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Seeing Things

Hidden
Apocalypse, Vision and Totality

MALCOLM BULL

VERSO
London · New Yor1<
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to my parents
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First published by Verso 1999


© Malcolm Bull 1999
All rights reserved

The moral rights of the author have been asserted

Verso
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Co n t e n t s

Acknowledgements ix

Hiddenness

Part One Apocalypse and Totality

2 Apocalypse 47
3 Hegel: From Apocalypse to Totality 100

4 The End: Watts, Kant, Benjamin 136

Part Two Vision and Totality

5 The World in Hiding: Anti-Visual Holism 165

6 Coming into Hiding: The Master-Slave Dialectic 199

7 Living in Hiding: The Multiple Self 256

Epilogue 291

Notes 295

Index 335
Ack n o wl e d g e m e n t s

I am indebted to many individuals and institutions in Oxford for


their assistance over the years, notably to Wolfson College and St
Edmund Hall (where I have held fellowships), and to John Penney at
Wolfson and Stephen Farthing at the Ruskin School.
Some of the material in the book has appeared in different form
elsewhere; it is reprinted by permission of Blackwell Publishers and
of the publishers of the journal if the Anthropological Society if Oiford,
the London Review ifBooks and the New Lift Review. Special thanks are
due to my editors, Mary-Kay Wilmers at the LRB, and Robin
Blackburn and Julian Stallabrass at the NLR.
The book owes much to the encouragement of Perry Anderson,
who also read the entire manuscript. Michael Inwood, Stephen
Mulhall, Kenneth Newport and Marcus Wood read portions of it at
various stages along the way. All offered valuable advice and criticism .
My greatest debts are of a more personal nature: to %, for her
tolerance, and to my parents, for their unfailing support and
generosity.
1

Hi d d e n n e s s

We hide in play and in fear, but rarely otherwise. Hiding in play,


we may simulate a fear that becomes almost real under the threat of
discovery. Hiding in fear, we are forced to deploy the strategies of
the playground, strategies at once so naive and so imaginative that
they easily acquire the character of a game. Seeking something
hidden involves the same emotional modalities. Unless it is just a
game, we look for what is hidden, anxious about what we might
find - in the small print, under the bed - or else driven by fantasies
about what may be concealed - buried treasure, unexpressed emo­
tion. And yet the two hardly seem distinct. Our anxieties are fuelled
by the play of imagination, our fantasies by the numbing fear that
there may be nothing hidden, that what we already know is all
there is.
With its uncanny mingling of fear and play, the hidden seems to
threaten a regression to childhood, a return to some forgotten world
of unexplored possibility,i)y.completed knowledge and limitless imag­
ination. For most adults, the hidden is usually no more than a
2 S e e i ng Things H i d d en Hidd e n n e s s 3

hypothetical condition marginalised by rationality. But for anyone thine everlasting scryne I The antique rolles, which there lye hidden
who feels that there are things that they have not fully grasped, that still", 2 Spenser completes the occult triangle that defines his work:
there is something held back, that everything is not necessarily as it the hidden text, the disguised narrator, the forgotten subjects; all
appears to be, this will never be enough.And if we want to under­ will simultaneously be uncovered.
stand hiddenness, we must allow ourselves enough uncertainty and Within the first book, the theme of hiddenness and revelation
curiosity to take seriously the kind of questions that must be asked of defines both protagonists and plot. The focus of this concern is Una,
this disquieting and fantastic condition. or Truth.At the start of the book she is described in terms of the
Little has been written about the phenomenon of hiddenness, but multiple layers with which she conceals herself. She is whiter than
in what follows I will use some of the literary and philosophical the Ass she rides, "... but the same did hide I Under a vele, that
texts that address the issue to try to develop tentative answers to wimpled was full low, I And over all a black stole she did throw,";
some very basic questions: What is hidden? When is it hidden? How her feelings too are obscured, " ...in heart some hidden care she
is it hidden? Can it always be discovered? had".3 At the end, however, Una is unveiled and reveals herself to be
I will begin with a fairy story.
SoJaire andfresh, asfreshestjlowre in May;
For she had layd her mournifull stole aside,
Hiddenness and Truth And widow-like sad wimple throwne away,
Wherewith her heavenly beautie she did hide. 4
The English poet for whom hiddenness is most important is prob­
ably Spenser. Indeed, the Proem to the first book of The Faerie Qgeene The plot of Book One is therefore framed by the hiddenness and
suggests that for him the idea of hiddenness was interwoven with unhiddenness of Truth, and this theme can be seen as the structur­
that of his poetic vocation. Although Spenser announces that he, like ing principle of the whole.It is developed first in microcosm in the
Ariosto, will "sing of Knights and Ladies gentle deeds", he empha­ battle with Error.
sises that this is to be a work of rediscovery and not of mere Una has only just been introduced when she and the Redcrosse
narration.The praise of his subjects has "slept in silence long"; he Knight are forced further into hiding. Surprised by a cloudburst,
will awaken it by proclaiming their voiceless renown. Yet, as he "this fair couple eke to shroud themselves were fain" and shelter in
acknowledges, he is not the obvious man for the job. Referring to "A shadie grove ...that heavens light did hide".5 From there, Una
The Shepheardes Calender, Spenser describes himself as "the man, and the Redcrosse Knight wander deeper into the darkness of the
whose Muse whilome did maske, I As time her taught, in lowly forest until they reach Error's den. But although Error is located
Shepheards weeds".' He too has been hidden, but he will unmask where Truth is most concealed, Error is not clearly revealed.On the
himself in the revelation that is his poem.All he needs is the aid of contrary, as Una warns the Redcrosse Knight, "Oft fire is without
Clio, the Muse of History. Calling upon her to "Lay forth out of smoke, I And perill without show".Where Truth is hidden so too
4 Seeing T hi n g s Hid den Hidden n e s s 5

is Error: the knight must be wary not just of danger, but of "The espoused to Duessa, all can be revealed. As Una's father says, "Let
danger hid".6 nought be hid ... that ought to be exprest".13 It is then Truth her­
Although Redcrosse defeats Error without much difficulty, the
self who unmasks Archimago
episode serves as an unheeded warning of what is to come. No
sooner have Una and Redcrosse left the wood and resumed their
. . . thisfalsefootman, clokt with simplenesse,
journey than they meet Archimago, the sorcerer, who is their oppo­
VVhom ifye pleasefor to discover plaine,
nent for the rest of the story.This seemingly pious old man "lives in
Ye shall him Archimagofind, 1 gheese,
hidden cell"7 and persuades Una and the Redcrosse Knight to pass
Thefalsest man alive . . 14
.

the night with him there. Soon Truth is "drownd in deadly sleepe", 8
and falsehood is able to disguise itself as truth. Archimago conjures
When Truth was hidden Error and Falsehood were hidden too, but
up two sprites - "the falsest twoo, I And fittest for to forge true­
Truth unveiled reveals Error and Falsehood for what they are.
seeming lyes"9 - and "with charmes and hidden artes" makes one of
Spenser's fairy tale explores the relationship between hidden­
them into the likeness of Una. 10 The Redcrosse Knight is then awak­
ness, truth and falsehood. The narrative revolves around the
ened from an erotic dream to find this false Una trying to seduce
hiddenness and unveiling of truth and contrasts the repeated occa­
him:
sions on which, with truth hidden, falsehood too is hidden and so
appears as truth, with the final denouement in which truth and
He started up, as seeming to mistrust falsehood are both revealed for what they are. This plot is not, of
Some secret ill, or hiddenfoe I![ his: course, the subject of Book One of the Faerie Qyeene, but it provides
Loe there bifore hisface his lady is, the framework for the allegory, and it is assumed that the reader will
Under blake stole hyding her bayted hooke. 11
unquestioningly recognise and accept the plausibility of its structure.
But why is Spenser able to make this assumption? Is this just one of
Redcrosse repulses her advances, but this is just the first of many
many possible accounts of the relationship of hiddenness to truth and
occasions in which he and Una are to be deceived. Archimago will
falsehood, or is its structure in some way constrained by the limita­
soon appear to Una in the form of the Redcrosse Knight, and
tions on the way in which these concepts can be combined? Could
Redcrosse will himself be repeatedly tricked by Duessa, who, like
Spenser have written a poem about the hiddenness of falsehood in
Archimago, personifies falsehood ("I that do seeme not I, Duessa which truth was hidden when falsehood was revealed and falsehood
am").12
hidden when truth revealed?
All these deceptions will be unmasked only when, at the end of
It is difficult to imagine how such a poem would work, not just
the book, Truth is herself unveiled. Then, when Archimago (dis­
because it would upset our narrative expectations but because it
guised as a messenger) attempts to prevent the betrothal of Una and
would involve conceptual difficulties.In certain situations one truth
the Redcrosse Knight on the grounds that the Redcrosse is already
may hide another, just as one object may conceal another, but how
6 Se e i ng Things H id d e n H id d e n n e s s 7

exactly could the revelation of truth disguise what is false? Falsehood's impersonation of Truth as the hiding of Truth herself. If
Commonplace facts do not conceal their non-existent alternatives: so, we should be able to rearrange the narrative in these terms, and
if the cat is sitting on the mat, there is no sense in which this cat so produce an alternative but equivalent version of Spenser's alle­
hides a non-existent one sitting in the window. Similarly, true state­ gory which begins with Falsehood's gradual perfection of the
ments about the world can hardly be said to conceal or disguise appearance of Truth.
their mistaken alternatives, still less the truth-value of those alter­ To answer this question it helps to change the terms in which it is
natives: no truth of itself makes a falsehood appear true. If we were put. If we accept that when truth is hidden, what is really true
to discover the true identity of Jack the Ripper other putative iden­ appears to be false, and when falsehood is hidden, what is really
tifications would be, by that very discovery, shown to be false. And false appears to be true, the relationships appear symmetrical, and
although it might then be fair to claim that the true theory had seen yet the vocabulary used to describe them is different. While truth
off its rivals or driven them underground, it simply would not make appearing as falsehood is an example of falsehood hiding the truth or
sense to speak of the true theory concealing or disguising the others. of truth being concealed (or concealing itself ), when falsehood
By the same measure, it is hard to conceive of any situation in which appears as truth, the situation is usually described not as falsehood
truth would be hidden by the revelation of falsehood for what it was. being hidden by (or hiding itself in) truth, but as falsehood pre­
If I determine that the cat is not sitting in the window, the cat on the tending to be truth. If the pattern were symmetrical we would
mat is not thereby automatically revealed to me, but it is no more speak as easily of the truth pretending to be false as we do of the hid­
hidden than before. In most cases the discovery of falsehoods will denness of truth, but we do not. Does this linguistic difference
gradually result in the uncovering of truth, as the truth emerges reveal or disguise some asymmetry in the relationship?
through the process of elimination (the sequential revelation of false­ One possible answer to this question is provided by Austin's
hoods). It is, of course, conceivable that the discovery of falsehood analysis of pretending.Responding to the idea that pretending to be
might distract from some adjacent truth, just as the revelation of something (or someone) necessarily involves not really being what
truth might lead one to give the benefit of the doubt to some nearby you pretend to be, Austin argues that the essential relation in pre­
falsehood. But such innocence or guilt by association is not a conse­ tence is not between the pretence and the reality to which the
quence of the discoveries themselves, only of a mind running on pretence approximates, but that between the pretence and some
beyond what can legitimately be inferred. other reality which the pretence disguises. Thus, according to
Spenser's plot may have been the only one available to him in so Austin, successful pretence almost invariably involves hiddenness,
far as truth or falsehood revealed will always eventually reveal the and although in English (unlike Latin) it is not necessary to refer to
other, but was it also necessary for him to suggest that they are usu­ that which the pretender is hiding, "The essence of the situation in
ally hidden together? And if so, does the hiding of falsehood involve pretending . . . is that my public behaviour is meant to disguise
the hiding of truth, the hiding of truth the hiding of falsehood, or some reality." 15 In other words, "To be pretending ... I must be
both? If the former, it suggests that in Spenser's allegory we can read trying to make others believe, or to give them the impression, by
Hidd e n n e s s 9
8 S e e i n g T h i n g s Hidde n

that pretending consists in, or causes hiddenness, or just that pre­


means of a current personal performance in their presence ...that
tence presupposes hiddenness? Pretending not-to-be may be
I am (really, only, &c.) abc, in order to disguise the fact that I am
equivalent to hiding, but pretending itself seems to involve hiding
really xyz."16
Put this way, Austin might be taken as saying that hiding is merely without actually causing something to be hidden. For example, pre­
tending to be well is not quite the same as disguising the fact that you
the purpose of pretence. But he clearly means more than this.
Imitation for the sake of deception does not of itself constitute pre­ are sick. Not only can you disguise your sickness without pretend­

tence. So, to use one of Austin's examples, if, when surprised in the ing to be healthy, but pretending to be healthy does not necessarily
hide your true condition, although, if the pretence is to be more
course of a nocturnal raid on your goats, I merely snarl and bound
away into the bush, I cannot be said to be pretending to be a panther than a feeble imitation of well-being, it does require your illness to

because "for it to be a clear case of pretending I, my human person, be concealed. Similarly, in the examples Austin discusses, pretend­
17
must remain on the scene to be hidden under the pretence". On the ing does not effect the hiding of truth but presupposes its

other hand, ifl "slink about the kraal with menacing grunts", it will hiddenness. The burglar pretending to clean windows (and actually

be a clear case of pretending: I will be acting in such a way as to hide cleaning them in the process) does not hide the fact that he is noting

my humanity beneath a simulated panterity. the valuables inside the house by cleaning the windows. The fact that

According to Austin, "in a pretence ...there is at least something he is noting the valuables is already disguised, and if he were noting

that has to be hidden", 18 and the pretence must involve a serious them openly rather than surreptitiously, he would not be pretending

attempt to hide it. (Although I may imagine that I am a panther to clean the windows at all, but rather noting the valuables and
while cycling to work, I am hardly in a position to pretend to be cleaning the windows. Similarly, when Austin refers to someone

one.) So even on occasions in which the pretence does not conceal hiding their humanity beneath a simulated panterity, he is assuming

a direct negation of what appears to be the case, some other truth is that their humanity is already hidden by the darkness of the night.In

hidden.However, what is pretended is often simply the negation of broad daylight, slinking around grunting is no more pretending to be

what is true. And in such circumstances, what appears to be true is a panther (as opposed to imitating a panther) than (to use another of

actually false, and what is actually true is hidden by the very act of Austin's examples) sleeping at a party is pretending to be a hyena

pretending that what is not true is the truth. Austin's analysis sug­ (even a sleeping one).

gests that although we use "pretending" to describe the appearance What this seems to suggest is that rather than pretending consist­

of something false as true and ''hiding" to describe the appearance of ing in or causing hiddenness, we can make no sense of pretence

something true as false, there is no real distinction between the two without assuming that the truth is already hidden. In other words, the

situations.Pretending always involves hiding, not the hiding of false­ hiddenness of falsehood does not hide the truth, it fills the void left

hood but the hiding of truth. by the hiddenness of truth. Austin himself notes that it is "easy to pre­

However, Austin is rather unclear on the question of what exactly tend to be sitting on a certain chair when it is half concealed behind

he means when he says that pretending involves hiding. Does he mean a desk, less easy if it is in full view", 19 but the full force of the
10 Seei ng Th i n g s Hid den H idde n n e s s 11

observation is lost. Unless the truth is hidden, pretending is not just From human observation, as ifyet
difficult but impossible. If you are in full view of numerous Primevalforests wrapped thee round with dark
observers, you cannot pretend to sit in your favourite chair without Impenetrable shade. 20
. .

actually doing so, in which case you are not pretending to sit in it but
actually sitting in it.When analysed, the notion of hiding a falsehood This habitation, whose position in a seemingly wooded valley recalls
proves impossible to use without invoking the hiddenness of truth, Archimago's hermitage, is nevertheless no "hidden cell" but a place
and even then falsehood does not hide the truth; the truth has first to open to the light of day, and as such embodies the poet's stated ideal
be hidden before any of the practices of pretence become possible. of a life "Sheltered, but not to social duties lost, I Secluded, but not
Spenser's insistence upon wrapping Truth in multiple layers of obscu­ buried."2 1 But the imagined space of the ideal life is soon inverted
rity was, it transpires, the only way of giving the multiple deceptions when the Solitary offers another perspective on the previous day's
that follow any allegorical plausibility.The mythical affinity of truth discourse.Standing in the churchyard, he juxtaposes the secrecy of
and hiddenness seems to have some foundation: not because truth is the open life with the open secrets of death by imagining what it
always hidden, but because only the truth can be hidden. would be like

. . . if this mute earth


The Varieties of Hiddenness Of what it holds could speak, and evezy grave
Were as a volume, shut, yet capable
Although what is hidden may always be the same, there may be Ofyielding its contents to o/e and ear. 22
more than one way to hide it. Hiddenness has its varieties, and for
mountain walkers these variations seem to present themselves as a Where the cottage is "Open ...but veiled I From human observa­
natural topic for meditation. In a landscape that seems to promise tion", the dead are imagined as buried but communicative, like a
undistorted access to a truth free from deception the difficulty of book that is shut and yet still legible.
gaining a complete and unchanging perspective only becomes more The difference between the two is revealing. Although the view
apparent.It comes as no surprise to find that Wordsworth, seeking of the cottage is not restricted by any physical obstacle, it appears to
the truth in the solitude of the mountains, makes hiddenness a con­ the viewer as though it were: there is nothing to cast a shadow,
stant refrain, and in the fifth book of The Excursion offers a sustained yet the cottage still appears to be in the shade. In contrast, in the
meditation on its varieties. The book begins with Wordsworth's churchyard there is something tangible blocking the view; the dead
rhetorical farewell to the Solitary's cottage, which is are removed from sight because they are physically buried under the
ground. But just as the covers of a book conceal its contents yet
To the still iriflux if the morning light recall its content to someone who has previously read it, so the
Open, and day's pure cheeifulness, but veiled silent earth somehow echoes with the voices of the dead. It is as
Hid den nes s 13
12 Seeing Thi ngs H idde n

exemplify two of the four possible modes of perceptual experience


though the dead are revealed not despite but because of their con­
(and non-experience) shown in the matrix below.
cealment. As the Pastor later remarks, "they whom death has hidden
from our sight I Are worthiest of the mind's regard", for they have
made the transition "that shows I The very Soul, revealed as she imperceptible perceptible

departs.'123 insensible unexperienced concealed


Wordsworth's implied opposition between the cottage and the
grave seems to be generated by the separation of sensation from sensible disguised experienced

perception. W hereas the cottage is sensible but unperceived, the


dead are perceived but not sensed. In order to make use of this As far as perceptual experience is concerned, something neither

implied distinction, it is helpful to clarify the terms, not least sensible nor perceptible is simply unexperienced, while something

because the words involved are sometimes used in different ways. both sensible and perceptible is clearly an object of perceptual exper­

Sensation is here used to refer to raw experience without or prior ience. Something sensible but imperceptible might be thought of as

to any epistemic or cognitive component. The cottage is sensible in being disguised, i.e. an object of sensory experience that eludes per­

that it is a possible object of visual experience, and the dead are ception because it appears absent or other than it is, while something

insensible precisely because, having departed the sensible world perceptible but insensible might be thought of as concealed, still

and become immortal souls, they are no longer objects of sensory present but covered up so that it is not accessible to the senses at all.24

experience. In contrast, perception is here used to refer to a dis­ If we consider perception to be a discriminatory cognitive event,

criminatory cognitive experience with an epistemic content, an then many of our encounters with hiddenness are liable to be of this

experience that is at least logically distinct from that of sensation. kind. But even then perception is not the only level at which we may

The dead are perceptible in that through memory, intuition, or experience hiddennness, for it also possible to perceive something

some form of extra-sensory perception they remain objects of without recognising what it is that you are perceiving.Some of the

knowledge despite their removal from the realm of the sensible. more commonplace examples of hiding are best articulated in these

But the cottage is veiled, not because it is beyond the range of sen­ terms. However, the modalities of hiddenness created by the dis­

sory experience, but because it cannot be perceived; in other junction between perception and recognition are essentially the

words, whatever sensory experiences it might give rise to in an same as those formed by the disjunction of sensation and perception.

observer surveying the valley, that observer would never move


from experiencing those sensations to the experience of looking at unrecognisable recognisable

a cottage. imperceptible unknown concealed


Hiddenness arises in cases where we sense something but do not
perceive it, or when we perceive something but cannot sense it. In perceptible disguised known

the cases discussed above, the cottage and the grave would seem to
14 S e e ing Things Hid d e n Hid d enne s s 15

It is this form of the distinction between concealment and dis­ become known if it reappeared, so we naturally and correctly con­
guise that is the key to Poe's famous story "The Purloined Letter", clude that the letter is currently being concealed by the thief.
which relies for its effect on a simple trick designed to make the It would seem to follow from the fact that D- is concealing the
reader discount one of the two forms of hiddenness. Poe's descrip­ letter and that (as the police also deduce) the letter is in his house,
tion of the way in which the letter's recipient successfully hides the that the letter is concealed in his house. So, having successfully
letter from the "exalted personage from whom especially it was her demonstrated that the letter occupies a definable but concealed
wish to conceal it" neatly illustrates this distinction between con­ space, G- tries to deploy the same logic in the search of D-'s
cealment and disguise: house. The police therefore start with the furniture, looking for
secret drawers that occupy a measurable but invisible space within a
After a hurried and vain endeavour to thrust it in a drawer, she cabinet: as G- explains, "There is a certain amount of bulk - of
was forced to place it, open as it was, upon a table. The space -to be accounted for in every cabinet. ... The fiftieth part of
address, however, was uppermost, and, the contents thus a line could not escape us."28 But despite such efforts nothing is
unexposed, the letter escaped notice. 25 found.
As Poe's detective, Dupin, observes, the complete failure of the
But not by everyone, for the thief, the Minister D-, although he search for the concealed letter showed that the police "in searching
cannot physically see anything concealed from the "exalted person­ for anything hidden, advert only to the modes in which they would
age", nevertheless sees through the disguise: "His lynx eye have hidden it". 29 Their mistake, as Dupin's own investigations soon
immediately perceives the paper, recognises the handwriting of the confirm, was to look for a letter that had been concealed rather than
address, observes the confusion of the personage addressed, and disguised. The letter had been in front of the police all the term, the
fathoms her secret."26 sole letter in a card-rack hanging from the mantelpiece, but "the
Given that the letter is first hidden by its recipient not through letter had been turned, as a glove, inside out, redirected and
being imperceptible, but through being unrecognisable, why does resealed". 3 0 Because the letter constituted a recognisable absence
the reader not immediately guess that the letter is subsequently within the thief's plot, the police also sought to recognise it as an
hidden by the thief in the same way? The answer is that Poe first absence in his house, and thus completely failed to register its pres­
establishes that the thief has hidden the letter through an analysis that ence. The fact that the letter was now turned inside out was enough
deploys the logic of concealment to the exclusion of disguise. As for them to misidentify it as just a letter, rather than as the hidden
G-, the Prefect of Police, explains, the stolen letter occupies a letter. Like a child repeatedly trying to pull apart the inner of two
definable space within known boundaries: it was stolen from under Russian dolls, the Prefect of Police cannot imagine that something
the eyes of its recipient, and if it passed out of the thief's possession, may be twice hidden but only once concealed.
the results would be instantly sensible. 27 The letter is recognisably The degree to which we think of hiddenness as being at a cogni­
absent in that it was known before it disappeared and would quickly tive rather than an experiential level is liable to depend partly on our
16 S e e ing T h i ng s H i d d e n Hiddenness 17

understanding of perception itself (if we suppose perception to you require persuasion on this point, conduct an experiment. Are
involve the relay rather than the discrimination of sensory informa­ you hiding at the moment? If not, then hide. It is easy enough in the
tion, then experiences of hiddenness are more likely to be library, but if you are sitting alone in your study, what can you do?
interpreted in cognitive terms) and partly on the kind of thing we You can always get under the desk, but getting under a desk is not
are dealing with. W hen we encounter things in the world as hidden, quite the same as hiding under a desk. If you are expecting an unwel­
then their hiddenness is liable to be an experiential problem, but, if come visitor and get under the desk you are certainly trying to hide,
having ideas before the mind is like having a percept, our inability to but if no one comes in will you then be hidden under the desk, or
grasp ideas or recognise the truth is liable to be primarily an expe­ just in an awkward position? Similarly, if you put on a wig in the pri­
rience of cognitive hiddenness. Nevertheless, the two modes of vacy of your bathroom are you then disguised, or can you only be
hiding are formed in the same way at both levels and, in most cases, said to be disguised (as opposed to wearing a wig) when you appear
there is no need to specify at which level concealment or disguise is in front of people who might potentially recognise you? If you went
operative.Not only is it notoriously difficult to determine the pre­ somewhere where it was certain that nobody could recognise you,
cise point at which the experiential turns into the cognitive, but the could you disguise yourself at all?
vocabulary of hiding makes no distinction between purely experi­ Hiding seems to involve someone else's potential experience
ential and purely cognitive hiddenness, for hiddenness always and knowledge, and not just their logically possible knowledge, but
involves both experience and cognition: concealment involves a lack knowledge that is unrealised only as a result of some contingency.
of experience to match the corresponding cognition, while disguise On this basis, it is possible to differentiate the hidden from the
involves a failure of cognition to match up to experience.The phe­ unknown or unexperienced. The totally unknown or unexperi­
nomenon of hiddenness is created by an imbalance between the enced, something of which nobody has had the slightest inkling
experiential and the cognitive somewhere on the continuum either sensually, perceptually or cognitively, is just that: unknown
between the barely experienced and the fully cognised. and unexperienced. It is not just redundant to say that before its dis­
covery the land mass of Antarctica was hidden from human
observers, it is misleading as well, for there is simply no answer to
Hidden Kn owledge natural questions like "Who precisely was it hidden from?" (people
looking south?), "How was it hidden?" and so on. A land mass
Hide and Seek is not a game you can play successfully by yourself, extending further than the eye can see might be said to be hidden
but it might seem that both activities could at least be pursued sep­ from view because it is continuous and no end is in sight, but it
arately. However, this is not the case: you can seek without there makes no sense to say that beyond the limits of the known world
being anyone to hide from you (although you may not find very there is a hidden world unless the known world gives us some indi­
much), but you cannot hide without there being someone to look cation of what is beyond it. Something that is known to no one may
for you. Hiding is only possible relative to a potential observer. If need to be at least partially experienced in order to be hidden, but
18 Se eing Th i ng s H id d e n Hidd e n n e s s 19

what about something that is known to one person or persons yet involves the relationship between what an observer could know and
unknown to others? It seems clear that something known to one what she does know, and it assumes that the observer knows less than
person can be hidden by her from other people, and hidden in such she might. However, this may not be an altogether satisfactory defi­
a way that it is not merely disguised or concealed from others but nition for it fails to convey the sense that hidden knowledge is not just
totally unknown and unexperienced by them. So although some­ unrealised knowledge but frustrated knowledge.
thing hidden in this way must be potentially accessible to the Ryle separated perception verbs into those which describe tasks
observer(s) from whom it is hidden, it may nevertheless be com­ and those which describe related achievements, such as "looking
pletely unexperienced by them. But what about something hidden and seeing", "listening and hearing". 3 1 One way of thinking about
without human agency, something which, without anyone's having hiddenness might be to see it as an aberrant example of just such a
attempted to restrict people's knowledge, is nevertheless experi­ pair. Although it is possible to find without seeking, finding is usu­
enced and known to some but not to others? Obviously something ally not an activity distinct from seeking but the successful outcome
cannot be said to be hidden from someone who does not experience of seeking, just as hearing represents the successful outcome of lis­
it unless they are in a position to do so. (What I know is almost tening. Not all tasks are successful - "shooting and missing"
all unknown to Chinese farmers and what they know is almost all represents a similar pair but describes an action and a corresponding
unknown to me, but these things are not hidden. ) If two competent lack of achievement. But there are some achievement words for
observers are both in an equally good position to apprehend some­ which there is no corresponding task because their achievement is
thing, but it is experienced or known to one and not the other, the non-achievement of someone else's task. Hiding, like eluding
then it is natural to say that what is unknown or unexperienced is and deceiving, is an achievement word relative to someone else's
hidden from the person who does not know it. However, this situ­ seeking (if you are eventually found you are no longer hidden, but
ation is unusual for it must be distinguished from the more you are hiding for as long as you are not found; when caught you are
commonplace cases of something being concealed from one person no longer eluding your pursuers, but you are until you are caught).
but not from another, and of something being disguised from one However, hiding, unlike eluding, is not simply the non-achievement
person but not another. of someone else's seeking. Essential to the concept of hiding is the
If something hidden must be both potentially knowable and at idea that someone's quest was not merely unsuccessful but frus­
least partially experienced by someone, this suggests that hidden- trated in the sense that its defeat is inextricably linked to the
/ ness is not a quality independent of knowledge, but rather a function proximity of achievement. If something is hidden, then its know­
of it. If everything were fully known to everyone nothing would ability is restricted so that it is knowable only to specific individuals
be hidden, and if no one knew anything whatsoever nothing would be or so that it is known only in specific respects. Its degree of hidden­
hidden either, just unknown. Hiddenness therefore presupposes not ness is therefore the difference between how it might be known
just incomplete knowledge but incompleted knowledge, knowledge and how it is known. If something is hidden from you, it is not
that is less full than it might be, perhaps than it ought to be. It because truth has eluded you and is unattainable, but because truth
20 Se e i n g T h i n g s Hidd e n H i d d e nn e s s 21

i s flirting with you, simultaneously offering and withholding, or confidently expected to be able to perceive individual faces and to
keeping herself from you while giving herself to others in your recognise one familiar countenance amongst them. Just as recognising
presence. that they were there (on the basis of other information) and sensing
Expressed in terms of the model of hiddenness given above, we them physically but not actually perceiving them would not amount to
might say that hiddenness involves not just any imbalance between the seeing them in the crowd, so sensing them without recognising
experiential and the cognitive, but an imbalance at a point where that they were there would not amount to an experience of their
parity might be expected. Articulating hiddenness in terms of the
hiddenness.
disjunctions between sensing and perceiving, and perceiving and
recognising, seems appropriate precisely because perception is the
achievement we might naturally expect from sensing, and recognition Necessary Hiddenness
is the achievement we might expect from perceiving. But where we
pull the activity and the achievement further apart we might be more As the story of the purloined letter shows, concealment and dis­
wary of saying that an imbalance really amounted to hiddenness. This guise are usually independent of one another. Something may
is a subtle point, for it might be supposed that all the relationships on
be disguised without being concealed, and concealed without being -
the continuum from experience to cognition were transitive. Most disguised. When hiddenness is layered, like the proverbial "mystery
forms of perceptual knowledge would suggest that they were, but wrapped in an enigma", the form hiddenness takes at one level need not
not only are there some percepts (e.g. imaginary forms) for which we
determine that above or below. A mask may conceal a disguise, a dis­
do not have corresponding sensations and some (e.g. unfamiliar
guise the faceless mask beneath. But there are also circumstances in
objects) which we cannot recognise; even where transitivity might be
which disguise and concealment seem to imply one another. To under­
assumed we do not necessarily expect it . In sensing things we do not
stand how this might work, it is worth considering Jastrow's famous
recognise and recognising things we do not sense we do not have
duck-rabbit.
quite the same feeling of frustration, for we are prepared to allow that
on the long journey from pure sensation to recognition things may go
astray. For example, if someone is "hidden" in a distant crowd of
people, but neither concealed from view by other bodies nor made to
appear other than they would normally be, then we might want to say
that they are unnoticed rather than hidden. Even if they were sensible,
not being able to recognise them right away would not suggest that
they had been hidden in the time before they were spotted, and even
Stanley Cavell's account of seeing the duck-rabbit either in its
if they were never noticed, that would be all there was to it. We duck-aspect or in its rabbit-aspect neatly illustrates the way in which
would subsequently ask, "Where were you hidden?" only if we
one aspect disguises the other:
22 Se e i ng T h i ngs H i d d e n H i d d e nne s s 23

We may say that the rabbit-aspect is hidden from us when we which is something we could d o without being able to perceive
fail to see it. But what hides it is then obviously not the picture either of them and (as I have argued above) without there being
(that reveals it), but our (prior) way of taking it, namely in its anything hidden at the cognitive level. Recognising a duck and
duck-aspect. What hides one aspect is another aspect, some­ a rabbit means looking at the drawing and recognising the duck or
thing at the same level. 32 rabbit not just as a duck or rabbit but as a duck and a rabbit. How
could this happen? If we can alternately recognise the rabbit and the
Seeing the duck-rabbit as a duck hides the rabbit not because the duck and we are habituated to the switch, we are liable to find that
rabbit becomes insensible - in seeing the duck you are necessarily recognising the duck or rabbit may be a less exclusive experience
sensing all that is to be sensed of the rabbit - but because the rabbit than we first supposed. Especially if viewed in circumstances sug­
becomes imperceptible. gestive of its simultaneous duality, noticing a duck or a rabbit in a
When we see (i.e. sense and perceive) the duck, the rabbit is dis­ duck-rabbit drawing may no longer be quite the same as noticing
guised, and when we see the rabbit the duck is disguised. It is also a duck in a duck-drawing or a rabbit in a rabbit-drawing. Without in
possible to look at the drawing without seeing a duck or a rabbit, in any sense starting to perceive some sort of hybrid species or getting
which case the duck or rabbit is disguised, not by the other but by double vision, you may nevertheless recognise something distinctly
the drawing itself. The one thing we do not seem to be able to do is rabbity about the duck, something duck-like about the rabbit. Asked
sense and perceive the duck and the rabbit at the same time. Being to identify the drawing you may perceive one or the other but still
familiar with trick drawings of this type, we may not just recognise unhesitatingly and truthfully say, "That is a duck and a rabbit."
but even perceive the drawing as a duck-rabbit drawing, although If this seems difficult to imagine, think about someone you know
we are not then seeing a duck and a rabbit, only a drawing of the par­ better than you do the duck-rabbit drawing, a friend or relative per­
ticular kind that disguises a duck or a rabbit. Throughout these haps, and consider the phrase "she seems to be her old self ". Its use
transformations, our sensation of the drawing itself remains con­ presupposes that the person in question has changed, and changed to
stant. Indeed, we can hold the drawing in front of our eyes and such an extent that you can distinguish her "old self " from her cur­
oscillate between the various possibilities more or less at will with­ rent way of being. However, in recognising the "old self", you are
out ceasing to look at the drawing or to sense it in the same way. We not implying that your acquaintance has switched personalities and
may not be able to see everything at once, but there is no one thing that her "new self" has become temporally imperceptible, still
we perceive that we cannot also sense, so although more than one less that she now physically resembles the person that she once was
thing is disguised in the drawing none of them is concealed. (physically, she may not have changed); you are simply recognising
However, it may be argued that we can recognise something the presence of something once known but subsequently obscured,
concealed in the drawing in a way that cannot be perceived, namely something which, as your comment implicitly acknowledges, is not
a duck and (i.e. plus) a rabbit. This is not just a matter of being able now there to be perceived, but can still be recognised in addition to
to specify which two animals the duck-rabbit inscription represents, the "new self" by someone who knows what they are looking for.
24 S e e i ng T h i n g s H i d d e n H i d d e nn e s s 25

The principle is the same with the duck-rabbit, except that the This pattern o f inescapable hiddenness i s more commonly

timespan involved is so contracted as to be virtually instantaneous. encountered in words than drawings. Take a word with at least two

Perceptually switching from duck to rabbit may lead us to feel at a unconnected meanings, like "port". If in context it means the place

cognitive level that the rabbit does not go away when we see the where ships dock, then even though the inscription itself is right in

duck, and that when seeing the duck we can still recognise the rabbit front of you it will not even suggest a fortified wine, and nothing of

that we were seeing a moment before. But, if so, where is it? its other meaning(s) will be perceived. However, provided that you

Whatever else it may be, the duck-rabbit is not a drawing of a duck are conversant with both meanings of the word, there is no reason

and a rabbit. The rabbit we recognise is not therefore something we why, in an appropriate context, you should not alternate between

perceive when we are perceiving the duck. Rather it is recognised in the two, as in Pope's couplet:

the duck, which we now see not as an independent duck but as the
only perceived manifestation of a duck and rabbit. So when we say that Where Bentley late tempestuous wont to sport
the duck takes on something of the rabbit aspect that was previously In troubled waters, but now sleeps in port. 33
noticed, we do not mean that it starts to look like a rabbit, just that we
are not recognising it as a duck but as a duck and concealed rabbit. All puns depend on precisely this possibility. Unless both meanings

The argument seems to have taken a paradoxical turn. Have can be perceived the pun just will not work. If we have to work out

we not just stated that when the duck-rabbit is perceived as a one of the meanings (as we might in the case of a multilingual pun

duck we can still sense a rabbit even though we do not perceive it? employing a language with which we are not entirely familiar) we

So if we then recognise a duck and a concealed rabbit, have we sud­ would not have got the pun, and we still would not get it, even if

denly stopped sensing what is still in front of our eyes? No, but we we then recognised, but could not perceive, both meanings.

are not sensing a duck-and-rabbit - just a duck-or-rabbit - and if in However, unless both can be recognised simultaneously, the pun

perceiving a duck or a rabbit we recognise a duck and a rabbit, will not work either. If the word "port" entirely lost its maritime

unless something magically appears before our eyes we have started aspect on acquiring its alcoholic aspect we would be as unimpressed

to recognise something that is partly imperceptible and insensible as as we would be if the couplet ended with the unambiguous " ... but

well.The intriguing thing about the duck-rabbit is that we cannot now sleeps in wine". If we read Pope's couplet successfully we do

see both the duck and the rabbit at the same time and in the same not ask which sort of port is meant, or go back and forth between

way.At an experiential level we can sense both at the same time and two alternative perceptions; we recognise both meanings at the

in such a way that one is perceptible and the other disguis�d, and at same time. But if both meanings are recognised simultaneously,

a cognitive level we can recognise both at the same time in such a how does the pun differ from a couplet ending " ... but now sleeps

way that one is perceptible and the other is concealed. But in harbour and fortified wine" or ". . . but now sleeps in port and

whichever way we move on the continuum of experience and cog­ port"? The meaning may be the same but there is only one word to

nition something is always hidden. express it, one word that does not mean "harbour and fortified
26 Se eing Things H idde n H idde n n e s s 27

wine" but means either harbour or fortified wine, one ambiguous sensible and perceptible a s both square and circular. I t might be
word read as a synecdoche. supposed that the square circle is always in some way hidden. Is it,
perhaps, like the duck-rabbit, always either disguised or partially
concealed with the result that it is never possible to see all of it at
Hiding th e Unknowable once? Try drawing or imagining a square disguised as a circle. What
do you see? The circle that is disguising the square. So in what way
One consequence of the account of hiddenness given above is that is the unseen square sensible (to your eyes) or perceptible (to your
the unexperienced and the unknown prove to be categories as mind's eye)? If the square is disguised there should be some point at
distinct from the hidden as the fully experienced and the fully which its squareness is wholly or partially visible. But you cannot
known. However, this does not mean that the unexperienced or even see a single straight line or right angle.The only thing that you
unknown cannot be hidden any more than that the experienced can see is a circle, so the square is not just disguised but completely
and the known cannot be hidden, only that becoming hidden must unknown.And since the square cannot be disguised in the circle, it
involve ceasing to be unexperienced or unknown.Just as for some­ is impossible to imagine how we could ever come to suppose that
thing fully known going into hiding involves becoming less the circle we see was actually a circle and concealed square rather
knowable, so for something unexperienced or unknown hiding than just a circle.
involves becoming more knowable. In other words, being hidden In the square-circle, we have an example of something that seems
does not involve going into hiding, but coming into hiding. This is to be unknowable, but unknowable in a distinctly different way to
less paradoxical than it sounds. It simply means that when something the duck-rabbit. The duck-rabbit could never simultaneously be
becomes partially or selectively known the process of becoming known as both a duck and a rabbit, only as a duck or a rabbit that dis­
accessible to knowledge is simultaneously a coming into hiding. It guised or concealed a duck or a rabbit. In contrast, the
would seem to follow from this that something that was not merely square-circle, which can also never be known simultaneously as
unknown but unknowable could never be hidden. Since only truth both a square and a circle, can be known only as a square or a circle
can be hidden, those who deny that there are unknowable truths will and an unknown square or circle.So although both the square-circle
naturally conclude that it is doubly impossible for something and the duck-rabbit are unknowable in the sense that neither can be
unknowable (and thus without a truth-value) to be hidden. known simultaneously in both aspects, the duck-rabbit is unknow­
However, before reaching this conclusion it is worth considering able only in the sense that it is necessarily hidden, while the
what unknowability is and how it differs from necessary hiddenness. square-circle is unknowable in the more absolute sense that it can
The inescapable hiddenness of the duck-rabbit can be thrown never be known at all.
into relief by comparison with something that superficially sounds The different types of unknowability exemplified by the
rather similar, like a round square or a square circle. A square-circle duck-rabbit and the square-circle suggest that differing answers
is a single shape that is simultaneously and in the same respect must be offered to the question of whether the unknowable can be
28 S e e i n g T h i ng s H i d d e n H i d d e nn e s s 29

hidden. In the case of the duck-rabbit, the question is redundant, contradictories in theology, we must previously consider them
for the duck-rabbit is necessarily already hidden. But in the case of in their infinitely simple principle in which there is no differ­
the square-circle, which is absolutely unknowable, hiding, if it is ence between distinction and non-distinction.36
possible at all, must mean something rather different. For a
square-circle to be hidden, the unknown square or circle would However, as h e implicitly acknowledges, accepting contradictories
have to be disguised or concealed; in other words brought from creates difficulties of apprehension for the human intellect.Nicholas
absolute unknowability into hiding. Hiding something unknowable makes no attempt to explain how the line that is a triangle, a circle
must therefore involve revealing it. and a sphere might be seen, but this figure that is multiple figures
Ducks and rabbits are mutually exclusive species of incompatible would appear to present the same difficulties as the Face of faces
appearance, and yet, with the duck-rabbit there is a single inscrip­ described in De Visione Dei. Just as Wittgenstein would later suggest
tion, the duck-rabbit, which is perceptibly a duck or a rabbit and that a contradiction "looks in both directions like a Janus head", 37 so
recognisably a duck and a rabbit. Before Jastrow, someone might Nicholas uses the analogy of an icon whose gaze appears to follow
easily have tried to imagine such an inscription and assumed that one around the room, and so appears to be facing east to someone
there could not be one.34 But all that was needed for what had once looking from the east, and facing west to someone looking from the
been unimaginable to become reality was for someone to make the west. To Nicholas this suggests that God's face might be seen in a
duck-rabbit inscription. Could something comparable occur for potentially infinite number of incompatible ways:
the square-circle? It seems impossible, but, in De Docta Ignorantia,
Nicholas of Cusa claims (not very convincingly) to have discovered just as the bodily eye, in looking through a red glass, judges as
something similar - a possible inscription not of a square circle, but red whatever it sees, and as green whatever it sees looking
of a triangular one. through a green glass, so each mental eye, cloaked with con­
Attempting to convey some idea of the divine through the use of traction and affection, judges You, who are the object of the
mathematical symbols, Cusa sets out to explain how God can be mind, according to the nature of the contraction and the affec­
both three and one by examining the way in which it might be pos­ tion. A man can judge only in a human way. For example,
sible for a circle, symbolising unity, to be a triangle, symbolising when a man ascribes a face to You, he does not seek it outside
trinity.The answer, he suggests, is to conceive of both as an infinite the human species. . . . [but] if a lion were to ascribe to you a
line, for at infinity shapes converge.35 The claim that there is a figure face, he would judge it to be lion like; an ox oxlike; and an
which is both a triangle and a circle is just one Nicholas's many eagle eaglelike.38
examples of the way in which contradictory attributes may be rec­
onciled, in accordance with his belief that In each of these faces the Face of faces may be seen in what Nicholas
terms "a veiled and symbolic manner". Translated into the cate­
instead of regarding distinction and non-distinction as gories outlined above, we might want to say that although God's face
30 S e e i ng Things H i d d e n Hiddenness 31

may be sensed by all, each can perceive only what their particular Applying this argument to the triangular circle it quickly becomes
identity and position allows them to perceive, with the result that apparent that Cusa's account of necessary hiddenness parallels that of
what they perceive is only ever an infinite fraction of what might be the duck-rabbit. According to Cusa there is an inscription, an infi­
perceived.The face of the icon seen from the east is the same as that nite line, which is both a triangle and a circle ( just as the duck-rabbit
seen from the west, but perception of one excludes perception of demonstrates that there is an inscription which is both a duck and a
the other. rabbit). This might be apprehended as a circle or a triangle or a line
However, just as it seemed possible that the duck-rabbit could be but not all of these things simultaneously, and if you do try to see all
perceived as a duck and a rabbit where one (or both) were dis­ simultaneously you will only meet with a concealment.Rather than
guised, so this ox-eagle-lion-faced deity can be recognised more simply revealing the triangular circle, the infinite line marks the
fully on the assumption that it is concealed. limit of our attempts to imagine it. Cusa's discovery of something
As Nicholas describes it, moving beyond the partial apprehension that would make the impossible true therefore appears to be a hypo­
of the Face of faces as one of its faces does not lead to the appre­ thetical example of the unknowable coming into hiding, a hiding that
hension of all faces but of none. Seeing the Face of faces in anything is not a prelude to full discovery, but a necessary hiddenness.
other than a veiled fashion (i. e. as a single face) involves entering an
"obscuring mist, haze, darkness, or ignorance" in which "there is no
knowledge or concept of a face". 39 This obscuring mist reveals God's Unknowa b le True C ontradi ct i ons
face rather in the way that the darkness that clouds the gaze reveals
the full light of the sun to someone staring directly at it, 40 and the For Nicholas of Cusa the divine coincidence of opposites and the
implication that the contradictory nature of the divine can be fully hiddenness of God are not two separate doctrines but one, for the
recognised only as concealed is made more explicit when Nicholas former implies the latter. This twin concern with the contradic­
concludes that God "cannot be seen elsewhere than where impossi­ toriness and unknowability of God, which re-emerges so
bility appears and stands in the way".This impossibility, or obscuring provocatively in the writings of Pascal, may therefore be seen not so
mist, is then likened to a wall: "I have found the abode wherein You much as a mystical obfuscation, but as the natural way to charac­
dwell unveiledly - an abode surrounded by the coincidence of con­ terise the ontic and epistemic status of something at the very limits
tradictories. And [this coincidence] is the wall of Paradise, wherein of human comprehension. But is this concern with hidden contra­
you dwell.»-41 dictories of any relevance beyond the mystical tradition? Many
Cusa's argument may therefore be summarised as follows. In people would answer confidently in the negative, for the category of
God contradictories are reconciled, so there are true contradic­ the unknowable true contradiction is constituted by the intersection
tions. Such true contradictions may be apprehended in one aspect or of what might appear to be two empty categories, unknowable
another.If, however, one attempts to apprehend the coincidence of truth and true contradiction. However, in the rest of this book, I
contradictories together one apprehends only their concealment. shall be arguing that the coming into hiding of unknowable true
32 S e e i ng Th i ng s H idd e n
H idde n n e s s 33

contradiction is a characteristic feature both of apocalyptic as a


thorough, i.e. if they knew all of those things that were logically
genre and of late modernity as a social and cultural formation. So,
implied by their actual knowledge. In other words incompletable
although this book does not set out to prove that there are unknow­
knowledge is knowledge that would be impossible to have simulta­
able true contradictions, only that there are thought to be such
neously or would be impossible for a particular individual to have
things, it may be useful to indicate why unknowable truths and true
simultaneously. Unknowable truths, like other things hidden, may
contradictions might not be considered as improbable as they some­
thus include both the selectively knowable and the partially know­
times are, and finally to argue that, if they do exist, true
able.
contradictions are less accessible to knowledge than their propo­
Arguments in favour of the acceptance of true contradictions
nents suppose.
have been advanced by a number of philosophers, notably Graham
The rejection of unknowable truth is usually the outcome of a
Priest.44 The issue here is not that true-seeming contradictions are
chain of reasoning that goes something like this: since all truths are
impossible to generate from valid premisses, but rather that, accord­
meaningful, and meaningful statements are verifiable, and verifi­
ing to classical logic, such contradictions are impossible to accept as
able statements knowable, all truths must be knowable as well.
true. For example, if we allow the seemingly unobjectionable sup­
However, as Roy Sorensen argues in Blindspots, there seem to be
position that some classes are members of themselves and others
some straightforward counterexamples to this generalisation. For
not, it follows that there is a class, namely the class of all classes
example, if modesty is the underestimation of one's self-worth, no
which are not members of themselves, which both is and is not a
one who is modest can know that they are modest without thereby
member of itself.Logical paradoxes like this are only the most clear­
being immodest. So although it is surely true that at least some
cut examples of the many situations in which apparently sound
people are modest, none of them can know it, for the truth is nec­
arguments produce contradictory conclusions. Others may be gen­
essarily hidden from them.42 Sorensen calls these areas that are
erated in the field of law. Suppose the law specifies that at crossroads
inaccessible to knowledge (or other propositional attitudes)
older drivers have priority over younger drivers and women drivers
blindspots. Other blindspots are created not by being unknowable to
over men. In cases where a younger woman meets an older man,
some subjects and knowable to others, but through being incom­
both have and do not have priority. Our first reaction to such exam­
pletely knowable to anyone. For example, a proposition such as "It
ples is to suppose that there must be something wrong with them.
is raining but no one knows that it is raining" can be known by no
But since, in the case of the logical paradoxes at least, there is no
one, because even though it may well be the case both that it is
generally accepted account of what is wrong with the arguments that
raining and that everyone is unaware that it is raining, no one can
generate them, it may be more sensible to question the assumption
know both of these things simultaneously. In Sorensen's account, this
that the law of non-contradiction holds in all cases. After all, P riest
feature of a blindspot is described as incompletability. 43 Propositions
argues, the so-called law of contradiction is only a theory about
such as the one given above are not themselves contradictory, but
how logical particles behave, and if we find occasions where they do
they would generate inconsistency if someone were episternically
not behave in the way the theory suggests, it seems reasonable to
34 Seeing Things Hidden Hiddenness 35

allow for the possibility that the theory might have less than univer­ inconsistent ones. Amongst philosophers, Priest cites Nicholas of
sal application. If so, we should be open to the possibility that of two Cusa as a prime example of someone who accepted contradicto­
states of affairs - A is true, and A is false - not only may one or the ries.48 But, as we have seen , although Nicholas may have believed
other be true, but also both, and perhaps neither. If both are true, contradictories he did not claim to be able to apprehend them simul­
we have a true contradiction, which Priest calls a dialetheia. taneously and in the same way. If there are true contradictions, it
However, this necessitates no alarming changes to our semantics: -A does not automatically follow from the fact that they are true that
is true if and only if A is false and vice versa, so if A is both true and they are also simultaneously knowable. If some relatively straight­
false, -A is too, as is the conjunction A and -A. 45 forward truths are unknowable, a true contradiction is liable to be
Priest does not address the issue of whether it is possible to know even more problematic.
a true contradiction , but deals with the related question of whether According to Priest, true contradictions arise when the condi­
it is possible to believe one .46 According to Priest, believing con­ tions of application of a sentence overlap w ith those of the
tradictions must be a simple matter since lots of people do in fact application of its negation . Generally speak ing, the absence of these
believe contradictory things. Few people have consistent beliefs, conditions for any given sentence is a sufficient condition of the
and even if they feel that consistency is desirable and revise their application of its negation (i.e. if something is false its negation is
beliefs whenever they discover them to be inconsistent, the very true). But in the case of true contradictions this is obviously not
possibility of realising that you have inconsistent beliefs strongly enough, for A and -A are both true at the same time. So there must
suggests that it is possible to have them. As Priest puts it , "The be some positive fact , such as the existence of sound arguments or
moment one realises one's beliefs are inconsistent, one does not empirical evidence, which makes both A and -A simultaneously
ipsofacto cease to believe the inconsistent things", so one must there­ true. Yet even supposing that there are facts (such as the good argu­
fore be able to believe "two inconsistent sentences in the same ments that result in logical paradoxes) which simultaneously sustain
' mental breath"'.47 the truth of some sentences and their negations, it does not follow
However, it might be argued that realising that you are commit­ that these sentences are knowable or believable in the same way.
ted to inconsistent beliefs is rather different ·from having those The suggestion that it is impossible to grasp a true contradiction
beliefs . If it dawns on you that your beliefs are, in Sorensen's terms, may seem like no more than common sense, but a variant of
incompletable, there is no reason to suppose that you are so epis­ Sorensen's arguments can be used against those who, like Priest,
temically thorough as to hold simultaneously all the beliefs to which deny that there is a problem. Knowledge implies truth, and a true
you are committed . On the contrary, it is the realisation that you do contradiction is both true and false. If , as is generally supposed, only
not, and indeed cannot , hold all the beliefs to which you are com­ truth is knowable, a true contradiction is simultaneously both know­
mitted that prompts you to reassess your commitments. able and unknowable. Put another way, if someone knows (A and
Nevertheless, there are unquestionably some people who, like -A), they must know A and know -A (since knowledge distributes
Priest, claim to hold not merely incompletable beliefs but directly over conjunction), and since A and -A are both true and false, they
36 S e e i n g Th i n g s Hi d d e n
Hid d e n n e s s 37

must also know A and �A and not know A and �A, a straight con­
true i.e. A (or �A) because believing A and �A together means
tradiction distinct from the original one (A and �A). Whatever fact
believing and not believing A (or �A). This is not to suggest that con­
justified the original contradiction will hardly justifY this one or the
tradictions are simply unknowable because knowing them generates
endless sequence of contradictions that can be derived from it (if I
more contradictions at an episternic level, but to indicate that even if
know A and do not know A then someone else can both know
true and knowable, contradictions are characterised by the partial
that I know and know that I do not know, which means that they
unknowability characteristic of the necessarily hidden.
know and do not know that I know, etc.) but even if there are such
Put in Sorensen's terms, we might want to say that if we are
facts (and it is not clear what would make one conclude that such
epistemically thorough we will find that contradictions are com­
knowledge was simultaneous) and all these contradictions are true,
pletable only if incompletable. And to see the analogy with the
we still cannot get away from the fact that contradictions are only
objects of perceptual knowledge discussed earlier, we have only to
never more than knowable and unknowable.
consider what would be involved in being epistemically thorough at
To flesh this out, it is helpful to reintroduce the idea of belief.
a single point in time. If having a belief before the mind is like having
If we accept that knowing means having a (justified) true
a percept, then we would have to say that having the true and false
belief, then not knowing may be caused either by having a
belief A would involve having before the mind the percept A where
false belief , or by not believing something that is true. Anyone
A was and was not true. Since what is false can no more be recog­
who believes that a contradiction is true is liable to do both of
nised than known, where A is true and false the belief A partially
these things. On the one hand, they believe A, which is both true
disguises the truth. Conversely, truly believing A and not believing
and false and so their belief is both true and false; and they also
'
A means that you both have and do not have the belief A, in other
believe �A (which is likewise both a true and a false belief ). On the
words that the percept A both is and is not simultaneously before the
other, it may be argued, if we accept the (slightly controversial)
mind, so A is partially concealed.
supposition that believing (A and �A) implies believing A and not
believing A, that believing (A and �A) means that someone will
also not believe A (or �A) , which makes no difference in that A
T h e Undecidable
(or �A) is false, but also means that they do not believe something
true, i . e. A (or A)

.
Although unknowable true contradictions are not something that
On this interpretation, knowing and not knowing a true contra­
most people assume to be part of their world , once the category has
diction can be conceived in two different ways. In so far as knowing
been established, its usefulness soon becomes apparent. Separating
(A and �A) means believing both A and �A separately, anyone who
the epistemic from the ontic character of contradiction allows us to
does so will not know A (or �A) because believing A (or �A) involves
make better sense of some of the more puzzling areas of our
believing something false; and in so far as knowing (A and �A) means
experience. In particular, it suggests that what is necessarily elusive
believing (A and �A) , anyone who does so will not believe something
may neither be, as some would claim, necessarily non-existent, nor,
38 S e e i n g T h ing s H i d d e n H i d d e nn e s s 39

as others would argue, necessarily non-definable, just necessarily These "words" admit into their games both contradiction and
hidden. This approach has a direct bearing on postmodern philos­ noncontradiction (and the contradiction and noncontradic­
ophy and social theory in that it suggests that one key category, "the tion between contradiction and noncontradiction) . . .. Insofar
undecidable", may be less logically peculiar than is generally sup­ as the text depends upon them, bends to them [sy plie] , it thus
posed. plays a double scene upon a double stage. It operates in two
The "undecidable" is a term used by Godel to describe the incom­ absolutely different places at once, even if these are only sep­
pleteness of formal systems of axioms; appropriated by Derrida, arated by a veil, which is both traversed and not traversed,
undecidables become "unities . . . that can no longer be included intersected [entr'auvert] . 54
within philosophical (binary) opposition, but which, however,
inhabit philosophical opposition, resisting and disorganizing it".49 The undecidable would therefore seem to be characterised by just
Through a series of readings (one of which, "Plato's P harmacy", is that quality of necessary hiddenness by which true contradiction is
discussed in detail in chapter 2) Derrida has shown how certain also known, appearing, on the one hand, to dwell within an
terms have this "double, contradictory, undecidable value" within the "obscuring mist" (as Nicholas put it), or else to appear in what
texts in which they operate. 50 Nicholas too described as a "veiled manner" as one or another
He has repeatedly claimed that "the 'undecidable' ...is not con­ incompatible term.
tradiction in the Hegelian form of contradiction", 5 1 and does not In par ticular, Derrida's frequent characterisation of the unde­
have "the punctual simplicity of a coincidentia oppositorum". 5 2 But cidable in terms of movement appears to echo what has
whenever trying to differentiate the undecidable from a simple true frequently been said about the fluid epistemic character of the
contradiction, Derrida describes it either as a reserve in which con­ coincidentia oppositorum. Derrida considers Hegelian contradic­
tradiction is concealed or else as an interchange in which one term tion to consist of "a releve of the binary oppositions of classical
constantly disguises its opposite. For example, Derrida suggests that idealism, a resolution of contradiction into a third term", 5 5
the undecidable whereas the undecidable never constitutes a third term, but is
rather
holds in reserve, in its undecided shadow and vigil, the oppo­
sites and the differends that the process of discrimination will the medium in which opposites are opposed, the movement and
come to carve out. Contradictions and pairs of opposites are the play that links them among themselves, reverses them or
lifted from the bottom of this diacritical, differing, deferring, makes one side cross over into the other (soul/body, good/ evil,
reserve.53 inside/ outside, memory I forgetfulness, speech/ writing etc.). 56

but that when undecidables emerge from the shadows, they function But it is worth noting that Lukacs credited Hegel with the same dis­
as "points of indefinite pivoting": covery. According to Lukacs, Nicholas of Cusa and others had
H iddenness 41
40 Seeing Things Hidden

their necessary hiddenness. Derrida describes the undecidable as


conceived only a static coincidentia oppositorum, but Hegel realised
"Neither / nor, that is, simultaneously either or", 59 but being simul­
that the coincidentia oppositorum was in fact necessarily a movement:
taneously either or is just the epistemic consequence of being

In the Jena Lo9ic Hegel even opposes annulment to the state of ontically both and.

annulment and his aim there is to ensure that the preservation Some might argue that trying to pin down the logical character of
the undecidable is to miss the point that the undecidable is that
of division, duality, difference, non-identity in the ultimate
which cannot be classified, something that slips through the fingers
philosophical unity is seen as a movement, a movement which is
whenever we try to grasp it. But to suggest that the undecidable may
continuously renewed since its moments are constantly pos­
be true contradiction necessarily hidden is not to deprive the unde­
tulated and annulled. 57
cidable of its elusiveness, only to account it. And given that the
concept has come to enjoy a privileged role within cultural and
And as Hegel noted in the Phenomenoloay if Spirit with reference to
social theory as a means of (dis)articulating the multiple ambiguities
the propositions that good and evil are the same and that they are dif­
of late modernity, the need for a more adequate explanation of
ferent:
undecidability is evident. For example, Derrida's account of the
undecidable has been used by Zygmunt Bauman in Modernity and
Since both are equally right, they are both equally wrong, and
Ambivalence to describe that "ubiquitous" other of modernity -
the mistake consists in taking such abstract forms as "the same"
"undefmability, incoherence, incongruity, incompatibility, illogical­
and "not the same", "identity" and "non-identity", to be some­
ity, irrationality, ambiguity, confusion, undecidability,
thing true, fixed, and actual, and in resting on them. Neither
ambivalence'>6° - which has become characteristic of postmodernity.
the one nor the other has truth, the truth is just their move­
Unusually, Bauman identifies the undecidable primarily with "the
ment.58
violation of the law of the excluded middle" rather than the abroga­

Of course, Nicholas of Cusa had himself observed that the coinci­ tion of the law of non-contradiction, 6 1 yet all his examples suggest
that, like Derrida, he is concerned not with the neutrality of the
dentia oppositorum appeared not as something static but as something
undecidable in relation to binary opposites, but its ambivalence.
elusive - like a face that moves around the room with the observer,
forever shifting its gaze as it loses and gains new aspects - but the And since Bauman defines ambivalence as "the possibility of assign­

mobility of contradiction generated by the interchange of contra­ ing an object or an event to more than one category", 6 2 and assumes

dictory qualities is, it appears, something that may be repeatedly that modernity "splits the world into two: entities that answer to the

forgotten and rediscovered. And since Derrida's undecidables are name; [and] all the rest that do not",6 3 it is dear that he considers

defined as contradictions that lack the "punctual simplicity" that ambivalent to be something which falls in both categories, i.e. a con­

mere contradictions are supposed to exhibit, there is little reason to tradiction. In fact, Bauman's work, like Derrida's own account of

suppose them to be anything other than contradictions exhibiting the undecidable, makes no clear distinction between the law of the
42 S e e i ng T h i n g s H i d d e n H i d d e nn e s s 43

excluded middle and the law of non-contradiction and invariably necessary hiddenness not only embodies all the ambiguity and
assumes that violations of the former have the ambivalent character obscurity of undecidability, but, because it is the epistemic mani­
of the violations of the latter. Thus, for Bauman, the "archetypal" festation of true contradiction, suggests an explanation, namely that
undecidable is the stranger because he "is neither friend nor enemy ; the hiddenness of things in the world may be the consequence of
and because he may be both".64 contradictions coming into hiding.
The inability to specify the ontic rather than the epistemological In Part Two, I shall be arguing that late modernity has involved
character of the undecidable means that it is defined only negatively. just such a coming into hiding, not as an unintended consequence of
So, according to Bauman, the stranger is, like other undecidables, the modern project but as its realisation. First, however, I want to
just the unintended consequence of the modern zeal for classifica­ broaden the scope of the discussion, for it can be argued that the
tion: "the refuse left after the world has been cleanly cut into a slice exclusion of contradiction from binary classification that underlies
called ' us' and another labelled 'them"'.65 The net result is that the this development is not, as Bauman claims, a distinctively modern
distinguishing feature of contemporary society is simply that it has phenomenon, but rather a universal one.
no definable character.Modernity's ''bitter and relentless war against
ambivalence" inevitably produces as its waste product still
more ambivalence so that the "total of ambivalence on both the per­
sonal and societal plane seems to grow unstoppably", until, in
postmodernity, it acquires "the status ifa universal human condition". 66
Nevertheless, the undecidable remains no more than a negation for

Irrationality, chaos, strangerhood, ambivalence are all names


for that nameless "beyond" for which the dominant powers
that identified themselves as reason, as forces of order, as
natives, as meaning have no use. . . . They have no other
meaning but someone's refusal to tolerate them.67

As an explanatory concept within social and cultural theory, the


undecidable appears to have distinct limitations. At a descriptive
level it manages to convey the "ambiguity", "ambivalence", "obscu­
rity", and "fuzziness" of our experience of the contemporary
world,68 but, since it is not allowed any positive content or struc­
ture, it is of little use as an analytic tool. In contrast, the idea of
PA RT ONE

Apocalypse a n d To t a l i t y
2

Ap o c a ly p s e

What is apocalyptic? A genre in which the heavenly mysteries are


communicated through supernatural revelation? A belief that all his­
tory has a single irreversible conclusion? A teleological framework
for the understanding of evil? An attempt to usher in a new era by
redefining the rules of the redemptive process? A sense that each
passing moment stands in some significant relation to a beginning
and an end? A tone of disclosure, perhaps distinct from the content
of the discourse, revelatory if only in that it reveals itself?1
The differing answers given to the question reflect the range of
phenomena to which the label has been applied. The word "apoca­
lyptic" may be used to refer not only to the Judaeo-Christian texts
known as apocalypses and the movements they have inspired, but
also to comparable texts and movements in other religious tradi­
tions, and to forms of narrative, argumentation and ideology which,
without being explicitly religious, appear to share the same charac­
teristics. To argue that all these things share a single defining feature,
or even that they are linked by looser familial resemblances, is to
48 Seeing Things Hidden
Apocalypse 49

incorporate within a single category objects that are separated


If cross-cultural definitions are to avoid conceptual imperialism,
by major conceptual disjunctions. An inclusive definition of apocal­
they must be framed in terms equally relevant to all the societies
yptic must cross the divisions between Semitic and non-Semitic
concerned. One way to do this is to ensure that the terms used are
religions, the sacred and the secular, the literary and the
universal features of human society, or at least ones found in all
social, while at the same time keeping the original Judaeo-Christian
those societies in which the difiniendum is present. The account of
apocalypses somewhere near the centre of the field of reference. As
apocalyptic given below uses Judaeo-Christian materials rather than
if this were not enough, the Judaeo-Christian texts themselves resist
examples from other traditions, but it is designed to be applicable
easy classification: to some, their outstanding characteristic is their
within any cultural context, and is therefore articulated in terms of
eschatological orientation;2 to others, the redemptive closure of
factors that have some claim to be universal. The process of build­
human history is just one of many mysteries unveiled in a genre
ing up an account of a specific complex phenomenon using
defined less by its content than by the means through which secret
categories that are simple and universal is inevitably a gradual one.
knowledge is obtained. 3
So before embarking upon a discussion of apocalyptic itself, it is
It would, of course, be possible to dissolve the concept of apocal­
necessary to say something about the categories that will b e
yptic altogether and restrict discussion of the subject to its local
used to define it.
sub-categories or even to the individual texts and movements them­
selves. Alternatively, it might be argued that the ancient
Judaeo-Christian apocalypses are the primary referent, and that the
Univ ersals
term "apocalyptic" can be applied to other things only by cautious
expansion at the edges of this group, or by analogy with it. Both
The idea that all members of the human species share cultural as
responses are defensible, but neither makes any attempt to come to
well as biological characteristics is controversial. In the twentieth
terms with the fact that the terminology of apocalyptic is, or at least
century, many anthropologists have assumed that culture is an arbi­
appears to be, meaningfully used in other contexts. If parts of our
trary but fundamental determinant of human behaviour irreducible
vocabulary seem applicable outside of their original frame of refer­
to species-specific physiology or psychology. In consequence, uni­
ence, it is not unreasonable to suppose that this may have something
versals have frequently been dismissed as non-existent or trivial,
to do with the distribution of the referent. That "epic" seems to have
and great emphasis has been placed upon the global diversity of
a wider range of application than "sonnet" may not be solely a func­
social organisation and cultural forms. The problem with this
tion of the relative fuzziness of its definition; it may also be due to the
approach is empirical. Although it is impossible to prove beyond
presence of epics in a greater number of literatures, in which case it
doubt that there are universals present at all times and in all places,
is quite natural that "epic" should be defined, and perhaps redefined,
the available evidence strongly suggests that there are some lin­
in terms appropriate to its maximal extension rather than its original
guistic, perceptual, expressive and social characteristics common to
reference.
all societies, and many others which have developed independently
50 S e e ing T h in g s H i d d en Apocalypse 51

in a wide variety of contexts and are absent in only a handful. operation, but also to delineate the symbolic complexes that

Furthermore, some of the early fieldwork which purported to dis­ are constituted by these factors in the collective representation

cover radical dissimilarities between cultures (such as that of Mead of human experienceJ

on adolescence in Samoa, and of Whorf on the Hopi and time) has,


upon replication or re-examination, proved to be flawed. This in The idea that the task of the social scientist is the identification of

itself proves nothing, but, combined with the steady accumulation cross-cultural similarities and the articulation of complex social

of linguistic universals provided by post-Chomskian linguistics,4 forms in terms of such universals is, of course, fundamentally at

and the mounting evidence for inter-societal constants ranging odds with any conception of social scientific enquiry which advocates

from colour identification, to facial expression, to incest avoid­ the concoction of ever thicker descriptions, or the interminable

ance, it strongly suggests that cultural universals may be more unravelling of the delicate threads of difference. 8 However, even if

numerous than was once supposed. 5 every form of life is in some sense unique, its uniqueness, if it is to

However, the level at which universals are likely to be found is be recognised as such, can never be incomparable. Given that the

quite basic. Even when, as in the case of kinship systems, continuing understanding of a social practice within a single culture inevitably

ethnographic research has led not to a proliferation of forms but to involves the elementary steps of comparison and classification, there

recognition of a limited range of possibilities, it has generally proved seems no intrinsic reason why the same procedures should not be

impossible to reduce complex social arrangements to a single followed in cross-cultural contexts. Nevertheless, if a comparative
model. But anthropologists such as Rodney Needham have been study of universal primary factors is to be fruitful it must distinguish

able to show that complex social forms which are not reducible to carefully the type and location of the factors involved. Universals

one another may nevertheless be "universally determined by a may be characterised by their substantive content or the pattern
restricted number of relational factors that express logical con­ created in the process they embody, and they may be located in the
straints and alternatives".6 Where this is the case, the universals, individual mind, in the society, in the language, or in some combi­
although basic, are patently non-trivial, and may be said to constitute nation of the above. In addition, it is important to distinguish
primary factors of experience which permit meaningful comparison between factors recognised within the societies themselves, and
between one tradition and another. The search for universals there­ those that are discerned only by outside investigation. Some of the
fore involves not only an analysis of their distribution within human most striking universals, like the colour terms found in numerous
societies, but also an appreciation of their cross-cultural role in the societies in an identical sequence, are ernie factors relating to the
production of more complex social forms. As Needham, who has content of language. But those of most use to anthropologists, like
long advocated this mode of enquiry, observes, the universality of binary classification assumed by structuralism, are
etic factors relating to processes of the individual mind. In what
the task of comparativism, on the scale of worldwide ethno­ follows I will be arguing that apocalyptic , although not itself any­
graphy, is not only to isolate individual factors and their thing like universal, can best be understood as a process structured
52 Seeing Things Hidden Apocalypse 53

by the relation between primary factors that represent etic processes equivalent of the other. It is only philosophical analysis that separates
of either mind or society. the law of non-contradiction from the law of the excluded middle.
Thus in the Metaphysics, Aristotle quoted the Pythagorean "Table of
Opposites" but offered an analysis which demonstrated that whereas
B iv alence some Pythagorean opposites (e.g. odd/even) were contradictories
that admit of no intermediary, others (e.g. good/ evil) were con­
One of the most widely distributed features of human culture is traries between which there may be a mean. Nevertheless, Aristotle
binary classification. Societies from all over the world conceptu­ maintained that in both cases the law of non-contradiction held
alise their environment in terms of pairs of contraries : right/ left, true.1 1 According to Hallpike's cross-cultural study of "primitive"
male/ female, day/night, white /black, etc. However, the degree to thought , the law of non-contradiction is also implicit in other soci­
which the binary principle also constitutes the organising principle eties as well : simple differentiation, the most basic form of binary
of a society varies considerably. Some societies believe the cosmos to classification, requires the disjunction between the presence and
be structured on the basis of a polarity reproduced in their social absence of a given property, so for differentiation to be possible, it
thought and institutions. Others assume a binary cosmos, but make must at least be assumed that properties are not routinely both pres­
little or no attempt to reproduce its structure in other aspects of ent and absent in the same situation.1 2
their ideology or social life, while modern societies usually dispense If binary classification presupposes the law of non-contradiction,
with a binary cosmology but may retain certain polarities as funda­ we may be justified in assuming that bivalence is as universal as bina­
mental categories of thought and organisation. 9 rity. The empirical study of logical universals lags behind the study
In his analysis of binary oppositions in early Greek thought, of binar y systems, and there may be few societies in which abstract
G.E.R. Lloyd found that thought has developed to the extent that such principles are explic­
itly formulated, but there is every reason to suppose that the
when natural phenomena as a whole are classified into two principle of non-contradiction is amongst them. The major system
groups, two general assumptions tend to be made: ( 1 ) that the of logic independent of the Aristotelian tradition is found in Indian
two classes are incompatible (not both the one and the other) , philosophy. But the notion that the law of non-contradiction is
and (2) that they are exhaustive alternatives (either the one or unknown, or routinely abrogated, within Indian thought has been
the other). 1 0 convincingly refuted by Frits Staal, who has demonstrated the pres­
ence of non-contradiction as a meta-rule in both the Vedic ritual
In many societies and texts (including, as we have noted, some con­ prescriptions given in the Srauta-siitra and in the work of early gram­
temporary theoretical writing), the distinction between opposites marians like Piii).ini. 1 3
that do, and those that do not, exclude a middle term is usually How i s the apparent cultural universality of bivalence t o be
ignored, and it is assumed that one form of undifferentiation is the explained? It may be argued that bivalence is a fundamental property
54 S e e in g T h i ng s H i d d e n A po calypse 55

of either the natural world or the human brain. Thus structuralists was forced to acknowledge that, although it was impossible for the

have assumed that the impulse to bivalence arises naturally from same thing to be and not be, some, like Heraclitus, thought that it

the bicamerality of the brain, while Hallpike suggests it is not "a could. 1 8 And as Graham Priest has recently demonstrated, western

manifestation of a binary property of the human mind, imposing philosophers have repeatedly discovered that contradictions are to be

itself on a neutral range of phenomena, but rather an accommoda­ found at the limits of expression, iteration, cognition and concep­

tion to a dualistic reality". 14 It is, of course, also theoretically tion. 1 9 Most philosophers have been unwilling to acknowledge the

possible that both are true, but whatever is the case, the result is the presence of contradiction, but, given its apparent ineradicability, it

same: binary culture is simply a reflection of binary nature, and so, may be better to accept, with Hegel, that "Common experience

as Levi-Strauss puts it, itself enunciates . . . that there is a host of contradictory things, con­
tradictory arrangements, whose contradiction exists not merely in

duality, alternation, opposition and symmetry, whether pre­ external reflection but in themselves."2 0

sented in definite forms or in imprecise forms, are not so Not only contradictions but also intermediate or indeterminate

much matters to be explained, as basic and immediate data of values are frequently to be found in situations apparently governed

mental and social reality which should be the starting point of by binary oppositions. Thus, as Levi-Strauss concedes, dual organi­

any attempt at explanation. 1 5 sations (like that of the Winnebago) often prove to be "an imperfect
rationalization of systems which remain irreducible to a dualism, in

However, there is evidence to suggest that binarity, although cul­ which guise they vainly try to masquerade". 2 1 In structuralist analy­

turally universal, is nevertheless not a fundamental datum of both sis, such triadic divisions are usually resolved by incorporating the

mental and natural life. If it were, all phenomena would fall naturally mediating element into one or another of the poles, but, as Allen

into binary categories. However, this is not the case; binarity may be observes, "all those who write in a structuralist mode about transi­
2
universal but it is never total. Anthropologists since Levy-Bruhl tion, liminality and mediation also call on triadic formulae". 2

have noted that the conceptual world of non-western peoples fre­ Where an anthropologist allows that a third value might be system­

quently seems to allow for conceptual conjunctions that appear atically recognised there is usually abundant evidence of its

impossible, and as Serge Tcherkezoff observes: "All accounts of tra­ independent existence, as in Anita Jacobson-Widding's etlmography

ditional classification point to the existence of contradictions, but of colour terms in the Lower Congo, which found "explicit recog­

modern logic fmds them unacceptable."1 6 nition of a third, indeterminate value in its own right within the

According to Levi-Strauss, such contradictions are also unac­ traditional cultural system, besides two determinate values". 2 3

ceptable to traditional societies and constitute the stimulus for If undifferentiation (i .e. contradiction and/ or indeterminacy)

mythic thought, whose primary purpose is "to provide a logical occurs naturally as a direct result of the mind's engagement with the

model" capable of overcoming them . 1 7 But it is not only in non­ environment, there seems no necessary reason why all human soci­

western thought-systems that contradictions are generated. Aristotle eties should have adopted binary systems of classification in which
Apocalypse 57
56 S e e i ng T h i n g s H i d d e n

dominant element stands for the whole represented by the pair


undifferentiated elements are the exception rather than the rule.
taken together, and so its contrary, although opposed, is neverthe­
However, anthropologists who suspect that polyvalent cultures are
less encompassed within it. The subordinated element has no
transformed into bivalent ones by ethnographers obsessed with
independent identity, and exists only as a contradiction within the
binary classification have not found cultural systems in which con­
whole. The corollary of this is that contradiction, rather than unset­
tradictory, or even indeterminate values are systematically
tling or undermining the basic opposition, is actually co-extensive
recognised in all aspects of social life. Thus, despite setting out to
with the subordinated element. Thus, in the opposition between
discover such a third value, Jacobson-Widding found only that a
right and left, if right stands for the whole of the body formed by
bivalent mode of cognition for rational!judicial processes co-existed
the right and left halves together, the left and the right-and-left are
alongside a trivalent mode used in situations where lack of evidence,
together subordinated to it. 25
the intrinsic irrationality of the subject-matter, or the imperfections
Louis Dumont, whose work has defined hierarchical opposition,
of the social system made bivalence inappropriate. 24
describes it with relish as "a logical scandal", and his followers, like
Comparative evidence therefore suggests that although binary
Tcherkezoff, suggest that, by incorporating contradiction, hierar­
differentiation and undifferentiation are both compatible with
chical opposition offers a model of classification superior to a
mental and physical structures, the former invariably predominates
symmetrical binary system in which contradiction is disallowed. 2 6
over the latter. It is simply never the case that a society operates on
However, the effect of the hierarchical model is that contradiction '
the assumption that there is a vast number of contradictory or inde­
rather than being treated in its own terms, is systematically elided
terminate things bounded by extremes in which properties are
with the subordinated element, while indeterminacy is simply dis­
differentiated from their opposites. But although acceptance of
solved altogether. So Dumont suggests that Hegel's definition of
undifferentiation may be rare, if it is a universal possibility the pre­
the infinite as "the union of the infinite and the finite" (according to
dominance of bivalence is a contingent rather than a necessary
Priest, a paradigmatic example of the contradictions to be found at
feature of human societies. Contrary to Levi-Strauss's claim, it
the limits of thought) is actually an implicitly hierarchical opposition
would appear that bivalence is just as much in need of explanation as
in which the infinite encompasses the fmite, arguing that although
its alternatives. Why bivalence should be preferred need not con­
Hegel makes the contradictory statement that the infinite contains
cern us here; what we need to do is explain how the predominance
the finite and the finite contains the infinite, "the latter statement is
of binarity is maintained.
obviously not true in the same sense as the former". 27 While at an
The suppression of undifferentiation in human societies is usually
ethnographic level, Tcherkezoff not only ignores the implicitly tri­
described either in terms of subordination or in terms of exclu­
adic structure of the Winnebago and other societies described by
sion. In the former case, it is argued that the human tendency to
Levi- Strauss, but, faced with the possibility that the Nyamwezi have
think by distinctions and so create systematic oppositions results
an underlying ternary scheme ofblack-red-white in which red is "an
not in symmetrical binary opposites, but in hierarchical oppositions
ambivalent or indeterminate" value, argues that because red is in a
in which the dominant element in any pair includes the other. The
58 S e e ing T h i n g s H i d d e n Apocalypse 59

certain sense outside the hierarchical opposition of black and white, Believing that feelings of repugnance towards slime are universal,
it is not a colour value at all. 2 8 Sartre attempts to explain why the slimy, both as a material sub­
Although the notion of hierarchical opposition may be of value in stance and as a metaphorical property, should always inspire disgust:
certain circumstances, it does little to illuminate the process by
which undifferentiation is marginalised. Given that pre-philosophi­ What mode of being is symbolized by the slimy? . . . At first,
cal dualisms exclude both contradictions and indeterminacies, a with the appearance of a fluid it manifests to us a being which
theory that ignores indeterminacy and, by supposing subordination is everywhere fleeing and yet everywhere similar to itself. . . .
to be in itself a form of contradiction, fails to differentiate between But immediately the slimy reveals itself as essentially ambigu­
negation and contradiction, is not so much an explanation as an ous because its fluidity exists in slow motion; there is sticky
example of the marginalisation of undifferentiation in which all con­ thickness in its liquidity; it represents in itself a dawning tri­
tradictions and indeterminacies are reduced to the hierarchy of A umph of the solid over the liquid. 3 0
and -A. In contrast, accounts of undifferentiation that treat it as
something that is excluded from systems of binary opposition at Although he does not acknowledge the parallel, Sartre's definition of
least have the merit of treating it as a distinct logical (im)possibility, slime echoes Hegel's characterisation of motion as a contradiction in
and it is to these that we now turn. which something is simultaneously here and not here. It is as though
the contradictory properties of simultaneously being here and not
here have been distilled into an appalling new substance in which
A b j ecti on and Tab o o that contradiction is not a temporary result of motion but the very
essence of the substance itself. According to Sartre, slime is that in
Within societies in which the principle of bivalence i s assumed, the which change is a permanent state and thus self-contradictory, a
experience of contradictions in the external world is not usually contradiction revealed in the infinite slowness of the transformation:
viewed with equanimity or treated in a spirit of scientific curiosity.
As Hegel observed, contradictions in actuality or thought are con­ Slime is the agony of water. It presents itself as a phenomenon
sidered "a kind of abnormality and a passing paroxysm of sickness". in process of becoming; it does not have the permanence within
Hegel's own preferred example of contradiction was external sen­ change that water has but on the contrary represents an accom­
suous motion: "Something moves, not because at one moment it is plished break in a change of state. This fixed instability in
here and at another there, but because at one and the same moment the slimy discourages possession. Water is more fleeting, but it
it is here and not here, because in this 'here' , it at once is and is can be possessed in its very flight as something fleeting. The
not."29 Hegel offered no phenomenology of the contradiction, but slimy flees with a heavy flight. . . . [but] this flight can not be
Sartre provides one in his remarkable account of le visqueux, the possessed because it denies itself as flight. It is already almost
slimy. a solid permanence. Nothing testifies more clearly to its
Apocalypse 61
60 S e e i ng T h i n g s H i d d e n

ambiguous character as a "substance in between two states" are formed in the same fashion. As Kristeva argues, abjection is

than the slowness with which the slimy melts into itself. 3 1 caused by "what disturbs identity, system, order. What does not
respect borders, positions, rules. The in-between, the ambiguous ,

However, slime does not merely melt into itself, it threatens to dis­ the composite."38 Like the slimy, it yokes together opposites : "abjec­

solve other boundaries as well. To touch the slimy is "to risk being tion is above all ambiguity. . . . it does not radically cut off the

dissolved in sliminess": 32 slime sticks to the fingers, so in the act of subject from what threatens it - on the contrary, abjection acknowl­

appropriating the slimy, the slimy possesses me, eliding the distinc­ edges it to be in perpetual danger". 39 In the abject and the slimy the

tion between self and non-self. The dissolution of difference is subject and its other are united without either being cancelled, each

instantly contagious: slime elides the distinction not only between enduring to qualify, undermine, or negate what is simultaneously

self and world but between all the other objects in the world: "so asserted.

long as the contact with the slimy endures, everything takes place for Despite echoing Sartre in her identification of the abject with the

us as if sliminess were the meaning of the entire world". 33 Thus, female body, Kristeva does not refer directly to his discussion of le

Sartre concludes: "Sliminess is . . . a symbol of an antivalue; it is a visqueux in Being and Nothingness. Nevertheless, the affinity is clear,

type of being not realised but threatening which will perpetually not least from the fact that Kristeva makes frequent use of Mary

haunt consciousness as the constant danger which it is fleeing."34 Douglas's account of defilement in Purity and Danger which was itself

In Powers if Horror, Julia Kristeva describes an experience that is openly inspired by Sartre's description of slime . 4° Kristeva cites

uncannily similar. Distinguishing between negation and exclusion, Douglas's work to illustrate the claim that, in contrast to matrilineal

she argues that whereas the negated is an identifiable object distinct societies where abjection takes on the form of the exclusion of a sub­

from the subject and thus constitutive of the subject's separate stance then considered sacred, in patriarchal religions like Judaism,

identity, the excluded offers a more insidious threat: "Not me. Not abjection is an exclusion that marks out an area that is taboo, or pol­

that. But not nothing either. A 'something' that I do not recognise luting. 41 Although Douglas herself makes no comparable distinction

as a thing. A weight of meaninglessness, about which there is noth­ between the taboo and the sacred, her argument is worth examining

ing insignificant."35 To this non-object, which is "ejected beyond the in order to uncover the logical structure of Kristeva's theory.

scope of the possible, the tolerable, the thinkable", 36 Kristeva gives In Douglas's analysis of the abominations of Leviticus, the defm­

the name of the abject. The abject cannot be accommodated within ing characteristic of the impure is its ambiguity or hybrid quality.

the conventional framework of affirmation and negation and must The concern with the avoidance of mixture is evident from

be radically excluded, but, like the slimy, it is also "something Leviticus : "You shall keep my rules. You shall not allow two differ­

rejected from which one does not part" and so it remains at the ent kinds of beast to mate together. You shall not plant your field

limits of the imaginary, pointing "toward the place where meaning with two kinds of seed. You shall not put on a garment woven with

collapses". 37 two kinds of yarn.'>42 Douglas extends the logic of these prohibitions

The slimy and the abject occupy the same teritory because they to explain the distinction between clean and unclean animals. Clean
62 S e e ing T h i n g s H i d d e n Apocalypse 63

species all have the attributes associated with the environment in i ) Social order i s secured by difference. When socially differenti­

which they live: wings and two legs for the air, four legs for the land, ated, human beings suffer from a form of ontological insecurity that

and fins for the water, etc. The unclean are those species in whom leads them to suspect that others may, by virtue of difference, enjoy

the characteristics of the clean are absent or mixed. Hence aquatic a superior state of being. The practice of imitation is an attempt to

creatures that have fins and scales are clean, while those that live in deal with this insecurity. Imitation of another involves sharing the

the water without having these quintessentially fishy characteristics same desires. This results in mimetic rivalry, because the satisfaction

are not. Similarly, cud-chewing animals with cloven hoofs are clean, of a single desire is impossible for all who share it. Individuals come

but cud-chewing animals without cloven hoofs and cloven-hoofed to see others solely as obstacles to the realisation of their desires. The

animals that do not chew the cud are an abomination. 43 outcome is uncontrollable violence, in which all social differences are

According to Douglas, the taboo is that which does not fit into a eradicated and all are reduced to being doubles of their enemies.

scheme of classification defined in binary terms. Edmund Leach ii) Because mimetic violence destroys difference it can be stopped

agrees: only by the reintroduction of difference. This is effected through the


selection, often on the basis of some arbitrary distinguishing char­

The general theory of taboo applies to categories which are acteristic, of a scapegoat to whom all the difference-dissolving

anomalous with respect to clear-cut category distinctions. If A crimes of the mimetic crisis can be attributed. The scapegoat is sep­

and B are two verbal categories, such that B is defined as "what arated from the rest of the community and killed with the active

A is not" and vice versa, and there is a third category C which consent of all. By disposing of the scapegoat as the embodiment of

mediates this distinction, in that C shares attributes of both A undifferentiation and the obstacle to all desires, the participants in

and B, then C will be taboo. 44 the mimetic crisis are unanimously reconciled to the differences
that distinguish them from one another.

If taboo can be analysed successfully in terms of contradiction, it iii) The scapegoat mechanism is the foundation of all societies.

suggests that taboo may be one of the ways in which undifferentia­ The scapegoat is perceived to be both the source of disorder and the

tion is dealt with in societies where no law of non-contradiction is means of reconciliation and thus may be considered sacred . Entities

explicitly formulated.45 that are similarly undifferentiated, such as twins, are treated as
taboo. The founding murder is re-enacted in the form of ritual sac­
rifice. Mythology disguises the arbitrary character of the process by

S cap eg oat i ng and S acr i f i ce investing the scapegoat with supernatural power and reaffirming its
guilt. The collective murder of an innocent victim is thus presented

An alternative (although not entirely incompatible) account of the as the salvific death of the (sometimes sacred) being responsible for

exclusion of undifferentiation is provided by Rene Girard's theory of the original crisis. All human culture is thus an elaborate mystifica­

sacrifice.46 Girard's hypothesis can be summarised as follows : tion of the crime that made it possible.
64 S e e i n g T h i ng s H i d d e n A po calypse 65

iv) There are, however, a few sources, most notably the Christian incorporating what is incommensurable . ) His project is an attempt
gospels, that tell a different story. In these works the scapegoat is por­ to recover an awareness of what has been excluded by examining the
trayed not as a supernatural being capable of causing chaos and means of exclusion. Like Derrida, Girard is concerned with the
effecting its resolution, but as the innocent and impotent victim of a exclusions that constitute the possibility conditions of meaning;
social process. Because of the revelatory demystifying potential of this except that in his case the field of reference is not primarily the
perspective, western science has been able to free itself from super­ text, but the flesh and blood, and above all the shed blood and sac­
natural explanations of physical and social events. As a result, modern rificed flesh, of human history.
western society is remarkably free of persecution and is at least Girard starts with works that are now routinely read as texts
potentially able to perceive, for the first time in history, the arbitrary of persecution - such as Guillaume de Machaut's Le Juaement du
and murderous practices of other cultures for what they are. Roy de Navarre, 5 0 which describes the massacre of the Jews
Although it is presented in extravagantly ethnocentric terms, whose crimes are deemed responsible for the plague in the town
Girard's is recognisably a post-structuralist, perhaps even decon­ where the poet lives - and invites readers to employ the same
structive, project. 47 Levi-Strauss admitted that "a discrete system is demythologising techniques to texts in which (unlike the literature of
produced by the destruction of certain elements or their removal medieval anti-Semitism) the guilt of the victims is still assumed. The
from the original whole", 48 but made no real attempt to analyse the Oedipus myth is one example. There is a plague; Oedipus is held to
process of exclusion. Although he perceived ritual as an attempt to be responsible on account of the difference-dissolving crimes of
return temporarily to the undifferentiated immediacy of primordial incest and parricide, and is banished so that order can be restored.
chaos, and as an escape from differential order, he did not see much Rather than being pure fiction, or the realisation of guilty infantile
significance in the similarity between the pre-differential and the desires, the story of Oedipus is, Girard claims, another text of per­
anti-differential. Ritual was but "a bastardization of thought, brought secution, the mythologised version of the historical scapegoating of
about by the constraints of life". 49 an innocent cripple. There is no Oedipus complex: Oedipus was
Girard, on the other hand, accepts that culture is formed by dif­ innocent. 5 1
ference, but does not relegate the undifferentiated to the margins The juxtaposition o f the Oedipus myth with an anti- Semitic text
of his enquiry. His underlying question is: "How is a society may seem far-fetched, but it is given some justification by the con­
possible?" Because he assumes that social systems are differential, flation of Oedipus and Judas Iscariot in medieval Christianity. In
he is forced to ask the supplementary question: "How is difference the life of St Matthew in the Golden Leaend, Judas's parents are
possible?" His answer, perhaps inevitably, is that difference is warned of their son's future role, and set the infant adrift in a small
made possible through the exclusion of the undifferentiated. (For chest; he lands on the island of Iscariot and is adopted by the queen,
Girard, the undifferentiated is that which, although distinct, is but is forced to flee after murdering his new brother; on his return
defmed by its identity with something else - a twin, for example - to Jerusalem, Judas inadvertently kills his father and marries his
or which implicitly denies the reality of difference by combining or mother, and then repentantly j oins the followers of Jesus - which is
66 Se e i n g T h i n g s H id d e n Apocalypse 67

when the trouble really starts. 52 Girard seems never to have dis­ The shared dynamic suggests that even though they do not have
cussed the story, but it provides striking support of his thesis, for exactly the same understanding of sacrifice and taboo, Girard's and
within the figure of Judas, the emblematic focus of anti-Semitic Kristeva's theories may be compatible. Both suggest that sacrifice
persecution, are contained two Girardian scapegoats - Oedipus and taboo are alternative methods of dealing with an identical prob­
himself, and Moses, the adoptive murderer. 53 lem: the undifferentiated can be eliminated either through death or
Although Girard believes that all myths can be demythologised in avoidance , and one solution renders the other superfluous .
this way, it is far from clear that his hypothesis is universally appli­ According to Girard, entities that symbolise undifferentiation are
cable. However, it offers another account of the way in which treated as taboo in order to prevent them spreading the contagion of
entities that are taken to be undifferentiated within systems of binary undifferentiation and so precipitating a mimetic crisis that will
classification may be excluded from the symbolic order, and, as require another scapegoat. According to Kristeva, treating some­
such, provides another explanation of the way in which bivalence thing as taboo forestalls the need to kill it: abomination, like the
may be maintained. abominations of Leviticus, is thus "an attempt to throttle murder"
which establishes a new law: "prohibition instead <if killing" . 55
Sacrifice and taboo are not, however, mutually exclusive alterna­
S acrifice and Tab o o tives. Not only do they co-exist within the same societies, but it is
possible for them to be combined. In general, one precludes the
Although it may be wrong to suppose that taboo and sacrifice are other: sacrificial animals must be handled, killed and eaten, whereas
invariably or solely concerned with the exclusion of the undifferen­ taboo animals must be avoided. But although killing a taboo animal
tiated , there seems good reason to believe that both practices or treating a sacrificial animal as taboo can only ever be an exception
sometimes fulfil this function. Given that this is the case, it is worth to the usual rule, it is not unknown. An example of the latter prac­
considering the relationship between them. Kristeva imagines undif­ tice is offered by the Levitical account of the expulsion of the
ferentiation in psychoanalytic terms as the pre-objectal fusion with scapegoat. On the Day of Atonement, the high priest takes two
the mother, and Girard conceives of it as a mimetic crisis, but both goats, sacrifices one and gives the other to a man to release in the
are concerned with the convulsive transition from undifferentiation wilderness. By being removed from the camp, the area of ritual
to difference, what Kristeva calls "the immemorial violence with purity, and taken into the wilderness, the zone of ritual impurity, the
which a body becomes separated from another body in order to scapegoat is in effect treated as an unclean animal, and the man who
be". 54 This process , whether described in terms of abjection or the takes it into the wilderness can only re-enter the camp after wash­
scapegoat mechanism, is characterised by the exclusion of the undif­ ing his clothes and bathing in water, a precaution otherwise required
ferentiated , and the establishment of a symbolic and social order of those who have had contact with the corpses of unclean ani­
maintained through institutionalised forms of abjection or scape­ mals. 5 6 The co-existence and occasional convergence of taboo and
goating, namely taboo or sacrifice. sacrifice suggest that they are alternatives which may be conjoined
68 S e e i ng T h i n g s H i d d e n Apocalypse 69

for mutual reinforcement. And if the exclusion of undifferentiation makes no further connection between the equation of apocalyptic
is understood to be not merely the form of these practices but also with visions of abjection and her earlier identification of the
their shared symbolic function, it is possible to argue that they rep­ abject with taboo. But her remarks may nevertheless point the way
resent complementary but compatible solutions to the same to an understanding of the relationship.
problem: sacrifice symbolically re-enacting the originary exclusion Although it is commonplace for apocalyptically orientated move­
of undifferentiation through the killing of differentiated entities, ments to disregard the taboos that define their culture , the
while taboo maintains that exclusion through the avoidance of undif­ transgressive reversal of existing practices is perhaps most clearly
ferentiated entities. On this hypothesis, the significance of the seen in social groups where taboo is of particular importance.
convergence of the two practices in the Levitical scapegoat derives Examples include the Sabbatian movement in seventeenth-century
from the fact that, when conjoined, the exclusionary logic of both is Judaism and the so-called cargo cults of Melanesia. Sabbatai Zevi,
laid bare. whose messiahship was initially accepted by ninety per cent of the
Jewish population, rapidly became the focus of apocalyptic expec­
tation. In a supplement to the Vision if R. Abraham, a purportedly
A p ocaly p se and Tab o o medieval apocalypse which identified Sabbatai as the true messiah
whose "kingdom shall be forevermore", it was predicted that
In Powers if Horror, Kristeva argues that Celine adds to the semantic Sabbatai would receive "a new law and new commandments to
ambivalences of the carnivalesque "the merciless crashing of the repair all the worlds" and that in 1 658 he would bless "Him who per­
apocalypse". 57 His apocalyptic vision is, she suggests, marked not mits that which is forbidden". 61 The event to which the apocalypse
just by an "end-of-the-world flavour" but by "suffering, horror, and referred took place in Palestine, where Sabbatai persuaded ten
their convergence on abjection". 5 8 This willingness to embrace the Israelites to eat fat of kidney, and pronounced the blessing over it.
abject is, she argues, not just a consequence of Celine's apocalypti­ This was a shocking transgression of Jewish taboo, which, as
cism, but constitutive of it: Gershom Scholem observes, "raised the standard of rebellion against
the hallowed traditions of the Law, and abrogated its prohibitions -
Abjection, when all is said and done, is the other facet of reli­ including by implication, those against incest and fornication"Y
gious, moral, and ideological codes, on which rest the sleep of The Sabbatians soon became renowned for their licence, and even if
individuals and the breathing spells of societies. Such codes are the reports were exaggerated by opponents, there can be little doubt
abjection's purification and repression. But the return of their that there was a direct connection between the movement's apoca­
represse d rnake up our "apoca1ypse" . 59 lyptic expectations and its disregard of taboo.
Kenelm Burridge's study of millenarians in Polynesia and
Despite believing that "The vision of the ab-ject is, by definition, the Melanesia found a similar pattern and led him to suggest that such
sign of an impossible ob-ject, a boundary and a limit",6° Kristeva groups usually revert to a "pre-human state: a condition without
-

70 Se e i n g Thin g s H i d d e n Apocalyp se 71

rules and lacking in particular that fundamental rule of community transgression of taboo is perhaps clearest in the parable of the wheat
life, the incest taboo".63 The conclusion may be overstated, but and the tares. A man sows wheat in his field, and his enemy tares;
there is abundant evidence that apocalyptic expectation in Melanesia both grow together until the harvest, when the wheat is gathered
led to the conscious transgression of existing taboos. For example, into the barn and the tares are bundled up for burning. 69 The tares
both the Vailala Madness in Papua in the early 1 920s and the Naked amongst the wheat, like the wolves in sheep's clothing,70 are a
Cult of the New Hebrides in the late 1 940s abandoned previous powerful metaphor for the mingling together of opposites that
restrictions and scrapped many important taboos. 64 Tsek, the leader typifies the apocalyptic period, but both are also a transgression of
of the Naked Cult, defied tradition by contracting an endogamous taboo, a situation that arises from the direct contravention of the
marriage, as did Filo, the female leader of another Papuan cult in the Levitical injunction not to plant a field with two types of seed and
1 9 30s.65 not to allow animal species to become confused. Within the Judaeo­
Peter Worsley (from whom these examples are taken) argues Christian tradition in particular, broken taboo becomes the primary
that "the cults' insistence on deliberately breaking with the cus­ index to the proximity of the end. In Daniel, the beginning of the
toms, traditions, habits and values of the past" heightens emotion, end-time is linked to the end of daily sacrifice and the simultaneous
and that the "ritual breaking of taboos is thus a most powerful mech­ setting up of the mysterious "abomination of desolation",71 and in
anism of political integration". 66 Within the colonial context, these Mark this "abomination of desolation" becomes the signal by which
transgressive practices may well have had the latent function Worsley Christians will know that the apocalyptic woes are beginning. 72 The
attributes to them, but it would be wrong to imagine that the break­ exact meaning of the "abomination of desolation" has never been
ing of taboos is associated only with the exigencies of millenarianism clear, but it undoubtedly refers to some transgression of taboo com­
as a social movement. The Judaeo-Christian apocalyptic texts are parable to the desecration of the temple to which Daniel alluded.
themselves almost uniform in their insistence that prior to the end The reversal of customary taboos embodied in apocalyptic may
there will be a time of mixture, in which order breaks down and extend beyond the disregard for taboos in millenarian cults, and
taboos are broken. According to the apocryphal book of Jubilees, the identification of eschatological confusion with the dissolution of
the apocalyptic woes will fall upon a generation that "transgresses on taboo. There is much to suggest that the genre is not just a revelation
the earth and practises uncleanness and fornication and pollution and of the dissolution of taboos, but itself a taboo revelation. What is
abominations". 67 But the confusion is less a characteristic of the seen in apocalyptic vision is more often than not a series of symbols
people than a symptom of the times themselves. Thus the Syriac embodying what is otherwise prohibited. The Levitical prohibition
Baruch describes twelve successive periods of apocalyptic distress, against planting a field with two types of seed is connected to the
culminating in an eleventh period in which there is "much wicked­ prohibition against the conjunction of beasts of different kinds
ness and impurity", and a twelfth period in which there is chaos (described in Leviticus as the mating, and in Deuteronomy as the
resulting from the mixing together of all the previous woes. 68 yoking, of different species)73 and to the abomination of unclean ani­
The identification of the apocalyptic time of mixture with the mals that represent such ambiguities. Yet apocalyptic revelations
72 S e e i ng T h i n g s H i d d e n Apocalypse 73

are full not only of unclean animals but of strange hybrids : a lion This may or may not be true, but there can be little doubt that
with eagle's wings, and a leopard with four heads and the four wings apocalyptic's vision of abjection is frequently communicated through
of a bird in Daniel 7 ; a beast like a leopard, with the feet of a bear other impossible objects.
and the mouth of a lion, in Revelation 1 3 , and its companion, a beast
like a lamb that speaks like a dragon. The "Animal Apocalypse" of 1
Enoch (see below) is simply a sequence of such animal miscegena­ A p o ca l y p s e a n d S acr i f i ce
tions. In these contexts it would appear that both the unclean
creatures and the hybrids are essentially symbols of the same Although better known for their disregard of taboo, apocalyptically
process. As David Bryan observes: "The Mischwesen [hybrids] are orientated movements also frequently envisage the discontinuation
best seen as an intensified unclean creature, that is, as an increase in of sacrifice. This is true of the two most apocalyptically orientated
the presence of chaos in the world ."74 Just as in Baruch, where the world religions , Zoroastrianism and Christianity. In the case of
eleventh woe of impurity is followed by a final woe in which all the Zoroastrianism, the first faith to assign a definite redemptive con­
other woes are mixed together, the Mischwesen represent a mixture clusion to human history, the coupling of eschatology and an
of impure elements which are themselves defined by their mixed anti-sacrificial rhetoric seems to have been present at the begin­
attributes. The logic of apocalyptic seems to culminate in the max­ ning. 78 In the Gathas, the seventeen hymns in the Avesta composed by
imisation of undifferentiation, in the mixture of mixture. Zoroaster himself, the prophet envisages a "final turning point of
Viewed in this light, Peter's vision in Acts 1 0 seems more typical existence", a judgment which will "bring to realization the most
of the apocalyptic genre than is sometimes supposed. Falling into a just actions for the deceitful as well as for the truthful man". 79 Even
trance on the roof of his house, Peter sees the heavens open and a the later Zoroastrian idea that all will have to pass through a molten
great sheet lowered full of taboo animals which he is invited to kill river is adumbrated by Zoroaster as "The satisfaction which Thou
and eat. The meaning of the vision - namely that the early Jewish shalt give to both factions through Thy pure fire and the molten
Christians should break with taboo and accept the previously incon­ iron . . . in order to destroy the deceitful and to save the truthful". 80
ceivable idea that there might be Gentile Christians - is immediately Within this framework, it is the cruel treatment and sacrifice of
apparent,75 but what is significant is the way the message itself is cattle that mark out the deceitful . Zoroaster devotes an entire hymn
coded. Not only does the vision portray an open heaven - according to an ox-soul complaining about its misfortunes ( Yasna 29), and
to Rowland, the typical feature of the apocalyptic revelation of heav­ makes clear that those who demand animal sacrifice saying "The
enly secrets76 - but what is revealed is something that is otherwise cow is to be killed (for him) who has been kindling the Haoma [the
taboo. Apocalyptic, it seems, does not merely anticipate a trans­ sacramental drink made from the sacrificial plant] . . .", will, on this
gressive time of mixture but actually presents that time through account, "not be brought to those who rule over life at will in the
transgressive symbols. According to Derrida, "all language on apoc­ House of Good Thinking [heaven]". 8 1
alypse is also apocalyptic and cannot be excluded from its object". 77 In Christianity, the death of Christ was quickly interpreted as a
74 Se e i ng Th i ng s Hidd e n Apocalypse 75

sacrifice to end sacrifice. 82 In the Synoptic apocalypses, Jesus himself crisis employ the imagery of Christian apocalyptic, but even where
implicitly envisages the termination of sacrifice by predicting the the accounts are independent (as when he draws examples from
destruction of the Temple, the centre of the sacrificial cult. But classical mythology) there are the same inexplicable portents and
even before this happened, it was recognised that s..;crifice no longer plagues, and the constant mimetic violence of twinned antagonists ­
had a place in the new sect. According to the book of Hebrews , the nation against nation, kingdom against kingdom , Romulus against
crucifixion abolished the former sacrificial system and established a Remus, Eteocles against Polynices. As Ethiopic Enoch describes it:
new covenant in which, as the perfect and final sacrifice had already
been made, no further sacrifices were necessary. Once again, the In those days in one place fathers and sons will strike one
end of sacrifice was coupled with impending judgment, and in another, and brothers will together fall in death until their
Hebrews it is repeatedly emphasised that having ended sacrifice by blood flows as if it were a stream. For a man will not in mercy
offering a once-for-all time sacrifice for sins, Christ is now waiting withhold his hand from his sons, nor from his son's sons , in
to appear a second time, when he will save those who await him and order to kill them, and the sinner will not withhold his hand
vanquish his enemies. 8 3 from his honoured brother, from dawn until the sun sets they
Given the well-established link between the experience of per­ will kill one another. 8 5
secution and the development of the genre of apocalyptic , it is
possible to argue that the rejection of sacrifice and the development According to Girard, a mimetic crisis is resolved by the scapegoat
of apocalyptic are unconnected events independently inspired by mechanism. Thus, in Euripides' Phoenician Women, Oedipus is forced
persecution, which simultaneously fosters identification with unde­ to leave Thebes; and in Livy, Remus is struck down in turba (which
serving victims and a desire for an eschatological judgment on the Girard interprets as a collective murder) and Romulus disappears in
persecutors . However, the content of apocalyptic strongly suggests a cloud (or gets ripped to pieces by the senators - another collective
that there is a more direct relationship between the two. Even when murder) before being proclaimed a god. 8 6 But in apocalyptic, men
sacrifice is not rejected, its cessation is frequently envisaged as an appear rather than disappear in the douds, and the resolution of the
eschatological portent. In the Synoptic apocalypses, the destruc­ crisis seems to have an inverted form : not the exclusion of an indi­
tion of the temple is used to introduce the catalogue of apocalyptic vidual by the collectivity, but the inclusion (or reindusion) of a
woe�, and in Daniel the taking away of the continual burnt offering concealed or celestial individual whose authority is imposed on the
is the signal for the beginning of the countdown to the end. 84 world. This escatological figure is frequently one who, in Girard's
Despite his claim to reveal what is hidden at the foundation of the theory, would be counted as a scapegoat. In the apocryphal
world, Girard has little to say about apocalyptic literature. Testament of Abraham, the first judgment is performed by Abel, 8 7
Nevertheless there are obvious parallels between what he terms a whose murder preceded the building of the first city88 and who,
mimetic crisis and what apocalyptic texts depict as an eschatological according to Luke, was the first of those whose blood "was shed
crisis. Not only do some of Girard's cited descriptions of mimetic from the foundation of the world"; 8 9 in the Similitudes of Enoch, the
76 S e e i ng T h i n g s H i d d e n Apocalypse 77

"Son of Man" who judges the world has been "hidden from the scapegoat mechanism both in the undifferentiated violence of the
beginning"90 and is identified with Enoch, the patriarch whose mys­ crisis and in the curious similarities between primordial victims on
terious disappearance from earth (for Girard, a tell-tale sign of a the one hand, and eschatological saviours on the other. The crucial
scapegoat) is recorded in Genesis and in Jubilees (where he is said to difference, of course, is that whereas in sacrifice the mimetic crisis
have been transported to Eden) ;91 in a fragmentary document from is resolved through the exclusion of a symbol of undifferentiation, in
Cave 11 at Qumran, it is Melchizedek, another Old Testament figure apocalyptic the crisis is ended by its return.
famous for his disappearing act (according to 2 Enoch he disap­
peared first as a child when, like Enoch in the book of Jubilees, he
was whisked away to Eden to avoid being murdered) ,9 2 who exe­ A p ocaly p t i c
cutes the judgment.93 The structure is perhaps most obvious in the
book of Revelation, in which it is "the Lamb slain from the founda­ Because there are many contexts in which apocalyptic requires or
tion of the world" who opens the seven seals and receives the envisages the abandonment of sacrifice and/ or taboo, it is necessary
kingdom of God. 94 to ask why there seems to be this inverse relationship. Apocalyptic,
In the biblical and apocryphal apocalypses, what is revealed at the taboo and sacrifice all appear to be concerned with the opposition
end of the world frequently turns out to be what was hidden at its between undifferentiation and difference, mixture and separation,
foundation. It is not the obvious heroic figures of the patriarchal age chaos and cosmos, and all explore the boundary that divides them.
who return as eschatological judges, but those whose memory has However, the location of that boundary is different in each case. In
all but vanished - the missing and the sacrificed. However, the pat­ sacrifice, the division is something established in the distant past
tern is by no means confined to the Judaeo-Christian tradition. The through killing or banishing the forces of primordial chaos, and
Mansren myth in New Guinea, which predated the arrival of maintained through the symbolic re-enactment of the initial divorce.
Christian missionaries but subsequently inspired a sequence of mil­ In taboo, on the other hand, the undifferentiated is a present and
lenarian agitations, describes how an individual excluded from his potent danger that must be constantly and rigorously avoided.
community (by the distinctively Melanesian strategy of being aban­ Apocalyptic seems to presuppose that difference is maintained
doned when everyone else moved to a new island) would eventually through one or both of the mechanisms of taboo or sacrifice, but
return and inaugurate a golden age. 95 And in the nineteenth-century suggests that rather than being successfully relegated to the past or
Tuka movement in Fiji, elements of the Fijian creation story were excluded from the present, the undifferentiated has been deferred to
combined with biblical elements to create the myth of the twins, the future from where it will be reincorporated into the present.
Nathirikaumoli and Nakausambaria, who, having been forced to sail Understood in this way, the ending of sacrifice, the spread of poilu­
into exile, would soon return with the ancestors to drive out the tion and the return of the undifferentiated are all expressions of the
Europeans. 96 same thing. If what is not sacrificed is taboo, and what is taboo is not
The dynamic suggested by these examples recalls Girard's sacrificed, the end of sacrifice is naturally co-extensive with the
78 Seeing Things Hidden Apocalypse 79

spread of pollution . (When everything is polluted nothing can be but may actually dispense with them. There is thus no dichotomy
sacrificed , and when nothing is sacrificed everything is polluted.) between a series of unwelcome apocalyptic woes and the welcome
The negation of sacrifice and taboo therefore naturally converges in return of an eschatological figure who ends them . The two events
the return of what is undifferentiated, for the reincorporation of the are of essentially the same kind, so, in Revelation, it is not just the
undifferentiated is not just presaged by the breakdown of sacrifice demonic powers that are described as Mischwesen but also the escha­
and taboo, but is itself that breakdown. tological saviour, a Lamb with seven horns and seven eyes that stands
How does this account of apocalyptic relate to primary factors on a throne surrounded by a lion, an ox, a man and an eagle, all with
that are universal aspects of human experience? Since it appears to six wings and covered in eyes. Yeats seems instinctively to have
be the case that undifferentiation is a universal conceptual possibil­ grasped the point: in "The Second Coming", the "rough beast"
ity and differentiation a universal social actuality, there must also slouching towards Bethlehem to be born is another Mischwesen, a
universally be social and symbolic processes that regulate the relation sphinx or manticore, "A shape with lion body and the head of a
between the two. It does not follow from this that there is any one man" . 97
universal process by which that relation is maintained, and there is Apocalyptic not only describes the reinclusion of the undifferen­
no reason to suppose that sacrifice, taboo and apocalyptic, either tiated into a pre-existing binary system, it may also go on to reveal
singly or in combination, constitute such a universal. But if there are a new system, a new millennium that operates on principles differ­
always mechanisms through which the balance between difference ent from those of the old. Apocalyptic texts often describe a process
and undifferentiation is regulated, it seems probable that sacrifice in which undifferentiated chaos is the prelude to a new order: but
and/ or taboo sometimes perform this function, and that the process where sacrifice is cyclical and conservative � the original binary
may be imaginatively reversed so that what was excluded is rein­ oppositions can be repeatedly restored by the re-enacted exclusion
corporated. On this view, apocalyptic is not so much an inversion of of the undifferentiated element � apocalyptic is dialectical and rev­
a universal process as an inversion of processes that are themselves olutionary. It is not the oppositions dissolved in the period of
particular manifestations of the universal need to regulate undiffer­ undifferentiation that are re-established , but a new set. The undif­
entiation within differential societies. ferentiated returns, that which was excluded is reincluded, and a
In so far as apocalyptic is the revelation of undifferentiation, it new order is created, less exclusive than that which previously
reveals not a victory for one side of a binary opposition, but a tran­ existed. 9 8
scendence of the polarity. Apocalyptic does not merely invert the This new order may involve a return to a state prior to binary
processes embodied in taboo or sacrifice, it also differs from these opposition. In the Syriac Baruch, after the twelve periods of increas­
practices in that it positively welcomes the intrusion of chaos into ing chaos are followed by the simultaneous appearance of the
the existing cosmos. As sacrifice and taboo are both mechanisms messianic kingdom and the primal chaos monsters : "The Messiah
devoted to keeping chaos at bay, apocalyptic not only assumes that shall then begin to be revealed. And Behemoth shall appear from his
they will cease as part of the future intrusion of the undifferentiated, place and Leviathan shall ascend from the sea.'>99 There is then a time
80 S e e i n g T h i n g s H i d d en Apocalypse 81

of plenty in which the earth yields its fruits ten-thousandfold present age is conceived in terms of differentiation rather than frag­
and, contrary to all dietary taboos, the monsters serve as food mentation, with the corollary that the future involves not a reunion
for those in the messianic kingdom. The implicit idea of a return of scattered fragments, but the elision of difference; and (ii) the
to primordial undifferentiation is clear too in Daniel 2 , where return of undifferentiation is thus necessarily the reincorporation of
Nebuchadnezzar dreams of a statue made of a differentiated something excluded by difference rather than the re-formation of a
sequence of metals - gold, silver, bronze, iron - and terminating in lost unity.
feet of mingled iron and clay. The statue is then smashed, not by one The distinction between the Neoplatonic reunion of contraries
or the other of the substances mixed in the feet, nor by one of the and the apocalyptic reincorporation of contradiction or undifferen­
other metals in the statue, but by a stone hewn from a mountain tiation can be seen in the third book of Robert Musil's The Man
which then grows to fill the entire earth. It is thus not one or without @alities, "Into the Millennium", where, with the help of
another of the differentiated elements that succeeds the time of the alchemical idea of incestuous union, the Neoplatonic myth is
mixture but the pre-differential , a stone in which iron and clay (and given a distinctly apocalyptic twist. After the death of their father,
all the other metals) have not been separated. The new world of Agathe and her brother Ulrich, who are not twins and have always
Judaeo-Christian apocalyptic is not a world of good rather than evil, lived separately, agree to set up house together, and Ulrich elo­
but a world prior to that division; it is the original Garden of Eden, quently pictures their new life in terms of apocalyptic
from which Adam and Eve were expelled when they ate from the undifferentiation:
tree of knowledge and discovered difference.
This account of apocalyptic as the return of the undifferentiated In past ages people have tried to imagine such a life upon
might suggest that it conforms to the cyclical pattern of unity lost earth: that's the Millennium, the Kingdom of a Thousand
and unity regained described by M . H . Abrams . According to Years, formed in our own image and yet not among any of the
Abrams, this paradigm - first formulated by Plotinus, and trans­ kingdoms that we know. Well that's the way we'll live ! We
mitted through the Neoplatonic and Hermetic traditions to the shall cast off all egoism, we shall not accumulate possessions or
Romantic generation - involved "a primal unity and goodness, an knowledge or lovers or friends or principles, not even our­
emanation into multiplicity which is ipsofacto a lapse into evil and selves. Accordingly our spirit will open up, becoming fluid in
1 00 This model IS .
suffering, and a return to unity and goodness" . . m relation to man and beast, opening out till we're no longer
some respects similar to the account of apocalyptic given above, ourselves and maintain ourselves solely by being interwoven
and at various points in western intellectual history the Neoplatonic with the whole world.
101
vision has become fused with aspects of Judaeo-Christian apocalyp­
tic; but there are also significant dissimilarities. The apocalyptic Later, installed in the same house, and with their relationship
sequence of difference followed by undifferentiation differs from the teetering precariously on the brink of incest, Agathe reminds Ulrich
Neoplatonic model of unity/fragmention/reunion in that (i) the of the Platonic myth (recounted by Aristophanes in the Symposium)
-

82 Se e ing Th ing s H i d d en Apocalypse 83

of love as the search of each half of an originally bisexual being for more inclusive than Rowland's account o f apocalyptic a s the super­

its counterpart . When Ulrich points out that in practice this proves natural disclosure of heavenly secrets in that it fits the major

impossible, Agathe replies that brothers and sisters must at least be canonical and apocryphal apocalypses of the Judaeo-Christian tradi­

halfway there, and Ulrich suggests that twins would fit the pattern tion while accommodating several texts - the Synoptic apocalypses,
1 2
still better. 0 Agreeing that being brother and sister is insufficient, the Assumption of Moses and some of the Sibylline Oracles - that
. , 10 3 10r,
c
Rowland is forced to discount. However, unlike Rowland , it
.
thev declare themse lves not JUSt .
twms, but "s·1amese twins ,

as lllrich observes , "a Siamese Sister, who's neither me nor herself, excludes New Testament visions of the open heaven - such as those

but just as much me as herself, is clearly the only point where every­ which occur at Jesus's baptism in Mark, and at the stoning of
0 Stephen in Acts - unless, as is the case wjth Peter's vision in Acts 1 0 ,
thing intersects". 1 4
The culmination of Musil's immense novel in the possibly inces­ their content requires their inclusion. But while the hypothesis sug­

tuous union of two self-defined twins whose relationship has been gests that the features highlighted by Rowland are not the essential

concealed for the preceding thousand pages, is not only an unusually ones, it may also offer a way of explaining why they occur in so many

perspicuous manifestation of the apocalyptic pattern of the trans­ apocalyptic texts. If apocalyptic is a revelation of the contradiction

gressive reinclusion of excluded undifferentiation, but, given that and indeterminacy excluded at the foundation of the world, then

Agathe and Ulrich discuss the Platonic precedents for their union, a what is revealed may require a particular form of revelation. In soci­

useful example of the way in which apocalyptic undifferentiation dif­ eties where bivalence is assumed to be natural, the undifferentiated

fers from the straightforward reunion of separated halves described is inaccessible to normal patterns of thought, so access can be gained

in the Symposium and the Neoplatonic tradition. What Musil calls only by means that circumvent the accepted modes of cognition.
10
"the realm of the Siamese Twins and the Millennium" 5 is formed, Conversely, in these circumstances any supernatural revelation of

not from the reunion of what once was joined, but from the fusion hidden secrets is liable to disclose a world of contradictions and

of two lives that had always been separate and whose union is for­ indeterminacies. The more strictly binarity is maintained, the more

bidden. contradictions and indeterminacies there are to disclose - hence


perhaps apocalyptic's elective affmity with dualism.
Describing apocalyptic as the revelation of excluded undifferen­

R ev elati o n a n d E sch atology tiation provides a definition that is not forced to include any form of
arcane revelation irrespective of content, without being committed

The account of apocalyptic outlined above is articulated in terms to the view that all endings are to some degree apocalyptic. The

quite foreign to the customary definitions of the genre; nevertheless, latter position (associated with Frank Kermode) , in which even " Tick

it is able to serve the same function, for it is applicable to the same is a humble genesis, [and] tack a feeble apocalypse", 1 06 suggests that

texts and is able to account for just those aspects of apocalyptic that there may be an apocalypse in every ending. But we just do not think

others have found to be its characteristic features. It is, for example, of endings that way: there is nothing recognisably apocalyptic about
-

84 Seeing Things Hidden


Apocalypse 85

the end of a lecture, or the end of a car journey, or even the end of
(as I shall try to show i n chapter 4) apocalyptic may even take o n an
life, for nothing out of the ordinary takes place or is revealed by the
anti -eschatological character.
ending itself. And nor do we expect it to be, for we are starting and
stopping all the time. In fiction, endings are often associated with the
disclosure of withheld information or the resolution of a plot. But " A n i m al A p o c aly p se"
those fictional plots in which the ending (and the relationship of
events and characters to that ending) is of paramount importance are
In order to see how the theoretical account of apocalyptic outlined
those that have least in common with apocalyptic texts. For example,
above might inform our understanding of apocalyptic texts, I shall
in detective fiction and romance (in which the shadow of the ending
examine two in more detail. Both are liable (for different reasons) to
falls on the first page and never lifts until we actually read to the
strike the reader as slightly bizarre, but in this respect they are rep­
end) , the ambiguities inherent in the plot are gradually reduced until
resentative of the apocalyptic genre as a whole. The first of these,
we discover who is going to marry the heroine or who the guilty
the so-called "Animal Apocalypse", comprises chapters 85-90 of
party really is. In these genres, endings resolve the unbearable uncer­
the book known as 1 Enoch or, by virtue of the fact that much of it
tainty that has earlier been created by the narrative. But apocalyptic
has been preserved only in Ethiopic, Ethiopic Enoch. Although it
texts describe a world that grows ever more confusing and may cul­
may perhaps contain older material, Enoch is a pseudonymous work
minate in a new world that is quite unlike the old. There may be
probably written in the second century BCE . It can be subdivided
apocalyptic fictions, but they are rarely found in novels in which the
into five parts, one of which, the "Book of Dreams" (chapters
reader waits expectantly for the end.
83-90), recounts two visions. The first is a very brief revelation of
However, if apocalyptic is the revelation of the contradiction and
eschatological chaos ("I saw how the earth was swallowed up in a
indeterminacy at the limit of the existing order through the imagi­
great abyss, and mountains suspended on mountains, and hills sank
native reversal of the processes that have excluded them, it is
down upon hills . . ."; 1 07 the second, the "Animal Apocalypse", is
inevitably concerned with the limits of our world, and, as such,
much longer and gets its name from the fact that it uses animals to
frequently has eschatological implications. Indeed, the two major
represent all those involved in the history of lsrael from the begin­
canonical apocalypses, Daniel and the book of Revelation, are both
ning of the world to the last judgment.
explicitly eschatological, and Christian apocalyptic has therefore
In abbreviated outline, the story goes as follows. Enoch falls into
been allied with eschatology from the beginning. But in so far as
a vision on his bed and sees a white bull emerge from the earth; a
eschatology is concerned with a longitudinal or durational experi­
heifer follows, and together they produce two calves, one black and
ence of closure, the eschatological content of apocalypse is variable,
one red. The black bullock strikes the red one and it disappears, but
and even though (as I shall argue in chapter 3) the idea of a complete
the heifer now produces another calf who is white, followed by
end to time may be necessarily contradictory and so apocalyptic, an
further black calves. The white calf grows up and sires further white
anticipated ending or eschatology is not of itself an apocalypse, and
cattle. Stars fall from heaven, mixing up the cattle and mating with
86 Seeing Things H i d d e n A po calypse 87

the black bulls to produce elephants , camels and asses, which the tower, the temple, and the table the sacrificial cult. The
promptly attack the bulls and one another. However, all are drowned sequence in the development of the image is therefore:
in a flood with the exception of one white bull and his offspring -
one white, one red "as blood", one black. The three young bulls now 1) Jerusalem + temple + sacrifice
father wild animals and birds - lions, tigers, wolves, dogs, hyenas, 2) Jerusalem + temple + pollution
wild boars, foxes, badgers , pigs, falcons , vultures, kites, eagles and 3) Jerusalem
ravens. But they also produce a white bull that fathers a wild ass and
another white bull , which, in turn, begets a black wild boar and a What we have is another example of the previously observed apoc­
white sheep, both of which go on to reproduce their own species. alyptic sequence in which sacrifice is replaced by pollution, and
The sheep are preyed upon by the other animals, but eventually then pollution superseded without a return to the sacrificial system
build a house and a tower for their owner and spread a full table that previously kept pollution at bay. The development of the
before him. They then become blind and are again assaulted by the imagery of clean and unclean, although not precisely coterminous,
other animals who destroy the house. When the house and tower are follows a similar pattern. At the beginning of the first and second
rebuilt, the table has bread that is unclean and not pure. The sheep ages there are only clean animals (i . e . those suitable for sacrifice);
are then preyed upon by birds, but the owner intervenes and the unclean animals then proliferate and dominate the clean ones; but at
sheep defeat their enemies. The owner now constructs a new house, the end of the age there are only clean animals once more. There is
without a tower, and all the sheep and other animals gather there. A thus the sequence :
white bull is born, and then all the other species are transformed
into white bulls as well, although the first white bull is differentiated 1) clean animals
by having big black horns. Enoch wakes up. 2) clean and unclean animals
This laborious allegory includes many identifiable individuals and 3) clean animals
events from Israel's history which need not concern us . 1 08 What is of
interest is that part of the apocalypse which deals with the future, and There is clearly a degree of homology between the two sequences in
the way in which it reuses the codes that have been operating in the that the pollution of the temple is equivalent to the dominance of
rest of the story. The three purely eschatological events are i) the con­ unclean animals; however, this does not help us to explain why,
struction of a house without a tower and table; ii) the transformation when pollution is eliminated and there are only clean animals once
of the sheep and all the other animals into white bulls; iii) the birth of more, there is no return to sacrifice. To interpret this aspect of the
a white bull who has black horns. The three obvious questions are : apocalypse, it is necessary to examine the sequence of colours used
Why does the house not have a tower? Why do all the animals to describe the clean animals. White, black and red are the colours
become white bulls? And why does one of them have big black horns? at the beginning of the first two ages and, although red soon
It is clear from the narrative that the house represents Jerusalem; disappears in each case, these three colours constitute the basic code
A po calypse 89
88 S e e i ng T h i ng s H i d d e n

i.e. qualities and phenomena represented by the colour black.


used in the narrative. No previous example of this triad exists within
The other is moral neutrality, lack of rules, chaos, non-struc­
the Jewish tradition, so to appreciate its significance it is helpful to
ture, magic power, emotionality etc. , i.e. qualities or
consider it in a wider context.
phenomena represented by the colour red. 1 1 1

Within the "Animal Apocalypse", it is clear that a very similar sort


B lack, W h i te, R ed
of colour symbolism is at work. White is the colour of the first bull
and of his virtuous descendants in every age, whether bulls or sheep,
In an exhaustive comparative study of colour terminology, Berlin
and no unclean animal is ever described as white . Black is the colour
and Kay demonstrated that no society has more than eleven basic
of Cain, the first murderer, and of another rejected first-born son,
colour terms, and that these terms always evolve in the same
Esau (the black boar, an unclean beast), the brother of Jacob (the
sequence. In a language with only two terms, the terms will be
first white sheep). Red occurs only twice, always as part of the triad
black and white; in a language with three terms, they will be black,
of white-red-black, and in each case it disappears, while the oppo­
white and red; languages with more than three terms will always
sition between white and black is perpetuated. Abel (red) disappears
include black, white and red, along with whatever additional terms
from the triad of Adam (white) and Cain (black) to be replaced by
occur in the sequence. 1 09 The finding that black, white and red are
Seth (white). Red reappears after the flood when one son of Noah is
the three most basic terms in all colour vocabularies helps to explain
why these three colours are, as had long been recognised, of funda­ "red as blood", but the colour is not perpetuated whereas white
and black continue in the lines of Jacob and Esau respectively. What
mental symbolic significance in numerous societies. The precise
appears to be happening in each case is that red is excluded as part
symbolic function of each colour may vary from one society to
of the dynamic by which the binary differentiation of white and
another; however, given that the opposition between white and
black is established.
black invariably precedes the discrimination of red, it is not sur­
So is the disappearing red a founding sacrifice, a symbol of undif­
prising to discover that fundamental binary oppositions are usually
ferentiation coded in the colour of undifferentiation? Abel is, of
coded as black and white. Red, a colour that falls somewhere
course, one of the paradigmatic scapegoats of Girardian theory, but
between white and black in terms of brightness, is thus frequently
there is additional evidence to suggest that in this case the colour red
used to symbolise not the polar oppositions themselves but transi­
is associated with scapegoating. Red is identified with blood, and in
tions, ambiguities or mixtures. 1 1° For example, Jacobson- Widding's
the Old Testament blood was considered to be both sacred and
study of red, white and black amongst the peoples of the Lower
taboo. Redness could therefore be associated "either with cleansing
Congo found that white symbolised good and order, and was
rituals or the heinous crime of murder". 1 1 2 Many commentators
opposed to two enemies of social order:
have suggested that there may be a link between the red bullock of
Enoch and the red heifer of Numbers 1 9 . 1 1 3 The red heifer is the
One is disorder in terms of disobedience, evil acts, envy etc.,
90 S e e i ng T h i n g s H i d d e n Apocalypse 91

only animal in the Old Testament sacrificial system to be specified by terms of the logic of colour symbolism points to the one alternative
colour, 1 14 and it is the only animal whose sacrifice results in ritual that has not been explored. As both white and black, the eschato­
uncleanness for those involved - a state which, as the rabbis com­ logical bull reincarnates the undifferentiation eliminated by the
mented, was otherwise produced by the expulsion of the scapegoat disappearance of the original red bull. Although not red, and thus not
and the mingling of kinds. 1 1 5 It was said of the original red heifer directly identifiable as Abel himself, the white-and-black bull is his
sacrificed by Moses that it had been divinely stored away for use in eschatological counterpart, a being that has an indeterminate identity
the time to come. 1 1 6 And like other such disappearing figures, the within the binary opposition of black and white. Like Abel, and the
red heifer became the focus of eschatological speculation. According other disappearing patriarchs of the antediluvian world who reappear
to one reading of the Mishnah, the tenth red heifer would be sup­ in Jewish apocalyptic, the white-and-black bull may be an eschato­
plied by the messiah himself, 1 1 7 and so in recent years logical manifestation of that which was hidden at the beginning.
ultra-Orthodox Jewish groups in Israel have been working to pro­ However, although the white-and-black bull is an indeterminate
duce a suitable beast with the help of a Pentecostal cattle breeder entity under the old system of classification, in the new age, where
from Texas who hopes to hasten the Second Coming. 1 1 8 there are only white bulls , he is not a contradiction that exists
The legends surrounding the red heifer may help us to make sense between polarities but an image of ambiguity opposed to an unam­
of what happens in the "Animal Apocalypse". The elimination of red biguous alternative. From binary opposition that excludes
from the original triad of colours suggests the exclusion of undiffer­ ambiguity, we have moved to a form of opposition in which ambi­
entiation in order to establish difference, but what about the end of guity includes that which is differentiated from it, and one side of the
the narrative where all the animals become white, except the white duality is uninstantiated except within the ambiguity.
bull with black horns? In the period prior to the eschaton there are a What then has happened in the "Animal Apocalypse"? The narra­
large number of animal species whose colours, although not speci­ tive of Israelite history that takes up the bulk of the book is not the
fied, are clearly not restricted to pure white and pure black. So author's invention; all he does is code that history and then extend
although undifferentiation is primarily symbolised through the dom­ the narrative to its eschatological conclusion through the manipula­
inance of unclean animals, it is also implicitly a time of mixed colour. tion of the codes he has already established. The colour coding of
In the eschaton that mixture comes to an end, but it is not replaced, Israelite history
as it was at the time of the flood, by the primal triad of white-red­
black from which red disappears. Instead, the new leader is not white 1) white black (red)
but white-and-black, and the other bulls are all white rather than 2) unspecified (mixed) colours
white or black. Commentators have been puzzled by the white bull 3) white-and-black and white
with black horns: 1 1 9 some see him as a new Adam or as one of the
Sethite line of white bulls, 1 2 0 others argue that the black horns indi­ can be seen to embody the same pattern as the temple imagery,
cate descent from Ham, the (black) son of Noah . 1 2 1 But analysis in thereby producing the sequence:
92 Seeing Things Hidden A po calypse 93

1) difference founded on sacrifice But what exactly is it that is contagiously apocalyptic about the apoc­

2) undifferentiation and pollution alypse? Although Derrida doubts that there is "just one fundamental
3) ambiguity and uniformity scene, one great paradigm" according to which apocalyptic strategies
regulate themselves, he toys with the possibility that there might be

What the "Animal Apocalypse" appears to describe is therefore the a unified apocalyptic tone, distinct "from all articulated discursive

originary exclusion of undifferentiation followed by a return of content". This tone is revelatory of "some unveiling in process" :

undifferentiation culminating in a new order in which undifferenti­ "The end is soon, it is imminent, signifies the tone. I see it, I know

ation is not excluded but central. it, I tell you, now you know, come." 1 26
According to Derrida, the apocalyptic tone has a primarily
demonstrative function, and so although it may serve to direct atten­

P lat o 's P h a r m acy tion to what is revealed, it may also designate not what is
announced, but rather the announcement itself, the act of revela­

Derrida acknowledges that his writing has sometimes explored tion. This function is performed at the most minimal level by the

apocalyptic themes and taken on what he refers to as "an apocalyp­ apocalyptic exhortation, "Come", which appeals "to the advent of

tic tone". 1 22 Yet the nature of the relationship between what in the apocalyptic in general no longer lets itself be contained

deconstruction and apocalyptic remains problematic. Amongst simply by philosophy, metaphysics, onto-eschato-theology, and by all

Derrida's interpreters, Christopher Norris argues that Derrida's the readings they have proposed of the apocalyptic". The "Come" sig­

texts are not themelves "a species of apocalyptic utterance" and that nals "an apocalypse without apocalypse, an apocalypse without

it would be wrong to read them as "irrationalist doomsday-talk". 1 23 vision, without truth, without revelation . . . without sender or

There is, he suggests, merely "an elective affinity between the pro­ decidable addressee, without last judgment, without any other

ject of deconstruction and the ' apocalyptic tone"' in that both eschatology than the tone of the ' Come' ".127

"suspend or problematize everything pertaining to the ground-rules But is Derrida's apocalypticism really only a tone, an inflection

of communicative reason". 1 24 Derrida himself sidles a little closer: that can be adopted or discarded at will? If it were, there seems little
reason why Derrida should identify with it so strongly as to trans­

I was aware of speaking of discourses on the end rather than form Kant's pamphlet, Von einem neuerdings erhobenen Vornehmen ton in
announcing the end, that I intended to analyse a genre rather der Philosophie, into a covert attack on a genre to which it makes no
than practice it, and even when I would practice it, to do so reference whatsoever. Why not respond with an essay on the notion

only with this ironic genre clause wherein I tried to show that of an "elevated tone" or, as the French translator of Kant calls it, "un

this clause never belonged to the genre itself; nevertheless ... ton grand seigneur"? The starting point for Derrida's meditations on

all language on apocalypse is also apocalyptic and cannot be the apocalyptic tone is Andre Chouraqui's identification of the Greek

excluded from its object.1 25 apokalupto with the Hebrew gala. The accords between the two
94 Seeing Things Hidden A p o c a ly p s e 95

words suggest "the idea of laying bare [mise a nu], of specifically When asked about writing, Theuth replied, "Here, 0 king, is a
apocalyptic unveiling, of the disclosure that lets be seen what to branch of learning that will make the people of Egypt wiser and
then remained enveloped, secluded, held back", 1 2 8 and Derrida improve their memories; my discovery provides a recipe (phar­
quotes several examples to indicate that the apocalyptic movement, makon) for memory and wisdom." But the king responded by saying
"the gesture of denuding or of affording sight", often has "a terrify­ that what Theuth claimed for writing would be "the very opposite of
ing and sacred gravity", whether it uncovers the glory ofYHWH, or, its true effect"; writing would make people forgetful, with the result
as in the Levitical prohibitions against incest, the abject nakedness of that they would no longer rely on their own memories but on exter­
a relative. 1 29 nal marks. 1 3 1
Despite using the accords between apokalupto and gala to define In Greek, the word pharmakon can refer to both beneficial and
apocalyptic, Derrida promptly drops them, "to let them resonate harmful prescriptions, to medicine and to poison. So when the king
all alone". In consequence, the terrifying apocalyptic gesture of suggests that the effect of the pharmakon may be the opposite of
unveiling what is otherwise taboo is replaced with something less what Theuth describes, and that writing may worsen rather than
alarming, an inflection that merely announces its announcement remedy the situation, 1 3 2 he is, Derrida suggests, implicitly playing
of itself. "Come" may reveal itself, but in doing so it does not upon the ambiguity of the word. In Plato, the word pharmakon fre­
reveal anything that is otherwise hidden. In Derrida's text what quently carries this ambivalence: in the Protagoras, the pharmaka are
could be taken as an invitation to see the terrible and die becomes listed amongst those things that can be both good and bad; in the
"an apocalypse without vision". Is it possible that this cautious step Philebus, there is discussion of remedies, like relieving an itch by rub­
backwards creates the space Derrida wants to open up between his bing, in which pain and pleasure are mixed; in the Timaeus, it is
own apocalyptic writings and those of other exponents of the genre? suggested that medicines only aggravate the diseases they supposedly
If so, how much room does he have for manoeuvre? subdue. Derrida therefore argues that "the textual centre-stage of
Derrida's proximity to more traditional forms of apocalyptic the word pharmakon, even while it means remedy, cites, re-cites, and
writing can be seen in "Plato's Pharmacy", an early piece from which makes legible that which in the same word signifies, in another spot
the later "apocalyptic tonings" are absent. 1 3 0 In this long essay, and on a different level of the stage, poison" . 1 3 3 In this situation, the
Derrida offers a reading of Plato's account of writing in the Phaedrus, choice of only one of these meanings by the translator has the effect
and of an Egyptian myth about the origin of writing recounted by of neutralising the citational play, producing on the pharmakon "an
Socrates. The story goes like this. The god Theuth, who lived in the 1Ject rfanalysis that violently destroys it" by reducing it to one of its
region of Naucratis, had invented all sorts of things - numbers, elements. 1 34
mathematics, astronomy, writing - so he went to Thamus, the king However, it is not only the translators who effect this rejection.
of all Egypt, and revealed his inventions in order that they might In the Phaedrus, Plato departs from his usual practice of allowing the

benefit the Egyptians in general. Thamus asked Theuth what his pharmakon its ambiguity by endorsing Thamus's simple reversal of
inventions might be used for, and gave his opinion of their merits. Theuth's estimation of writing. In this way, Derrida argues, Plato too
96 Seeing Things Hidden A p o c a ly p s e 97

attempts to master the ambiguity of the pharmakon: "to dominate by takes the tabooed ambiguity of the pharmakon and the excluded phar­
inserting its definition into simple, clear-cut oppositions: good and makos and reincorporates them into the text. By identifying the
1
c l se, essence and appearance" . 3 5
eVI"l , ms1
. "d e and outsi"d e, true and 1a pharmakon with the pharmakos, Derrida makes explicit what is
In order for these contrary values to be opposed, "each of the terms unstated within his readings of other texts, namely that the unde­
must be simply external to the other", but, as Derrida points out, the cidable terms he identifies and releases from univalence are those
pharmakon contains both, and so its "nonidentity-with-itself" always whose ambiguity has been excluded to preserve binary distinctions,
allows it to be turned against itself. 1 3 6 just as a scapegoat may be sacrificed to maintain the social order. The
As Derrida emphasises, the pharmakon cannot be included within end of the taboo on the contradictory meaning of the pharmakon and
binary opposition and yet remains within it, "resisting and disor­ the re-emergence of the pharmakos within the text are thus two
ganising it,without ever constituting a third term". 1 37 For this reason, aspects of the same deconstructive reading, just as, in apocalyptic,
it may be said to perform within Plato's text the function of the phar­ the spread of pollution and the return of a scapegoated victim are the
makos within Athenian society. 1 38 Like the pharmakos, who was point at which the negation of taboo and sacrifice may be said to con­
maintained at public expense in order to be driven from the city as verge.
a scapegoat in the event of some disaster like plague or famine, 1 39 From this analysis of "Plato 's Pharmacy", which is, Derrida
the ambiguous pharmakon inhabits the text precisely in order to be acknowledges, a paradigm of his other deconstructive readings, it
violently expelled from it. So just as the pharmakos is beneficial in so would appear that the relationship between deconstruction and
far as his expulsion is curative and harmful in so far as he represents apocalyptic is not just a matter of tone, but of technique. Not only
the powers of evil, the pharmakon is both good and bad, both pres­ do both apocalyptic and deconstruction "problematize the ground­
ent and absent. And yet, for all his weakness for pharmaceutical rules of communicative reason", they do so in the same way, by
metaphors (Socrates himself is elsewhere called a pharmakeus - a revealing and reincorporating the undifferentiated into environ­
word which, like pharmakos, means wizard or magician) , Plato never ments from which it has been excluded as the precondition of
actually uses the word pharmakos. The pharmakos, like the ambivalent communicative reason and social order. The destabilisation of texts
pharmakon, is, Derrida suggests, both a constitutive absence and a formed by exclusion and the destabilisation of societies formed by
deconstructive presence within the Phaedrus, another coincidentia exclusion are thus both based upon the same simple strategy, the
oppositorum that ceaselessly unravels within the text . 14{) imaginative reversal of the processes through which bivalence is
Derrida's reading of the pharmakon lpharmakos in the Phaedrus maintained . The "apocalyptic tone" which Derrida subsequently
simultaneously reintroduces the ambivalence of the pharmakon, adopts is therefore revelatory of more than itself; it also reveals the
shunned both by modern translators and by Plato himself, and apocalyptic strategy at work within Derrida's texts.
reveals the occult presence of the pharmakos within the text. Thus, But although Derrida's readings conform to the same strategy as
in exactly the same way as an apocalypse takes pre-existing exclu­ traditional apocalyptic, they do not necessarily share an eschatol­
sions and then describes their reintegration, "Plato's Pharmacy" ogy. In texts like the "Animal Apocalypse", the reincorporation of
98 S e e i ng T h i n g s H i d d e n Apocalypse 99

undifferentiation culminates in a new order in which the undiffer­ his testimony and left it as a testimony on earth for all the sons
entiated is one term of a new, albeit less exclusive form of of men of every generation. 143
opposition . Derrida, who is familiar with the Hegelian form of
this manoeuvre (see below, chapter 3), is specifically concerned to The section of Enoch to which Jubilees refers is the "Book of
avoid or at least postpone it, and seeks to explore the interval Dreams", where Enoch tells his son Methuselah that he had his
between neutralising the binary oppositions of metaphysics and second vision (the "Animal Apocalypse") before his marriage and his
what he terms "the irruptive emergence of a new ' concept' , that first "when I learnt the art of writing" . 144 Writing and apocalyptic
can no longer be, and never could be, included in the previous are born together: the first apocalyptic vision occurs when Enoch
regime". 1 4 1 Derridean apocalyptic is thus forever suspended in the learns to write; the first book is the "Book of Dreams", the first
transitus, it "can be led back neither to a present of simple origin nor inscription, an apocalypse. It can only be a short walk from Enoch's
to an eschatological presence"; 1 42 its apocalyptic woes are farm to Plato's pharmacy.
interminable.

C oda

By transforming Plato's account of the mythological origin of writ­


ing into an apocalyptic revelation, Derrida invests the first written
script with a character he later ascribes to all texts. As if to demon­
strate his hypothesis that apocalyptic is "a transcendental condition of
all discourse", he shows that even Theuth's originary inscription
can be deciphered as an apocalypse, an instant apocalypse that simul­
taneously excluded and reincluded the undifferentiated flux of
meaning. It is not altogether a new idea. According to the book of
Jubilees, an apocryphal Jewish work of the first century BCE, Enoch
"was the first among men born on earth to learn to write and to
acquire knowledge and wisdom":

What was and what will be he saw in a vision in his sleep, just
as it will happen to the sons of men in every generation until
the day of judgement: he saw and knew all of it; and he wrote
H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 101

Dogmatism consists in the tenacity which draws a hard and fast


line between certain terms and others opposite to them. We
3 may see this clearly in the strict "either-or": for instance, The
world is either finite or infinite ; but one of these two it must
be. The contrary of this rigidity is the characteristic of all
Hegel F r o m A p o c a ly p s e Speculative truth. There no such inadequate formulae are
t o T o t a li t y allowed, nor can they possibly exhaust it. These formulae
Speculative truth holds in union as a totality, whereas dogma­
tism invests them in their isolation with a title to fixity and
truth. 5

Rather than being content with the one-sided apprehension o f real­


ity purveyed by the half-truths of either I or, Hegel seeks to
If apocalypse is the reincorporation of excluded contradiction, then reincorporate all those contradictories that have been excluded by
Hegel must be the most apocalyptic of philosophers. He is quite earlier thinkers, to give being to the truths that philosophy had dis­
clear about what he thinks has been excluded by earlier thinkers: "it missed not just as false but as nothing.
has been a fundamental prejudice of hitherto existing logic and of According to Hegel, Kant had already taken an important step in
ordinary imagination that Contradiction is a determination having this direction. Unlike earlier philosophers, who supposed that con­
less essence and immanence than Identity". ' Pre-Kantian philosophy, tradictions arose purely by mistake, Kant acknowledged that thought
he claims, forced us to assume that "of two opposite assertions . . . has a natural tendency to issue in contradictions or antinomies when
the one must be true and the other false". 2 Whenever presented trying to comprehend the world. But Kant nevertheless remained
with something that appeared to contain opposing attributes, shy of contradictions within the world itself. In the Critique if Pure
philosophers focused on only a single attribute and made "a real Reason, he had shown how opposite propositions could be main­
effort to obscure and remove all consciousness of the other". 3 If tained about the same object, and then resolved the antinomies by
unable to dismiss one or the other side of a contradiction, they pre­ arguing that with respect to the world as a thing-in-itself, the oppos­
ferred to disallow the object itself, with the result that rather than ing attributes were not contradictories but contraries, neither of
accepting the contradiction, they deprived contradictory things of which was applicable because nothing whatsoever can be said about
existence: if something is contradictory, "the usual inference is . . . the world as a thing-in-itself. To Hegel, this move was simply an eva­
this object is nothing". 4 sion inspired by "an excess of tenderness for the things of the
Hegel presents his own philosophy as a direct reversal of this world". 6 Instead of being allowed to sully the essence of the world,
strategy: the supposed ''blemish" of contradiction was attributed to reason
1 02 S e e i ng T h i n g s H i d d e n H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 03

falling into contradiction by applying the categories inappropriately. which is limited and the infinite as that which is unlimited under­
But, Hegel asked, if reason can use no categories except those which mines the claim that the finite and the infinite are mutually
generate the antinomies, how can it confidently be asserted that exclusive; for if the finite excludes the infinite, then the infinite too
they are being used inappropriately and that reason and not the has a limit, with the consequence that it is, by definition, not infinite
world is the true site of the contradiction? but finite. So, rather than there being an opposition between the
Hegel maintained that what the antinomies actually proved determinate and the indeterminate, "there are two determinate­
was not the unknowability of the thing-in-itself, but that "every nesses . . . two worlds, the finite and the infinite, which being
actual thing involves a co-existence of opposed elements".7 The related the infinite is but the limit of the finite, and thus is merely
11
antinomy to which Hegel devotes the most sustained attention is an infinite itself determinate and finite".
that involving the finite and the infinite. In order to appreciate its As Hegel makes clear, his account of the problems involved in
distinctively apocalyptic form , and its role in the displacement of trying to separate the finite from the infinite is a direct response to
Kant's anti-apocalyptic teleology, it is necessary to rehearse the Kant's opposition of the two concepts. In the First Antinomy, Kant
argument in some detail. had defined infinity as that which can never be completed by suc­
cessive synthesis of all the finite parts it contains, and then proved
both that the world has a beginning in space and time and that it is
F inite I I nfinite infinite in space and time. 1 2 According to Hegel, Kant's mistake
was to create a false antithesis on the basis of an inherently contra­
Hegel's definition of the finite is relatively straightforward: dictory definition. When Kant argued that the world must have a
beginning in time (since if it did not, then any given moment would
The nominal explanation of calling a thing finite is that it has an be preceded by an infinity of events which would, by definition, not
end, that it exists up to a certain point only, where it comes be an infinite series, since it would already have been completed)
into contact with, and is limited by its other. The finite there­ and, on the contrary, that it must be infinitely old (since if it had a
fore subsists in reference to its other, which is its negation and beginning in time, it would be preceded by empty time, which
presents itself as its limit. 8 could not, being empty, contain anything that would constitute a
condition of the world's beginning) , he was doing no more than
If it is supposed that "between finite and infinite no peace and no asserting that the border between the finite and the infinite must
union are possible, [and] that finite is absolutely opposed to infi­ always be crossed - a belief already presupposed by his definition of
nite",9 it would seem to follow that "In opposition to the Finite, the the infinite as an uncompletable series of finite steps.
sphere of existent determinateness, of realities, there stands the In opposition to Kant, Hegel argued that infinity was so pro­
Infinite, the indeterminate void, the beyond of the Finite." 1 0 foundly contradictory that analysing it in terms of a series in which
However, as Hegel is quick to point out, defining the finite as that the infinite perpetually oversteps the limit of the finite was actually
1 04 Seeing Things Hidden H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 05

to presuppose too dear a division between finite and infinite. Calling conditi oned by that from which he flees."1 8 In this analogy, flight and
the infinity generated by this means a false or bad infinity, Hegel its implied correlative, pursuit, are relational concepts which cannot
claimed that true infinity was not, like the false infinite, the negation be separated. If we try to conceive them independently we have to
of the finite but rather the sublation of the finite and the false infi­ imagine both as interminable, for, by definition, no flight or pursuit
nite. 1 3 Rather than being a relation between opposites in which the is ever successfully completed while remaining an act of flight or an
finite becomes infinite alternately with the infinite becoming finite, act of pursuit. But if we conceive of both flight and pursuit having
the true infinite is the simultaneous unity of finite becoming infinite the same object, something which is both fleeing and pursuing itself,
and the infinite becoming finite. The true infinite "consists in being it comes to rest in a circle formed by its relationship to itself.
at home with itself in its other"14 and so describes a circle which,
unlike the endless straight line of false infinity, does not progress by
negating its other but rather by negating itself. I nf i n i te P r ogress
Hegel's account of the true infinite is neither very full nor very
dear, but the concept is thrown into relief by the repeated attacks Kant's defmition of infinity as the negation of the finite had direct
upon the Kantian idea of infinite progress. According to Hegel, this moral, political and historical consequences in that it extended all
progress takes place whenever, as in the case of the finite and the infi­ progress in these areas indefinitely, without the goal being reached.
nite, "relative determinations are forced into opposition, so that, The categorical imperative impelled the individual towards con­
while they are in indissoluble unity, each yet has an independent exis­ formity with the path of duty, but, as Kant observed, "the perfect fit
tence as opposed to the other ascribed to it". 1 5 Where the finite and of the will to moral law is holiness, which is a perfection of which no
the infinite are so conceived, and the infinite is defmed as that which rational being in the world of sense is at any time capable" . 1 9 In the
is bounded by the finite, each transition to the infinite will itself nec­ Critique ifPractical Reason, the tension between the unattainable end
essarily be finite, so progress to infinity can only take place through a of moral law and the finitude of human existence is resolved by
sequence of finite steps, beyond each of which the infinite is always to positing "an endless progress to that perfect fitness" and "an infinitely
be found: "we lay down a limit: then we pass it: next we have a limit enduring existence and personality of the same rational being" (i. e .
once more, and so on for ever" . 1 6 Thus, according to Hegel, the so­ an immortal soul) t o undertake the neverending journey. 2 0
called progress to infinity is in fact "only a recurring monotony, one One motivation for Hegel's attack on Kant's account of infinity
and the same wearisome alternation of this finite and infinite". 1 7 was that it contained within it the structure for such seemingly
Hegel argues that this account of infinity is deeply unsatisfactory, fruitless journeys. Infmity was the negation of the finite, and the cat­
not least because it suggests that infinity is unattainable : "To suppose egorical imperative drove the negation: "At Ought the transgression
that by stepping out and away into that infinity we release ourselves beyond finitude, Infinity, begins. Ought is that which leaving behind
from the finite, is in truth but to seek the release which comes by impossibility, manifests itself in its development as progress into
flight. But the man who flees is not yet free: in fleeing he is still the infinite."2 1 But instead of going beyond the fmite, the ought
1 06 Seeing Things Hidden H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 07

posited an infinite that simply negated the fmite, and as such could approach towards such a consummation". 27 The ethical common­

never be realised from within the finite. Hegel therefore claimed wealth is to be distinguished from a political commonwealth

that: "Bad infinity is the same as perpetual Ought, it is negation of both because the latter does not involve the whole of mankind, and

the finite, but cannot truly rid itself of finitude.'m because its laws, unlike those of morality, are inevitably coercive.

The focus of Hegel's concern about the infinite progress derived However, unless the ethical society is based upon a political one

from the ought was not, however, the immortality of the individual that permits the complete freedom necessary for the exercise of

soul (a doctrine he appears to have accepted) but rather the prospect morality, "it can never be brought into existence by man". 28 Thus,
of infinite social progress in history. As he complained in the the establishment of a political commonwealth is a goal that logically
Encyclopaedia, Kantian philosophy took "especial pleasure" in pre­ precedes the possible realisation of an ethical society. But, for Kant,

scribing the imperative "ought" on the field of politics. 23 The this prospect too is infmitely remote, both because all political soci­
connection between individual morality and society is spelt out by eties depend on individual leaders, who, given the imperfect nature

Kant in Reli9ion within the Limits ifReason Alone. A social life creates of individual morality at this stage, will inevitably be flawed them­
temptations to which people would be immune if they had no con­ selves, 29 and because no one political society can enjoy freedom
tact with others: "envy, the lust for power, greed, and the malignant until relations between all societies approach a condition of per­
inclinations bound up with these" beset an individual who would petual peace - an objective which Kant concedes may be realised
otherwise be satisfied with his lot "as soon as he is amon9 men". 24 Kant "only through approximation in endless progress". 30
therefore concludes that it is difficult for individual moral progress As Kant recognised, all these forms of collective progress pre­
to continue without collective moral progress: suppose an infinitely enduring entity other than the individual
immortal soul, namely "the totality of a series of generations pro­

the sovereignty of the good principle is attainable, so far as ceeding into infinity". 3 1 And although Kant never acknowledges the
men can work toward it, only through the establishment and tension, the assumption that individual progress presupposes col­
spread of a society in accordance with, and for the sake of, the lective progress, and moral progress political progress, has the effect

laws of virtue, a society whose task and duty it is rationally to of refocusing attention from the soul to the species and from moral­
impress these laws in all their scope upon the entire human ity to politics. So despite insisting that political progress could in
race. 2 5 theory be achieved by a race of devils, Kant repeatedly couples the
moral and the political. Not only does he claim that it is a moral duty
The achievement of this ethical society is itself a moral duty to work for political progress and that political progress is an
incumbent not upon separate individuals (for any one of whom its inevitable result of increasing morality, but he cites the widespread
realisation is necessarily impossible) but upon the human race as a enthusiasm for the political progress manifest in the early stages of
species. Nevertheless, given the frailty of human nature, this goal is the French Revolution as decisive proof that the human race is
itself "never wholly attainable"2 6 and results only in "a continual making moral progress. 32 And as the first in the sequence of (never
1 08 S e e i ng T h i n g s H i d d e n H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 09

fully taken) steps towards the ethical commonwealth is the political against the end of history is an irony that has escaped most com­
one of sorting out the problem of international relations, it is to this mentators. But it was with precisely this aspect of Kant's argument
end that Kant (in the "Perpetual Peace") devotes his most practical that Hegel was most concerned. His account of the infinite demon­
efforts to promote human progress. strated that Kant's exclusive, and therefore unattainable, infinite
The final result of the shift from the individual to the collective is generated (and was generated by) unacknowledged contradictions.
that when Kant is forced to choose between them he reinterprets the Hegel resolved this problem by redefining the infinite as something
beatitude of the immortal soul outside of history as the progress of that was necessarily contradictory; in other words, something that
the species within history. What Christian eschatology described as did not exclude the finite, and was therefore attainable within fini­
an end to the world survived by the immortal souls, Kant read as "a tude. So rather than trying to keep the finite and infinite apart, and
symbolical representation intended merely to enliven hope and setting up the flip-flop alternation of infinite progress, Hegel's infi­
courage and to increase our endeavours to that end". 33 The world nite held out the prospect of an end to history. Instead of an
could not literally end; time could not be succeeded by eternity. interminable attempt to avoid contradiction, there would be a con­
Reusing his argument against the finitude of the world in the First tradictory ending.
Antinomy (with the obvious difference that he is now discussing The primary application of the true infinite is to the understand­
whether time has an end in the world rather than the world a begin­ ing of world history. World history, Hegel claims, is the story of
ning in time), Kant objected that a world without time was just as reason, in which reason "is substance and irifinite power . . the irifinite
.

meaningless as time without a world. Where there is no time, no material of all natural and spiritual life, and the irifiniteform which
end is possible, and if the end of the temporal world is meant simul­ activates this material content". 35 Unlike finite things, reason is its
taneously to be the beginning of an eternal world, the latter "is own sole precondition and ultimate end, and its own agent in real­
brought into one and the same temporal series as the former" with ising that end in history. This process may be termed the "evolution
the contradictory result that eternity is assigned a determinate of the world spirit", 36 for, according to Hegel, the aim of world his­
beginning at the end of finite time and so belongs to time itself. Thus tory is that "the spirit should attain knowledge of its own true
Kant concludes, "nothing else remains for reason except to visualise nature, that it should objectivise this knowledge and transform it
a variation that progresses into the infinite (in time) within the per­ into a real world". 37
petual progression toward the ultimate purpose". 34 Hegel does not question Kant's belief that world history is the his­
tory of progress. On the contrary, he thinks of the development of
the spirit as a form of progress, 38 and claims that "the world spirit
T h e A g e o f th e S p irit progresses from lower determinations to higher principles and con­
cepts of its own nature, to more fully developed expressions of its
That Kant's moral argument against the mortality of the soul should Idea". 39 But since the defining characteristic of reason, or the world
have slipped from its original moorings to become an argument spirit, is its infinity, what is progressively expressed is the nature of
,.....

1 10 Seeing Things Hidden H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 111

the true infinite itself. What takes place in history is not therefore a the finite in the true infinite is identified with the self-apprehension
progress to infinity, but the progress of the infinite towards the of God in the relation between Father and Son:
union of the finite and the infinite and their "consummation in an all­
embracing totality". 40 Just as the true infinite inscribes a circle, so Christianity . . . contains a revelation of God's spiritual nature.
the realisation of the spirit's true nature involves a circular move­ In the first place, he is the Father, a power which is universal
ment that precludes progress beyond it. but as yet enclosed within itself. Secondly, he is his own
object, another version of himself, dividing himself into two so
The concept of the spirit involves a return upon itself, as to produce the Son. But this other version is just as imme­
whereby it makes itself its own object; progress, therefore, is diate an expression of him as he is himself; he knows himself
not an indeterminate advance ad infinitum, for it has a definite and contemplates himself in it - and it is this self-knowledge
aim - namely that of returning upon itself. Thus, it also and self-contemplation which constitutes the third element,
involves a kind of cyclic movement as the spirit attempts to the Spirit as such. In other words, the Spirit is the whole, and
discover itself. 41 not just one or other of the elements in isolation. 44

When this happens, history necessarily comes to an end and eternal Within Germanic or Christian history this dialectic is realised in
life begins, for "Eternal life consists in the very process of continu­ microcosm as three historical periods. According to Hegel,
ally producing the opposition and continually reconciling it. To
know opposition in unity, and unity in opposition - this is absolute We may distinguish these periods as Kingdoms of the Father,
knowledge.'>42 According to Hegel, this transformation was not the Son, and the Spirit. The Kingdom of the Father is the con­
something that would take place at some finite time in the future, solidated, undistinguished mass, presenting a self-repeating
but was happening even as he wrote. At the end of the Lectures on the cycle, mere change - like that sovereignty of Chronos engulf­
History if Philosophy, he proclaims that: ing his offspring. The Kingdom of the Son is the manifestation
of God merely in a relation to secular existence - shining upon
A new epoch has arisen in the world. It would appear as if the it as upon an alien object. The Kingdom of the Spirit is the
World-spirit had at last succeeded in stripping off from itself harmonizing of the antithesis.45
all alien objective existence, and apprehending itself at last as
absolute Spirit.43 The age of the Holy Spirit, like the true infinite, is a reconciliation
of opposites in a totality. For Hegel, therefore, "it is as totality that
This new age is not just the age of the spirit, it is the age of the Holy God is Spirit",46 and it is as totality that history culminates: "We have
Spirit, the third person of the Trinity. The world spirit corresponds reached the stage of Spirit; here the universal includes everything
to God, the divine spirit, and so the reconciliation of the infinite and within itself." 47
112 S e e ing T h in g s H i d d e n H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 113

H e g e l 's A p oca l y p s e as a totality divisible into sequential periods. The providence of God
in history, and the ascription to Christianity in general (and the
The idea that Hegel was an apocalyptic thinker is hardly novel, for it Reformation in particular) of a decisive revelatory function were
has long been argued that Judaeo-Christian apocalyptic reappears in commonplaces of (Protestant) orthodoxy from which only deter­
secular form in Hegel's work. Indeed, it might fairly be said that mined sceptics dissented. That the present era was the culmination
Hegel is the primary focus of the debate about whether it makes of those preceding was an assumption made by virtually every writer
sense to speak of a secular apocalypse. According to Karl Lowith, on history since the Renaissance. As for the evidence of Hegel's
who was the first to articulate this claim, Hegel took the Christian, actual engagement with primary and secondary apocalyptic texts, it
and ultimately Hebraic, notion that history has "an irreversible direc­ is conspicuous more by its absence than its presence. By these meas­
tion toward a future goal"48 and transposed the "expectation of the ures, Hegel had fewer apocalyptic concerns than Herder, Kant,
end of the world of time into the course of the world process, and Lessing, Schelling or Comte.
the absolute of faith into the rational realm of history". 49 The one thing that appears to distinguish Hegel from most of his
There is plenty of evidence that can be used to support the idea contemporaries is his belief that history had come to an end. But, as
that Hegel is an apocalyptic thinker. Those who define apocalyptic in critics of Fukuyama were quick to point out, there is no explicit
eschatological terms can point to Hegel's implicit belief in the end statement to this effect in Hegel's writings, and although the ending
of history, while those who define apocalyptic as revelation can of history may be inferred from Hegel's other arguments it is not of
point to Hegel's insistence upon the revelatory nature of itself a major or even minor theme in his work. Thus, even those
Christianity. All can cite the fact that Hegel followed a course on the who would argue that eschatology is the primary characteristic of
book of Revelation in his student days at Tiibingen, and that, in apocalyptic can do no more than gesture towards the eschatological
giving to the Reformation a decisive place in world history, he was implications of Hegel's philosophy of history. That almost all
echoing a strain of Lutheran exegesis fed by the apocalyptic com­ philosophies of history in this period contain elements of the
mentaries of Joachim and Bengel. According to Cyril O ' Regan, Christian understanding of history is incontestable, but the sugges­
the most recent and most systematic advocate of this hypothesis, the tion that Hegel in particular is distinguished by his affinity with
most "significant material overlaps" between Hegel's philosophy of Judaeo-Christian apocalyptic is, on the grounds cited above, impos­
history and apocalyptic are that history is viewed from a universal sible to demonstrate.
perspective as part of a divine plan manifest in a sequence of periods Nevertheless, it remains possible that the intuition is basically
which culminates in a new era that is, in some sense, also an end to correct. If we define apocalyptic as the revelation of contradiction or
history. 5° indeterminacy, Hegel emerges as the apocalyptic thinker par excel­
However, even if one manages to take all of these indicators lence. Not only did he identify contradiction as that which had been
together the evidence for Hegel's apocalypticism is only of the most excluded by earlier philosophers, but he made it the primary objec­
general kind. Everyone writing a history of the world viewed history tive of his system to reincorporate those excluded contradictions. By
Ill"'"''

1 14 Seeing Things Hidden H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 115

this measure, Hegel is an apocalyptic thinker not alongside but in attain an infinite goal, so all progress and therefore all history must
contradistinction to all his predecessors and contemporaries who be infinite. For Hegel, on the other hand, the possible union of
shared a belief in divine revelation through history. Furthermore, the finite and infinite meant not just that history might be fmite but that
analysis above suggests that Hegel's espousal of contradiction led it need not extend beyond the time it took for that union to be
directly to the formation of an eschatological alternative to a Kantian realised. Without the perpetual need to defer contradiction, there
teleology that resisted closure by perpetually postponing contra­ was no motivation for any progress or any history, so for Hegel the
diction. Thus it may be argued not only that Hegel's eschatological totality of history is simply the totalisation of that contradiction
alternative to infinite progress, the age of the spirit, was generated whose avoidance had for Kant constituted the totality of history. For
by an apocalyptic reincorporation of contradiction, but that by Hegel history is not just progress to a contradiction, but the progress
taking the disjunction of infinite and finite as the primary example of of a contradiction to its complete realisation.
contradiction excluded, Hegel was making Kant's doctrine of infi­ With this defmition of Hegel's apocalyptic, the difficulty lies not
nite progress the first target of his dialectical system . So, rather in showing that the apocalyptic aspects of Hegel's thought were an
than detracting from his eschatology, focusing on Hegel's apocalyp­ important and distinctive part of his system, but in demonstrating
tic concern with the reincorporation of contradiction suggests that their continuity with the Judaeo-Christian apocalyptic tradition.
the eschatological thrust of his system was more powerful than Defmed in such a way that ideas of divine providence, theodicy and
might otherwise be supposed. salvation are rendered irrelevant (at least to the definition of apoc­
Although the claim that Hegel is an apocalyptic thinker can be alyptic qua apocalyptic), Hegel's system is deprived of the features
restated more convincingly in this form, the terms of reference generally supposed to link it to other apocalyptic texts.
have changed . The explicitly theological content of Hegel's philos­ Furthermore, it could be argued that the two essential elements of
ophy of history is now largely irrelevant. In arguing that Hegel Hegel's philosophy of history, the idea of progress and the idea of
consciously sought to displace Kant's teleology with an apocalyptic contradiction, are both alien to Christian apocalyptic. Not only is it
eschatology, there is no suggestion that Hegel was resacralising not self-evident that the idea of progress is equivalent to, or even
Kantian thought, or that he was reintroducing the traditional doc­ derived from, the idea of providential history, but some might claim
trines of Christian eschatology that Kant had dismissed or that rather than replicating the structure of apocalyptic described in
reinterpreted. On the contrary, Hegel's apocalyptic eschatology is chapter 2 , Hegel's dialectic was the abstract formula to which tra­
derived simply from the conjunction of two things that for Kant ditional apocalyptic texts were anachronistically forced to conform.
were radically and necessarily separate : the totality of history and the To clarify Hegel's relationship to earlier apocalyptic texts, and to
totalisation of truth-values involved in the union of contradictory demonstrate that the features Hegel's apocalyptic has in common
predicates. For Kant, it was the impossibility of contradiction in with them arise from within the Judaeo-Christian tradition rather
the world as a thing-in-itself that shaped the totality ofhistory. Given than just from my determination to interpret the Judaeo-Christian
that finite and infinite were incommensurable, no finite series could tradition in Hegelian terms, I will deal separately with the idea of
1 16 S e e ing T h i n g s H i d d e n H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 17

progress and with the concept of contradiction, before returning to property. The secularisation theorist must be able to demonstrate
the question of Hegel's fusion of the two. "the identifiability of the expropriated property, the legitimacy of
its initial ownership, and the unilateral nature of its removal". 53 Of
these requirements the first is decisive, for Blumenberg believes
P rogress that it is impossible to prove the identity and continuity of the sub­
stance of Christian eschatology and the secular idea of progress.
The primary sources of Hegel's conception of progress were Kant, Whereas "eschatology speaks of an event breaking into history, an
against whose extension of progress to infinity Hegel's arguments event that transcends and is heterogeneous to it . . . the idea of
are directed, and his early hero, Lessing, whose optimistic account progress extrapolates from a structure present in every moment to
of human progress in the Education 1the Human Race he had first read a future that is immanent in history". 54 It is therefore improbable
as a student. 5 1 But as both Kant and Lessing were themselves expo­ that
nents of an Enlightenment vision of progress already largely secular
in content, it is necessary to push the question back from Hegel's theological eschatology, with its idea of the "consummation" of
immediate predecessors to their sources . If Hegel's conception of history by its discontinuance, could have provided the model
progress is rooted in apocalyptic, it is not because Hegel himself for an idea of the forward movement of history according to
effected the transposition, but because the idea of progress is itself which it was supposed . . . to gain stability and reliability
an identifiable product of the apocalyptic tradition. through its consummation or its approach to consummation. 55
The view that the idea of progress is taken from apocalyptic was
put forward by Lowith, who suggested that the Enlightenment But if Christian apocalyptic did not provide the model, how
belief in progress was a secularised form of religion "deri�ed from did the idea of progress originate? According to Blumenberg,
the Christian faith in a future goal, through substituting an indefi­ the idea of progress entails "a coordinative relation between the
nite and immanent eschaton for a definite and transcendent one". 52 quantum of time and the quality of achievement. . . . in which
However, the argument remains controversial, for in the first part the quantity of distance in time becomes the chief premise of new
of his massive study, The Lenitimacy 1 the Modern Ane,
Blumenberg marshalled a battery of objections which some con­
Hans possibilities". 5 6 The concept must therefore have evolved in a situa­
I!
tion in which there was "a logical tie between time quantum and I
sider to have dealt a death-blow to Lowith's theory. Any attempt to
l
achievement quality". 57 This condition was met in the development
identify the source of the idea of progress must therefore address of early modern astronomy in which it was recognised that theoret­
what has become known as the Lowith-Blumenberg debate. l:i
ical progress depended upon the comparison of observations that I!
According to Blumenberg, if Lowith's secularisation thesis is to could not, even in principle, be undertaken in less than several life­ !
work it must be on the basis of an analogy between the secularisa­ times. Astronomy, Blumenberg asserts, offered a "breadth of the
tion of ideas and the secularisation or expropriation of ecclesiastical temporal horizon, that was absent from the medieval consciousness
1 18 S e e i ng T h i n g s H i d d e n H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 19

even where apocalyptic expectations or fears did not narrow it down phenomena which surround him? Why should there not be
to an immediate concern with salvation". 58 development in these as well as in those?61
Blumenberg acknowledges that the idea of progress derived from
astronomy, with its "regionally circumscribed and objectively limited On this reading, Lessing's text would appear to be a paradigm case
range", 59 was later used by philosophers like Lessing, Kant and of a secular teleology using a model of progress derived from
Hegel to answer questions about the totality of history that had astronomy.
been posed within a Christian framework. But he argues that in this However, Lessing's own argument for moral progress is a direct
process the idea of progress was "removed from its empirical foun­ extrapolation of the Christian idea of a progressive revelation: if
dations . . . and forced to perform a function that was originally that which was manifest in the Law came to fulfilment in Christ,
defined by a system that is alien to it" . 60 So, according to may not that which was revealed in Christ yet be fulfilled in history?
Blumenberg, this development was not a secularisation of earlier This argument is not derived, even by analogy, from the progress of
Christian beliefs about history, for, even in its overextended form, science, for, as Lessing states, its sources are Christian, and are to be
the idea of progress had no continuity of substance with the found in the New Testament and the Joachite tradition. Hence the
Christian doctrines that had answered the same questions, only an rapturous declaration:
identity of function: a functional equivalence that Blumenberg terms
a "reoccupation" of the earlier position. It will assuredly come ! the time of a new eternal Gospel,
If Blumenberg is correct, then the idea of progress used by Hegel which is promised us in the Primer of the New Testament
is rooted not in the Christian apocalyptic tradition, but in a scientific itself. . . . some enthusiasts of the thirteenth and fourteenth
conception of progress derived from astronomy. However, there is centuries had caught a glimpse of a beam of this new eternal
evidence to suggest that Blumenberg's theory is mistaken even Gospel. . . . Perhaps their "Three Ages of the World" were not
within the terms that he sets for himself. A good example of the so vain a fancy after all. 62
problems inherent in Blumenberg's argument is provided by
Lessing's Education if the Human Race. Lessing here gives an account Lessing's Education if the Human Race provides an example of a
of human progress that is secular rather than religious, teleological theory whose form and roots were explicitly Christian subse­ :I
, ,
rather than eschatological; and in the preface to the nineteenth-cen­ quently being read in terms of the belief in scientific progress. It
I
Ii
tury English translation, the translator adds examples of scientific suggests that rather than being the paradigm for a secular teleology,
progress to suggest the plausibility of Lessing's theory: scientific progress may be used as evidence for a theological model
of teleology. Blumenberg does not investigate this possibility. He
Did the earth ever do other than go round the sun? yet how depicts apocalyptic as being narrowly and nervously concerned
long is it since man found this out? . . . Are the spiritual truths with eschatology, and so fails to notice that, like astronomy, the
of man's nature more easily discerned than the physical interpretation of the hidden meaning of apocalyptic texts was
1 20 Seeing Things Hidden H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 121

founded upon a coordinative relation between time and knowl­ three ages of the world he called the three status. Because it was, as

edge in which distance in time was the prerequisite of further Joachim put it, impossible to speak of that part of the cloth which

understanding. was not yet woven, people living in the second status could recognise

For early modern interpreters of the apocalyptic books, it was the significance of events in the first status, but not yet appreciate

almost axiomatic that the Bible had laid down a programme for the those of the second whose meaning would become apparent only in

future which would be fulfilled, and so become progressively more the third status6 5 when the secrets of the prophecies would be

recognisable, over long periods of time.6


3 The famous sixteenth­ opened:

century Jesuit commentator Juan de Maldonado spelt out the


connection between the passage of time and the progress of knowl­ In the third status the mysteries will be uncovered and accessi­

edge in his remarks on Daniel 1 2 .4 (Plurimi pertransibunt, et multiplex ble to the faithful, because for each of the ages of the world

erit scientia - "Many shall run to and fro, and knowledge shall be knowledge is increased just as it is written : many will run to

increased"). This text, he argued, revealed that knowledge would be and fro and knowledge will be multiplied (Dan. 1 2 .4). 66

increased as people, prompted by events, studied the prophecies to


ascertain which had been fulfilled. But such knowledge was to be By the early modern period, this understanding of progressive

gained after the event and was thus wholly dependent on history: prophetic fulfilment was widely accepted by many who were not

when Daniel wrote in the sixth century BCE, no one understood professional exegetes. Francis Bacon, a central figure in

him; four hundred years later, after the persecution of Antiochus Blumenberg's secular genealogy of the idea of progress, made a

Epiphanes, people understood some of the things to which Daniel comparably clear statement of the progressive and time-dependent

referred, although others, such as the prophecies relating to nature of prophetic fulfilment and interpretation in The Advancement
Antichrist, were still incomprehensible.64 cifLearnina:
Maldonado's assumption that the prophecies in apocalyptic books
like Daniel have their fulfilment throughout the course of history [The] history of prophecy, consisteth of two relatives, the

was first articulated in the work of the twelfth-century commenta­ prophecy and the accomplishment; and therefore the nature of

tor Joachim of Fiore. In contrast to the spiritual interpretation of such a work ought to be, that every prophecy of the scripture

apocalyptic adopted at the end of the Patristic period by Tyconius, be sorted with the event fulfilling the same, throughout the

Augustine and Jerome, Joachim argued that prophecy was fulfilled ages of the world ...allowing nevertheless that latitude which

not in the moral life of the Christian church, but in the sequence of is agreeable and familiar unto divine prophecies; being of the

events unfolding in history. So rather than believing, as had Jerome nature of their author, with whom a thousand years are but as

and most other commentators, that multiplex erit scientia meant that one day, and therefore are not filled punctually at once, but

opinions about the prophecies would diversify, Joachim suggested have springing and germinant accomplishment throughout

that knowledge about them would steadily increase throughout the many ages. 67
1 22 S e e i ng T h i n g s H i d d e n H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 123

This passage is of particular importance because Bacon had already Bacon termed a maanus perearinator, et mathematicu/0 made him a
provided an example of the fulfilment of prophecy a few lines living fulfilment of Dan 1 2 .4, not only fed his hopes on exactly the
earlier - an example he used repeatedly in support of his belief that same developments in knowledge and exploration, but actually saw
the sciences could progress towards the lnstauratio Maana, the great himself as the instaurator of an imminent restitutio omnium. Later,
restoration of knowledge: William Twisse, a Puritan divine, read Bacon's interpretation of
Dan. 1 2 .4 in the manuscript of Valerius Terminus, and effortlessly
And this proficience in navigation and discoveries may plant incorporated Bacon's reading into a millennia! vision of spiritual
also an expectation of the further proficience and augmenta­ progress which foreshadows that of Lessing. 71 Thus, although Bacon
tion of all sciences; because it may seem that they are ordained may have used the concept of progress derived from prophecy to
by God to be coevals, that is, to meet in one age. For so the support his own scientific agenda, he was not (as Blumenberg con­
prophet Daniel speaking of the latter times foretelleth, Plurimi tends) introducing a scientifically generated concept of progress but
pertransibunt, et multiplex erit scientia [Dan. 1 2 .4]: as if the open­ appropriating an established Christian theology of progressive
ness and through-passage of the world and the increase of enlightenment through prophetic fulfilment in history.
knowledge were appointed to be in the same ages; as we see it Joachim had used multiplex erit scientia to refer to the fullness of
68
already performed in great part. understanding characteristic of the third status, 72 and for Bacon the
same phrase heralded the Great lnstauration: it thus functioned as
For Bacon, it would seem, the progress of science was a fulfilment the motto for his entire programme, and was printed prominently
of prophecy, and belief in its continued progress an inference from on the title page of the Maana lnstauratio. Almost two centuries
the partial to the complete fulfilment of prophecy. Read in the con­ later, Kant, seeking an epigraph for the massive intellectual project
text of his remarks about the nature of prophecy, Bacon's embodied by the three Critiques, turned to Bacon, and inserted into
interpretation of Dan . 1 2 .4 suggests that, like Maldonado, he the second edition of the Critique if Pure Reason a passage from the
believed knowledge would continue to grow in fulfilment of preface of Bacon's Maana lnstauratio. In the final sentence of the epi­
prophecy because prophecy itself was progressive in its fulfilment. graph, the reader is entreated: " . . . to be of good hope, and not to
He argued for the progress of science not by extrapolation from that imagine that this instauration of mine is a thing infinite and beyond
progress, but by coupling it with the progressive knowledge derived the power of man, when it is in fact the true end and termination of
from prophecy. infinite error".73 By openly identifying his own critical programme
Blumenberg supposes that the idea of progress required "the sup­ with Bacon's lnstauration, and taking over from him the idea of a
pression of eschatological expectations or fears", 69 but both before progressive reconstruction of knowledge through the gradual elim­
and after Bacon millenarian writers were using the same arguments ination of error that would lead towards "the supreme end, the
in an explicitly religious context. Guillaume Postel, the eccentric happiness of all mankind", 74 Kant too implicitly placed his project
sixteenth-century French Joachite whose achievements as what under the motto multiplex erit scientia. And although he initially
1 24 Seeing Things Hidden
H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 25

hoped that reason might achieve its goals by the end of the century, Logic, Hegel offers a number of "trivial examples" of the way in
Kant, like Bacon - who in the sentence quoted above goes on to say which relative concepts imply their opposites and are thus joined in
that the prospect of a Great Instauration "does not suppose that the a contradictory union. The example he chooses to discuss is that of
work can be altogether completed within one generation, but pro­ father and son:
vides for it being taken up by another"75 - came to recognise that "a
single man would have to live excessively long" to make full use of Father is the Other of son, and son of father, and each exists
his reason, and that an "unreckonable series of generations" might be only as this Other of the other; and also the one determination
required for humanity to do so. 76 exists only in relation to the other: their Being is one persist­
Unlike Bacon, Kant did not have to see contemporary intellectual ence. Father is something for himself apart from the relation
developments as a direct fulfilment of this prophecy, but he never­ to son, but then he is not father, but a man in general . 78
theless positioned himself in a direct line of descent from those
biblical interpreters for whom progress was the fulfilment of In this context, the father-son relation serves only to exemplify
prophecy because prophecy required progressive fulfilment. So for Hegel's general thesis that the negative unity of relative concepts
Hegel, whose complaint that Germans "like to adorn their works should not be ignored, and that intelligent reflection demands the
with sententious sayings" culled from Bacon77 may have been aimed understanding and articulation of just such contradictions. Yet
Hegel's dismissal of the father-son relation as a trivial example of the I
at Kant's epigraph for the first Critique, it was not just Lessing who , I,
I
provided a vision of progress derived from the Christian interpreta­ same kind as right-left or above-below is misleading, for when he
tion of apocalyptic. Lessing's debt to the Joachite tradition may have first addressed the problem of the father-son relation, it was not just
been more immediate, but Kant too saw his project in terms that one of many contradictions, but a problem in its own right which
would have been familiar not just to a philosopher like Bacon, but to prompted the realisation that contradiction was an essential charac­
a Joachite like Postel. In so far as Hegel's conception of progress is teristic of life.
founded on that of his immediate predecessors, it is an idea rooted In The Spirit if Christianity, Hegel engages in a sustained medita­
in the historicist interpretation of apocalyptic texts. tion on the relationship between the first two persons of the Trinity.
Discussing the relationship between God and the Logos in the pro­
logue to the gospel of John, he argues that "Even this simple form of
C on tradic tion reflection is not adapted to the spiritual expression of spirit. . . .
because everything expressed about the divine in the language of
To find the apocalyptic origins of Hegel's conception of progress it reflection is eo ipso contradictory."79 The problem, he suggests, is
was necessary to exhume the roots of the idea itself, but there is no that the predicates involved are not abstract concepts or universals,
need to dig so deeply to discover the apocalyptic origins of Hegel's but something being and living. The relationship between the first
idea of contradiction. In the section on contradiction in the Science if two persons of the Trinity was more successfully expressed in Jesus'
1 26 Seeing Things Hidden H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 27

description of himself as "son of God", for here the essential unity of The son of God is also son of man; the divine in a particular
father and son leads to the realisation that for living beings contra­ shape appears as a man. The connection of infinite and finite is
dictions are capable of resolution: of course a "holy mystery", because this connection is life
itself. Reflective thinking, which partitions life, can distin­
The relation of a son to his father is not a conceptual unity . . . guish it into infinite and finite, and then it is only the
a unity which is only a unity in thought and is abstracted from restriction, the finite regarded by itself, which affords the
life. On the contrary it is a living relation of living beings, a concept of man as opposed to the divine. But outside reflective
likeness of life. Father and son are simply modifications of the thinking, and in truth, there is no such restriction. 81
same life, not opposite essences, not a plurality of absolute
substantialities. Thus the son of God is the same essence as the In an earlier version, the relevance of the argument to Hegel's later
father, and yet for every act of reflective thinking, though only rejection of the Kantian conception of infinity is clearer still:
for such thinking, he is a separate essence . . . . What is a con­
tradiction in the realm of the dead is not one in the realm of The connection of the infinite with the finite is of course a holy
li£e. 80 mystery, because it is life, and hence the secret of life; once we
begin to speak of a twofold nature, the divine and the human,
At this early stage of his philosophical development, Hegel did not no joining is to be found, because in every joining they still
accept that contradictions could be sustained, and so implied that remain two if both have been posited as absolutely distinct.
contradictions in one realm are dissolved in another. When he later This relation of a man to God, his being the son of God, as a
realised that the resolution of contradiction need not entail its dis­ trunk is father of the boughs, the foliage and the fruit was
appearance, he redescribed the resulting unity as a contradiction bound to shock the Jews to the depths, since they had placed
comprehended rather than a contradiction dissolved. But, as is evi­ an unbridgeable gulf between human and divine being and
dent from the account of the father-son relationship in The Spirit if granted to our nature no share in the divine. 82
Christianity and The Science if Logic, there was no discontinuity
between the two positions. At this stage it is the Jews, rather than Kant, who are said to be
It was, in fact, the contradictions generated by the doctrine of guilty of defining the infinite and the finite, the divine and the
the Trinity that forced Hegel to look for ways in which other com­ human, in such mutually exclusive terms that no union of the two is
plementary relationships could be described without thereby possible except as a yoking together of two separate entities (com­
creating discrete essences. The need to resolve the opposition parable to that represented by Kant's bad infinite) . In opposition to
between infinity and finitude is first motivated by the need to sort this radical disjunction of infinite and finite, Hegel offers not the
out another aspect of the relationship between the persons of the convoluted argument he is later to develop, but a simple botanical
Trinity: analogy of the fusion of separate entities in a living union.
1 28 S e e i ng T h i n g s H i d d e n H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 29

Nevertheless, the problem of the relation of infinite and finite has the same time to be the single which is potentially separable
already been set. and infinitely divisible into parts. 85
That the resolution of mysteries of the Godhead should eventu­
ally have resulted in an attempt to resolve Kant's cosmological The argument is based on the Johannine statement that the Logos
antinomies should not come as a surprise, for Hegel clearly had created all things, for it would seem to follow from this that all
Kant's Critique ?[Pure Reason in mind as well as his Religion within the things are somehow contained within the Logos, and that the
Limits ?[Reason Alone as he wrote about the nature of the Trinity. In Logos is therefore infinitely divisible. But, as Hegel points out,
an earlier text, The Positivity ifthe Christian Religion, Hegel had attrib­ "the Logos itself is with God; both are one", and so God embodies
uted the early church's doctrinal disputes about the nature of God to the Kantian antinomy: a being both indivisible and infinitely divisible.
the application to the infinite of what Kant, describing their appli­ In The Spirit if Christianity, this contradiction serves chiefly to
cation to the antinomies, had called mathematical rather than exemplify the general point that everything divine expressed in the
dynamical categories: language of reflection is necessarily contradictory, and Hegel does
little to resolve the antinomy except to note that it implies not only
We see humanity less occupied with dynamical categories, that the one God is infinitely divisible, but also, using the tree anal­
which theoretical reason is capable of stretching to cover the ogy once more, that each finite part somehow participates in the
infinite, than with applying to its infinite object numerical infinite unity of God: "The single entity, the restricted entity, as
categories, reflective categories like difference etc. 83 something opposed [to life1 , something dead, is yet a branch of the
infinite tree of life. Each part, to which the whole is external, is yet
So, in The Spirit if Christianity, it was quite natural for Hegel to a whole, a life."86 In the Science ?[Logic, the same antinomy is recast
express the difficulty of understanding the relationship between God as the opposition between continuity and discreteness, but the con­
and the Logos in terms of Kant's Second Antinomy. Kant had argued clusion is nevertheless the same :
both that all things are finitely divisible, and that they are infinitely
divisible with the consequence that we are forced to assume both that Continuity itself contains the moment of the atom, since con­
all things in the world are simple beings and that all things are com­ tinuity exists simply as the possibility of division; just as
posite. 84 Hegel transposes the antinomy to God and the Logos: accomplished division, or discreteness, cancels all distinction
between the ones - for each simple one is what every other
God and the Logos become distinct because being must be is - and for that very reason contains their equality and there­
taken from a double point of view [by reflection1, since reflec­ fore their continuity. Each of the two sides contains its other in
tion supposes that that to which it gives a reflected form is at itself. 87
the same time not reflected; i.e. , it takes Being (i) to be the
single in which there is no partition or opposition, and (ii) at The use of the same arboreal analogy to describe the
1 30 Seeing Things Hidden H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 131

contradictory union of infinite and finite, and of divisible part and Hegel is drawing on this tradition rather than independently re­
indivisible whole, suggests that the image had a privileged role in creating it.
Hegel's thinking at this stage . This is confirmed in The Spirit if Tertullian was first to find in the tree an expression of the mys­
Christianity when Hegel, still discussing the relationship of the son to tery of the Trinity, but the elaboration of the arboreal analogy was
the father, again seeks to convey the mysterious way in which con­ primarily the achievement of Joachim of Fiore. For Joachim, the tree
tradiction can be resolved: was not just one image amongst many but the primary expression of
his Trinitarian doctrine and the inspiration for repeated attempts to
What is a contradiction in the realm of the dead is not one in represent the complex relationships between the divine persons. 90
the realm of life. A tree which has three branches makes up As almost everything Hegel has to say about the relationship of the
with them one tree; but every "son" of the tree, every branch tree to its branches has close parallels in Joachim, there is good
(and also its other "children", leaves and blossoms) is itself a reason to suspect that it may be derived, at least indirectly, from his
tree. The fibres bringing sap to the branch from the stem are work. 9 1
of the same nature as the roots. If a [cutting from certain types I n the Liber Concordiae, Joachim describes seeing the Trinity as
of] tree is set in the ground upside down it will put forth three trees, and then relates the first two to a passage in Ezekiel
leaves out of the roots in the air, and the boughs will root describing the propagation of one cedar from the topmost branch of
themselves in the ground. And it is just as true to say that there another:
is only one tree here as to say that there are three . 8 8
Thus saith the Lord God; I will also take of the highest branch
I n this remarkably compressed passage, the arboreal analogy is of the tree and will set it; I will crop off from the top of his
extended without explanation from the dyad of father and son to a young twigs a tender one, and will plant it upon a high moun­
triadic, and thus implicitly trinitarian division. The abrupt intrusion tain and eminent: In the mountain of the height of Israel will
of a trinitarian reflection into Hegel's discussion of the Incarnation I plant it: and it shall bear forth boughs, and bear fruit, and be
indicates that the passage may reflect another source. Harris suggests a goodly cedar. 9 2
that Hegel is here combining Jesus' image of himself and his follow­
ers as a vine and its branches with Goethe's Ur-Jiflanze, 8 9 the primal Joachim quotes this passage in full and argues, like Hegel, that the
plant which Goethe believed contained within itself the origin of all relationship of tree to branch can symbolise two forms of unity in
other plants. However, neither source is concerned with trees or separation: the relationship between the Father and the Son, and the
with triadic division, and although Hegel mentions the vine and relationship between the human race and God (humanity, Joachim
branches metaphor some pages later, he does so without any refer­ suggests, is disjoined from God by nature but united with him
ence to its contradictory properties. As the use of arboreal analogies through grace) . However, Joachim was primarily interested in the
to describe the Trinity was well established, it seems more likely that former relationship and the way in which the second tree is born
1 32 S e e in g T h i ng s H i d d e n H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 33

"from the pith and topmost twigs" of the first. 93 He illustrated this one another, he was also open to analogies based on the internal con­
relationship in the two tree-eagles of the Liber Fiaurarum. Seen from stitution of a tree. In the Expositio in Apocalypsim, he suggests that the
the right way up, these extraordinary images have the form of trees, persons of the Trinity are like the root, trunk and bark of a tree : we
but when inverted we can see that they are eagles whose heads form do not say that the three are one tree, as though there were a tree
the root of the tree, and whose feathers the branches.94 Joachim distinct from these things, but rather that the three are j oined
seems to have derived the image from Ezekiel 1 7. 3 , which describes together in unity in one tree so that "the three are one and the one
how an eagle took the highest branch of the cedar and planted it else­ three".98
where, and then combined it with his interpretation of the passage As Hegel's argument that each part of a tree consists of the same
about the two cedars later in the chapter. 95 substance as the whole, his image of one tree being grown from the
Although the tree-eagles only express the relationship between top of another, and his claim that a tree with three branches is both
Father and Son, Joachim was concerned with the relationship one tree and three were all first articulated by Joachim, there is
between all three members of the Trinity. He found the third tree, every reason to suppose that Joachim is their ultimate source. And
the tree of the Holy Spirit, more difficult to describe because it had this hypothesis is supported by the fact that Hegel's pages on the
the contradictory quality of being ''both completely similar and dis­ Godhead in The Spirit if Christianity are directly related to Lessing's
similar" to the other two trees from which it came.96 Although he Education if the Human Race, 99 which ends with a paean to Joachim
experimented with a variety of forms, Joachim's basic image of the and his followers. So Hegel's mature acceptance of contradictory
relationship between all three persons was not of three trees but of unities, like that of father and son, appears to be derived from his
a tree in which three clusters of branches emerge from a single earlier exploration of the contradictory unities in separation
trunk: the first cluster representing fructification of the status of the involved in the Incarnation and Trinity, contradictions he accepted
Father, the second that of the Son, and the third that of the Holy on the basis of the arboreal analogies of the Joachite tradition.
Spirit. In most cases the idea that each section of the trunk culmi­
nating in these outgrowths could be considered a tree in its own
right remains implicit, but in one figure the relative independence of T h e M ak i ng of Hegel 's A p ocaly p se
each status is illustrated more explicitly. In this figure, there are
three vertical trees, linked horizontally so that the status of the Son Hegel's claim that the progess of history is the realisation of contra­
emerges as a single lateral branch from the trunk of the status of diction conjoins two distinct theories. The idea of progress is
the Father to form the root of another upright trunk from which the unrelated and often inimical to the belief that the discovery of truth
status of the Holy Spirit emerges laterally to form the base of is the revelation of contradiction. The former is usually derived
the third tree. 97 from an optimistic evaluation of the capacities of human reason,
Although Joachim usually conceived of the Trinity as three trees, while the latter is associated with a mystical apprehension of the
three sets of branches on one tree, or three trees branching off from world that devalues rationality. Nevertheless, both Hegel's belief in
1 34 Seeing Things Hidden H e g e l : F r o m A p o c a l y p s e t o To t a l i t y 1 35

progress and his acceptance of contradiction can be shown to be something he made, seemingly unaware of the extent to which his
derived from important aspects of Christian theology: progress anti-Kantian apocalypse was a remaking of Joachite eschatology.
from the belief in the progressive fulfilment of prophecy in history; Hegel's age of the Spirit is evidence not of the intensive concen­
contradiction from the mysteries of the Trinity and Incarnation. tration of Joachite themes in Hegel's thought, but of the pervasive
This inevitably raises the question of whether Hegel derived the yet diluted influence of Joachim's ideas which allowed Hegel
conjunction of progress and contradiction, and not just the two unknowingly to reunite two divergent strands of Joachite exegesis
ideas separately, from the same source. into an ending that was just as, if not more apocalyptic than that of
On the face of it, this would seem to be the obvious explanation, Joachim. It can therefore be argued not just that Hegel was an apo­
for it can be demonstrated that the ultimate source of Hegel's belief calyptic thinker, but that his form of apocalyptic was neither a
in history as progress and his examples of the contradictory nature of novelty alien to the Christian tradition, nor its secularised residue,
the Godhead is Joachim of Fiore. Furthermore, Joachim 's vision but a genuine re-creation of that tradition.
of the progress of history as the manifestation of the Trinity would
appear to be the direct precursor of Hegel's own philosophy of his­
tory, for Hegel not only uses the Joachite sequence of the three
ages of Father, Son and Spirit, but, like Joachim, identifies the age of
the Spirit with freedom. But although tracing both the idea of
progress and the idea of contradiction back to Joachim might appear
to confirm the hypothesis that Hegel's theory is a straightforward
secularisation of Joachim's, this is unlikely to be the case, for there
is no evidence that Hegel's knowledge of Joachim was anything
more than secondhand and fragmentary. Hegel, rather than working
with an inherited pattern of a progress to a contradiction, uses the
idea of contradiction to terminate Kant's infinite progress. Thus,
although reflection on the Trinity inspired Hegel's understanding
and acceptance of contradiction, and the reincorporation of contra­
diction created an apocalyptic ending for Kant's teleology which
Hegel identified with the age of the Spirit, the resulting Trinitarian
pattern of history was a re-creation and not a transposition of the
Joachite version. Hegel reunited the ideas of progress and of a con­
tradictory, pneumatic ending by using the latter against the former:
the conjunction of the two was not something Hegel inherited but
-

T h e E n d : Wa t t s , K a n t , B e n j a m i n 1 37

What special age or period of time in this world the prophecy


refers to, may not be so easy to determine; but this is certain,
that it may be happily applied to the period of every man's life :
4
for whensoever the term of our continuance in this world is
finished, our time, in the present circumstances and scenes that
T h e E n d : Wa t t s , Kant, attend it, shall be no more . . . 3
B e n j a mi n
According to Watts, the primary significance of the text lies not in
its fulfilment as part of the eschatological drama of the book of
Revelation, but in its application to the individual soul as it moves
from time to eternity. This transition takes place at death, when

We shall be swept off the stage of this visible state into an

Four angels held back the winds of destruction. Until the redeemed unseen and eternal world; eternity comes upon us at once,

had received the seal of the living God, nothing could be harmed. and all that we enjoy, all that we do, and all that we suffer in

But now the servants of God are sealed, and the seventh seal has time, shall be no longer. 4
been opened. Six trumpets have sounded. A third of the trees have
burned, a third of the sea has turned to blood, a third of the heavens For each individual this ending will be a termination as total and final

has been darkened and a third of mankind has been killed. Another as the end of the world itself, and since, after death, "we shall have

angel comes down from heaven and cries out. Seven thunders reply, none of these sensible things around us, to employ or entertain our
5
eyes or our ears", Watts has no hesitation in identifying the soul's
and the angel swears by "him that liveth for ever and ever . . . that
time should be no longer". 1 passage from time to eternity with what St Peter solemnly called

It is a terrible prospect, but it is not the end. The angel's state­ "The end if all things". 6
ment has no illocutionary force and, as modern translations make As the end of time is followed immediately by the Judgment, and

clear (the Revised Standard Version translates "time should be no the spiritual condition of the soul remains immutably fixed at the
longer" as "there should be no more delay") , it is only when the sev­ moment of death with no further opportunity for moral improve­

enth trumpet sounds that "the mystery of God" will be finished. 2 But ment, most of Watts's discourse is taken up with exhortations to

for Isaac Watts, the eighteenth-century Nonconformist hymnwriter repent while there is still time

who took Rev. 1 0. 6 as the text for "The End of Time", the first of his
discourses on The World to Come, the precise sequence of events is . . . lest the voice of him who swears that there shall be time no

irrelevant: longer, should seize us in some unexpected moment, and lest


r
1 38 Seeing Things Hidden T h e E n d : Watt s , K a n t , B e n j a m i n 1 39 I I

he swear in his wrath concerning us, let him that is unholy be ete rnity" in which "duration has no limit", 1 3 Kant immediately
unholy still, and let him that isfilthy befilthy stilJ. 1 picked up on the conceptual difficulty involved. To conceive a dura­
tion as unending is not, he argued, to have any conception of its
For those who fail to heed such warnings, the only prospect is a hell extent: "eternity lacks time altogether as a measure of itself", so
where they will forever groan out their "dismal note" of lamenta­ atemporal duration, in so far as it is conceivable at all, is a purely
tion, 8 but for those who "repented of sin ere the season of negative idea with no possible content. 14 And it is not just the tran­
repentance was past" there is the hope of "treasures more valuable sition from time to eternity that is unimaginable . According to
than that time which is gone, even the riches of the covenant of Kant, if the angel of Rev. 1 0. 6 is not speaking nonsense, "he must
grace". 9 have meant by these words that henceforth there would be no
Watts's emphasis upon the moral rather than the eschatological change; for if there were still change in the world, time, too, would
significance of the book of Revelation accorded well with the out­ be there". On this basis, the Last Day ''belongs as yet to time", for
look of both rational Dissent in England and of Pietism in Germany, there are still changes to come - the judgment and the creation of a
and his discourses collected in The World to Come went through sev­ new earth. So the angel must mean "the end of all things as beings in
eral editions in the eighteenth century, with a German translation time and objects of possible experience . . . . [and] the beginning of
appearing in 1 745 . 10 So when, in his playfully sceptical essay, "The a duration of these self-same beings as supersensible". However,
End of All Things" ( 1 794), Kant took the same text from Revelation this notion of a passage from the sensible to the supersensible is
as his theme, it was natural for him to interpret it in much the same equally problematic: "an end of all things as objects of the senses" is
way. Indeed, he may well have read Watts's discourse, for he fre­ inconceivable, and the idea that the moment which determines the
quently appears to be arguing against the position that Watts adopts. end of the sensible world is also the beginning of the supersensible
Like Watts, Kant took Rev 1 0. 6 to mean that time is brought to a world is self-contradictory. 1 5 There can be no apocalyptic moment
close with the angel's declaration, and he even mistakenly gave the of timeless time, no period of changeless change, no transition from
angel a "voice of seven thunders" to make the announcement suitably sensible to supersensible .
impressive. 1 1 For Kant too, the primary focus was the idea of "pass­ I f the end o f time i s unimaginable and the angel cannot bring his­
ing from time into eternity", a transition supposed to take place tory to a close, what does the future hold? Kant suggested unending
12
either at the death of the individual or at the end of the world. temporal progression with (atemporal and supersensible) unifor­
Yet although Kant concurred with Watts's idea that the angel's mity of moral orientation: "nothing else remains for reason except
proclamation seems to mark a transition not only between time and to visualize a variation that progresses into the infinite (in time)
eternity, but also between change and immutability, and between the within the perpetual progression toward the ultimate purpose in
sensible world and the supersensible, he denied that such transitions connection with which its disposition endures and is itself constant". 1 6
are possible. Whereas Watts was happy to assume that "Days, and Although he acknowledged that the moral progress of humanity
months, and years . . . shall be swallowed up in a long and blissful lagged behind the progress of its other skills, Kant argued that "the
1 40 S e e i ng T h ing s H i d d e n T h e E n d : W a t t s , K an t , B e nj a m i n 141

empirical proofs for the superiority of morality in our age over all concerned this was not just a matter of using eschatology for moral
former ages" suggested that the progress of morality might overtake exhortation (as Watts had also done), but of recognising that if
all other forms of progress, given a wise world ruler. If so, the end eschatology was conceived in the contradictory terms of apocalypse
of the world would resemble Elijah's ascension into heaven in a it had no intelligible meaning except a moral one. It was his last and
whirlwind rather than the bloodcurdling scenes of Christian escha­ most provocative text on religious questions. A few months later he
tology. 1 7 received a communication from the Prussian king which accused
Kant conceded that his vision of the future lacked popular appeal. him of undermining Christian doctrine and forbade him to write
Being saved from eternity was less obviously appealing than being anything further on such matters. 22
saved for eternity, and although his teleology might be amenable to
reason and grounded in empirical observation in a way that most
eschatologies were not, he acknowledged that his heroic faith in T h e A ngels of Hi s tory
virtue seemed "not to have so universally vigorous an influence on
the conversion of souls as a revelatory scene attended by terrors". 1 8 Because "The End of All Things" is so unambiguously hostile to a
The problem was that "perpetual progression and advance to the supernatural interpretation of Christian eschatology, it might not
highest good" logically entailed that "the condition in which man seem to present an argument that could easily be retranslated into
now exists remains ever an evil in comparison to the better condi­ the visionary language of apocalyptic. But what about the fate of this
tion into which he stands ready to proceed"; in consequence, infinite "angel of history"?
progression to the ultimate purpose inevitably also involved the
dispiriting prospect of "an unending series of evils" to be over­ His face is turned toward the past. Where we perceive a chain
come. 1 9 of events, he sees one single catastrophe which keeps piling
As Kant pointed out, the infinite perpetuation of both good and wreckage upon wreckage and hurls it in front of his feet. The
evil required by unending progress was in a sense the equivalent of angel would like to stay, awaken the dead, and make whole
the eternal beatitude or eternal suffering envisaged in the tradi­ what has been smashed. But a storm is blowing from para­
tional doctrines ofheaven and hell. 20 But since an eternal heaven and dise . . . . [which] irresistibly propels him into the future to
hell outside of time were just as inconceivable as the literal end of which his back is turned . . . . This storm is what we call
time, the best, indeed the only, way to think about these doctrines progress. 2 3
was in the practical, moral terms suggested by the idea of constant
human progress. In Religion within the Limits ?[Reason Alone, Kant had Like Kant's misinterpretation of the angel of Revelation 1 0.6, the
suggested that the end of the world, like the end of life, "admirably angel in the ninth of Walter Benjamin's "Theses on the Philosophy of
expresses the necessity of standing ready at all times for the end". 2 1 History" stands between history and the future. He has come to
In "The End of All Things", he showed that as far as he was end the destruction of what he would like to think are the last days.
1 42 S e e i ng T h i n g s H i d d e n T h e E n d : Wa t t s , K a n t , B e nj a m i n 143

But he cannot. Time continues; history is not at a close; the winds concept of the "infinite task", 2 7 and with this in mind, Benjamin
of change continue to blow, bringing progress in the wake of had set about reading Kant's writings on the subject. In a letter
destruction, and driving the angel back into the future . In written on 2 3 December 1 9 1 7 , he mentioned reading Kant's two
Benjamin's account, the turbulent metaphors of the Apocalypse longest essays on the philosophy of history, the "Idea for a Universal
reappear in the angel's dialectical relationship with the storm . But History from a Cosmopolitan Point of View" and the "Perpetual
unlike John the Revelator, who was told to "seal up those things Peace", 28 and it is therefore more than likely that he also read "The
which the thunders uttered and write them not", 24 Benjamin wrote End of All Things", which in 1 9 1 2 had been reprinted alongside
down what the thunders said, for in the whirlwind of the storm he these longer pieces in volume eight of the Prussian Academy's edi­
seems to have heard the still small voice of Kant, arguing for tion of Kant's works. 29
progress. If, as seems probable, Benjamin read about the angel of Rev.
In none of the proliferating literature on Benjamin's angelology is 10.6 at the end of 1 9 1 7 , he is unlikely to have forgotten him, for at
there any discussion of the possibility that the angel of history might the same time as he was reading Kant's philosophy of history, he
have a Christian, Kantian ancestry. This surprising omission is, one was also reading a book about angels that was to leave a lasting
suspects, the result of Gershom Scholem's emphasis on Benjamin's impression. Anatole France's La Revolte des annes recounts the tale of
use of Jewish sources in his identification of and with Klee's painting, a group of disaffected angels in twentieth-century Paris who plot a
Anselus Novus. 2 5 (Benjamin considered the picture his most valuable satanic uprising against God. Incarnated in the form of "Russian
possession and it prompted numerous meditations, including the nihilists , Italian anarchists, refugees, conspirators, revolutionaries
ninth of the Theses.) However, there is no reason to suppose that of all countries", 30 the angels plan to bring social revolution to
Benjamin's earlier projection of himself into the Anselus Novus France, then Europe, then the whole planet, and finally the heav­
defines the angel of history, and it is more fruitful to interpret the ens. Although their terrestrial campaign is a failure, the angels
angel within the context of the Theses themselves. successfully depose God and crown the archangel Satan in his place,
According to Benjamin, the Theses embodied "thoughts of which only to find that Satan adopts all God's old ways. Benjamin said that
I can say that I have kept them in safekeeping - yes safekeeping - he "found the book very good" and several motifs from the novel
from myself for some twenty years". 2 6 The earlier time to which he reappear in his work. 3 1 Not only is France's transition from
referred must have been the period around the end of 1 9 1 7 when he Delacroix's paintings of angels in Saint Sulpice to the angels of his
was planning to write his dissertation on the philosophy of history. narrative echoed in Benjamin's use of Klee's painting as a starting
Since Benjamin neither embarked upon the dissertation nor pub­ point for his angelic meditations, 3 2 but the revelation that the
lished anything else on the topic in the intervening twenty-two guardian angel of France's central character is "un esprit satanique"
years, it is natural to assume that the Theses were the fruit of this is paralleled in Benjamin's disclosure that Klee's angel is associated
long and secret gestation. The topic on which Benjamin had planned with the secret name Agesilaus Santander, a near anagram of Der
to write was Kant's philosophy of history, more specifically Kant's Anselus Satanas. 33
----

1 44 Seeing Things Hidden T h e E n d : Wat t s , K a n t , B e n j a m i n 145

However, the chief focus of Benjamin's interest in this light­ interest in the topic, there were thus potentially two angelic roles,
hearted novel was, rather curiously, its philosophy of history. In the and both were reinforced by Benjamin's reading of Cendrars's novel
same letter in which he expressed his dissatisfaction with Kant's "Idea Moravagine and its appended script "La fin du monde". In "La fin du
for a Universal History", he wrote that France ''has a profound under­ monde", when an angel on the fas:ade of Notre Dame blows the last
standing of history, and it seems to me that, in this regard, he can be trump, time stops just as it had for Joshua at Gibeon: "Le soleil
truly stimulating". 34 Benjamin's surprising observation must have s'immobilise . Il est midi une", 39 while in a passage quoted by
been prompted by the four chapters in which the angel N ectaire Benjamin from Moravagine, the hero recalls how in the Russian
recounts the history of the universe from the earliest times to the Revolution of 1 905 the revolutionaries became angels or demons,
present. This satanic angel's view of history, which France mischie­ gradually taking on the destructive power of their guardian angels,
vously likened to Bossuet's Discours sur l'histoire universelle, offers a the Teraphim. 40
striking contrast to Kant's. Whereas Kant saw the period from the Behind both France's and Cendrars's account of angelic/ demonic
Greeks to the modern nation as "a regular progress in the constitution revolutionaries was another novel, Dostoevsky's The Possessed (which
of states", 35 France's angel saw a more uneven pattern: the golden age Benjamin read in Rahsin's translation Die Daemonen), 41 in which the
when the ancients worshipped Satan in the form of Dionysos had angel who makes time stop was briefly juxtaposed with the angels or
come to an end with Christianity, and although pagan wisdom had demons who foster revolution. Stavrogin and Kirilov, two members
been retrieved in the Renaissance and Enlightenment, it was lost of the revolutionary group who are the "possessed" or "devils" of the
once more as the nineteenth century plunged back into the evils of title, are discussing Kirilov's suicide plan, when Stavrogin asks
war and Romanticism. 36 Kant had hoped that the progress of the Kirilov:
human race might eventually allow it to "claim among our neighbours
in the cosmos no mean rank", 37 but Nectaire, looking down the other "Do you believe in future everlasting life?"
end of the telescope, suggested that when Dionysos returns with the "No, not in a future everlasting but in an everlasting life
age of gold, the human race may have disappeared, leaving the satanic here . There are moments , you reach moments , and time
angels to instruct the race of birds in pleasure and the arts. 38 comes to a sudden stop, and it will become eternal."
It is difficult to know exactly how Benjamin interpreted his "You hope to reach such a moment?"
implied opposition between Kant and the angels in 1 9 1 7, but nev­ "Yes."
ertheless the terms of reference for his later observations appear "That's hardly possible in our time," Stavrogin said , also
already to have been set: on the one hand, Kant's vision of an end­ without the slightest irony, slowly and as though pensively. "In
less task that, in "The End of All Things", indefinitely postpones the the Revelation the angel swears there will be no more time."
angel's attempt to make time stop; on the other, France's rebellious "I know. That's very true . Clear and precise . When all
angels who reject the idea of progress in favour of a revolutionary mankind achieves happiness, there will be no more time, for
return to the age of Dionysos. From the first stirrings of Benjamin's there won't be any need for it. A very true thought."42
--

1 46 Seeing Things H i d d e n T h e E n d : Wa t t s , K a n t , B e n j a m i n 1 47

For Benjamin, who claims in the Theses that "our image of happiness the future, as Loos imagined him, Benjamin has Kraus with his back
is indissolubly bound up with the image of redemption",43 Kirilov's to the future facing mankind: "If he ever turns his back on creation,
vision of a happiness that would make time stop would eventually be if he breaks off in lamentation , it is only to file a complaint at the
realised in the convergence of the demons of revolution with the Last Judgement.'>48
angel of the Apocalypse. Nevertheless, in his writings before the Kraus's assumption of the role later given to the angel of history
Theses the two angelic roles are developed independently and, to is accompanied by the image of his writing as a silence blown back
some degree, antithetically. by the winds of a storm . According to Benjamin, Kraus's writing is
Benjamin's essay on Karl Kraus, completed in 1 93 1 , represents "a silence turned inside out, a silence that catches the storm of
this intermediate stage in the development of his angelology. The events in its back folds, billows, its livid lining turned outward".49
essay contains in fragmentary form almost all the elements that However, the two motifs are not yet combined as they will be in
were later to be conjoined into the image of the blown-away angel, Thesis IX, and when Kraus's writing is explicitly identified with the
but it is Kraus who takes on the role of the angel of Rev. 1 0.6. He is, angelic it is opposed not to the storm of events outside, but to the
as Benjamin puts it, the "timeless world-disturber" who, fmding "no demon within. The angel at the end of time becomes the rhyme at
redemptive fulfilment, let alone a historical resolution" in "the span the end of the line :
between Creation and the Last Judgement", 44 confronts the Kantian
"eternal world-improver".45 Quoting Kraus's poem, "Prayer to the Just as blessedness has its source at the end of time, [poetry]
Sun at Gibeon", in which the words of Joshua are fused with those of has its at the end of the line. Rhyme - two putti bearing the
the angel of Rev. 1 0 . 6 , Benjamin imagines Kraus making the demon to its grave . . . . Its sword and shield - concept and
announcement to which Kant had taken such exception in "The End guilt - have fallen from its hands to become emblems beneath
of All Things": the feet of the angel that killed it. 50

Let time stand still! Sun, be consummate! And as rhyme is both the source and the end of poetry, so in Kraus's
Make great the end! Announce eternity! writing as a whole the demon is mastered "where origin and
Rise up with menace, letyour light boom thunder, destruction come together" and "his conqueror stands before him:
That our strident death be silenced. 46 not a new man; a monster, a new angel". 51 As the manuscript ver­
sion of this passage makes clear, these reflections follow from Kraus's
To Loos's description of Kraus standing on the frontier of a new age, poem "Prayer to the Sun at Gibeon". 5 2 So, despite the Talmudic
Benjamin therefore opposed a picture of Kraus standing "on the gloss which follows, the new angel, identified a few lines earlier with
threshold of the Last Judgement".47 Like both the angel of Rev. Klee's Angelus Novus, can only be the one whose announcement of
1 0 .6 and the angel of Thesis IX, Kraus is envisaged as standing eternity is there appropriated by Kraus.
between human history and its judgment. Rather than surveying When Benjamin finally brought his thoughts on the philosophy of
1 48 S e e i ng T h i n g s H i d d e n T h e E n d : Wa t t s , K an t , B e nj a m i n 1 49

history out of safekeeping, there was clear evidence of continuity of history is meant to effect a "Messianic cessation of happening".
with his earlier interests and reading. Benjamin's ongoing preoccu­ According to Benjamin, not only does the angel have the messianic
pation with Kant's concept of the "infmite task" is seen in his attack role of awakening the dead and making whole what has been broken,
on the Social Democrats in Thesis XIII. According to Benjamin, the but, since he hopes to stay where he is rather than be driven into the
Social Democrats picture progress as (i) "the progress of mankind future, the angel's mission must also involve time's discontinuation.
itself " rather than just the progress of human abilities; (ii) something Like the French revolutionaries of Thesis XV who fired on the clocks
boundless, "in keeping with the infinite perfectibility of mankind"; "pour arreter le jour", 57 the angel of Thesis IX is meant to make time
(iii) something irresistible, which automatically pursues its course. 53 stop, and he is only prevented from doing so by the storm which
Not only was each of these doctrines explicitly formulated by Kant blows him back into the future.
and expressed in "The End of All Things", but, as Benjamin points
out, they all presuppose an unlimited temporal progression, and
arguing against progress meant arguing against that progression: A gainst P rogress

The concept of the historical progress of mankind cannot be If Benjamin's angel of history is the angel of Rev. 1 0.6 driven back by
sundered from the concept of its progression through a homo­ Kant's argument for infinite progress, the significance of Benjamin's
geneous, empty time. A critique of the concept of such a identification of progress and catastrophe also becomes clearer. In
progression must be the basis of any criticism of the concept of Kant's realisation that the concept of infinite progress is inseparable
progress itself. 54 from that of the unending evils that make it possible, there may be
found the origin of Benjamin's claim that "catastrophe is progress;
For Benjamin, the terms of the debate about progress were therefore progress is catastrophe", for Benjamin's obser vation that "The con­
precisely those set by Kant in "The End of All Things": on the one cept of progress should be grounded in the idea of catastrophe. That
hand, an unending temporal progression; on the other, the opposite things 'just keep going on' is the catastrophe"58 is no more than a
of that progression, "a Messianic cessation of happening". 55 Just as negative restatement of Kant's argument that the present condition
Kant acknowledged that his conception of the "infinite task" was in of the world is always evil relative to that which succeeds it. But to
tension with the Christian conception of a literal end of time, so Benjamin, the indefinite coupling of progress and catastrophe was an
Benjamin realised that Kant's infinite progress was at odds with any intolerable prospect, not least because the continuing evils would
hope of redemption from history.As he observed in Thesis XVI: "A inevitably be borne by a different section of humanity to that which
historical materialist carmot do without the notion of a present effected and benefited from their improvement.As he put it at the
which is not a transition, but in which time stands still and has come end of Thesis VII, human achievements "owe their existence not
to a stop."56 only to the efforts of the great minds and talents who have created
Read within this context, there can be little doubt that the angel them, but also to the anonymous toil of their contemporaries. There
--

1 50 Seeing Things Hidden T h e E n d : Wa t t s , K a n t , B e n j a m i n 151

is no document of civilization that is not at the same time a docu­ desire for domination that is the engine of progress. But to Hegel,
ment of barbarism."59 Kant had suggested that progress's this seemed hopelessly one-sided. 63 Hegel agreed that the transi­
perpetuation of both good and evil was the equivalent of an eternal tion to fully human consciousness and the development of human
heaven and hell, 60 but Benjamin saw that the distribution of goods capacities took place through the relationship of competition, but
and evils might be unequal, that progress might mean beatitude for pointed out that competition for rank and power would of its very
some and an eternal hell for the rest. nature prevent the uniform development of humanity. As he
Against the conception of the future as a "progression through a described it in the famous section of the PhenomenoloBY ifSpirit on the
homogeneous, empty time" in which progress and catastrophe, civil­ relation of master and slave, the primal competition for recognition
isation and barbarism, are forever perpetuated in the ineradicable leads not to equal development for all, but to the man who fears
suffering of the toiling masses, Benjamin juxtaposes another con­ death more than he desires recognition becoming the slave, and the
ception of history - not an eschatology in which the future is man who is prepared to stake his life for the sake of recognition
foreclosed by eternity, but a political messianism in which the rev­ becoming the master. The master then sets the slave to work for him,
olutionary classes make the continuum of history explode. This with the paradoxical result that the slave, who transforms nature
apocalyptic vision is differentiated both from Kant's conception of through his work, is the one who develops and achieves recognition
infinite progress and from conceptions of the future that are in some for himself, while the master, who does no work and whose inter­
respects closer to Benjamin's own. As Benjamin's attempt to dis­ action with nature is mediated through the slave, can only look to
tance himself from the Social Democrats reveals, it is not only their recognition from the slave, who, being a mere thing in his master's
Kantianism to which he objects, but their Hegelianism, for the prob­ eyes, can never provide the recognition the master desires. 64
lem is not just that they stretch out progress to infinity, but that they Benjamin, who appears to have viewed Hegel's master-and-slave
put any faith in progress at all.
To understand Benjamin's negative response to the idea of
dialectic through Marx, emphasises that the struggle is for material
rather than spiritual goods, and quotes Hegel against himself in the
I
I

progress, it is necesary to consider the mechanics of progress in epigraph to Thesis IV: "Seek for food and clothing first, then the
Kant and Hegel. For Kant, the transition from an animal to a human Kingdom of God shall be added unto you."65 Glossed by Benjamin,
existence, "the first steps from barbarism to culture", were the result this becomes the class struggle, "a fight for the crude and material
of "the unsocial sociability of men". 61 In society, man feels himself to things without which no refined and spiritual things could exist".66
be "more than the developed form of his natural capacities", but But, like Hegel's master-and-slave dialectic, the benefits do not all
"heartless competitive vanity . . . the insatiable desire to possess and go to one side:
to rule" leads him at the same time to oppose all others, and it is this
selfish desire "to achieve a rank among his fellows whom he cannot it is not in the form of the spoils which fall to the victor that
tolerate but from whom he cannot withdraw" that develops man's the latter [spiritual things] make their presence felt in the class
talents and tastes. 6 2 According to Kant, therefore, it is the selfish struggle. They manifest themselves in this struggle as courage,
1 52 Seeing Things Hidden T h e E n d : Wat t s , K a n t , B e n j a m i n 153

humour, cunn ing, and fortitude. They have retroactive force Hautes Etudes from 1 93 3 to 1 939, but his friend Georges Bataille
and will constantly call in question every victory, past and (with whom he left the Angelus Novus in 1 940) attended for three
present, of the rulers. 67 years ( 1 934--5 , 1 935-6, and 1 93 7-8) during the period in which he
saw Benjamin regularly at the College de Sociologie, 7 1 and so
Although Benjamin was willing to acknowledge that the struggle Benjamin is unlikely to have been completely unaware of what
also offered something to the losers whose anonymous toil sup­ Kojeve was doing.
ports the triumphal procession of the ruling class, he did not see Kojeve grasped, as the Social Democrats (and, indeed, Hegel) did
such toil as itself the route to salvation. In Benjamin's account, this not, that Hegel's master-and-slave dialectic contained within it the
is the position of the Social Democrats who conjoin the Kantian solution to the problem which, according to Kant in "The Idea for a
vision of infinite progress with the Hegelian belief that it is the Universal History", would prevent the complete realisation of
transformation of nature through labour (rather than , as Kant human destiny and so indefinitely prolong progress towards it. The
believed, the desire for domination) that drives that progress, 68 and problem is that the very desire for mastery necessary for human
so arrive at the absurd conclusion that industrial labour offers the development also prevents its complete realisation. In order to enjoy
proletariat infinite benefits. As the nineteenth-century socialist the benefits of the perfect political commonwealth in which "there
philosopher Josef Dietzgen (quoted by Benjamin in Thesis XI) put it: is mutual opposition among the members, together with the most
"The saviour of modern times is called work. The . . . improve­ exact definition of freedom and fixing of its limits so that it may be
ment . . . of labour constitutes the wealth which is now able to consistent with the freedom of others", 72 Kant argued that man
accomplish what no redeemer has ever been able to do.'>69 Benjamin, required a master to "break his will and force him to obey a will that
however, complained (as Marx had done of Hegel) that the Social is universally valid". 73 Without a master, people would be inclined
Democrats saw only the positive side of labour and not the negative. to follow their selfish impulses and exempt themselves from even
The worker exploited nature and the capitalist exploited him, so, the best laws, but given that the master is himself a man with selfish
whatever its benefits, labour could only ever perpetuate exploitation impulses, he too requires a master to break his will. So who then
of both kinds. 70 Work might bring progress of a sort, but it also will master the highest master? According to Kant, a complete solu­
brought catastrophe. tion will never be found. To make progress people must want to be
As far as Benjamin is concerned, it is not enough that progress dominant themselves, but to enjoy progress they must be domi­
should be brought to a stop rather than forever postpone the end of nated. The condition of progress for all is therefore the existence of
history; progress to an end is just as worthless as unending progress. one whose desire for domination is not dominated. Ideally this
The messianic cessation of happening that Benjamin envisages there­ master should somehow contain within himself the obedience that
fore also differs fundamentally from the political eschatology to comes from being dominated, but, from Kant's perspective, that is
which it stands closest in time and place, Kojeve's end of history. impossible, for, as he puts it, "out of the crooked timber of human­
Benjamin never attended Kojeve's seminars at the Ecole Pratique des ity nothing straight was ever made". 74

-
1 54 Seeing Things Hidden T h e E n d : Wa t t s , K a n t , B e n j a m i n 155

As Perry Anderson has pointed out,75 Kant's use of this phrase of History is the synthesis of Mastery and Slavery", 80 that synthesis
hardly justifies its adoption as a motto for Isaiah Berlin's pessimism, may be achieved solely by the slave when he risks his life, either in a
but, even so, its deployment is significant. 76 Kant had just described second fight with the master, or through the institution of terror. In
how, thanks to their mutually restrained desire for dominance, contrast, the master does not work, "he dies rather than cease to be
human beings will, like trees in a wood seeking to deprive one Master. The final fight which transforms the Slave into Citizen,
another of air and sunlight, grow straight and tall rather than overcomes Mastery in a nondialectical fashion: the Master is simply
crooked and twisted. 77 Because it is the constraint of others that pre­ killed and he dies as Master."8 1 For Kojeve, the master was merely
vents trees from following their natural inclination to grow crooked, "the ' catalyst' of the History that will be realized, completed, and
the master who is not so constrained is not just free to grow crooked ' revealed' by the Slave or ex-Slave who has become a Citizen", and
but bound to do so. Kant's "crooked wood" is thus more than a so the final problem of the unmastered master could be solved,
handy metaphor for the intractability of human nature ; it is an swiftly and neatly, by the guillotine. 8 2
emblem of selfishness and evil - the snake in the tree. The unmas­ From Benjamin's perspective, Kojeve's Hegelian Marxism would
tered master does not just function like the residuum of evil that have been just as objectionable as the Social Democrats' Kantian
' Kant elsewhere posits as a necessary condition of infinite progress, Marxism. Although Kojeve proclaimed the end of history rather
( he is the positive expression of that condition. The crooked desire
,r than unending progress, he still believed that the route to the end lay
I
,r for mastery is the residual evil, and it is for precisely this reason that in progress through work:83

,,�
Kant cannot let it go: a crooked plank is needed to stop mankind
from drowning in eternity. Work is Time, and that is why it necessarily exists in time: it
In Kojeve's mind, Hegel's reversal of the Kantian relation between requires time. The transformation of the Slave, which will
mastery and progress provided the answer to this last problem. By allow him to surmount his dread, his fear of the Master, by
making progress depend upon the asymmetrical relation of mastery, surmounting the terror of death - this transformation is long
Kant had created an impediment to its perfect realisation. In con­ and painful. 84
trast, according to Kojeve, Hegel's dialectic meant that even if
mastery is "the sine qua non of historical progress, it is the Slave's To Benjamin, the threefold equation of work, progress and time
work that realizes and perfects it". 78 Although the master was needed seemed absurd. As far as he was concerned, the idea of redemption
in order to set the slave to work, after that "idle Mastery is an was tied to destruction rather than progress, and to immediate hap­
impasse, [and] laborious Slavery . . . is the source of all human, piness rather than deferred gratification. Redemption, he argued,
social, historical progress".79 Through work, the slave obtains not the was indissolubly bound up with happiness, and since our image of
unsatisfactorily asymmetrical recognition that the master won in the happiness was "thoroughly coloured by the time to which the course
original fight, but a reflexive recognition independent of the master. of our existence has assigned us", our redemption must be con­
The master therefore becomes superfluous, so although "the end ceived in the same terms. 85
T h e E n d : Watt s , K a n t , B e n j a m i n 1 57
1 56 Seeing Things Hidden

charged with the time of the now which he blasted out of the
According to Benjamin, progress and catastrophe, civilisation
continuum of history. The French revolution viewed itself as
and barbarism, and, by implication, mastery and slavery continue
until "the Messiah comes as the subduer of Antichrist". 8 6 But Rome reincarnate. It evoked ancient Rome the way fashion
evokes costumes of the past. Fashion has a flair for the topical,
whereas Kojeve claimed that progress was the necessary precondi­
tion of the master's defeat, Benjamin followed Lotze in arguing that no matter where it stirs in the thickets of long ago; it is a
tiger's leap into the past. This jump, however, takes place in an
progress which did not lead directly to its destination was not worth
arena where the ruling class gives the commands. The same
thinking about. 87 The messiah subdues the Antichrist by fighting
leap in the open air of history is the dialectical one, which is
him, not by working for him. So, for Benjamin, the idea of redemp­
how Marx understood the revolution. 90
tion was interconnected with that of revolutionary destruction, just
as it had been for Dostoevsky's revolutionaries in The Possessed, and
for Robespierre, Blanqui and the Spartacists. 88 In this alarmingly compressed series of images Benjamin identifies
his own position with that of Marx; however, his notes reveal that he
realised the tension with Marx's account: "Marx says that revolutions

A p ocaly p se N ow are the locomotives of world history. Things are entirely different.
' .
' Perhaps revolutions are the human race, who is travelling in this train,
r
r
Benjamin's litany of revolutionaries committed to the immediate reaching for the emergency brake." 9 1 To make sense of Benjamin's
l
� . destruction of Antichrist through direct action represents the daring reworking of Marx's theory of revolution it is necessary to

antithesis of Kojeve's slave whose victory over the master comes conjoin Benjamin's two seemingly unconnected metaphors for the

only as the culmination of centuries of progress. Although he agrees revolution - the tiger's leap and the emergency brake. The application

with Marx that the oppressed class "appears as the last enslaved of the emergency brake is dearly just another way of describing that

class, as the avenger that completes the task of liberation in the "Messianic cessation of happening" foreshadowed by the announce­

name of generations of the downtrodden", 8 9 Benjamin does not ment of the angel of Revelation 1 0.6, and by Kraus the "timeless

view this as the present being redeemed by the future but as the past world-destroyer" who proclaims "Let time stand still". However,

redeemed by the present. This might seem to amount to the same Benjamin here emphasises that this cessation is not effected by the train

thing, yet Benjamin is insistent that it is not a matter of one time arriving at its destination, or in response to an external signal to stop,

being redeemed by another, but of all times being redeemed from but by those on the train themselves. Implicit in this is the idea that

outside of time. As Benjamin puts it in Thesis XIV: those on the train are not so much passengers heading for a destination
they have chosen, but "the last enslaved class" being transported in the

History is the subject of a structure whose site is not homo­ name of progress from one catastrophe to the next. Their only hope

geneous, empty time, but time filled by the presence of the lies not (as Kojeve would have it) in killing the driver when they

now Uetztzeit] . Thus, to Robespierre ancient Rome was a past arrive at their destination, but in stopping the train at once.
1 58 Seeing Things Hidden T h e E n d : Wa t t s , K a n t , B e nj a m i n 159

The image of the train stopped by the slaves it is transporting is a What happens in the Theses i s that the two angelic roles which
reworking (and, in 1 940, a poignant one) of another more ancient Benjamin had first encountered at the end of 1 9 1 7 are tentatively
image of redemption. In the story of Dionysos and the sailors, the brought into alignment. The angel of Rev. 1 0 . 6 and France's angelic
infant Dionysos is snatched by pirates who sail away with their cap­ revolutionaries, Cendrars's angel of Notre Dame and the demonic
tive, but then something miraculous happens (in Ovid's version) : angels of the Russian Revolution, the Angelus Novus and Kraus's
"The ship stands still upon the waves, as if held in dry dock."92 The demon - each pair rehearses the same essential division : on the one
crew try to sail on, but to no avail, for as the ship remains motion­ hand, the cessation of time, on the other, a demonic revolutionary
less, ivy gradually forms around the mast and a tiger (in most destructiveness. Benjamin implicitly unites the two by allotting the
versions Bacchus himself) leaps out, driving the terrified crew over­ role of the angel who makes time stop to those other angels, the rev­
board. 93 For Ernst Jiinger in Der Waldgang, the Dionysian tiger's olutionaries. The angel of history may be blown away by progress in
leap was later to be an image of hope for passengers trapped on the Thesis IX, but only so that his function can be given to others: in
luxury cruise of post-history, 94 but for Benjamin, it functioned as a XIV, it is performed by the tiger's leap; in XV, by firing on the
metaphor for the escape from history. The tiger's leap into the past clocks; in XVI, it is made explicit, the historical materialist cannot

( .
blasts the past out of the continuum of history; past and present are do without the idea that "time stands still and has come to a stop".
,, united in the timeless time of apocalypse. Kirilov's suicidal fancy has become a political manifesto;
r
f
J Underlying Benjamin's implicit recourse to the story of Dionysos Dostoevsky's devils are to be the angels of history.
(
and the pirates is not just the Nietzschean equation of Dionysian One result of transferring the power to make time stop to those
ecstasy with timeless primordial unity, and the Hegelian description who are enslaved by time's continuation is the radical reversal of the
of the True as a Dionysian revel which Benjamin echoed at the Kantian move which underlay the theories of Hegel, Marx and
end of his essay on surrealism,95 but also the philosophy of history Kojeve. Like Lotze, Benjamin believed that "history is not fated to
to which Benjamin had first been attracted as an alternative to make such progress longitudinally, but rather in an upward direction
Kant's - Nectaire's "universal history" in France's La Revolte des anges. at every single one of its points".97 In The Possessed, Kirilov had found
In Nectaire's account, history ends when "le grand Dionysos happiness unexpectedly at one such point:
viendra, suivi de ses faunes et de ses bacchantes, rapprendre a la
terre la joie et la beaute, et ramener l' age d' or". 96 It was therefore "When did you find out that you were so happy?"
quite natural for Benjamin to identify the revolutionary tradition of "Last week, on Tuesday - no, on Wednesday, because it was
France's angels and Dostoevsky's devils with the Dionysian tiger's already Wednesday - during the night."
leap; he did not have to equate them on the basis of the analogy "In what connexion?"
between applying the emergency brake and the magical motion­ "Don't remember. It just happened. Was walking about the
lessness of Dionysos 's ship; in France's text, the revolutionaries are room - makes no difference . I stopped the clock. It was
already identified as Dionysian and satanic. twenty-three minutes to three."

-
1 60 Seeing Things Hidden T h e E n d : Watt s , K an t , B e n j a m i n 161

"As a symbol of the fact that time must stop?" incremental degrees, and Kojeve's vision of the Slave eventually
Kirilov said nothing. 98 working up his courage to defeat the Master, were both irrelevant.
In Benjamin's account, everything is turned from the horizontal to
Similarly, for Benjamin, redemption could come at any moment, the vertical : not only are progress and catastrophe present in each
without warning or preparation; as he put it in the Theses : every and every moment of time, so too is the possibility of redemption
second of time is "the strait gate through which the Messiah might from both. The apocalypse of timeless time is not an eschatological
enter".99 possibility but a present one. Benjamin puts the theology back into
The idea that timelessness and redemption are accessible from Marx by taking out Kant and Hegel and replacing them with Watts;
every moment of history had been rejected by Kant in "The End of for Benjamin too the angel of history is always standing at the gate,
All Things". Watts, sensing eternity lying on the other side of the but now he has a home-made bomb in his hand.
thin barrier between life and death, had asked:

. . . hastening hourly to the end of the life of man. . . . Am I


fit to be born into the world of spirits through the strait gate
(
( . of death . . . and made meet to enter into that unseen world,
I
:f where there shall be no more of these revolutions of days and
�.
:( years, but one eternal day?100

But for Kant, such "pious talk" of passing from time into eternity at
any moment was literally nonsense. 1 0 1 The apocalyptic moment
when time stopped and eternity began could never occur, let alone
remain perpetually imminent. Redemption was to be stretched
across the unending history of the world, forever approached but
never finally reached . Unlike Kant, Hegel and Marx accepted that
the long history of progress would eventually achieve an apocalyptic
resolution, yet for them too the strait gate was to be found only at
the end of the long road of human history.
For Benjamin, writing from an internment camp in the opening
days of the Second World War, redemption was needed not at some
indefinite time in the future, but now. Kant's longitudinal perspec­
tive in which civilisation was forever succeeding barbarism by
PA RT T W O

Vision a n d To t a l i t y

'
(
I .
i(

L
t
- -

T h e W o r l d I n Hi d i n g
A n t i - Vi s u a l H o li s m

I
(
( We talk about hiddenness in visual terms, and we use the vocab­
r .
,f ulary of hiding to describe our experience of visual and cognitive
r
' disjunction. Translating hiddenness into other sensory terms does
r .
not seem to work. We speak of not being able to see the facts (per­
haps even when they are staring us in the face) , not of being unable
to taste or touch those facts; there are unseen truths, yet no unsmelt
truths; we look unsuccessfully for knowledge, but rarely listen for it.
Conversely, the vocabulary of hiddenness seems to be of limited
use in the description of non-visual sensation. A boat sails into the
l:
•'
distance until it becomes hidden from view, but a tone rising to an
ever higher pitch merely becomes inaudible. If we say that the sound
of the baby's crying is hidden by the noise of the engine, our mean­
ing may be clear but our choice of words is not quite right. A
metaphor such as "drowned" seems preferable, perhaps because
when one sound becomes lost in another it becomes indistinguish­
able rather than inaudible, like an individual unnoticed in a sea of
faces. 1 In music, too, there are no hidden sounds; the inaudible is
1 66 S e e i ng T h i ng s H i d d e n T h e Wo r l d in H i d i ng : A nt i - V i s u a l H o l i s m 1 67

just that, while the "hidden" fifths and octaves that students of coun­ potentiality of the one and the actuality of the other. Perceiving
terpoint are taught to avoid are not hidden at all, just easily missed. something while being unable to hear, smell, taste or touch it, does
Because of its connection with disguising appearances it seems nat­ not strike us as unusual. Much of our everyday experience is of
ural to say that someone has disguised the sound of their voice, but seemingly silent, tasteless objects that are beyond our reach, so we
less natural to claim that someone is disguising the sound of an do not feel our inability to sense them to be a lack, or a withholding.
instrument they are playing or a machine they are operating. Similarly, experiencing a sound, aroma or texture that we cannot
With smell and taste things are similar. Someone with a discrim­ identify does not strike us as a problem either. Our ability to dis­
inating palate might say that one taste or aroma masked or disguised criminate sounds, smells, tastes and textures is comparatively
another, but her use of these terms would be verging on the limited (or, at least, undeveloped), and whereas our experience of
metaphorical. To speak literally of hidden tastes and smells is slightly the visual field is of discrete objects differentially located in a unified
strained. The problem here is again that the process is perhaps one space, with our other senses (except touch) we experience a unified
of transformation rather than concealment. You can see through a and undifferentiated object in which we find it difficult to separate
disguise to what is disguised because what is disguised remains and identifY the individual sources that have contributed to the over­
unchanged within the disguise, but you cannot smell or taste some­ all effect, let alone their relationship to one another. With hearing,
('
( thing through an attempt to disguise it, only despite the attempt to smell and taste, it is therefore difficult to construct a model of ex­
r .
f disguise it. In so far as a taste or smell is disguised it is usually trans­ perience in which there is a clear enough distinction between
' formed. appearance and reality for the issue ofhiddenness to arise. The close
r ,
r In the case of touch even the metaphorical use of the vocabulary relationship between hiddenness and sight is perhaps best illustrated
� of hiddenness seems out of place. If you cannot reach the top shelf by the difference between two children's games : Hide and Seek and
�·.

of the cupboard it may be inaccessible but it is not hidden; and irre­ Blind Man's Buff. In Hide and Seek everyone hides so that they
spective of whether you can feel the body through the clothes, cannot be seen by the person who is seeking to discover them. In
i,
clothes do not hide the body from the touch in quite the same way Blind Man's Buff the objective is similar, but the person who is
·'

that they conceal the body from the gaze. Touch has a particularity trying to catch the others is blindfolded, and so no one hides;
l:•' lacking in the other senses, especially sight. There is almost no cir­ instead, they stand around the disorientated Blind Man trying to
r· deceive him with misleading aural and tactile hints to their where­
'· cumstance in which something is tangible but somehow less tangible
than it might be. And while textures may be modified to deceive the abouts, but these calls and prods cannot be said to hide, conceal or
touch, it would be stretching things to suggest that varnish disguises even disguise the true location of the individual, for the Blind Man
the roughness of wood, or moisturiser the dryness of the skin. cannot see them anyway. In the kingdom of the blind, it seems,
With all the senses other than sight the underlying problem is the nothing is hidden.
same. It seems difficult to effect a meaningful disjunction between The closeness of the connection between vision and cognition is
experience and cognition while retaining any tension between the not due only to the importance of visual perception in constituting
1 68 Seeing Things Hidden
r-
:
I
T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 1 69

our understanding of the world, it is also the result of the wide­ extent, of that required for us fully to comprehend what we see, or

spread, but perhaps less than universal, assumption that knowledge to fully see what we comprehend, that we encounter a world in

is a form of sight. As numerous authors have noted, the vocabulary hiding.

of cognition is replete with visual metaphors. In even the most


abstract matters we seek illumination and insight; we try to inspect,
to gain an overview, to see what is meant, to get things into focus, V ision and T o tali ty
to look at things from another perspective and so on. In conse­
quence, we not only consider visual perception without recognition If experiencing the world in hiding is a function of a particular kind

to be anomalous, but also deem cognition without a percept to be of imbalance between what we see and the whole of what there is to

strange as well. If we know something we ought to be able to see it, see, the degree to which we do in fact encounter the world as hidden

to bring it before the mind's eye. should be reflected in the relative values that we ascribe to vision and

If the idea of hiddenness seems inextricably linked to visuality, it totality. If we place equal confidence in both, then this implies that

is also deeply intertwined with that of totality, for the experience of we are confident that we can see everything; if we retain a belief in

hiddenness is always one of incompleteness, a ratio between what is the visual, but dismiss holistic approaches to knowledge, it may sug­
( ' , ,,
' and what might be known. The degree to which we experience the gest that we experience a plurality of discontinuous entities ; if we
I
1
world as hidden is therefore liable to be a function of the relationship dismiss both visuality and holism, we are liable to seem comfortable
( between the totality of the world and our capacity to see it. If we with our own ignorance; but if we denigrate vision while insisting
r
( have an accurate and unimpeded view of the whole, then, obvi­ upon a holistic approach to our knowledge of the world, then it may
� ously, nothing is hidden. However, the relevant relationship is not well indicate that we see the world only in hiding.
�',

necessarily that between our vision and the totality of the world To get a sense of the relative values ascribed to vision and total­

itself; it is that between our vision and whatever totality is relevant ity in contemporary thought, there is no better place to start than
to our understanding of what we see. If it is assumed that the world with Martin Jay's two magnificent surveys: Marxism and Totality,
consists of numerous self-contained units, and that our perception of which examines the adventures of the concept of totality since

each is as complete as it needs to be, then our experience of the Lukacs, and Downcast Eyes, which explores the concept of the visual

world will not be that of a world in hiding, but of a plurality of in France during the same period. 2 In the words of Lukacs, "The cat­

worlds. Even if our vision is such that we cannot see more than one egory of totality, the all pervasive supremacy of the whole over the

of these monads at once, and we never experience their multiplicity parts, is the essence of the method which Marx took over from

as a plurality, the plurality will not be hidden from us , for the Hegel and brilliantly transformed into the foundations of a wholly

uncompleted experience of discontinuous objects is an experience new science."3 However, according to Jay, the concept of totality has

not of hiddenness but of simple non-experience. It is only if our been progressively undermined by both theoretical and historical

capacity to experience the whole falls short, either in accuracy or in developments with the eventual result that
--

1 70 Seeing Things Hidden


r>
.
T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 171

.,��:
if one had to find a common denominator among the major ,:' ":-
intellectual history, a succession o f thinkers grapples not with
figures normally included in the post-structuralist category ­ Lukacs's concept of totality but with Cartesian perspectivalism.
: ": 1
Jacques Derrida, Michel Foucault, Jacques Lacan, Roland What are we to make of the differing interpretations of recent
Barthes, Gilles Deleuze, Jean-Franc,;ois Lyotard, Julia Kristeva, thought given in Downcast Eyes and Marxism and Totality? Do the two
Philippe Sollers and their comrades avant la lettre, Georges books offer competing or complementary perspectives?
Bataille, Maurice Blanchot and Pierre Klossowski - it would The answer given to this question depends on the nature of the
have to be their unremitting hostility towards totality. 4 connection between the concepts of vision and totality. There are
several ways to construe the relationship. One possibility, implied by
Derrida offered a reality of "holes" rather than "wholes"; Foucault Jay's identification of his synoptic method with holism and ocular­
substituted the analysis of rarity for the search for totalities; Lacan centrism and by the parallels between his books on both subjects, is
denigrated the supposed wholeness of the mirror stage; Barthes that the two are inextricably linked and the double denigration of
attacked the ideology of the unified text; Bataille wrote of fleeing both vision and totality is a symptom of an increasing pessimism
' from "the horror of reducing being to totality". about the possibility of knowledge itself. To sustain this interpreta­
( · .. In Downcast Eyes and several earlier essays, Jay interprets con­ tion it might be argued that totality is the true object of the
(.
( . temporary cultural change in terms of a shift in the cultural all-seeing eye, and the eye the only organ capable of comprehending

r
' ·,
significance and forms of vision. The basic premiss is the assumption
that vision is the dominant sense of the modern era, and Cartesian
the unity of experience; in which case "the dissolution of holism" and
"the denigration of vision" are just different ways of describing the
r
J' perspectivalism the dominant model of vision . But, according same process. Jay assumes something of the kind in his binocular
� to Jay in the "Empire of the Gaze",5 the "anti-visual discourse" of reading of Sartre. InDowncast Eyes, he quotes Sartre's statement in
"',
twentieth-century thought, and in particular the work of Michel Being and Nothingness that "no point of view on the totality is con­
Foucault, has now pointed the way to an "anti-ocular counter­ ceivable" because "no consciousness, not even God's, can . . .
enlightenment". 6 And so Jay concludes that "We may well be apprehend the totality as such"8 as an indication that Sartre "res­
entering a new period of distrusting vision, an era reminiscent of the olutely refused to posit a redemptive notion of the visual"; 9 while in
[:
"'
other great iconoclastic moments in Western culture."7 Marxism and Totality, he suggests that because there was no "external
Downcast Eyes features many of the same characters as Marxism and observer in the form of a transcendent God, who could totalize
Totality, but the script has been changed and the common denomi­ humanity as a whole through His gaze",
10 Sartre believed that
nator is now hostility to vision: Bataille is not in flight from totality "humanity must remain forever fragmented and in conflict". 1 1 In the
but abandoning "the world of the civilized and its light"; Barthes case of Sartre, who argued that totality (as opposed to totalisation)
longs for abstinence from images ; Lacan dismisses the specularity of can exist only "as the correlative of an act of imagination", 1 2 Jay's
the mirror stage; Foucault subverts the empire of the gaze; Derrida willingness to invert his earlier argument seems warranted . But
finds insights in blindness. In this version of post-war French there are instances in which it would not be. If, as Jay seems to
....

1 72 Seeing Things Hidden T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 1 73

follow Goldmann in believing, 1 3 Heidegger's Being (Sein) and thought". 1 8 But if, as Heidegger's argument might be taken to imply,
Lukacs's totality are pretty much identical, 14 then Heidegger's prob­ totality and post-Cartesian vision stand in a zero-sum relation, the
lematisation of the relation of vision and Being suggests a rather double narratives of Downcast Eyes and Marxism and Totality seem

different relationship between vision and totality. In his influential problematic. Despite acknowledging the extent of Heidegger's

essay "The Age of the World Picture", Heidegger condemned influence, Jay does not identify any other anti-visual holists (except,

modernity for turning reality into a picture to be seen by a dis­ perhaps, Merleau-Ponty) . And when he cites Derrida, Irigaray and

tanced spectator. There is, he argued , no essential difference Rorty as echoing Heidegger's "attack on enframing in the age of the

between "a picture of the world" and "the world conceived and worldview", 19 he does so without implying that they are pitting
grasped as a picture": the expressions '"world picture of the modern vision against totality. It is, of course, possible to echo (if not adopt)

age ' and 'modern world picture' both mean the same thing", and Heidegger's anti-ocularcentrism without endorsing his holism, but

"both assume something that could never have been before, namely the fact that Jay depicts parallel streams flowing from a Heideggerian
a medieval and an ancient world picture". 1 5 It is, Heidegger suggests, watershed inevitably raises questions about the way in which he has
not the difference between modern and pre-modern world pictures mapped the terrain.
. .!.. :
that defines the modern age, but "the fact that the world becomes a
picture at all". For Heidegger, there is thus something close to an
inverse relationship between Being and the objectifying gaze of A nti - v isual H olis m
modernity, for "Where anything that is has become the object of
representing, it first incurs in a certain manner a loss of Being."1 6 In Rorty's Philosophy and the Mirror rif Nature provided a synthesis of
contrast, for Heidegger's revered pre-Socratics, Continental and Anglo-American philosophy that helped to articu­
late the philosophical assumptions of an entire generation of people
That which is does not come into being at all through the fact who were not professional philosophers. The book also seems to
that man first looks upon it . . . . Rather, man is the one who have acted as a stimulus for Jay's research on anti-visual discourses,
is looked upon by that whi�h is; he is the one who is - in and Jay uses it both as a source for his description of modern ocu­
company with itself - gathered toward presencing, by that larcentrism, and as an example of postmodern anti-ocularity.
which opens itself. 1 7 Rorty's work therefore provides an ideal testing ground for the rela­
tions between vision and totality in recent intellectual history.
Although Heidegger does not really fall within the purview of Rorty is anti-visual in that the main purpose of his book is to
Downcast Eyes or Marxism and Totality, he occupies a pivotal position suggest that "A historical epoch dominated by Greek ocular
in the two narratives, and is presented both as making one of the metaphors may . . . yield to one in which the philosophical vocab­
most influential contributions to anti-ocularcentrism and as a ulary incorporating these metaphors seems as quaint as the
"potent, if sometimes unacknowledged, stimulus to holistic animistic vocabulary of pre-classical times.'>2 0 Citing the work of,
-

1 74 Seeing Things Hidden T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 1 75

amongst others, Heidegger, Wittgenstein and Davidson, Rorty Davidson's rejection of the "dualism of scheme and content, of
suggests that these philosophers show us that "We must get the organizing system and something waiting to be organized" is of par­
visual, and in particular the mirroring, metaphors out of our speech ticular relevance because Rorty explicitly links Davidson's move
altogether."2 1 However, Rorty's synthesis is also explicitly holistic, away from the scheme-content model with Heidegger's transcen­
and it is his holism that fuels his hostility to vision . As he states, "A dence of the subj ect-object model. 25 There is good reason for
holistic approach to knowledge is not a matter of antifoundational­ making this connection, for it is not difficult to see in Davidson's
ist polemic, but a distrust of the whole epistemological rejection of the idea of competing conceptual schemes "points of
enterprise . . . the Platonic quest for that special sort of certainty view from which individuals, cultures, or periods survey the passing
·
associate d WI· th visua
· .
I perception."22 scene", 26 a parallel to Heidegger's disparagement of the modern
The connection between holism and anti-visuality is most easily age in which
seen in the work of Davidson, whose essay "On the Very Idea of a
Conceptual Scheme" is discussed by Rorty in some detail. According man contends for the position in which he can be that partic­
to Davidson, ular being who gives the measure and draws up the guidelines
for everything that is. [And] Because this position secures,
(' )
c "'•J'
If sentences depend for their meaning on their structure, and organizes, and articulates itself as a world view, the modern
: ,

'
f we understand the meaning of each item in the structure only
as an abstraction from the totality of the sentences in which
relationship to that which is, is one that becomes, in its deci­
sive unfolding, a confrontation of world views. 27
r
{ it features, then we can give the meaning of any sentence
� (or word) only by giving the meaning of every sentence (and And just as Davidson dispenses with the possibility of alternative
f.
�:. word) in the language. 2 3
;
conceptual schemes by doing away with the opposition between
scheme and content, so Heidegger emphasises that the confrontation
"
"
This i n itself i s a standard statement o f meaning holism, but of world views is merely a consequence of the modern way of rep­
'l :
'i Davidson goes on to draw the conclusion that it makes no sense to resenting and as such could never have arisen in "the great age of the
,,
c speak of a multiplicity of languages or "conceptual schemes" each Greeks" when there was no world-picture or picture of the world.
,,
with an incommensurable way of organising or fitting the world. If Comparisons between Davidson and Heidegger are inevitably
a language is translatable it is not an alternative scheme, and if it is fraught with complications, 28 but it is interesting to note that Rorty
untranslatable we have no basis for considering that it is a language. links Davidson and Heidegger on precisely the same basis that
There is no place for the notion of alternative schemes, or even for Goldmann couples Heidegger and Lukacs - the dissolution of the
the idea of a single scheme that intervenes between us and the subject-object model. According to Rorty, Heidegger and Davidson
world. We just have our world - the world constituted by the total­ are united in that they dispense with the "picture of the essential core
ity of the (true) sentences in our language. 24 of the self on one side of this network of beliefs and desires, and
1 76 Seeing Things Hidden T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 1 77

reality on the other side". 29 According to Goldmann, Lukics and impassable does the abyss appear that yawns between the "sub­
Heidegger are united by the fact that they revived the idea that jective" mode of thought and the objectivity of the (existing)
object. 33
Man is not opposite the world which he tries to understand and
upon which he acts, but within this world which he is a part of, The parallels between Davidson and Heidegger and between
and there is no radical break between the meaning he is trying Heidegger and Lukacs inevitably raise the question of the relation­
to find or introduce into the universe and that which he is ship between Lukacsian totality and Davidsonian holism . If there are
trying to fmd or introduce into his own existence. 30 significant parallels between the arguments of Lukacs and Davidson,
it suggests not only that anti-visual holism may be a significant omis­
Reading Heidegger's "Age of the World Picture" alongside sion from Jay's two narratives, but that Rorty's synthesis of
Lukacs's "Reification and the Consciousness of the Proletariat" sug­ anti-visual holisms in an attack on the "Mirror of Nature" may do
gests that Goldmann's pairing of Lukacs and Heidegger is, in certain little more than realise Lukacs's insight that "In the theory of 'reflec­
respects, just as apposite as Rorty's coupling of Heidegger and tion' we find the theoretical embodiment of the duality of thought
Davidson. Both are concerned with what they describe as the
and existence, consciousness and reality, that is so intractable to the
modern "humanist" or "anthropological point of view", in which, as reified consciousness."34
Lukacs puts it, "man is made the measure of all things . . . [and] is
made into an absolute", or, as Heidegger phrases it, "Man founds and
confirms himself as the authoritative measure for all standards of R elati v is m , V isi o n a n d T otality
measure."3 1 For, as both argue, the result of man setting himself in
opposition to the world is that the more the world is objectified the The best way to explore the possibility is to compare the arguments
more subjective man's apprehension of it becomes. In Heidegger's presented in two essays - Lukacs's "Reification and the
words : "the more extensively and the more effectually the world Consciousness of the Proletariat" and Davidson's "On the Very Idea
stands at man's disposal as conquered, and the more objectively the of a Conceptual Scheme". Although it would be wrong to imply that
object appears, all the more subjectively, i.e. the more importu­ they are saying identical things (or that one is echoing the argu­
' '

nately, does the subiectum rise up". 32 Lukacs spells it out more clearly ments of the other), it is possible to argue that both philsophers
still: make the same move in response to the detotalising visuality of rel­
ativism - a move that is both holistic and anti-visual.
The object of thought (as something outside) becomes some­ The threat facing both philosophers is, as Lukacs describes it, the
thing alien to the subject. This raises the question of whether possibility that dogmatic metaphysics will be superseded by an
thought corresponds to the object! The "purer" the cognitive equally dogmatic relativism. However, for Lukacs and Davidson,
character of thought becomes . . . the more vast and the response to relativism is not a retreat into traditional
1 78 Seeing Things Hidden T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 1 79

metaphysics, but a radical critique that exposes the failure of rela­ dissolved into processes and viewed as concrete manifestations of
tivism to relativise itself. To make sense of relativism, it is argued, history". 38 So, rather than truth being relative, or, as Lukacs terms
we have to make a distinction between subject and object and then it, only able to achieve "an ' objectivity' relative to the standpoint of
hold one of them static so that the other can be described as relative the individual classes and the objective realities corresponding to
to it; but if the intelligibility of relativism depends on an exception it", 39 there is no longer an opposition between the subject and object
to the principle of relativity, it is not really a theory of relativism of knowledge. As Davidson observes: "Given the dogma of a dualism
at all. of scheme and reality, we get conceptual relativity, and truth relative
Davidson puts it like this: to a scheme. Without the dogma this kind of relativity goes by the
board.'>4°
The dominant metaphor of conceptual relativism, that of dif­ The dissolution of relativism also means the disappearance of a
fering points of view, seems to betray an underlying paradox. certain conception of reality. In Lukacs's words,
Different points of view make sense, but only if there is a
common co-ordinate system on which to plot them; yet the When theory and practice are united it becomes possible to
existence of a common system belies the claim of dramatic change reality and when this happens the absolute and its "rel­
incomparability. 35 ativistic" counterpart will have played their historical role for
the last time. For as the result of these changes we shall see the
Lukacs develops a parallel argument. Relativism makes man the disappearance of that reality which the absolute and the rel­
measure of all things, but without making the relationship between ative expressed in like manner. 41
man and reality dialectical. In consequence, "man himself is made
into an absolute". Because relativism "cannot become conscious of But the loss of undialectical reality does not mean the loss of reality
the immobility of the world and the rigidity of its own standpoint it itself. As Davidson points out,
inevitably reverts to the dogmatic position of those thinkers who
likewise offered to explain the world from premises they did not In giving up dependence on the concept of an uninterpreted
consciously acknowledge". It is thus, paradoxically, "only meaning­ reality, something outside all schemes and science, we do not
ful to speak of relativism where an 'absolute' is in some sense relinquish the notion of objective truth - quite the con­
assumed". 36 trary. . . . In giving up the dualism of scheme and world, we
The alternative to relativism is, in Davidson's words, to "abandon do not give up the world, but re-establish unmediated touch
the attempt to make sense of the metaphor of a single space within with the familiar objects whose antics make our sentences and
which each scheme has a position and provides a point of view"; 37 or, opinions true or false.42
as Lukacs describes it, to relativise all limits so that "those forms of
existence that constitute the counterpart of the absolute are According to Lukacs, "reality is the criterion for the correctness of
1 80 S e e i n g Th i n g s H i d d e n T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 181

thought. But reali ty is not, it becomes - and to become the understanding of the world that Lukacs thought could arise only in
participation of thought is needed." Thus:
"a radically new situation" was, when articulated by Rorty, almost
instantly recognised to be a persuasive statement of many of our
thought and existence are not identical in the sense that existing pre-philosophical assumptions . But how did Lukacs's
they "correspond" to each other, or "reflect" each other, utopian vision come to be accepted as a plausible account of our
that they "run parallel" to each other or "coincide" with each everyday experience? In order to answer this question it is necessary
other (all expressions that conceal a rigid duality). Their iden­ to give an account of anti-visual holism that spells out in more detail
tity is that they are aspects of one and the same real historical how and why we apprehend the world as hidden. So in what follows
and dialectical process. 43 1 will first try to describe how the anti-visual holisms of recent

philosophy articulate a world in hiding and then, in the next


For both Lukacs and Davidson, the argument against relativism chapter, offer an historical account of one of the routes through
involves totalising relativity so that it is no longer meaningful to which the world may be said to have come into hiding.
speak of it. With the disappearance of the opposition between Lukacs opposes the objectified world of capitalism to the practi­
scheme and world, thought and existence, we can no longer have cal class consciousness of the proletariat which transforms society
differing points of view on the world, or, indeed , a single point of and with it "the structure and content of every individual object".
view on the world. We are left with the only thing that there is - the For him, "the essence of praxis" is annulling "the indifference of
unseeable totality of the world as we make it. form towards content" that underlies the objectifying yet subjec­
tivising gaze of relativism. But despite the ringing tones in which he
announces his anti-visual holism, he does not give a clear account of
The World in H i ding : Heideg g er
how reality is to be apprehended in this unmediated and non-per­
spectival fashion. However, within the work of Heidegger there is a
Rorty's synthesis of anti-visual holisms allows us to see just how per­ more fully articulated description of a mode of visual apprehension
vasive these ideas have been within recent thought, but, as he that differs from the objectifying, perspectival gaze of modernity. As
concedes, none of the philosophers on whose work he draws allows Goldmann pointed out, the structure of Lukacs's opposition
us "to see the domination of ocular metaphors in a social perspec­ between objectification and praxis is reproduced in Heidegger's
tive".44 1n contrast, Lukacs's anti-visual holism, which parallels those opposition between Vorhandenheit (presence-at-hand) and
of Davidson and Heidegger, locates Cartesian perspectivalism within Zuhandenheit (readiness-to-hand). 45 But whereas Lukacs gives no
a particular economic and social structure and looks forward to its thought to the specifically visual implications of praxis, Heidegger
dissolution in the revolutionary totalisation of the proletariat as the realised that, as Mulhall puts it (glossing Heidegger), "Praxis with-
subject-object of history. What is curious is that in Rorty's work out theory has Its own s1ght ., 46
0 °

Lukacs's eschatology is realised without revolutionary change. An According to Heidegger, the modern way of representing
182 S e e i ng T h i n g s H i d d e n T h e Wo r l d in H i d i ng : A n t i - V i s u a l H o l i s m 183

characteristic of the age of the world picture involves bringing "what seen as present-at-hand. We see it as an object only when we cannot
is present at hand [das Vorhandene] before oneself as something stand­ use it for hammering.
ing over against". 47 This approach, which is identified with Heidegger calls such unmediated pre-theoretical apprehension
Descartes's orientation "towards being as constant presence-at­ "understanding" and argues that it is presupposed in "interpreting" .
hand", 48 is criticised in Being and Time for passing over "the Being of Interpreting brings our understanding to the level of conscious
those entities within-the-world which are proximally ready-to­ awareness; it is thus never a matter of classifying mere objects:
hand".49 Apprehending the ready-to-hand differs from the modern
way of representing in that it does not suppose some distanced and In interpreting, we do not, so to speak, throw a "signification"
neutral entity awaiting classification. It is not merely a way of taking over some naked thing which is present-at-hand, we do not
things, "as if we were talking such ' aspects' into the 'entities' which stick a value on it; but when something within-the-world is
we proximally encounter, or as if some world-stuff which is proxi­ encountered as such, the thing in question already has an
mally present-at-hand in itself were 'given subjective colouring"'. 50 involvement which is disclosed in our understanding of the
., As Heidegger points out: "What we 'first' hear is never noises or world, and this involvement is one which gets laid out by the
.1 .
""'),
,.,1
complexes of sounds, but the creaking waggon, the motor-cycle."5 1 interpretation. 54
,,
,.
Similarly, when we encounter a room, "we encounter it not as some­
thing 'between four walls' in a geometrical spatial sense, but as Discovering that a hammer is an object for hammering is not the
equipment for residing". 52 The key term here is "equipment", for we result of uniting an unidentified object with the concept of for-ham­
apprehend entities as ready-to-hand in the way that we unhesitatingly mering: both require that the hammer is already understood, that it
use equipment to perform an action, without noticing either its is ready-to-hand. So there cannot be what Davidson calls a "dualism
equipmentality or the objecthood. In hammering with a hammer, of scheme and content, of organizing system and something waiting
for example, to be organized", for, in our apprehension of the ready-to-hand, we
are always already in "unmediated touch" with the world.
the less we just stare at the hammer-Thing, and the more we Heidegger's account of readiness-to-hand parallels the arguments
seize hold of it and use it, the more primordial does our rela­ of Davidson and Lukacs not only in its opposition to Cartesian per­
tionship to it become and the more unveiledly is it spectivalism and its emphasis on the practical, interactive basis of our
encountered as that which it is - as equipment. The hammer­ understanding, but also in its explicit semantic holism . For
ing itself uncovers the specific "manipulability" of the Heidegger, understanding is not an isolated or piecemeal process:
hammer. 5 3 "The ready-to-hand is always understood in terms of a totality of
involvements . . . . [And] As the appropriation of understanding, the
It i s only if the hammer i s unusable, or missing, or in the way, and so interpretation operates in Being towards a totality of involvements
comes to our attention as something un-ready-to-hand, that it is which is already understood." 55 But, unlike Lukacs and Davidson,
1 84 Seeing Things Hidden T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 1 85

Heidegger also spells out the role of vision within his anti-perspec­ view, which fixes that with regard to which what is understood is to
tival holism. His rejection of perspectivalism is not a complete be interpreted". 60 But it is this very quality of being veiled, of being
rejection of vision. On the contrary, he argues that the theoretical, inconspicuous, unobtrusive and non-obstinate, in which "the Being­
perspectival gaze is derived from another mode of visual cognition: in-itself of entities which are ready to hand has its phenomenal
structure constituted". 6 1 So in the unveiling of interpretation, in
When we merely stare at something, our just-having-it­ making present-at-hand, "that which is ready-to-hand loses its readi­
before-us lies before us as afailure to understand it any more. This ness-to-hand in a certain way. . . . It does not vanish simply, but takes
grasping which is free of the "as", is a privation of the kind of its farewell, as it were, in the conspicuousness of the unusable." 62
seeing in which one merely understands. 56 But if interpretation deprives the ready-to-hand of the veil that
characterises ready-to-handness , assertion, the communicative
Heidegger terms the kind of seeing involved in understanding "cir­ pointing out of something-as-something, obscures the ready-to­
cumspection" [Umsicht). However, circumspection is also involved in hand still further. Rather as circumspective interpretation discovers
interpretation in that circumspective discovery in "The ready-to­ readiness-to-hand, so assertion discovers presence-at-hand. In this
hand comes explicitly into the sight which understands."57 Heidegger process "something present-at-hand which we encounter is given a
argues that the same form of sight is applicable to both understand­ definite character in its Being-present-at-hand-in-such-and-such-a­
ing and interpretation, because although it is the case that "In dealing manner" with the result that "the ready-to-hand becomes veiled as
with what is environmentally ready-to-hand by interpreting it cir­ ready-to-hand". What this means is that the totality of involvements
cumspectively, we 'see' it as a table, a door, a carriage, or a bridge", in terms of which the ready-to-hand is understood also disappears
this does not mean that the "as" turns up for the first time, it just gets from view. In interpretation, this totality "need not be grasped
expressed for the first time. As Heidegger points out: "When we explicitly", for the perspectival nature of interpretation means that
have to do with anything, the mere seeing of the Things which are the understanding of the totality "need not stand out from the back­
closest to us bears in itself the structure of interpretation", so ground". But in assertion,
although such mere seeing might be described as fore-sight it is a
fore-sight of the same kind. 58 The as-structure of interpretation has undergone a modifica­
But how does circumspective interpretation relate to the totality tion. In its function of appropriating what is understood, the
of involvements in terms of which the ready-to-hand is understood? "as" no longer reaches out into a totality of involvements . . .
In interpretation, "The context of equipment is lit up, not as some­ it has been cut off from that sigm"ficance which as such con-
' '

thing never seen before, but as a totality constantly sighted stitutes environmentality. 63
beforehand in circumspection."59 However, in this fore-sight, what is
understood is still veiled; "it becomes unveiled by an act of appro­ The underlying dynamic of the relation between vision and
priation, and this is always done under the guidance of a point of totality now becomes clearer. The progression from understanding,
1 86 S e e i ng Things H i d d e n T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 1 87

to interpretation, to assertion, from using a hammer, to noticing a which suggests that the figure has somehow altered its properties.
hammer, to asserting something of the hammer, is one in which the Aspect-dawning is not a matter of reclassification, but of the direct
hammer is progressively brought into view as a hammer. But this apprehension of something that did not appear to be there before. If
sharpening of the focus is also a narrowing. As Heidegger states, it is so, this suggests that continuous aspect-perception, our everyday
"by this explicit restriction of our view, [that] that which is already seeing of things in the world, may not be a matter of classification
manifest may be made explicitly manifest in its definite character". 64 either, but, like aspect-dawning itself, a recognition that we are
From the dim apprehension of the veiled totality of involvements to encountering something already "saturated with human meaning". 66
the explicit assertion that something is something, there is at no If the perceptions we take for granted were formed on the basis of
stage a point at which the totality may be clearly seen and pointed interpretation, we could not experience aspect-dawning at all: we
out. In understanding, the totality is seen veiledly; as that veil is could alternately classify the duck-rabbit figure as a duck and a
lifted, the totality recedes into the background and then out of sight rabbit, but we could not experience the gestalt switch and see the
altogether. duck and the rabbit flip back and forth before our eyes.
The condition of someone who cannot experience aspect-dawn­
ing and treats pictures like blueprints Wittgenstein terms
T h e World in Hiding : W ittgenstein "aspect-blindness". Mulhall summarises the difference between con­
and D av ids on tinuous aspect-perception and aspect-blindness as follows:

As Stephen Mulhall has demonstrated , there are illuminating In the case of pictures, the contrast is between someone who
parallels between Heidegger's account of readiness-to-hand directly perceives an arrangement of colour-patches on canvas
and Wittgenstein's discussion of continuous aspect-perception. 65 which he then interprets as a representation of a landscape and
Wittgenstein uses the term "aspect-dawning" to describe the expe­ someone whose gestures and verbal behaviour reveal his taking
rience of seeing the rabbit in the duck-rabbit when you had it for granted that the basic elements of what he sees (the ones
previously seen only the duck, in contrast to the experience of he directly perceives) are representations of elements of the
seeing what you had taken for granted all along, or "continuous landscape . . . . With respect to language, continuous aspect
aspect-perception". But since, once the rabbit-aspect dawns, it is perception involves directly perceiving the written and spoken
seen in the same way as the duck-aspect, the experience of aspect­ elements of language as meaningful words and sentences
dawning also reveals something about what was involved in your rather than inferring their linguistic meaning from a direct
previous unreflective apprehension of the duck. perception of bare sounds or marks. 67
The dawning of the rabbit-aspect does not involve examining the
drawing as if it were a blueprint and interpreting the arrangement of The analogies with Heidegger are clear enough. Like understanding,
lines as a representation of a rabbit; it rather involves a new response continuous aspect-perception involves the direct, taken-for-granted
---

1 88 Seeing Things Hidden T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 189

apprehension of something as something, as opposed to the The incommensurability of the two paradigms is therefore analagous

approach of aspect-blindness in which, as Heidegger puts it, "aspects to the perceptual incommensurability of two gestalts:

are talked into entities". Wittgenstein's account is here as holistic as


Heidegger's: aspects do not dawn in isolation: "What I perceive in What were ducks in the scientist's world before the revolution

the dawning of an aspect is not a property of the object, but an are rabbits afterwards. The man who first saw the exterior of

internal relation between it and other objects ."6 8 As Mulhall the box from above later sees its interior from below. 72

observes, "this means that grasping one concept within the set
involves grasping the set as a whole". 69 What Davidson objects to in Kuhn's account is the idea that "one

Wittgenstein's description of aspect-perception and Heidegger's world is seen from different points of view". There is, he argues, no

account of readiness-to-hand both suggest that our apprehension of reason why we should ever think of there being "different observers

the world does not usually operate on the basis of a scheme-content of the same world who come to it with incommensurable systems of

dualism. However, using Wittgenstein's articulation of the gestalt concepts". 73 It is impossible to think of such systems as "largely true

switch as a model of cognition in the unified field of knowledge but not translatable", because, if untranslatable, we cannot under­

described by Lukacs and Davidson is potentially problematic, for it stand what, if anything, those "systems" are, or attribute to those

was precisely the possibility of such gestalt switches that Davidson's supposed to hold them the necessary propositional attitudes. In the

argument was supposed to disallow. case of partial rather than total failure of translatability, Davidson

Davidson's article is directed primarily against Kuhn's claim that invokes Quine's principle of charity which requires that we max­
imise agreement if only in order to clarify the nature of our
"'
,, '
the proponents of competing paradigms practice their trades disagreements. For example,

in different worlds . . . before they can hope to communicate


fully, one group or the other must experience the conversion If you see a ketch sailing by and your companion says, "Look at

that we have been calling a paradigm shift. 70 that handsome yawl", you may be faced with a problem of
interpretation. One natural possibility is that your friend has

The paradigm shift is conceived by Kuhn in terms of a gestalt switch: mistaken a ketch for a yawl, and has formed a false belief. But
if his vision is good and his line of sight favourable it is even

At times of revolution, when the normal-scientific tradition more plausible that he does not use the word "yawl" quite as

changes, the scientist's perception of his environment must be you do, and has made no mistake at all about the position of

re-educated - in some familiar situations he must learn to see the jigger on the passing yacht. 74

a new gestalt. After he has done so, the world of his research
will seem, here and there, incommensurable with the one he As Davidson points out, not only do "we do this sort of off the cuff

had inhabited before. 71 interpretation all the time in order to preserve a reasonable theory
p
I
I'
1 90 Seeing Things Hidden T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 191

of belief", but "if we want to understand others, we must count charity seems completely appropriate here, for i f the rabbit-aspect
them as right in most matters". 75 So, he argues, nothing could force of the drawing had never dawned on you, you would never have any
us to conclude that someone had an incommensurable conceptual grounds for supposing that your companion was seeing another
scheme rather than just a different set of opinions. aspect of the drawing rather than just having fun at your expense.
However, as Sorensen suggests, Davidson's argument, like others But the need to maximise agreement would, in effect, disguise the
that invoke the principle of charitable interpretation, cannot exclude rabbit. It would render the rabbit inaccessible by preventing you
the possibility that what may be an irrational conclusion in any one from recognising something your companion saw and that was actu­
instance may nevertheless be rational on the basis of aggregation. ally in front of your eyes as well.
Davidson does not show that alternative conceptual schemes are On the other hand, if you could sometimes see the rabbit instead
impossible, only that, under the principle of charity, we can never of the duck, you would take your companion 's remark very differ­
rationally attribute an alternative conceptual scheme to another ently. Whereas before the rabbit-aspect dawned on you, your
person in any given instance ; so, "although I might be sceptical companion really did have an incommensurable point of view but one
about whether particular people had alternative conceptual which you had no reason to suppose might exist, after the aspect has
schemes, I need not be sceptical about whether any people had dawned, your companion's view is in accordance with your appre­
alternative conceptual schemes". 76 Rather than being, as Davidson hension that the drawing is both a duck and a rabbit. So in supposing
supposes, a conceptual impossibility, an alternative conceptual your companion to see an aspect that you can also see you will
' .�
"I
scheme is, Sorensen argues, actually only an epistemological impos­ assume a greater degree of agreement between you than you would
'1
sibility; "alternative conceptual scheme" is, in fact, a blindspot in supposing that there is something ludic or metaphorical in your
predicate. There may be alternative conceptual schemes, but we companion's statement. However, in order to sustain this opinion you
are never in a position to recognise any individual's conceptual will have to interpret your companion's injunction to "Look" not as
scheme other than our own. simple ostension, but as an instruction to see something different, to
In order to see why this might be so, we can apply the principle switch aspects, to see one thing rather than another. To maximise
of charity to situations in which we might experience a gestalt your agreement about what there is in the drawing, you will have to
switch. If you see a duck in a duck-rabbit drawing and your com­ suppose that looking at it does not automatically reveal everything
panion says "Look at that rabbit" when she is in just as good a that is there to be seen. Instead of disguising an aspect, the principle
position to see the drawing as you are and shares your understand­ of charity here leads to the supposition that one aspect is concealed.
ing of what rabbits and ducks are like (the former have long ears, the Understood in this way, the import of Davidson's argument can
latter have bills), then, on the principle of charity, you are going to be reassessed . It is not a demonstration of the impossibility of
have to conclude not that she sees the drawing from an incommen­ incommensurable gestalts of the kind described by Wittgenstein
surable point of view but rather that she is joking, or using the word and Kuhn, but rather an argument which shows how the perceptual
"rabbit" in some other way, perhaps metaphorically. The principle of incommensurability of two gestalts might extend to, and be
--

1 92 Seeing Things Hidden T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 193

paralleled by, the conceptual inaccessibility of differing meanings, T h e M anif old


paradigms or languages. Ironically, therefore, what Davidson appears
to have done is not do away with Kuhn's idea of incommensurable The account of hiddenness derived from Wittgenstein and
paradigms but provide a cogent philosophical argument that explains Davidson suggests that in so far as the world contains truths at odds
just why alternative conceptual paradigms , in so far as they are alter­ with those we currently apprehend, they will also be inaccessible to
native, are always hidden just as the duck-rabbit is always hidden. us. This may seem far removed from the version of hiddenness we
The idea that there might be incommensurable ways of seeing the found in Heidegger, where the distinction seemed to be between
world can therefore be rearticulated without re-establishing the the veiled whole and the visible part. However, this is not the case,
dichotomy of scheme and content. For just in so far as the world has because, as Heidegger makes clear, it is precisely the incommen­
contradictory aspects, it will have the potential to be apprehended in surability of all aspects of the whole that proves an obstacle to its
ways that are incommensurable. Instead of there being a neutral total visibility.
world capable of alternative modes of interpretation, there might be Heidegger appears to have had just this possibility in mind in
a contradictory world revealing differing aspects of itself. However, "The Age of the World Picture" where he contrasts Cartesian per­
the principle of charity will prevent us from fully knowing these spectivalism - in which subjects take a stand relative to an objective
contradictory truths. If the totality of true sentences in our lan­ reality and develop competing world views - with the pre-Socratic
guage includes sentences that contradict one another, then our understanding of knowledge. Protagoras famously claimed that
language is going to contain true sentences that we cannot simul­ man was the measure of all things. Lukacs had used this phrase to
taneously know to be true, and our world is going to contain places characterise the perspectival approach to knowledge, 77 and , as
that we cannot explore from where we are, places that we cannot Heidegger acknowledged, the claim sounds as if it could have been
fully know to be there at all. made by Descartes. 78 However, according to Heidegger, Protagoras
The anti-visual significance of Davidson's argument requires did not necessarily mean that men measured reality relative to their
reassessment as well. Davidson suggests that because we can never own positions. Paraphrasing Plato's Theaetetus, he cites Protagoras's
have reason to suppose that anyone has an alternative point of view remark that: "Whatever at a given time anything shows itself to me
on the world, the very idea of having a point of view or conceptual as, of such aspect is it (also) for me; but whatever it shows itself to
scheme becomes redundant. But while it may be true that the idea you as, such is it in turn for you.'09 This , he suggests, is not the
of alternative conceptual schemes interpreting a neutral reality may result of you and I having differing points of view, but of the differ­
be inappropriate, the idea of seeing different aspects of the same ential nature of unconcealment itself:
contradictory reality remains a possibility, even though such con­
tradictory aspects could never be seen by the same person at the Through man's being limited to that which, at any particular
same time. time, is unconcealed, there is given to him the measure that
always confmes a self to this or that. Man does not, from out
1 94 Seeing Things Hidden T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 1 95

of some detached !-ness, set forth the measure to which every­ collapsing in anxiety is the corollary of his description of the total­
thing that is, in its Being, must accommodate itself. 80 ity of involvements disappearing from view in assertion. Whereas
the restriction of view involved in assertion means that one aspect is
The example given in the Theaetetus is of a wind which one person picked out and the totality recedes into the background, in anxiety
finds chilly and another does not. 8 1 For Heidegger, the wind's being the manifold totality collapses into an undifferentiated unity and is
chilly and not-chilly is not a function of one person being hot and grasped as a totality. But what never happens is that the manifold
another cold and each imposing her own interpretation upon the totality of involvements is explicitly grasped as a totality: the total­
temperature of the wind, but of the differential disclosure of the ity either recedes from view as it moves towards assertion or
coldness and warmth of the wind itself. Put in these terms collapses into unity as it is grasped as a totality. In our everyday
Heidegger's claim sounds slightly eccentric, but if we consider the practical circumspection the manifold totality is understood, but in
way in which one person sees a duck and another a rabbit, or one a veiled or hidden manner; our efforts to bring it explicitly into
recognises an old acquaintance while another does not, differential view, or to grasp it as a whole, are inevitably defeated as it recedes
disclosure appears to be a familiar feature of our everyday experi­ into detotalisation or collapses into unity.
ence. Heidegger's concept of the manifold allows us to understand
The result is that in so far as the world or the entities within it are why totality and visibility stand in opposition. For if the totality
complex, multifaceted, or contradictory, they are not disclosed contains contradictory truths and we apprehend aspects of that
simultaneously and in their entirety to anyone. Heidegger therefore totality in terms of the totality, the more dearly we apprehend
quotes approvingly Protagoras's statement: "Manifold is that which one aspect the more obscured its contrary becomes. Contradictory
prevents the apprehending of whatever is as what it is."8 2 But he had truths will then be the first to disappear as we bring an aspect of the
already echoed it in Being and Time, where he claims that "The con­ totality towards assertability. Heidegger's account may also help to
stitution of the structural whole [of Being-in-the-world] and its explain why, for Lukacs , the dialectic totality formed through
everyday kind of Being, is phenomenally so manifold that it can easily praxis must also be apprehended through its aspects. According to
obstruct our looking at the whole as such phenomenologically in a Lukacs, moving beyond reification also involves a transition to
way that is unljied."8 3Indeed, Heidegger there argues that it is only aspectival seeing:
when this manifold is simplified that we can grasp it in its totality. 84
This happens in anxiety, for that in the face of which we are anxious Only when the theoretical primacy of the "facts" has been
is not one thing or another but the world itself. In anxiety, the broken, only when every phenomenon is recognised to be a process,
world is simplified in that the "totality of involvements of the ready­ will it be understood that what we are wont to call "facts"
to-hand and the present-at-hand discovered within the world, is, as consists of processes. Only then will it be understood that the
such, of no consequence; it collapses into itself". 8 5 facts are nothing but the parts, the aspects of the total process
Heidegger's account of the manifold totality of involvements that have been broken off, artificially isolated and ossified. 8 6
1 96 S e e ing Things Hidden T h e Wo r l d i n H i d i n g : A n t i - V i s u a l H o l i s m 1 97

For Lukacs, the premiss of "the dialectic, which is self-contradictory, Wittgenstein's example of the duck�rabbit remind us, the very fact
a logical absurdity as long as there is talk of one 'thing' into another that the as-structure is inherent to our experience does not neces­
'thing' . . . . is that things should be shown to be aspects if processes". 87 sarily mean that our experience is unambiguous or exhaustive. As
Each of these aspects must be seen as containing the possibility "of Heidegger and Wittgenstein both imply, in so far as the as-structure
unravelling the whole abundance of the totality", but, as Lukacs is manifold one aspect is liable to mask others, and, as Davidson's
emphasises, this is only possible if we accept that what we see is not argument suggests, the very accessibility of one aspect of the world
all there is, "if the aspect is seen as aspect, i.e. as a point of transition may simultaneously render others inaccessible.
to the totality". 88 But two questions remain. The first is historical: Why should a
period in which visuality was prized at the expense of holism have
been succeeded by so many anti-visual holisms? The second is
S u m m ary theoretical : Why anti-visual holism? The more modest role
assigned to visuality within holistic thought may rule out a synop­
For the world to be wholly visible we would have to be able to tic view of the totality from the outside, but circumspection or
stand outside the world and see the whole of it. But, as Rorty first continuous aspect-perception is, nevertheless, another type of
recognised, there are few recent thinkers for whom that is a possi­ vision, and it perceives the world as hidden only in so far as all
bility. Heidegger, Wittgenstein and Davidson were all deeply aspects are not simultaneously visible. It is true that Heidegger and
uncomfortable with the idea that we encounter a neutral uninter­ Wittgenstein both emphasise the problems involved in appre­
preted reality whose structure is then reflected in our hending complex phenomena, but there seems no obvious reason
interpretations of the world . And, as Mulhall has shown, in why aspect-perception should be allied with an ontology in which
Heidegger's articulation of readiness-to-hand and in Wittgenstein's the incommensurable aspects of the totality are more than mar­
discussion of continuous aspect-perception there are plausible ginal features of the world.
accounts of the familiarity of the world as we experience it which Lukacs implicitly offers a single answer to both of these questions.
suggest that the as-structure of interpretation is something we find Cartesian perspectivalism is superseded by anti-visual holism
within the world as we experience it and not something that we because of the totalisation of the proletariat as the subject-object of
impose upon the world from outside. experience, and the totality is necessarily perceived aspectivally
Ifhiddenness is a relationship between vision and totality in which because this is a dialectical totality, i.e. self-contradictory, and so
the whole is less than completely visible, then for the philosophers accessible as a whole only through its aspects. However, Lukacs's
whose holism rules out the possibility of seeing the totality from a answer is of no direct help in explaining the prevalence of anti­
position outside of it � and thus the possibility of seeing the totality visual holism in contemporary thought, for whatever else has
as a whole � the world as a whole is always effectively hidden. happened since Lukacs wrote his essay on "Reification and the
Furthermore, as Heidegger's discussion of the manifold and Consciousness of the Proletariat", it has not included the
1 98 Seeing Things Hidden

revolutionary totalisation of the proletariat in the way that he envis­


aged. Nevertheless , Lukacs 's account of the shift may offer some
insights into social and historical changes underlying the develop­ 6
ment of anti-visual holism.

C o mi n g i n t o Hi d i n g : T h e
M a ster-Slave D i a l e c tic

�·

The key to Lukacs's version of anti-visual holism is the connection


between seeing the world as something alien to the viewing subject,
and alienation as a social and political condition. Lukacs describes
perspectival thought as a mode of seeing in which "the object of
thought (as something outside) becomes something alien to the sub­
ject", 1 and suggests that this form of vision reflects the economic
practices of capitalism in which people sell their own labour as a
commodity and "a man's own activity . . . becomes something objec­
tive and independent of him". 2 In consequence, not only do
capitalists see their workforce as an impersonal object, a machine for
the generation of profit, but the workers themselves see their own
activity as something alien. 3 Lukacs calls this situation reification, a
process in which "a relation between people takes on the character
of a thing and thus acquires a 'phantom objectivity"'.+ In bourgeois
philosophy, the relation between subject and object, thought and
existence takes on this same reified character. And in the fetish of
objective "fact", Lukacs suggests, "we find the crystallisation of the
--

200 Seeing Things Hidden C o m in g i n t o H i d i n g : M a s t e r - S l ave D i a l e c t i c 201

essence of capitalist development into an ossified impenetrable thing human i s therefore like that between seeing a blueprint and seeing a

alienated from man". 5 However, if the worker becomes conscious figure, rather than the difference between working out that the

that her labour is not something alien, and that she is the subject and blueprint represents one thing instead of another, or that between

object of her own consciousness, this effects an objective change in seeing a figure one way and then another. This point requires care­

the object of knowledge, and with it the potential realisation that all ful exposition, for there is a distinction to be made between seeing

the so-called facts of existence are merely the reified aspects of total someone as alien and seeing someone as an alien, between being
aspect-blind and being blind to a particular aspect. The two do not
process in which thought and existence are dialectically unified. 6
Lukacs's account of perspectival thought as seeing something as necessarily go together: it would be theoretically possible to see

alien is echoed in Heidegger and Wittgenstein. Seeing things as someone as alien and work out that they were fully human, just as it

present-at-hand is identified by Heidegger with a failure to under­ would be possible to see a person's alien, robotic aspect instead of

stand in which the object loses the equipmentality of the their human aspect. In both cases, the dawning of someone's human­

ready-to-hand and becomes obtrusive, something to be stared at. ity would be de-alienating, but in different ways : the dawning of the

Similarly, for Wittgenstein aspect-blindness is (as Mulhall puts it) "a human aspect on the aspect-blind would be de-alienating primarily

vision of the world in which every language is at root a foreign in terms of the way in which the other person is seen, while the

tongue and every person an alien". 7 Neither Heidegger nor dawning of a new, human aspect would be de-alienating in terms of

Wittgenstein equates these modes of seeing with any particular the significance of the aspect itself.

social situation, but it is easy to see how the condition of aspect­ In practice, however, it is difficult to separate the two. If you

blindness, in which other people are treated as alien, might be can flip back and forth between someone's human and robotic

connected to particular forms of social or political interaction. In aspects it is one thing, but if the human aspect has never dawned at

aspect-blindness the as-structure is absent, so the aspect-blind do not all being blind to someone's humanity yet not their mechanicity is

instantly recognise other humans for what they are, but rather see not just a matter of failing to see one aspect rather than another so

them as objects whose humanity may or may not be decipherable much as a fundamental failure to experience another person. It is not

from their appearance and behaviour. Seeing people in this way is, as like not being able to see the duck rather than the rabbit in the

Wittgenstein suggests, akin to seeing them as robots rather than as duck-rabbit or the likeness of one picture-face to another so much as

human beings. 8 not being able to see a face at all but only a figure, or not being

The alternative to seeing someone as a robot is to see them as able to see a three-dimensional figure but only a two-dimensional

human, to see them as ensouled. But this is not a matter of working shape. If the three-dimensional aspect of a figure has never dawned

out that the automaton has a soul, it is the dawning of a soul. on us we will not just be seeing a different aspect to someone who

According to Wittgenstein, "My attitude towards him is an attitude sees the three-dimensional aspect but seeing it in a different way.

towards a soul. I am not of the opinion that he has a soul."9 The dif­ Seeing only two dimensions is not just seeing another aspect of the

ference between seeing someone as alien and seeing someone as figure, but seeing the figure at a lower level of understanding.
202 S e e i n g Th i n g s H i d d e n C o m i n g i n t o H i d i n g : M a s t e r - S l av e D i a l e c t i c 203

Similarly, seeing the mechanical aspect of a person without ever take people as machines, and representations as two-dimensional,
having seen the soul is not merely seeing something different, it we are going to have to do a lot more interpretation to make sense
involves seeing something in a different way - not just seeing some­ of our experience than we would if we saw the aspects we are miss­
one as an alien but seeing them as alien as well. ing. And although we may be able to infer all that we normally take
Similarly, aspect-blindness is not necessarily something absolute, for granted about the world, we are never going to feel as comfort­
more a matter of the discrepancy between the level of aspect-per­ able as we would if we saw more of it aspectivally. The exact nature
ception someone has and that which is potentially available to them . of the connection between what we see and the way that we see it is
Being blind to an aspect at one level (e. g. as a face) may j ust mean never spelt out, but the import of Wittgenstein's examples is
seeing it aspectivally at a lower level (e.g. as a shape) . The aspect­ nevertheless clear: if we see the world as composed of things that are
blind do not necessarily have to puzzle everything out from first unlike ourselves, then we are going to have to work hard to make
principles. Most of Wittgenstein's examples suggest this: although sense of it because we cannot understand 'it in the way that we
someone might be unable to see a schematic cube as a cube, they understand ourselves. If we are blind to the soul in the machine, the
might nevertheless be able to see it as a representation of a cube face in the drawing, the third-dimension in the figure, the fatness of
without having to puzzle over whether or not it is a representa­ the word Wednesday and so on, then what we are missing is the
tion; 10 they might be unable to see the landscape in the photograph capacity of the things in the world to have the qualities we fmd in
as a landscape, but they might take it as a diagram of a landscape ourselves. If we see the world as composed of alien things then we
without having to work out that it is a diagram, etc. The question at are going to interpret it from the perspective of a being who is dis­
issue is not whether we can see all aspects or none, but at what point similar to what is being interpreted, we are going to see it not just
we stop taking the world for granted and start having to interpret it. as made up of alien things but as alien.
Thus, although Wittgenstein's account of aspect-blindness makes a So although seeing aspects that are less alien than those that were
conceptual distinction between being aspect-blind and not being seen before and the de-alienating effect of aspect-perception are
able to see particular aspects, the condition of aspect-blindness is potentially distinct forms of de-alienation, they are likely to be com­
presented as a failure to see aspects of a certain type, namely those bined. We look at a familiar face in a different way to the way we
that would give extra definition to the world and make it more look at a stranger's, and although we can look at the familiar as
familiar to us. For Wittgenstein, it would seem, aspect-blindness is strange, we cannot look at the strange as familiar until it becomes so.
not a total incapacity to see things aspectivally but a relative one. It The spread of aspect-perception is therefore liable to be associated
occurs when aspect-perception falls short and forces us to see things with the perception of familiarising aspects, and the recognition
perspectivally, to interpret the evidence because some aspect that that the things in the world have more in common with us than we
would allow us direct understanding has failed to dawn. previously thought. Put this way, aspect-perception sounds like a
There is, Wittgenstein implies, a contingent (but not a necessary) form of animism, and in a way perhaps it is. But saying that seeing
connection between what we see and the way that we see it. If we aspects takes the form of seeing the things in the world as being like
204 Seeing Things Hidden C o m i n g i n t o H i d i n g : M a s t e r - S l av e D i a l e c t i c 205

ourselves does not mean that we are free to project ourselves onto treat slaves as slaves because they fail to see them as fully human,
the world indiscriminately and see things that are not there. It should they treat them as less than fully human because they see them as
not be taken to mean that we see ourselves reflected in the world ' slaves. The master's failure to see the humanity of his slaves is not
rather that we see the world as an extension of ourselves (and vice simply a lack of insight, but rather a way of seeing that obscures their
versa) and that there is no discontinuity between the two. De-alien­ humanity: he "sees certain human beings as slaves, takes them for
ation is just a matter of accepting that we are not mismatched with slaves". 1 3 In consequence, he sees his slaves as something different
the world that we experience, that we find ourselves in a world from human beings like himself: "They are as it were merely other;
adapted to our use because we ourselves have made it and been not simply separate but different." 1 4 Although Cavell himself does
made by it. not construe it in quite this way, we might conclude that seeing
It is probably easiest to grasp the link between seeing aspectivally humans as slaves is a perfect example of soul-blindness, i . e .
and seeing familiar aspects when it comes to people. Stanley Cavell seeing the robotic, slavish aspect of a person but not the soul, and so
has explored this connection by examining the parallel between the taking the mechanical aspect of personhood for granted while being
position of the sceptic who calls into question the existence of the forced to decipher which of the attributes of a soul slaves actually
1 possess from observation of their behaviour.
' world and of other minds, and the moral and human failure of
) In this context, the potential affinity between Lukacs's account of
people to acknowledge one another dramatised in Shakespeare's

tragedies. According to Cavell, the failure of traditional epistemol­ reification and Cavell's articulation of the human consequences of
ogy to refute scepticism suggests that "since we cannot know that the aspect-blindness becomes clear. There is, in both Lukacs and Cavell,
world exists, its presentness to us cannot be a function of knowing. an awareness of the close connection between a particular way of
The world is to be accepted; as the presentness of other minds is not seeing the world (objectified, perspectival, sceptical) and a particu­
to be known, but acknowledged ."1 1 Acknowledgement differs from lar way of seeing the people within it (reified, robotic) . Cavell
traditional accounts of knowledge in its recognition that the accept­ suggests that the two are not merely analogous but intimately inter­
ance of the other minds is not a matter of establishing their existence woven; Lukacs goes further, arguing that it is the failure to
but of opening oneself to them . As Cavell states: "my identification acknowledge the humanity of reified labour that lies at the root of
of you as a human being is not merely an identificationif you but the perspectival world view. Is Lukacs right? It might seem equally
with you. This is something more than merely seeing you." 1 2 Seeing likely that general aspect-blindness should give rise to soul-blindness
humans as humans is not a purely cognitive event; it is the acknowl­ as that soul-blindness should give rise to aspect-blindness. But if, as
edgement of a relationship. I argued in the previous chapter, there has been a significant change
Cavell coins the term soul-blindness to describe the failure to in the way that we see the world such that perspectivalism no longer
acknowledge humans as humans. One form of soul-blindness that seems like a plausible account of the way we see the world, then it
Cavell considers is the possibility that slaveowners are soul-blind is worth considering the possibility that social change, changes in the
when it comes to their slaves. According to Cavell, masters do not way we see each other, are the cause. Social change offers a
206 Seeing Things Hidden C o m i ng i n t o H i d i n g : M a st e r- S l av e D i a l e c t i c 207

promising explanation for any shifts in the way we perceive our is the recognition of self in other. If there is a connection between
environment, if only because natural objects frequently take on social and epistemological de-alienation, then slavery would seem to
social meanings and society is always changing in a way that nature offer the best opportunity to explore it: not only is slavery the para­
is not. digmatic example of social alienation, but the decisive shift in
According to both Lukacs and Cavell the type of social change attitudes towards slavery allows us to see its consequences. In what
likely to be associated with a move towards aspectival seeing is de­ follows, I will first examine in some detail a sequence of texts
alienation, the identification of the self with others, the recognition (including Hegel's master-slave dialectic) that, taken together, artic­
of other humans as humans, soul-dawning. This suggests that where ulate the condition of the slave before, during and after
the perspectival gaze of early modernity saw human beings as robots, emancipation, and then discuss their epistemological implications.
machines alienated from their humanity, the human aspect of alien­
ated humanity dawned through the recognition that what was taken
, ,,,

,. to be simply alien to the viewing subject was actually the same as the A ristotle
:g
'··

l :::,�'
viewing subject - an acknowledgement that fundamentally changed
:lj the relationship between the two. The example of de-alienating In so far as the institution of slavery in the west had a theory, it was
:J
. ., acknowledgement that both authors seem to have at the back of their provided by Aristotle's remarks on slavery in the Politics. Although
;2 minds is that of slavery: Lukacs cites the practical self-knowledge of the precise meaning of the passages in question is not always clear,
the worker as an alternative to the "accidental" self-knowledge they underpinned the medieval concept of dominion, and in the
of the slave in antiquity, 1 5 and Cavell offers the mutual recognition Renaissance furnished arguments first for the enslavement of indige­
of master and slave as an example of the de-alienating effect of nous Americans, and then for the enslavement of Africans instead.
reciprocal acknowledgement. 1 6 One reason that both turn to the When opponents of slavery sought to criticise either the practice or
same example is, of course, that the recognition of slaves as fellow the institution it was to Aristotle that they too referred . 1 8
human beings after millennia in which their subhuman condition Although no one advocated the abolition of slavery in the ancient
had been unquestioned is one of the most striking of the world, the existence of the institution dearly posed something of an
developments in human self-understanding that have characterised intellectual puzzle. Slavery was universally held to be a subhuman
:i
modernity. Another is that within both Lukacs's and Cavell's condition, and so, if it were justifiable, those held in that condition
accounts of de-alienation there are unmistakable echoes of Hegel's ought to be subhuman too. However, there was no distinct race of
master-slave dialectic. In consequence, although Lukacs's Marxist slaves: freemen were liable to become slaves through being taken
'I
reading appropriates the dialectic for the proletariat under capitalism prisoner in war or some other misfortune, and slaves could become
rather than the slave of antiquity, 1 7 and Cavell's interpretation unites free as a result of manumission. So if, as the comic poet Philemon
the dialectic with a Wittgensteinian rejection of traditional episte­ put it, "no one is born to be a slave ; only chance enslaved his
mology, the essential dynamic is the same in both cases: de-alienation body", 1 9 how could slavery be justified?
�I

208 Seeing Things Hidden C o m i n g i n t o H i d i n g : M a s t e r - S l av e D i a l e c t i c 209

Aristotle's response was to make a distinction between legal slav­ themselves, master-craftsmen would have no need of assis­
ery on the one hand and natural slavery on the other. Legal slaves are tants and masters no need of slaves. 22
those who happen, by chance, legally to be slaves, whereas natural
slaves are those who are, by nature, fitted for slavery. Against those A slave is also like a domestic animal in that she or he is the living
who would claim that the former condition necessarily implied the property of another person . 23 Being the property of the master
latter, Aristotle pointed out that even they would "by no means means that the slave is in a sense part of the master, 24 not, of course,
admit that a man that does not deserve slavery can really be a slave - part of the master's soul but part of the master's body. 25
otherwise we shall have the result that persons reputed of the high­ Given Aristotle's understanding of the body-soul relation, it
est nobility are slaves . . . if they happen to be taken prisoners of war would seem that those fitted for this peculiar arrangement should
and sold". 20 So if it is conceded "that there exist certain persons who be distinguished by their bodies, but, as Aristotle acknowledges,
are essentially slaves everywhere and certain others who are so this is not the case. 2 6 Natural slaves are characterised solely by the
nowhere", 2 1 it follows that there must be a less than perfect fit incompleteness of their souls. What the souls of slaves lack is var­
between legal and natural slavery. Thus, Aristotle suggests, the only iously described as deliberation, 27 spirit28 and rationality (in the
true slaves are natural slaves legally enslaved; natural citizens who sense of possessing rather than merely apprehending reason) . 29 The
are legally enslaved ought to be freed, and natural slaves who are precise relation between these attributes in Aristotelian psychology
legally free ought to be enslaved. is unclear, but the implication is always the same : whereas the souls
The beauty of Aristotle's solution was that it upheld the institu­ of the free can instantly be recognised in their entirety, the souls of
tion of slavery while legitimating enslavement and manumission as slaves are not something one can take for granted in the same way.
the processes through which legal slavery accommodated itself to the Slaves have some of the attributes of souls but not others and,
underlying realities of natural slavery. The implication that slaves and although it may be difficult to pinpoint what exactly is missing,
non-slaves belong to two distinct categories of humanity whose exis­ incompleteness precludes the possibility of proper self-govern­
tence legal slavery could strive to reflect but never alter is confirmed ment. Since it is the nature of the body to be governed by the soul,
by Aristotle's earlier analysis of the meaning of natural slavery and it is therefore appropriate for the bodies of those with souls
the character of natural slaves. According to Aristotle, a slave is incapable of governing the body to be governed by other, more
what we would think of as a robot. She or he is "an instrument of complete souls. 30
action", a tool that works by itself: The natural slave in the state of natural slavery is thus an incom­
plete soul whose body becomes part of the master's body so that the
For if every tool could perform its own work when ordered, master's soul may govern unhindered. 3 1 According to Aristotle, the
or by seeing what to do in advance, like the . . . tripods of type of authority the master exercises over the slave is the same as
Hephaestus which the poet says "enter self-moved the com­ that of a tyrant over his subjects, 32 or the soul over the body, 33 in that
pany divine," - if thus shuttles wove and quills played harps of although there may be some community of interest between ruler
210 Seeing Things Hidden C o ming into H i ding : M a s ter-Slave D i a l e ctic 211

and ruled, government is solely in the interest of the ruler. 34 The human whose soul already rules the body with the despotic rule of
rule of a master over a slave conforms to this type because it too is a master, the body does not await enslavement, and indeed cannot
an example of the soul ruling the body. However, although the be enslaved for the simple reason that it is, in a sense, already
master rules the slave's body with the absolute authority with which enslaved.
the master's soul governs his own body (of which the slave 's body is For a complete human to be enslaved, their body would have to
now merely a separate part), there is no implication that the master's be taken over by the soul of another. But, as Aristotle makes clear in
soul rules the slave 's soul in the same way. On the contrary, the rule the De Anima, the Pythagorean idea that any soul can find its way into
of the rational over the appetitive part of a soul is like that of a any body is an absurdity. Just as each craft must employ its own
monarch who rules in the interests of his subjects, or a father who tools, so each soul must employ its own body: a soul cannot start
governs in the interests of his children with "admonition, reproof, using another body any more than a carpenter can suddenly start
and encouragement". 3 5 The master's soul should rule the slave 's employing a flute. 38 The idea that someone who is not a natural slave
soul in the same way, with admonition and not merely command. 36 can be enslaved must therefore be similarly absurd: it suggests that
It appears that the slave's incomplete soU'l is not enslaved by the a master can appropriate a body that is already employed by another
master's soul , merely subject to it, and so whereas friendship soul . The possibility that a body could be ruled by two souls at once
between master and slave is impossible in so far as the slave is a tool is also excluded. Not only does every body have "its own peculiar
or body-part of the master, friendship between master and slave is shape or form" and thus the unique soul appropriate to it, but the
possible in so far as the slave is another soul, albeit incomplete and soul is, by definition, what provides unity. If the soul were divided
subject to the master. 37 according to its functions and yet somehow still the soul of a single
Aristotle's analysis of the neat fit between the institution of slav­ person, whatever held the parts of the soul together would be the
ery and the character of the natural slave provides a justification for soul, not the parts themselves. As Aristotle states: "If . . . some
the enslavement of those whose humanity is somehow incomplete, other thing gives the soul unity, this would really be the soul."39 Just
while retaining the awareness that slavery does not obliterate such as a tyrant is, by definition, unique in the exercise of his tyranny,40
humanity as they possess. And if he fails to argue the corollary that and a state could not simultaneously be subject to several tyrants
those who are not natural slaves cannot be accommodated to natu­ (without thereby either being an oligarchy or disintegrating into
ral slavery, it is easy to see how the argument might go. If slavery is separate states) , so the soul's rule of the body is also unique and
the rule of the slave's body by a soul of another, then the very pos­ exclusive. Where the soul rules the body slavery is not just improper
sibility of slavery depends upon the slave's body not being governed but impossible.
by the slave's own soul. In the case of natural slaves, of course, the The difference between natural slavery and non-slaves in legal
soul is not equipped to rule and so the proper relation of soul to slavery is therefore analogous to that between natural slaves and
body can only be established through slavery which brings the freemen under tyrannical government. According to Aristotle, and
slave's body under the rule of the master's soul. But for a complete the Greeks in general, Asiatic peoples were slaves by nature and so
212 S e e in g Things H i d d e n C o m i n g i n t o H i d i n g : M a s t e r - S l av e D i a l e c t i c 213

acquiesced in the tyrannical nature of their monarchies without Aristotle explicitly rules out such a division in favour of the unity of
resentment,41 whereas Greeks found tyrannies unendurable and so the soul. Within the theory of slavery, therefore, was an implicit
were liable to revolt because as freemen they could not tolerate duplication of the soul which threatened to undermine the very
being treated as slaves.42 Although both barbarians and Greeks might theory of the soul on which Aristotle's account of slavery depended.
be subjected to the same form of government, it did not make them
the same type of people. Similarly, slavery cannot make slaves of
those who are not slaves simply by giving them the legal position of H egel
slaves.
Aristotle's theory emphasises that slaves are born, not made, and Aristotle maintained that the same relationship could exist
that freemen and natural slaves are categories as mutually exclusive between people (tyrants and subject) as between the constituent
as those of Greek and barbarian. In consequence, anyone who is parts of an individual person (soul and body), and implied that
really a slave is suited to being one, and anyone who is not a slave by the relationship of master and slave was this same relationship
nature can never really be a slave whatever their legal position. On expressed between a person (the master) and another being (the
this account, to claim that someone who is really a slave (as opposed slave) who was both a person and part of the other person. For
to merely being under the legal disadvantages of slavery) should not Hegel, who sought simultaneously to describe both the inter- and
be a slave is simply a misunderstanding, a contradiction which the intrapersonal aspects of human development, the slave therefore
implies either that the slave's soul is somehow simultaneously com­ provided a natural focus. Indeed, the originality, and also the con­
plete and incomplete, or that the slave somehow has two souls, one fusing complexity, of Hegel's remarks on mastery and slavery may in
complete and one incomplete. large measure be attributed to his attempt to exploit the ambiguous
Although within Aristotle's theory the idea that those who are condition of the slave in Aristotle's account to generate precisely
truly slaves are wrongly enslaved becomes unthinkable, his account that contradiction which Aristotle excluded.
also created a framework from which that unthinkable conclusion In order to understand how Hegel's argument works, it is
could be reached. Aristotle never bothered to work out how his necessary to appreciate the extent to which his approach to the
theory of slavery could be correlated with his theory of the soul, and problem is structured in Aristotelian terms. Although the relevance
therefore never resolved the question of how, if the slave's soul is of Aristotle's theory to Hegel's master-slave dialectic has often
incomplete and his body ruled by the master's soul, the two souls are been noted,43 its full significance to Hegel has not been appreciated.
related to the slave's body. The obvious answer would be to suggest Indeed some recent commentators have tended to distance
'
that there was a division of labour with the master's soul perform­ Hegel's dialectic from classical and colonial slavery on the basis
ing only those functions of which the slave's inadequate soul was that Hegel 's terms for master and slave, Herr and Knecht, are more
incapable, with the result that through slavery the slave gained the appropriate to the feudal relation of lord and serf, or master and
complete soul he otherwise lacked. However, in the De Anima servant. 44 But this is a false distinction. In Christian von Garve's
214 Seeing Things H idden C o m i n g i n t o H i d i n g : M a s te r - S l av e D i a l e c t i c 215

German translation of Aristotle's Politics, published posthumously in cause of any virtue in the latter. 49 Garve realised that this argument
1 799, Aristotle 's word for the slave, doulos, is translated as both opened up a significant space within which those in complete or lim­
Sklave and Knecht, and occasionally also as Diener; but where the slave ited slavery could exercise autonomy and so experience freedom, a
is directly juxtaposed with the master (rather than discussed in gen­ freedom achieved not without but within their servitude. He articu­
eral), the two are almost invariably described as Knecht and Herr.
45 In
lated the argument first with reference to the contemporary artisan,
the notes to Garve's text, the equivalence of Aristotle's despotes and but then outlined its implications for those in complete rather than
doulos to the German Herr and Knecht is spelt out in the definitions limited servitude:
given to the two words : despotes is the Greeks' "particular word for
the master (Herr) who rules over either bonded or bought slaves The work of craftsmen produces something which lasts and
(Diener)"; doulos, although not the most abject form of enslavement, which serves for the use or pleasure of men. Their efforts are
and also a metaphor for other kinds of submissiveness, "expresses the such that they are able to be independent of those for the ben­
special character of this servitude (Knechtschcift)". 46 efit of whom they execute these tasks. The man who orders a
Garve 's now almost wholly forgotten translation of the Politics is pair of shoes for himself gives orders to the cobbler only to the
significant not only because it shows that Herr and Knecht were taken extent to which he determines how he would like the shoes to
to be the German equivalents of Aristotle's master and slave, but be made, but it is not necessary for him to supervise the cob­
also because the notes incorporate an unfinished essay by Garve bler while he is preparing the shoes. Once the cobbler has
which discusses Aristotle's theory of slavery from a contemporary received the order from his customer, in the carrying out of his
perspectiveY The degree to which Hegel may have been influenced task he simply observes the rules of his trade rather than the
by Garve must await full discussion elsewhere,
48 but one place in commands of his customer, and yet he produces exactly what
which Hegel appears to develop an insight from Garve's essay is in is asked of him. The craftsman must to a certain extent submit
his account of the slave's self-recognition through work. to others when he accepts the order for his work, and also
In addressing the question of whether it is possible for a slave to when he delivers the finished product . . . . But he is, by the
have virtue, Aristotle suggested that slaves participate in virtue only very nature of the matter, completely free while he works. 50
in so far as they need it to perform their masters' orders, and that
free artisans, such as cobblers , are in a similar position (Aristotle From this essentially Aristotelian argument Garve extracts the
calls it "limited slavery") in that their virtue is also derived from car­ paradoxical and profoundly unAristotelian conclusion that in sub­
rying out orders. However, Aristotle emphasises that this does not mitting to orders the worker achieves a freedom which means that
imply that the master has any special knowledge of the tasks a slave he "can eject from his workshop any customer who tries to lord it
or artisan performs: the master must know how to direct tasks and over him", just as Apelles did to Alexander. Within the experience
the slave must know how to execute them, but virtue attaches only of work, specifically in the process of physically shaping a material
to the former activity, which, as the cause of the latter, is also the object into something of permanent value, there is the potential
C o m i n g i n t o H i d i n g : M a s t e r - S l av e D i a l e c t i c 217
216 Seeing Things Hidden

in the Phenomenolo8.J shares certain continuities of vocabulary and


not just for a liberating freedom, but for an overturning of the
normal social hierarchy. It was for this reason, Garve suggests, that thought with Aristotle's theory of slavery. But reading the dialectic

in antiquity "for those who made clothes or household implements of the Phenomenology in the context of its later reformulations in the

for their masters, slavery became more bearable than for those who
Philosophical Propaedeutic and the Encyclopaedia, and in the light of
had to wait on their masters", and for this reason too that "the work Hegel's remarks on African slavery in his Lectures on the Philosophy of

of the craftsman was transferred so quickly from the hands of the


History, suggests that Hegel's engagement with Aristotle goes
deeper still. That Hegel had the actual institution of slavery in mind
slave into the hands of the freeman". 5 1 Rather than risking the pos­
sibility that slaves might experience freedom through work, work of when writing on mastery and slavery is clear from the Zusiitze to the
a liberating kind was given to the free. third volume of the Encyclopaedia, where the master-slave dialectic
In Hegel's master-slave dialectic the insight that even unfree is illustrated with reference to the tyrant-subject and master-slave

labour might be a route to freedom becomes an integral part of a far relations of antiquity. According to Hegel, in the ancient world

more subtle and complex argument, but its basic structure is slavery existed in what were otherwise free states, because the

nevertheless still clearly discernible. The same anti-Aristotelian par­ Greeks and Romans had not yet attained the notion of absolute

adox lies at the crux of the argument, for "the bondsman realizes freedom, and believed that a man was free "only if he was born

that it is precisely in his work wherein he seemed to have only an free". 54 To this Aristotelian conception of a world synchronically

alienated existence that he acquires a mind of his own". 52 Not only divided between slave and free, Hegel juxtaposed his belief that the
division between slave and free was essentially diachronic. While
this, but there is the same emphasis upon both the formative nature
of the work and the permanence of the object thus fashioned: accepting Aristotle's idea that individuals and nations who lacked
thymos, or, as Hegel put it, the energy and courage (Muth is also

The negative relation to the object becomes itsform and some­ Garve's translation of thymos in the equivalent passages in Aristotle)

thing permanent, because it is precisely for the worker that the to will their freedom, deserved to be enslaved by masters or

object has independence. This . . . formative activity is at the tyrants, he maintained that slavery and tyranny were merely a nec­

same time the individuality or pure being-for-self of con­ essary stage in the history of nations (and individuals) and hence

sciousness which now, in the work outside of it, acquires an only relatively justified. Citing the Athenian tyrant Pisistratus (one of

element of permanence. It is in this way, therefore, that con­ Aristotle's stock examples of tyranny in the Politics) he argued that
sciousness, qua worker, comes to see in the independent being his tyranny had taught the Athenians obedience to the law and so

[of the object] its own independence. 5 3 made tyranny in Athens redundant. 55 But since Hegel did not sup­
pose the whole of humanity to have progressed towards freedom at

What Aristotle had tried t o maintain a s a virtue-free vacuum the same rate, the appropriateness of tyranny and slavery was sub­

becomes in Hegel the site of a transformation. ject to local variation. He was thus able to reinscribe Aristotle's

Enough has been said to indicate that the master-slave dialectic distinction between barbarian slaves and free Greeks not as an
218 Seeing Things Hidden C o mi n g i n t o H i d i n g : M a s te r - S l av e D i a l e c t i c 219

immutable fact of nature but rather as the result of the uneven its natural individuality, of its bodily nature". 62 According to Hegel,
development of the human race. this is achieved through habit, for, in habit, the body is subjected to
Just as for Aristotle Asiatics had all been natural slaves, so for the domination of the soul and moulded to its particular feelings ,
Hegel Africans were all slaves by virtue of their undeveloped con­ while the soul is emancipated from particular feelings and freed to
sciousness. Since, according to Hegel, "the basic principle of all become the actual soul of consciousness. As the Zusatz to this section
slavery is that man is not yet conscious of his freedom, and conse­ of the Encyclopaedia states, to bring about this end the soul must
quently sinks to the level of a mere object or worthless article", 56
and the African had "not yet reached an awareness of any substantial transform its identity with its body into an identity brought
objectivity" such as God, law or freedom, 57 it followed, as it had about or mediated by mind, must take possession of its body,
mutatis mutandis for Aristotle, both that all Africans were slaves, must form it into a pliant and skilful instrument of its activity,
with the consequence that amongst them "the distinction between so transform it that in it soul relates itself to itself and its body
masters and slaves is a purely arbitrary one", 5 8 and that their politi­ becomes an accident brought into harmony with its substance,
cal order was invariably tyranny, which, being slaves , they with freedom .63
considered perfectly legitimate and did not feel to constitute an
injustice. 59 However, unlike Aristotle, Hegel, writing in the light of The phrase "instrument of activity" ( Werkzeug der Thatigkeit) is
half a century of anti-slavery agitation,60 accepts both that slavery the same as that used in Garve's translation of Aristotle to
ought not to exist and that in rational states it does not exist. define the slave, 64 so there can be little doubt that if, as Hegel
Colonial slavery, he suggests, is no different from classical slavery or states, "on the one hand, habit makes a man free, on the other
serfdom in medieval and early modern Europe: it is just another hand, it makes him its slave (Sclave)", it is the body that is enslaved
"phase in man's education", a consequence of the general rule that and its master, the soul, that is freed. 65
man must "first become mature before he can be free". 6 1 Just as From this account of the relation between soul and body it is clear
Pisistratus's tyranny had allowed the Athenians to mature, so, by that Hegel conceives habit in terms of the Aristotelian relation of
implication, the European enslavement of Africans will eventually master to slave (and soul to body) . But although formulated in these
allow them to become conscious of their freedom as well. terms, Hegel does not equate the soul-body relation with that of
Since, like Aristotle, Hegel identifies the master-slave relation tyrant and subject, or with historical forms of mastery and slavery,
with that of tyrant and subject, it would be natural for him to equate or the possibility of progress beyond such relations. If he had been a
it also with soul and body. It is clear from the discussion of soul and materialist or an epiphenomenalist rather than an idealist, he might
body in the Encyclopaedia that Hegel did conceive of the relation perhaps have done so; instead, he seems to have shifted the dialectic
between the two in terms of mastery and slavery. The development to another level, with the result that it becomes not the dialectic of
of the feeling soul towards consciousness is summarised in a
Zusatz soul and body, but the dialectic of self-consciousness in all its
as the process through which "the soul becomes master (Meister) of inevitable duality. So although Hegel's account of soul and body
C o m i n g i n t o H i di n g : M a s te r - S l av e D i a l e c t i c 221
220 Seeing Things Hidden

retains its Aristotelian form, the role of the soul-body relation in man as such, man as this universal ' I ' , as rational self-consciousness '

Aristotle's account of natural slavery, and its function in providing an is entitled to freedom",7 1 so it exists in Africa where consciousness
intrapersonal analogue to the interpersonal relation of tyrant and as immediate self-consciousness is unaware of its freedom. However,

subject appears to have been transferred to another level of self­ just as the ancients developed through this experience of servitude

awareness, that of self-consciousness. to masters and tyrants, so Africans may be expected to attain a uni­

That this is the case is shown by the fact that Hegel not only uses versal self-consciousness through the experience of enslavement by

tyranny and slavery to illustrate the development of self-con­ Europeans. As Hegel noted in the Encyclopaedia, some Africans
sciousness, he uses the development of consciousness to explicate having acquired freedom "through Christianity after a long spiritual

the condition of slavery. According to the Encyclopaedia, it is uni­ servitude" had in Haiti actually formed a state on Christian princi­

versal self-consciousness, attained as a result of the master-slave ples. 72 Since Hegel held universal self-consciousness to be the root
dialectic, that gives rise to the virtues and institutions of civil soci­ of freedom, the state and other civil virtues, the fact that colonial
ety. 66 It is these virtues and institutions that Hegel supposes slavery had allowed some Africans to attain this universality meant
Africans to lack. The precise level of self-consciousness Hegel that their consciousness had developed through the experience of
attributes to them can be gauged from the comment that Africans slavery.
lack familial affection because such "philanthropic sentiments of Whereas Aristotle suggested that the explanation and justification
love etc. entail a consciousness of the self which is no longer con­ for slavery lay in the existence of people with incomplete souls,
fined to the individual person". 67 The problem, in other words, is Hegel argues that the explanation for slavery was undeveloped self­
that "The African, in his undifferentiated and concentrated unity, consciousness. However, the shift from soul to consciousness does
has not yet succeeded in making this distinction between himself as not appear to have disrupted the essential Aristotelian trinity of
an individual and his essential universality."68 He is therefore "as yet relationships in which master-slave and tyrant-subject relations are
unconscious of himself", not in the sense that he has not attained both analogous to one another, and simultaneously analogous to and
self-consciousness but in the sense that he has not progressed sustained by a third type of relationship, internal to the person.
beyond immediate self-consciousness which "has not as yet for its Since for Hegel slavery ends with universal self-consciousness
object the 1=1, but only the ' I ' . . . [and] is not as yet aware of its formed through the master-slave dialectic, the historical condition
freedom". 69 of slavery is found where self-consciousness is undergoing that devel­
It is, of course, through the master-slave dialectic that self-con­ opment described by the master-slave dialectic of self­
sciousness is brought "to the consciousness of . . . real universality, consciousness. In Aristotle, the interpersonal relation of master and
of the freedom belonging to all". 70 Similarly, it is through the devel­ slave worked through being an internal relation between soul and
opment of consciousness that emancipation from the actual historical body - the master's soul and the slave's body. In Hegel, the inter­
experience of slavery becomes possible. Just as slavery existed in the personal relationship of master and slave is cotemporal with the
classical world because the Greeks and Romans "did not know that intrapersonal relationship of two self-consciousnesses as master and
222 Seeing Things Hidden C o m i n g i n t o H i d i n g : M a s t e r- S l ave D i a l e c t i c 223

slave, but how, in his case, does the interpersonal relationship relate dealing not with the activities o f separate human beings

to the intrapersonal one? but with component parts of the individual psyche. In order to
understand how this might be the case it is necessary to consider
why we might think of there being two self-consciousnesses within

T h e M aster- S lav e D i alecti c a single person. According to Hegel, self-consciousness becomes


self-consciousness rather than consciousness by differentiating

Since Hegel's account of slavery is so clearly conceived within itself from the content of consciousness, between an "I" that is

Aristotelian terms, and since he differs from Aristotle chiefly in conscious and what that "I" is conscious of. However, in so far as that

considering the transcendence of slavery to be a function of human "I" is self-conscious, what it is conscious of should be another "I" and

progress in history, it is appropriate to read the master-slave dialec­ not a self-less object. So self-consciousness moves towards positing

tic as an account of how that progress is achieved . 73 Nevertheless, in its content as another self-consciousness, a double of itself.

the Phenomenology the master-slave dialectic functions chiefly In self-consciousness, therefore, we have a division and duplica­

as a means of illustrating a particular phase in the development of tion which can be thought of as two selves. However, as Hegel

self-consciousness. As such, it is not always clear when Hegel is makes clear, these two self-consciousnesses are inevitably also one

referring to events that are intrapersonal in the sense that they take and the same, and so they mirror each other: "Each sees the other do
place within a single individual and when he is referring to events the same as it does; each does itself what it demands of the other,

that are interpersonal and so require the involvement of more and therefore also does what it does only in so far as the other does

than one individual. Most commentators have concentrated on the the same."75 This is where the problem starts, because both self-con­

interpersonal aspect to the exclusion of the intrapersonal; however, sciousnesses seek to establish their own selfhood, and selfhood has to

as Josiah Royce and G.A. Kelly have both emphasised, the dialectic be recognised by the other. 76 (To think of yourself as a self, you have

also seems to articulate an internal division, "the shifting pattern to think of yourself thinking of yourself as a self, but that makes the

of psychological domination and servitude within the individual self you think of thinking of yourself as a self rather less of a self

ego". 74 I will therefore give brief accounts of both intrapersonal than you. ) As a result, the two self-consciousnesses embark on the

and interpersonal readings before offering some suggestions about struggle for priority that initiates the dialectic.

how they might be related. Since, at this point, self-consciousness is a consciousness of a


self-consciousness which is both itself and its other, it can exist for­
itself only in so far as it exists for, and is acknowledged by, its other,
intrapersonal
its self. Attempting to confirm its existence for-itself, each self­

In the Phenomenolo8.Y there are repeated references to the splitting of consciousness simultaneously seeks the recognition of the other and

self-consciousness into opposing extremes, and to the inescapable (since the other is its self) hopes to find in the other that self-cer­

mirroring of one by the other. Both metaphors suggest that we are tainty which can only come from being acknowledged. Naturally,
2 24 Seeing Things Hidden C o m i n g i n t o H i d i ng : M a s t e r - S l av e D i a l e c t i c 225

"this is possible only when each is for the other what the other is for the thing that the master consciousness relates itself to the servile
it", but since recognition is not necessarily a symmetrical relation, consciousness 79
.
and each self-consciousness acts in only one way at one time and in In this situation, the master consciousness enjoys being for­
the same way as the other, both seek the recognition of the other self in that it is acknowledged by the servile consciousness ;
without spontaneously recognising the other, and so make no the servile consciousness , in contrast, does not seek or obtain
progress towards mutual recognitiOn.
. . 77 recognition from the master, and allows the master to act through
This competition for recognition is pictured by Hegel as a fight to it with the result that the action of the servile consciousness is
the death in which each self-consciousness stakes its life (its poten­ really the action of the master. (The servile consciousness becomes,
tial being for-itself) for its independence (its being for-itself). as Aristotle termed the slave, an instrument of action. ) Because
To be unrecognised is not to exist as self-consciousness, so each recognition is one-sided, the being for-self of self-consciousness is
self-consciousness in seeking the recognition of the other is, since it not reflected in its consciousness of itself, and the being for-self of
is the other, at once staking its own life and seeking the death of the the master consciousness is called into question. Even though the
other. This trial by death, as Hegel calls it, shows self-consciousness servile consciousness recognises the master, what confronts the
that life is as necessary for it as being for-itself, and so self­ master consciousness as its consciousness is an unacknowledged
consciousness is redivided not in the polarised form of two identical consciousness which lacks being for-self, the self-certainty that
self-consciousnesses, each striving for recognition, but in the form comes from recognition. 80
of one consciousness that is for-itself and one that is for-another, i.e. Conversely, because the object of the servile self-consciousness is
immediate consciousness. These two Hegel terms master and slave, the master consciousness which is acknowledged and does have
and it is from this unequal relation that mutual recognition is even­ being for-self, it is the servile consciousness which is potentially
tually achieved. 78 conscious of itself as being for-self. But how, given that the servile
The relation of consciousness to itself which takes the form of consciousness is unacknowledged by its master, is it to be
mastery and slavery resembles that which existed prior to the dupli­ recognised?
cation of self-consciousness in that there is once again a disparity The answer, according to Hegel, is that the servile consciousness
between the self and what the self is conscious of, but differs in so far comes to recognise itself through the combination of fear and work.
as what the self is now conscious of is a self-consciousness, albeit one The fear of death, "the absolute melting-away of everything stable",
that is not acknowledged as such. So instead of just consuming its is the experience of pure being for-self. Having experienced this, the
own content, the master consciousness consumes material reality, servile consciousness is implicitly (pure) being for-self, but it only
which Hegel calls the thing, through this servile, unacknowledged comes to recognise itself through the experience of work. Work
self-consciousness. The master consciousness is therefore related "shapes and forms the thing" into something that is independent and
to the thing through the servile consciousness, and, in a sense, to the permanent, and in which the worker can recognise itself.8 1 Given
servile consciousness through the thing, for it is only in relating to that the servile consciousness is already because of its fear implicitly
226 Seeing Things Hidden C o m i n g i n t o H i d i n g : M a s te r- S l av e D i a l e c t i c 227

pure being for-self, what is reflected in the work is precisely that is "a plurality of individuals" and their power of life is unequal, that
being for-self which became implicit through fear but which the the relation between them, as "person to person", is that of lordship
servile consciousness can now see outside itself and thus recognise as and bondage. 84 If, as this implies, master-slave dialectic is read as an
belonging to itself. As Hegel puts it: interpersonal relationship, then the fact that there is already more
than one distinct self-consciousness can be assumed. In this context,
In the lord, the being-for-self is an "other" for the bondsman, recognition becomes more than just the acknowledgement of the
or is onlyfor him [i.e. is not his own]; in fear, the being-for-self integrity and independence of one's own consciousness as an object;
is present in the bondsman himself; in fashioning the thing, he it now involves acknowledging another individual as free and giving
becomes aware that being-for-self belongs to him, that he him­ him the respect due to someone in that state. Similarly, the fight is
self exists essentially and actually in his own right. 82 now a literal struggle in which one of the combatants, faced with the
prospect of biological death, gives up his freedom and yields recog­
In the Phenomenolo8)',the result of this process is that the servile con­ nition to the other in return for his life. The slave's individual will "is
sciousness is aware both of its own independence as being for-self suppressed in fear of the Master" while the master views the slave's
and of the master consciousness as a "consciousness that exists as a ego "as annulled and his own individual will as preserved". (Hegel
being-for-self", but not that the two are identical. Nevertheless, offers the example of Robinson Crusoe and Friday to illustrate what
Hegel claims, this is the case, and we are now "in the presence of such a relationship might actually be like. )85 The effect of this imbal­
self-consciousness in a new shape, a consciousness which, as the ance is to make recognition completely one-sided: the slave
infinitude of consciousness or as its own pure movement, is aware of recognises the master as a free person in his own right, but the
itself as essential being, a being which thinks or is a free self­ master does not give the slave comparable recognition. Indeed, he
consciousness". 83 probably could not do so even if he wanted to, for the slave is not a
person in his own right, having given up what makes him an indi­
vidual person in return for his life.
interpersonal
For the master, the benefit of the relationship is not only that he
Although it is possible to conceive of the dialectic taking place inter­ receives recognition, albeit from an unfree consciousness, but that
nally between two self-consciousnesses, one of which masters the (as Hegel puts it in the System) he is "in possession of a surplus of
other and uses it as the medium through which it is conscious of what is physically necessary" and can literally consume the products
material reality, Hegel's account employs several concepts such as of the slave's labours. 86 The slave, although he suffers a comparative
recognition, fighting and work (not to mention mastery and slavery lack of what is physically necessary, is nevertheless maintained
themselves) that are extremely difficult to understand in anything by the master in return for his work. 87 However, in labouring for the
other than interpersonal terms. And in the dialectic's first formula­ master, the slave does not merely work off "the selfish individuality
tion, in the System if Ethical Life, Hegel states that it is where there of his natural will", he also "overcomes the inner immediacy of
228 Seeing Things Hidden C o m i n g i n t o H i d i n g : M a s t e r - S l av e D i a l e ct i c 229

appetite", 88 for he is not consuming material reality but effecting For Aristotle, the external relationship of master and slave is
"the positive transformation of external things through labour". 89 dependent upon the internal relationship between soul and body.
The combined result of the slave 's selflessness and work is the Specifically, slaves are distinguished by a deficiency in their internal
recognition that he is, after all, free. In the Encyclopaedia the empha­ constitution which makes their souls incapable of mastering their
sis is entirely on the former aspect, the idea that the breaking of the bodies, and so makes their bodies properly subject to the souls of
individual will is necessary in order to become "free, rational, and those who are capable of such mastery.
capable of command".90 In the Propaedeutic, this is combined with the For Hegel too the external relation of master and slave depends
idea that freedom is recognised when "through labour the self makes on an internal one, namely that of self-consciousness to itself. If
its own determinations into the forms of things and in its work Hegel's argument follows Aristotle (as it does up to this point,
views itself as an objective self". 9 1 But the result is the same in both: save that the role of soul and body has been transferred to master
the free slave is recognised as such by both himself and the master, self-consciousness and servile self-consciousness) , then slaves
and so opens the way to mutual recognition - the freedom of uni­ would be distinguished by some deficiency in self-consciousness
versal self-consciousness. such that, of the duplicated self-consciousnesses, one could not
master and enslave the other and so required another self-con­
sciousness to do so. In this case the external relation of master to
intrapersonal and interpersonal
slave would be effected through the master self-consciousness of
What is unclear, however, is how Hegel thinks the intrapersonal one individual enslaving the self-consciousness of another, with the
development of self-consciousness, through what is only metaphor­ result that the master-slave dialectic would be simultaneously
ically a master-slave dialectic, is related to the interpersonal inter- and intrapersonal, being between different persons related as
relations of actual masters and slaves in history. Since each implies a single individual.
the other (undeveloped consciousness is the cause of slavery and The plausibility of the above interpretation is suggested by its
slavery causes the consciousness to develop) there must be some congruity with the Aristotelian framework within which Hegel's
relationship, but what is it? Hegel does not give a direct answer, but argument is constructed, and by the fact that it is difficult to make
it is nevertheless possible to argue that a particular type of relation­ sense of Hegel's oscillation between the inter- and the intrapersonal
ship is implied both by the internal structure of the argument and by without assuming that the master-slave dialectic is not just a case of
the Aristotelian framework within which it is conceived. For self-consciousness relating to itself as though it were two persons,
Aristotle, the concept of slavery applied equally to the relation of the but also of two persons relating as though they were one self-con­
soul to the body and the master to the slave (or tyrant to subject) . sciousness. Evidence that this is so is provided by Hegel's first
For Hegel, the concept of slavery applied equally to the relation of tentative account of the relation of master and slave in the System if
the master self-consciousness to the servile self-consciousness and to Ethical L!fo. At this stage, when Hegel is thinking of mastery and slav­
the relations of actual masters and slaves (or tyrants and subjects) . ery in terms of interpersonal relations, he nevertheless maintains
1'
I

230 Seeing Things Hidden C o m i n g i n t o H i d i n g : M a s t e r - S l av e D i a l e c t i c 231 ,I


that within the relation of master and slave "the former is related to In animal magnetism, therefore, we have an example of the way in
the latter as cause; indifferent itself, it is the latter's life and soul or which two separate individuals may come to function as one when
spirit".92 This definition, which recalls Aristotle's account of slavery one forfeits the freedom rooted in consciousness and the other
where the master is to the slave as soul to body, and so causes becomes his consciousness, soul and genius . 97 The relationship
the action of which the slave is the instrument just as "the soul is the between them is then what Hegel calls a magical relationship,98 i.e.
cause . . . of the living body", 9 3 is restated still more explicitly in a relationship in which one mind exercises unmediated influence
the Propaedeutic, where it is said that the slave "lacks a self and has over another, as does man over the animals, and the soul over the
another self [the master's] in place of his own". 94 body when, in habit, it makes the body "a subservient, unresisting
However, it was not only Aristotle who offered a model of how instrument of its will".99 Since the relations of soul to body and
two persons might function as one. Hegel's description of one man to animal were standard Aristotelian analogues of the
person being the soul of another also looks forward to his account of master-slave relation, this strongly suggests that Hegel thought of
the relation of magnetiser and somnambulist in the Philosophy if the relation of magnetiser to somnambulist in terms equivalent to
Mind. The practice of animal magnetism, or mesmerism, in which Aristotle's conception of master and slave.
the magnetist would place the patient into a magnetic sleep or trance But unlike Aristotle's theory of slavery, the theory of animal mag­
so that they were subject to the magnetiser's will, was described by netism offered an account of how the selfless individual might gain
Kluge, one of Hegel's sources, in terms of the mastery (Herrschcift) from this loss of individual identity. According to Walther's
which the magnetiser exercised over the patient, 9 5 and Hegel's Physiologie des Menschen, a German medical textbook contemporary
remarks on the topic are significant both because they echo his first with Hegel's PhenomenoloBJ, when two individuals are in magnetic
definition of the master-slave relation, and because in describing rapport they experience an "intimate community of action such that
two persons as related so that one becomes the consciousness of the one soul is in both of them", except that "on one side there is an
other they constitute a direct parallel to his other accounts of master active and on the other a passive rapport". However, Walther con­
and slave. According to Hegel, tinues, "this relation can also be reversed in an instant and the
somnambulist magnetise the magnetiser". 100 So although the struc­
The patient in this condition is accordingly made, and contin­ ture of the magnetic relation might be identical to that of Aristotle's
ues to be, subject to the power of another person, the master and slave in that one person became part of another and one
magnetizer; so that when the two are thus in psychical rapport, soul governed two bodies, it held within it the potential for that rela­
the selfless individual, not really a "person", has for his sub­ tionship to be overturned, and the positions reversed. 1 0 1 This
jective consciousness the consciousness of the other. This latter possibility was implicit in the ambiguous position of the somnam­
self-possessed individual is thus the effective subjective soul of bulist: although the somnambulist might be a selfless individual
the former, and the genius which may even supply him with a possessed by the soul, or consciousness, of the magnetiser, his indi­
train of ideas. 96 vidual soul was not so much annihilated as dissolved in the universal
232 Seeing Things Hidden C oming into H i ding : Master-Slave Dia lectic 233

soul of the world . As Walther observes, "in magnetic sleep the soul Animal magnetism provided a model for an interpersonal relation

is in intimate communion with the universal world soul" . 102 So that took the form of an intrapersonal one, and in which the result­

although the somnambulist's individual soul is functionally replaced ing loss of individuality for one party led to their participation in

by that of the magnetiser, it also participates in the universal soul universality. Given that Hegel himself conceived the magnetic rela­

which is shared with that of the magnetiser, with the result that, as tion in terms parallel to that of the Aristotelian master and slave and
Walther puts it, "that which separates and divides them no longer described it in terms strongly reminiscent of the master- lave �
exists", and, by implication, the question of which of the two is dialectic, it is almost impossible to believe that the dynamics of

dominant and which subordinate becomes secondary. animal magnetism are not reflected in the dialectic itself. If so, and

Hegel rehearses the commonplace distinction between the indi­ here (for the first time) it is necessary to go a little beyond what is
vidual and universal conceptions of the soul in his account of stated by Hegel himself, it would suggest that master and slave are
magnetism. 1 03 But, for him, there is no straightforward exchange of related as follows : the self-consciousness of the slave is the immedi­
individuality for universality in magnetic sleep, because the som­ ate self-consciousness of one whose self-consciousness, although
nambulist loses full consciousness only to achieve a limited form of perhaps duplicated, has not progressed to one-sided, let alone
universality at a lower psychic level. 104 Despite this shift, it is not dif­ mutual recognition. This self-consciousness is shattered in the fight
ficult to see the parallel with the master-slave dialectic where the with the result that the object of the slave's self-consciousness
slave exchanges individuality for universality at the same psychic becomes the consciousness of another individual, the master, with­
level, namely that of self-consciousness. Just as the consciousness of out the object of the master's self-consciousness thereby becoming
the somnambulist becomes "an inward consciousness" so, after the the slave's consciousness. From this position of one-sided recogni­
1 tion, in which the slave's self-consciousness has as its object not
fight, the slave is "a consciousness forced back into itself". 05
However, for the slave, unlike the somnambulist whose conscious­ itself but the consciousness of his master, the slave is emancipated
ness is reduced to the level of genius (see below), there is no real first by the fact that not having an individual self-consciousness is the
loss: it is still a self-consciousness because, according to Hegel, the experience of universal self-consciousness, and, secondly, by the
condition of self-consciousness without a self-object, "this pure uni­ fact that through work, he once again becomes the object of his
versal movement, the absolute melting away of everything stable, is own self-consciousness (i. e universal self-consciousness). His self­
the essential nature of self-consciousness". 1 06 So just as in the mag­ consciousness then has as a double object itself and the master. Being
netic state the self-less somnambulist was thought to participate in thus doubly and universally self-conscious, the slave can no longer be
what Hegel termed "the wholly universal being in which all differ­ a slave, because slavery is having for the object of self-consciousness
ences are only ideal and which does not one-sidedly stand over the consciousness of another, and although the slave does have as his
against its Other", 1 07 so in the master-slave dialectic the slave gains object of self-consciousness the consciousness of another he also
"the intuition of itself not as a particular existence distinct from has his own consciousness. The result of the dialectic is therefore
others but as the implicit universal self". 1 08 that the servile self-consciousness is no longer merely servile : it has
2 34 S e e i ng T h i n g s H i d d e n C o m i n g i n t o H i d i n g : M a s te r� S l av e D i a l e c t i c 235

become "a being which thinks or is a free self-consciousness", and the I n this state o f universal freedom, i n being reflected into
individual whose self-consciousness became merely servile is no myself, I am immediately reflected into the other person, and,
longer a slave. conversely, in relating myself to the other I am immediately
self-related. Here, therefore, we have the violent diremption of
mind or spirit into different selves which are both in and for
D oubl e C onsciousn e ss themselves and for one another, are independent, absolutely
impenetrable, resistant, and yet at the same time identical
In the Phenomenology, the result of the dialectic is that the with one another, hence not independent, not impenetrable,
servile consciousness recognises its own being for-self and but, as it were, fused with one another. 1 1 3
the being for-self of the master consciousness without grasping
the identity of the two. For the servile consciousness, therefore, The contradictory nature of the dialectic at an interpersonal level is
the outcome is that instead of having a single object (as was the case here stated as unambiguously as it can be. Just as the slave, in recog­
when self-consciousnesses were merely duplicated) it now nising himself to be free, comes to recognise himself in the master,
has a double object: the self-consciousness of the master and the so, when the slave is free, the master comes to see himself in the
self-consciousness of itself. In reality, these are the same because slave. This development is then the model for the mutual recogni­
both are universal self-consciousness, but their identity remains tion of all by all which characterises universal self-consciousness.
unperceived by the servile self-consciousness. 1 09 The situation is Each recognises himself in the other, so everyone is simultaneously
therefore the same as that of the unhappy consciousness where different and yet the same.
"the duplication which formerly was divided between two individ­ How does this recognition of self in others relate to the doubling
uals, the lord and the bondsman, is now lodged in one. . . . [but] of self-consciousness which resulted from the intrapersonal dialectic?
it is not as yet explicitly aware that this is its essential nature, or When the dialectic is conceived at an interpersonal level the same
that it is the unity of both". 1 1 0 result, namely the recognition that the self-consciousness has a
In the Propaedeutic, this transition is implicitly interpreted at an double object, has a wider significance. It makes separate individuals
interpersonal level and invested with greater significance: it is "the into persons who are both distinct from and the same as one another
transition to Positive Freedom", in which the former servile self­ rather than just making the self-consciousness's consciousness of
consciousness attains universal self-consciousness and so "recognizes itself into a consciousness of something that appears to be two dif­
itself and the other Self-Consciousnesses within it, and is, in turn, ferent consciousnesses. But the shift in the significance of the
recognized by them". 1 1 1 This conclusion is restated in the outcome of the dialectic is not just a matter of its transposition from
Encyclopaedia, where Hegel avers that "universal self-consciousness is the intrapersonal to the interpersonal. The results are not distinct,
the affirmative awareness of self in an other self". 1 1 2 The appended for the double or multiple self-consciousness of individuals is the
Zusatz gives a fuller explanation of what this means: necessary corollary of universal self-consciousness in that there is no
236 Seeing Things H idden C o m i n g i n t o H i d i n g : M a s t e r - S l ave D i a l e c t i c 237

other way to describe interpersonal universal self-consciousness evolution of slavery into freedom was to allow that contradiction

except in terms of universal multipersonal self-consciousness. If uni­ which Aristotle had excluded: the idea that freemen might really be

versal self-consciousness is conceived interpersonally (rather slaves, and that true slaves might not be just slaves but become free

than impersonally) as the mutual recognition of self in the other, then as well.
the self-consciousness of all who have universal self-consciousness In both Hegel and Aristotle, the master-slave dyad is an inter­
must also recognise the other in the self. And since self-consciousness personal relation constructed as an intrapersonal one. In both cases

necessarily takes as its object a self-consciousness (itself) , it this is made possible through the homology between mastery and

must recognise that self-consciousness as simultaneously slavery at an interpersonal level and some internal relationship con­

both self and other. In other words, you can only have interper­ stitutive of the individual person. In Aristotle, this is the relation of

sonal universal self-consciousness if you have individual double soul to body; in Hegel it is the relationship of self-consciousness to

(and potentially multiple) consciousness, for if each individual self­ itself. For both philosophers, the condition of slavery is one in which
consciousness qua individual took as its object a unified universal the dominant internal pole of the master is related to the subordi­
self-consciousness then there would not be one univeral self­ nated internal pole of the slave in the same way as it would be
consciousness but many different ones, and so none at all. related to its own internal subordinate. One consequence of con­
Read in the context of the Aristotelian framework within which ceiving slavery in this way is that the potentially dominant pole of the
it is constructed, the outcome of Hegel's master-slave dialectic subordinated individual remains, not of course fulfilling a dominant
proves to be pointedly anti-Aristotelian. Aristotle had argued that role, but as an unfulfilled potential or ineffectual residuum .
there was a clear and unalterable division between slave and free, According to Hegel, the irony of the master-slave relation lies in the
and that the institution of slavery, in its natural rather than its legal fact that this potentially dominant pole is developed through the
form, depended upon that division. But by Hegel's time, this theory condition of slavery itself; i.e. as a direct result of the subordinate
was clearly incompatible with the development of slavery in world pole's subordination to another. It is because the servile self-con­
history. That there had been slavery in many societies was indis­ sciousness of the slave is dissolved and then used as a mere
putable, but so was the fact that slavery had disappeared from many instrument that it gains recognition from itself, and so develops its
of those societies and was moving towards abolition in the Americas. own dominant pole - a recognised self-consciousness - alongside
Aristotle had made no allowance for wholesale emancipation; in that of the master. If Hegel's dialectic were translated back into
terms of his theory, it would mean either that none of those eman­ Aristotelian terms, it would mean that because his body functioned
cipated had ever really been slaves or else that all were still slaves and as an instrument of action the slave's soul became complete and so
so incapable of self-government or of forming a state. 1 1 4 However, gained the same control of the body as that exercised by the master.
it was a matter of history that in Haiti slaves had formed a state. If, The result would therefore be two complete souls in one body
as Hegel appears to have done, one still thought of slavery in essen­ rather than two recognised self-consciousnesses in one person, and
tially Aristotelian terms, then the simplest way to interpret the not just any two souls but the souls of master and slave - in
238 Se eing Things Hidden C o m i n g i n t o H i d i n g : M a s te r - S l av e D i a l e c t i c 239

Aristotelian terms a double impossibility, for the soul of a master So although the somnambulist has only one consciousness ,
could govern a slave's body if, and only if, the slave's soul were that of the magnetiser, he nevertheless retains his own genius
incapable of doing so. alongside that of the magnetiser with whom he is in rapport. The
Two souls in one body might have seemed like an impossibility doubling that takes place in the master-slave dialectic would seem to
to Aristotle, yet in animal magnetism there was new, seemingly conform to this pattern, except that the double self-consciousness
scientific, evidence to suggest not only that one soul might govern that results is not the product of the conjunction of the master/mag­
two bodies but that one body might contain two souls. From netiser's consciousness and the slave / somnambulist's normal
Puysegur's first experiments with magnetic sleep it was apparent consciousness, but the conjunction of the master's consciousness
that the difference between the waking and magnetic states of one with the slave's universal consciousness gained through slavery.
individual were such that they had to be regarded as "two different Hegel discussed animal magnetism at length only after he had
existences". 1 1 5 As one German contemporary of Hegel put it, the formulated his master-slave dialectic, but the close parallels
somnambulist "has a double being, one in the waking state, one in between the two suggest not only that Hegel's account of som­
the magnetic crisis", with the result that his "self-consciousness in nambulism may reflect the structure of the dialectic, but that the
the waking and the magnetic states appears to be truly double" . 1 1 6 dialectic may itself draw on magnetic theory. It is impossible to
In most accounts, this double consciousness is understood to take prove this hypothesis beyond doubt, but given that Hegel's account
the form of an alternation between magnetic and waking states. of animal magnetism is by no means unusual and that all the rele­
However, in so far as the somnambulist retained some form of vant ideas were in circulation long before Hegel formulated the
selfhood, the doubling in the magnetic state could be simultaneous. dialectic, the parallels are unlikely to be fortuitous. As Robert
In Hegel's account, the somnambulist loses her "adult, formed, Darnton has demonstrated, mesmerism provided a stimulus to rad­
and developed consciousness" but "retains along with its content a ical political ideas before the French Revolution, and its emphasis
certain nominal self-hood". 1 1 7 In this condition, therefore, the upon the magnetic interconnectedness of all individuals lent sup­
individual is not self-consciousness but rather "a genius which port to theories of human equality and fraternity. 1 1 9 For Hegel,
beholds itself" , with the consequence that in relation to the trying to square an essentially static Aristotelian conception of slav­
magnetiser ery with the historical dynamic of emancipation, the theory of
animal magnetism may therefore have offered two vital insights
When the substance of both is thus made one, there is only into how slavery was transformed into freedom. It undermined
one subjectivity of consciousness: the patient ha;\ sort of that belief in the unity of the soul upon which Aristotle had
individuality, but it is empty, not on the spot, not actual. . . . insisted, and provided a way of describing how being enslaved, like
the somnambulist is thus brought into rapport with two genii being magnetised, might paradoxically be a step towards univer­
and a twofold set of ideas, his own and that of the magne­ sality and freedom.
tizer. 1 1 8
240 Seeing Things Hidden
C o m i n g i n t o H i d i n g : M a s te r - S l av e D i a l e c t i c 241

Du B ois Hegelian trope, 1 22 but a redeployment of the vocabulary of magnet­


ism to elaborate the outcome of emancipation within the same terms
The close analogy between Hegel's master-slave dialectic and the as those used in Hegel's master-slave dialectic.
practice of animal magnetism may not have attracted much attention For Du Bois, the veil has three related functions. Sometimes it is
from Hegel scholars, but it was nevertheless intuited by Du Bois, the veil of the reader's ignorance which the author promises to throw
who fused the two in his famous description of the double con­ aside in order to reveal a truth that is hidden from view. More often
sciousness of the African American: it is the veil that divides black from white within American society,
preventing members of each group from understanding the other. In
After the Egyptian and the Indian, the Greek and Roman, drawing aside the veil, Du Bois is therefore not just uncovering any
the Teuton and Mongolian, the Negro is a sort of seventh truth but specifically the truth about the black world that is hidden
son, born with a veil, and gifted with second sight in from his white readers. On other occasions, however, it appears
this American world, - a world which yields him no true self­ that the veil lies not between black and white but rather within black
consciousness, but only lets him see himself through American consciousness, dividing one consciousness from the other
the revelation of the other world . It is a peculiar sensation, within a single individual. In so far as this is the case, unveiling the
this double-consciousness, this sense of always looking at truth about black people means not just revealing that something is
oneself through the eyes of others. . . . One ever feels this veiled but revealing something veiled, something that continues to be
twoness, - an American, a Negro; two souls, two thoughts, two partially hidden even as it is uncovered .
unreconciled strivings; two warring ideals in one dark body. 1 2 0 I t i s the veil within consciousness that i s movingly evoked by Du
Bois in his description of his own son in "Of the Passing of the First­
Although it has been noted that the idea of double consciousness Born":
reflects contemporary psychological theories derived from early
nineteenth-century experiments in magnetism, and that it echoes How beautiful he was, with his olive-tinted flesh and dark
Hegel's account of the unhappy consciousness in the PhenomenolofJ.Y, gold ringlets, his eyes of mingled blue and brown . . . . Why
the intimate connection between the two remains unexplored and the was his hair tinted with gold? . . . . Why had not the brown of
depth of Du Bois's Hegelian insight unfathomed. 1 2 1 What has not his eyes crushed out and killed the blue? . . . . And thus in the
been fully recognised is not only that for Du Bois double conscious­ Land of the Color-line I saw, as it fell across my baby, the
ness and the veil are two ways of describing the same condition, but shadow of the Veil. 1 2 3
that the imagery of veiling and second sight is just as much part of the
vocabulary of animal magnetism as double consciousness, and as such And just as the mixed ancestry ofDu Bois's child contributed to the
is used by Hegel himself. The attribution of double consciousness to double coding of his features, so the double lives of American
emancipated slaves is therefore not just a literary appropriation of a Negroes create a comparable doubling within:
242 S e e in g Things H i d d e n C o m i n g i n t o H i d i n g : M a s t er � S l av e D i a l e c t i c 243

From the double life every American Negro must live, as a power to see his experience as he sees it, then he would see
Negro and as an American . . . must arise a painful self-con­ himself through their eyes, and they would know that they had
sciousness, an almost morbid sense of personality and a moral seen themselves through his, and he would number his days. 1 2 6
hesitancy which is fatal to self-confidence. The worlds within
and without the Veil of Color are changing, and changing rap­ Du Bois's own account of this process comes in a lyrical passage in
idly, but not at the same rate, not in the same way; and this his essay on Alexander Crummell:
must produce a peculiar wrenching of the soul, a peculiar
sense of doubt and bewilderment. Such a double life, with The nineteenth was the first century of human sympathy, � the
double thoughts , double duties, and double social classes, age when half wonderingly we began to descry in others that
must give rise to double words and double ideals. 1 24 transfigured spark of divinity which we call Myself; when
clodhopper and peasants, and tramps and thieves, and mil­
According to Du Bois, the interpersonal veil that divides black from lionaires and � sometimes - Negroes, became throbbing souls
white in America is internalised, with the result that the black whose warm pulsing life touched us so nearly that we half
American develops not merely the two consciousnesses appropriate gasped with surprise, crying, "Thou too ! Hast Thou seen
to being a (white) American on the one hand and a black (non­ Sorrow and the dull waters of Hopelessness? Hast Thou
American) but also the veil between them. And because white and known Life?" And then all helplessly we peered into those
black are veiled from one another, the American Negro is veiled Other-worlds, and wailed, "0 World of Worlds, how shall I'
!
from himself, able to see himself either as an American or as a man make you one?" 1 2 7
Negro but not as both at the same time.
Although Du Bois regards the double consciousness and the veil The diffusion of human sympathy meant that white Americans were
as a partially negative state of affairs, there can be little doubt that it able to see that blacks were Americans too. On the other side, it
only exists as a result of the growing rapport between white and meant that blacks saw themselves in white Americans. For the young
black. It is never explicitly stated by Du Bois, but of the social Alexander Crummell, the effect of this spreading recognition was a
changes that formed double consciousness the most important was new ability to picture himself within the world of the master, to see,
the slow, painful dawning of mutual recognition between slave and as Du Bois puts it, "the blue and gold of life". For black Americans
master which Hegel called "the affirmative awareness of self in an whose consciousness was formed in this period, it might therefore
other self", 1 2 5 and which Cavell envisages as presaging the dissolu­ be said that they were born with the psychic equivalent of the divi­
tion of slavery: sion that Du Bois saw physically inscribed on his own son: with only
the shadow of the veil separating the blue and gold from the brown
should [the master] cede, or [the slaves] find, the power and the olive.
to acknowledge him, to see him as other to their one, Being born with a veil is therefore not quite the same as being
244 Seeing Things Hidden C om i n g i n t o H i d i n g : M a s t e r - S l av e D i a l e ct i c 245

born within the veil. It is not just a matter of being born black in a must make outwardly apparent these determinations veiled in
white man's world; it is rather the condition of being born black in a his concentrated life. 1 3 1
world that is divided but, thanks to the diffusion of human sympathy
and the ending of slavery, also imaginatively interconnected and In other words, although the feeling soul of the somnambulist may
practically interdependent. 1 28 It is the conjunction of the two which apprehend something without the mediation of time, it is neverthe­
ensures that the external veil becomes an internal one, and that the less expressed through the mediation of time, so that it effectively
post-bellum generation of African Americans are not so much (although not metaphysically) constitutes knowledge of a future
unknown as partially known, both visible and invisible at the same event. Hegel is unwilling to allow that this ability extends very far,
time. but nevertheless asserts that "Especially among Highlanders, the
The corollary of this is, as Du Bois puts it, that the American faculty of so-called 'second sight' is even now not uncommon.
black is both ''born with a veil, and gifted with second sight". The Persons with this gift see themselves double , see themselves in
imagery is again drawn from the vocabulary of magnetism . situations and circumstances in which they will find themselves only
According to the nineteenth-century British magnetist William subsequently." 1 3 2
Gregory, when the magnetist, or operator, puts the patient into Although Hegel applies "second sight" only to premonitions of the
a trance "there is in many cases a veil, as it were, drawn future, in most accounts of magnetism the term was used to
before the [patient's] eyes, concealing the operator's face and describe all forms of clairvoyant ability in the magnetic state. So
other objects". 1 29 The result, as Hegel stated, was that when although a somnambulist might be veiled in the sense that she was
the soul is sunk in magnetic sleep "all that occupies the waking unable to see what was immediately in front of her, she could
consciousness, the world outside it and its relationship to that nevertheless simultaneously acquire a second sight, a clairvoyant
world, is under a veil". 1 30 ability to see things that she would not normally be able to see,
In the Philosophy if Mind, the relationship between veiling and such as events that had not yet taken place, the contents of rooms she
second sight is spelt out in a Zusatz dealing with the possibility of had not visited, etc. Being veiled and clairvoyant are therefore two
the somnambulist's clairvoyant knowledge of future events, aspects of the same condition, and the result is potentially a form of
which Hegel, using the English phrase, terms "second sight". double vision in that if (as Hegel forgetfully suggests) the ordinary
According to Hegel, when magnetised waking consciousness were not under a veil, the somnambulist
would see both what she would ordinarily see and what she sees with
The clairvoyant is in a state of concentration and contemplates her second sight.
this veiled life of his with all its content in a concentrated How then does this pattern of veiling and second sight relate to
manner. In the determinateness of this concentrated state, the the condition of double consciousness (or, as Hegel put it, twofold
determinations of space and time are also veiled. . . . But genius)? Since a somnambulist is veiled in that she is unable to see
since the clairvoyant is, at the same time, an ideational being he what would be seen by her usual consciousness, and clairvoyant in so
--

246 Seeing Things Hidden C om i n g i n t o H i d i n g : M a s t e r - S l av e D i a l e c ti c 247

far as she sees what is visible to her second consciousness, if that con­ does not take the form of throwing off this parasitic consciousness

sciousness is that of the magnetiser, she sees what he sees, but if she but of gaining one's own sense of self in addition to it, and as a

is open to other influences, she may see what they see. Veiling and result not only seeing the other in oneself, but seeing one's self not

clairvoyance are, in other words, ways of describing the condition of only in one's self but in the other as well.

double consciousness from the perspective of the single conscious­ Implicit within Du Bois's construction of the situation is the idea

ness: what is veiled is simply the content of the first consciousness, that as a result of universal sympathy extending across interper­

what is seen with second sight is what is seen with the second con­ sonal boundaries, interpersonal division is henceforth a function of

sciousness. (However, if one conceives of two consciousnesses with this intrapersonal division . In other words , although African

equal claims to priority, there is no reason why one should not Americans may become possessed of double consciousness because

reverse the terms and think of the second consciousness as veiled of the interpersonal veil, after the spread of universal sympathy the

whenever the first consciousness is operating, and of "first sight" as interpersonal veil exists only because of the intrapersonal one. The

a kind of clairvoyance. ) African American becomes unseeable not because she is completely
There is, in other words, a deep coherence in Du Bois's imagery veiled but because the veil that divides her double consciousness pre­
of veiling, double consciousness and second sight, not only in that vents her from being seen, or from seeing herself, in her entirety.
they can all be traced to Hegel, but in that they are all recognisably Because one consciousness is veiled from the other, any observer
descriptions of the same magnetic condition. But in applying these will be aware of only one consciousness at a time and will see the
terms to the emancipated slave, Du Bois is clearly not just appro­ possessor of double consciousness as having only a single conscious­
priating the vocabulary of magnetic theory for his own purposes, for ness, and although double consciousness brings with it the gift of
Hegel had himself suggested that the outcome of the master-slave second sight, that only allows those with double consciousness to see
dialectic, and, by implication, the struggle for emancipation in the what cannot be seen with the first consciousness, not the first con­
Americas, was a form of double consciousness. Du Bois is, in other sciousness itself. Because of the internal veil, the African American
words, drawing on the magnetic parallel to the master-slave dialec­ will be seen (and will see herself) either as an African or as an
tic to explicate the outcome of the dialectic itself. And although Du American. The dawning of mutual recognition, the ability to see self
Bois does not deploy the full version of argument from the in other and other in self, brings with it a new form of mutual
PhenomenoloBY (with its emphasis on fear and work) , the Aristotelian incomprehension - the inability to see others (or one's self) in their
assumption that slavery is an interpersonal relationship that has the (or its) totality.
form of an intrapersonal one is retained. The basic reason for double By using the imagery of veiling to describe the condition of slaves
consciousness is that those who possess it have been possessed by after emancipation, Du Bois demonstrates that the paradoxical
others. They see themselves through the eyes of another because result of mutual recognition is the dawning of a new and more
their minds have been taken over by others. However, the funda­ complex form of misrecognition, and that the revelation of contra­
mental Hegelian move which Du Bois preserves is that emancipation dictory truth embodied in the master-slave dialectic can only be
C o m i n g i n t o H i di n g : M a s t e r - S l av e D i a l e c t i c 249
248 Seeing Things Hidden

many decades. Indeed, these texts have become more than merely
understood as a coming into hiding. This feature of African
descriptive of the conditions they address; they have become inter­
American experience was given greater emphasis in Pauline
woven with the histories of domination and emancipation to such an
Hopkins's novel, OJ One Blood; or, The Hidden Self ( 1 902-3), which
extent that they are now constitutive of the social realities they
conjoins Du Bois's Hegelian emphasis on the double consciousness of
describe.
the emancipated slave with William James's account of "the mutual
This is due in large measure to the paradigmatic nature of the nar­
ignorance of the selves" in double consciousness in his essay
rative of slavery and emancipation within western society. The
"The Hidden Self". 1 33 But whereas Du Bois focuses on the continued
emancipation of slaves has long been recognised as the first in a
veiling of the Americanness of the African American, even after
sequence of emancipations in which identification with and acknowl­
emancipation, for Hopkins, the emphasis is upon the hidden
edgement of the members of other classes , genders, races, ages and
African self that lies submerged within the assimilated identity.
species has , to varying degrees, led to their conceptual, social and
Nevertheless, the two authors' articulation of the phenomenon of
legal recognition on terms of equality with those who were previ­
hiddenness is essentially the same : the doubling that arises from
ously their masters. It would not be an exaggeration to claim that
integration leads to a new form of separation in which the old divi­
such emancipations have been the central experience of late moder­
sion between master and slave, black and white, becomes an internal
nity, for the vast majority of people who live within contemporary
division in which one identity is always hidden.
society enjoy whatever legal and social status they have as a direct
result of them. The texts of Aristotle, Hegel and Du Bois may there­
fore be taken not just as an account of slavery and emancipation but
C o m ing i nt o H i d i ng
also as a potentially illuminating account of one of the crucial
dynamics of modernity.
The accounts of slavery given by Aristotle, Hegel and Du Bois are of
In the next chapter, I will discuss the social consequences of
importance at several levels. Not only do they constitute a linked
emancipation in more detail. Here, I want to draw out the implica­
sequence of texts describing the condition of the (ex-)slave before,
tions of the Aristotle-Hegel-Du Bois narrative for the account of
during and after emancipation, but each of these narratives has
hiddenness given in the previous chapter. The questions with which
enjoyed a unique prestige as an account of the events it describes:
that chapter ended were: first, why do we now see the world aspec­
Aristotle's theory of slavery provided a ready-made justification of
tivally rather than perspectivally, and, secondly, why should the shift
slaveholding for centuries; Hegel's master-slave dialectic has been
to aspectival perception be accompanied by the recognition that the
recognised not only as an illuminating description of the process of
aspects we see are so contradictory and manifold as to hide one
emancipation from slavery, but also as a narrative applicable to
another? Lukacs 's answer to the first question was that the de-alien­
emancipations of class (Marx), gender (Beauvoir) and race (Fanon) ;
ation of the world was the product of the de-alienation of labour
Du Bois's account of the double consciousness has been used to
resulting from the revolutionary totalisation of the proletariat. In
articulate African American and other post-colonial identities for
--

250 S e e in g Things H id d e n C oming into Hiding : M a ster-Slave D i a l e c ti c 251

trying to give some substance to Lukacs's eschatological myth, I dawned for him and so he assumes that they need to b e governed by
suggested that we might look at the history of slavery and emanci­ the souls of others .
pation as the best historical example of alienation and de-alienation. This structure i s replicated i n Hegel's master-slave dialectic,
But pursuing the narrative of slavery and emancipation through with the additional feature that the struggle that leads to the relation
Aristotle, Hegel and Du Bois to its conclusion in the idea of the of mastery and slavery is pictured as an attempt to bring about that
"hidden self" suggests that Lukacs's account may perhaps help us to asymmetry which the master-slave relation embodies. (The fight for
answer the second question as well. recognition is an attempt to be seen as ensouled, to force the dawn­
In order to see how this might be the case, it is necessary to ing of one's humanity on someone else, and so to avoid being seen as
recapitulate the argument. Aristotle's theory highlighted two a mere instrument. ) But, unlike Aristotle, Hegel draws out the
features of slavery crucial to subsequent interpretations. The first implications of the doubling involved in this asymmetry, for animal
was that the easiest way to express the contradictions of slavery was magnetism had provided a seemingly scientific example of how psy­
by assuming that slaves had a dual identity: one qua slave and one chic duality might be realised. Aristotle's account of how the master
qua human being; one in which they functioned like a soulless body used a slave as a soul used a body suggested that slavery might be
or tool, and one in which they had a soul like, but not quite the seen as something akin to spirit possession in which the body of one
same as, the free. The second was that in so far as the slave was a individual was possessed by the spirit or soul of another. Hegel's
slave, the master's humanity took the place of the slave's, with the dialectic brings out the connection between soul-blindness and pos­
result that the slave became part of the master, a soulless body session. Seeing others (or oneself) as a mere tool rather than a soul
governed by the master's soul. According to Aristotle, identifying suggests that their (or one's own) actions are those of someone who
someone as a slave was essentially a matter of seeing the robotic is using them (or is being used) as a tool. Soul-blindness therefore
soulless aspect they shared with tools, animals and foreigners. has the effect of assuming that those who are seen as robotic are
Seeing this aspect necessarily precluded seeing those who possessed actually animated, or could be animated, from the outside; it puts
it as ensouled in the way that full humans are ensouled, for the someone else's soul inside their machine . There is, in other words,
characteristic feature of this aspect was its soulless mechanicity. an inverse relationship between recognition and possession: in
Nevertheless, Aristotle allowed that slaves did in fact have souls of recognising the souls of others as akin to our own we cede our claim
a sort, although what qualities they possessed and which they lacked to possess them; in the refusal of recognition we stake that claim.
seems to have remained uncertain. Seeing slaves as alien beings Conversely, recognising other in self is an acknowledgement of one's
also involved seeing them as alien and so having to enumerate such own instrumentality, one's capacity to be possessed. So, according to
human attributes as they might or might not possess. Put in other Hegel, the master's non-recognition of self in other combined with
terms, we could say that Aristotle is soul-blind to slaves in that the the slave's recognition of self in other and other in self amounts to
aspect he sees is their instrumentality, and even though he is of the master's psychic possession of the slave, the master's self literally

I
the opinion that they do indeed have souls, their souls have never taking the place of the slave's.

11
' •.
!
--

Seeing Things H i d d e n C oming into Hiding: Master-Slave D i a lectic 253


252

In the accounts of emancipation given by Hegel and Du Bois, it is o f consciousness. When the slave was not recognised the master's

assumed that recognising the humanity which is not recognised in consciousness possessed the slave, but the slave 's consciousness did

slavery is not just a matter of computing the human characteristics not possess the master or indeed himself. When the slave 's soul

the slave possesses, or of obtaining some additional information dawns, both for himself and for the master, he gains another con­

about slaves and their habits , but of seeing something that is already sciousness, his own, alongside that of the master. In other words,

visible in a different way, of identifying with the other, recognising emancipation works not (as might be supposed) by the consciousness

a communality of experience and substance. This process of recog­ of the slave ejecting the psychic parasite but by developing another

nition can aptly be described as soul-dawning for two reasons: first, consciousness in addition to it. Here lies one of the paradoxes of this

it involves the slave's seeing in himself, and the master's seeing in the model of emancipation. The slave 's self-consciousness develops not

slave, just that indefinable humanity that was previously supposed to through being recognised as a slave, for it was being recognised as a

be absent; secondly, the way this happens has the peculiar quality of slave that condemned him to slavery in the first place ; it develops as

revelation, of seeing something that was there all along and had it is recognised as a master self-consciousness, in other words as the

inexplicably remained unperceived, but is now impossible to miss. master recognises himself in the slave. Recognising self in other is

But how does this process of soul-dawning relate to what was pre­ not a matter of seeing oneself possessing the other, but of acknowl­

viously seen by the master? edging their self-possession, their self-mastery. Hence, for Du Bois,

Aristotle had argued that slaves were tools that functioned as it is by being recognised as American that peasants, tramps and

though they had no souls of their own, but, nevertheless, had a cer­ Negroes ''became throbbing souls", not American souls but peasant,

tain form of humanity that could be discerned alongside their tramp or Negro souls. However, as Hegel and Du Bois both imply,

robotic qualities. In Hegel's dialectical articulation of emancipation, and as Cavell's account of acknowledgement emphasises, full recog­

it is these traces of humanity (the potentially dominant internal pole nition of self in other also means the recognition of other in self. In

of the slave's self-consciousness) that are formed into a master self­ slavery, the slave has already been forced to recognise other in self;

consciousness through the experience of slavery. Soul-dawning does if the master is to do so as well, he has to acknowledge not just the

not transform a slave into something else so that it is no longer pos­ slave, but the slave's claim upon him, the slave's capacity to use and

sible to see her as a slave; it rather changes the way she is seen in such possess him.

a way that allows her to be seen as a person as well as a slave, and It is now perhaps possible to see why the de-alienation of alien­

thus as an enslaved person. Similarly, for Du Bois the process of ated persons might be associated both with the de-alienation of the

emancipation meant not the transformation of black into white, but world and with a coming into hiding. Seeing large numbers of one's

the realisation that black might be seen as American as well as black. fellow humans as alien things without recognising their kinship with

Hegel's coupling of non-recognition and possession allows us to oneself inevitably means seeing them as alien and treating all that

see how emancipation, as the dawning of a new aspect in addition to makes them human, and the human meanings that they make, in a

the previously robotic one, might also be interpreted as a doubling perspectival fashion. Emancipation, in so far as it involves the
----

254 S e e ing Things Hidden Coming into Hiding : Master-Slave D ialectic 255

acknowledgement of others, is itself a form of aspect-dawning in is also a coming into hiding is a direct consequence of the degree
which the alienation of the other is overcome in such a way that the of de-alienation involved. Slavery is one of the most radical forms of
other may thereafter still be seen aspectivally as an alien but not as alienation and it is therefore hardly surprising that, for those
alien. Yet, soul-dawning demands more than seeing a face in the who experienced de-alienation from slavery, emancipation was also
clouds: it is, as Hegel, Cavell and Du Bois all suggest, not just a case experienced as a coming into hiding.
of seeing something new but of acknowledging oneself in the other,
of treating the other as something that shares in whatever one has
oneself. Even more than other forms of aspect-dawning, soul-dawn­
ing makes us intimate with the world by drawing it closer to us. It
therefore potentially contributes to the de-alienation of the world
not only by virtue of being a case of aspectival rather than perspec­
tival perception, but also in making a direct contribution to the
de-alienation of the alienated world on which perspectivalism
depends.
The multiple emancipations of modernity help to explain our
newfound willingness to see more of the world aspectivally in that
instead of seeing members of other races, genders, classes, nations
and species as alien beings, we now acknowledge their kinship with
ourselves, not yet perhaps completely, but nevertheless to a degree
that would simply astonish the members of previous generations.
However, at the same time as the de-alienation of subordinated
social groups may have contributed to the de-alienation of the world,
it may also have created a world which has aspects that are mutually
incompatible and contradictory. This is liable to happen whenever
the dawning aspect is incompatible with what is seen previously.
And dawning aspects are usually incompatible with what is seen by
the aspect-blind - the dawning of a duck is incompatible with seeing
the duck-rabbit as a figure, just as it is with seeing it as a rabbit -
and, in the case of people, if the soul dawns on the soul-blind it is
something radically incompatible with seeing the person as a robot.
Indeed, it may be argued that the degree to which emancipation
-

Living in H iding : The M ultiple Self 257

T h e S elf

7 The relationship between the self, society and morality has recently
been explored by Alasdair Macintyre and Charles Taylor. Although
their positions are by no means identical, both writers treat ques­
L i v i n g i n Hi d i n g : T h e tions about the morality of actions or agents as secondary to those
M u l ti p l e S e l f about the identity of the moral subject. And because it is considered
vital to relate moral philosophy to the analysis of personal identity,
the historical developments that have fashioned that identity become
important as well. For Macintyre and Taylor, the history of ideas
offers a uniquely promising way of reanimating moral philosophy,
and Taylor in particular has devoted much energy to tracing the
formation of the modern self in the belief that the resulting narrative
will reveal the framework within which our moral intuitions are
In the last chapter I argued that the process through which the world articulated. 1
has come into hiding as an unseeable totality has been characterised It is difficult to dismiss the simple but powerful insight that
by the gradual recognition of unknowable true contradictions. The underlies this project. Since no one is likely to argue that morality
slow dawning on the European consciousness that slaves and humans involves acting or treating others in ways that are inappropriate to
(in the sense of full humans) were not mutually exclusive categories who we and they are, it does seem to suggest that if we can only gain
but rather categories united in the contradictory reality of New a full understanding of our identities, we should also start to get a
World slaveries is one example, significant both as a paradigm for sense of how we ought to live. But even if this basic premiss is
the coming into hiding of numerous other social contradictions, accepted, it may still be argued that the project has been formulated
and as the model for the first attempts to interpret the process. Yet in such a way as to prejudge the findings of any historical investiga­
can the interpretation of subordination and emancipation in terms of tion. Macintyre famously remarked that a moral philosophy
the recognition of previously invisible but now merely hidden iden­ presupposes a sociology. 2 This involves two claims : first, that all
tities be said to have any bearing on the social and personal moralities make some assumptions about the identity of moral
construction of identity within contemporary societies? And if so, agents , and, secondly, that there is no way to define a moral agent
how should the moral discourse of those societies seek to accom­ without reference to their social and historical context. Taylor
modate the contradictory complexity of the individuals within defends both at greater length than Macintyre himself. What differ­
them? entiates moral reactions from gut reactions like nausea is, he
suggests , the fact that the former are open to question, explanation
258 Seeing Things Hidden Living in Hiding : The Multiple Self 259

and correction in a way that the latter are not. In other words, our communities from which I derive my identity. I am born with
moral intuitions are distinguished by the fact that they have a frame­ a past; and to try to cut myself off from that past, in the indi­
work within which they can be articulated and evaluated, a vidualist mode, is to deform my present relationships . The
framework that invariably seems "to involve claims, implicit or possession of an historical identity and the possession of a
explicit, about the nature and status of human beings". Moral intu­ social identity coincide. 6
ition therefore presupposes what Taylor terms "a given ontology of
the human". 3 Unless you want to maintain that it is possible to have a productive
The move from ontology to sociology is effected through the conversation about morality without knowing who the conversation
consideration of what is involved in personal identity and, in par­ is about, or else that all we need to know about moral agents is that
ticular, the kind of personal identity presupposed by moral intuition. they have continuous self-consciousness, these conclusions seem
What Taylor terms the "punctual self", defmed solely in terms of the unobjectionable. But even if we accept that abstract moral discourse
continuity of its self-perception, provides an inadequate framework is always about people in all their social and historical particularity,
for the consideration of moral agency because it excludes self-inter­ the next stage of the argument may appear rather more problematic.
pretation. As individuals, and especially as moral individuals, "We According to Taylor, moral selves are not neutral, punctual
are selves only in that certain things matter for us. What I am as a objects because "what counts as an object will be defined by the
self, my identity, is essentially defined by the way things have signif­ scope of the concern, by just what is in question". He then goes on
icance for me."4 Self-interpretation in this sense is inescapably a to suggest that since in moral intuition "what is in question is, gen­
linguistic activity, and as languages require linguistic communities, erally and characteristically, the shape of my life as a whole" , the self
so self-interpretation requires a community, not just to provide a must be conceived as a unity, and I have to consider "my whole past
language, but to provide the social meanings of selfhood within life as that of a single self".7 The argument that underlies this pro­
which any self-interpretation is articulated. As Taylor observes, gression from wholeness to unity to singleness is largely derived
from Macintyre, who makes the same moves, arguing first that "the
One is a self only among other selves. A self can never be unity of a virtue in someone's life is intelligible only as a character­
described without reference to those who surround it. . . . I istic of a unitary life, a life that can be conceived and evaluated as a
define who I am by defming where I speak from, in the family whole", and later that "the unity of an individual life" consists in "the
tree, in social space, in the geography of social statuses and unity of a narrative embodied in a single life". On this interpretation,
functions. 5 personal identity is "just that identity presupposed by the unity of the
character which the unity of a narrative requires". 8
In Macintyre, the same conclusion is stated still more forcefully: The problem with these arguments is that they can progress only
by exploiting the ambiguity of the terminology and moving from a
The story of my life is always embedded in the story of those whole / part distinction via the unity I disunity opposition to a
-

260 S e e ing Things Hidden Living in Hiding : The Multiple Self 26 1

single /multiple dichotomy. Because considering something as a exist in which people might legitimately be considered to have two
whole means considering it in its entirety, Taylor suggests first that selves. (For example, a society in which it was universally acknowl­
it must be considered not just exhaustively but also simultaneously, edged that everyone took on a new identity at the age of forty. )
as a unified totality; and, secondly, that it must be considered as a However, he concludes that "in the absence of such a cultural under­
unity not just in the sense that it is a totality but that it is a single standing, e.g. , in our world, the supposition that I could be two
undivided object. However, this is not necessarily the case. If it is temporally succeeding selves is either an overdramatized image, or
half-time in the World Cup Final and the TV commentator suggests quite false".9 Taylor may be right to suppose that there are no cul­
to the panel that they should discuss the game "as a whole", this tures in which the kind of thought-experiments Parfit performs on
implies that they should not focus exclusively on the goals, that no the Lockean self actually take place. But although rejecting the punc­
player or incident should be omitted from consideration, and it tual self may make it easier to dismiss the claim that there are
might additionally, although not necessarily, be taken as encourage­ temporally successive selves, invoking a conception of the self that
ment for musings about the entirety of the match as a unified entity. involves both self-interpretation and elements of intersubjective
However, even thinking about the match in this sense would hardly experience opens the door to understandings of the self in which the
lead anyone to suppose that the subject of the unified narrative was self is not synchronically unified. There is, in other words, a poten­
a single unified character. On the contrary, far from being the soli­ tial tension between treating the self holistically, in all its historical,
tary hero of the narrative, it is only possible to make sense of the social and interpretative complexity, and treating the self as a single,
match on the assumption that it has a dual character, and that there coherent unit. Not only does the former not necessarily imply the
are two competing protagonists. And if the panellists move on to latter, it may make it more, not less difficult to keep the self intact.
consider the championship as a whole, they will find that this If, for any social or historical reason, personal identities are inter­
involves numerous simultaneous narratives, most with protagonists preted or constructed in terms that imply duality or multiplicity,
who disappear long before the end of the story. When Taylor and then even if there is continuity of self-consciousness, the self must be
Macintyre refer to human life as a "quest", they have in mind some­ understood in correspondingly multiple terms.
thing more like the quest for the Holy Grail than the World Cup, yet In this context, the progression from Aristotle to Hegel to Du
there seems no reason why one type of teleological narrative should Bois outlined in the last chapter is not just a curious piece of intel­
be considered more representative than the other. The whole story lectual history, a genealogy of ideas about slavery and selfhood that
may be the complete story, but it does not necessarily consist of a has no bearing on the history of actual selves or on the social reali­
unified narrative with a single character. ties of life during and after slavery. On the contrary, each account
Taylor is tempted to conclude that "there is something like an a can be taken as a description of the relationship between slavery and
priori unity of a human life through its whole extent", but mindful the self at a particular point of time, and considered a source for
that, on his own account, self-interpretation is constitutive of the what that relation was actually like. And in so far as Aristotle merely
self, he has to allow the hypothetical possibility that cultures could inscribed the social contradictions of slavery within the soul(s) of
'
262 Seeing Things H idden Living in Hiding : The Multiple Self 263

slaves, the Hegelian account of emancipation can be understood in the concept testifies, the idea of double consciousness has seemed
terms of social identity as well, and it was on this level that Du Bois like a useful self-interpretation of more than one generation of
found Hegel's argument applicable to his own situation. What we African American. 1 3 What we have, in other words, is just that pos­
find in Du Bois is a tacit acceptance both of the idea that slavery sibility which Taylor believes never to have been instantiated "in our
involves some kind of fracture or division of the self, and of the world", a community in which it proves impossible to locate per­
Hegelian point that freedom does not reunite the self so much as sonal identity within a single social space, a community in which
allow the fractured self to realise its implicit duality. Given that all of many individuals have found the moral imperative to consider their
these accounts rely on the same basic model of how that relation lives as a whole to be incompatible with defining themselves as
operates, the fact that so many of those involved on both sides seem single or united beings.
to have found one or another version of that model applicable to The point is not so much that Aristotle, Hegel and Du Bois col­
their own situation indicates that the model reflects the lived expe­ lectively articulated the essential truth of domination and
rience not just of slavery but (as Aristotle and Hegel implied) of emancipation, as that the adoption of the same underlying model
other forms of oppression as well. will have made that model constitutive of the relationship between
If so, it suggests that the double and multiple selves of nine­ slavery and selfhood, and that in so far as the model has provided the
teenth- and twentieth-century literature and psychology may well pattern for other discourses of emancipation - whether of gender,
reflect the multiple social emancipations that have occurred in the race, or class - the selves formed through these liberations are liable
same period. 1 0 Du Bois's account of the double consciousness of the to have the same characteristics. Notions of doubling and hybridity
African American who leads a "double life, with double thoughts, are therefore central to debates in post-colonial and feminist theory.
double duties, and double social classes", and, in consequence, "ever In both cases it is assumed that, as Morwenna Griffiths puts it, "the
feels this twoness, - an American, a Negro; two souls, two self is made up of a number of different, sometimes incompatible,
thoughts, two unreconciled strivings; two warring ideals in one ' selves' . . . [it) can participate in different, partially incompatible
dark body" is only one example. 1 1 Nevertheless, his description of communities . . . it speaks and is constrained by a number of differ­
double consciousness is significant. As a self-interpretation that ent, overlapping, languages and discourses". 1 4 The historical source
locates the subjective experience of twoness within a specific social of this multiplication is held to be the result of the multiple patterns
and historical context, Du Bois's account of double consciousness of domination and emancipation that have characterised modernity.
meets all the requirements of Taylor's self. It is, furthermore, not According to Griffiths, "the fragmentation comes from the political
merely a literary trope or piece of academic speculation, but, structures of oppression: fragments of self can be described in terms
according to his biographer, an expression of "the irreducible fact of gender, race, class, sexuality, and so forth . . . . Almost every indi­
that Du Bois's existence . . . was a psychic purgatory", 1 2 and an vidual falls on both sides of these divides." 1 5 And given the dynamics
expression in which many members of Du Bois's community were of oppression and emancipation described in slavery, it is not difficult
able to recognise themselves. As the repeated literary deployment of to see how identities formed through these other types of oppression
-

264 Seeing Things Hidden Living in Hiding: The Multiple Self 265

might also experience the resulting doubling or multiplication of the both consider morally relevant (Macintyre actually cites being a

self. descendant or beneficiary of slaveholders as something constitutive

All of this would be irrelevant if what we understand as the self is of the identity of a modern American), 18 in so far as it involves

what Taylor calls the punctual self of continuous self-perception. But a duplication of the self it can hardly be accommodated within

if we share Taylor's and Macintyre's understanding of what selves are theories that rely upon the idea of having a single location in moral

within the framework of moral enquiry, then the model of space as the foundation of obj ective moral judgement. If, as

master-slave relations outlined in the previous chapter must be Macintyre claims, "What is better or worse for X depends upon the

taken as offering a valid insight into the self and its history. As Taylor character of that intelligible narrative which provides X's life with its

argues in his influential paper "Interpretation and the Sciences of unity", 19 then what can be said about those whose communal nar­

Man", "As men we are self-defining beings, and we are partly what ratives have given their lives disunity, and whose personal quests

we are in virtue of the self-definitions which we have accepted, seem to lead in opposite directions?

however we have come by them."16 So if people find it helpful to That Macintyre's and Taylor's understanding of the moral self

think of themselves or of others as double or multiple selves, then seems inapplicable to the duplicated selves formed through slavery

this interpretation cannot easily be dismissed as "an overdramatized is probably no accident, for the emphasis upon the unity of virtues

image". On the contrary, we may have to accept (as Taylor argues we and the corresponding unity of the life that embodies those virtues is

do of virtue terms) that "if we cannot deliberate effectively, or taken directly from Aristotle. Aristotle, of course, denied that slaves

understand and explain people's action illuminatingly, without such exercised virtue except in performing actions commanded by the

terms . . . then these are real features of our world". 1 7 master, and claimed that any virtue associated with those actions was

If so, the implications for Taylor's and Macintyre's projects are the master's rather than the slave 's. Macintyre is naturally affronted

considerable. Both philosophers offer a sharply drawn contrast by this, but nevertheless maintains that rejecting Aristotle's view on

between the self as a single character embedded within historical and this point "need not carry any large implications for our attitudes to

social narratives, and what Macintyre terms the emotivist or unen­ his overall theory". 20 However, things may not be so easy. Indeed,

cumbered self, and Taylor the neutral or punctual self, which has no the possibility that Aristotle may have had a more accurate view of

history, belongs to no community and imagines itself free to assume the limitations of his own theory is suggested by Taylor in

or reject any identity or moral orientation. Yet if we take seriously "Interpretation and the Sciences of Man". Not only are we partly

the picture of the double or multiple self formed through the constituted through self-definition, but

process of enslavement and emancipation, then this suggests there is


another alternative: a self that has no single identity or orientation What definitions we understand and what ones we don't

not because it lacks a place in history but rather because it cannot understand, is closely linked to the self-definitions which help

escape it. Such selves pose a problem for both Macintyre and Taylor. to constitute what we are . . . . [and] we have great difficulty

For although slavery offers just the sort of historical narrative which grasping definitions whose terms structure the world in ways
266 S e e ing Things H id d e n Living in Hiding : The Multiple Self 267

which are utterly different from , incompatible with our That this multiplication of souls is in part the consequence of a
own . 2 1 master-slave dialectic becomes evident later when Nietzsche not
only claims that "the contradictory nature at the bottom of the
If this is true, anyone who defines themselves as a united, single self German soul" was ''brought into a system by Hegel", but cites the
will find it extraordinarily difficult to understand the world from the fusion of noble and slavish moralities in a single individual:
perspective of those who define themselves otherwise. And the
inevitable result of building a moral theory around an understanding There are master morality and slave morality - I add immediately
of the self that is less than universal will be that any selves that do not that in all the higher and more mixed cultures there also
fit will be excluded from consideration as moral subjects. The pos­ appear attempts at mediation between these two moralities,
sible consequences may be illustrated by Nietzsche, a philosopher and yet more often the interpenetration and mutual misun­
with whose project Macintyre and Taylor have rather more in derstanding of both, and at times they occur directly alongside
common than they care to acknowledge. each other - even in the same human being, within a single
soul. 23

Nietz sch e or D u B ois ? The "intermarriage of master and slave" that has created democracy
is just another form of the racial mixture that has created the
Du Bois was not the only late-nineteenth-century writer to describe German race, because, according to Nietzsche, those who exhibit
the doubling that resulted from Hegel's master-slave dialectic, or to the oppressive and vindictive instincts of slave morality are "the
see a parallel between this psychological multiplication and racial descendants of all European and non-European slavery, of all pre­
mixture. Nietzsche made the same point in Beyond Good and Evil: Aryan populations in particular". 24
At a descriptive level, Nietzsche's claim about the manifold
The German soul is above all manifold . . . . A German who nature of the German soul echoes the model of slavery found in
would make bold to say "two souls, alas, are dwelling in Aristotle, Hegel and Du Bois. The noble, he claims in Beyond Good
my breast" would violate the truth rather grossly, or, more and Evil, is a "whole human being";25 the slave is an "incomplete
precisely, would fall short of the truth by a good many souls. human being", 26 and the emancipatory mingling of the two, which
As a people of the most monstrous mixture and medley he terms "the slave revolt in morals", results in both types being
of races, perhaps even with a preponderance of the pre-Aryan found in one person who then becomes "a battleground for these
element . . . the Germans are more incomprehensible, oppositions". 27
comprehensive, contradictory, unknown, incalculable, However, Nietzsche 's response to this situation is not that of Du
surprising, even frightening than other people are to them­ Bois, who envisages a merger or truce in which neither self is lost or
selves. 22 even adulterated, but in which the moral climate changes to

1
268 Seeing Things Hidden
� L i v i n g i n H i d i n g : T h e M u l ti p l e S e l f 269

accommodate this doubling and so "make it possible for a man to be


both a Negro and an American, without being cursed and spit upon
by his fellows". 28 On the contrary, Nietzsche wants to redefine
I human subjects not as isolated individuals but in their historical and
social particularity because "One cannot erase from the soul of a
human being what his ancestors most liked to do and did most con­

morality in order to avoid the possibility that Du Bois's hope might stantly."32 Finally he argues that moral reasoning itself, the

be realised. 29 "orientation to the good" as Taylor calls it, presupposes a particular

At a basic level, Nietzsche categorically rejects the recognition of type of human selfhood, namely that of nobles, the "whole human

self in other, that diffusion of human sympathy which, like Du Bois, beings" whose descriptions of the good are "a triumphant affirmation

he takes to be the cause of the multiplication of the self. " Why double of itself", 33 as opposed to slaves, who, being weak and incomplete,

your 'eao "' , he asks rhetorically in Daybreak: inevitably orientate their morality outwards, and say "no to an 'out­
side' , to an 'other ' , to a 'non-self"'. 34

To view and imbibe the experiences of others as if they were T he implication of this is, as Nietzsche puts it, that "Today . . .

ours - as is the demand of a philosophy of pity - this would when only the herd animal receives and dispenses honour in

destroy us . . . . Pity as a principle of action, with the demand : Europe . . . today the concept of greatness entails being noble"35 -

suffer from another's ill-for tune as he himself suffers, not, in other words, being incomplete like a slave, or even doubled

would . . . entail that the ego-standpoint, with its exaggeration and divided against oneself like those in whom master and slave

and excess, would also become the standpoint of the person have come to co-exist, but having an inclusive wholeness. Nietzsche

feeling pity: so that we would have to suffer from our own ego is not naive enough to suppose that any return to simple unity is pos­

and at the same time from the ego of the other. 30 sible, but his response to the manifold nature of the soul is
nevertheless to call for its realisation from w ithin wholeness, for

However, spurning the philosophy of pity which fuelled the slave what he terms " wholeness in manifoldness". T his move is precisely

revolt in morals is not enough. Nietzsche does not want merely to the opposite of that envisaged by Du Bois. Nietzsche is not contem­

repudiate an aspect of conventional morality, he seeks to reformu­ plating the acceptance of divided selves nor even the synthesis of

late the assumptions on which moral judgements are founded in many in one. For him, multiplicity is essentially negative. As he

such a way that the very possibility of such a doubling is excluded a noted in 1 888:
priori.
T he moves through which he tries to accomplish this will be T he anatagonism o f the passions; two, three, a multiplicity of

familiar to any reader of Macintyre or Taylor. He first shifts the souls in one breast: very unhealthy, inner ruin, disintegration,

focus of moral enquiry from actions to human subjects because "It is betraying and increasing inner conflict and anarchism - unless

obvious that moral designations were everywhere first applied to one passion at last becomes master. 36

human beinas and only later, derivatively, to actions."31 He then moves


from ontology to sociology, by arguing that we have to think of the W hat Nietzsche admires is universality, the expansion of one into
270 Seeing Things Hidden Living in H iding : The Multiple Self 271

many achieved by Goethe, who "aspired to . . . totality . . . [and] dis­ "as a good man, one belongs to the 'good ' , a community that has a
ciplined himself to a whole". Such a person would then have communal feeling". 4D But he had no hesitation in specifying the type
"universality in understanding and affirmation", and become "a man of community in which such a shared vision of the good would be
to whom nothing is forbidden, except it be weakness". 37 found :
The fact that Macintyre and Taylor are treading in Nietzsche's
footprints is hardly surprising given that both paths lead to the same The profound reverence for age and tradition - all law rests on
destination. Aristotle is the source of Nietzsche 's "great-souled this double reverence - the faith and prejudice in favour of
man", who, although "capable of being as manifold as whole" is a ancestors and disfavour of those yet to come are typical of the
being in whom all virtues are one, 38 and Aristotle too provides the morality of the powerfulY
model for the unitary moral subject of Macintyre and, at one
remove, of Taylor. In this respect, Macintyre's famous question
"Nietzsche or Aristotle?" could not be more misleading. Nietzschean T h e P olitics of R ec ognition
man may not appear within Taylor's and Macintyre's work in all his
sociopathic glory, but it is nevertheless the unified moral self of The affirmation of the single, unified self against the multiplication
the master, and not the doubled, divided or multiplied self of the arising from the emancipations of modernity can have, as it does in
(former) slave, that is the focus and bearer of moral discourse. Nietzsche, the openly reactionary purpose of negating their effect
The suspicion that the ethics of the unified moral subject is simply and cancelling the recognition of selves emerging from multiple
another name for the morality of the masters is hardly dispelled forms of enslavement. However, Nietzsche was prescient in per­
when, at the very end of A.fter Virtue, Macintyre tries to avoid this ceiving the tension between emancipation and the unity of the self,
implication and distance himself from Nietzsche by pointing out and the issue has only recently been readdressed, and then only
that indirectly, in what has become known as the politics of recognition.
The underlying problem has been articulated by Charles Lemert
. . . if the conception of a good has to be expounded in terms in terms of the non-equivalence of self and identity. Lemert's empir­
of . . . the narrative unity of a human life and of a moral tra­ ical research suggested that there are, on the one hand, those, often
dition, then goods, and with them the only grounds for the "white, male, and of apparently less complicated blood histories
authority of laws and virtues, can only be discovered by enter­ and superficially more familiar sexual orientations", who have a
ing into those relationships which constitute communities strong sense of self as something universally human, and so with
whose central vision is a shared vision of and understanding of little differentiated identity, while, on the other, there are "individ-
goods. 39 uals whose ancestors were not European . . . [who] are less inclined
to present themselves as sexually straight. . . . [and] tend to have had
The problem is, Nietzsche got there before him. He too noted that life experiences that are dark, in the several senses of the word -
272 S e e i ng Things H i d d e n

including the racial". 42 Amongst this group, there is what Lemert


terms a weaker sense of self, but a far more nuanced sense of social
r
. Living in Hiding : The Multiple Self 273

understanding of personal identity, and so emphasised that for all to


be recognised as equal, all communal identities must be recognised
or communal identity, frequently articulated in terms of a complex as equal as well. Although the underlying demand for equality of
of alternative identities between which the individual locates herself. recognition is the same in both cases, there is an unavoidable tension
Taylor, identified by Lemert as a representative of the first group, between the two, for how can difference be recognised without
has not been indifferent to the tension between the single, unspeci­ compromising the recognition of sameness, and vice versa?
fied self of the liberal humanist tradition and the specific identities of Responses to this question can usually be located somewhere on
those that tradition has sought to recognise, and in consequence a continuum between a homogenising recognition of sameness and
Taylor has emerged as a sympathetic exponent of multiculturalism. a fragmenting recognition of difference, between a totalitarian
In the form in which it has been articulated by Taylor and others, the equalisation on the one hand and a neo-tribal separatism on the
debate hinges on the tension between individual and communal other. Most seek to accommodate the two opposing demands
recognition, between, as Amy Gutmann puts it: through some combination of minority representation and/ or lim­
ited political autonomy with measures for the preservation of the
( 1 ) respect for the unique identities of each individual, regard­ distinct cultural identity that sustains the minority community in
less of gender, race, or ethnicity, and (2) respect for those question. In effect, this means that the recognition of difference is
activities, practices, and ways of viewing the world that are brought about through the division and compartmentalisation of
particularly valued by, or associated with, members of disad­ social space. The extent to which such measures satisfy the demand
vantaged groups, including women, Asian-Americans, for the recognition of difference is arguable, for within a globalised
African-Americans, Native Americans , and a multitude of economy it is very difficult to isolate and insulate social spaces,
other groups in the United States. 43 unless they have already been granted a certain autonomy by virtue
of their irrelevance to the market.
For Taylor, the individual! communal polarity can be translated into However, the success or failure of multicultural politics is not the
one of sameness and difference. As individual human beings (what primary issue here, for the generation of the multiple self, and the
Lemert calls selves) we are all entitled to "an identical basket of differing responses to that process exemplified by the work of Du
rights and immunities", but as members of particular communities Bois and Nietzsche, allows us to see the politics of recognition in a
(i.e. as bearers of particular identities) , what we wish to have different context. Within multiculturalism the perceived problem
acknowledged is our "distinctness from everyone else". 44 The recog­ with the recognition of sameness is that it fails to recognise the dis­
nition of sameness and the recognition of difference are taken to tinct identities of those recognised; that, for example, in recognising
reflect two distinct phases of political history. The first involved a that blacks should be treated on equal terms with whites, American
universalisation of recognition in which others were recognised as
society simultaneously disregarded those distinctive features of black
equals; the second built on the first but incorporated a more holistic experience that constituted black identity, and so did not recognise
274 Seeing Things Hidden Living in H i ding : The Multiple Self 275

blacks as such as being the equals of whites but merely bestowed encompassing form of public identity rather than merely a social
upon them an honorific white identity from which they could bene­ role, and in so far as the self has a legally recognised form it is as the
fit only at the price of accommodating themselves to white society citizen. Kymlicka advocates what he terms "differentiated citizen­
and shedding their black identity. In contrast, the account of eman­ ship", in which "the members of certain groups are incorporated
cipation given in the last chapter suggests that in so far as the into the political community, not only as individuals , but also
sameness of subordinated identities is actually acknowledged, it through the group, and their rights depend, in part, on their group
facilitates the development of those identities. In other words, the membership". 45 However, unless such differentiated citizenship is
recognition of sameness and the recognition of difference are not also multiple in the sense that a person has both an individual citi­
two distinct forms of recognition but one. Seen in the light of Du zenship and a group-differentiated citizenship, then individuals will
Bois's original demand for the recognition of black Americans ' not so much benefit from it as be restricted by it. To take an obvious
double identity, current tensions can therefore be viewed as being example, a law that allowed Sikhs to wear turbans rather than hel­
between multiple selves of emancipation and the single, unified self mets when riding motorcycles would, unless it also permitted Sikhs
of the master morality, rather than between individual sameness to wear helmets, effectively force Sikhs to endanger their safety. But
and cultural difference. For if acknowledgement necessarily multi­ a law that allowed Sikhs the opportunity to choose whether they
plies the self, then a society that insists upon the unity of the self is wished to be treated as Sikhs, and so be exempted from the usual
effectively withholding rather than giving recognition. requirements of the law, or to be treated in the same way as non­
In this context, multicultural politics appears not as a positive Sikhs , would effectively acknowledge a dual identity as Sikh or
response to Du Bois's plea for the acceptance of double identities so non-Sikh. In contrast, non-Sikhs cannot exempt themselves from the
much as an attempt to accommodate its rejection, for the terms in law simply by claiming to be Sikhs; their identity remains singular.
which the debate has been conducted are those of the masters. In the Similarly, non-indigenous persons living on tribal lands in Canada
politics of recognition, the unity of the self is preserved, and differ­ are not allowed to benefit from the special privileges afforded the
ence is accommodated through single selves inhabiting multiple aboriginal inhabitants, but the aboriginal people are quite free to
spaces rather than multiple selves inhabiting a single social space. But benefit from the advantages of moving to Toronto. What Kymlicka
the two are in no sense equivalent, for unless multicultural politics terms group-differentiated citizenship is not so much a differentia­
also allows for a multiplication of the self, it is hard to see how it tion of citizenship as the creation of additional forms of citizenship
constitutes a giving rather than a denial of recognition. which some people may enjoy alongside, or, if they so desire, instead
In order to see the limitations of multiculturalism without any of, the citizenship held by everyone else.
corresponding multiplication of the self, it is worth considering the But, it may be argued, since identities are formed within cul­
proposals made by Will Kymlicka in Multicultural Citizenship. tures, does not the preservation and recognition of distinct cultures
Citizenship is not, of course, co-extensive with the socially consti­ function as a means of recognising the individuals within that cul­
tuted self, but it nevertheless represents a relatively fixed and ture? Not exactly, for the replication of different identities within

I
I
,IJ
276 Seeing Things Hidden Living in Hiding: The Multiple Self 277

multiple cultures is not the same as the recognition of multiple France, and if there had been a Native state somewhere for the
identities within a single culture. Some might argue that the per­ Natives . . . . it would have been an ideal state of affairs.47
petuation of cultural diversity and the replication of different
identities is an intrinsic social good, but that is another question. The Apartheid, by classifying and distributing individuals amongst dis­
primary issue arising from the emancipations of modernity is how to tinct social and geographical spaces, tried to replicate this division
accommodate multiple identities, not how to reproduce them. And into nations, so that each could enjoy the opportunity for separate
although Kymlicka's approach to multicultural politics is conceived development. Verwoerd expressed the hope that:
within a liberal framework that does not, unlike Taylor's communi­
tarian conception of the self, 46 disallow multiplication, he does not As the nations of the world each in its own territory accom­
address the question of multiplicity. Nevertheless, unless multicul­ plishes its own national development, so also the opportunity
tural citizenship is also a form of multiple citizenship, and thus an will be given here to the various Native groups each to accom­
implicit recognition of a multiplication of the self, the result is a sort plish its own development each in its own territory.48
of apartheid in which members of each community inhabit sealed
spaces within which their opportunities are restricted. The equation It is hard to see how any supporter of the nation state, or even of the
of multicultural politics with apartheid has often been made by its rights of national minorities within the state, could quarrel with
opponents, and the accusation is not wholly misplaced. However, in this political ambition. It is true that apartheid was developed to pro­
order to see the relevance of the comparison it is necessary to spell tect the interests of a particular ethnic group at the expense of
out just what was wrong with apartheid in the first place. That others, but many nation states were formed for the same reason.
something was very wrong with apartheid is something everyone And although some might protest that racial rather than national or
outside of Afrikaner South Africa appears to have accepted, but cultural identity should not be the basis for the division of social
there is no substantial body of literature within political philosophy space, it is hard to see why one criterion should be considered
that makes the case against it from first principles. There is, I would preferable to another. Not only are all unchosen and difficult or
hazard, a reason for this, namely that it is very difficult to make a impossible to change, but racial identity is often the basis of cultural
case against apartheid without simultaneously arguing against the and (as is legally the case in Germany and Israel) national identity.
nation state or in favour of multiple citizenship. The essential objection to apartheid had to be that the separation
When apartheid was first established it was announced as an of races into quasi-national groups created a grossly inequitable divi­
attempt to approximate to the ideal of separate nation states. As Dr sion of social and economic resources, and that a system of
Verwoerd said in 1 948 : classification which provided only for singular racial identities and
limited scope to reclassification meant that access to those resources
If we had had here a white South Africa in the sense in which was similarly inequitable. More or less everyone seems to have found
you have a white England and a white Holland and a white this objection to apartheid to be compelling, but it would seem to

:I
278 S e e ing Things H i d d e n Living in Hiding: The Multiple Self 279

apply, a fortiori, to the division of the world into separate nation slightly better: emigration is considered a human right (although
states with strict controls on the flow of people between them . there is no corresponding duty to accept immigrants) , refugee status
What is the difference between the denial of well-paid employment is recognised (although increasingly difficult to obtain) , and dual or
to someone in the old South Africa because they were black, and the multiple citizenship is theoretically possible. In a multicultural state,
denial of well-paid employment to someone in the EU or USA in contrast, it is assumed (although rarely stated) that additional
because they happen to be an African or Mexican national? forms of citizenship will be created precisely in order to benefit
The question has been asked before, 49 but not adequately those whom a single form failed adequately to recognise. The dif­
answered. Even today, the increasing restriction on movement ference between multicultural citizenship and apartheid lies chiefly
between national or federated states is not viewed as a major moral in the exclusivity of the relationship between the individual and her
or political issue, despite the widening gap between the life-chances community. No one would have had a problem with apartheid if
of those living in the poorest and the richest countries. 50 Apartheid, individuals were assumed to have multiple racial identities and were
which divided social space to prevent individuals from some racial able to reclassify themselves at will.
groups from sharing the social and economic benefits enjoyed by What this illustrates is the impossibility of divorcing recognition
another, was universally held to be an obvious social injustice. from the relationship between the people giving and receiving
However, it is difficult to see how a world of impermeable nation recognition. Someone can hardly be said to be given recognition if
states is fundamentally different, save that national rather than racial that recognition is confmed to a social space other than that inhab­
identity is used as the basis for the segregationY The essential fea­ ited by the person supposedly giving it. If someone is recognised as
ture shared by the world of nation states, a multicultural state and the inhabiting a separate social space, but treated as alien within the
apartheid regime in South Africa is that the individuals are classified social space inhabited by the recogniser, then this hardly qualifies as
and distributed amongst discrete social spaces whose boundaries are de-alienation. Being recognised as the inhabitant of an alien space is
then guarded against border crossings. But whereas apartheid was no recognition at all.
universally abhorred , nation states are generally accepted, and mul­
ticultural societies are advocated by political reformers. The
difference between these three is the degree to which the identities L iv ing in Hiding
assigned to individuals are singular and unchangeable. Within
apartheid, the singularity of identity was crucial; indeed, racial clas­ Just as recognition cannot take place outside of the master's space,
sification was introduced for the specific purpose of preventing so, it may be argued, recognition cannot take place independently of
individuals passing themselves off as members of more than one race the master's identity. As Hegel and Cavell both emphasise, recog­
and so benefiting from more than a single set of group-specific priv­ nising the identity of others also requires the acknowledgement of
ileges, and although reclassification was possible it was never granted subordinated aspects of one's own identity, the other in the self. If
in order to benefit the needy. Amongst nation states, things are so, it suggests that people's identities are formed on both sides of the
2 80 Seeing Things H i d d e n

structures of oppression not just because the identity of the master


T Living in H i ding : The Multiple Self

oppression is the direct result of the acknowledgement of those


281

has imposed itself upon the slave but also because, when the slave is who are subordinated becomes clear when Whitman turns to the
acknowledged by the master, the master accepts the slave's identity position of another subordinated group, women:
to be something other than alien, to be something within himself.
The corollary of the capacity "to descry in others that transfigured Souls if men and women! it is not you I call unseen, unheard,
spark of divinity which we call Myself" is, of course, to find within untouchable and untouching,
the self those sparks of divinity which we call others. Nietzsche was It is not you I go argue pro and con about, and to settle whether you

obviously determined to maintain a single unified identity while, all are alive or no,
around him, new identities were recognised and coming into hiding. I own publicly who you are, if nobody else owns.

But, as he conceded, doing so required an internal struggle, a literal


self-overcoming, in which one self mastered the others and the Grown, half-grown and babe, if this country and every country,
master "disciplined himself to a whole". For others, however, the indoors and out-doors, one just as much as the other, I see,
emancipations of the nineteenth century provided an opportunity to And all else behind or through them.
liberate repressed selves through the acknowledgement of others. It
is this process, the other side of the one described by Du Bois, that The wife, and she is not one jot less than the husband,
finds expression in the poetry of Walt Whitman, who describes his The daughter, and she is just as good as the son,
ability to see himself not just in the world of the masters, lending a The mother, and she is every bit as much as thefather. 54
hand at the slave market,
By publicly owning who others are, by recognising the full human­
A man's body at auction, ity of souls that others fail to recognise or merely quibble over,
(For bifore the war I iften go to the slave-mart and watch the sale,) Whitman not only brings subordinated identities into parity with
I help the auctioneer, the sloven does not half know his business. 5 2 dominant identities, he also creates the possibility of acknowledging
those same identities within himself:
but also in the world of the slave, a runaway fleeing from his would­
be captors: I am if old andyoung, if thefoolish as much as the wise,
Regardless if others, ever regarciful if others,
I am the hounded slave. . . . I wince at the bite if dogs, Maternal as well as paternal, a child as well as a man. 5 5
Hell and despair are upon me . . . . crack and again crack the marks­
men. 53 By acknowledging the mother as much as the father, the babe as well
as the adult, Whitman allows these identities to resonate within
That this capacity to see himself on both sides of systems of himself. The "Song of Myself" is in large part a lyrical evocation of
282 Seeing Things Hidden Living in Hiding : The Multiple Self 283

the nineteenth-century spread of human sympathy to slaves and to multiple identities. We would acknowledge the master in the slave
women extrapolated by Whitman into a totalising acknowledge­ and the slave in the master, the coloniser in the colonised and the
ment of all subordinated identities which allows the silenced and colonised in the coloniser, the white in the black and the black in the
oppressed to speak through the poet: white, the man in the woman and the woman in the man, the human
in the ape and the ape in the human. 58 The result would be extraor­
Through me many long dumb voices, dinarily complex and confusing, just like modern society, only more
Voices 1 the interminable generations 1slaves, so. Creating practices and institutions to accommodate this degree
Voices 1prostitutes and 1 diformed persons, of social complexity would be tricky but not impossible. There was
Voices 1 the diseased and despairing, and 1 thieves and dwaifs. 5 6 a time when social roles were tied to particular identities, but in
modernity roles and identities were uncoupled so that someone
The result is of course profoundly contradictory, but this is some­ with a single identity could play multiple social roles; there seems no
thing Whitman accepts as the inevitable consequence of the diffusion intrinsic reason why social identities should not be similarly
of acknowledgement and the resulting multiplication and diversifi­ uncoupled from somatic continuity. We already have little difficulty
cation within: dealing with holders of dual or even multiple nationality, so there
seems no intrinsic reason why individuals of dual or multiple races,
Do I contradict myself? genders, sexualities, ages or species should not also be satisfactorily
Very well then . . . I contradict myself;
. accommodated within our conceptual and legal systems.
I am large. . . . I contain multitudes. 57 Consider, for example, the situation of someone with dual
nationality or double cultural identity within a multicultural society.
The contradictory multiplication of the self that Whitman describes A dual national is usually free to benefit from whichever nationality
inevitably means that selves become elusive, that each recognition is she chooses to adopt and is treated accordingly without thereby
also a misrecognition as the revelation of one self simultaneously dis­ losing the right to assume the other nationality and change her
guises another. For Whitman, this "fugitive self" may partly have status; similarly, someone of dual culture may choose to benefit
been a poetic persona, but it is nevertheless just such self-interpre­ from whatever positive discrimination there is in favour of one cul­
tations that have to be accommodated within any holistic tural identity without forfeiting the right to assume the other on a
understanding of the self. But what would a society composed of different occasion. It is currently harder to imagine how persons of
such multiplied selves actually be like? plural genders, species or ages might be treated, but that is only
Suppose that the experiences of Du Bois and Whitman were because the relevant social and legal categories do not exist; the
accepted as the norm and we took for granted that people had as principle that everyone is free to benefit from whatever identities
many selves as others recognised them to have, or as they recognised they possess on the basis of choosing whichever identity is most to
in others. Pushed to the limit this would mean that everyone had their advantage is already established and could be extended further.
Living in Hiding : The Multiple Self 285
284 Seeing Things Hidden

because it was on this basis that they discouraged the killing of ani­
The corollary of the principle that people should be able to bene­
mals and the eating of meat. The argument should be of interest to
fit from whichever identity is most advantageous to them is that
anyone concerned with the ethics of the multiple self, for the con­
other people should be willing to treat them accordingly. This is
tinuity of identity and the accumulation of memories from one
more difficult than it sounds, because most social and ethical deci­
incarnation to the next had the effect of multiplying the identities
sions are taken without the individuals affected being able to choose
within a single body. And it was the possibility of harming an iden­
in advance which identity they will have, or knowing which identity
tity formed in a previous incarnation, rather than the possibility of
will be most advantageous. How then can a society accommodate
injuring an immortal soul, that was the focus of the Pythagoreans'
the bearers of multiple identities without imposing crippling disad­
moral concern. In particular, they were troubled by the possibility
vantages on some identities and not on others? In order to answer
that they might kill and eat a creature whose body had taken in the
this, it is worth considering a couple of theories in which similar
soul of a relative or friend. According to Ovid, Pythagoras taught
questions have been posed.
that: "We should permit bodies which may possibly have sheltered
Something like this situation has been envisaged on at least two
the souls of our parents or brothers or those joined to us by some
occasions in the history of moral philosophy. The Pythagorean tra­
other bond, or of men at least, to be uninjured and respected."61
dition, of which Ovid gives a good account in the Metamorphoses,
Although some commentators consider vegetarianism to be the
provides one example. According to this doctrine,
"self-evident corollary" of the Pythagorean belief in the transmigra­
tion of souls, 62 the inference is far from obvious. A soul may have
The spirit wanders, comes now here, now there, and occupies
been through innumerable incarnations, accumulating all sorts of
whatever frame it pleases. From beasts it passes into human
memories and residual identities along the way. Having been human
bodies, and from our bodies into beasts, but never perishes.
will account for just one, or at most some, of these incarnations, and
And as the pliant wax is stamped with new designs, does not
yet it is on account of what may be only a fraction of the accumu­
remain as it was before nor preserve the same form, but is still
lated identities of the soul that a Pythagorean feels compelled to
the selfsame wax, so do I teach that the soul is ever the same,
show respect. Furthermore, there is no way of knowing which
though it passes into everchanging bodies. 59
bodies house which souls. Pythagoras was reputed to have recog­
nised the voice of a deceased friend in the yelps of a maltreated
Someone who believed this to be true might therefore claim to have
dog, but this was an exception to the norm. Some souls might never
passed through a remarkable series of identities. Thus Empedocles
have been incarnated as a human, others might only have been
apparently claimed to have been "a boy, and a girl, and a bush, and
embodied in the form of one's enemies. Nevertheless, the possibil­
a fish that jumps from the sea as it swims". 60
ity that a soul might previously have been human is considered
These are not, of course, simultaneous multiple identities but the
enough to refrain from killing and eating something that is currently
successive embodiments of a single soul. Nevertheless, the
embodied in very different form, and the still more remote
Pythagoreans clearly thought the continuities to be important

L.l.

286 Seeing Things Hidden Living i n H i di n g : The M u l t i p l e S elf 287

possibility that the soul might have been a friend or relative is as well, then it is easy to see that the only rational choice would be
enough to inspire horror at the betrayal of trust involved . In other to live within a herbivorous ecology, for in this scenario vegetarian­

words, the mere possibility that one out of the soul's many accu­ ism would seem to be implied by Rawls's first principle of justice.

mulated identities is that of a human friend is enough for a creature Whatever else it includes, having an equal right to the most exten­

to be accorded the respect and consideration due to that identity. sive basic liberty compatible with that of others certainly includes

Although less than self-evident, the Pythagorean argument is in the right not to be killed and eaten.
accord with our customary intuitions. Random gunfire in urban What the Pythagorean and the Rawlsian scenarios have in

areas is strongly discouraged on the off-chance that a stray bullet common is that identities are hidden. For the Pythagoreans, the

might kill someone, even though the chances of anyone (let alone principle of vegetarianism is derived from the problem of moral

one of our friends) being hit is probably very remote. But what lies choice under uncertainty about who anyone else is. For Rawls, the

behind this intuition, and how might it be justified? One answer is principles of justice are derived from uncertainty about who you, as

provided by Rawls. In his account of the original position Rawls a self-interested individual, are going to be. These are two sides of

envisages a situation in which people choose the principles of justice the same coin: how to treat others when identities are hidden; how

from behind a veil of ignorance, so that no one knows her own or you would like to be treated when your identity is hidden from

other people's identities within the society governed by the chosen you. The Pythagorean answer is to treat unidentified others as

principles. In consequence, though they were those closest to you, rather than just hoping that
they are not those closest to you; the Rawlsian answer is to treat each

no one knows his place in society, his class position or social identity as though you yourself occupied it, rather than just hoping

status; nor does he know his fortune in the distribution of that you will not have to occupy an avoidably disadvantaged position

natural assets and abilities, his intelligence and strength, and in society. The results are compatible, for in both cases the conclu­
the like. Nor, again, does anyone know his conception of the sion is that all hidden identities should be accorded the maximum

good, the particulars of his rational plan of life, or even the respect, because the possible consequences of doing so (eating your
special features of his psychology such as his aversion to risk or relatives, being eaten yourself) are simply too horrendous to allow,
liability to optimism or pessimism. 63 even if their probability is unknown.
Rawls intended the original position to be considered "a purely
It is easy to see how Rawls's scenario might be used to justify the hypothetical situation". 64 But any successful thought experiment
Pythagorean conclusion, for the inhabitants of the original position enjoys a currency precisely because its premisses appear relevant to
are like disembodied souls awaiting reincarnation without knowing the social circumstances of the people who use it. Rawls's original
their future place in society or even the type of society in which they position would exercise little imaginative appeal in a society in
will find themselves. If we suppose that those in this position are which personal identities are determined by fixed social positions.
unaware not only of their social identity but of their species identity What would be the point of imagining what it would be like not to
288 Seeing Things Hidden Living i n H iding : The M u l ti p l e Self 289

know your place in society unless it is possible to conceive, as a prac­ the first principle, for if everyone without exception has equal rights
tical rather than logical possibility, that your position might be other to the same basic liberties there is no problem with acting upon that
than it is? The imaginative appeal of the original position, and the principle without being aware of who one is dealing with - everyone
moral relevance of its conception of justice chosen under uncer­ has to be treated in the same way anyway. But the second principle,
tainty, rests heavily upon the fluidity, anonymity and social mobility which arranges inequalities so that they exist only where they are of
of modern society. It is the real probability that you might find the greatest benefit to the least advantaged, becomes more difficult
yourself dealing with people who do not know who you are, that to operate. Behind the veil of ignorance no one knows who is going
your personal circumstances might change, that your children's sit­ to occupy what social position or who is going to be more or
uation might be radically different from your own, that makes the less advantaged as a result, but living in hiding has the effect of
hypothetical possibility of choosing the principles of justice from uncoupling the assignment of benefits from the assignment of social
behind a veil of ignorance so intriguing. The original position, it positions. For example, suppose that it has been determined that the
might be argued , simply takes the characteristic features of moder­ distribution 6 / 3 / 2 satisfies Rawls's second, maximin, principle in
nity and extrapolates them. that all other possibilities would result in the smallest figure being
But how does the limit condition of modernity, in which the less than 2, and that a society attempts to assign goods accordingly.
contradictory multiple selves of emancipation have come fully into Who is to get what? Since it is unclear who anyone is, the only
hiding, differ from Rawls's original position? Metaphorically, the possible assignment will be a random one. But if assignment
veil is relocated . Rawls conceives of the veil of ignorance falling is random, then what inequalities could there be that would
around the subject, like the blindfold around an allegorical figure of maximise the benefits to the least advantaged? With random
justice, rather than enshrouding the objects of their deliberations. assignment, inequalities cannot act as incentives to particular forms
But the relation between subject and object is essentially the same; ofbehaviour (such as entrepreneurial investment or career ambition)
knowledge of both self and others is always partial, so radically that might maximise the benefits to the least advantaged.
incomplete as to be misleading. We do not really know who we are In order to see what distribution might be compatible with the
or who we are dealing with, not because we are confused, but randomised assignment of a maximin strategy, it is worth consider­
because we cannot know. ing how a maximin lottery might work. (In practice, not very well,
The most significant difference is that whereas Rawls conceives since lotteries usually work on something close to a maximax prin­
the veil of ignorance as something that we can momentarily step ciple, but that is not the point.) The maximum minimum payout
behind in order to establish the principles of justice, and then step would be that which each person had paid for a ticket. No inequal­
out from in order to enact them, living in hiding involves a contin­ ities in the distribution of lottery money (which might increase the
uous state of frustrated knowledge. It involves not only choosing number of tickets bought) would increase that maximin. It would
principles under uncertainty but trying to follow those principles appear to be in everyone's interests to increase the jackpot by invest­
under the same uncertainty. This has little effect when it comes to ing in it, but, so long as assignment was random and distribution
I ll

290 S e ei n g Things H id d e n

maximin, no one could be offered any special incentive for doing so.
Equal distribution appears to be the only maximin strategy compat­
ible with random assignment.
But with random assignment perhaps no one would choose a
maximin distribution anyway. Maybe not, but random assignment
tends to be associated with equal, random or maximax distribu­ E p il o g u e
tions, and no one with the slightest aversion to risk (or, as Rawls
argues, with an awareness that they might be risk-averse) would
rationally choose a maximax or a random distribution for the
random assignment of all social goods (except perhaps under triage) .
With random assignment, there i s no incentive to depart from
simple equality except at a point where resources are so limited that
any further increase in shares distributed equally would yield bene­
fits to those assigned them so negligible, or superfluous to their
needs, that it would be rational to prefer taking the chance of receiv­ It is a strange apocalypse this, although only in its familiarity, for
ing no further benefit in order to create the possibility of receiving what could be stranger than apocalyptic? Heralded by the coming
benefits that would be sufficiently large to be meaningful. into hiding of those twinned Mischwesen Whitman and Du Bois, fore­
However, this is not the place to try to work out what a rational told by Lukacs and described in Rawls's unwitting prophecy, the
distribution of goods under random assignment would be; the point apocalyptic features of late modernity are those we take for
is rather that this additional uncertainty makes it more difficult to granted - the dissolution of the rigid taboos that used to keep people
justifY non-egalitarian distributions from within the Rawlsian frame­ apart, the tacit acceptance that the expulsion or persecution of
work. Just as a masked ball is liable to distribute flirtation more anomalous individuals or minorities is not, or at least should not be,
evenly, so the coming into hiding of multiple selves is liable to put an the best way to regulate the body politic, and the consequent pro­
egalitarian pressure on the distribution of social goods. So although liferation of persons who defy the boundaries that taboo once
the original position was conceived only as a hypothetical situation regulated, and whose plural identities embody contradictions that
in which the choices made would be fair, if society has been devel­ would once have been eradicated . As in apocalyptic, taboo has
oping so that the key feature of the original position is progressively ended, sacrifice has ceased and the scapegoats have returned.
realised, then the choices made within such a society should become Small wonder, therefore, that the social developments of late
progressively fairer as well. If so, Rawls's thought-experiment may modernity have been accompanied by a barrage of excited com­
be part sociological description and part utopian prophecy. mentary from the apocalyptically minded of all religions. The social
character of late modernity actually is apocalyptic; every breakdown
I '!

292 Seeing Things Hidden Epilogue 293

of sacrifice, every infringement of taboo, brings the polluting undif­ just the necessary hiddenness of true contradiction. This allows us to
ferentiation that is the reversal of the mechanisms that maintain understand the epistemic elusiveness of late modernity as something
order in traditional societies. In apocalyptic, traditional religions other than negation and, because necessary hiddenness may be the
already have a vision of the chaos of modernity; it takes little imag­ coming into hiding of unknowable contradiction, to see the underly­
ination to recognise it once it happens. Here, perhaps, is the key to ing dynamic not as a retreat from knowability but an advance towards
late modernity's peculiar symbiosis with apocalyptic religion; by it in which previously impossible social contradictions are realised.
continually furnishing the evidence to confirm apocalyptic expecta­ Developing a more nuanced understanding of hiddenness also
tions, modernity may also serve to re-legitimate the values that it allows us to consider the possibility that our very capacity to see the
dissolves, and so reinforce modernity's specifically apocalyptic world as hidden may be a function of the process of coming into
appearance. hiding. The perspectivalism of early modernity may, for a time,
However, this is not, as Bauman claims, a cycle internal to have allowed us to suppose that the contradictions generated by
modernity. Bivalence and binary classification are not obsessions modernity were just the effect of looking at the world from differ­
peculiar to modernity; order and chaos are not "modern twins" ing points of view. But, with souls dawning around us and within us,
born together in the seventeenth century, 1 but universal concerns it has become more difficult to keep the world at a sufficient distance
that appear to be regulated through binary oppositions in all soci­ to maintain that the things we are seeing are anything other than
eties. The account of modernity that Bauman offers is essentially that aspects of the world itself. It is easy to suppose that the contradictory
of a forward-looking traditionalist whose tradition is modernity and appearance of alien beings is relational (if we want to generate con­
for whom postmodernity is modernity's apocalypse. Bauman himself tradictory interpretations of ourselves , we try to imagine how we
may welcome the idea that postmodernity is an "emancipation from might look from a Martian perspective); it is more difficult to claim
the characteristically modern urge to overcome ambivalence", 2 but that the contradictions we sense in our friends or ourselves are any­
that has also been the attitude of generations of modernisers in tra­ thing other than inherent.
ditional societies who saw modernity itself as the emancipation from Seeing a world of hidden contradictions is at odds both with the
the traditional order of taboo and sacrifice. bivalence of traditional societies and with the perspectivalism of
From the perspective of a traditionalist, the apocalypse of early modernity. But although it may have been the coming into
modernity (and for Bauman the apocalypse of postmodernity) is hiding of social contradictions that brought about the shift to an
essentially a negation, a reversal ofjust those social dynamics that have aspectival way of seeing, there is no necessary connection between
previously maintained order. As such it is merely a chaos, a riot of perspectivalism and bivalence: bivalence need not be perspectival,
undifferentiation with no character or shape beyond its lack of one. and perspectivalism can, to some extent, resist contradiction by
But we do not need to see it that way. By disentangling the epistemic interpreting it as a symptom of its own relativism. All the same, it
from the ontic features of the hidden, it is possible to argue that the may not be pure coincidence that the duck-rabbit, the epistemo­
characteristic ambivalence and undecidability of social meanings is logical totem of late modernity, embodies the contradictory mixing
294 Seeing Things Hidden

of kinds that characterises the scapegoats ofbivalent societies and the


Mischwesen of apocalypse: true contradictions are best seen (and not
seen) aspectivally.
One consequence of this account is that it suggests that the apoc­
alyptic hiddenness of contemporary society is not an unwanted
by-product of the Enlightenment project but a testimony to its suc­ Notes
cess. If the acknowledgement of others and the de-alienation of the
world effects a coming into hiding of excluded contradiction, then
the increasing hiddenness of the world comes from the spread of
recognition and the lighting up of the necessarily hidden - in which
case this apocalypse has to be seen not as a sudden implosion of the
world, but rather, as Joachim and Hegel envisaged, a gradual
progress towards contradiction brought about by the subtle but irre­ C h ap t e r 1 H i dd e nn e s s
versible dawning of new aspects on the aspect-blind. Such a progress
has unmistakable affinities with what is usually thought of as utopia 1 . Edmund Spenser, The Faerie Qyeene, I, Proem, 1 .
rather than apocalypse. But while it shares the gradualism and egali­ 2 . Ibid . , I, Proem, 2 .
tarianism of utopia, our apocalypse is also characterised by just that 3 . Ibid. , I.i.4.
epistemic undecidability which utopian thinkers have so often sought 4. Ibid. , I.xii . 2 2 .
to exclude, for its epistemic abjection is the token of its dialectical 5 . Ibid . , I.i.6 and 7 .
progress. We should hesitate before we proclaim every symptom of 6 . Ibid. , I.i. 1 2 .
our ignorance to be pregnant with utopian promise; we are still 7 . Ibid. , I.i. 30.
some way from living in hiding like the people in Rawls's original 8. Ibid. , I.i. 36.
position. Nevertheless, the coming into hiding has already begun. 9 . Ibid. , I.i. 3 8 .
1 0 . Ibid. , I.i.45 .
1 1 . Ibid. , I.i.49.
1 2 . Ibid . , I.v. 2 6 .
1 3 . Ibid. , I.xii.29.
1 4 . Ibid. , I.xii . 34.
1 5 . J.L. Austin, "Pretending" in Philosophical Papers, Oxford, 1 96 1 ,
p. 2 1 0.
1 6 . Ibid. , p. 2 1 5 .
296 N o t e s to pp. 8-22
4
J
Notes to pp. 2 2 -8 297

1 7 . Ibid . , p. 2 1 4. Cavell elides the experience of one aspect disguising the other
1 8 . Ibid . , pp. 2 1 5- 1 6 . with the condition of aspect-blindness in which both aspects
1 9 . Ibid . , pp. 206-7. are hidden; see S. Mulhall, On Being in the World, London,
20. William Wordsworth, The Excursion, V.4-8. 1 990, pp. 84ff, and chapters 5 and 6 below.
2 1 . Ibid . , V. 54-5 . 3 3 . Alexander Pope, The Dunciad, IV. 2 0 1 -2 .
2 2 . Ibid . , V. 2 50-4. 34. Nobody seems to have imagined a duck-rabbit, but Dante
2 3 . Ibid . , V. 662-3 and 666-7. saw, reflected in Beatrice's eyes, an eagle-lion whose aspects
24. The distinction between the concealed and the disguised is switched back and forth while the thing itself remained the
made by A. Child, "Hiddenness: Simple Concealment and same:
Disguise", Metaphilosophy, 1 ( 1 970) pp. 223-57. My discussion
of the perceptual and the cognitive aspects of perceptual Like sun in looking-glass no otherwise,
knowledge is indebted to but does not follow Fred Dretske, I saw the Twyjorm mirrored in their range,
Knowledge and the Flow rif Iriformation, Cambridge, MA, 1 98 1 , Now in the one, now in the other guise.
esp. pp. 1 35--6 8 . Dretske supposes the cognitive digitalisa­
tion of analog percepts to be inferential, while my account of Think, Reader, think how marvellous and strange
cognition (see ch. 5) supposes it to be something closer to It seemed to me when I beheld the thing
seeing-as or gestalt recognition. However, I would argue that Itselfstand changeless and the image change.
gestalt recognition also involves the digitalisation of analog
information; see M. Bull, "Scheming Schemata", British journal (Purgatorio XXXI . 1 2 1 -6 , tr. Dorothy L. Sayers,
rifAesthetics, 34 ( 1 994) pp. 207- 1 7 . Harmondsworth, 1 95 5 .)
2 5 . Edgar Allan Poe, Tales rifMystel)" and Imagination, Ware, 1 99 3 , 3 5 . Nicolas Cusanus, OJLearned Ignorance, tr. G. Heron, London,
p . 206 . 1 954, pp. 27-3 3 . The argument goes as follows. An infinite
26. Idem. line is, of necessity, perfectly straight; this might seem to
27. Ibid. , p. 208 . exclude the possibility that it forms the circumference of a
2 8 . Ibid. , p. 209. circle since the circumference of a circle is necessarily curved.
29. Ibid. , p. 2 1 6 . All emphases in quoted material occur in the However, the larger the diameter of a circle, the less curved
original. its circumference, so "the circumference of the absolutely
30. Ibid. , p. 2 2 5 . greatest possible circle will be the smallest possible curve".
3 1 . Gilbert Ryle, The Concept rif Mind, Harmondsworth, 1 96 3 , The smallest possible curve is a line that is absolutely straight,
esp. pp. 1 4 3ff. and 2 1 1 ff. and so in an infinite line "straightness and curve are not mutu­
3 2 . Stanley Cavell, The Claim if Reason, New York, 1 979, p. 369. ally exclusive but are one and the same thing", in that there
298 Notes to pp. 2 8-34 Notes to pp. 3 4- 4 2 299

will be "the absolute maximum of straightness and the 46 . Priest, In Contradiction, pp. 1 1 7-3 3 , and "Contradiction,
absolute minimum of curve". Similarly, since in every triangle Belief, and Rationality", Proceedings 1the Aristotelian Society, 86
the sum of the angles is equal to two right angles, when one ( 1 986) pp. 99- 1 1 6 .
angle increases, the other two become smaller, so that if the 47. Priest, In Contradiction, p. 1 20 .
angle is fully extended to 1 80 degrees, without the triangle 48 . Priest, Beyond the Limits, pp. 2 3-4.
ceasing to exist, there is both one angle and three. And since 49 . Jacques Derrida, Positions, tr. A. Bass, London, 1 98 1 , p. 43.
in a triangle any two sides when joined cannot be smaller 50. Jacques Derrida, Dissemination, tr. B. Johnson, London, 1 98 1 ,
than the third, it is evident that if one side of a triangle is infi­ p. 22 1 .
nite the others must be as well, with the result that all are 5 1 . Derrida, Positions, p. 1 0 1 .
infinite, and as there is only one infinite, all are one infinite 5 2 . Derrida, Dissemination, p. 1 27.
line. The infinite line that is a triangle is also a circle, for if the 53. Idem.
triangle A-B-C is described by the infinite line A-B moving 54. Ibid. , p. 22 1 .
from the fixed point A until it falls on C, then the line B-C, 5 5 . Derrida, Positions, p. 43 .
being part of an infinite arc, is straight, and, as every part of 56. Derrida, Dissemination, p. 1 27 .
the infinite is infmite, infinite, which means that it is not only 5 7 . Georg Lukacs, The Young Hegel, tr. R. Livingstone, London,
part of but the actual circumference of the circle inscribed by 1 975 , p. 276.
the infinite line A-B, but, as there cannot be two infinities, 5 8 . G . W F. Hegel, The Phenomenology 1 Spirit, tr. A.V. Miller,
identical with it. Oxford, 1 977, p. 472 .
36. Ibid. , p. 43 . 59. Derrida, Positions, p. 43.
37. L. Wittgenstein, Remarks on the Foundations 1 Mathematics, tr. 60. Z . Bauman, Modernity and Ambivalence, Cambridge, 1 99 1 , p. 7.
G.E . M . Anscombe, Oxford, 1 978, p. 256 (IV. 59) . 6 1 . Ibid. , p. 9 .
3 8 . Nicholas of Cusa, De Visione Dei, tr. J. Hopkins, Minneapolis, 62 . Ibid. , p . 1 .
MN, 1 98 5 , p. 1 37. 63 . Ibid. , p. 2 .
39. Ibid . , p. 1 39 . 64. Ibid. , p. 5 5 .
40. Ibid. , p . 1 4 1 . 65 . Ibid. , p. 1 00 .
41 . Ibid. , p. 1 6 1 . 6 6 . Ibid. , pp. 3 , 2 30, 9 8 .
42 . R. Sorensen, Blindspots, Oxford, 1 98 8 , pp. 1 20- 1 . 67. Ibid. , p . 1 00 .
43. Ibid . , pp. 34---40 . 68 . Ibid. , p . 7.
44 . Notably in G . Priest, In Contradiction, Dordrecht, 1 987, and
Beyond the Limits 1 Thought, Cambridge, 1 99 5 .
45 . Priest, Beyond the Limits, p. 5 .
300 Notes to pp. 47-5 3 Notes to pp. 5 3-9 301

Chap ter 2 A p ocaly p se 1 2 . C.R. Hallpike, The Foundations if Primitive Thought, Oxford,
1 979, pp. 224-5 .
1 . These senses of apocalyptic are explored in Christopher 1 3 . Frits Staal, Universals: Studies in Indian Logic and Linguistics,
Rowland, The Open Heaven, London, 1 98 2 ; Norman Cohn, Chicago, 1 98 8 , pp. 1 09-2 8 .
Cosmos, Chaos and the World to Come, New Haven, CT, 1 993; 14. Hallpike, Foundations, p . 2 2 8 .
Stephen 0 ' Leary, Arguing the Apocalypse, New York, 1 994; 1 5 . Claude Levi-Strauss, The Elementary Structures if Kinship,
Kenelm Burridge, New Heaven, New Earth , Oxford, 1 969; London, 1 969, p. 1 36 .
Frank Kermode, The Sense if an Ending, New York, 1 967; 1 6 . Serge Tcherkezoff, Dual Classification Reconsidered, Cambridge,
Jacques Derrida, "Of an Apocalyptic Tone Recently 1 987, p. 5 .
Adopted in Philosophy", Oiford Literary Review, 6 ( 1 984) 1 7 . Claude Levi-Strauss, Structural AnthropoloBJ, Harmondsworth,
pp. 3-37. 1 972, pp. 206-3 1 .
2. J.J. Collins, The Apocalyptic lmagination, New York, 1 984. 1 8 . Aristotle, Metaphysics, 1 005b 2 5 , 1 0 1 2a 24.
3. Rowland, Open Heaven. 1 9 . Graham Priest, Beyond the Limits if Thought, Cambridge,
4. See S . Pinker, The Language Instinct, Harmondsworth, 1 994, 1 995 .
pp. 2 3 3-40. 20. G.WF. Hegel, The Science if Logic, London, 1 969, p. 440.
5 . See David E. Brown, Human Universals, New York, 1 99 1 . 2 1 . Levi-Strauss, Structural AnthropoloBJ, p. 1 5 1 .
6. Rodney Needham, Primordial Characters, Charlottesville, VA, 2 2 . N.J. Allen, "Hierarchical Opposition and Some Other Types of
1 978, p. 1 7 . Relation" in R. Barnes, D. de Coppet and R . Parkin, eds,
7. Ibid . , p . 1 9 . Contexts and Levels, Oxford, 1 98 5 , p. 2 8 .
8 . For a critique of universals from someone who believes that 2 3 . Anita Jacobson-Widding, Red- White-Black as a Mode if Thought,
explanation consists of "substituting complex pictures for Stockholm, 1 979, p. 369.
simple ones", see Clifford Geertz, The Interpretation if Cultures, 24. Ibid. , p. 374.
London, 1 975 , pp. 3 3-54. 2 5 . Louis Dumont, Homo Hierarchicus, London, 1 970, and Essays on
9. For examples see David Maybury-Lewis and Uri Almagor, Individualism, Chicago, 1 986, chs 8 and 9. Serge Tcherkezoff,
eds, The Attraction if Opposites: Thought and Society in the "Hierarchical Reversal Ten Years On", JASO, 25 ( 1 994)
Dualistic Mode, Ann Arbor, MI, 1 989. The following discussion pp. 1 33-67 and 229-5 3 .
ofbinarity is indebted to (but does not always follow) Rodney 26. Tcherkezoff, Dual Classification, p . 5 .
Needham, Counterpoints, Berkeley, CA, 1 987. 2 7 . Dumont, Essays on Individualism, p . 1 26 .
1 0. G.E . R . Lloyd, Polarity and AnaloB.Y: Two 1Jpes ifArsumentation in 2 8 . Tcherkezoff, Dual Classification, p. 1 32n.
Early Greek Thought, Cambridge, 1 97 1 , p. 94. 29. Hegel, Science ifLogic, p. 440.
1 1 . Aristotle, Metaphysics, 1 005b-1 0 1 2b. 30. Jean-Paul Sartre, Being and Nothingness, London, 1 95 8 , p. 607 .

l
l
302 N o t e s to

3 1 . Idem.
3 2 . Ibid. , p. 6 1 0.
pp. 60-4

T
I
Notes to pp. 64-7 1

48 . Claude Levi-Strauss, The Raw and the Cooked, London, 1 969,


p. 5 3 .
303

3 3 . Ibid . , p. 607. 49 . Claude Levi-Strauss, The Naked Man, London, 1 98 1 , p . 675 .


34. lbid. , p. 6 1 1 . 50. Girard, Scapegoat, pp. 1 - 1 1 .
3 5 . Julia Kristeva, Powers ?JBorror, New York, 1 98 2 , p. 2 . 5 1 . Girard, Violence and the Sacred, pp. 1 69-9 2 .
36. Ibid. , p. 1 . 5 2 . Jacobus d e Voragine, The Golden Legend, tr. W G . Ryan,
37. Ibid. , pp. 4, 2 . Princeton, NJ, 1 99 3 , vol. I, pp. 1 66-7 1 [legend 45).
3 8 . Ibid. , p . 4 . 5 3 . On Moses see Girard, Scapegoat, p. 1 78 .
3 9 . Ibid. , p . 9 . 54. Kristeva, Powers, p. 1 0.
40. Mary Douglas, Purity and Danger, London, 1 966, p . 3 8 . 5 5 . Kristeva, Powers, pp. 95 , 1 1 0 .
41 . Ibid. , pp. 1 7 , 65ff. 56. Lev. 1 1 . 2 3-5 .
42 . Lev. 1 9 . 1 9 . (Unless otherwise specified, all biblical quota­ 57. Kristeva, Powers, p. 1 38 .
tions are taken from the New English Bible.) 5 8 . Ibid. , pp. 1 38 , 1 54.
43. Douglas, Purity and Danger, pp. 4 1 -57. 5 9 . Ibid. , p. 209.
44. Edmund Leach, "Anthropological Aspects of Language : 60. Ibid. , p. 1 54.
Animal Categories and Verbal Abuse", in Eric Lenneberg, ed. , 6 1 . Gershom Scholem, Sabbatai Sevi, Princeton, NJ, 1 973, p. 1 62 .
New Directions in the Study ifLanguage, Cambridge, MA, 1 964, 62 . Ibid . , p . 243 .
pp. 3 9-40. 6 3 . Burridge, New Heaven, New Earth, p. 1 1 2 .
45 . It is interesting to note that the word "contradiction", that 64. Peter Worsley, The Trumpet Shall Sound, London, 1 957,
which cannot be said, itself suggests a linguistic taboo, and that pp. 8 3-6, 1 50.
the Sanskrit word which corresponds most closely to "contra­ 65 . Ibid. , p. 250.
diction", vipratisedha, is derived from a root sidh-, meaning 66. Ibid. , pp. 249-50.
"to keep away", from which comes the word pratisedha, denot­ 67. Jub. 2 3 . 1 4. Quotations from apocryphal texts are taken from
ing a prohibition (usually a ritual prohibition) . See Staal, H . F. D. Sparks, ed . , The Apocryphal Old Testament, Oxford,
Universals, p. 1 1 0 . 1 984.
46. Rene Girard, Violence and the Sacred, Baltimore, MD, 1 977; The 68. Baruch 27. 1 2- 1 4 .
Scapegoat, London, 1 986; Things Hidden since the Foundation if 69. Matt. 1 3 .
the World, London, 1 987. 70. Matt. 7. 1 5 .
47. For my reservations about Girard's work, see M . Bull, 7 1 . Dan. 1 2 . 1 1 .
"Cultural Criminology: the Work of Rene Girard", JASO, 1 9 72 . Mark 1 3 . 1 4.
( 1 988) pp. 265-74. 73 . Deut. 2 2 . 1 0 .
T
304 Notes to pp. 72-6 Notes to pp . 76-8 8 305

74. David Bryan, Cosmos, Chaos, and the Kosher Mentality, Sheffield, 94. Rev. 1 3 . 8 (King James Version; some translations differ) and
I

1 995 , p. 239. 6 . 1 ff.


7 5. The early Christian acceptance that Gentiles might be 95 . Worsley, The Trumpet, pp. 1 26-30 .
Christians prefigures many modern acts of recognition, such as 96. Ibid . , p . 2 1 .
the acknowledgement of the full humanity of slaves. See chap­ 97. See M. Bull, "Yeats's 'Rough Beast' : Sphinx or Manticore?",
ter 6 below. Notes and Qyeries, 240 ( 1 995) pp. 209- 1 0 .
76. Rowland, Open Heaven, pp. 3 7 1 -3 . 98. The new order is often one in which the undifferentiated is
77. Derrida, "Apocalyptic", p . 30. juxtaposed with one of its constituent elements, as in the
78 . This view is held by G. Gnoli, Zoroaster's Time and Homeland, "Animal Apocalypse" (see below) where the saviour (white­
Naples, 1 980, and many earlier Zoroastrian scholars. It has and-black) is juxtaposed with the saved (white). This may
been challenged, notably by Mary Boyce, A History if sound like the shift of levels that Tcherkezoff describes as the
Zoroastrianism vol. 1 , Leiden, 1 97 5 , pp. 2 1 4- 1 6 . totalisation in which (a and b) replaces a or b, but this is not
79. Yasna 5 1 . 6 and 3 3 . 1 . As translated by S . Insler in "The Gathas the case: it is not 1 3 as opposed to 6 + 7 but (6 & 7) as
of Zarathustra", Acta lranica 3rd ser. , 1 ( 1 975). opposed to 6 or 7.
80. Yasna 5 1 . 9 . 99. Baruch 2 9 . 3-4.
8 1 . Yasna 3 2 . 14- 1 5 . 1 00 . M.H. Abrams, Natural Supernaturalism, London, 1 97 1 , p. 1 69.
8 2 . Frances M . Young, The Use if Sacrificial Ideas in Greek Christian 1 0 1 . Robert Musil, The Man without Qyalities, tr. E . Wilkins and
Writersfrom the New Testament to John Chrysostom, Philadelphia, E. Kaiser, London, 1 979, vol. 3 , p. 1 59 .
PA, 1 979, pp. 79-8 8 . 1 0 2 . Ibid. , pp. 280-1 .
8 3 . Heb. 1 0 . 1 2- 1 3 , cf. 9 . 26-8 . 103. Ibid. , p. 286.
84. Dan. 1 2 . 1 1 . 1 04. Ibid. , p. 329.
8 5 . 1 Enoch 1 00 . 1 - 3 . 1 05 . Ibid. , p. 43 1 .
86. Girard, Scapeooat, pp. 88-94. 1 06 . Kermode, Sense, p. 45 .
87. Testament of Abraham, 1 3 . 1 -7. 1 07. 1 Enoch 8 3 .4.
88 . Girard, Thinns Hidden, pp. 1 44-6 . 1 08 . For an interpretation of the historical material see Patrick
89. Luke 1 1 . 50 . Tiller, A Commentary on the Animal Apocalypse if 1 Enoch,
90. 1 Enoch 6 2 . 7 . Atlanta, GA, 1 993, pp. 2 1 -60.
91 . Gen. 5 . 24; Jub. 4 . 2 3 . 1 09 . Brent Berlin and Paul Kay, Basic Color Terms: Their Universality
92 . 2 Enoch 2 3 . 40. and Evolution, Berkeley, CA, 1 969.
93. G. Vermes, The Dead Sea Scrolls in Enolish, Harmondsworth, 1 1 0. One obvious explanation is that this reflects the reddish sky
1 995 , pp. 360-2 . seen when day and night merge into one another, as it does in
306 Notes to pp. 8 8-93

the story of the Israelite victory over the Moabites (2 Kings


3 . 2 2 ) , and in the Meru myth of the exodus, in which the
T 1 27 . Ibid. , p. 34.
1 28 . Ibid. , p. 5 .
Notes to pp. 93-1 00 307

origin of sub-tribes is explained by the fact that those who 1 29 . Ibid. , p. 5 . See Lev. 20. 1 1 .
crossed the water during the night were called black, those 1 30. Jacques Derrida, Dissemination, London, 1 98 1 , pp. 6 1 -1 7 1 .
who crossed at dawn red, and those who crossed when the 131. Plato, Phaedrus, 274d-275b.
sun was up white (B. Bernardi, The Muawe, London, 1 95 9 , 1 32 . Derrida, Dissemination, p. 97.
p. 5 8 ) . 1 33 . Ibid. , p. 98.
1 1 1 . Jacobson-Widding, Red- White-Black, p. 366. 1 34. Ibid. , p. 99.
1 1 2 . Bryan, Cosmos, p. 78 . 1 35 . Ibid. , p. 1 0 3 .
1 1 3 . Tiller, Commentary, p. 226. 1 36 . Ibid . , pp. 1 03 , 1 1 9 .
1 14. See Athalya Brenner, Color Terms in the Old Testament, Sheffield, 1 3 7. Jacques Derrida, Positions, London, 1 98 1 , p . 4 3 .
1 98 2 , pp. 62-6. 1 3 8 . Derrida, Dissemination, pp. 1 28-34.
1 1 5 . Midrash Rabbah, ed. H. Freeman and M. Simon, Numbers, tr. 1 39 . See Dennis Hughes, Human Sacrifice in Ancient Greece, London,
J.J. Slotki, London, 1 939, vol. II, pp. 755-6. 1 99 1 , pp. 1 39-65 .
1 1 6 . Ibid . , p. 757 n . 2 . 1 40. Derrida, Dissemination, p. 1 3 3 .
1 1 7 . A variant of Mishnah Parah 3 . 5 ; see L. Ginzberg, The Leaends cif 141 . Derrida, Positions, p . 42 .
the jews, Philadelphia, PA, 1 909-38, vol. 6, p. 79. 1 42 . Ibid. , p. 45 .
1 1 8 . L. Wright, "Forcing the End", The New Yorker, 20 July 1 998, 1 43 . Jub. 4. 1 9 .
pp. 42-5 3 . 1 44. 1 Enoch 8 3 . 2 .
1 1 9 . At least one argues, without compelling evidence, that there
must be a translation problem at this point. See Tiller,
Commentary, p. 2 2 8 . Chap ter 3 Hegel : F r o m A p ocaly p se
1 20 . Tiller, Commentary, pp. 2 0 , 384. to T o tality
1 2 1 . Matthew Black, The Book q[Enoch, Leiden, 1 98 5 , p. 280.
1 22 . Derrida, "Apocalyptic". 1 . G. W F. Hegel, The Science cif Loaic, tr. W.J. Johnston and
1 2 3 . Christopher Norris, "Versions of Apocalypse: Kant, Derrida, L.G. Struthers, London, 1 929, vol. 2 , pp. 66-7.
Foucault" in M. Bull, ed. , Apocalypse Theory and the Ends cif the 2 . G. W F. Hegel, Encyclopaedia qfthe Philosophical Sciences, vol. I,
World, Oxford, 1 995 , pp. 2 36 , 2 3 2 . tr. W Wallace, Oxford, 1 975 , p. 52 (32). Where applicable,
1 24. Ibid. , pp. 2 35-6 . references to Hegel give the page number in the translation
1 2 5 . Derrida, "Apocalyptic", p. 30. first, followed by the section number in brackets.
1 26. Ibid. , pp. 2 3--4. 3 . Hegel, Enc. , I, p. 1 3 3 (89) .
308 Notes to pp. 1 00�5 Notes to pp. 1 0 6� 1 1 309

4 . Idem . 2 2 . Ibid. , 1 , p. 1 5 5 .
5 . Hegel, Enc . , I, p. 52 (32). My understanding of Hegel's views 2 3 . Hegel, Enc . , I , p. 9 (6) .
on contradiction is informed by Graham Priest, "Dialectic and 24. I. Kant, Religion within the Limits if Reason Alone, tr.
Dialetheic", Science and Society, 53 ( 1 989) pp. 388-4 1 5 . For an T.M . Greene and H . H . Hudson, New York, 1 960, p. 8 5 .
alternative account see Robert Pippin, "Hegel's Metaphysics 25 . Ibid. , p . 8 6 .
and the Problem of Contradiction", Journal if the History if 2 6 . Ibid. , p. 9 1 .
Philosophy, 1 6 ( 1 978) pp. 301�1 2 . 27. Ibid . , p. 1 1 3 .
6 . Hegel, Enc. I, p . 77 (48). 2 8 . Ibid. , p . 86.
7. Ibid. , p. 78 (48 ) . 2 9 . I . Kant, On History, tr. L.W Beck, New York, 1 96 3 ,
8 . Ibid . , p. 4 9 (28) . M y account o f the infinite i n Hegel is pp. 1 7�1 8 .
indebted to Graham Priest, Beyond the Limits if Thought, 3 0 . Ibid. , p . 1 35 .
Cambridge, 1 995 , pp. 1 1 3-2 1 , and A.W Moore, The lrifinite, 3 1 . Ibid. , p . 5 1 .
London, 1 990. 3 2 . Ibid . , p. 1 44.
9. Hegel, Science, vol. 1 , p. 1 43 . 3 3 . Kant, Religion, p. 125. On the eighteenth-century idea that the
1 0. Ibid. , p . 1 5 2 . immortal soul might enjoy progress in heaven, see
1 1 . Ibid. , p . 1 5 3 . C. McDannell and B. Lang, Heaven: a History, New Haven, CT,
1 2 . I . Kant, Critique if Pure Reason, tr. N . Kemp Smith, London, 1 990, pp. 3 8 1 �2 n.41 .
1 929, pp. 396fT. 34. Kant, On History, p. 77.
1 3 . Hegel, Science, 1 , p. 1 50 . 3 5 . G. W F. Hegel, Lectures on the Philosophy if World History:
14. Hegel, Enc. , I, p. 1 37 (94) . I t i s worth noting that Nicholas of Introduction: Reason in History, tr. H . B. Nisbet, Cambridge,
Cusa also used the infinite as an example of the coincidentia 1 975, p. 27.
oppositorum; see De Visione Dei, tr. J. Hopkins, Minneapolis, 36. Ibid. , p. 29.
MN, 1 98 5 , pp. 1 65ff. and 1 79fT. 37. Ibid. , p. 64.
1 5 . Hegel, Science, 1 , p. 1 55 . 38. Ibid. , p. 1 25 .
1 6 . Hegel, Enc. , I , p. 1 38 (94) . 39. Ibid. , p. 63.
1 7 . Hegel, Science, 1 , p. 1 5 5 . 40. Ibid. , p. 65 .
1 8 . Hegel, Enc. , I , p . 1 38 (94). 41 . Ibid. , p. 149.
1 9 . I. Kant, Critique ifPractical Reason, tr. L.W Beck, New York, 42 . G. W F. Hegel, Lectures on the History if Philosophy, tr.
1 99 3 , pp. 1 28-9 . E . S . Haldane and F. Simson, London, 1 892, vol. 3 , p. 5 5 1 .
20. Ibid. , p. 1 29 . 43. Idem.
2 1 . Hegel, Science, 1 , p. 1 46 . 44. Hegel, LPWH, 3 , p. 5 1 .
310 Notes to pp. 1 1 1 -2 0 Notes to pp. 1 20-5 311

45 . G.W F. Hegel, Philosophy if History, tr. J. Sibree, New York, 64. Juan Maldonado, Commentarii in prophetas 1111, Tournon, 1 6 1 1 ,
1 956, p. 345 . p. 65 3 .
46 . G. W F. Hegel, Lectures on the Philosophy if Religion, tr. 6 5 . Joachim of Fiore, Sull 'Apocalisse (Enchiridion super Apocalypsim),
E . B. Speirs and J.B. Sanderson, London, 1 895 , vol. 3 , p. 1 2 . tr. A. Tagliapietra, Milan, 1 994, pp. 2 1 8- 1 9 .
47. Ibid . , 3 , p. 25 . 66 . Joachim of Fiore, Liber Concordiae, Venice, 1 5 1 9 , f. 96r.
48 . K. Lowith, Meaning in History, Chicago, 1 949, p. 54. 67. Francis Bacon, The Advancement if Learning, Oxford, 1 974,
49 . K. Lowith, From Hegel to Nietzsche, London, 1 965 , p. 3 5 . p. 78.
5 0 . C. O' Regan, The Heterodox Hegel, Albany, NY, 1 994, 68. Idem; see also Charles Webster, The Great 1nstauration,
p. 303. London, 1 975 , ch. 1 .
5 1 . H.S. Harris, Hegel's Development: Toward the Sunlight, Oxford, 69. Blumenberg, "Lineage", p. 1 8 .
1 972, p. 99. 70. Francis Bacon, Works, 7 vols, London, 1 857-9, vol. 2 , p. 1 47.
5 2 . Lowith, Meaning in History, p. 1 1 4. 7 1 . He wrote:
5 3 . Hans Blumenberg, The Legitimacy if the Modern Age,
Cambridge, MA, 1 985 , pp. 2 3-4. If before the Law men had a light whereby they might finde the
54. Ibid. , p. 30. truth more clearly than we, then the former times were times
5 5 . Idem. of greater light and grace than the later; but this is contrary
56. Hans Blumenberg, "On a Lineage of the Idea of Progress", both to the generall judgment of the Christian world, and to
Social Research, 41 ( 1 974) p. 6 . universall experience. For as light naturally increaseth more
5 7 . Ibid. , p . 7 . and more untill it be perfect day, so it hath been with light
5 8 . Ibid. , p . 1 8 . spirituall.
59. Ibid. , p. 49 .
60 . Blumenberg, Legitimacy, p. 49. (W Twisse, The Doubting Conscience Resolved, London, 1 65 2 ,
6 1 . Gotthold Ephraim Lessing, The Education if the Human Race, pp. 93-4.)
4th edn, tr. F. W Robertson, London, 1 896, p. xiv. 72. See Joachim, Lib. Cone. f. 96r and f. 1 27v.
62. Ibid. , pp. 70-2 . 73 . Kant, Pure Reason, Bii; Bacon, Works, vol. 4, p. 20 and vol . 1 ,
63. Richard More, the seventeenth-century Protestant translator pp. 1 32-3 .
of Joseph Mede's Key if the Revelation, was by no means 74. Kant, Pure Reason, p. 665 .
unusual in referring to "The obscuritie of this (as of all other 75 . Bacon, Works, 4, p. 20.
Prophecies) untill the event should manifest them". Joseph 76. Kant, On History, p. 1 3 .
Mede, The Key if the Revelation, London, 1 643 , translator's 77. Hegel, LHP, 3 , p . 1 70.
introduction. 78 . Hegel, Science, 2 , p. 68.
312 Notes to pp. 1 25-32 Notes to pp. 1 3 2-8 313

79. G.W F. Hegel, Early Theological Writings, tr. T.M . Knox, 95. The first eagle represents the sixty-three generations of
Chicago, 1 948 , p. 256. mankind in the age of the father, while the second represents
80. Ibid. , pp. 260-1 . the tree propagated from the topmost branches of the first,
8 1 . Ibid. , p. 262. and depicts the sixty-three generations of the age of the son;
82. G. W F. Hegel, Theologische Jugendschriften, ed. H. Nohl, see Reeves and Hirsch-Reich, Figurae, pp. 1 60-3.
Tiibingen, 1 907, p. 304n . , quoted in Harris, Hegel's 96. Joachim, Lib. Cone. (Daniels edn ) , p. 1 5 1 .
Development, p. 363n. 97. See Reeves and Hirsch-Reich, Figurae, pp. 1 64--9 .
83. Hegel, ETW, p. 1 6 1 . 98. Joachim, Expositio in Apocalypsim, Venice, 1 5 27, f. 36v.
84. Kant, Pure Reason, pp. 402ff. 99. At the beginning of the section, he mentions Lessing's claim
8 5 . Hegel, ETW, p. 257. that Jewish culture can be identified with the state of child­
86. Ibid. , p. 2 5 8 . hood. Hegel, ETW, p. 256.
8 7 . Hegel, Science, 1 , p . 2 1 1 .
88. Hegel, ETW, p. 2 6 1 .
89. Harris, Hegel's Development, p. 36 1 . Chap ter 4 The E nd : Watts, Kant ,
90 . M. Reeves and B. Hirsch-Reich, The Figurae rfjoachim rfFiore, B enj a m in
Oxford, 1 972, pp. 27-38.
9 1 . The intermediaries are difficult to identify, for there seems to 1. Rev. 1 0. 6 (King James Version).
be nothing in Hegel's immediate sources that is as close to 2. Rev. 1 0.7.
Joachim's ideas as Hegel's own passage quoted above. 3. I. Watts, The World to Come, London, 1 739, p. 1 02 .
Nevertheless, it is worth noting that Jacob Boehme made 4. Ibid. , p . 1 03 .
repeated use of similar arboreal imagery in discussing the 5. Ibid. , p . 1 1 2 .
Trinity and the Christian life. 6 . Ibid. , p. 1 1 4 ( 1 Pet. 4.7) .
92 . Ez. 1 7 . 22-3 ; Joachim, Lib. Cone. , ed. E.R. Daniels, Transactions 7 . Ibid. , pp. 1 04--5 (Rev. 2 2 . 1 1 ) . The text i s also cited by Kant,
rj the American Philosophical Society, 73, pt 8 , 1 973 , p. 1 45 . in "The End of All Things"; I. Kant, On History, ed. Lewis
(This edition includes only the first four books; the much White Beck, New York, 1 96 3 , p. 8 1 .
longer fifth book, referred to above, is available only in the 8 . Watts, World to Come, p. 1 1 5 .
Venice edition of 1 5 1 9 . ) 9 . Ibid. , pp. 1 35--6.
93. Joachim, Lib. Cone. (Daniels edn ) , p. 1 4 5 . 1 0 . I. Watts, Zukiiriftige Welt, oder Reden von der Freude und dem
94. L. Tondelli, M. Reeves and B. Hirsch-Reich, eds, Il Libro delle Elende, Halle, 1 745 .
figure dell'Abate Gioacchino da Fiore, Turin, 1 95 3 , tav. V and 1 1 . Kant, On History, pp. 76--7.
VI. 1 2 . Ibid. , p. 69.
314 Notes to pp. 1 3 9-43 N o t e s to p p . 1 43-7 315

1 3 . Watts, World to Come, p . 1 39 . 3 2 . See France, La Revolte, ch. 5 .


14. Kant, On History, p. 77. 3 3 . France, La Revolte, p. 287; Scholem, "Walter Benjamin",
1 5 . Ibid . , pp. 77, 70. pp. 57-9 .
1 6 . Ibid . , p. 77. 34. Benjamin, Correspondence, p. 1 07.
1 7 . Ibid. , p. 75 . 35. Kant, On History, p. 24.
1 8 . Idem. 36. France, La Revolte, chs 1 8-2 1 .
1 9 . Ibid. , pp. 78-9. 37. Kant, On History, p. 1 8n.
20. Ibid. , p. 78 . 38. France, La Revolte, p. 2 5 2 .
2 1 . I. Kant, Religion within the Limits if Reason Alone, New York, 3 9 . B . Cendrars, "La fin du monde filmee par l' Ange N. D.",
1 960, p. 1 26 . Oeuvres completes, vol. 2, Paris, 1 96 2 , p. 3 8 ; cf. Joshua
2 2 . See E . Cassirer, Kant's Life and Thought, New Haven, CT, 1 98 1 , 1 0. 1 2-1 5 .
pp. 392--4. 40. Benjamin, GS, vol. 2 , part 2 , p . 799 . O n Benjamin and
2 3 . W Benjamin, Illuminations, London, 1 973, p. 249. Cendrars see O. K. Werckmeister, "Walter Benjamin's Angel
24. Rev. 1 0 .4 (KJV) . of History, or the Transfiguration of the Revolutionary into the
25 . G. Scholem, "Walter Benjamin and his Angel" in G. Smith, Historian", Critical Inquiry, 22 ( 1 996) pp. 239-67.
ed. , On Walter Benjamin, Cambridge, MA, 1 988, pp. 5 1 -89. 41 . Benjamin, GS, vol. VII, p. 437; F. M . Dostoevskii, Die
On Benjamin's use of "apocatastasis", another motif from Daemonen, tr. E . K . Rahsin, Munich, 1 906 .
Christian eschatology, see A. Benjamin, "Time and Task: 42 . Fyodor Dostoyevsky, The Devils, tr. D. Magarshack,
Benjamin and Heidegger Showing the Present", in P. Osborne Harmondsworth, 1 97 1 , pp. 242-3 .
and A. Benjamin, eds, Walter Benjamin's Philosophy, London, 43 . Benjamin, Illuminations, p. 245 .
1 994, pp. 233ff. 44. W Benjamin, "Karl Kraus" in One- Way Street and Other Writings,
26. W Benjamin, Gesammelte Schriften, ed. R . Tiedemann and London, 1 979, p. 264.
H . Schweppenhauser, Frankfurt am Main, 1 972-89, vol . 1 , 45 . Ibid. , p. 27 1 .
part 3 , p. 1 226. 46 . Ibid. , p. 288 . See K. Kraus, Worte in Versen, Munich, 1 959,
27. W. Benjamin, The Correspondence if Walter Benjamin, pp. 1 09-1 4.
1 91 0-1 940, ed . G. Scholem and T.W. Adorno, Chicago, 47. Ibid. , p. 271 .
1 994, pp. 98, 1 03--4, 1 1 5 . 48 . Ibid. , p. 272 .
2 8 . Ibid. , p . 1 05 . 49 . Ibid. , p. 262.
29. I . Kant, Gesammelte Schriften, Berlin, 1 9 1 2 , vol. 8 , pp. 325-39. 50. Ibid. , p. 283.
30. Anatole France, La Revolte des anges, Paris, 1 9 14, p. 1 1 2 . 5 1 . Ibid. , p. 2 90.
3 1 . Benjamin, Correspondence, p . 1 07 . 5 2 . Benjamin, GS, vol. 2 , part 3 , pp. 1 1 06-7.
316 Notes to pp. 1 48-5 2 N o t e s t o p p . 1 5 3 -7 317

53. Benjamin, Illuminations, p. 2 5 2 . 7 1 . M . Roth, KnowinB and History: Appropriations if Hesel in


54. Idem . Twentieth-Century France, Ithaca, NY, 1 988, pp. 225-7.
55. Ibid. , p. 254. 72. Kant, On History, p. 1 6 .
56. Idem. 73 . Ibid. , p . 1 7 .
57. Ibid. , p. 2 5 3 . 74. Ibid. , p . 1 8 .
58. W Benjamin, "N", in G . Smith, ed . , Benjamin: Philosophy, 75 . P. Anderson, A Zone if Enaaaement, London , 1 99 2 ,
Aesthetics, History, Chicago, 1 989, p. 64. pp. 230-50.
59. Benjamin, Illuminations, p. 248 . 76. The image of the human character as crooked wood in need of
60. Benjamin echoes this view in G. Smith, ed. , Benjamin, p. 64. straightening is found in Plato, Protaaoras, 325d, but Kant's
61 . Kant, On History, p. 1 5 . deployment of it may also reflect the Judaeo- Christian tradi­
62 . Ibid. , pp. 1 5- 1 6 . tion, where "crooked" is the epithet characteristic of the
6 3 . The possibility that Hegel's account of lordship and bondage is serpent, the enemy of God, and it is a central eschatological
indebted to Kant's observations on this topic is rarely consid­ expectation that the crooked will be made straight.
ered. However, Kant's comment on the esteem in which 77. Kant, On History, p. 1 7.
bravery is held in the "state of nature" - "That man should be 78 . A . Kojeve, introduction to the ReadinB if Heael, Ithaca, NY,
able to possess a thing (i.e. honour) and make it an end to be 1 980, p. 2 3 .
valued more than life itself . . . surely bespeaks a certain nobil­ 7 9 . Ibid . , p . 2 0 .
ity in his natural disposition" - seems to prefigure Hegel's 8 0 . Ibid . , p . 45 .
account of mastery. Kant, ReliBion within the Limits if Reason 8 1 . Ibid. , p. 225 n . 2 2 .
Alone, p. 28n. 82. Ibid. , pp. 47, 69.
64. G.W F. Hegel, The Phenomenolosy if Spirit, tr. A.V. Miller, 83. Indeed, Kojeve used Marx's observation that "Hegel
Oxford, 1 977, pp. 1 1 1 - 1 9 . For a full discussion of the grasps labour as the essence of man" as an epigraph;
master-slave dialectic in Hegel, see below, ch. 6. Introduction, p. 3 .
65 . Benjamin, Illuminations, p. 246 . 84. Ibid. , p . 5 3 .
66. Idem. 8 5 . Benjamin, "N", p . 7 1 .
67. Idem. 86. Benjamin, Illuminations, p. 247.
68. Josef Dietzgen accorded Kant and Hegel equal importance; 87. Benjamin, "N", pp. 70-1 .
see K. Vorlaender, Kant und Marx. Ein BeitraB zur Philosophie des 8 8 . Benjamin, GS, vol. 1 , part 3 , p. 1 24 1 and Illuminations,
Sozialismus, Tiibingen, 1 9 1 1 , p. 96. pp. 25 1 , 2 5 3 .
69. Benjamin, Illuminations, pp. 250- 1 . 8 9 . Benjamin, Illuminations, p . 25 1 .
70 . Ibid. , p. 25 1 . 90 . Ibid. , p. 2 5 3 .

318 Notes to pp. 1 57-70 Notes to pp. 1 7 0-4 319

9 1 . Benjamin, GS, vol. 2 , part 3 , p. 1 2 3 2 , as translated in 7 . Jay, Force Fields, p. 1 04.


R. Tiedemann , "Historical Materialism or Political 8. Jean-Paul Sartre, Being and Nothingness, London, 1 95 8 , p. 302.
Messianism?" in Smith, ed. , Benjamin, p. 201 . 9 . Jay, Downcast Eyes, p. 2 9 1 .
92. Ovid, Metamorphoses, III. 660- 1 . 1 0. Jay, Marxism and Totality, p. 3 5 3 .
93 . Ibid . , III.668-9. 1 1 . Ibid. , p . 340.
94. L. Niethammer, Posthistoire, London, 1 992, p. 73. 1 2 . Jean-Paul Sartre, Critique ifDialectical Reason, London, 1 976,
95 . Hegel, Phenomenolo8Y, p. 27; Benjamin, One- Way Street, p. 239. p. 45 .
96. France, La Revolte, p. 25 1 . 1 3 . Jay, Marxism and Totality, p. 454.
97. Benjamin, "N", p. 72. 14. Lucien Goldmann, Lukacs and Heidegger, London, 1 977,
98 . Dostoyevsky, Devils, p. 244. pp. 40-5 1 . See also Youssef lshaghpour, "On Goldmann's Lukacs
99. Benjamin, Illuminations, p. 2 5 5 . and Heidegger", Philosophical Forum, 23 (1 991-2) pp. 1 03-2 3 .
1 00 . Watts, World to Come, p . 1 22 . 1 5 . Martin Heidegger, "The Age of the World Picture" in The
1 0 1 . Kant, On History, p . 69. Q!lestion Concerning Technolo8Y, New York, 1 977, p. 1 30 .
1 6 . Ibid. , p . 1 42 . Heidegger i s not, o f course, hostile to all types
of vision. See below, and see also Stephen Houlgate, "Vision,
C h ap t e r 5 T h e World in Hiding : Reflection, and Openness: The ' Hegemony of Vision' from a
A nti- V isual H olis m Hegelian Point of View", and David Michael Levin, "Decline
and Fall : Ocularcentrism in Heidegger's Reading of the
1 . See J.J. Gibson, The Senses Considered as Perceptual Systems, New History of Metaphysics" in David Michael Levin, ed. , Modernity
York, 1 966, p. 293. and the Hegemony if Vision, Berkeley, CA, 1 99 3 , as well as
2 . M. Jay, Marxism and Totality, Berkeley, CA, 1 984, and Downcast David Michael Levin's earlier study, The Opening if Vision:
Eyes: The Denigration if Vision in Twentieth-Century French Nihilism and the Postmodern Situation, New York, 1 98 8 .
Thought, Berkeley, CA, 1 993. 1 7 . Heidegger, "World Picture", p . 1 3 1 .
3. Georg Lukacs, History and Class Consciousness, London, 1 97 1 , 1 8 . Jay, Marxism and Totality, p. 332.
p. 27. 19. Jay, Downcast Eyes, p. 498 .
4. Jay, Marxism and Totality, pp. 5 1 4-1 5 . 20. Richard Rorty, Philosophy and the Mirror if Nature, Princeton,
5 . "In the Empire of the Gaze" appeared in David Couzens Hoy, NJ, 1 979 , p. 1 1 .
ed. , Foucault: A Critical Reader, Oxford, 1 986; three other 2 1 . Ibid. , p. 37 1 .
essays are reprinted in Martin Jay's Force Fields, London, 2 2 . Ibid. , p. 1 8 1 .
1 99 3 . 2 3 . Donald Davidson, Inquiries into Truth and Interpretation,
6. Jay, "Empire", p . 1 96 . Oxford, 1 984, p. 2 2 .
320 Notes to pp. 1 74-8 1 Notes to pp. 1 82-8 321

24. "On the Very Idea of a Conceptual Scheme" in ibid. , 47 . Heidegger, "World Picture", p . 1 3 1 .
pp. 1 8 3-98 . 48 . Martin Heidegger, Being and Time, tr. J. Macquarrie and
2 5 . Richard Rorty, Contingency, Irony, and Solidarity, Cambridge, E . Robinson, Oxford, 1 962, p. 1 29 .
1 989, pp. 1 0- 1 1 . 49 . Ibid. , p . 1 2 8 .
26. Davidson, Inquiries, p. 1 8 3 . 5 0 . Ibid. , p . 1 0 1 .
27. Heidegger, "World Picture", p . 1 34. 5 1 . Ibid . , p. 207.
2 8 . For a critical response to Rorty see Dorothea Frede, "Beyond 5 2 . Ibid . , p. 98.
Realism and Anti-Realism: Rorty on Heidegger and 53. Idem.
Davidson", Review if Metaphysics, 40 ( 1 987) pp. 733-5 7 . 54. Ibid. , pp. 1 90- 1 .
Rorty's paper "Beyond Realism and Anti-Realism" appears in 5 5 . Ibid. , p. 1 9 1 .
L. Nagl and R. Heinrich, eds, Wo steht die Ana!Jtische Philosophie 56. Ibid. , p. 1 90 .
heute?, Wiener Reihe 1 ( 1 986) pp. 1 03- 1 5 . 57. Ibid. , p. 1 89.
29. Rorty, Contingency, Irony, and Solidarity, p . 1 0. 58. Ibid. , pp. 1 89-90.
30. Goldmann , Lukacs and Heidegger, p. 6 . 59. Ibid . , p. 1 05 .
3 1 . Lukacs, History, pp. 1 86-7; Heidegger, "World Picture", 60 . Ibid. , p. 1 9 1 .
pp. 1 3 3 , 1 5 1 . 61. Ibid. , p. 1 06 .
3 2 . Heidegger, "World Picture", p. 1 3 3 . 62 . Ibid. , p . 1 04.
3 3 . Lukacs, History, p . 200. 63. Ibid. , p. 200 .
34. Idem. 64. Ibid. , p . 1 97.
3 5 . Davidson, Inquiries, p. 1 84. 65 . Unlike Rorty, Mulhall opposes Heidegger and Wittgenstein to
36. Lukacs, History, p. 1 89. Davidson; however, as Mulhall acknowledges, the essay with
37. Davidson, Inquiries, p. 1 9 5 . which we (and Rorty) are concerned, Davidson's "On the
3 8 . Lukacs, History, p . 1 90 . Very Idea of a Conceptual Scheme", appears to be in tension
3 9 . Ibid . , p . 1 9 1 . with some of Davidson's other statements about language and
40. Davidson, Inquiries, p. 1 98 . to be more compatible with Heidegger and Wittgenstein;
4 1 . Lukacs, History, p . 1 89 . Mulhall, On Being, pp. 1 05-6 .
42 . Davidson, Inquiries, p . 1 98 . 66 . Ibid. , p. 1 24.
43 . Lukacs, History, p . 204. 67. Idem.
44. Rorty, Mirror, p. 1 3 . 68 . Ludwig Wittgenstein, Philosophical Investigations, tr. G. E .M.
45 . Goldmann, Lukc1cs, pp. 27-39 . Anscombe, New York, 1 95 8 , p. 2 1 2 .
46. S . Mulhall, On Being in the World, London, 1 990, p . 1 20 . 69. Mulhall, On Being, p. 142.
322 Notes to pp. 1 8 8-96 N o t e s to pp. 1 99-206 323

70. Thomas Kuhn, The Structure if Scientific Revolutions, Chicago, C h ap ter 6 C o m ing into Hiding :
1 962, p. 1 50 . T h e M aster- S lav e D ialectic
7 1 . Ibid. , p. 1 1 1 .
72. Ibid. , p. 1 1 0. 1 . Georg Lukacs, History and Class Consciousness, London, 1 97 1 ,
73. Davidson, Inquiries, p. 1 87. p . 200.
74. Ibid. , pp. 1 96 . 2. Ibid. , p. 87.
75 . Ibid. , pp. 1 96 , 1 97. 3. According to Lukacs, "the personality can do no more than
76. R . Sorensen, Blindspots, Oxford, 1 988, pp. 1 76-7. look on helplessly while its own existence is reduced to an iso­
77 . Lukacs, History, p. 1 87. lated particle and fed into an alien system"; ibid. , p. 90.
78 . Heidegger, "World Picture", p. 1 44. 4. Ibid. , p. 8 3 .
79. Idem. 5. Ibid. , p . 1 84.
80. Ibid . , pp. 1 45-6 . The relationship between Heidegger's 6. See ibid. , pp. 1 65-7, 1 69 , 1 72 , 1 8 1 , 1 85 .
conception of aletheia (truth as unconcealment) and aspect­ 7. S . Mulhall, On Being in the World, London, 1 990, p. 1 2 5 .
dawning must await exploration elsewhere, but it is worth Mulhall has recently explored the connection between aspect­
noting that the distinction made in this chapter between aspec­ perception and the Marxist concept of alienation in
tival and perspectival ways of seeing has some overlaps with "Species-being, Teleology and Individuality, pt. III", Angelaki,
the distinction David Michael Levin derives from Heidegger 3 ( 1 998) pp. 95-1 0 1 .
between the aletheic and assertoric gazes ; see Levin , The 8 . Ludwig Wittgenstein, Philosophical Investigations, tr. G. E.M.
Opening if Vision, pp. 4 1 9-40. Anscombe, New York, 1 95 8 , pp. 1 26 (420), 1 78 .
8 1 . Plato, Theaetetus, 1 5 2 . 9 . Ibid. , p. 1 78 .
8 2 . Heidegger, "World Picture", p. 1 46 . 1 0. Ibid. , p . 2 1 3 .
8 3 . Heidegger, Being, p . 2 2 5 . 1 1 . Stanley Cavell, Must We Mean What We Say?, Cambridge, 1 969,
84. Ibid. , p . 226. p. 324.
85 . Ibid. , p. 2 3 1 . 1 2 . Stanley Cavell, The Claim ifReason, New York, 1 979, p. 42 1 .
86. Lukacs, History, p. 1 84. 1 3. Ibid. , p. 375 .
87. Ibid. , p. 1 79 . 14. Ibid. , p. 377.
88. Ibid. , p . 1 70 . 15. Lukacs, History, p. 1 69 .
16. Cavell, Claim, p . 377 .
1 7 . Lukacs reads the master-slave dialectic in terms of the Marxist
theory of alienation in The Young Hegel, tr. R . Livingstone,
London, 1 975 , pp. 3 1 9-37.
324 N o t e s to p p . 2 0 7 - 1 2 Notes to pp. 2 1 3- 1 7 325

1 8 . See L. Hanke, Aristotle and the American Indians, London, 1 959. 43 . Most recently by Steven B. Smith in "Hegel on Slavery and
19. Quoted in P.A . Brunt, "Aristotle and Slavery" in Studies in Domination", Review if Metaphysics, 46 ( 1 992) pp. 97-1 24.
Greek History and Thounht, Oxford, 1 99 3 , p. 3 5 1 . 44. For example, C. Arthur, "Hegel's Master-Slave Dialectic and
20. Aristotle, Politics, tr. H . Rackham, Cambridge, MA, 1 93 2 , p. a Myth of Marxology", New Lift Review, 1 42 ( 1 983) pp. 67-75 ;
27 ( 1 255a 25-8) . P. Osborne, The Politics if Time, London, 1 995 , p. 72 .
2 1 . Ibid . , p. 27 ( 1 255a 3 1 -2) . 45 . Die Politik des Aristotles, 2 vols, tr. C. von Garve, ed. with
2 2 . Ibid. , p . 1 7 ( 1 253b 3 3-9) . notes by G.G. Fiilleborn, Breslau, 1 799-1 802 , vol. I ,
2 3 . Ibid. , p. 2 3 ( 1 254b 25-6) . pp. 14, 1 8 , 5 8 .
24. Ibid. , p. 1 7 ( 1 254a 8-1 3). 46 . Ibid. , vol. II, p . 69.
2 5 . Ibid. , p. 29 ( 1 255b 1 1- 1 2 ) . 47. "Eigene Gedanken iiber Sclaverei und Despotie", in ibid. , II,
26. Ibid. , p . 23 ( 1 254b 27ff. ). pp. 1 35-65 .
27. Ibid. , p. 63 ( 1 260a 1 2) . 48 . On Hegel's earlier use of Garve's works see H . S . Harris,
28. Ibid. , p. 567 ( 1 327b 27-9). Henel's Development: Toward the Sunlinht, 1 770-1 801 , Oxford,
29. Ibid. , p. 23 ( 1 254b 2 2-3) . 1 972, pp. 3 5-8, and L. Dickey, Henel: Reli9ion, Economics,
30. Ibid. , pp. 2 1 -3 ( 1 254b 1 5-20) . and the Politics if Spirit, 1 770-1 807, Cambridge, 1 987,
3 1 . My analysis here follows that in R. Schlaifer, "Greek Theories pp. 1 88-94.
of Slavery from Homer to Aristotle", in M . I . Finley, ed. , 49 . Aristotle, Politics, p. 65 ( 1 260a 34-1 260b 5 ) .
Slavery in Classical Antiquity, Cambridge, 1 960, pp. 1 95ff. 50. Die Politik, II, pp. 1 42-3 . (The translation i s by John Baildam. )
3 2 . Aristotle, Nicomachean Ethics, tr. J.A. K . Thompson, 5 1 . Ibid. , p . 143.
Harmondsworth, 1 976, p. 276 ( 1 1 60b 29-30). 52. G.WF. Hegel, PhenomenoloBY ifSpirit, tr. A.V. Miller, Oxford,
3 3 . Aristotle, Politics, p. 2 1 ( 1 254b 4-5 ) . 1 977 , p. 1 1 9 ( 1 96) .
34. Ibid. , p . 203 ( 1 278b 3 3ff. ) . 5 3 . Ibid. , p. 1 1 8 ( 1 95 ) .
3 5 . Aristotle, Nic. Ethics, p . 9 0 ( 1 1 02b 34-5) . 5 4 . G.WF. Hegel, Philosophy if Mind (Part III of the Encyclopaedia
3 6 . Aristotle, Politics, p . 6 7 ( 1 2 60b 5-7) . if the Philosophical Sciences), tr. W Wallace and A.V. Miller,
37. Aristotle, Nic. Ethics, p. 278 ( 1 1 6 1 a 32-1 1 6 1 b 6) . Oxford, 1 97 1 , p. 1 74 (434Z) . Hereafter abbreviated as Enc.
38. Aristotle, On the Soul, tr. W S . Hett, Cambridge, MA, 1 936, III. The Zusatze are based on lecture notes used by Hegel or
p. 43 (407b 20ff.) . taken by his students in courses for which the Encyclopaedia
39. Ibid. , p. 6 3 (4 1 t h 1 0) . was the textbook. Although not prepared for publication by
40 . Aristotle, Nic. Ethics, p . 275 ( 1 1 60a 36-1 1 60b 1 ) . Hegel himself, they provide a good indication of the overall
4 1 . Aristotle, Politics, p . 249 ( 1 285a 20ff.) . structure of his thinking and the analogies he perceived
42 . Ibid. , p . 327 ( 1 2 95a 2 3 ) . between it and other historical developments.
326 N o t e s to pp. 2 1 7-24 Notes to pp. 2 2 4- 3 2 327

5 5 . Ibid. , p. 1 75 (435Z) . 78 . Ibid. , pp. 1 1 3- 1 5 ( 1 87-9) . 1:


5 6 . G.WF. Hegel, Lectures on the Philosophy of World History, tr. 79. Ibid . , pp. 1 1 5- 1 6 ( 1 90) .
H . B. Nisbet, Cambridge, 1 975, p. 1 8 3 . 80. Ibid . , pp. 1 1 6- 1 7 ( 1 9 1 -2 ) .
57. Ibid . , p . 1 77. 81. Ibid. , pp. 1 1 7-1 8 ( 1 94--5 ) .
5 8 . Ibid. , p. 1 8 3 ; cf. Aristotle, Politics, p. 7 ( 1 25 2b 5ff. ) . 82 . Ibid. , p . 1 1 8 ( 1 96) .
59. Ibid. , p. 1 8 2 ; cf. Aristotle, Politics, p. 249 ( 1 285a 20ff. ) . 8 3 . Ibid . , pp. 1 1 9-20 ( 1 97).
60 . For the historical background see R . Blackburn, The Overthrow 84. G.W F. Hegel, System of Ethical Life and First Philosophy of
ofColonial Slavery, 1 776-1 848, London, 1 98 8 . Spirit, tr. H . S . Harris and T. M . Knox, Albany, NY, 1 979,
6 1 . Hegel, LPWH, p. 1 84. p. 1 2 5 .
62 . Hegel, Enc. III, p. 92 (402Z) . 8 5 . Hegel, The Philosophical Propaedeutic, tr. A . V. Miller, Oxford,
63. Ibid. , p. 1 46 (41 0Z) . 1 986, p. 62 (3 5-6).
64. Die Politik, I, p . 1 9 . 86. Hegel, System, p. 1 26 .
65 . Hegel, Enc. III, p . 144 (41 0Z) . 8 7 . Hegel, Enc. III, p . 1 74 (434) .
66 . Ibid. , p. 1 76 (436). 88. Ibid. , p. 1 75 (435).
67. Hegel, LPWH, p. 1 84. 89. Hegel, Propaedeutic, p. 62 (36).
68 . Ibid. , p. 1 77. 90. Hegel, Enc. III, p. 1 75 (435Z).
69. Ibid. , p. 1 78 ; Enc. III, p. 1 65 (424Z) . 9 1 . Hegel, Propaedeutic, p. 62 (36).
70 . Ibid. , p. 1 76 (436Z) . 92. Hegel, System, p. 1 25 .
7 1 . Ibid. , p. 1 74 (43 3Z) . 9 3 . Aristotle, On the Soul, p. 87 (4 1 5b 9).
72 . Ibid . , p. 43 (393Z) . D.B. Davis relates this event to the 94. Hegel, Propaedeutic, p. 62 (35) .
master-slave dialectic in The Problem of Slavery in the Age of 95 . C . A . F. Kluge, Versuch einer Darstellung des animalischen
Revolution, 1 770-1 823, Ithaca, NY, 1 975 , pp. 557-64. Magnetismus, als Heilmittel, Berlin, 1 8 1 5 . A list of references is
7 3 . There is a huge secondary literature on the dialectic. Some of given in the index, p. 475 .
the best known readings are gathered in J. O'Neill, ed. , Hegel's 96. Hegel, Enc. III, p. 1 04 (406) .
Dialectic ofDesire and Recognition, Albany, NY, 1 996. 97. Ibid. , p. 1 1 6 (406Z) .
74. G.A. Kelly, "Notes on Hegel's ' Lordship and Bondage'", 98. Ibid. , p. 95 (405).
Review ofMetaphysics, 19 ( 1 966), p. 784. See also J. Royce, The 99. Ibid. , p. 97 (405Z) .
Spirit ofModern Philosophy, Boston, MA, 1 892, pp. 209ff. 1 00. P.F. von Walther, Physiologie des Menschen, 2 vols, Landshut,
75 . Hegel, Phenomenology, p. 1 1 2 ( 1 82). 1 807-8 , vol. II, p. 363.
76. Ibid. , p. 1 1 1 ( 1 78). 1 0 1 . Hegel discusses this possibility in Enc. III, p. 1 2 1 (406Z) .
77 . Ibid. , p. 1 1 3 ( 1 86) . 1 02 . Walther, Physiologie, II, p. 363.
r
f
328 N o t e s to pp. 2 3 2-4 1 Notes to pp. 2 4 1 -8 329 I

1 0 3 . Hegel, Enc. III, pp. 1 09-1 0 (406Z). ignores the Encyclopaedia and so does not note the parallels
1 04. Ibid . , p. 1 1 0 (406Z) . between Hegel and Du Bois discussed below.
1 0 5 . Ibid. , p. 1 03 (406); PhenomenoloBJ', p. 1 1 7 ( 1 93). 1 2 3 . Du Bois, Souls, p. 1 70.
1 06. Hegel, PhenomenoloBJ', p. 1 1 7 ( 1 94) . 1 24. Ibid. , pp. 1 64-5 .
1 07. Hegel, Enc. III, p. 1 09 (406Z); cf. p. l OS (406). 1 2 5 . Hegel, Enc. III, p. 1 76 (436).
108. Hegel, Propaedeutic, p. 63 (38) . 1 26. Cavell, Claim, p. 377 .
1 09. Hegel, PhenomenoloBJ', p. 1 20 ( 1 97) . 1 27. Du Bois, Souls, p. 1 78 . On Du Bois's identification of
1 1 0. Ibid. , p. 1 26 (206 and 207). Crummell's personal odyssey with emancipation from slavery
1 1 1 . Hegel, Propaedeutic, p. 63 (38). see E.J. Sundquist, To Wake the Nations: Race in the Making if
1 1 2 . Hegel, Enc. III, p. 1 76 (436) . American Literature, Cambridge, MA, 1 99 3, p. 5 1 8 .
1 1 3 . Ibid . , p. 1 77 (436Z). 1 28. Although it may therefore be true that the condition of double
1 1 4. Aristotle, Politics, p. 2 1 3 ( 1 2 80a 3 2) . consciousness is experienced more acutely in proportion to
1 1 5 . Quoted in A. Crabtree, From Mesmer to Freud: Magnetic Sleep and the extent of integration into white society, there seems little
the Roots ifPsychological Healing, New Haven, CT, 1 993, p. 42 . basis for Zarnir's claim that double consciousness is confined to
Although it pays little attention to the early nineteenth-cen­ a black middle-class elite (Dark Voices, p. 1 1 6).
tury German sources, Crabtree's is the best available history of 1 29 . W Gregory, Letters to a Candid Enquirer on Animal Magnetism,
animal magnetism and its relationship to double consciousness London, 1 85 1 , p. 78.
and multiple personality. 1 30. Hegel, Enc. III, p. 1 03 (406). Wallace's translation was first
1 1 6 . C.A. von Eschenmayer, Versuch die scheinbare Magie des published in 1 894 and would therefore have been available to
thierischen Magnetismus . . . , Vienna, 1 8 1 6 , pp. 57, 56. Du Bois.
1 1 7. Hegel, Enc. III, p. 1 03 (406). 131. Ibid. , p. 1 1 2 (406Z) . The Zusatze were not translated by
1 1 8 . Ibid. , p. 1 04 (406). Wallace, but were included in the collected German edition of
1 1 9 . R. Darn ton, Mesmerism and the End if the Enlightenment in 1 845 which Du Bois, who spent two years in Berlin, would
France, Cambridge, MA, 1 968 . have been quite capable of reading.
1 20. W E .B. Du Bois, The Souls ifBlack Folk, New York, 1 989, p. 5 . 1 32 . Ibid. , p. 1 1 3 (406Z) .
1 2 1 . The best and most recent study, which contains references to 1 3 3 . Pauline Hopkins, OJ One Blood; or, The Hidden Se!f ( 1 902-3),
all the earlier literature, is S. Zarnir, Dark Voices: W.E.B. Du Bois repr. London, 1 996. W James, "The Hidden Self", in Essays in
and American Thought, 1 888-1903, Chicago, 1 995 . PsycholoB.Y, Cambridge, 1 98 3 , p. 262 . On the background see
1 2 2 . This is Zamir's approach in Dark Voices, pp. 1 1 3ff. Zamir pro­ T.J. Otten, "Pauline Hopkins and the Hidden Self of Race",
vides much valuable information on Du Bois's interest in English Literary History, 59 ( 1 992) pp. 227-56.
Hegel and on nineteenth-century American Hegelianism, but
3 30 N ote s to pp. 2 5 7-6 5 Notes to pp. 2 65-70 331 r
I,
C h ap ter 7 L iv ing in Hiding : 19. Ibid. , p . 209.
T h e M ul ti p le S elf 20. Ibid. , p. 1 5 2 .
21. Taylor, "Interpretation", p . 47.
1 . C. Taylor, Sources cif the Self The Making cif the Modern Identity, 22. F. Nietzsche, Beyond Good and Evil, tr. W Kaufmann, New
Cambridge, MA, 1 989. York, 1 956, 244 (references to Nietzsche's works are to sec­
2. A . Macintyre, Afier Virtue: A Study in Moral Theory, London, tions, not page numbers) . The quotation "two souls . . ." is I
1 98 1 , p. 2 2 . from Goethe 's Faust. I

I
3 . Taylor, Sources, p . 5 . 2 3 . Ibid. , 260.
4. Ibid. , p. 34. 24. F. Nietzsche, On the Genealogy cifMorals, tr. D. Smith, Oxford,
5 . Ibid. , p. 3 5 . 1 996, 1 . 1 1 .
6. Macintyre, Afier Virtue, p. 205 .
7. Taylor, Sources, p. 50.
2 5 . Nietzsche, Beyond Good and Evil, 257.
26. Ibid. , 2 5 8 .
I
!

8. Macintyre, Afier Virtue, pp. 1 9 1 , 203 . 27. Nietzsche, Genealogy, 1. 1 6 .


9 . Taylor, Sources, p. 5 1 . 28. Du Bois, Souls, p . 5 .
:11 ,,

1 0 . See K . Miller, Doubles, Oxford, 1 98 5 , and I . Hacking, 29. Despite the fact that both are independently recognised to
Rewriting the Soul: Multiple Personality and the Sciences cifMemory, have been responding to Hegel, the comparison between
Princeton, NJ, 1 995 . Nietzsche and Du Bois awaits serious exploration. However,
1 1 . W.E .B. Du Bois, The Souls cif Black Folk, New York, 1 989, the contrast should not be overstated: Nietzsche acknowl­
pp. 1 65 , 5 . edges the creativity of slave morality; Du Bois idealises
1 2 . David Levering Lewis, WE.B. Du Bois: Biography cif a Race, aristocracy within his own racial community.
1 863-1 91 9, New York, 1 99 3 , p. 96. 30. F. Nietzsche, Daybreak, tr. R.J. Hollingdale, Cambridge, 1 982,
1 3 . Ibid. , p. 1 99 . See also E .J. Sundquist, To Wake the Nations: Race 1 37.
in the Making cif American Literature, Cambridge, MA, 1 99 3 , 31. Nietzsche, Beyond Good and Evil, 260.
and P. Gilroy, The Black Atlantic: Modernity and Double 32. Ibid. , 264.
Consciousness, London, 1 99 3 . 33. Nietzsche, Genealogy, 1 . 1 0; Beyond Good and Evil, 260.
1 4. M. Griffiths, Feminisms and the Self, London, 1 995, p . 1 8 1 . 34. Nietzsche, Genealogy, 1 . 1 0 .
1 5 . Idem. 3 5 . Nietzsche, Beyond Good and Evil, 2 1 2 .
1 6 . C. Taylor, "Interpretation and the Sciences of Man", Review cif 36. F. Nietzsche, The Will to Power, tr. W. Kaufmann and
Metaphysics, 2 5 ( 1 97 1 ) , p. 47 . R.J. Hollingdale, New York, 1 967, 778 .
1 7 . Taylor, Sources, p. 69 . 37. F. Nietzsche, Twilight cif the Idols, tr. R.J. Hollingdale,
1 8 . Macintyre, Afier Virtue, p. 205 . Harmondsworth, 1 968, 49 .
1)

I
332 Notes to pp. 270-80 Notes to pp. 2 80-92 333

38. See W Kaufmann, Nietzsche, 4th edn, Princeton, NJ, 1 974, I 53. "Song of Myself" 3 3 , in ibid. , p. 63.
pp. 38 2-4. 54. "Song of Occupations" 2 , in ibid . , pp. 1 96-7 .
39. Macintyre, Afier Virtue, p. 240. 55. "Song of Myself" 1 6 , in ibid. , p. 41 .
40. F. Nietzsche, Human, All Too Human, tr. M. Faber and 56. Ibid. , 24, p. 49 .
S. Lehmann, Harmondsworth, 1 994, 45 . 57. Ibid. , 5 1 , p. 84.
41 . Nietzsche, Beyond Good and Evil, 260. 58. On the last of these see P. Cavalieri and P. Singer, The Great Ape
42 . C. Lemert, "Dark Thoughts about the Self", in C. Calhoun, Project, New York, 1 993.
ed. , Social Theory and the Politics 1 Identity, Oxford, 1 994, 59. Ovid, Metamorphoses, XV. 1 65-72 .
p. 1 02 . 60. Quoted in J. Barnes, The Presocratic Philosophers, London, 1 982,
43 . A . Gutmann, ed. , Multiculturalism, Princeton, NJ, 1 994, p. 8 . p. 1 03 .
44. C . Taylor, "The Politics of Recognition" in ibid. , p . 3 8 . 6 1 . Ovid, Metamorphoses, XV.459-6 1 .
45 . W Kymlicka, Multicultural Citizenship, Oxford, 1 995 , p . 1 74. 62 . W Burkert, Lore and Science in Ancient Pythagoreanism,
46 . For Kymlicka's criticisms of the communitarian self see Cambridge, MA, 1 972 , p. 1 80.
W Kymlicka, Liberalism, Community, and Culture, Oxford, 63. John Rawls, A Theory 1Justice, Oxford, 1 972, p. 1 37.
1 989, pp. 47-99. 64. Ibid. , p. 1 20 . On the relationship between Rawls's scenario
47. Speech on 3 Sept. 1 948 , in E . H . Brookes, ed . , Apartheid: A and the imagery of hiddenness, see G.A. Kelly, "Veils: the
Documentary Study 1 Modern South Africa, London, 1 96 8 , Poetics of John Rawls", journal 1the History 1/deas, 57 ( 1 996),
PP· 7-8 . pp. 343-64.
48 . Ibid. , p. 1 3 .
49 . For example by R.M. Hare, "Liberty, Equality, and Fraternity
in South Africa", The Philosophical Forum, 1 8 ( 1 986-7) , p. 1 62 . E p ilogue
5 0 . But see J . H . Carens, "Aliens and Citizens: the Case for Open
Borders", in R. Beiner, ed. , Theorizing Citizenship, Albany, NY, 1. Z. Bauman, Modernity and Ambivalence, Cambridge, 1 99 1 , pp.
1 995 , pp. 229-5 3 . 4--6 .
5 1 . E . Gellner argues that the nation state actually serves to pre­ 2 . Ibid . , p. 98.
vent a global apartheid (Thought and Change, London, 1 964,
pp. 1 77-8), but it would perhaps be more accurate to say that
the world of nation states realises the goals of apartheid more
fully than the old South Africa ever did.
52 . Walt Whitman, "I Sing the Body Electric" 7, in Complete Poetry,
London, 1 97 1 , p. 9 3 .

j_
Index

Abel 75 the great-souled man of Nietzsche


symbolic colour 89, 90 270
Abraham, Testament of and Hegel's ideas of slavery
(apocryphal) 75 2 1 7-22
Abrams, M.H. 80 Metaphysics 5 3
Acts of the Apostles Politics 207, 2 1 3- 1 6
Peter's vision 72, 8 3 on slavery 207- 1 6
The Advancement rif Learnin9 (Bacon) social contradictions o f slavery
1 2 1 -2 261
After Virtue (Macintyre) 270 soul-body framework o f slavery
"The Age of the World Picture" 2 2 8-30
(Heidegger) 1 72-3, 1 76, texts interwoven with reality of
1 93--4 slavery 248-5 1
Anderson, Perry 1 54 virtue of slaves 265
Antiochus Epiphanes 1 20 Austin, J.L. 7-1 0
Aristotle
contradictions 54-5 Bacon, Francis
De Anima 2 1 1 , 2 1 2-1 3 The Advancement l![Learnin9 1 2 1-2
division between slave and free the Manna lnstauratio 1 22--4
2 36-9 Barthes, Roland 1 70
T

336 Index Index 337

Baruch, Book of (apocryphal) 70 de-alienation of the world 25 3 Descartes, Rene 1 82 Esau


messianic kingdom 79-80 dissolution of slavery 242-3 Deuteronomy, Book of 7 1 symbolic colour 89
Bataille, Georges 1 53 others' identity 279 Dietzgen, Joseph 1 52 Euripides
totalities 1 70 soul-blindness 204-7 Discours sur I'histoire universelle Phoenician Women 75
Bauman, Zygmunt 292 Celine, Louis-Ferdinand 68 (Bossuet) 144 The Excursion (Wordsworth) 1 0--- 1 2
Modernity and Ambivalence 41 -3 Cendrars, B. 1 59 Dostoevsky, Fyodor Expositio in Apocalypsim (Joachim of
Beauvoir, Simone de 248 Moravagine 145 The Possessed 145-6, 1 5 8 , Fiore) 1 33
Being and Nothingness (Sartre) 1 70 Chouraqui, Andre 93 1 59-60
Being and Time (Heidegger) 1 82, 1 94 Critique if Practical Reason (Kant) 1 05 Douglas, Mary The Faerie Qyeene (Spenser) 2-7
Benjamin, Walter Critique ifPure Reason (Kant) 1 0 1 , 128 Purity and Danger 61-2 Fanon, Frantz 248
the angel of history and Bacon's Magna /nstauratio 1 23-4 Downcast Eyes (Jay) 1 69-73 Filo, leader of Papuan cult 70
redemption 1 56--6 1 Crummell, Alexander 243 Du Bois, WE.B. 29 1 Foucault, Michel
and Kant 141-3, 1 44, 146-9 acceptance of double identities totalities 1 70
Kojeve 1 55--6 Daniel, Book of 7 1 , 72, 80, 84 274, 282 France, Anatole
on Kraus 146-7 increase in knowledge 1 22-3 de-alienation of the world 253-4 La Revolte des anges 1 43-4, 1 58
messianic cessation 149-52 Maldonado on 1 20 double consciousness of the
"Theses on the Philosophy of sacrifice 74 African American 240-48 Garve, Christian von 2 1 3-16
History" 141-4 Darnton, Robert 239 and Nietzsche 266-8 Gathas (Zoroaster) 73
Berlin, Brent Davidson, Donald 1 83, 1 96 "Of the Passing of the Firstborn" Girard, Rene
colour terminology 88 interpretation and perception 241 and Kristeva 66--7
Berlin, Isaiah 1 54 1 88-92 self 261-3 mimetic crisis and apocalyptic
Beyond Good and Evil (Nietzsche) "On the Very Idea of a texts interwoven with reality of literature 74-7
266-7 1 Conceptual Scheme" 1 74-7, slavery 248-50 theory of sacrifice 62--6
Blindspots (Sorensen) 3 2 1 77-80 Dumont, Louis 57 Godel, Kurt 38
Blumenberg, Hans 1 22 Daybreak (Nietzsche) 268 Goethe, Johann Wolfgang von 270
The Legitimacy if the Modern Age De Anima (Aristotle) 2 1 1 , 2 1 2- 1 3 Education if the Human Race (Lessing) the primal plant 1 30
1 1 6-- 1 9 D e Docta Ignorantia (Nicholas of 1 1 6, 1 1 8-20 The Golden Legend (Jacobus de
Bossuet, Jacques Benigne Cusa) 28 Empedocles 284 Voragine) 65--6
Discours sur l'histoire universelle 144 De Visione Dei (Nicholas of Cusa) Encyclopaedia ifthe Philosophical Goldmann, Lucien 1 72 , 175, 1 8 1
Bryan, David 72 29-3 1 Sciences (Hegel) 1 06, 2 1 7, Gregory, William 244
Burridge, Kenelm Delacroix, Ferdinand Victor Eugene 2 1 8-2 1 , 228, 234 Griffiths, Morwenna 263
millenarians in Polynesia and 143 "The End of All Things" (Kant) Gutmann, Amy
Melanesia 69-70 Derrida, Jacques 1 38-41 , 144, 146-9 individual/ communal recognition
apocalyptic language 72, 92-4 Enoch, First Book of 72, 75--6 272
Cain "Plato 's Pharmacy" 94-7 animal apocalypse 85-8
symbolic colour 89 totalities 1 70 "Book of Dreams" 98-9 Hallpike, C.R. 53, 54
Cavell, Stanley 2 1-2 the undecidable 38-41 symbolic colour 89 Harris, H.S. 1 30
338 Index Index 339

Hebrews, Book of second sight 244--6 Jay, Martin (cont.) Alone 1 06 , 1 2 8 , 140
crucifixion and sacrifice 74 self 2 6 1 -2 , 263 Marxism and Totality 1 69-73 "The End of All Things"
Hegel, Georg W F. self-consciousness 2 2 2-8 Rorty's influence 1 73 1 3 8--4 1
apocalyptic thinking 1 1 2- 1 6 The Spirit <if Christianity 1 2 5-6, Jesus Christ 65-6 Kay, Paul
Aristotle, slavery and African 1 28-9, 1 30 sacrifice to end sacrifice 73--4 colour terminology 8 8
slaves 2 1 7-2 2 System <jEthical Life 2 2 6-7, 229 Joachim of Fiore 1 20-2 1 , 1 2 3 , Kelly, G . A . 2 2 2
contradiction 38--40, 5 5 , 5 8 , texts interwoven with reality of 2 94 Kermode, Frank 8 3
1 00- 1 0 2 , 1 2 5-3 1 slavery 248-5 1 influence on Hegel 1 3 3-5 Klee, Paul 143
de-alienation of the world 2 5 2-3 world history 1 09- 1 1 , 1 1 3 Trinity's three trees in Liber Angelus Novus 142, 1 47
and Du Bois 240--48 Heidegger, Martin 1 96-7 Concordiae 1 3 1 -2 Kluge, C.A.F. 2 30
Encyclopaedia <j the Philosophical "The Age of the World Picture" two tree eagles of Liber Figurarum Kojeve, Alexandre
Sciences 1 06, 2 1 7 , 2 1 8-2 1 , 1 72-3, 1 76 , 1 9 3--4 1 3 1 -2 Hegel's master and slave 1 5 2-5 ,
2 2 8 , 2 34 apprehending the ready-to-hand Jubilees, Book of (apocryphal) 70, 161
finite/infinite 1 02-5 1 8 1 -6, 1 87-8, 200 76 Kraus, Karl 1 57 , 1 59
humanity of slaves 2 5 2-3 aspect perception 1 87-8 Enoch's "Book of Dreams" 98-9 "Prayer to the Sun at Gibeon"
the infinite 57 Being and Time 1 82 , 1 94 Judas Iscariot 65-6 1 46-7
Joachite themes 1 3 3-5 the manifold 1 93-6 Le Jugement du Roy de Navarre Kristeva, Julia
on Kantian infinite progress Rorty' s discussion 1 75-7 (Machaut) 65 Powers <jHorror 60-6 1 , 68-9
1 04--5 , 1 09-1 0 "The Hidden Self" (James) 248 Jiinger, Ernst sacrifice and taboo 66-7
Lectures on the History <j Philosophy Hopkins, Pauline Der Waldgang 1 5 8 Kuhn, Thomas S.
1 10 OJ One Blood; or, The Hidden Self paradigm shifts 1 88-9
magnetism in master-slave 248 Kant, Immanuel 9 3 Kymlicka, Will
dialectic 2 28-34, 2 3 8-9, 244 antinomies 1 0 1-2 Multicultural Citizenship 2 74-6
master and slave 1 5 1 , 1 5 2-5, "Interpretation and the Sciences of Bacon's Magna lnstauratio 1 2 3--4
206-7, 2 1 3- 1 4 Man" (Taylor) 264 and Benjamin 1 4 1 -3 , 1 49-5 2 Lacan, Jacques
others' identity 279 Critique <j Practical Reason 1 05 totalities 1 70
outcome of master-slave dialectic Jacob Critique <jPure Reason 10 1 , 1 2 8 Leach, Edmund 62
2 34--9 symbolic colour 89 crooked timber 1 5 3--4 Lectures on the History <jPhilosophy
PhenomenoloBY <j Spirit 40, 1 5 1 , Jacobson-Widding, Anita 55-6 "The End of All Things" 144, (Hegel) 1 1 0
217 symbolic colour 8 8-9 1 46-9 Lectures on the Philosophy <jHistory
Philosophical Propaedeutic 2 1 7 , 2 34 Jacobus de Voragine finite/ infinite 1 03--4 (Hegel) 2 1 7
Philosophy <j Mind 230, 244 The Golden Legend 65-6 Hegel argues 1 04--5 , 1 09-1 0, The Legitimacy <j the Modern Age
The Positivity <j the Christian James, William 1 1 4, 1 27-8 (Blumenberg) 1 1 6- 1 9
Religion 1 2 8 "The Hidden Self" 248 infinite progress 1 04, 1 05-8, Lemert, Charles
progress 1 1 6, 1 1 8 , 294 Jastrow, Joseph 2 1 , 2 8 1 1 6 , 1 44 self-identity 2 7 1
The Science <ifLogic 1 24--5 , 1 26, Jay, Martin and Joachim 1 34--5 Lessing, Gotthold Ephraim 1 24
1 29 Downcast Eyes 1 69-73 Religion within the Limits <j Reason Education <j the Human Race 1 1 6,
340 Index Index 341

1 1 8-20, 1 33 revolution 1 56-7, 1 60 1 77-80 Pope, Alexander 25


Levi-Strauss, Claude Marxism and Totality Qay) 1 69-73 O 'Regan, Cyril 1 1 2 The Positivity if the Christian Religion
binarity 54, 5 5 , 56 Mead, Margaret 50 Ovid (Publius Ovidius Naso) (Hegel) 1 28
parts and the whole 64 Melchizedek 76 Metamorphoses 284, 285 The Possessed (Dostoevsky) 145-6,
Leviticus, Book of 6 1-2, 67-8, 7 1 Metamorphoses (Ovid) 284, 285 1 58 , 1 59-60
Liber Concordiae Qoachim of Fiore) Metaphysics (Aristotle) 5 3 Parfit, Derek 261 Postel, Guillaume 1 22-3
1 3 1 -2 Mishnah 90 Pascal, Blaise 3 1 Powers ifHorror (Kristeva) 60-6 1 ,
Liber Figurarum Qoachim of Fiore) Modernity and Ambivalence (Bauman) St Peter 68-9
1 3 1-2 41-3 the end of all things 1 37 "Prayer to the Sun at Gibeon"
Lloyd, G.E.R. 52 Moravagine (Cendrars) 145 vision 72, 83 (Kraus) 1 46-7
Liiwith, Karl 1 12 Mulhall, Stephen 1 8 1 , 1 86, Phaedrus (Plato) 94-7 Priest, Graham 33-5
debate with Blumenberg 1 16 1 96 Phenomenology '![Spirit (Hegel) 40, contradictions 55
Lukacs, Georg 3 0--40 , 291 aspect perception 1 87, 200 151, 217 on Hegel's infinite 57
anti-visual holism 1 80-8 1 , 1 99 Multicultural Citizenship (Kymlicka) Philebus (Plato) 95 Protagoras (Plato) 95, 193--4
aspects of processes 1 95-6 274-6 Philosophical Propaedeutic (Hegel) Purity and Danger (Douglas) 6 1 -2
de-alienation of labour 249-50 Musil, Robert 2 1 7, 234 "The Purloined Letter" (Poe) 1 4-16
Goldmann couples with The Man without Qyalities 8 1-2 Philosophy and the Mirror if Nature Puysegur 238
Heidegger
1 75-7 (Rorty) Pythagorean school 211
and Heidegger 1 80-8 1 , 1 8 3 Nathirikaumoli and Nakausambaria anti-visualism 1 7 3-7 transmigration of souls and
knowledge 1 88, 1 9 3 76 Philosophy if Mind (Hegel) 230, 244 vegetarianism 284-7
"Reification and the Needham, Rodney 50-5 1 Phoenician Women (Euripides) 75
Consciousness of the Nicholas of Cusa 35 Physiologie des Menschen (Walther) Quine, Willard Van Orman
Proletariat" 1 77, 1 97-8, coincidentia oppositorum 3 9--40 23 1-2 charitable interpretation 1 89
1 99-200, 205-6 De Docta Ignorantia 28 Pisistratus 21 7, 2 1 8
totality 1 69, 1 7 1 De Visione Dei 29-3 1 Plato Rawls, John 29 1 , 294
Nietzsche, Friedrich Phaedrus 94-7 justice and the veil of ignorance
Machaut, Guillaume de Beyond Good and Evil 266- Philebus 95 286-90
Le Jugement du Roy de Navarre 65 71 Protagoras 95, 193-5 "Reification and the Consciousness
Macintyre, Alisdair Daybreak 268 Symposium 81-2 of the Proletariat" (Lukacs)
After Virtue 270 unified identity
280 Theaetetus 1 9 3--4 1 77-80, 1 97-8 , 199-200,
the moral self 257 Norris, Christopher 92 Timaeus 95 205-6
Nietzsche or Aristotle? 270 Plotinus Religion within the Limits '![Reason
Maldonado, Juan de 1 20 Oedipus 65-6 cyclical pattern of unity 80-8 1 Alone (Kant) 1 06, 1 28, 1 40
The Man without Qyalities (Musil) 8 1-2 OJ One Blood; or, The Hidden Self Poe, Edgar Allan Revelation, Book of 72, 84
Marx, Karl (Hopkins) 248 "The Purloined Letter" 14-1 5 the end 1 36, 1 38--40
Hegel's master and slave 248 "On the Very Idea of a Conceptual Politics (Aristotle) 2 1 3-16 La Revolte des anges (France) 143--4,
master and slave 151 Scheme" (Davidson) 1 74-7, slavery 207-1 3 158
342 Index

Robespierre, Maximilien 1 56-7 the moral self 257, 269


Rorty, Richard 1 96 Tcherkezoff, Serge 54, 57-8
anti-visualism 1 73-7, 1 80--8 1 Tertullian, Quintus Septimus
Philosophy and the Mirror if Nature Florens 1 3 1
1 73-7 Thamus 94-5
Rowland, Christopher 72 Theaetetus (Plato) 19 3-4
heavenly secrets 83 "Theses on the Philosophy of
Royce, Josiah 2 2 2 History" (Benjamin) 1 4 1 -4
Ryle, Gilbert 1 9 Theuth 94-5 , 98
Timaeus (Plato) 95
Sabbatai Zevi 69 Tsek, leader of Naked Cult 70
Sartre, Jean-Paul Twisse, William 1 2 3
disgust of slime 5 8-60, 6 1
totalities 1 70 Verwoerd, Dr Hendrik F. 276-7
Scholem, Gershom 1 42 Vision ifR. Abraham 69
Sabbatai Zevi 69
The Science ifLogic (Hegel) 1 24-5 , Der Waldgang Qiinger) 1 58
1 26, 1 29 Walther, P. F. von
"Song of Myself" (Whitman) Physiologie des Menschen 2 3 1-2
2 80--8 2 Watts, Isaac 1 60
Sorensen, Roy 34, 37, 1 90 The World to Come 1 36-8
Blindspots 3 2 Whitman , Walt 2 9 1
Spenser, Edmund "Song of Myself" 280--8 2
The Faerie Qyeene 2-7 Whorf, Benjamin 50
The Spirit if Christianity (Hegel) Wittgenstein, Ludwig 29, 1 96
1 25�, 1 2 8-9, 1 30 aspect perception 1 86-8,
Staal, Fritz 5 3 200--2 0 1 , 202-3
Symposium (Plato) 8 1-2 Wordsworth, William
System if Ethical Life (Hegel) 2 2 6-7, The Excursion 1 0-- 1 2
229 The World to Come (Watts)
"The End of Time" 1 36-8
Taylor, Charles Worsley, Peter
individual! communal polarity on cults 70
272, 276
"Interpretation and the Sciences Zoroaster 73-4
of Man" 264 Gathas 73

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