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© National Strength and Conditioning Association

Volume 27, Number 4, pages 36–45

Keywords: scapular stability; rotator cuff impingement; sensorimo-


tor control; posture; strength; flexibility; exercise technique
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Exercise Modifications and Strategies


to Enhance Shoulder Function
Peter Ronai, MS, CSCS, RCEP
Ahlbin Rehabilitation Centers, Bridgeport, Connecticut

injured clients. It is not uncommon to ing of the subacromial bursa (8, 12, 25,
summary work with individuals who have experi- 37), shoulder capsular tightness (9, 12,
enced either sudden, short-term (acute) 21, 31), and improper posture and
The purposes of this article are to or chronic (lasting weeks or months) scapular positioning (4, 9, 13, 14, 19,
shoulder pain. Although these individu- 23). Strength and conditioning profes-
identify exercise performance–relat- als may engage in cardiovascular exercise sionals who train injured clients without
ed factors that may contribute to and strength training of uninjured areas, medical clearance can cause them fur-
they should seek medical attention and ther injury and may be held liable. After
shoulder pain and dysfunction and receive clearance before they start successfully completing physical thera-
strength training their previously in- py, many of these individuals benefit
to describe appropriate training jured area (shoulder). Strength and con- from postrehabilitation conditioning
strategies for promoting shoulder ditioning professionals should address and, in some instances, specific exercise
upper extremity exercise only after their technique modifications (7, 9, 10, 15,
stability and enhanced function.This clients have received medical clearance 17, 18, 20, 24, 25, 26, 36, 37). Shoulder
to begin training. Physicians and physi- pain can make self-care activities such as
article is not intended to help the cal therapists may provide specific sug- brushing teeth, combing hair, putting
reader diagnose and treat injuries or gestions and parameters for their clients. on a jacket, and sleeping through the
These suggestions should be incorporat- night very painful and sometimes im-
prescribe therapeutic interventions. ed into future shoulder exercise training. possible. Regaining the ability to do
Rotator cuff tendonitis and impinge- these activities without pain may also be
Strength and conditioning profes- ments are specific shoulder disorders an important prerequisite before your
sionals should encourage injured that clients may be recovering from. Ro- client returns to the gym. Strength and
tator cuff tendonitis and impingement conditioning professionals can help
clients to consult a physician, physi- are caused by a number of factors, some their medically cleared clients incorpo-
of which include “microinstability” ( 1, rate proper exercise technique(s) and
cal therapist, or other appropriate 12, 24, 25), sudden trauma (12, 24), help them improve their shoulder stabil-
health care professional before start- repetitive trauma or overuse (1, 12, 24, ity and flexibility.
25), variations in anatomical structure
ing a conditioning program. such as a Type II or III acromion process Shoulder Pain Defined
(hook-shaped projection of the lower Chronic shoulder pain is the most
trength and conditioning profes- surface of the acromion process) (1, 8, frequently experienced upper extrem-

S sionals occasionally face the chal-


lenges of working with previously
25), degenerative changes of the humer-
al head, subacromial surface or thicken-
ity problem in recreational and pro-
fessional athletes (1). Common in-

36 August 2005 • Strength and Conditioning Journal


juries and conditions such as rotator
cuff impingements, tendonitis, and
tears occur most frequently in indi-
viduals over 40 years of age (37).
They are most prevalent in individu-
als performing repetitive overhead
work (1).

Structure
The primary role of the shoulder is to
place the upper extremity in a position
that allows the hand to function (26).
Unlike the sturdy, deep hip joint, the
shoulder is a shallow ball-and-socket
joint that relies on the interaction of
several passive and dynamic factors for
its stability. These factors provide the
right blend of stability and mobility.
The glenoid fossa (shoulder socket), lo-
cated on the anterolateral surface of the
scapula (shoulder blade), is only one-
third the size of the humeral head (8,
22, 31; see Figure 1). Found within the
glenohumeral joint capsule is a stabiliz-
ing ring known as the glenoid labrum.
The glenoid labrum, a fibrocartilagi-
nous ring, attaches to the rim of the gle-
Figure 1. Anterior view of the scapula.
noid fossa, thereby deepening the
shoulder socket and improving shoul-
der stability. Removal of the labrum has stable status (1, 8, 12, 22, 31, 35). The strength (12, 35, 37) can all contribute
been shown to reduce shoulder joint scapula provides a mobile yet stable to sound shoulder function and stabili-
stability by 20% in cadaveric shoulders base (platform) for the humeral head ty. Two articulations, the sternoclavicu-
(8). A fibrous, hammocklike capsule (ball-shaped portion of the humerus) to lar and acromioclavicular joints, enable
and a series of ligaments secure the rotate on during arm motions (6, 8, 9, the scapula to accompany the humerus
humeral head within the glenoid fossa 11, 19, 21, 22, 25, 27, 30, 31, 35). The during its motions and to provide the
and contribute most to “end range” humeral head is approximately two- scapula with synchronous support (6,
joint stability (8, 22, 31). Negative thirds larger than the glenoid fossa, yet 11, 27).
intra-articular pressure also contributes it is generally constrained within 1–2
to shoulder joint stability (22). The mm of the center of the glenoid fossa Function
capsule is basically loose in “mid-range” throughout most of the arm range of Complex arm and shoulder motions re-
where the shoulder joint relies most on motion (22, 31, 35). Specific scapular quire an intricate balance of scapulotho-
active stabilization from muscles (8, 22, motions against the thorax (8, 9, 13, 19, racic (scapular motion on the rib cage)
31). Four relatively small muscles 21, 26) accompany each humeral (arm) and glenohumeral (shoulder joint)
known as the rotator cuff collectively movement within the glenohumeral movements. The healthy humerus can
compress, depress, stabilize, and steer (shoulder) joint (see Table 2; see Figures perform approximately 180 degrees of
the humeral head within the glenoid 2a and 2b for specific muscular force flexion and abduction. During abduc-
fossa during various arm movements (8, couples). These motions provide a sta- tion, scapular upward rotation con-
22, 31, 35; see Table 1). The long head ble base from which the 4 rotator cuff tributes to approximately 60 degrees of
of the biceps also contributes to shoul- muscles function and help maintain op- this elevation (6, 27). Some authors (5,
der joint stability during overhead mo- timal rotator cuff and deltoid muscle 6, 11, 21, 22, 25, 26, 31, 35) have de-
tion (23). The overall structural length tension (8, 22, 31, 35). Proper scribed the relationship between the
arrangement of the shoulder con- posture (9, 13, 14, 19, 23, 36) and good scapula and humerus during shoulder
tributes to its mobile and relatively un- rotator cuff and periscapular muscle elevation as “Scapulohumeral Rhythm.”

August 2005 • Strength and Conditioning Journal 37


Table 1
Summary of Attachments and Functions of Rotator Cuff Muscles

Muscle Attachments Action(s)

Supraspinatus Supraspinous/ Fossa of the scapula Abduction

Upper facet of greater tuberosity of the Compression and depression of humeral head
humerus during elevation

Infraspinatus Infraspinous fossa of the scapula External rotation

Middle facet of the greater tuberosity of Compression and depression of humeral head
the humerus during elevation

Teres minor Inferior medial border of the scapula External rotation

Lower facet of the greater tuberosity of Compression and depression of humeral head
the humerus during elevation

Subscapularis Subscapular fossa of the scapula Internal rotation

Lesser tuberosity of the humerus Compression and depression of humeral head


during elevation

Biceps brachi long head Supraglenoid tubercle Flexion and abduction


(participates with the rotator cuff )
Radial tuberosity Compression of humeral head during
Fibrous lacertus (ulna) elevation

The scapula upwardly rotates approxi- 60 degrees of scapular upward rotation thoracic spine posture (forward rounded
mately 1 degree for every 2 degrees of during glenohumeral abduction (6, 27). shoulders and upper back), a forward
glenohumeral abduction (8, 11, 14, 19, Failure of the scapula to fully rotate up- head, and scapular instability secondary
21, 27, 31, 35). The scapula performs ward can prevent the acromion process to periscapular muscle weakness can
upward rotation during glenohumeral from rotating out of the way of the prevent the scapula from moving prop-
abduction (5, 6, 8, 9, 21, 27) and tilts humeral head as it elevates. This can erly on the thorax (4, 9, 13, 14, 19, 23,
posteriorly (1, 5, 6, 9, 13, 19, 26, 27) contribute to mechanical compression 30, 37). According to Voight and
against the rib cage during glenohumer- of the humeral head, rotator cuff ten- Thompson (35), scapular instability is
al flexion. These scapulothoracic actions dons, and subacromial bursa against the found in 68% of individuals with rota-
are facilitated by a series of motions at undersurface of the acromion process tor cuff problems and 100% of individ-
the sternoclavicular and acromioclavic- (1, 5, 12, 13, 24). This compression is uals with glenohumeral instability prob-
ular joints (6, 27). Sternoclavicular joint called “subacromial impingement.” In- lems. A tight or adhesive glenohumeral
rotation (on its axis), elevation, depres- juries to the sternoclavicular and joint capsule and weak rotator cuff mus-
sion, protraction, and retraction accom- acromioclavicular joints can also hinder cles can prevent the humeral head from
pany scapular tilt, elevation, depression, shoulder function, but a full discussion rotating properly on the glenoid fossa
protraction, and retraction, respectively. of these injuries is beyond the scope of during elevation (9, 12, 21, 33, 35, 37).
The acromioclavicular joint, an articula- this article. Some of the other factors This can cause the humeral head to mi-
tion between the distal lateral end of the that can contribute to impingement in- grate upwards against the undersurface
clavicle and the acromion process (later- clude subacromial bone spurs and hook- of the acromion pro-cess (1, 5, 9, 12,
al hoodlike projection of the scapula), like morphology (1, 8, 25); arthritic 13).
contributes to scapular winging, tilting, changes to the humeral head (12, 25),
and upward rotation (6, 27). The stern- glenoid fossa, or subacromial surface Subacromial Impingement
oclavicular joint contributes 40 degrees (25); bursal thickening (25); and rotator Synchronous and unimpeded shoulder
and the acromioclavicular joint con- cuff or scapular stabilizer muscle weak- joint motion is a by-product of proper
tributes another 20 degrees to the total ness or fatigue (12, 35, 37). Kyphotic scapular motion along the thorax (8, 9,

38 August 2005 • Strength and Conditioning Journal


Table 2
Glenohumeral and Accommodating Scapular Force Couples and Motions

Glenohumeral motion Glenohumeral muscles Scapular motion Periscapular muscles

Abduction Deltoid/Supraspinatus Upward rotation Upper and lower trapezius


Initiate abduction and serratus anterior
Subscapularis, infraspinatus, and teres
minor compress and depress
humeral head

Adduction Latissimus dorsi Downward rotation Pectoralis minor


Teres major Depression Rhomboids
Pectoralis major Levator scapula
Subscapularis, Infraspinatus, and teres Lower trapezius
minor stabilize humeral head

Flexion Anterior/Medial deltoid Posterior tilt Serratus anterior


Clavicular pectoralis Upper and lower trapezius
Supraspinatus
Long head of biceps brachi
Coracobrachialis
Infraspinatus, teres minor, and sub-
scapularis stabilize humeral head

Extension Latissimus dorsi Anterior tilt Pectoralis minor


Teres major
Sternal pectoralis Downward rotation Pectoralis minor, rhomboids,
Long head of triceps brachi levator scapula
Posterior deltoid
Infraspinatus, teres minor, and Depression Pectoralis minor
subscapularis stabilize humeral head Lower trapezius
Serratus anterior

Horizontal flexion Pectoralis major Protraction Serratus anterior


Internal rotation Subscapularis

Horizontal extension Posterior deltoid, infraspinatus, Retraction Mid trapezius


teres minor Rhomboids
External rotation Infraspinatus, teres minor

13, 19, 21, 26), balanced muscle tus by compressing and depressing the mial bursa (8, 12, 25, 37), glenohumer-
strength and function, efficient timing humeral head. This “force couple,” as it al capsular tightness (9, 12, 21, 31),
of synergistic muscle contractions (14, is known, helps prevent subacromial and poor posture (4, 9, 13, 14, 19, 23)
15, 21, 22, 25, 26, 35, 36), capsular impingement in a normally function- can reduce the subacromial space (the
flexibility (9, 12, 21, 33, 37), proper ing shoulder (21, 22, 25, 26, 35, 36). If area between the bottom of the
posture (4, 9, 13, 14, 19, 23, 36), and the rotator cuff muscles fatigue before acromion process and the top of the
sensorimotor integration (neuromus- the larger deltoid fatigues or if there is humeral head). The subacromial space
cular coordination) (14, 15, 23, 26, an imbalance in torque production be- is normally between 5 and 10 mm in
34). The deltoid muscle’s line of force tween the rotator cuff muscles and the size (25). A reduction in the size of the
pulls the humeral head upwards toward deltoid, subacromial impingement can subacromial space can precipitate im-
the subacromial surface during abduc- occur. Previously mentioned factors pingement. Ordinarily, in an open
tion. The supraspinatus creates a more such as variations in acromion process chain, when the arm flexes or abducts,
medially directed line of pull toward anatomy (1,5, 8), degenerative changes the convex humeral head should roll
the glenoid fossa. The remaining rota- of the humeral head and subacromial upward on the concave glenoid fossa
tor cuff muscles assist the supraspina- surface and thickening of the subacro- (socket) and then spin and glide down-

August 2005 • Strength and Conditioning Journal 39


a b
Figure 2. (a) Scapular force couples during glenohumeral abduction. Moving coun-
terclockwise from the left, each arrow represents the actions of the lower
trapezius, serratus anterior, and upper trapezius during upward scapular ro-
tation. (b) Scapular force couples during glenohumeral flexion. Moving
counterclockwise from the bottom left, each arrow represents the actions
of the lower trapezius, serratus anterior, and upper trapezius during posteri-
or scapular tilt.

ward to avoid hitting the subacromial and Getz (22) have described the con- Figure 3. Scapular depression with the
surface (8, 25). This spinning and tributions of the rotator cuff and biceps seated press-down exercise.
downward gliding motion also helps brachi muscles to this downward
prevent the greater tuberosity (anterior humeral head motion. As previously are not qualified to diagnose or treat
and lateral projection on the humeral mentioned, mechanical narrowing these problems; however, a basic under-
head and site of attachment of the from bone spurs, osteophytes, a thick- standing of shoulder function and
supraspinatus muscle) from being com- ened bursa, and an irregularly shaped pathomechanics can help them and
pressed against the subacromial surface acromion process (Type II, III, or their clients make better-informed ex-
(8, 25). During subacromial impinge- hooked acromion) are a few causes of ercise choices. As previously men-
ment, the humeral head and greater primary impingement. Muscular weak- tioned, trainers should follow all guide-
tuberosity translate superiorly and ness, torque generating capacity imbal- lines supplied by clients’ physicians or
strike the subacromial surface, com- ances between the rotator cuff and the physical therapists. Clients experienc-
pressing the rotator cuff and biceps deltoid muscles, poor posture, and ing recurring pain should be sent back
brachi long head tendons and subacro- joint capsule tightness or adhesive cap- to their physician or therapist.
mial bursa (a fluid-filled lubricating sulitis are a few examples of secondary
sac) (1, 13, 24). This can cause shoul- impingement. In addition, improper Other Factors Contributing to
der pain and sensitivity. Subacromial exercise technique and inappropriate Shoulder Stability and Normal
impingement can be avoided if the overuse of certain exercises can all con- Function
scapula moves properly on the thorax tribute to shoulder impingement and Five periscapular muscles, including the
and the rotator cuff muscles stabilize discomfort (7, 17, 18, 25, 36). Most serratus anterior, pectoralis minor, leva-
the humeral head (8, 25). McCluskey strength and conditioning specialists tor scapula, rhomboids, and trapezius

40 August 2005 • Strength and Conditioning Journal


flexibility of musculotendinous and should include exercises that help de-
capsular tissues, and reinforcing prop- velop this proximal (scapular) stability
er execution of all exercises. Clients ex- in their clients’ programs. Important
periencing pain during or after exercise periscapular muscles include the pec-
sessions should be referred to their toralis minor, serratus anterior, trapez-
physician. The following principles ius (all 3 segments), levator scapula,
can contribute to optimizing shoulder and rhomboids. The serratus anterior
function and pain-free motion. The and trapezius (upper and lower seg-
scapula must function as a stable plat- ments) muscles in particular con-
form for the humeral head. The scapu- tribute extensively to scapular upward
lothoracic articulation is the most rotation and posterior tilt. Closed-
proximal component of this platform. chain exercises (where the hand is fixed
Strength and conditioning specialists to the supporting surface) such as seat-

Figure 4. Wall push exercise. Press


shoulders down and push
into the wall. a
(all 3 segments), contribute collectively
to scapular stability. The serratus anteri-
or and trapezius muscles cause upward
rotation during glenohumeral abduc-
tion and posterior scapular tilt during
glenohumeral flexion. They create es-
sential force couples that enable the
scapula to rotate on the thorax (6, 21,
22, 26, 27, 35, 36) (see Figures 2a and
2b.). The pectoralis minor, levator
scapula, and rhomboids cause down-
ward scapular rotation that accompanies
glenohumeral adduction, as well as the
anterior scapular tilt that accompanies
glenohumeral extension.

Essential Principles and


Strategies
A sound shoulder stability exercise b
program should emphasize improving
strength and endurance of periscapular Figure 5. (a) Bottom position of push-up with a plus. Limit glenohumeral extension
and rotator cuff muscles, encouraging during descent. (b) Top position of push-up with a plus. Protract both
good posture, maintaining adequate scapula on top.

August 2005 • Strength and Conditioning Journal 41


Figure 6. Internal rotation with exercise bands. Figure 7. External rotation with exercise bands.

should also perform specific rotator


Table 3
Exercise Modification Strategies
cuff strengthening exercises, such as
internal and external rotation, from a
Exercise Modification neutral position (arm at side with
elbow flexed 90 degrees) and/or with
Bench press Limit depth of descent of bar and arm with a the glenohumeral joint in the scapular
rolled towel on the sternum. Keep arms below
plane (1, 12, 22, 25, 35, 37) (see Fig-
shoulder height.
ures 6–7). Placing a towel between the
Military press Use dumbbells, keep arms in scapular plane. Limit arm and body during internal and ex-
descent of weight, keeping weights at ear level ternal rotation exercises can decrease
(90° elbow bend). deltoid activity, relax the supraspinatus
tendon, and decrease pain (25, 37).
Latissimus pull-down Keep grip within shoulder width with arms in the The “empty can” (abduction with in-
scapular plane. Pull the bar down toward the
ternal rotation) position can inflame a
chest.
painful shoulder by reducing the sub-
Squat with low bar placement Perform front squats to avoid placing the acromial space, placing the humerus in
shoulders in stressful position. an impingement position, and com-
pressing the rotator cuff tendons in ab-
Rowing Limit shoulder extension. Do not let the elbow duction (4, 7, 16, 20, 25, 36, 37). Sub-
pass the back of the rib cage. Do not hyperextend
stituting the “full can” (abduction with
the humerus (shoulder).
external rotation, in the plane of the
Lateral dumbbell raises Avoid the “empty can” position by keeping scapula) can prevent subacromial space
thumbs up and arms slightly in front of the body narrowing and impingement. Gleno-
in the scapular plane. humeral external rotation opens the
subacromial space and prevents com-
Supine triceps extensions Perform standing tricep push-downs. Keep pression of the greater tubercle against
sternum up and lower tips of scapula (inferior
the subacromial surface (4, 20, 21, 25,
angles) posteriorly tilted (down and in against
26, 30). Exercises such as the behind-
the rib cage).
the-neck press and behind-the-neck lat
pull-down place the arm in abduction
ed press-ups (scapular depression), sensorimotor control (3, 14, 15, 21, with extreme external rotation and
wall pushes (scapular posterior tilt and 23, 26, 34–37). Performing these exer- some horizontal abduction. This posi-
depression), and push-ups with a plus cises on soft or unsteady surfaces, such tioning increases stress in the joint
(see Figures 3, 4, 5a, 5b) can improve as stability balls and mats, can further capsule, ligaments, and rotator cuff
shoulder stability, proprioception, and address sensorimotor control. Clients tendons and may cause shoulder dis-

42 August 2005 • Strength and Conditioning Journal


comfort (7). This position is con-
traindicated in unstable shoulders (4,
7, 16, 18, 20, 25, 36, 37). Placing the
arm in the plane of the scapula (ap-
proximately 30 degrees in front of the
thorax) during overhead activities in-
creases the subacromial space, reduces
stress in capsuloligamentous tissues
and tendons, and contributes to nor-
mal scapulohumeral rhythm (4, 7, 10,
16, 20, 25, 36, 37). Some additional
exercises that can be stressful to the
shoulder (primarily anterior capsule,
ligaments, and rotator cuff tendons)
include wide and upright rowing (plac-
ing the arms too high, out too wide,
and pulling the elbows too far behind
the body) (17); bench press (elbows
placed at or above shoulder height and
allowing elbows and shoulders to ex-
tend below thorax during descent);
and heavy, low-bar placement squats.
Each of these exercise techniques can
place the glenohumeral joint in a
stressful position (7, 17). Exercises
causing pain should be eliminated (4,
7, 17, 18, 20, 21, 25, 29, 36, 37) (see
Table 3). Periscapular (previously
Figure 8. Single arm support .This should be performed at the top position after
mentioned closed-chain activities) and
completing a push-up.
rotator cuff exercises should be done
2–3 times per week at either the later shoulder workout. These exercises
part of the warm-up (after tissues are should be done twice a week, and the
sufficiently warm) or the cool-down overall volume should reflect the goals
phase. The periscapular muscles can be of the client’s periodized program (2).
strengthened with open-chain activi- Proper form must be reinforced and ex-
ties as well (36, 37). Three sets of ecuted. Clients involved in sports may
15–20 repetitions will help address im- find additional closed-chain activities
provements in muscular endurance such as push-ups with single arm sup-
(2). If time permits, these exercises can port and stability ball push-ups (see Fig-
be done on their own day instead of ures 8 and 9) an appropriate challenge
being integrated into another workout. because they increase joint compressive
These exercises are meant to improve forces, challenge balance and proprio-
endurance of stabilizing muscles, not ception (position sense), and also im-
to build power. Proper technique and prove stability (4, 14–16, 21–23, 34,
muscular control should be possible 36, 37). The degree of difficulty of exer-
with every repetition. cises like these can be gradually in-
creased by changing exercise surfaces
Compound exercises such as rows and and equipment, speed, direction, and
reverse flys (horizontal abduction) em- number of repetitions. They can be in-
phasize synchronized activity between tegrated into the scapular stability
the periscapular and rotator cuff mus- workout days and should initially be
cles (3, 4, 10, 12, 21, 25, 32, 36, 37) done in multiple sets (2–3) of low repe- Figure 9. Middle position during a sta-
and can be a part of an upper back and titions (3–5) because they can be diffi- bility ball push-up.

August 2005 • Strength and Conditioning Journal 43


cult in the beginning. Numerous au- rants intervention from a medical profes-
thors emphasize the importance of sional. Other interventions, including
using good posture when performing improving postural awareness, modify-
shoulder exercises (1, 4, 6, 9, 13, 17, 19, ing exercise techniques, and redesigning
27, 28, 30, 34, 36). Optimal flexibility exercise programs, may also be warrant-
of the inferior and posterior joint cap- ed. Improving clients’ understanding of
sule enables the humeral head to roll this process may facilitate their return to
and spin properly against the glenoid their regular exercise activities. ♦
fossa during abduction and flexion. As
previously mentioned, a tight or adhe- References
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