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CLEFT LIP I: PRIMARY DEFORMITIES

Marcello Pantaloni MD and H Steve Byrd MD

HISTORY Although the term lagocheilos is ascribed to


The following historical notes on the surgery of Galen, later popular use of the term harelip derives
cleft lip (CL) are excerpted from the chapter by Still from Johnson’s translation in 1649 of Ambroise
and Georgiade1 in Symposium on Management Pare’s writings about bec de lievre (lip of the hare),
of Cleft Lip and Palate and Associated Deformi- around 1575.
ties, from 1974. Still and Georgiade1 illustrate vari- Early techniques of CL repair involved a straight-
ous methods of unilateral cleft lip repair (Fig 1). line closure, such as in the operations proposed by
The first cleft lip repair was reportedly performed Rose2 and Thompson.3
by an unidentified Chinese physician in about 390 The concept of closure of the cleft lip by local
AD. The Flemish surgeon Yperman (1295-1350) is
flaps was introduced by Malgaigne4 in 1843. The
credited with the original description of a proce- next year Mirault5 modified Malgaigne’s method
dure that cut the cleft edges and sutured the mar- by bringing the lateral flap across the cleft. Mirault’s
gins with needle and twisted waxed thread, rein- variation filled the medial deficit with a lateral flap;
forcing the closure with harelip needles secured all subsequent methods of lip closure are essen-
by a figure-of-8 tie. tially based on this principle.

Fig 1. Various methods of cleft lip repair. (Reprinted with permission from Still JM Jr, Georgiade NG: Historical Review of Management
of Cleft Lip and Palate. In: Georgiade NG (ed), Symposium on Management of Cleft Lip and Palate and Associated Deformities.
St Louis, Mosby, 1974. Vol 8, Ch 3.)
SRPS Volume 9, Number 21

In 1884 Hagedorn6 applied the Z-plasty tech-


nique to cleft lip closure while popularizing the use
of a rectangular flap in the repair.
The first half of the 20th century was devoted to
the established straight-line closure. In the 1930s
and ’40s, however, the Blair-Brown7 and Brown-
McDowell8 repairs—modifications of Mirault’s origi-
nal procedure—dominated the field of cleft lip sur-
gery. Their techniques are based on a triangular
flap brought into the lower portion of the lip.
LeMesurier 9 and Tennison 10 independently
modified the technique of lateral flap tissue trans-
ferred into the lower portion of the lip.
LeMesurier’s9 innovation consisted of a quadrilat-
eral flap whereas Tennison’s10 involved a triangu-
lar flap; both introduced tissue into the lower part
of the lip and shared the advantage of producing
a pouting of the tubercle. Subsequently Wynn11
and later Davies12 described variations of triangu-
lar flaps introduced into the upper lip. These
repairs enjoyed a great deal of popularity in the
Fig 2. Formation of the neural tube in the developing embryo.
1950s and early ’60s. (A) Beginning involution of the neural ectoderm. (B) Neural
In 1955 Millard13 developed the concept of crest cells differentiate into ectomesenchyme.
lateral flap advancement into the upper portion of
the lip combined with downward rotation of the As the neural tube takes shape, neural crest cells
medial segment. His technique preserves both differentiate from the ectoderm and effectively sepa-
the Cupid’s bow and the philtral dimple and places rate the neuroectoderm of the neural tube from
the tension of the closure under the alar base, the covering cutaneous ectoderm. These special
thereby reducing flare and promoting better mold- neural crest cells, although of ectodermal origin,
ing of the underlying alveolar process. Millard’s exhibit most of the properties associated with mes-
repair has withstood the test of time and remains enchyme, so that the tissue they form is termed
a most popular method for closure of the unilat- ectomesenchyme.
eral cleft lip. The ectomesenchyme migrates along the natu-
Skoog14 and Trauner and Trauner15 indepen- ral cleavage planes between the mesoderm, ecto-
dently described procedures involving a combina- derm, and endoderm. In migration from their site
tion of two simultaneous flaps in both the upper of formation, the neural crest cells have no prede-
and lower portions of the lip. termined pattern of travel; their complex yet highly
organized migratory behavior is largely directed by
local factors in their environment.16 The migration
EMBRYOLOGY of this ectomesenchyme over and around the head
The mesoderm involved in facial development is essential to the development of the facial pro-
is believed to be a separate tissue akin to the pri- cesses17 (Fig 3). Failures in the migratory pattern
mary germ cell types and of ectodermal origin. and path of this ectomesenchymal tissue are
This specialized tissue begins to differentiate on or responsible for clefting in the face, lip, and palate.
about day 21 of gestation as the ectoderm in the In the normal sequence, the frontonasal pro-
vicinity of the neural plate folds on itself to form the cess evolves over the developing brain. Maxillary
neural tube (Fig 2). At this point the embryo is and mandibular processes evolve around the sto-
approximately 3 mm long. modeum and the branchial arches18 (Fig 4).

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Two theories are typically mentioned when dis-


cussing the embryogenesis of facial clefts. The
classical theory, espoused by Durscy19 and His,20
assumes closure of the facial processes by fusion
of the ectodermal and mesodermal elements in a
manner not unlike the healing of wound edges.
According to the classical theory, the nasomedial
process is the key structure in the development of
clefts of the lip. A cleft lip results from failure of
fusion of the medial nasal prominence with the
maxillary prominence(s).
The mesodermal penetration theory, introduced
by Pohlmann,21 modified by Veau,22 and popular-
ized by Stark,23 postulates mesodermal migratory
routes with closure between the processes depend-
ing on mesodermal reinforcement at key points
Fig 3. Migratory pattern of ectomesenchyme to form the facial
processes. (Reprinted with permission from Millard DR JR: Cleft along these routes. According to this theory, clefts
Craft—The Evolution of Its Surgery. I. The Unilateral Deformity. result from lack of reinforcement between the two
Boston, Little Brown, 1976.) epithelial layers and consequent epithelial break-
down and separation.
Most researchers agree that the sequence
explained by the classical theory, that is, fusion of
the margins of the processes, is pertinent to clo-
sure of the secondary palate, whereas closure of
the primary palate involves some form of meso-
dermal penetration.
Schendel, Pearl, and De’Armond24 hypothesized
that some of the morphologic deformities associ-
ated with cleft lip may cause a failure of mesenchy-
mal reinforcement of the facial processes at a criti-
cal time in development. The authors obtained 66
muscle biopsies from cleft lip infants at the time of
lip repair and noted a non-neurogenic muscle atro-
phy that varied in severity, with muscle fibers near
the cleft being most atrophic and disorganized. They
Fig 4. Some features of the human embryo at 5 to 6 weeks of concluded that the abnormal muscles in cleft lip
gestation. (Copyright 1976, CIBA Pharmaceutical Co, a division deformities reflected either myopathy in the facial
of CIBA-Geigy Corporation. Reprinted with permission from
Clinical Symposia, illustrated by Frank H Netter, MD. All rights mesenchymal mitochondrion or at least a delay in
reserved. Legends adapted.) maturation.
Raposio and colleagues25 studied the ultrastruc-
The primary palate forms by fusion of the maxil- ture of orbicularis oris muscle in unilateral cleft lip
lary processes with the frontonasal process. Olfac- patients and detected structural alterations such as
tory placodes split the frontonasal process into cen- variation in fiber size, increased number of mito-
tral and lateral processes. The central portion of chondria, and abnormal glycogen deposits in all
the frontonasal process is buried by progressive specimens. The authors speculate that these
ingrowth of the maxillary process after it has joined changes are the result of increased oxidative
with both the nasomedial and nasolateral processes, metabolism and an undefined genetic inflamma-
effectively separating the mouth from the nose. tory condition of the muscle.
The primary palate closes between the 4th and 8th In a separate study, the same authors26 found
weeks of intrauterine life. increased concentration of the enzymes lactate

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SRPS Volume 9, Number 21

dehydrogenase and creatine phosphokinase in the This system has become quite popular, particu-
amniotic fluid of pregnant women whose fetuses larly after Millard adopted it in his Cleft Craft vol-
had cleft lip/palate. They conclude that local meta- umes. Since then the hard palate has been
bolic impairment can be involved in the pathogen- restricted to position 7, the soft palate is identified
esis of cleft lip and palate. as 8, and submucous clefts as 9; otherwise the
classification remains the same.
Schwartz and colleagues31 suggest a modifica-
CLASSIFICATION
tion of Kernahan’s striped-Y system that uses a 3-
In order to standardize reporting of cleft lip and digit number for recording the anatomic sites of
palate cases, the Nomenclature Committee of the clefting. The proposed method
American Association for Cleft Palate Rehabilita- — assigns the number 1 to the first (right) limb of
tion published a comprehensive classification sys- the Y (Kernahan’s positions 1, 2, and 3);
tem in 1962 that was later adopted by the Cleft
— the number 2 to the left side of the lip (positions
Palate Association.27 The complexity of the sys- 4, 5, and 6); and
tem, however, mitigated against its widespread
acceptance. — the number 3 to represent the base of the Y (7,
A few years earlier Kernahan and Stark28 had 8, and 9).
This modification facilitates computer data entry
suggested a classification scheme that was simple
while including all appropriate descriptions of each
and straightforward, if somewhat lacking in detail.
anatomic cleft variant.
Then in 1971 Kernahan29,30 introduced a simplified
symbolic classification scheme with logo, the “striped
Y” method, that uses the incisive foramen as its EPIDEMIOLOGY
focal point (Fig 5).
Racial Incidence. Burdi32 and Habib33 review
the epidemiology of oral clefts. Cleft lip and palate
(CLP) shows evidence of racial heterogeneity. The
mean incidence in Asians is approximately 2.1 in
1000 live births; in whites it is 1 in 1000; and in
New World blacks it is 0.41 in 1000.34-36 There
appears to be no such racial heterogeneity in iso-
lated cleft palate (CP), which has a constant inci-
dence of 0.5 in 1000 births among the races.

Relative Incidence. The frequency of the vari-


ous types of cleft relative to each other is harder to
determine. In their survey Fraser and Calnan37
found 21% of cases had isolated cleft lip, 46% had
cleft lip and palate, and 33% had isolated cleft pal-
ate. As for site of occurrence, left-sided clefts were
twice as frequent as right-sided clefts and 6X more
frequent than bilateral clefts, for a 6:3:1 ratio.38 This
frequency is exaggerated in boys. Bilateral CL is
associated with CP in 86% of cases.33
In a review of 2471 cleft cases, Ranta and
Rintala39 found that 2.7% had separate clefts of the
lip and palate. On the basis of epidemiologic stud-
ies of the families and of physical findings related to
Fig 5. Suggested manner of recording some of the more unusual
clefts using the ‘striped Y’ method. (Reprinted with permission the clefting, the authors concluded that patients
from Kernahan DA: On cleft lip and palate classification. Plast with separate clefts of the lip and palate belong to
Reconstr Surg 51:578, 1973.) the same etiologic class as cleft lip-palate cases.

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Parental Age. The incidence of CL/P probably additional malformations in approximately every
does rise with increasing parental age. The father’s sixth newborn with a cleft when children with Robin
age is apparently more significant than the mother’s, sequence were excluded. Newborns with bilateral
but the risk certainly is higher when both parents clefts showed a tendency for additional malforma-
are over 30 years of age.40 tions. Children with clefts and additional malforma-
tions had lower birth weight and were born earlier
Seasonal Incidence. A higher incidence of oral than children with clefts only. The authors recom-
clefts in January and February has been reported, mend that preterm cleft children with low birth
but subsequent studies have not confirmed this weight be screened for the presence of other birth
seasonal variation. defects.

Birth Order. The birth order of children with


oral clefts is not significantly different from that of ETIOLOGY
normal children. In a review of the etiology of facial clefting,
Jones44 traces the epidemiologic history of cleft lip
Social Class. Some association has been made and palate to the work of Fogh-Anderson45 in the
between a high incidence of oral clefts and low 1940s, which indicated that CL +/– CP is distinct
socioeconomic status, presumably related to poorer from isolated CP but both tend to cluster in fami-
nutrition at the lower end of the economic scale. lies. Fogh-Anderson45 found the disorder to be
familial twice as often in CL/P as in CP alone, and
Head Topography of Parents and Siblings. Par- Jones’s44 series confirms these numbers. Overall,
ents of children with CL/P generally show under- approximately 33%42 to 36%44 of cases of CL/P or
developed maxillae with flattened anterior surfaces. CP have a positive family history, while in the other
Their faces are more trapezoidal or rectangular 67% the etiology is presumably environmental.42
than the average and their upper lips are typically
thin.
Genetic Factors
Suzuki and others 41 compared the dento-
craniofacial morphology of parents of children with Aylsworth46 reviews the genetic considerations
CL/P with that of parents of children without clefts. in cleft lip and cleft palate. The author stresses the
The parents of CL/P children showed a distinct value of a history and clinical examination to appro-
craniofacial morphology consisting of increased priately categorize the cleft deformity as a malfor-
interorbital and intercoronoid process distance, mation, a disruption, or a deformation. A malfor-
wider nasal cavity, and increased length of the mation is a morphologic defect of an organ, part of
anterior cranial base and total cranial base. an organ, or larger region of the body stemming
from an intrinsic error of morphogenesis. A dis-
Associated Defects. Central nervous system ruption is a morphologic defect of an organ, part
malformations, club foot, and cardiac abnormalities of an organ, or a larger region of the body result-
are most commonly associated with CL/P. The ing from the extrinsic breakdown of, or interfer-
overall incidence of associated anomalies in all cleft ence with, an originally normal developmental pro-
cases is 29%; the highest association is with iso- cess. This concept implies a disruption of an intrin-
lated cleft palate. This phenomenon may be due sically normal developmental process by something
to the inclusion of Pierre Robin cases as associated in the environment such as mechanical forces or
abnormalities in CP, although the syndrome is now an infectious agent. A deformation is an abnormal
regarded as part of the total picture of cleft palate form, shape, or position of a part of the body caused
rather than a concomitant anomaly.42 by mechanical forces.
Hagberg and others43 studied the incidence of Cleft deformities are either syndromic or
different types of clefts, sex, birth weight, mother’s nonsyndromic. A cleft is syndromic if there is more
age, and length of pregnancy in a Swedish popula- than one malformation involving more than one
tion of 251 patients with cleft lip/palate born in developmental field. A cleft is nonsyndromic if
Stockholm between 1991 and 1995. They found there is only one defect or multiple anomalies that

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are the result of a single initiating event or primary TABLE 2


malformation. Jones’s44 statistics derive from data Cleft Lip/Palate: 79 Patients With Multiple
on 963 consecutive patients grouped by cleft type Malformation Syndromes
and recognizable pattern (Table 1). The propor-
tion of facial clefts in this database was 59.6% CL/P,
34.1% CP, 4.8% velopharyngeal insufficiency (VPI),
and 1.5% atypical.

TABLE 1
Frequency of Multiple Malformation
Syndromes For Each Cleft Group

(Reprinted with permission from Jones MC: Facial clefting.


Etiology and developmental pathogenesis. Clin Plast Surg
20(4):599, 1993.)

(Reprinted with permission from Jones MC: Facial clefting. note is Van der Woude’s syndrome, an autosomal,
Etiology and developmental pathogenesis. Clin Plast Surg
20(4):599, 1993.) dominantly inherited disorder characterized by
bilateral lower lip pits, cleft lip with or without pal-
A child was considered to have a syndrome if in ate, or isolated cleft palate, and occasional con-
addition to the cleft there were two or more major genital absence of the second molars.48,49 Genetic
malformations or three or more minor malforma- penetrance of this syndrome is 70% to 100%48,49
tions not explained by the family background. and expressivity is variable. The risk for children of
Clefting disorders associated with early death were affected parents is 50%.
excluded. Data analysis showed that syndromes In 1996 Gorlin and others50 coined the term
were clearly more common in isolated CP than in blepharo-cheilo-dontic syndrome for a distinct con-
CL/P: of 79 syndromic CL/P patients, recogniz- dition characterized by abnormalities of the eyelids
able patterns of malformation were identified in (euryblepharon, ectropion of the lower eyelids,
57% (Table 2). distichiasis of the upper eyelids, lagophthalmia),
By far the most common recognized disorder in teeth (oligodontia and conical crown form), and
the CP alone population is the Stickler syndrome, cleft lip and palate. This entity is believed to have
which accounts for 17.5% of syndromic clefts in autosomal dominant inheritance with variable
the Children’s Hospital series.44 This autosomal expressivity.
dominant condition is caused by a mutation in the Several investigators51-53 note a potential major
gene for Type 2 collagen. When parents are not gene on 6p23-24 and a modifying role for 2p13, an
affected the diagnosis is made on the basis of oph- area harboring the TGFA gene, on the etiology of
thalmologic manifestations, including severe myo- nonsyndromic cleft lip with or without cleft palate
pia, retinal detachment, and glaucoma.44 (NSCLP). Christensen and Olsen,54 on the other
Pashayan47 offers a set of ten tables to serve as hand, found no association between the TGFA locus
guidelines in the diagnosis of children with cleft lip and either cleft lip/palate or cleft palate. Retinoic
or cleft palate and other structural anomalies. Of acid receptor alpha (RAR-a) on 17q, MSX1 on 4p,

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4q, BCL3 on 19q, and a susceptibility locus on the facial structures that are malformed in the fetal al-
X chromosome have all been linked to NSCLP in cohol syndrome.
certain families, supporting the hypothesis that sev- Shaw and Lammer 59 performed a large
eral interacting major genes participate in the etiol- (N=48,844) population-based controlled study of
ogy of NSCLP.55 maternal alcohol consumption and clefting. They
Evidence is mounting that major genes predis- concluded that there is no increased risk of cleft
pose to nonsyndromic clefting in certain individuals with relatively low quantities of maternal alcohol
and families. A recent meta-analysis by Carinci and consumption. However, there is increased risk of
others56 summarizes our knowledge as follows: clefting with higher quantities of alcohol consump-
It is well established that nonsyndromic cleft of tion. Women who consumed five or more drinks
the lip with or without the palate (CL+/–P) and cleft per week showed increased risk of having a child
palate only (CPO) are separate entities. Genetic with isolated cleft lip/palate (odds ratio = 3.4, 95%
heterogeneity has been observed in CL+/–P, which CI, 1.1:9.7).
involves different chromosome regions, mainly Johnston and Millicovsky60 review the normal
6p23 (OFC1), 2q13 (OFC2), and 19q13.2 (OFC3),
and abnormal development of the lip and palate.50
as well as other loci, such as 4q25-4q31.3 and
17q21. Furthermore, an interaction between The authors emphasize the role of neural crest-cell
different genes has been suggested in the oligo- migration in the formation of all facial epithelium
genic model. . . . The mode of inheritance of CPO and mesenchyme, and trace human embryonic
is compatible with a recessive single major gene development from completion of crest-cell migra-
model, while an association with a candidate gene, tions to fusion of the facial prominences. Failure of
mapping on the chromosome region 2q13/TGFA, fusion of these facial prominences—lateral and
remains to be confirmed. median nasal, maxillary, mandibular, and hyoid—
Carinci et al (2000) leads to cleft lip, whereas failure of fusion of the
In an epidemiologic study of 196 index cases palatal shelves—medial extensions of maxillary
and their families, Steinwachs and colleagues57 prominences—leads to cleft palate. Regarding the
found no association between nonsyndromic cleft secondary palate, Johnston and Millicovsky60 con-
lip and palate and cancer or other birth defects. clude from scant human data that the mechanism
by which most cases of human CP arise is some
sort of interference with shelf elevation and pre-
Environmental Agents
sumably contact. In the primary palate a number of
Numerous studies have implicated chemical environmental factors can interfere with fusion of
agents in the pathogenesis of CL/P and CP. As the facial prominences. For instance, children of
Jones44 points out, most of these studies involved epileptic women on anticonvulsant (Dilantin)
experimental animals, and it is well recognized that therapy have an incidence of cleft lip that is 10X
teratogens are species-specific in their effect, that higher than normal.
is, teratogenicity in animals does not imply terato- The role of maternal smoking during pregnancy
genicity in humans. As noted by Jones, although in the pathogenesis of oral clefts remains contro-
CL/P and CP alone may represent one feature of a versial.61 In the largest study to date on the asso-
number of recognized patterns of malformations ciation between maternal cigarette smoking and
attributable to environmental agents—alcohol, cleft lip/palate, Chung and coworkers62 collected
anticonvulsants, 13-cis-retinoic acid—isolated clefting maternal demographic and medical data on 2207
without associated structural and functional prob- newborns with cleft lip/palate from 46 American
lems has yet to be convincingly associated with states. They found a significant association between
prenatal exposure to a single substance. maternal cigarette use during pregnancy and birth
A study by Hassler and Moran58 on the effects of a child with cleft lip/palate [odds ratio 1.55,
of ethanol on the cytoskeleton of migrating and P<0.001]. A dose-response relationship was noted,
differentiating neural crest cells suggests a possible with increased cigarette smoking during pregnancy
role for alcohol in teratogenesis. Their review resulting in increased risk of having a child with
chronicles the effects of ethanol on the neural crest cleft lip/palate—odds ratio 1.78 for consumption of
cells, which participate in the formation of cranio- 21 cigarettes or more per day.

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Some investigators63,64 report a lower-than-ex- Multifactorial Model. Jones44 states that


pected incidence of CL/P in future siblings of CL/P In the late 1960s the multifactorial/threshold
children when the mother’s diet is supplemented model was advanced to explain the mode of
with folic acid and vitamin B6 during pregnancy. inheritance for a variety of structural defects such as
Subsequent studies have both refuted and con- CL(P) and CP, which clustered in families but
firmed the benefits of folic acid as a preventive whose inheritance did not conform to mendelian
pharmacologic agent in facial clefting.44 laws. The model involved the concept of genetic
Tolarova and Harris65 evaluated the effect of liability or susceptibility to a given characteristic,
governed by many different genes, and a threshold,
periconceptional multivitamin folic acid supplemen-
determined by both genetic and environmental
tation. The study group consisted of 221 pregnan-
factors. Individuals who lay beyond the threshold
cies in women at risk of a child with cleft lip/cleft exhibited the phenotype, whereas those who did
palate. Supplementation was begun 2 months not were phenotypically normal. The multifactorial/
before planned conception and continued for 3 threshold model makes several predictions, specifi-
months thereafter. A comparison group compris- cally
ing 1901 women at risk of a child with CL/P who (1) The defect in question will cluster in
received no supplementation and who gave birth families.
within the same period as the study group served
(2) The risk for first-degree relatives of affected
as controls. The supplemented group had 65.4% individuals (parents, siblings, and offspring) will
decreased incidence of CL/P births (observed vs approximate the square root of the population risk.
expected). No efficacy of folic acid supplementa-
(3) The risk for second-degree relatives (uncles,
tion was observed in female probands with bilat- aunts, half-siblings) will be sharply lower than the
eral cleft lip/cleft palate. Generally, efficacy was risk for first-degree relatives.
greater for subgroups with unilateral rather than
(4) The more severe the malformation, the
bilateral clefts and for male over female probands. greater the risk for recurrence.
A case-control pair analysis by Czeizel and col-
(5) The greater the number of affected family
leagues 66 demonstrated significant protection
members, the greater the risk for recurrence.
against cardiovascular defects, neural tube defects,
(6) The risk for recurrence will be increased for
cleft lip with or without cleft palate, and posterior
relatives of the less affected sex, if sex differences
cleft palate with folic acid supplementation during
are noted.
the critical period of embryogenesis.
(7) Consanguinity will increase the risk.
Shaw and associates67 found increased risk of
clefting for infants with the A2 TGFA genotype Jones (1993)
(homozygous or heterozygous) whose mothers When cleft populations were judged against this
did not use vitamins containing folic acid compared model, CLP conformed to predictions while CP
with infants of the same genotype whose mothers alone rarely conformed.44
used multivitamins, suggesting a gene–nutrient A recent study70 evaluated genotype–environ-
interaction in the risk of cleft. ment interactions for nonsyndromic cleft lip and
Willhite and colleagues68 discuss isotretinoin- palate. The authors found significantly elevated
induced cranial malformations in humans and ham- risk for CP in infants of mothers who smoked more
sters. Oral administration of Accutane during the than 10 cigarettes per day and for CLP in infants
first month of human pregnancy can induce severe whose mothers drank more than 4 alcoholic drinks
congenital malformations. The Accutane dysmor- per month.
phic syndrome includes rudimentary external ears,
absent or imperforate auditory canals, a triangular Altitude. Castilla and colleagues71 compared the
microcephalic skull, cleft palate, depressed midface, birth prevalence of specific types of congenital
and anomalies of the brain, jaw, and heart. anomalies at low and high altitudes in South
Carmichael and Shaw69 conducted a population- America. The study included 1,668,722 consecu-
based case control study that suggested a possible tive births and showed a significantly (P <0.01)
association between corticosteroid use and cleft lip higher relative risk for cleft lip in the highlands than
with or without cleft palate (odds ratio 4.3, 95% CI) in the lowlands (RR=1.57, 95% CI). The study
and isolated cleft palate (odds ratio 5.3, 95% CI). showed a higher relative risk also for microtia,

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SRPS Volume 9, Number 21

preauricular tag, branchial arch anomaly complex, the face and palate of the fetus at 12 weeks of
constriction band, and anal atresia. The authors gestation.74
hypothesize the teratologic effect of altitude by In 2086 fetuses karyotyped after an abnormal
itself can be related to a mechanism of chronic ultrasound, Nicolaides75 found 146 (7%) had facial
hypobaric hypoxia during embryologic and fetal abnormalities. Among these, 64 (44%) had cleft lip
development. and palate. Of these, eight fetuses (13%) had iso-
lated cleft lip/palate, 39% had cleft lip/palate associ-
ated with other anomalies but with normal chromo-
GENETIC COUNSELING somes, and 48% had chromosomal abnormalities.
Table 3 from Fraser72 summarizes the standard At birth, all fetuses with ultrasonographic diagnosis
risks for cleft lip with and without cleft palate. of isolated clefts and with normal chromosomes
The risk to relatives also increases with severity were confirmed to have cleft lip/palate without
of the cleft. While subsequent siblings of a child associated anomalies. On the basis of these find-
with unilateral CL have a risk of clefting deformity ings the authors recommend karyotype studies when
of about 2.5%, when the affected child has unilat- the prenatal diagnosis of cleft lip/palate is made.
eral CL/P the risk to siblings becomes 4.2%, and The sensitivity of the screening ultrasound in the
with bilateral CL/P, it is 5.7%.40 diagnosis of cleft is unknown and appears to relate
to whether the face is specifically studied and
whether there is isolated cleft palate. Hegge76
PRENATAL DIAGNOSIS showed that only 10% of clefts were diagnosed
A scanning ultrasound is usually performed in prenatally by scanning ultrasound. In another study,
the late first trimester or early second trimester of Hegge77estimated that one cleft lip/palate is identi-
pregnancy. Cleft lip/palate can be first diagnosed fied out of every five occurrences. Two of the four
at that time. The fetal lip and nose can be visual- missed diagnoses are isolated cleft palates. At no
ized at 15 weeks of gestation with a 3.5-MHz scan- time was isolated cleft lip identified, and no false
ner.73 A 6.5-MHz transvaginal scanner can show positives were reported.

TABLE 4
Risks of Cleft Lip and Cleft Lip/Palate Given Several Family Situations

(Reprinted with permission from Fraser FC: Etiology of Cleft Lip and Palate. In: Grabb WC, Rosenstein SW, Bzoch KR (eds), Cleft
Lip and Palate—Surgical, Dental, and Speech Aspects. Boston, Little Brown, 1971.)

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The capability to diagnose cleft lip/palate in utero has no alar cartilage bulge to give way to and
raises a number of controversial issues. In 1996 consequently continues obliquely across the tip
Bronshtein et al78 detected 15 cases of cleft lip by just lateral to the joint of the columella and through
transvaginal ultrasonography in a population from the rim of the ala. This is often responsible for an
northern Israel. Three years later Blumenfeld and actual kink in the alar margin itself.
coworkers79 increased these numbers to 24 cases of • The alar base is invariably rotated outwardly in a
cleft lip, and the diagnosis was confirmed in 22. Of flare.
note, 23 of the 24 women chose to terminate the
• The alar rim is invariably distorted by a skin cur-
pregnancy. The only couple who did not terminate
the pregnancy subsequently stated that they would tain (without cartilage) that droops over the alar
choose abortion in the future if again they had a fetus rim like a web and further reduces the apparent
who was diagnosed prenatally with a cleft lip. height of the columella.
In contrast, Matthews and others80 note that the • The vestibular lining is deficient on the cleft side.
New Jersey families interviewed felt that diagnosis • The orbicularis oris muscle in the lateral lip ele-
of cleft before birth was desirable in order to be ment ends upward at the margin of the cleft to
emotionally prepared and educated. None of the insert into the alar wing. In cases of incomplete
nine couples would consider abortion for isolated clefting the muscle does not as a rule cross the
cleft. Jones’s81 cleft team reports that of eight cleft unless the bridge is at least one-third the
women from Southern California who received a height of the lip.82
prenatal diagnosis of isolated cleft lip/palate and
• The philtrum is short.
wrestled with a termination decision, six decided to
continue the pregnancy and two did not.
Clearly the results of these studies vary among Non-Cleft (Medial) Side:
countries, reflecting socioeconomic, religious, politi- • There is shortened philtral height and
cal, and cultural differences in the populations. Nev- • A shortened columella.
ertheless, they all underscore the importance of pre-
• Two-thirds of the cupid’s bow, one philtral col-
natal counseling and support by the whole cleft team.
umn, and a dimple hollow are preserved.83
• The musculature between the philtral midline
ANATOMY and the cleft is hypoplastic.
The following descriptions of anatomical ele-
ments in unilateral cleft lip have been adapted from Park and colleagues84 showed that the lateral crus
Millard.17 of the lower lateral cartilage on the cleft side is not
hypoplastic. During primary rhinoplasty of 55 unilat-
Cleft (Lateral) Side: eral cleft lip nose patients, the authors measured the
• The premaxilla is outwardly rotated and project- lateral crus of the lower lateral cartilage on both sides.
ing, and the lateral maxillary element is On the cleft side, the midportion of the lateral crus
retropositioned. appeared to be thicker and wider in comparison with
the noncleft side. No histologic differences were
• The inferior edge of the septum is dislocated
found between the lateral crura of the normal and the
out of the vomer groove and presents with the cleft side. They concluded that the cleft lip nasal
nasal spine in the floor of the normal nostril.
deformity is caused by external factors rather than
• There is unilateral shortness in the vertical height intrinsic factors. Interestingly, using a proliferating cell
of the columella, varying from three-fourths to and nuclear antigen technique, they proved that the
even one-half that of the normal side. lateral crus growth had ceased after 17 years of age.
• The lower lateral cartilage is attenuated, its medial Fisher and associates85 studied the geometry of
crus lower in the columella and its dome sepa- primary cleft lip nasal deformity before surgical cor-
rated from the opposite alar cartilage to rest below rection. The study involved 3-dimensional comput-
it. The lateral segment is flattened and spread erized tomography in a group of 3-month-old babies
across the cleft at an obtuse angle. The alar crease with complete unilateral cleft lip and palate. Six

10
SRPS Volume 9, Number 21

patients had clefts narrower than 10 mm and 6 and the prolabium is unique in that there is absence
patients had clefts wider than 10 mm. The S-N-ANS of philtral remnants and muscle elements.
angle was greater in the group with the wider cleft, Details of the muscular anatomy of unilateral
evidence of a relationship between severity of the and bilateral cleft lip are found in the article by
cleft and premaxillary protrusion. Four consistent Fara.82 A pictorial summary of these is found in Fig
findings were observed in all patients in order of 7 from Millard.17,86
decreasing magnitude (Fig 6):
• the columella base was deviated to the noncleft
side
• the cleft side alar base was more posterior than
the noncleft side alar base
• the noncleft side alar base was farther from the
midline than the cleft side alar base
• the cleft side piriform margin was more poste-
rior than the noncleft side piriform margin

Fig 7. The soft tissue deformity in (A) unilateral and (B) bilateral
cleft lip. (Reprinted with permission from Millard DR Jr: Cleft
Fig 6. Above, soft-tissue landmarks of the cleft nasal deformity Craft—The Evolution of Its Surgery. I. The Unilateral Deformity.
based on CT analysis. Below, with the head tilted 30 degrees, Boston, Little Brown, 1976; and Cleft Craft—The Evolution of Its
a 3-D effect is obtained. (Reprined with permission from Fisher Surgery. II. Bilateral and Rare Deformities. Boston, Little Brown,
DM, Lo LJ, Chen YR, Noordhoff MS: Three-dimensional com- 1977.)
puted tomographic analysis of the primary nasal deformity in 3-
month-old infants with complete unilateral cleft lip and palate.
Plast Reconstr Surg 103(7):1826, 1999.) Dado and Kernahan87 review the anatomic and
histologic findings in clinical cleft lip specimens and
This study underscores the asymmetry of both describe differences between theirs and Fara’s82
bony and soft-tissue landmarks at the nasal base observations. Specifically, the authors note that
and stresses the bilaterality of the unilateral cleft lip the muscle bulge in complete and incomplete cleft
nasal deformity. lips consists of a haphazard arrangement of muscle
The pathologic anatomy of the bilateral cleft is fibers running transversely, obliquely, and anteri-
essentially the same as that of the unilateral cleft. orly to posteriorly. In contrast to Fara’s82 report,
Typically there is more shortening of the columella, Dado and Kernahan87 found no distinct muscle

11
SRPS Volume 9, Number 21

bundles paralleling the cleft margin and inserting


into the alar base and columella.
The modern trend toward radical muscle mobili-
zation in the surgical repair of unilateral cleft lip88-91
is based on evidence of the importance of the
muscular anatomy in this deformity. Nicolau89 dis-
tinguishes two well-defined parts of the orbicularis
oris muscle, as follows:
The deep component functions in catching food
with a general sphincteric activity, and works in
association with the other muscular loops of the
oropharynx . . . The deep orbicularis oris originates
from the modiolus on each side. It is horizontal
with continuous fibers passing from one commis-
sure to the other across the midline, and lies close
to the inner mucosal surface. Its lower border curls
upon itself, forming the vermilion by everting the
mucous membrane. At the commissure, the curled
border of the upper lip muscle divides, and the
curled border of the lower lip muscle inserts
between these slips. When the fibers shorten to
close the lips, the margins flatten out and the
interdigitation provides a scissor-like motion which
seals the angles of the mouth.
Nicolau (1983)
The superficial orbicularis oris muscle functions
in facial expression and provides the very precise
movements of the lips needed in speech (Fig 8).
The orbicularis oris originates
. . . from the muscles of facial expression and
consists of an upper and lower bundle. The lower
or nasolabial bundle derives its fibers from the
depressor anguli oris muscle on each side. They Fig 8. Anatomy of the lip musculature.
insert in the skin forming the philtral ridges...The
upper or nasal bundle represents the common
insertion of the fibers of the zygomaticus major and abnormal insertion on the cleft side and a partially
minor, levator labii superioris, levator labii superioris distorted insertion on the non-cleft side . . . On the
alaeque nasi, and transversus nasi. [These bundles] cleft side, the lateral part of the nasolabial bundle is
insert into the anterior nasal spine, the septo- normal and passes from below upwards from the
premaxillary ligament, and the nostril sill, passing modiolus towards the midline. However, it
deep to the alar base. changes in direction at a point below the displaced
Nicolau (1983) alar base, running almost vertically, becoming
Nicolau’s work on clefts suggests that the deep attached to the nostril and the periosteum of the
sphincteric part of the muscle does not reach the piriform aperture. Contraction therefore results in a
marked lateral bulge. Stimulation of the nasal
extremity of the interrupted vermilion. The muscle
bundle on the cleft side could be obtained only
fibers are not distorted by the cleft, but simply inter-
after pushing the needle electrode almost down to
rupted. They end on either side of the cleft at the the bone on the lateral aspect of the ala nasi and in
point where, in classical descriptions, the skin/ver- the nasolabial fold. Its pull laterally and upwards
milion ridge becomes thin. appears to be the main cause of the typical nostril
The superficial muscle, which normally inserts on deformities . . . On the non-cleft side, stimulation of
either side of the midline, is misdirected by the the most medial part of the nasolabial bundle
cleft, and its two components find a new and reveals the formation of an almost normal Cupid’s

12
SRPS Volume 9, Number 21

bow. It appears that the cleft is disrupting the junction. The normal vermilion is widest at the
normal bilateral insertion and that the fibers peaks of Cupid’s bow. On sagittal section begin-
crossing through the preserved philtral ridge insert ning anteriorly at the white roll and proceeding
into the cleft edge almost perpendicular to it. . . .
orally, the vermilion mucosa exhibits progressively
The nasal bundle appears normal and is not
increasing epidermal thickness and size of rete
affected by the cleft, as its most medial insertion
point is the nasal spine. Nevertheless, its unop- ridges, decreasing melanin, more superficial capil-
posed lateral and upward pull might contribute to laries, and an abrupt transition from keratinized to
the anterior septal deformity. nonkeratinized squamous epithelium (“red line” of
Fara (1968) Noordhoff).
Development of the orbicularis oris muscle in In cleft lip specimens the white roll is absent,
the normal and cleft lip/palate human fetus is usu- there is hypoplasia and disorientation of the under-
ally three-dimensional. Computer reconstruction lying pars marginalis component of the orbicularis
was undertaken by Mooney et al,92 who investi- oris muscle, decreased vermilion width on the
gated 29 fetuses ranging in age from 18 to 21 medial side of the cleft, and normal to slightly
postgestational weeks. The orbicularis oris muscle increased width of vermilion laterally (the entire
in the normal fetal sample with discernible lip fibers prolabial vermilion component of bilateral cleft lip
increased symmetrically in both fiber density and specimens is hypoplastic.) On the basis of these
complexity from 12 to 21 weeks. In contrast, the observations the authors94 endorse Noordhoff’s95
unilateral CL/P fetal specimens with discernible lip recommendation of a lateral vermilion flap to aug-
fibers exhibited a 3.5-week delay in overall muscle ment the deficient medial vermilion in cleft lip repair.
development, asymmetrical fiber distribution, and Slaughter and coworkers96 detail the blood sup-
abnormal fiber insertions. Qualitatively, however, ply of unilateral and bilateral cleft lip. Clefting inter-
there were no significant differences noted in rupts the normal anastomoses occurring between
orbicularis oris muscle thickness or volume between the superior labial artery, anterior ethmoidal artery,
the normal and CL/P specimens through 21 weeks. posterior septal artery, and greater palatine artery
These findings suggest that the orbicularis muscle to various degrees. In complete bilateral cleft lip
deficiency noted clinically in CL/P neonates may the dominant blood supply to the prolabium is via
be a result of perinatal function dysmorphogenesis the posterior septal artery, without other collaterals.
rather than congenital mesenchymal reduction or Despite this alteration in blood supply, ischemia
deficiency. Millard17 lists the normal dimensions of from surgical repair is seldom seen. The prolabium
the lip and nose according to age, sex, and race in may be quartered and lifted to the nasal spine with-
Cleft Craft I. out significant compromise to its circulation.
De Mey93 and associates studied the anatomy
of the orbicularis oris muscle in cleft lip. In incom-
FEEDING
plete clefts the intrinsic part of the orbicularis, located
in the vermilion, is simply interrupted without dis- Feeding is an important part of care of the cleft
tortion. The extrinsic part, lying higher in the lip, lip/palate patient both preoperatively and postop-
crosses the cleft but is distorted vertically accord- eratively. Lazarus97 studied 640 children with cleft
ing to the degree of nasal deformity. In complete lip/palate and determined that 30.5% were under-
clefts the intrinsic bundle ends in the submucosa of weight for age. By comparison, only 13.7% of a
the vermilion, as in incomplete clefts. The extrinsic similar group of noncleft controls were underweight
bundle deviates toward the ala nasi on the lateral for age. The difference between the two groups
side; on the medial side the fibers are rarer and was highly significant (P <0.01). Children with cleft
more horizontal. palate with or without cleft lip were found to be
Mulliken94 details the gross and microscopic more underweight for age than those with isolated
anatomy of the skin-mucosal junction (“white roll” unilateral cleft lip (P <0.008). Children who under-
of Gillies) at the Cupid’s bow of infants with normal went sugery after 1 year of age were 1.5X more
and cleft lips. In the normal upper lip, the anterior likely to be underweight than children who had
projection of the pars marginalis of the orbicularis surgery before age 1 year (P <0.01). There was
oris muscle gives rise to the cutaneous-vermilion also a tendency toward a higher fistula rate in chil-

13
SRPS Volume 9, Number 21

dren with isolated cleft palate who were under- showed more weight gain after surgery than the
weight for age in comparison with children of nor- spoon fed infants. No difference in wound healing
mal weight. was noted between the two groups.
Shaw98 compared the growth of cleft lip/palate Skinner and others101 compared the impact of
babies fed with a squeezable bottle with that of CL/ nipple feeding versus cup feeding on the postop-
P babies fed with a rigid bottle. The two groups erative healing of cleft lip infants. Group I had no
were different in weight and head circumference nipple feeding for 6 weeks; Group 2 had no nipple
at 12 months, indicating increased growth in the feeding for 3 weeks; and Group 3 had no restric-
squeezable-bottle babies. Squeezable bottles are tions on nipple feeding. The authors found no
recommended because they are easier to use and difference in healing between the groups and con-
have a beneficial impact on the babies’ growth. cluded that the duration of the alternate feeding
Traditional measures for protecting surgically program does not make any difference.
repaired clefts have included the use of cups and
catheters for feeding, avoiding nippling and any
SURGICAL MANAGEMENT
solid substances. A Logan’s bow has also been
used to reduce lip tension and protect the repair. Koch102 reviews the surgical management of cleft
These old-fashioned attitudes have been challenged lip and discusses alternatives in primary lip repair,
by Weatherley-White and colleagues,99 who com- nasal tip adjustment, secondary lip repair, manage-
pared 49 infants operated on during the first 3 ment of alveolar clefts, hard and soft palate clefts,
weeks of life with another group of 51 children and secondary procedures for velopharyngeal
whose clefts were repaired at an older age. There incompetence.
was no significant difference in complications Stal and associates103 describe the approach to
between the early and later operative groups. A cleft lip and palate care at the Texas Children’s
third subgroup of 26 infants who were operated Hospital in algorithmic form. Their review encom-
on at 1 week of age or earlier had significantly passes unilateral and bilateral cleft lip/palate, the
fewer complications than the other two groups. cleft nose deformity, secondary deformities of the
There were no apparent differences in operative lip, velopharyngeal incompetence, alveolar bone
results as defined by whether or not the child grafting, and orthognathic surgery.
needed subsequent revision. On the basis of these Cohen and coworkers104 looked at the cumula-
findings the authors conclude that early operation tive operative procedures in patients aged 14 years
had a lower complication rate and equally favor- and older who were born with CLP. Lip and palate
able operative results. repair was carried out in all patients. The average
With the cooperation of 60 mothers, the effect number of operations per patient was 6.12 for uni-
of breast feeding immediately following operation lateral CLP and 8.04 for bilateral CLP. Lip adhe-
was investigated.99 The babies were sorted into sions were done in 29% and 62%, pharyngoplasties
three groups: 16 were breast fed for a minimum in 39% and 38%, alveolar bone grafts in 82% and
of 6 weeks, 22 were fed by means of a cup or 79%, Abbe flaps in 0 and 10%, and orthognathic
syringe, and 22 started breast feeding but converted surgery in 10.5% and 13.8%, respectively.
to a bottle within 6 weeks. There were no compli- Mackay and others105 reviewed retrospectively
cations attributable to breast feeding. These babies the medical charts of 374 cleft lip/palate patients
had the highest weight gain among the groups, treated at the Lancaster Cleft Palate Clinic between
and hospital stay was shortened by 1+ day com- 1965 and 1977, with particular attention to the num-
pared with those fed by cup. The authors advo- ber of operative procedures needed to obtain the
cate “early repair and breast feeding in the full-term best possible result. This information was to be
baby as the optimum method of management of disseminated to insurance carriers and politicians
newborns with cleft lip.”99 in hopes of improving claim reimbursement. An
Additional support for breast feeding is offered average of 3.3 reconstructive procedures and 1.2
by Darzi and others100 in a prospective, random- otolaryngologic procedures were done per patient.
ized trial of 40 infants, 20 of whom were breast fed The 51 patients with incomplete unilateral cleft lip
and the others fed by spoon. The breast-fed infants had a mean 1.5 reconstructive procedures, 29%

14
SRPS Volume 9, Number 21

secondary lip revisions, and 10% rhinoplasties. The As of this writing, intrauterine fetal surgery is still
19 patients with complete unilateral cleft lip had 2.5 largely reserved for severe malformations that can-
mean reconstructive procedures, 37% secondary not be helped significantly by postnatal interven-
lip revisions, and 47% rhinoplasties. Of the 110 tion.
patients with complete unilateral cleft lip and pal- Endoscopic surgical manipulation through small
ate, each had a mean 3.9 reconstructive proce- uterine ports promises eventual prenatal correc-
dures, 36% secondary lip repairs, and 45% rhino- tion of non-life-threatening malformations in the
plasties. Two-stage palate repair was done in 72%, human fetus. Oberg and colleagues109 compared
alveolar bone grafts in 37%, pharyngeal flaps in clipped and sutured intrauterine endoscopic repairs
42%, 16% had fistula closure, and 8% had of surgically induced bilateral cleft lips in fetal lambs.
orthognathic surgery. The 51 children with bilat- The repair with clips was completed faster and
eral cleft lip and palate had a mean 6.8 reconstruc- incited less inflammation than the sutured repair.
tive procedures, 84% had secondary lip revision, Levine and others110 investigated the possibility
73% had rhinoplasty, 84% had two-stage palate of intrauterine manipulation of the shape and size
repair, 61% had alveolar bone graft, 57% had pha- of the nose by placing hypertonic sponges inside
ryngeal flap, 18% had fistula, and 14% had the right nostril of fetal lambs during the second
orthognathic surgery. trimester. The expanded nose had increased sep-
An overview of the implications of intrauterine tal length, a doubled nostril area, and a more than
repair of cleft lip is presented by Dado, Kernahan, doubled intranasal volume.
and Gianopoulos.106 Interest in intrauterine repair Stelnicki and coworkers111 analyzed the long-
of cleft lip has been stimulated by the experimental term functional and esthetic outcome of in-utero
findings in fetal surgery where wounds created in versus neonatal cleft lip repair in lambs. There was
the ectoderm of the fetus in utero heal clinically no evidence of maxillary growth impairment in the
and histologically without scar formation. This phe- lambs repaired in utero. In addition, the clefts
nomenon is not clearly understood but is believed repaired in utero were scarless. Both the in-utero
to be related to the absence of cellular inflamma- and neonatally repaired lambs had lips that were
tory response by the fetus, no collagen deposition, considerably shorter vertically on the repaired side
no wound contraction, and healing by what appears than on the normal side. This was thought to be a
to be regeneration. function of the straight-line closure, and points to
Hedrick and associates107 studied delayed in- the need for similar comparisons in this ovine model
utero repair of surgically created cleft lip and palate using a Millard-type rotation advancement tech-
in the fetal lamb model. Incisional or excisional nique.
unilateral cleft lips were created early in gestation Druschel and colleagues112 used the New York
and later repaired. The incisional and excisional State Congenital Malformations Registry to study
clefts were made completely through the lip and mortality during the first year of life in infants with
alveolus. Two weeks later, the wound edges were oral clefts. The adjusted risk for children without
freshened and repaired in all but one lamb in each additional malformations who had cleft palate was
group. Early in the third trimester the fetuses were 1.2; for cleft lip, it was 1.1. However, 35% of chil-
harvested and studied. The incisional clefts healed dren with oral clefts had associated malformations
spontaneously with replacement of the native and experienced a much higher mortality.
reticular collagen pattern and regeneration of the Stephens113 looked at anesthetic complications
skin appendages. In contrast, the excisional clefts of neonatal cleft lip repair. The retrospective analy-
did not autorepair, and when repaired surgically sis included 50 cases of neonatal cleft lip, including
healed without a collagen scar and no skin append- 11 premature infants. There were no deaths, one
ages. perioperative hypoxemia, one postoperative laryn-
While the implications of these findings applied gospasm requiring reintubation, and one transient
to fetal cleft lip repair are obviously attractive, the apnea. The authors conclude that neonatal cleft lip
risk of fetal loss is high. Preterm labor is a major repair is safe provided that
complication and one that is directly related to the • the babies are gestationally mature with no in-
large hysterotomy required for fetal exposure.108 tercurrent illness

15
SRPS Volume 9, Number 21

• no opioid analgesia is given during the surgical side of the notch or band. The objectives of surgi-
procedure cal repair are to eliminate any notch of the vermil-
• experienced nurses care for the infants postop- ion, correct the drooping or flattened ala, and
eratively restore muscle continuity with a minimal amount
• the infants are monitored with oximetry and of scarring.
apnea detectors. Thomson and Delpero118 analyze their experi-
Millard114 describes primary surgical and dental ence with surgical correction of microform clefts in
techniques for the staged treatment of cleft lip/ 24 patients. Repair was by rotation-advancement,
palate. These measures are based on biologic prin- low triangular flap, and modified straight-line clo-
ciples and are designed to facilitate continued sure. No distinct advantage of one method over
migration of the tissues toward a normal end-point. another was noted, and the results in all but four
Precise placement of alveolar segments, dissection patients justified surgery.
of mucoperiosteum out of the cleft, and union of Onizuka and colleagues119 review the preferred
mucoperiosteum across the alveolar and anterior operative methods for repair of microform clefts.
hard palate cleft create a periosteal tunnel across The authors define cleft severity according to the
the bony gap and set up a condition conducive to degree of downward depression of the nostril rim,
bone formation and eventual tooth eruption in the skin striae of the upper lip, notching of Cupid’s
cleft area. Lip closure by adhesion reduces tension bow, and deformity of the vermilion border. They
on the primary lip closure and allows gentle mold- suggest that first-degree microform clefts should
ing until the arch solidifies, converting a complete be repaired by rhinoplasty, whereas second-degree
cleft into an incomplete one.115 deformities should be repaired by rhinoplasty and
Once there is a balanced and stable maxillary either a Z-plasty or other small operation on the lip
platform, definitive lip and nose correction can be without whole lip skin incision. Third-degree defor-
carried out in the unilateral cleft lip at 8 months of mities are viewed as incomplete clefts and should
age. In the bilateral cleft lip, definitive cleft lip repair be managed by full-thickness lip repair.
is done at 18 months, together with banking of In a short discussion of this paper, Millard120 notes
forked flaps, and at 3-4 years of age the nasal cor- that “an attempt at creating a philtral column by
rection is performed. These planned measures undermining skin and gathering it in a fold with
bypass a persistent cleft, fistulas, raw areas, and sutures tied over stents usually does not maintain
malposition of alveolar segments, and decrease great improvement after removal of the sutures.”
the necessity for later bone grafting. He also believes that “V-Y procedures along the
Santiago and colleagues116 reviewed a series of alar rim may give an unnatural effect [postopera-
20 unilateral and bilateral alveolar clefts treated with tively] and probably do not correct the fundamen-
presurgical orthopedics and gingivoperiosteoplasty. tal problem.”
They report that 60% of patients did not need
alveolar bone graft. Lukash and others,117 in their
UNILATERAL CLEFT LIP
cephalometric analysis of patients treated with max-
illary orthopedics and early periosteoplasty, con- Clifford and Pool121 give an excellent account
firmed no midfacial growth retardation in short fol- of the anatomy of unilateral cleft lip and of the Z-
low-up (at age 6 to 10). plasty principle in its surgical correction. Besides
establishing the normal vertical height of lips
according to age, the authors categorize the vari-
MICROFORM CLEFTS ous surgical repairs in terms of the Z-plasty method
The microform (forme fruste) cleft lip deformity (Fig 9).
has three components, all of which need not be
present for the diagnosis to be made. These ele-
ments are as follows: (1) a small notch within the Straight-line Repair
borders of the vermilion; (2) a band of fibrous Modifications of the straight-line repair introduced
tissue running from the edge of the red lip to the by Thompson3 continue to enjoy limited use in
nostril floor; and (3) a deformity of the ala on the present-day plastic surgery for the correction of

16
SRPS Volume 9, Number 21

Fig 9. The Z-plasty principle in unilateral cleft lip repair.

the minimal cleft lip deformity. The technique has growth and the expected growth did not occur.
widest application in correcting notch deformities During the second 5 years, lip length was de-
at the vermilion. signed equal to the normal side in the belief that
Nakajima and associates122 recently showed nice unequal growth does not occur. Deviations from
results in the repair of incomplete unilateral cleft lip the correct lip length were equally divided be-
using a modification of the straight-line technique. tween too long and too short. No patient had a
lip that started too short and became equal or
that started equal and became too long. The
Triangular-flap Repair authors conclude that a repaired unilateral cleft
The Tennison triangular flap repair, with lip retains the configuration and length given at
Randall’s123 suggested revisions, is still popular today. the initial repair.
In their long and distinguished experience, Brauer The above findings stand in sharp contrast to the
and Cronin124-126 obtained excellent results with the recommendations of Brauer and Cronin,126 who
Tennison lip repair, stressing the value of geomet- suggest that the repair side be made 1 mm shorter
ric planning as proposed by Randall,123 but noting than the noncleft side to accommodate future
that the repaired side should be designed 1 mm growth.
shorter than the noncleft side to avoid excessive Another modification of the Tennison repair calls
vertical height of the lip. for an offset in the incision immediately above the
Saunders and colleagues127 reviewed the vari- vermilion line to avoid an oblique scar crossing the
ous viewpoints on lip growth after repair by the vermilion. A third modification calls for an aware-
triangular flap technique. They evaluated the ness of the too-long lateral lip segment, which
surgical results in 50 children who had triangular requires vertical shortening of the lateral lip ele-
flap repair of unilateral cleft lip, with follow-up ment. These points are reaffirmed by Brauer,126
ranging from 5 to 14 years. During the first 5 who documents excellent results with the triangu-
years, lips were designed to allow for future lar flap repair.

17
SRPS Volume 9, Number 21

Bardach and colleagues128 propose a modifica- extremely wide clefts, while still others use it rou-
tion of the triangular flap technique of cleft lip tinely.
repair that results in less lip pressure than repairs
involving wide undermining of the soft tissues.
Rotation-Advancement Repair
They believe a minimum of pressure is desirable
based on animal studies indicating that the pres- The rotation-advancement repair consists of an
ence of increased lip pressure results in greater upper triangular flap inset into the rotation defect
degrees of facial growth disturbance and of the medial segment. The technique allows the
dysmorphia. scar to follow the projected line of the philtral col-
Goulian and associates129 offer further refine- umn except in its uppermost portion, where it arcs
ments in the design of a triangular flap repair. beneath the columella. Millard131 furnishes techni-
They compared the original markings proposed cal details of the procedure.
Later refinements of the rotation-advancement
by Randall123 with their own recommended mark-
principle can be found in Millard’s17 Cleft Craft I,
ings, giving step-by-step suggestions for deter-
and consist of broader use of mucosal parings in
mining the location of points 8, 9, and 10 which
correcting the associated nasal deformity. This
are the crucial points of the triangular flap. The
repair, with its more recent modifications, is one of
authors support the construction of a lip that is the most popular among American cleft lip sur-
neither too long nor too short in vertical dimen- geons today.
sion. Criticisms of the rotation-advancement method
Thomson130 offers a long-term appraisal of one relate to its technical difficulty in wide clefts, the
surgeon’s experience with repair of the complete necessity for wide soft-tissue undermining, tension
unilateral cleft lip (although some patients with across the nostril sill, and a tendency toward a con-
Simonart’s bands* were included if the alveolus stricted nostril on the side of repair.
was completely cleft). The clefts were classified Millard 132 emphasizes the importance of
into one of four groups depending on the severity presurgical orthopedics, lip adhesion and nasal cor-
of the nasal deformity, width of the soft-tissue de- rection as part of the rotation-advancement proce-
fect, and acuteness of the columella-frenulum angle. dure, the use of an L-flap to increase vestibular
The study encompassed 85 patients whose clefts lining, and proper use of a C-flap to increase col-
were repaired by the low triangular flap technique. umellar length on the cleft side. Alar base advance-
Anthropometric measurements were taken and the ment, alar cartilage lift, and medial and lateral alar
results expressed as a ratio of the cleft side to the cartilage freeing are discussed in terms of timing
normal side. The outcome of the repair was also and anticipated result.
judged subjectively by a panel of observers, who Trier133 offers a comprehensive overview of the
individually rated 10 components of the operated rotation-advancement repair technique. The author
cleft lip and nose (modified Williams technique). reviews the pertinent surgical anatomy, evaluation
and presurgical treatment, treatment plan and
As expected, patients with mild clefts received the
options such as lip adhesion, technical details of
highest ratings; those with severe clefts, the low-
the repair, including considerations for the nose
est. The author concludes that “it is worthwhile
and muscle repair with vermilion reconstruction,
evaluating surgical results relative to the severity of
and postoperative care and follow-up.
the preoperative deformity.” In addition, “surgical
Honigmann134 reviews his experience with the
correction of the cleft nose can be one of the most rotation-advancement procedure. He varies the
challenging and frustrating aspects of cleft lip sur- cut on the medial segment to raise a tongue-shaped
gery.”130 flap at the base of the philtrum. This flap is rotated
Indications for cleft lip repair by the triangular downward with the medial lip stump, filling the defect
flap method are impossible to define. Some believe beneath the columellar base normally filled by the
it is never appropriate because the resultant scar tip of the advancement flap in Millard’s repair. Pre-
crosses the projected line for the philtrum.17 Oth- sumably the scar then lies parallel with the philtral
ers reserve the technique for use primarily in column, avoiding the oblique rotation component

18
SRPS Volume 9, Number 21

in the upper portion of the philtrum inherent in the between the two groups. The authors did not
Millard rotation-advancement technique. Honig- investigate what effect, if any, the type of repair
mann’s modification, however, is only applicable used had on facial growth.
to minimal clefts.
The Vermilion
Outcome Studies Noordhoff95 discusses the anatomy of the ver-
In 1971 Musgrave surveyed the time-honored
135
milion and the proper orientation of the white skin
methods of lip repair and compared their advan- roll and mucosa-vermilion border (red line). The
tages and disadvantages in concise table form. vermilion is widest at the base of the philtral col-
Many of the repairs have since fallen out of favor umn and there is an ever-present deficiency of ver-
and others have been modified to ameliorate their milion on the cleft side. The author used a lateral
troublesome features. A case in point involves the vermilion flap to augment the deficient vermilion
rotation-advancement repair, which was criticized beneath the white skin roll on the cleft side of the
for producing a small nostril when simultaneous Cupid’s bow, with very attractive results.
with nasal correction.
Repairs involving minimal undermining and
Aligning the Orbicularis Oris
detachment of the alar base leave fibrous bands
between the alar cartilage and the maxilla and aber- Kernahan and Bauer91 emphasize the need for a
rant muscle fibers from the orbicularis and the leva- functional orbicularis reconstruction and realign-
tor labii superioris alaeque nasi. These bands and ment of similar parts. Skin closure typically involves
muscles inevitably keep the alar cartilage tethered a Z-plasty at the nostril floor and a second Z-plasty
laterally and contribute to subsequent drift of the approximately 1 mm above the mucocutaneous
base of the ala laterally and superiorly. Overcor- junction. The purpose of the cutaneous Z-plasties
recting the position of the alar base does not pro- is to gain the needed length and symmetry.
duce a constricted nostril in these cases. Muller137 advocates differential reconstruction of
When these bands and muscles are released the orbicularis oris muscle in unilateral cleft lip,
during rotation-advancement repairs, overcorrec- believing that the most important step in correc-
tion should be avoided, as there is no tendency for tion is rearrangement of the muscle components
lateral drift of the ala. to reset their insertion and reorient the muscle
Holtmann and Wray136 compared the triangular fibers. Each of the three components of the
flap and rotation-advancement techniques for the orbicularis oris muscle should be repaired inde-
repair of unilateral cleft lip. Unfortunately, the ran- pendently to allow them to function separately.
dom selection yielded dissimilar study groups, with The repair consists of inserting the nasal bundle
a greater proportion of complete clefts for the tri- into the anterior nasal spine, correcting the misdi-
angular flap patients than for the rotation-advance- rected nasolabial bundle, and coapting the deep
ment group. Accordingly, the observations regard- fibers of the vermilion end to end.
ing postoperative nasal deformity and need for Park and Ha138 stress accurate repair of the
revisions in triangular flap repairs may simply reflect orbicularis oris muscle. The superficial component
the fact that the preoperative nasal deformity was of the orbicularis muscle serves as a retractor, while
more severe in these cases. the deep component serves as a constrictor of the
An apparent meaningful difference between the lip. Because of these antagonistic actions, the bal-
groups may have been due to the presence of ance and dynamics of the repaired lip will be ham-
hypertrophic scars in the rotation-advancement pered if the muscle is not properly and anatomi-
repair group. No significant difference in vertical cally aligned at the time of surgery.
lip length was noted, although both groups con-
tained lips that were either too short or too long
postoperatively. The overall score of results favored Effect of the Repair on Facial Growth
slightly the rotation-advancement repair, but no sta- Joos139 evaluated the effect of muscle recon-
tistically significant difference was observed struction on skeletal growth. Of 110 children with

19
SRPS Volume 9, Number 21

unilateral cleft lip and palate, 50 were treated with • an intact alveolar arch with teeth in occlusion
musculoperiosteal reconstruction at age 3 months • a lined upper labial sulcus
and velar muscle reconstruction at 9 to 12 months.
The babies received neither pre- nor postoperative • an uninterrupted orbicularis oris muscle with
orthopedic care. A second group of 60 children fibers running in a horizontal direction
had dentofacial treatment preoperatively, lip repair • a central philtral dimple
by the Millard technique at 6 months, postopera-
• symmetrical philtral columns
tive orthopedic treatment, and palatal surgery by
the Campbell-Widmaier technique at age 2½ years. • a Cupid’s bow
A comparison of long-term results showed that • a midline vermilion tubercle
skeletal development in the first group was better
than in the second group despite the lack of ortho- • a white skin roll or lighter ridge topping the
pedic growth stimulation. The author concludes mucocutaneous junction of the upper lip
that if the primary and secondary growth centers • an upper lip short enough vertically to expose
are not joined at the first operation and the midfacial the lower third of the central incisors at rest,
muscles are not reconstructed, even orthopedic and more teeth with smiling and laughing
growth stimulation will not compensate for the • width of the philtrum less than one-fourth the
defect.
width of the lip from commissure to commis-
Delaire, Precious, and Gordeef140 recommend sure
wide subperiosteal undermining in the primary sur-
gical correction of cleft lip. The authors believe • an upper lip in normal relation (anteriorly
that it not only enhances the osteogenic activity of everted) to the lower lip
the periosteum, but also adds suppleness to the • an elevated, slender nasal tip
overlying muscles. (This concept has been advo- • a graceful, relatively elongated columella set at
cated in the past by both Veau141 and Skoog.142)
a natural nasolabial angle of 90 to 120 degrees
Delaire et al140 report improved maxillary growth
when a subperiosteal approach is used. The • symmetrical alar rims
undermining must extend to or even beyond the • unflared alar bases
muscle insertions. It is not clear from their paper
• patent nasal airways bilaterally
how the aberrantly inserted muscles around the
alar base and cleft margin are managed.
Joos 143 emphasizes reconstruction of the Surgical Repair
perinasal muscles. MRI studies demonstrate that
Surgical correction of the bilateral cleft lip has
the lateral nasal muscles, particularly at the spina
been much less satisfying than for the unilateral
nasalis, run dorsally in a stepwise manner through
the nasal floor to insert into the nasal septum. This deformity. Early procedures excised the prolabium
explains why in a cleft lip and palate the nasal sep- or mistakenly assumed it to be a displaced col-
tum always deviates to the healthy side, where the umella,86 producing a lip that was grossly deficient
muscles insert, and why on the side of the cleft the horizontally. Later the prolabium was used to form
muscles pull upward. Joos concludes that the the upper central lip, its vertical height supple-
paranasal muscles should be identified and mented with excess tissue from the lateral lip,144
advanced as far as the midline during the cleft lip resulting in a lip that was too long and too narrow.
repair. These early repairs reflect the failure to recognize
the potential of the prolabium to grow in width and
height when attached to the dynamic lateral lip
BILATERAL CLEFT LIP elements.
Adams and Adams145 reviewed the results of
Anatomy these early techniques. Their findings, along with
As excerpted from Millard,86 the following ana- the developmental studies of Stark and Ehrmann,146
tomical features are altered in bilateral cleft lip: showed the prolabium to be a part of the upper

20
SRPS Volume 9, Number 21

central lip and led to the evolution of more recent Millard Repair
methods of repair. Millard’s technique is detailed in his 1971 paper159
and in Cleft Craft II.86 Mulliken160 and Noordhoff161
Straight-line Repair recount their separate experiences with Millard’s
bilateral lip repair, bringing lateral vermilion flaps
Modern techniques concentrate on using the beneath the prolabium and reconstructing the
prolabium for the entire central portion of the lip. orbicularis muscle beneath the elevated prolabium
These repairs are grouped into straight-line clo- (Fig 11).
sures and closures involving the Z-plasty principle. Mulliken160 advocates a very narrow, concave
Among proponents of the straight-line closure are prolabial paring and documents prolabial widening
Veau, 141 Axhausen, 147 Brown, 148 Schultz, 149 after a Millard repair to as much as 2.5X the normal
Vaughan,150 Cronin,151 Manchester,152 and Broad- dimension over a 3-year period. Noordhoff161
bent and Woolf.153 emphasizes vermilion and Cupid’s bow reconstruc-
tion with lateral vermilion flaps.
Z-plasty
The Z-plasties may be in the lower lip, the upper Modified Manchester Repair
lip, or in both the upper and lower lip. Advocates Broadbent and Woolf153 described a modifica-
of the lower lip Z-plasty include Berkeley154 and tion of the Manchester one-stage primary repair
Bauer et al.155 Proponents of the upper lip Z-plasty that can be carried out without preoperative orth-
are Millard156 and Wynn.157 Skoog142,158 prefers a odontic or orthopedic treatment of the alveolar
combined upper and lower lip Z-plasty. segments. The modified incisions on the prolabium
A discussion of the specifics of the various repairs and lateral lip elements bring the repair out of the
is beyond the scope of this overview. Fig 10 illus- nostril floor, narrow the Cupid’s bow, and place
trates several preoperative designs and final result- the repair in a gently curved pattern on the philtral
ing scars. edge. Closure of the lateral flaps beneath the

Fig 10. The Z-plasty principle in bilateral cleft lip repair.

21
SRPS Volume 9, Number 21

Fig 11. Details of the Millard repair of complete bilateral cleft


lip. A turndown flap of vermilion from the prolabium is placed
posteriorly to prevent a whistling deformity. Note the banked
flaps of alar base that will be used later to lengthen the columella.
(Reprinted with permission from Millard DR Jr: Closure of
bilateral cleft lip and elongation of columella by two operations
in infancy. Plast Reconstr Surg (4):324, 1971.)

unfurled prolabial mucosa provides lip lining and a


normal buccolabial sulcus. The unfurled prolabium
is brought down to complete the central mucosal Fig 12. Modified Manchester one-stage repair of bilateral
tubercle (Fig 12). complete cleft lip. (Reprinted with permission from
The Millard technique86,159 and that described by Broadbent TR, Woolf RM: Bilateral cleft lip: one-stage
primary repair. (Reprinted with permission from Still JM Jr,
Broadbent and Woolf153 appear to give the most
Georgiade NG: Historical Review of Management of Cleft
acceptable final lip appearance. They have in com- Lip and Palate. In: Georgiade NG (ed), Symposium on
mon a reduction of the prolabium to a smaller Management of Cleft Lip and Palate and Associated Defor-
philtral dimension at the time of closure. mities. St Louis, Mosby, 1974. Vol 8.)

22
SRPS Volume 9, Number 21

Lengthening the Columella This produces two scars running vertically along
The modified Manchester repair keeps the each philtral column. The technique depends on
prolabial white roll and vermilion and discards the accurate preoperative orthopedics without lip
lateral prolabial paring. The Millard repair brings in adhesion.
a new white roll from the lateral lip elements and In a later update, Cutting and Grayson167,168 rec-
the prolabial parings are banked for future columellar ommend presurgical orthopedic molding of the
lengthening (Fig 11). Conceivably the Broadbent lip, alveolus, and nose combined with a one-stage
and Woolf repair could be further modified to bank lip, alveolus, and nose repair. Presurgical orthope-
the prolabial parings for future columellar length- dics aligns the protruding premaxilla with the maxil-
ening, in Millard fashion. lary arch and expands the tissues of the nasal col-
Tolhurst162 recommends an early lip adhesion umella and nasal lining with acrylic stents.169
with primary forked flap advancement for columel- Zheng and colleagues170 describe a method of
lar lengthening. Definitive lip repair with anchor- bilateral cleft lip repair characterized by orbicularis
age of the muscle beneath the prolabium and nar- oris muscle reconstruction and prolabial self-elon-
rowing of the prolabium to a proper philtral dimen- gation. The technique consists of bilateral horizon-
sion is carried out after molding of the premaxilla tal lateral-to-medial backcuts starting at the most
and lateral maxillary arches has occurred. superior point of the prolabium paring cut. The
result is an elongated prolabial flap pedicle on the
Schultz149 initially proposed restoration of orbicu-
columellar base.
laris oris muscle continuity in bilateral cleft lip repair.
The bilateral complete cleft lip is functionally ster-
This concept was later emphasized by Duffy163 and
ile,141 ie, the prolabium contains primarily immature
championed by Randall.164
fibroblastic tissue and fine collagen, but no mature
Mulliken165 describes a personal experience that
muscle.171 The incomplete bilateral cleft lip, on the
evolved from staged to synchronous surgical cor-
other hand, typically has near-normal muscle pen-
rection of bilateral complete cleft lip and nasal
deformity, as follows: (1) two-stage lip and nose etration into the prolabium. Muscle bundles are
repair with banked forked flap and subsequent cylindrically bunched in the remaining lip bridge,
intranasal transposition of the tines; (2) two-stage then fan out into the prolabium.171
lip and nose repair with later transection of the In summary, the applications of the prolabium
banked tines; and (3) one-stage lip and nose repair are as follows:
without a forked flap and with closure of alveolar • to lengthen the central lip
clefts. Anthropometric analysis of Mulliken’s • to lengthen the columella as needed (lateral
patients showed good anatomic results, better alar prolabial parings)
and columellar width, and more reproducible out-
come with the single-stage repair. Mulliken165 • to establish a continuous oral sphincter early in
believes that the repair sequence.
The latter is done by direct suture of the lateral
the columella is concealed in the nose of an
infant with bilateral complete cleft lip. There is no muscle elements behind the prolabium as initially
deficiency of columellar skin and no need to recruit described by Schultz149 and later by Glover and
tissue from the lip or sills. The surgical stratagem is Newcomb.172 Randall164 emphasizes the impor-
symmetrical labial repair and synchronous anatomic tance of sphincter continuity in both primary and
positioning of the alar cartilages with sculpturing/ secondary bilateral cleft lip repairs.
draping of the nasal soft tissues. When the white roll and vermilion of the pro-
Mulliken (1995) labium are of good quality, a modified Manchester
Cutting and Grayson166 describe a prolabial repair as performed by Broadbent and Woolf153
unwinding flap for one-stage repair of the bilateral appears to be the method of choice. The lateral
cleft lip, nose, and alveolus: “The columella of the prolabial parings may be banked for future col-
nose and the central lip are produced by ‘unwind- umellar lengthening, and the orbicularis oris muscle
ing’ the columellar and labial sections of the pro- should be reconstituted behind the prolabium. If
labium around a small central tab, which is used to the white roll and vermilion of the prolabium are of
center the junction between the lip and columella.” poor quality, a Millard repair159 that borrows these

23
SRPS Volume 9, Number 21

parts from the lateral lip element appears to be the one in the bilateral cleft deformity. However,
better method. Randall and Graham 177 reviewed their 2-year
experience with preliminary lip adhesion in chil-
dren with bilateral cleft lip, and concluded that the
LIP ADHESION operation has little to offer in complete clefts when
Preliminary lip adhesion in the unilateral com- (1) the lip elements are not markedly separated
plete cleft lip, advocated as early as 1954 by or distorted, (2) the alveolar segments are not
Johanson and Ohlsson,173 was mainly popularized badly displaced, or (3) the lip margins of the cleft
by Randall174 in the late ’60s. Seibert175 discusses can be brought together without undue tension.
the principles of lip adhesion and the possible ben- The main disadvantage of a preliminary adhesion
efits of the procedure. Preliminary adhesion is undesirable scar tissue in the area of definitive
decreases the tension of lip closure through its lip repair.
effect on the maxillary segments. Seibert175 rec- Millard86 also expresses dissatisfaction with pre-
ommends minimal soft-tissue undermining of the liminary lip adhesion in the double cleft deformity.
lateral maxillary segment. He believes primary repair with muscle-to-muscle
Randall174 suggests short broad triangular flaps closure is far more effective than preliminary adhe-
interdigitated and sutured to the mucosa, muscu- sion in bringing the premaxilla into alignment, and
laris, and skin. Millard,17 on the other hand, pro- also avoids some scarring and loss of tissue. A
poses a high adhesion that avoids scar in the area qualified exception is made for the “diminutive”
of the repair and that introduces lateral lip parings prolabium, where preliminary adhesion stretches
into the lateral nasal vestibule. Millard132 advocates the prolabium to a more manageable size, creates
lip adhesion as a substitute for presurgical orthope- a philtrum of normal dimension, and the excess
dics and incorporates some nasal correction in the tissue may be used in columellar reconstruction.
adhesion. The same increase in size is seen following a pri-
Furnas176 discusses the historical evolution of mary repair, with subsequent secondary reshaping
the straight-line repair, which he proposes as a first of the philtrum and simultaneous columellar length-
step before rotation-advancement closure in unilat- ening, posing minimal risk to the prolabial tissues.
eral clefts. In essence, Furnas performs a prelimi- Preliminary adhesion also requires two additional
nary adhesion consisting of straight-line closure, operations unless one risks elevating the prolabium
leaving the lip vertically short across the closure. for muscle reconstruction at the time forked flaps
The significance of this adhesion is that lateral lip are advanced.
parings are introduced into the piriform aperture
of the nose, releasing the tethering in this area and
providing muscle closure across the alveolar cleft. THE PROJECTING PREMAXILLA
Because closure is done in the neonatal period, The position of the premaxilla is cardinal to facial
there is rapid molding, and subsequent rotation- morphology. The premaxillary segment consists
advancement can proceed under little tension. At of paired premaxillary bones joined in the midline
the time of definitive repair there is minimal nasal at the interpremaxillary suture (a component of the
deformity. midpalatal suture). Each premaxilla articulates pos-
Indications for lip adhesion in the unilateral cleft teriorly with the vomer and extends a short dis-
lip deformity are emotionally debated. In general, tance around it. The premaxillary vomeral suture
its main application is in wide unilateral complete forms a tongue-in-groove joint (the single median
clefts and in complete clefts with poorly aligned vomer represents the “tongue” and the paired pre-
maxillary segments. Opponents of the lip adhe- maxillary bones form the “groove”).
sion principle argue that the scar introduced by the The size of the premaxilla varies widely among
adhesion interferes with the results of subsequent cleft patients, from a solid premaxilla containing 4
cheiloplasty. permanent incisors to a small mobile fragment
Because of the observed advantages of early containing only two poorly formed central inci-
closure over the projecting premaxilla, the con- sors with a thin covering of bone.178 The small
cept of preliminary lip adhesion seems a logical isolated premaxillary segment may present an

24
SRPS Volume 9, Number 21

almost insurmountable protrusion often associ- failed and surgical setback is deemed necessary, a
ated with deviation. procedure less intrusive than the classical technique
Excision of the premaxilla to accommodate lip is indicated.
closure was practiced very early by notable sur- Following dissatisfaction with primary excision,
geons such as Pierre Franco in 1556 and Guillaume ingenious methods of external compression were
Dupuytren.86 This gross lack of respect for the devised. In 1768 a French surgeon named Louis
premaxilla invariably results in a tight lip, dish-face explored the concept of joining the cleft lip by
deformity of the mid-third of the face, and relative means of external compression, and advocated a
mandibular prognathia. “uniting bandage to accustom the patient to the
Almost as soon as resection of the premaxilla inconvenience”.182 Griswold and Sage182 later
was abandoned, other surgeons began to employ exercised the principle of extraoral traction in the
surgical means of retropositioning, or setting back, management of cleft lip deformities, with surpris-
the projecting premaxilla in infancy. As early as ingly good results. Traction was applied from the
1833 Gensoul in Paris described a compression hour of birth for as long as 6 weeks to 3 months.
fracture technique to set back the projecting pre- Compression was by means of a headcap made
maxilla.86 In 1865 the basic principle of surgical out of a woman’s Playtex girdle. The average
retropositioning of the premaxilla was described amount of traction was approximately 8 oz. An
by Adolf von Bardeleben, 86 whose technique intraoral expansion device to hold the maxillary
involved subperiosteal section of the vomer. segments out had to be applied at frequent inter-
Cronin and Penoff 179 subsequently recom- vals.
mended avoiding the suture between the vomer, The same principle is at work in Georgiade and
prevomerine bone, and growing septal cartilage, Latham’s183 use of the pinned coaxial screw appli-
and later modifications by Burston and Kernahan ance, a controlled, fixed external traction device.
are illustrated by Millard.86 The purpose is to offer complete three-dimensional
Vargervik180 studied 63 patients with complete control over the cleft segments. Controlled pres-
bilateral cleft lip and palate. One group had no sure through a spring gauge exerts traction on
surgical setback or early bone grafting procedures, both the lateral maxillary segments and the pre-
while the second group had early surgical proce- maxilla. The premaxilla in this series was retracted
dures to reduce a prominent premaxilla. In the first rapidly in 7 to 10 days, allowing early lip closure. At
group the premaxilla remained protrusive until age the time of lip closure, gingivoperiosteoplasty was
12 and thereafter began to recede, so that by the also carried out in hopes of avoiding cross-bite and
end of the growth period it was not excessively the long-term use of intraoral retention appliances.
protrusive. Patients in the second group showed Georgiade184 later reemphasized preoperative
early midfacial retrusion that became severe as the positioning of the protruding premaxilla in the bilat-
children grew. Vargervik concluded that, in patients eral cleft lip patient using one of two pinned intraoral
with bilateral CL/P, a protrusive premaxilla conferred appliances. The appliances functionally expand the
an advantage during most of the growth period palatal shelves while retracting the premaxillary seg-
because the premaxilla grows at a far slower rate ment. The traction appliance is maintained for 10
than the mandible. to 14 days before the premaxillary segment is
In 1947 Brown, McDowell, and Byars181 wrote: repositioned sufficiently to allow one-step bilateral
“Briefly, the problem of the premaxilla is that it is cleft lip repair. Patients were evaluated at age 15
nearly always too far forward in the newborn baby, years to determine the long-term effects of pre-
but only with considerable effort can it be kept maxillary retrusion, but no definitive conclusions
from being retruded too far backward in the adult.” could be drawn from a comparison with normal
This comment stemmed from the characteristic controls without appliances.184
long-term appearance of a patient with a total double Glover and Newcomb172 point out that patients
cleft following traditional surgical setback, ie, a hori- treated with methods that preserve the growth
zontally tight lip and inadequate projection of the potential of the premaxilla exhibit distinctly better
anterior maxillary arch. When other methods for results. They advocate a bilateral lip repair that
gaining control of the premaxillary segment have quickly establishes continuity of the orbicularis oris

25
SRPS Volume 9, Number 21

muscle in front of the premaxilla. The authors pos- Premaxillary positioning in a child of 11 years or
tulate that this type of repair favors forward growth older is unlikely to impact on midfacial growth.
of the deficient lateral alveolar processes and aids However, waiting until adolescence to correct the
protruding premaxilla has a negative impact on the
in achieving normal facial contour.
nasolabial size and shape (i.e., the protruding
Bitter185 offers his surgical protocol for manag-
premaxilla stretches and elongates the upper lip
ing premaxillary protrusion in bilateral cleft lip and and widens the nose). In addition, postponing
palate, which he believes establishes the functional premaxillary correction compromises eruption of
matrix as early as possible. The treatment sequence the maxillary incisors and proper inclination and
involves insertion of a Latham’s appliance at stabilization of the dental arch. . . . The benefits of
approximately 2 months of age. The appliance early surgical osteotomy and positioning of the
relocates the segments over 3 to 4 weeks, and premaxilla include release of the nasolabial soft
removal of the appliance is immediately followed tissue, closure of oronasal fistulas and alveolar clefts,
by functional surgery. The first operation consists [and] alignment and stabilization of the dental arch.
. . . There is no reason to wait . . . until age 10 to
of an intravelar veloplasty, closure of the alveolar
12 years to properly position the premaxilla.
cleft with a gingivoperiosteoplasty, lip adhesion,
and insertion of ear tubes. The results in 41 patients Padwa et al (1999)
with complete bilateral clefts of the lip and palate
are encouraging, but the short observation time Iino and others188 propose surgical reposition-
(longest follow-up was 3 years) precludes defini- ing of the premaxilla together with a staged alveo-
tive conclusions regarding the merits of this lar bone graft in bilateral cleft lip and palate. The
approach. premaxillary osteotomy is performed at 8 to 14
The following guidelines for management of the years of age with simultaneous one-sided alveolar
premaxilla appear to be justified: bone graft. Six months later the contralateral side
is bone grafted. This technique ensures adequate
• If the premaxilla is well in the arch, mucoperi-
blood supply to the premaxilla and shows good
osteal flaps can be turned at the time of lip
bone formation on computed tomography 1 year
closure to effect fibrous union of the arches.
after the second bone graft. The study is limited by
• If the premaxilla is projecting, extraoral traction a short follow-up and unclear indications for this
beginning at the time of birth is indicated. In the protocol.
event of poor response to this form of therapy,
the controlled fixed-pin external traction device
of Georgiade’s186 may be needed. MEDIAN FACIAL DYSPLASIA IN CLEFT LIP
• The goal of orthodontics is to achieve retrodis- Noordhoff189 describes a subgroup of patients
placement of the premaxilla in line with the max- with median facial dysplasia in the presence of a
illary arches, sufficient to allow lip closure with unilateral or bilateral cleft lip with or without cleft
approximation of the lateral muscle segments palate and without clinically detectable brain anoma-
across the premaxilla. Undercorrection of the lies. Intelligence tests show a normal distribution.
premaxilla is certainly acceptable. These children comprise 2% of CL/P patients.
• For the overly projecting premaxilla that fails to The midline facial deficiencies in median facial
respond to these orthodontics, surgical setback dysplasia are characterized by a poorly defined
Cupid’s bow; absence of the labial frenulum and
in an undercorrected position may be indicated,
anaterior nasal spine; deficient columella; and
as per Cronin and Penoff179 or Burston and
poorly developed septal cartilage and premaxilla.
Kernahan.86 These are unusual cases. One of the central incisors may be absent or
rudimentary. There are no definable gross abnor-
In older patients the degree of premaxillary pro- malities of the brain. . . . [The median facial
trusion can justify repositioning with osteotomy. dysplasia patients exhibit] an inherent potential for
Padwa and coworkers187 state that a protrusive pre- poor midfacial growth. Deficiencies of soft-tissue
maxilla can be repositioned after age 6 to 8 years such as lack of the Cupid’s bow make it difficult to
without deleterious effect on midfacial growth. In reconstruct the lip and nose satisfactorily.
their words, Noordhoff, Huang, Lo (1993)

26
SRPS Volume 9, Number 21

Moffat et al190 report the results of CT appraisal this size differential was not present in cleft adults.
of 18 children with frontonasal dysplasia and 12 Rather, the morphologic characteristics of the max-
children with craniofrontonasal dysplasia. The analy- illary arch appeared to be influenced more by the
ses were compared with those of age-matched presence of the cleft, and consisted of premaxillary
controls. In the frontonasal dysplasia group, the prognathism and constriction of the maxillary den-
mean anterior interorbital and mid-interorbital dis- tal arch progressing anteriorly. The significantly
tances were significantly increased at 148% and increased anteroposterior dimension was attributed
118% of normal. In patients with craniofrontonasal to the projecting premaxilla.
dysplasia, these values were 177% and 140% of Bardach128,195-200 has investigated extensively the
normal. Other findings in both groups included effects of lip and palatal surgery on facial growth
excessive medial orbital wall protrusion, shortened and morphology. Using both rabbit and dog mod-
zygomatic arch lengths, and reduced cephalic els, the author has demonstrated that unrepaired,
lengths. An expanded interzygomatic buttress dis- surgically created clefts of the lip and palate have
tance was noted only in the craniofrontonasal dys- less lip pressure than normal, whereas repaired,
plasia group. surgically created clefts have more lip pressure than
Apesos and Anigian191 reviewed the etiology normal. Bardach showed significant inhibition of
and epidemiology of median cleft lip. Two major anterior-posterior (AP) facial growth that increased
categories of dysplasia of the frontonasal process when lip repair was added. When isolated two-flap
have been described in association with median palatoplasty was done on the control model, there
cleft lip: (1) frontonasal deformity associated with was no significant difference in the altered AP
hypotelorism and (2) median facial cleft syndrome growth disturbance previously mentioned. In addi-
associated with hypertelorism. tion, assessment of transverse maxillary width
showed no significant difference between the
operated and unoperated groups. When the lip
FACIAL GROWTH AND MORPHOLOGY
and palate were repaired simultaneously, inhibition
Ortiz-Monasterio and colleagues192 analyzed of AP and transverse maxillary growth was demon-
cephalometrograms of 14 untreated adults with strated.
complete cleft lip/palate and concluded that growth Bardach’s studies198-200 cast doubt on reports sug-
of the maxilla is normal. gesting various operations on the palate are
More recently da Silva Filho and coworkers193 responsible for facial growth inhibition. Instead,
compared the craniofacial morphology of 28 they tend to substantiate Sarnat’s observation of
untreated CL/P patients aged 15 to 40 years with a no significant inhibition of facial growth in rhesus
matched noncleft group. The cleft subjects showed monkeys after excision of a strip of mucoperios-
smaller dimensions of the cranial base but no dif- teum and after unilateral resection of the hard pal-
ference in cranial base angulation. The maxilla was ate.
extremely prominent, which produced great facial A subsequent comparison of facial growth after
convexity. The mandible appeared smaller and cleft-lip repair with and without soft-tissue under-
had a vertical growth pattern, which led to an obtuse mining128 showed that repairs involving sulcus inci-
gonial angle and a long anterior lower face height. sion and soft-tissue undermining were associated
The prominent premaxilla and the smaller mandible with more mid-facial growth inhibition and
created extreme imbalance between the jaws. The dysmorphia than lip repair only. Significantly higher
posterior facial height was reduced and there was lip pressures were seen after repairs with soft-tis-
a tendency toward retroclination of incisor teeth in sue undermining.
both jaws. Leipziger and associates201 used an animal model
In a separate study, da Silva Filho194 compared to answer the following questions: 1) Does
the upper dental arch morphology of adult aggressive bilateral soft-tissue undermining of the
untreated complete bilateral cleft lip and palate sub- nasomaxillary complex inhibit growth significantly
jects to a noncleft, sex-matched population. The in an immature animal without an iatrogenically pro-
authors found that while sex significantly influences duced cleft lip? 2) If yes, is the early timing of this
the size of the maxillary arch in normal subjects, undermining crucial to the inhibitory effect? The

27
SRPS Volume 9, Number 21

study involved five groups of 10 rabbits each, one niques. 207 While intrinsic factors account for
consisting of unoperated controls (Group I) and some differences in cleft and noncleft compari-
others whose soft tissues were undermined at 3 to sons, the author suggests that it is probably true
4 days (Group II), 7 to 10 days (Group III), 18 to 21 that all surgical treatment for unilateral CL/P
days (Group IV), and 50 to 56 days (Group V). inhibits or distorts facial growth to some extent.204
The animals were sacrificed at 6 months of age and In contrast, presurgical orthopedics in the neo-
osteometric values compared among the groups. natal period has no apparent long-term effect on
Analysis of the data showed that “a significantly facial growth.205
retruded, constricted, and vertically shortened max- Surgical repair of the alveolus seems to result in
illa was produced as a direct result of bilateral deficiency in vertical growth of the anterior max-
nasomaxillary soft-tissue undermining alone regard- illa.206 If an additional bone graft or periosteoplasty
less of the timing.” is used, the vertical growth deficiency is slightly
Kapucu and colleagues202 reviewed 10 adult worse.206 Ross concludes that repair of the alveo-
patients with unilateral cleft lip and palate who had lus in infancy, especially using bone grafts, has
had only lip repair in childhood, no palatal repair undesirable effects.210 The best results appeared
(Group 1). These individuals were compared with to follow cleft repair at age 4 to 5 months without
30 adult patients with unilateral cleft lip and palate closure of the alveolus.
who had had both lip and palate repair in child- The least interference with growth following
hood (Group 2). The controls were 24 noncleft hard palate repair occurred when the repair was
adults. Both Group 1 and 2 patients showed sig- deferred until the late teens.208 The growth data
nificant degrees of maxillary retrusion compared for palate repair at early ages was mixed, and
with the normal subjects. The magnitude of maxil- there was no difference between a one-stage and
lary retrusion was not increased by cleft palate a two-stage hard and soft palate repair.209 Varia-
repair, and none of the cephalometric measure- tions in the timing and technique of hard palate
ments were significantly different between the two repair within the first decade do not affect the
results appreciably. Repair of the hard palate
repaired groups.
appears to be the major influence on maxillary
The effects of soft-tissue undermining on subse- forward translation and development of the den-
quent lip growth lend credence to Collito and toalveolar process.
Walker’s203 admonition against it in lip repair, and Extreme differences were noted among the sur-
argue against recent modifications of the Millard gical centers that were compared in Ross’s review,
rotation-advancement cheiloplasty that detach the underscoring the degree to which surgical tech-
aberrantly oriented orbicularis muscles and free nique and operating surgeon can influence the
the alar complex and sulcus incision with under- results. Circumstantial evidence suggests that the
mining, particularly in the lateral segment. Never- surgeon is the most important variable.
theless, the excellent clinical results that Millard has Dahl and coworkers211 stress that infants with
demonstrated, with follow-ups ranging into adult- CP or CL/P have distinguishable craniofacial mor-
hood, remain the standard against which other phologic alterations at age 2 to 3 months, before
repairs must be compared. any surgical intervention. Children with isolated
In a series of articles appearing in the Cleft CP show a short anterior cranial base, a short
Palate Journal, Ross204-210 took an in-depth look maxilla, reduced posterior maxillary height, re-
at the variables influencing facial growth in com- duced dimensions of the mandible, and a narrow
plete unilateral cleft lip and palate, including pre- nasal and oropharyngeal airway; those with CL/P
cise timing and technique of lip and palate repair have increased intraorbital width and symmetry
as well as specific management of the velum, deviations in the anterior part of the maxilla.
secondary palate, and anterior primary palate. Support for these observations is found in the
His analysis of the effects of cleft lip repair on study by Jain and Krogman.212 The authors fol-
facial growth showed insignificant differences lowed the craniofacial growth of 64 children with
between the commonly used surgical tech- unilateral CL/P, 32 children with bilateral CL/P, and

28
SRPS Volume 9, Number 21

78 children with CP only from the age of 1 month ORTHODONTICS AND BONE GRAFTING
to 10 years, and found that the cleft type differ- Vig and Turvey215 record the orthodontic and
ences were mainly restricted to the baseline width, surgical interaction in CL and CL/P patients begin-
intraorbital width, optic foramen width, basal maxil- ning in the neonatal period and extending through
lary width, intraorbital height, optic foramen height, the phases of mixed and permanent dentition. The
and gonial height. orthodontic and surgical options that relate to spe-
Joos213 notes that the results following functional cific skeletal findings in the different age groups are
cleft lip and palate muscle reconstruction vary even reviewed.
when the same treatment is applied to similar Peat 216 looked at the long-term effects of
patients of similar ages. The cause of this discrep- presurgical oral orthopedics on children with bilat-
ancy is found in the individual growth process and eral complete cleft lip and palate. The treated and
the degree to which it is affected by functional untreated group were identical in terms of the type
stimuli. and timing of surgery. The premaxillary segments
The ethmoid region and the alar-orbital-temporalis were affected in both the deciduous and mixed
region of the cartilaginously preformed skull base stages; little permanent effect was seen in the buc-
play a special role in the development of the face. cal segments. On cephalometrics, there was no
Joos213 set out to establish a relationship between significant difference in any of the craniofacial angles
the conditions at the skull base in childhood and between the treated and untreated groups. The
the adult dentoalveolar status. Radiographic com- vomerine flap used in the hard palate repair appar-
parisons revealed that a tendency at the skull base ently created scar tissue that collapsed the buccal
to a class I in most cases led to a slight dentoalveo- segment, accounting for the lack of long-term effect
lar angle class III. In contrast, a tendency at the by presurgical orthopedics.
skull base to class II usually resulted in an angle Kramer and colleagues217 studied early (from
class I or II relationship. A tendency at the cranial birth to age 3 months) palatal development in vari-
base to class III always resulted in a severe dentoal- ous complete and incomplete forms of cleft lip and
veolar angle class III relationship. The author con- palate by means of dental casts. The authors used
cludes that predisposing factors in the skull base reproducible reference points to plot palatal shape
have a substantial influence in the result and man- and dimensions in 128 affected children and 68
agement of CL/P. normal children who served as controls. There
Satoh and others214 used lateral cephalograms was substantial normal palatal growth in the first 3
to evaluate growth of the bony nasopharynx from months of life in all subjects, and the authors con-
early childhood to puberty in patients with com- cluded that preoperative maxillary orthopedics does
plete unilateral cleft lip and palate with complete not stimulate palatal growth, but rather restricts it.
velopharyngeal closure. All patients underwent In a retrospective analysis of 29 patients with
Tennison lip repair at about 6 months of age and early maxillary orthopedics, Gnoinski218 found all
pushback palatal repair at about 18 months. Com- patients who had a “balanced” skeletal relationship
pared with noncleft controls, the study patients’ at age 15 had had lip surgery after 5½ months of
maxillae were more posterosuperior but there were age and palatal surgery after age 3. Lip surgery
no differences in cranial base or cervical vertebra before 5 months of age and palatal surgery before
measurements—evidence of independent growth 2 years regularly resulted in an unbalanced or defi-
of these structures. The nasopharyngeal angle con- nitely critical skeletal situation at age 15. While the
necting three points of the cranial base, posterior author stressed the role of timing of surgery in
maxillary points and atlas showed harmonious these deleterious effects, it should be recognized
growth in both subjects and controls. that the type of repair is equally important.
From a review of the evidence it seems clear Rygh and Tindlund219 detail the appropriate orth-
that the craniofacial morphology of children and odontic treatment plan beginning in the deciduous
adults with operated clefts is the result of both dentition phase. Conventional correction of the
intrinsic and environmental factors operating upon maxilla was mainly by rotation and expansion of
it, and cannot invariably be considered a conse- the lateral segments, with some lateral movement
quence of the surgery. of the maxillary bones and labial tipping of the lin-

29
SRPS Volume 9, Number 21

gually positioned upper incisor teeth. These meth- of osseous continuity between maxillary segments
ods failed to yield any appreciable forward move- and closure of the alveolar defect. Calvarial bone
ment of the maxillary dentoalveolar arch basal parts. obtained with a craniotome had a statistically lower
The authors, following the method of Delaire, sug- success rate than the other two groups.
gest application of a protraction face-mask tech- McCanny and coworkers223 compared the tre-
nique to promote an increase in vertical height and phine technique with the open hip technique for
sagittal length of the maxilla. Because sutural growth harvesting cancellous bone grafts. The open tech-
in the upper jaw is most active at age 6 to 7 years nique resulted in greater postoperative morbidity,
and then declines until the pubertal spurt, maxillary such as a limp and an infected hematoma, and the
protraction therapy must be instituted before the authors conclude that trephine is the preferred har-
age of 8 years if significant effect is to be obtained. vesting technique for alveolar bone grafts.
Age 6 seems the ideal time to begin therapy, since Boustred and associates224 described a minimally
eruption of the permanent maxillary incisors takes invasive harvesting technique for cancellous bone
place during the treatment period. grafts from the ilium. Through a small step incision
The orthodontic plan for the adolescent cleft 5–8 mm in length, the midportion of the iliac crest
child with a relative class III relationship secondary is raised. With a curette, a core of fresh cartilage is
to a retruded maxilla must be carefully scrutinized. removed and cancellous bone is scraped from
While the orthodontist may be able to narrow the between the inner and outer cortices. The amount
upper and lower arches through extraction of first of bone obtained is sufficient for narrow as well as
molar or bicuspid teeth and improve occlusal rela- wide defects. The technique is quick and needs no
tionships, this scheme may well limit the appropri- special equipment. There is minimal donor site
ate orthognathic correction based on the soft tis- morbidity and the patient walks comfortably from
sue relationships in children so affected. These the first postoperative day.
children generally benefit from an orthodontic plan Friede and Johanson225 reviewed the adolescent
that allows the maximum orthognathic advance- facial morphology of children who had undergone
ment of their Le Fort I segment. early bone grafting of their alveolar segment. Sub-
ject age ranged from 15 to 20 years and included
19 bilateral and 42 unilateral cleft patients. Cepha-
ALVEOLAR BONE GRAFTS
lometric data indicated maxillary retrognathia in both
The appropriateness of bone grafts in closure of cleft categories as well as deficient vertical descent
alveolar clefts remains controversial. The technique of the maxilla, especially in the anterior part. In
of maxillary alveolar cleft repair with a cortico- about 40% of the bilateral and 50% of the unilat-
cancellous block graft of contoured iliac crest bone eral cleft patients, mid-facial growth attenuation had
and marrow packing is illustrated by Demas and reached such magnitude that surgical advancement
Sotereanos220 (Fig 13). of the maxilla was necessary. Fusion of the suture
In a retrospective analysis, Walle and Forbes221 between the premaxilla and vomer was thought to
studied the effect of alveolar cleft size on bone be the cause of the most pronounced growth
graft success. Other factors such as surgical tech- impairment. The authors concluded that early bone
nique, patient age at surgery, and preoperative level grafting of the alveolus should be avoided.
of interproximal bone can affect the outcome of An 11-year follow-up of the effects of early bone
bone grafting. In this study the area of defect and grafting in infants born with complete clefts of the
the surgeon influenced the degree of bony sup- lip and palate is presented by Robertson and
port and percent bone fill that was attained. Bilat- Jolleys.226 In this report matched pairs of similar
eral clefts had a lower percentage of bone forma- cleft types were treated according to the same
tion than unilateral clefts, and more surgeries were treatment protocol, except that only one of each
needed to achieve a satisfactory result. pair received an autogenous rib bone graft at the
Sadove and coauthors222 compared iliac bone age of 15 months. The overall impression was that
and cranial bone harvested by two different tech- early bone grafting is not beneficial to the patient.
niques in the closure of alveolar clefts. Both iliac Rintala and Ranta227 agree with Robertson and
bone and calvarial bone dust resulted in high rates Jolleys226 on the basis of their review of 90 patients

30
SRPS Volume 9, Number 21

Fig 13. Technique of alveolar cleft repair with bone grafts.


(Reprinted with permission from Demas PN, Sotereanos GC:
Closure of alveolar clefts with corticocancellous block grafts and
marrow: A retrospective study. J Oral Maxillofac Surg 46:682,
1988.)

31
SRPS Volume 9, Number 21

segregated according to closure with maxillary pe- Abyholm and colleagues232 offer an excellent
riosteal flaps (n=67) and pretibial periosteal grafts discussion of the appropriate timing for secondary
(n=23). Definite bone bridge occurred in 64% and bone grafting of alveolar clefts. The surgical goal is
85% of patients respectively, but more than 70% cancellous bone graft to the residual cleft of the
required secondary bone grafting regardless of the primary palate with subsequent orthodontic move-
type of procedure used. Lateral cross-bite was ment of teeth into the former cleft area. A review
seen in all patients, and anterior cross-bite occurred of their cases suggests that optimal results were
in 80% of both groups. The use of periosteum obtained when bone grafting was performed before
failed to prevent maxillary collapse or lessen the full eruption of the cleft-side canine. In this situa-
need for secondary bone grafting. A dissenting tion the known potential of an erupting tooth to
opinion is expressed by Rosenstein et al228 and induce alveolar bone generation proved to be of
Monroe et al.229 great advantage. By deliberately guiding the erupt-
ing canine through the grafted area close to the
Rosenstein and coworkers230 report the results
incisor, a nearly normal intraalveolar septum was
of early bone grafting and infant maxillary ortho-
formed and the gap in the dental arch was closed
pedics in 20 patients who had complete unilateral
orthodontically in 23 out of 26 clefts. Additional
clefts of the lip, alveolus, and palate, and 17 patients
advantages of their procedure include stability of
who had complete bilateral clefts. Anteroposte-
the maxillary segments, closure of oronasal fistulas,
rior and vertical facial growth was evaluated by
and support for the receded alar base. Complica-
cephalometric analysis. Compared with the origi-
tions in this series of 89 clefts consisted of two
nal series,228 these patients showed no adverse
bone graft losses secondary to infection.
growth restraints, and the authors conclude that
Kalaaji and associates233 compared the outcome
their protocol—consisting of early primary bone of secondary and late secondary bone grafting in
grafting and orthodontics—”leads to teeth in bet- 46 patients with complete unilateral cleft lip and
ter overall occlusion than if it had not been under- palate. The dehiscence rate was 23% and total
taken.” failure rate was 4%. Alveolar bone height was
Trotman and colleagues231 reported on a col- >75% of normal in 81% of patients. The cleft space
laborative study from two cleft palate centers in was closed by orthodontic means in 49%. The
which the post-treatment craniofacial morphology best results in this study were obtained when bone
of patients with complete cleft lip and palate was grafting was performed before the canines erupted.
assessed. Patients from the Chicago clinic received The surgeon’s experience was also a factor.
primary alveolar bone grafting with definitive lip Paulin and colleagues234 compared the maxillary
repair at age 4 to 6 months and hard- and soft- dimensions in two groups of patients undergoing
palate repair at age 6 to 12 months. Patients from alveolar bone grafts, one group before the erup-
the Lancaster clinic underwent definitive triangular tion of the canine tooth and the second group
flap lip repair at age 3 months followed by staged after the eruption of the canine tooth. Initial heal-
surgeries of the hard- and soft-palates, both com- ing was more favorable in the group that was
pleted by age 18 months, but without primary grafted prior to eruption of the canines.
alveolar bone grafting. Outcome analysis showed The long-term results of secondary bone graft-
that ing of alveolar clefts was evaluated by Enemark
. . . the grafted Chicago group had faces that and associates.235 Three groups of patients (224
were on average less maxillary protrusive compared clefts) were studied: one group had alveolar bone
with the nongrafted Lancaster sample. It appeared, grafts before eruption of the canines; a second
however, that the mandible compensated for the group had alveolar bone grafts after eruption of
maxillary position by downward and backward the canines; and the third group had alveolar bone
rotation. As a result, a similar maxillomandibular grafting after 16 years of age. In the younger
relationship was noted in both groups, although in groups, the marginal bone level was found to be
the Chicago group the lower anterior facial height significantly higher among unilateral CL/P patients
increased. than those with bilateral deformities. Analysis indi-
Trotman et al (1996) cated significantly better results with secondary

32
SRPS Volume 9, Number 21

bone grafting when treatment was performed The problem of edentulousness in the cleft area
before eruption of the canines. of a patient with cleft lip and palate is usually ap-
Honma and others236 used computed tomogra- proached by construction of a fixed bridge. This
phy to evaluate the fate of secondary cancellous solution is not always optimal. Lilja and associ-
bone graft of alveolar clefts. They noted decreas- ates239 in Sweden and Jansma and others240 in the
ing volume of new bone in the cleft site from 3 Netherlands describe their experience with titanium
months to 1 year after grafting. This trend was implants for dental rehabilitation of patients with
reversed in two patients who had tooth eruption cleft lip and palate.
into the grafted site, suggesting that a functional
load in this area, be it a functioning tooth or
Gingivoperiosteoplasty
endosseous implant, might prevent bone resorp-
tion. Smahel and Mullerova241 looked at the facial
Bone grafts to the alveolar cleft are the standard growth of unilateral cleft lip and palate patients after
method of bridging the bony gap, followed by orth- 10 years of primary periosteoplasty. Children
odontic tooth movement and alignment of adja- treated by primary periosteoplasty (n=35) were
cent teeth into the grafted cleft. Children with mixed compared with a matched series treated by pri-
dentitions usually are not candidates for tooth mary osteoplasty (n=32) and another group surgi-
movement to optimally close the dental arch over cally repaired without a bone graft or periosteal
the cleft. The lateral incisor and sometimes the flap (n=30). Jaw development was best after pri-
central incisors and canines erupt into the osseous mary periosteoplasty and worst after bone graft.
cleft and are lost. Boyne237 established the suitabil- Facial changes after periosteoplasty consisted of
ity of particulate autogenous osteogenic marrow mild retrusion of the upper jaw, maintenance of
and cancellous bone grafts in reconstructing the overjet, and satisfactory prominence of the upper
dental arch. Working with macaque monkeys, lip.
Boyne noted complete graft union and replace- Wood, Grayson, and Cutting242 report the effect
ment with new bone within 6 months. The grafted of gingivoperiosteoplasty on growth of the midface
bone is remodeled and recontoured to form a skeleton 6 years after primary surgical repair. All
normal trabecular pattern and alveolar cortical sur- patients received preoperative orthopedics with
faces of lamellated bone. The developing tooth passive molding appliances followed by repair of
buds on either side of the grafted areas are undis- the lip, alveolus, and nose in a single operation at
turbed by the surgery. age 3 months. Repair was by rotation-advance-
Hamamoto and coworkers238 looked into the ment technique. The only difference between treat-
ideal timing for autotransplantation of teeth into ment groups was whether or not gingivo-
bone-grafted alveolar clefts in humans. At 6 periosteoplasty was performed. After relatively
months the bone graft was still undergoing short follow-up, no significant difference in mean
remodeling and replacement with newly formed position of ANS-PNS was found between the
bone. The active remodeling was completed by groups. The authors conclude that “gingivo-
12 months. The authors conclude that tooth trans- periosteoplasty results in a more uniform position
plantation should be performed soon after the of the hard palate” without apparent impairment of
formation of a bone bridge is confirmed, when maxillary growth.
bone remodeling is still underway, to provide an Lehman and coworkers243 report an experience
occlusal load to the graft and prevent resorption. with one-stage closure of the entire primary palate
Orthodontic treatment of the transplanted teeth at the approximate age of 3 months in 61 patients.
can be started 3 months after transplantation when A single procedure is performed that closes the lip,
regeneration of the periodontal space and lamina anterior hard palate, and alveolus. Mucosal turn-
dura is confirmed on dental radiographs. Thus over flaps from the vomer, along with lateral nasal
the “transplanted teeth can be moved ortho- mucosal flaps, provide the nasal lining, and a buccal
dontically, and the grafted alveolar bone support- sulcus flap completes the oral repair. The second-
ing the teeth grows in harmony with the adjacent ary palate is repaired by 12 months of age. The
normal alveolar bone.” authors report complete and stable closure in 95%

33
SRPS Volume 9, Number 21

of patients. The incidence of fistula was 3 of 61. A performed at an early age. However, maxillary
longer follow-up will show if this protocol averts development in these children is retarded, not only
the need for bone grafting. If the prevomerine in the sagittal plane but also in the transverse plane.
suture is not disturbed during surgery, these authors In contrast, children who are treated by early lip
and others feel that early surgery is no more del- closure and vomerplasty with no involvement of
eterious to maxillary growth than surgery later in the alveolar process exhibit asymmetrical develop-
life. ment, with a tilting premaxilla and deviating inclina-
Smith, Markus, and Delaire244 describe primary tion of the central incisors. This study once again
closure of the cleft alveolus as a two-stage tech- confirms the negative effect of vomerplasty on
nique. Meticulous nasolabial muscle reconstruc- midfacial growth.
tion is performed at age 6 months in patients with
unilateral clefts and at age 4–5 months in patients
with bilateral clefts. The inferior surface of the PRIMARY CORRECTION OF THE
reconstituted nasal floor is covered with the recon- CLEFT NASAL DEFORMITY
structed transverse nasalis muscle and, where nec- Traditional methods of lip repair did little to ad-
essary, a modified mirror flap. Permanent closure dress the associated cleft nasal deformity. While
of the lip and floor of the nose is carried out in alar base repositioning was common, release,
cases of complete cleft at the same time as closure repositioning, and dissection of the nasal complex
of the soft palate to encourage narrowing of the was avoided because of the general feeling that
alveolar and hard palatal defect and good maxillary growth disturbances would ensue. The literature
arch alignment without presurgical orthopedics. At now suggests that many cleft surgeons consider
about 14 months of age the second stage of pri- correction of the associated cleft alar deformity to
mary closure is carried out by means of gingivo- be part of the lip repair.
periosteoplasty. Mucoperiosteal flaps are mobi- Nasal growth in complete bilateral cleft lip/pal-
lized and advanced across the alveolar defect on ate was evaluated by Ishii and Vargervik.246 Their
the labial aspect by wide subperiosteal undermin- findings suggest that
ing. The integrity of all sutures is preserved to • the nose of subjects with bilateral cleft lip and
maximize postoperative growth. The authors state: cleft palate grows more downward than for-
The median septal system is an important ward
structure influencing premaxillary development.
The nasolabial muscles, in particular transverse
• the growth spurt occurs between age 12 and
nasalis, superficial and deep elevators of the upper 16 years
lip including alaeque nasi and orbicularis of the • forward growth of the nose is almost always
upper lip converge on each side toward the anterior seen, whereas the maxilla becomes more retru-
nasal spine and insert directly and indirectly onto
sive
the antero-inferior aspect of the septal cartilage,
thereby forming a ‘musculo-periosteal tent.’ . . . McComb247,248 and Salyer249 report long-term
Primary surgeru must aim to reinsert the nasolabial follow-up on the nasal deformity corrected at the
muscles into the nasal septum and anterior nasal time of lip repair. In general, the authors247-249 sug-
spine, preserving all the elements of the median gest that correction of the nasal deformity at the
septal [system]. time of lip repair endures, does not disturb growth,
Smith, Markus, Delaire (1995) and is beneficial to nasal morphology. They advo-
cate mobilization of the lower lateral cartilage from
In a study of maxillary asymmetry in children the overlying nasal skin, simultaneously releasing it
with clefts of the lip and palate treated at three on the cleft side from attachments along the piri-
different cleft palate centers in Europe, Molsted et form aperture and involving the medial crus in the
al 245 determined that children who receive septal area. The method creates a flap of the lining
presurgical orthopedics and a primary bone graft- mucosa and cartilage, with the lateral portion of
ing procedure at the time of lip closure—at age 4 to the lower lateral cartilage advanced medially and
6 months—achieve a more symmetrical dentoal- cephalad and the medial crus advanced toward the
veolar development than if bone grafting is not tip. Suture-fixation or bolster-suturing techniques

34
SRPS Volume 9, Number 21

are used to hold the cartilage in position. The repair, while the triangular flap repair left the alar
excellent results depicted in these articles should base laterally displaced.
certainly encourage the cleft surgeon to consider McComb253 reviews his 15-year experience with
correction of the cleft nasal deformity at the time columellar reconstruction in the primary repair of
of lip repair. bilateral cleft lip employing forked flaps. The author
Takato and coworkers250 described early cor- describes three unfavorable features of this proce-
rection of the nose through an open method in dure, namely (1) the columella may grow too long
unilateral cleft lip patients. The cleft nasal deformity and the nostrils too large; (2) often the nasal tip
was corrected during the preschool years, and fol- remains too broad; and (3) the columellar base
low-up evaluation was done when the patients were tends to drift and a scar courses through the lip-
between 15 and 19 years of age. Although early columellar angle. On the basis of these long-term
results appeared satisfactory, as the patients unfavorable consequences, McComb253 advocates
approached their adolescent growth spurt at ap- a new treatment plan involving a two-stage repair
proximate age 15, undesirable features became fully described in his article.
obvious. Patients showed strikingly large noses Van der Meulen254 describes a technique of col-
with large amounts of subcutaneous fat, thick skin, umellar elongation in bilateral cleft lip repair that
and a wide nasal tip. These features were consid- consists of three-dimensional Z-plasty on the alar
ered unique to patients undergoing early cleft nasal rim to lengthen the columella and achieve forward
repair by the open method. Consequently, the projection of the tip. Technical details are illus-
authors discontinued open rhinoplasty in pre- trated in the article. Indications for the procedure
schoolers and now delay secondary correction until are to correct flattening of the nasal tip and short-
age 9 to 12 years. ness of the columella while avoiding undesirable
Cussons et al251 assessed the results of early scars on the surface of the nose or lip. Early results
versus no nasal correction of the cleft lip nose by in 15 patients are encouraging.
means of a panel of “blind” observers who were Nakajima, Yoshimura, and Kami255 review a
asked to rank standardized patient photographs. largely successful experience with the Tajima repair,
Scores were separately given for three features, 1) which employs a reverse-U incision along the alar
symmetry of the upper nasal perimeter, 2) symme- margin with a back-cut along the vestibular lining at
try of the nostril outline, and 3) overall esthetic the junction of the piriform aperture to release the
appearance. A final rank was calculated by adding plica vestibularis.
the scores and then ranking the totals. Each fea- An objective evaluation of the Tajima secondary
ture was compared with itself and with other fea- cleft lip nose correction is offered by Coghlan and
tures across treatment groups. Analysis of the rank- Boorman.256 The early and late results of surgery
ing data showed a significant difference between wer objectively measured by computer on 24 uni-
groups, with normal controls ranking consistently lateral complete cleft lip and palate patents. Late
highest, followed by corrected noses, which results ranged from 1 to 4.2 years. In the late
showed better symmetry than if no nasal surgery follow-up group the deformity recurred and the
had been done. nasal shape could not be satisfactorily and statisti-
Cutting and Bardach252 made a comparative cally separated from the preoperative appearance.
study of the skin envelope of the unilateral cleft lip In two separate articles, Trott and Mohan257,258
nose subsequent to rotation-advancement and tri- report the preliminary results of open-tip rhinoplasty
angular flap lip repairs. Both groups had similar at the time of lip repair in unilateral and bilateral
vertical asymmetries of the nasal skin envelope— cleft lip and palate. The method consists of simulta-
that is, the alar dome on the cleft side was neous lip closure and open-tip rhinoplasty involv-
depressed, the columella was short on the cleft ing nostril and columellar rim incisions. The surgi-
side, and there was hooding of the nostril apex. cal emphasis is on alar cartilage manipulation, with
The principal difference between the two lip repairs the skin being adjusted secondarily. The tip of the
was observed in the horizontal dimension in the nose is reconstructed from alar dome reposition-
nasal skin envelope. Specifically, the position of ing and fixation under direct vision, construction of
the alar base was more normal following the Millard a subcutaneous soft-tissue pad, and caudal advance-

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SRPS Volume 9, Number 21

ment of dorsal nasal skin. Wide dissection of nasal application of a dynamic nasal splint has contrib-
mucosa from the medial wall of the maxilla and uted efficiently to maintaining the surgical results
piriform margin allows correct positioning of the by opposing healing contraction.”
alar base and prevents intranasal stenosis. Wide Nakajima et al262 also subscribe to the policy of
dissection and advancement of cheek soft tissues postsurgical splinting for 3 to 4 months to retain
supports the alar base and allows for a tension-free the corrected contour of the cleft lip nose, and
closure of the lip. recommend moldable silicone rubber retainers to
Matsuo and Hirose 259 propose a rotational add volume to ready-made nostril splints. This
method of bilateral cleft lip nose repair that length- method achieves and maintains precise alignment
ens the columella from above by rotating and of tissues and slight overcorrection of the defor-
advancing the lateral crus into the domal zone. mity.
Figi’s “flying bird” incision is extended to the col- Yeow and coworkers263 noted a tendency of
umellar base along the nostril margin. Through the lower lateral cartilage to return to its preopera-
this incision the lower one-third of the nose, tive malformed state despite primary surgical cor-
including the alae and nostril floors, is undermined rection of the cleft lip nasal deformity. They now fit
widely. The nostrils are freed from the surround- patients with a nostril retainer that is to be worn for
ing tissues except in the region of the columella at least 6 months to maintain the correction, and in
and septum, and are then rotated superiorly and a recent paper they reported good results with
medially toward each other. The operative details nasal splinting. The children who had postopera-
and clinical results of the operation are illustrated tive nasal splinting showed significantly better
in the article. esthetics than those who were not splinted, and
Nonsurgical molding of the cleft alar deformity the authors recommend the use of nostril retainers
in the early neonatal period is advocated by Matsuo for at least 6 months postoperatively.
and coworkers.260 The nose is stented at the time
of surgery, which is performed between days 2
and 7 of life. The mold or retainer in the affected * Editor’s Note: The tissue on the nostril floor in an
nostril is kept in place for 3 months. Except for a incomplete cleft lip is commonly called a Simonart’s
single nasal infection, there were no complications band. Millard states that “even the most minor
of the procedure, and nasal shape and symmetry Simonart’s band acting as a restrainer in utero
were considered superior to those conventionally greatly reduces the extent of maxillary and nasal
operated on at about 3 months of age. distortion.” The history of the eponym he recounts
Cutting, Grayson, and others 167-169 advocate as follows:
presurgical orthopedics and nasal molding as part While with Gillies at Rooksdown I worked
of the treatment plan. In the unilateral deformity, with Holdsworth who referred to the residual
they use a molding plate with nasal stent. The nasal congenital skin bridges with or without muscle that
stent elongates the columella on the affected side occasionally span the upper part of a lip cleft as
and repositions the lower lateral cartilage. The oral ‘Simonart’s’ or ‘Simonartz’ bands. Since then I have
portion of the molding plate corrects the alveolar been guilty of using this term loosely. In 1976
deformity. For the bilateral deformity, they use an intellectual Tom Gibson, intrigued by these terms,
oral molding plate with bilateral nasal stents. The started an intensive search for their origin and
found that Gustav Simon in his 1868 book had
nasal stent elongates the columella and reshapes
presented the above operation for bilateral clefts.
the lower lateral cartilage. The appliance also has a
Gibson then deduced that someone subsequently
horizontal prolabial band attached to the nasal stent must have written about repositioning of the
that depresses the columella at the junction with premaxilla by creating the transverse bands of
the prolabium. The prolabium is inferiorly stretched ‘Simon Arzt in Rostock’ which is an operative band
with steri-strips. and not a congenital one. This no doubt solves the
The benefits of a dynamic nostril splint in sur- name origin of the fictitious Simonart’s band which
gery of the nasal tip are emphasized by Cenzi and I propose could now be designated Gibson’s bridge.
Guarda.261 Their experience “has shown that the Millard, Cleft Craft II, p 175-6

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SRPS Volume 9, Number 21

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211. Dahl E et al: Comparison of craniofacial morphology in 231. Trotman C-A, Long RE Jr, Rosenstein SW, et al: Compari-
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1991. 1986.

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250. Takato T, Yonehara Y, Susami T: Early correction of the 257. Trott JA, Mohan N: A preliminary report on open tip
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49:457, 1996. cleft nasal deformity. Plast Reconstr Surg 103:1347, 1999.

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RECOMMENDED READING

Jones MC: Facial clefting: etiology and developmental pathogenesis. Clin Plast Surg 20(4):599, 1993.
De Mey A, Van Hoof I, De Roy G, Lejour M: Anatomy of the orbicularis oris muscle in cleft lip. Br J Plast
Surg 42:710, 1989.
Park CG, Ha B: The importance of accurate repair of the orbicularis oris muscle in the correction of
unilateral cleft lip. Plast Reconstr Surg 96:780, 1995.
Noordhoff MS: Reconstruction of vermilion in unilateral and bilateral cleft lips. Plast Reconstr Surg
73:52, 1984.
Millard DR Jr, Latham RA: Improved primary surgical and dental treatment of clefts. Plast Reconstr Surg
86:856, 1990.
Goulian D, Lesesne CB, Antell DE: Further refinements on the triangular flap closure of the cleft lip.
Plast Reconstr Surg 80:29, 1987.
Joos U: Skeletal growth after muscular reconstruction for cleft lip, alveolus, and palate. Br J Oral
Maxillofac Surg 33:139, 1995.
Cutting C, Grayson B: The prolabial unwinding flap method for one-stage repair of bilateral cleft lip,
nose, and alveolus. Plast Reconstr Surg 91:37, 1993.
Rosenstein S, Dado DV, Kernahan D, et al: The case for early bone grafting in cleft lip and palate:
a second report. Plast Reconstr Surg 87:644, 1991.
Smith WP, Markus AF, Delaire J: Primary closure of the cleft alveolus: a functional approach. Br J Oral
Maxillofac Surg 33:156, 1995.
McComb H: Primary repair of the bilateral cleft lip nose: a 15-year review and a new treatment plan.
Plast Reconstr Surg 86:882, 1990.
Hagberg C, Larson O, Milerad J: Incidence of cleft lip and palate and risks of additional malformations.
Cleft Palate Craniofac J 35:40, 1998.
Blumenfeld Z, Blumenfeld I, Bronshtein M: The early prenatal diagnosis of cleft lip and the decision
making process. Cleft Palate Craniofac J 36:105, 1999.
Millard DR, Latham R, Huifen X, et al: Cleft lip and palate treated by presurgical orthopedics,
gingivoperiosteoplasty, and lip adhesion (POPLA) compared with previous lip adhesion method:
a preliminary study of serial dental casts. Plast Reconstr Surg 103:1630, 1999.
Santiago PE, Grayson BH, Cutting CB, et al: Reduced need for alveolar bone grafting by presurgical
orthopedics and primary gingivoperiosteoplasty. Cleft Palate Craniofac J 35:77, 1998.
Nakajima T, Yoshimura Y, Yoneda K, Nakanishi Y: Primary repair of an incomplete unilateral cleft lip:
avoiding an elongated lip and achieving a straight suture line. Br J Plast Surg 51:511, 1998.
Cutting C, Grayson B, Brecht L, et al: Presurgical columellar elongation and primary retrograde nasal
reconstruction in one-stage bilateral cleft lip and nose repair. Plast Reconstr Surg 101:630, 1998.
Padwa BL, Sonis A, Bagheri S, Mulliken JB: Children with repaired bilateral cleft lip/palate: effect of age
at premaxillary osteotomy on facial growth. Plast Reconstr Surg 104:1261, 1999.
Satoh K, Wada T, Tachimura T, et al: A cephalometric study by multivariate analysis of growth of the
bony nasopharynx in patients with clefts and non-cleft controls. J Craniomaxillofac Surg 26:394, 1998.

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