and consistent set of such as bullet casings, likely represents a permanent surface
definitions according to which the different behavioral con- deposition site (PDS). It can be expected that at a PDS, the
texts leading to the creation of each mass grave might be degree of scatter of bones and other evidence will be much
adequately summarized and communicated. Nonetheless, greater than at a TDS.
distinctions can be made based on the archaeological sig- We can now turn our attention to inhumations. It is not
natures of site formation processes so as to reconstruct the unlikely that in some instances the perpetrators may choose
sequence of events affecting the remains. Fig. 1 presents our to use natural features, such as ravines or caves, to inter a
typology to describe site creation and subsequent modifica- body mass [11,12]. It is most common, however, for the
tions. perpetrators to construct a simple rectangular pit in which to
The first type of mass grave-related site is the execution dispose of bodies using heavy machinery. Gravesites that,
site (ES), where multiple individuals are executed. The for whatever reason, fail to be used to inter bodies are still
archaeological manifestations of this type of site may be detectable from the presence of a ramp leading into the grave
visible on the ground surface or may be obscured by a grave to assist heavy machinery in dumping the victims. Recogni-
pit or similar feature intended to inter the resulting human tion of such diagnostic features of the pit is important to
remains. Evidence of this site type relates primarily to the establish an element of premeditation in the crimes com-
mode of execution, such as bullet cartridges or shredded mitted by an individual or organization. Heavy machinery
clothing as well as human blood and tissue fragments. It is could leave tooth marks remnant of an individual bucket
important to distinguish surface execution sites (SES) from along the walls of the grave, however, this important char-
grave execution sites (GES) in which victims are killed in a acteristic is likely only observable by means of careful
previously dug grave. archaeological excavation [13]. Likewise, a grave feature
Several behaviors by perpetrators may intervene to affect constructed using heavy machinery is liable to have more
the remains prior to recovery. For example, bodies may not regular walls than those constructed by hand. These features
be interred immediately after execution. They may be are archaeologically distinguishable and should be appro-
transported and dumped together on the ground and left priately distinguished as either a machine-made grave fea-
until the necessary heavy machinery and personnel are ture or a manually made grave feature.
available to better dispose of the remains. This temporary The first episode of interment can be most easily referred
to as the primary inhumation site (PIS). In previous works,
this type of site has been termed a primary mass grave,
roughly referring to a grave containing multiple individuals
who have been executed and interred soon after death and
who shared a related cause and manner of death [5,6,8,13].
In some instances, a primary inhumation site may also be a
grave execution site. Conversely, the inhumation may occur
in a location far from where the victims were killed. Primary
inhumation sites are distinguishable by the nature of the
interred remains. For example, while the bodies may be
deposited in the grave in a disorderly fashion, it is likely that
they will remain somewhat articulated and that any sloughed
soft tissue, such as the fingernails and hair, will be present
with the bodies. It is also likely that evidence pertaining to
the method of execution, such as bullets or shrapnel, will
remain either within or close to the host body. Regarding the
taphonomic alteration of the remains, there will be no
Fig. 1. A flow chart for mass grave and mass grave-related sites. noticeable disruption in the decomposition of the remains.
58 E. Jessee, M. Skinner / Forensic Science International 152 (2005) 55–59
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Method, Theory and Archaeological Perspectives, CRC Press, evidence. ICTY Evidence Report, Unpublished document
New York, 2002, pp. 243–261. Property of the United Nations, International Criminal Tribu-
[10] M.F. Skinner, H.P. York, M.A. Connor, Postburial disturbances nal for the Former Yugoslavia, 2000.
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Sorg (Eds.), Advances in Forensic Taphonomy: Method, The- Excavation and Recording of Contemporary Primary and
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2002, pp. 293–308. Bournemouth University, UK, 2002.
[11] T. Simmons, Taphonomy of a karstic cave execution site at [14] A.K. Mant, A Study of Exhumation Data. Ph.D. Thesis from
Hrgar, Bosnia-Herzegovina, in: William D. Haglund, Marcella London University, 1950.