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Original Research

Effect of a Supervised Hip Flexor Stretching Program


on Gait in Frail Elderly Patients
Jaclyn R. Watt, MS, Keith Jackson, BS, Jason R. Franz, MS, Jay Dicharry, MPT,
Jonathan Evans, MD, D. Casey Kerrigan, MD

Objective: To determine whether a 10-week supervised hip flexor stretching program in


frail elderly subjects would increase peak hip extension, stride length, and gait speed and
reduce anterior pelvic tilt during comfortable and fast-paced walking.
Design: A double-blinded, randomized, controlled trial.
Setting: Pre- and post-treatment assessments were performed in a gait laboratory and
stretching exercises were performed outside of the laboratory, usually in the subjects’ place
of residence.
Participants: Seventy-four frail elderly individuals, with 41 subjects in the control group
and 33 subjects in the treatment group.
Intervention: The treatment group completed a 10-week twice-daily hip flexor stretching
program that was supervised twice weekly by a rehabilitation clinician. The control group
completed a 10-week shoulder abductor stretching program.
Main Outcome Measurements: Dynamic peak hip extension and peak anterior
pelvic tilt, stride length, and gait speed while walking at a comfortable pace and a fast pace,
as well as passive hip extension range of motion.
Results: The treatment group showed significant increases in walking speed and stride
length after the intervention but showed no significant changes in peak hip extension or
anterior pelvic tilt during comfortable and fast-paced walking. The treatment group also
showed significantly increased passive hip extension range of motion.
Conclusions: These results indicate that a simple stretching program is effective in
improving some measures of age-related decline in gait function in frail elderly patients. The
J.R.W. Department of Physical Medicine and
lack of consistent improvements in walking kinematics is attributed to the presence of Rehabilitation, University of Virginia, Charlot-
multiple disabilities and limitations present in the frail subjects. tesville, VA
PM R 2011;3:330-335 Disclosure: nothing to disclose

K.J. Department of Physical Medicine and


Rehabilitation, University of Virginia, Charlot-
tesville, VA
INTRODUCTION Disclosure: nothing to disclose
Frail elderly populations residing in assisted-living facilities have been shown to be generally J.R.F. Department of Integrative Physiology,
less active and to have greater mobility limitations than do healthy elderly populations [1,2]. University of Colorado, Boulder, CO
Disclosure: nothing to disclose
Reduced mobility in the frail population leads to an increased incidence of falls [3], which
are a major cause of injury, disability, further loss of functional independence, decline in J.D. Department of Physical Medicine and
Rehabilitation, University of Virginia, Charlot-
quality of life, and death [4-9]. Frail persons typically are excluded from gait intervention tesville, VA
studies even though they are often the very population in which the intervention is most Disclosure: nothing to disclose
needed [10]. J.E. Department of Physical Medicine and
In previous research we have shown that the gait of elderly subjects exhibits consistently Rehabilitation, University of Virginia, Charlot-
tesville, VA
reduced peak hip extension compared with that of young adults during both comfortable
Disclosure: nothing to disclose
and fast-paced walking [11,12]. In addition, we and others have noted that this consistent
D.C.K. JKM Technologies, Charlottesville,
reduction in peak hip extension is associated with compensatory increases in anterior pelvic VA. Address correspondence to D.C.K., 525
tilt [13-15], indicating a reduced hip flexion range of motion (ROM) in the elderly Rookwood Place, Charlottesville, VA 22903;
population. Reduced peak hip extension and increased anterior pelvic tilt can lead to e-mail: dckerrigan@oeshshoes.com
Disclosure: 1B, major ownership in athletic
smaller step lengths and thus decreased gait velocity in elderly adults compared with young shoe company, OESH; 8B, NIH, grant
adults [12,16,17]. RO1AG027192
Because limited hip extension ROM is generally acknowledged in rehabilitation practice Submitted for publication April 6, 2010; ac-
to be reversible with hip flexor stretching [13,18-20], we previously investigated the effects cepted January 9, 2011.

PM&R © 2011 by the American Academy of Physical Medicine and Rehabilitation


1934-1482/11/$36.00 Vol. 3, 330-335, April 2011
330
Printed in U.S.A. DOI: 10.1016/j.pmrj.2011.01.006
PM&R Vol. 3, Iss. 4, 2011 331

of an unsupervised 10-week hip flexor stretching program on placement surgery or a hip fracture in the past 6 months, had
gait in healthy elderly subjects [21]. Although significant dementia or severe cognitive impairment, or had an acute
increases in peak passive hip extension ROM (2°) occurred, medical illness that would make it unsafe for them to partic-
the subsequent increases in dynamic peak hip extension ipate.
during walking (1.6°) observed in the treatment group did The study was approved by the Institutional Review Board
not reach significance. However, because the magnitudes of for Health Science Research, and all subjects gave written
improvement in passive and dynamic hip extension were informed consent before participating in any of the study
similar, the results indicated that static hip flexor contracture sessions. Study sessions included a pre-intervention assess-
was likely responsible for the age-related decreases in peak ment, a 10-week stretching program intervention, and a
hip extension while walking. post-intervention assessment.
The authors of other studies also have found that lower
limb stretches can significantly alter hip extension, anterior
pelvic tilt, and stride length during walking [22-25]. How-
ever, with the exception of the study by Rodacki et al [23], Intervention
most of the stretching exercises in these studies were aimed at Subjects were randomly assigned to either a hip extension
multiple muscle groups. Rodacki and colleagues discovered stretching treatment group or a shoulder abductor stretching
that subjects who used a one-time hip flexor stretch exhibited control group (ncontrol ⫽ 41, ntreatment ⫽ 33). A rehabilitation
immediate improvements in stride length and gait speed, but clinician instructed each subject in the treatment group to
these investigators did not examine long-term effects or an perform 8 minutes of a hip extension stretching exercise daily
ongoing stretching program. Furthermore, these previous and each subject in the control group to perform a shoulder
studies involved analysis of only healthy elderly persons, and
abductor stretching exercise daily. The treatment group was
thus little is known about how a stretching intervention
shown a hip-stretching exercise (Figure 1) that was consid-
would affect a frail population presenting with multiple
ered feasible for elderly subjects to perform independently on
conditions and limitations. In the current study we evaluated
a daily basis. The control group was shown a shoulder deltoid
the efficacy of a 10-week supervised, rigorous hip flexor
stretching exercise. Both subject groups were instructed to
stretching program in counteracting age-related decrease in
gait function in a frail elderly population. It was hypothesized perform 2 sets of their stretch, holding each stretch for 60
that after the stretching program, subjects would show in- seconds, alternating the right and left limb (4 minutes in
creased peak hip extension, stride length, and gait speed and total). The exercise session was performed once in the
reduced anterior pelvic tilt during both comfortable and fast morning and once in the afternoon for a total of 8 minutes
walking accompanied by increased passive hip extension per day.
ROM. Subjects were instructed to precede and follow their as-
signed stretching exercise with a warm-up and cool-down
period as recommended by the American College of Sports
METHODS Medicine [26,27]. The warm-up period included (1) side
stepping to the right and left 4 times in each direction, (2) 3
Participants sets of walking forward 3 steps and clapping and walking
backward 3 steps and clapping, and (3) 4 sets of high knee
One hundred frail elderly subjects who were older than 65
marching while holding onto a chair for balance. The cool-
years and were living either independently or in assisted-
down period included (1) taking a deep breath while bring-
living facilities were recruited from the local population.
ing both arms over the head and letting the breath out while
Before testing, each subject completed a face-to-face history
bringing the arms back down, (2) shaking out the arms and
and physical examination screening performed by a clinician.
Subjects were screened for inclusion in the study on the basis legs, and (3) rotating the wrists and ankles alternatively
of any of the following factors: (1) a low Instrumental Activ- clockwise and then counterclockwise.
ities of Daily Living score (⬍3/5); (2) a major orthopedic Subjects were given a written description of their exercise
diagnosis in the lower back, pelvis, or lower extremities since program illustrated with photos and were instructed to per-
the age of 50 years; or (3) a performance on a Mini Mental form the 4-minute stretching exercise twice daily on their
Status Examination of less than 24/30. These factors, which own for a period of 10 weeks. Twice each week, a rehabilita-
were used to classify elderly subjects as frail, showed either a tion clinician went to the subjects’ homes and supervised the
lack of daily functional independence or a measurable dete- stretching exercise to ensure that the exercise was being
rioration in physical health, thus enabling us to include a performed correctly and thoroughly. Subjects also completed
complex elderly population with a wide variety of conditions a daily calendar in which they logged whether they com-
in the study. Subjects were excluded from the study if they pleted the 2 exercise sessions each day. This calendar was
were unable to walk independently, had hip- or knee-re- returned and recorded after completion of the study.
332 Watt et al EFFECT OF SUPERVISED HIP FLEXOR STRETCHING PROGRAM ON GAIT IN FRAIL ELDERLY

test. A pressure cuff (The Stabilizer; Chattanooga Industries,


Hixson, TN) was used under the low back to ensure that
subjects maintained a lumbar neutral position and a constant
magnitude of pelvic tilt during the examination. The relaxed
hip extension angle was then measured with use of a goni-
ometer and defined as the angle between the horizontal and a
line from the greater trochanter to the lateral femoral con-
dyle.
Sixteen retroreflective markers were placed over anatomic
landmarks of the pelvis and lower extremity for dynamic gait
assessment. Markers were placed on the lateral mid thighs,
lateral femoral condyles, lateral mid shanks, lateral malleoli,
second metatarsal heads, and heels. Because the subject’s
arms and/or clothing interfered with markers placed directly
on the left and right anterior and posterior superior iliac
processes, a rigid cluster of four markers was securely fas-
tened directly to the subject’s sacrum with Coban self-adher-
ent wrap (3M, St. Paul, MN).
A static calibration procedure included 4 pointing trials to
determine the virtual positions of the left and right anterior
and posterior superior iliac processes relative to a coordinate
system defined by the marker cluster. The 3-dimensional
(3-D) positions of each marker were captured at 250 Hz with
use of a 10-camera Vicon 624 motion analysis system (Vi-
con). The subject walked along a 10-meter raised platform
(35 cm high and 150 cm wide) at a both a self-selected
comfortable speed and a self-selected “fast” speed while
ground reaction force (GRF) and kinematic data were col-
lected synchronously. Four platform-imbedded AMTI force
plates (AMTI, Watertown, MA) were used to collect 3-D GRF
data during the walking trials. Data were collected until 3
successful trials were obtained for each limb at both comfort-
able and fast speed conditions. A successful trial was consid-
ered a clean strike of one force plate by a single foot and
complete marker data during the subsequent gait cycle.
Figure 1. Hip flexor stretching exercise performed by subjects
in the treatment group (n ⫽ 41).
Data Analysis
Motion capture and GRF data were processed with use of the
Assessments
Vicon Plug-in Gait to calculate joint kinematics, joint kinet-
The pre-intervention assessment was performed after a sub- ics, and temporospatial parameters. GRFs and joint powers
ject was placed into 1 of the 2 study groups, and the post- were normalized to subject body mass, and joint moments
intervention assessment was performed within 1 week after were normalized to subject body mass and height. Average
the subject completed the 10-week stretching program. Each curves, which were normalized to 100% of the gait cycle,
technician performing the assessments had no role in the were created for each kinematic and kinetic parameter. Re-
intervention and was blinded to each subject’s treatment or ported pelvic kinematics were movements of the pelvis seg-
control group designation. The pre- and post-intervention ment in the laboratory coordinate system. Bilateral kinemat-
assessments involved measurement of passive hip extension ics of the hip were reported as rotations of the thigh segments
ROM and dynamic gait evaluation during walking with use of in the pelvic coordinate system, and the remaining lower
a 10-camera Vicon 624 motion analysis system (Vicon, Cen- limb joint angles were rotations of the distal segment in the
tennial, CO). For the measurement of passive hip extension, coordinate system of the proximal segment. Three-dimen-
the subject lay supine with the leg being tested hanging off sional joint moments at the hip, knee, and ankle were re-
the end of the examination table and the contralateral leg ported as external moments and were resolved in the refer-
held flexed, similar to position of the subject in the Thomas ence frame of the proximal segment.
PM&R Vol. 3, Iss. 4, 2011 333

Table 1. Comfortable walking primary parameters (mean ⫾ SD) pre- and postintervention

Control (n ⴝ 41) Treatment (n ⴝ 33)

Parameter Pre- Post- P Value Pre- Post- P Value


Cadence, steps/min 108.1 ⫾ 9.5 107.6 ⫾ 10.9 .70 106.5 ⫾ 9.4 108.9 ⫾ 9.0 .04
Walking speed, m/s 1.10 ⫾ 0.2 1.10 ⫾ 0.2 .83 1.15 ⫾ 0.2 1.20 ⫾ 0.2 .02
Stride length, m 1.22 ⫾ 0.2 1.22 ⫾ 0.2 .99 1.30 ⫾ 0.2 1.32 ⫾ 0.2 .05
Peak hip extension, degree 8.0 ⫾ 8.4 8.8 ⫾ 8.4 .24 10.9 ⫾ 7.3 10.5 ⫾ 6.9 .67
Peak anterior pelvic tilt, degree 11.6 ⫾ 5.7 10.8 ⫾ 5.8 .28 10.1 ⫾ 6.1 10.5 ⫾ 5.6 .63
Passive peak hip extension, degree 20.5 ⫾ 8.6 22.3 ⫾ 8.6 .10 19.9 ⫾ 8.6 25.2 ⫾ 7.7 ⬍.001

Maximum and minimum kinematic and kinetic values at in self-selected walking speed were observed after treatment
characteristic peaks were obtained from each right and left while walking at a comfortable pace (Table 1).
cycle and then averaged for each subject for each condition. No significant changes were noted in any of the primary
Kinematic parameters over the entire gait cycle were consid- kinematic parameters. During fast-paced walking, no signif-
ered, whereas GRF and kinetic parameters were considered icant change occurred in any of the primary gait parameters
during stance only. Paired-sample t-tests were used to com- for the treatment group, but the control group showed sig-
pare pre- and post-intervention kinematic and kinetic peak nificantly reduced peak anterior pelvic tilt (P ⫽ .05) and a
values. For the primary parameters, a P value of less than .05 trend toward increased peak hip extension (Table 2). After
indicated a significant change. For the remaining 49 explor- the stretching program, the treatment group showed a
atory kinematic and kinetic parameters, a Bonferroni adjust- greater than 5° increase in passive hip extension ROM (P ⬍
ment was made such that P ⬍ .001 was required for signifi- .001) compared with an increase of less than 2° for the
cance (.05/49). control group (P ⫽ .1). None of the secondary parameters
showed significant changes during either comfortable or
RESULTS fast-paced walking.

Of the 100 recruited participants, 74 subjects (40 women


DISCUSSION
and 34 men) ages 65-87 years (mean 77 years, SD 8 years)
were included in the analysis, with 33 in the treatment group This study confirmed our hypothesis that a supervised hip
and 41 in the control group. A total of 26 subjects either flexor stretching program can significantly improve key gait
voluntarily dropped out of the study or were removed from parameters in a frail elderly population. Specifically, stride
the data analysis because of poor data quality or low compli- length, cadence, and self-selected comfortable walking speed
ance. Program compliance, as self-recorded by the log books, significantly increased in the treatment group. Contrary to
was 91% for the treatment group; 3 subjects missed more our hypothesis, however, no changes in peak hip extension
than 20 days of the program and were removed from the or peak anterior pelvic tilt were observed during either com-
analysis. fortable or fast-paced walking, and fast-paced walking did
The control and treatment groups showed no significant not exaggerate the improvements observed during comfort-
differences in pretreatment gait parameters. After treatment, able walking.
while walking at a comfortable pace, the treatment group Although our findings of greater stride length and walking
showed significantly increased cadence, walking speed, and speed correspond with the findings of some similar interven-
stride length, whereas no significant change was seen in the tion studies of healthy elderly persons, the absence of im-
control group. Specifically, a 2.7-cm increase in stride length, provements in dynamic hip extension or pelvic tilt contrast
a 2.3 steps/min increase in cadence, and a 0.05-m/s increase with the findings of other studies [21-25]. For example,

Table 2. Fast-paced walking primary parameters (mean ⫾ SD) pre- and postintervention

Control (n ⴝ 22) Treatment (n ⴝ 24)

Parameter Pre- Post- P Value Pre- Post- P Value


Cadence, steps/min 128.3 ⫾ 14.3 126.5 ⫾ 14.9 .17 126.8 ⫾ 12.8 125.6 ⫾ 15.0 .33
Walking speed, m/s 1.5 ⫾ 0.3 1.5 ⫾ 0.3 .34 1.55 ⫾ 0.3 1.53 ⫾ 0.3 .63
Stride length, m 1.4 ⫾ 0.2 1.4 ⫾ 0.2 .60 1.47 ⫾ 0.2 1.47 ⫾ 0.2 .85
Peak hip extension, degree 9.5 ⫾ 7.3 10.8 ⫾ 8.2 .10 11.4 ⫾ 8.9 10.5 ⫾ 5.9 .45
Peak anterior pelvic tilt, degree 13.8 ⫾ 4.6 12.2 ⫾ 5.4 .05 12.1 ⫾ 6.6 12.3 ⫾ 5.3 0.87
Passive peak hip extension, degree 20.5 ⫾ 8.6 22.3 ⫾ 8.6 .1 19.9 ⫾ 8.6 25.2 ⫾ 7.7 ⬍.001
334 Watt et al EFFECT OF SUPERVISED HIP FLEXOR STRETCHING PROGRAM ON GAIT IN FRAIL ELDERLY

Rodacki et al [23] demonstrated a similar 3-cm increase in length and gait speed while counteracting the greater anterior
step length and 0.06-m/s improvement in walking speed pelvic tilt (lumbar lordosis) typically shown by this popula-
immediately after a single session of passive hip flexor tion at higher gait speeds. It also is possible that focusing on
stretches, but changes in overall pelvic tilt were seen as the a single factor (dynamic hip extension) in the frail population
mechanism for improvement. However, results from these is not enough to result in desirable improvements in gait
previous studies and our results may not be directly compa- mechanics at both slower and faster speeds.
rable because the subjects studied previously did not present Our previous unsupervised hip flexor stretching study of
with the multiple health problems and reduced abilities of healthy elderly adults showed only a nonsignificant smaller
the frail subject population in our study. increase in walking speed that was also present in the control
Our previous hip-stretching study showed improvements group [21]. The current stretching program was modified to
in hip extension and pelvic tilt during walking that were not include weekly supervision and longer required stretching
seen here [21]. It was expected that the increases in passive sessions and has been shown to be more successful in signif-
hip extension resulting from the more rigorous 10-week icantly improving gait speed by 4% in the treatment group,
stretching program used in this study would result in even with no corresponding increase in the control group. Because
greater improvements in hip extension during walking and reduced gait speed has been linked with a risk of falls in
would be accompanied by a decrease in anterior pelvic tilt elderly adults [29-31], improvement in comfortable gait
along with greater stride length, cadence, and walking speed. speed should be an important intervention goal for elderly
We had hypothesized that improved stride length would be persons. It has been suggested that 0.1 m/s is a meaningful
the result of increased hip extension in the subjects’ gait, but change in gait speed for older adults because a decrease of
that did not occur. The results suggest that the increased this amount can lead to a 7% greater risk for falls [29].
stride length was achieved through a different but unknown Although the average improvement shown in this study is
mechanism. less than that of the aforementioned benchmark value, more
One possible explanation might be that the increased hip than half of the persons in the treatment group showed a
extension flexibility made it easier and more comfortable for 0.1-m/s or greater improvement in walking speed; this find-
hip extension to occur within the subjects’ original ROM. The ing indicates that improvements were made that could re-
improved freedom of movement could have resulted in duce the risk of falls in these persons.
quicker hip extension during walking, which potentially Because this study is unique in its use of a complex frail
could have resulted in a faster cadence, which we indeed did elderly subject population, it is of interest to compare the gait
observe. Another possible explanation could be that the parameters of this population with those of previously inves-
increased hip extension flexibility resulted in a sense of tigated healthy elderly populations. In this study, the frail
security of having a greater reserve in peak hip extension, elderly showed an average pre-intervention comfortable
which indirectly resulted in a greater stride length and ca- walking speed of 1.13 m/s. Our previously studied healthy
dence. Clearly, further investigation into these potential elderly populations showed comfortable walking speeds of
mechanisms is needed. 1.21 m/s and 1.19 m/s [11,21]. The frail elderly population
Although age-related decline in walking speed has been showed a 1.25-m stride length and a cadence of 107 steps/
seen in combination with reduced ankle peak plantar flexion min compared with a previously recorded stride length of
and dorsiflexion and reduced ankle power output, this study 1.22 m and cadence of 120 steps/min in a healthy elderly popula-
found no significant changes in any of these variables tion [11]. Kinematically, the frail population showed pre-interven-
[12,17,21,28]. The lack of improvement at the fast walking tion dynamic hip extension of 9.5° and anterior pelvic tilt of
pace also indicates that the subjects’ mobility at greater 10.9°. In the healthy elderly population, we have previously
speeds was not changed by the stretching program. It is recorded dynamic peak hip extension of 5.1° and anterior pelvic
apparent that although greater hip extension ROM was avail- tilt of 13.1°.
able to the subjects after treatment, they did not utilize it Overall, it is apparent that although in some areas (eg,
while walking. The subjects’ differing physical limitations walking speed and cadence) the frail elderly showed greater
may have prevented them from easily adopting new gait gait limitations than did previously studied healthy popula-
biomechanics or may simply have resulted in different indi- tions, the stride length, hip extension, and anterior pelvic tilt
viduals altering different biomechanical parameters to did not reflect these limitations. This study does not include
achieve the same goal. a rigorous comparison between frail and healthy popula-
We believe that the complex limitations of the group are tions, because such a comparison was not the purpose of the
the reason for the lack of expected changes in hip and pelvic investigation. However, because of these observations, we
mechanics. Gait training to cue greater use of hip extension suggest that in future studies, dynamic gait analysis could be
while walking could possibly elicit the desired changes in gait useful in screening elderly patients before classifying them as
mechanics and produce greater improvements in stride frail.
PM&R Vol. 3, Iss. 4, 2011 335

CONCLUSION 11. Kerrigan DC, Lee LW, Collins JJ, Riley PO, Lipsitz LA. Reduced hip
extension during walking: Healthy elderly and fallers versus young
This study is the first investigation to address hip extension adults. Arch Phys Med Rehabil 2001;82:26-30.
limitations in the gait of frail elderly subjects. The results 12. Kerrigan DC, Todd MK, Della Croce U, Lipsitz LA, Collins JJ. Biome-
chanical gait alterations independent of speed in the healthy elderly:
show that a simple hip flexor stretching program can be
Evidence for specific limiting impairments. Arch Phys Med Rehabil
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