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ABSTRACT
This paper presents both experimental and analytical investigations undertaken to evaluate the effect of
openings adjacent to columns on the punching capacity of flat slabs. A total of seven large-scale flat plate
slabs (1,700 x 1,700 x 150 mm) were constructed and loaded up to failure. The test specimens were
characterized as falling into two groups according to the opening position. Group I contains three
specimens with openings in front of column face, while, Group II contains three specimens with openings
at column corner. In addition, one specimen was constructed without openings to serve as control
specimen. The main parameters in this study were the opening dimensions and position, other parameters
as slab thickness, steel reinforcement and column dimensions were kept constant. A closed-form
analytical solution is proposed to predict the punching shear capacity of flat slab with openings adjacent
to column. The model is validated by comparing the predicted values with test results as well as nonlinear
finite element modeling. A quantitative criterion governing the punching shear failure of flat slabs with
openings is established.
INTRODUCTION
Currently the flat slab system is widely used in construction because of architectural flexibility, more
clear space, less building height, easier formwork and shorter construction time. The available design
procedures in various international codes of practice adequately cover punching shear design for flat slabs
with limited opening dimensions. Also, punching shear behavior of flat slab with openings (within the
international codes' recommended range) was characterized by many researchers (Moe, 1961; Hognestad,
et al. 1964; Fallsen, et al. 1971; El-Salakawy, et al., 1999; Essa, et al, 2003; Susanto, et al. 2004; Sherif, et
al., 2006; Wensheng Bu and M. A. Polak, 2011; El-shafiey and Atta 2011). However, their tests were
essentially concentrated on slabs with openings with limited dimensions. Therefore their results may not
be suitable for directed extrapolation to cases involving large opening.
In practice, large openings may be required to meet the requirements of connecting to public utilities such
as deflation or gas pipes. The designer has generally no control over the position of these openings which
may be required near or even adjacent to the supporting column. In such situation, the great loss of
concrete cross section resisting punching shear affects the slab load carrying capacity.
This paper focus on the punching shear behavior of flat slabs with opening dimensions exceeds the
maximum dimension recommended by international codes. The parameters included in the present
investigation are different opening size and location.
EXPERIMENTAL PROGRAM
Test specimens
Seven rectangular specimens made of reinforced concrete were cast and tested. The specimens were
moist–cured for 10 days and, the average cube strength of concrete at an age of 28 days was 30 MPa. The
concrete mix consisted of siliceous sand, well-graded dolomite lime stone (10-20 mm size), ordinary
Portland cement and tap water. The concrete mix was designed to obtain the required strength after 28
days with a suitable workability to permit easy placement of concrete in the shutter. Bars with
yield/ultimate stress of 460/660 MPa were used as main and secondary reinforcement.
1.7m
The variables considered in this study were; the effects of opening size and location with respect to the
supporting column on the punching shear capacity of flat slabs. Fig. 1 shows the dimension and
reinforcement details of the tested specimens whereas Table 1 lists a summary of sectional proportioning.
The notation used to identify the slab without opening or with opening will begin with (SS) or (S)
respectively. The notation O (4,2) means that specimen with opening 400 mm in X-direction and 200 mm
in Y-direction. The location of opening at corner or at column face is noted by(C or F) respectively.
Load cell
Column stub
Specimen
Steel bar 22 mm
4C – sec No. 300
1.7m 1.7m
(2)
1.7m (1)
b. Illustration of steel
strains measurement
locations.
Fig. 3 illustration of
strain measurement
locations.
1.7m
RESULTS AND DISCUSSIONS
Serviceability behavior
Under loading, the first cracks (flexural) occurred at a load range of about 20% to 25% of the ultimate
punching capacity of the slabs. The cracks started with radial cracks running from the column stub toward
the slab edges. First crack took place in the solid specimen at the middle of the bottom layer parallel to
the support, whereas, the cracks started in all other slabs at the middle of the bottom layer from opening
corners near column. This was shortly followed by the formation of circumferential cracks around the
column stub and, as the load was increased circumferential cracks occurred at a location farther away
from the column stub. Inclined shear cracks at an angle of approximately 22 degrees, which could be seen
through the slab opening appeared at approximately 80 to 95% of the ultimate punching capacity. At the
end of each test, it was noticed a sudden penetration of the top layer beneath the applied load. This may
be attributed to excessive cracking and internal damage that could be termed as localized punching
failure. Fig. 4 shows the crack patterns for all tested slabs.
Load (kN)
250
200
150 SSC 11#16
100 SSC 11O (2,2)F
SSC 11O (3,3)F
50
SSC 11O (4,4)F
0
0 2 4 6 8 10 12
De fle ction (mm)
450
400
350
300
Load (kN)
250
200
SSC11#16
150 SSC11O(2,2)C
100 SSC11O(3,3)C
50 SSC11O(4,4)C
0
0 2 4 6 8 10 12
Deflection (mm)
450 450
400
400
350
350
300
300
Load (kN)
250
Load (kN)
250
200
200
SSC11#16 150 SSC11#16
150
SSC11O(2,2)C 100 SSC11O(4,4)C
100
SSC11O(2,2)F 50 SSC11O(4,4)F
50
0
0 0 2 4 6 8 10 12
0 2 4 6 8 10 12
Deflection (mm) Deflection (mm)
c. comparison for Load vs. deflection for the tested specimens in group I and II
Figure 5: Load vs. deflection for the tested slabs
450
400
350
300
Load (kN)
250
200
150
(1)
100
50 (2)
0
0 500 1000 1500 2000 2500
400
250
350
200
150 SSC11#16 300
SSC11O(2,2)F
Load (kN)
100 250
SSC11O(3,3)F
50 SSC11O(4,4)F 200 SSC11#
0 150 SSC11O
0 500 1000 1500 2000 2500 100 SSC11O
SSC11O
steel strain 50
0
Figure 7: steel strains at point (1) for Figure 8: steel strains at point (1) for
the test specimens in group I the test specimens in group II
450 350
400 300
350 250
Load (kN)
300
200
Load (kN)
250
150 (1) (1)
200
(1)
150 100 (3) (4)
(2) (5) (6)
100 50
50 (3)
0
0 0 -0.0005 -0.001 -0.0015 -0.002 -0.0025
0 -0.0005 -0.001 -0.0015 -0.002 -0.0025 -0.003 Top concrete stain neer opening and far from
Top concrete stain opening (mm)
200 200
Load (kN)
150 150
Load (kN)
100 (1) (2) (1) (2)
100
(3) (4) (3) (4)
50 (5) (6) (5) (6)
50
0
0 -0.0005 -0.001 -0.0015 0
Top concrete stain neer opening and far from 0 -0.0002 -0.0004 -0.0006 -0.0008 -0.001 -0.0012 -0.0014
opening (mm) Top concrete stain neer opening and far from opening (mm)
Figure 11: concrete strains for Figure 12: concrete strains for
specimen (SC11O(3,3)F) specimen (SC11O(4,4)F)
400 350
350
300
300
250
Load (kN)
250
Load (kN)
200
200
150 1 2 150
1 2
100 3 4 100
3 4
50 5 6 50 5 6
0
0
0 -0.0005 -0.001 -0.0015 -0.002
0 -0.0005 -0.001 -0.0015 -0.002
Top concrete stain neer opening and far from opening Top concrete stain neer opening and far from opening (mm)
(mm)
Figure 13: concrete strains for Figure 14: concrete strains for
specimen (SC11O(2,2)C) specimen (SC11O(3,3)C)
300
250
200
Load (kN)
150
1 2
100 3 4
5 6
50
0
0 -0.0005 -0.001 -0.0015 -0.002
Top concrete stain neer opening and far from
opening (mm)
NUMERICAL SIMULATION
Introduction
The data required for comprehensive parametric study is normally inadmissible in an experimental
program where the cost and time for conducting an extensive number of experimental tests would be
prohibitive. Comprehensive data are normally obtained using a suitable numerical technique. Due to the
complexity of the behavior of reinforced concrete sections, nonlinear finite element analysis is usually
appropriate for this purpose.
ANSYS 10 software package was used to perform the analysis using 8-noded three-dimensional brick
element with the option allowing the concrete to crack and crush when reaching its strength in tension and
compression. Link element with two nodes is used to simulate the steel elements. The multi-axial
criterion of William and Warnke was employed for concrete model, Fig. 16, that is expressed in the form
F/fc-S≥0.0 where F is a function of the principal stress state (σxp, σyp, σzp) and S is the failure surface
expressed in terms of the principal stresses and three material parameters ft, fc, and fcb which are the
ultimate uniaxial tensile, uniaxial compressive and biaxial compressive strength of concrete, respectively.
The failure of concrete was categorized into four domains. In each domain, independent functions are
used to describe F and the failure surface S. On the other hand, longitudinal reinforcing steel was
idealized as an isotropic elastic-perfectly plastic material. The elastic modulus and Poisson’s ratio for
steel 460/660 were taken 210 GPa and 0.30, respectively. Space truss element was used to represent
reinforcement. Fig. 17 illustrates the finite element mesh used in the numerical analysis.
Table 4: Comparison between experimental
results and Finite element
yp
Cracking Cracking
specimens Vex VFE VFE /Vex fc
ft xp
Cracking
zp 0 (cracking)
SSC11O(2,2)F 315 286.7 0.910 zp = 0 (crushing)
SSC11O(3,3)F 222 215.6 0.971 zp 0 (crushing)
Figure 17: Concrete model and finite element mesh of some specimen.
250
350
500
450 200 300
400
250
350
Load (kN)
150
Load (kN)
300 200
Load (kN)
The notation (SC11O(2,2)F-0.5ts) means that specimen with opening 200 mm in X-direction and 200 mm
in Y-direction at distance of half slab thickness from the column face. The notation (SC11O(2,2)C-0.5ts-
sm) means that specimen with two openings 200 mm in X-direction and 200 mm in Y-direction at
distance of half slab thickness from the column corner arranged symmetrically around perpendicular Axis
passed by column center.
Opening
specimen
Arrangement of
Sub-set
Group
500
450
400
350
300
Load (kN)
250
SSC11#16
200
SSC11O(2,2)F
150
SSC11O(2,2)F-0.5ts
100 SSC11O(2,2)F-ts
50 SSC11O(2,2)F-1.5ts
0
0 2 4 6 8 10 12
Deflection (mm)
500
450
400
350
300
Load (kN)
250
SSC11#16
200
150 SSC11O(2,2)F-0.5ts
100 SSC11O(2,2)F-0.5ts-X
50 SSC11O(2,2)F-0.5ts-sm
0
0 2 4 6 8 10 12
Deflection (mm)
Figure 22: Load-deflection curves for test specimens group II, sub-set I
150 SSC11O(2,2)C-0.5ts
SSC11O(2,2)C-0.5ts-X
100
SSC11O(2,2)C-0.5ts-sm
50
0
0 2 4 6 8 10 12
Deflection (mm)
Figure 23: Load-deflection curves for test specimens group II, sub-set II
500 500
450 450
400 400
350 350
Load (kN)
300
Load (kN)
300
250 250
SSC11#16
200 200 SSC11O(2,2)F
SSC11#16 150 SSC11O(2,2)F-0.5ts
150
SSC11O(2,2)F
100 SSC11O(2,2)F-ts
100 SSC11O(2,2)F-0.5ts
SSC11O(2,2)F-ts SSC11O(2,2)F-1.5ts
50 50
SSC11O(2,2)F-1.5ts
0 0
0 500 1000 1500 2000 2500 3000 0 -0.0005 -0.001 -0.0015 -0.002 -0.0025 -0.003
Top concrete strain neer opening
Micro steel strain
Figure 24: Longitudinal strains distribution Figure 25: The top concrete strains at d/4
along the tensile (bottom) reinforcement at from column face far from opening vs. load
column face for the tested specimens in for the tested specimens in group I sub-set I
group I sub-set I
500 500
450 450
400 400
350 350
Load (kN)
300 300
Load (kN)
250 250
200 SSC11#16 200 SSC11#16
SSC11O(2,2)C SSC11O(2,2)C
150 150
SSC11O(2,2)C-0.5ts SSC11O(2,2)C-0.5ts
100 SSC11O(2,2)C-ts 100 SSC11O(2,2)C-ts
50 SSC11O(2,2)C-1.5ts SSC11O(2,2)C-1.5ts
50
0 0
0 500 1000 1500 2000 2500 3000
0 -0.0005 -0.001 -0.0015 -0.002 -0.0025 -0.003
Micro steel strain Top concrete strain
Figure 26: Longitudinal strains distribution Figure 27: The top concrete strains at d/4
along the tensile (bottom) reinforcement at from column face far from opening vs. load
column face for the tested specimens in for the tested specimens in group group I
group I sub-set II sub-set II
ANALYTICAL MODEL AND PROPOSED EQUATION
Various models have had been suggested by many researchers to estimate flat slab punching shear
capacity. Using the experimental and theoretical results of this research and those available in the
literature, it was found that the model proposed by Susanto Teng et al (2004) provided acceptable values
for flat slab punching shear capacity. This model was modified in this research by multiplying Susanto’s
equation by C C' to obtain a new model that takes into consideration the effect of opening dimension and
location. Hence the punching shear capacity in case of large opening could be estimated using the
following model.
Vu = total ultimate shear force, ρ = flexural reinforcement ratio in percentage, fc′ = concrete cylinder
strength in MPa, bo = is the length of the critical perimeter taken at d/2 from column face , d = effective
depth of slabs in mm, The coefficient C is taken: C = 0.8 for solid slabs, C = the least of 0.75 or
0.75(c/a)1/3 or 0.75(L/20a)1/3 for slabs with openings Where, c is column dimension and a: is opening
dimensions. C' = (0.08 x / ts) + 1. ts is the slab thickness. The factor x is the opening distance from nearest
points between the opening and the column, see Fig.28.
0,075 0,15 0,225
d/2
8
31
2
21
6
0,
10
0,
0,
Figure 28: Shear Perimeter according to proposed equation for the studied cases.
Table 10show a comparison between experimental results and proposed equation. Table 11 shows a
comparison between numerical results and proposed equation. It is noticed that, the closed-form
analytical solution is proposed to predict the punching shear capacity of flat slab with openings adjacent
to column accurately.
Table 10: Comparison between experimental studies and proposed equation
Specimens Vexp Vu Vu/Vexp average
SSC11#16 427 425.08 0.995
SSC11O(2,2)F 315 298.88 0.949
SSC11O(3,3)F 222 232.09 1.045
SSC11O(4,4)F 210 197.69 0.941 0.97
SSC11O(2,2)C 339 332.09 0.980
SSC11O(3,3)C 300 282.83 0.943
SSC11O(4,4)C 261 253.04 0.969
Table 11: Comparison between F.E results and proposed equation
Specimens VF.E Vu Vu/VF.E average
SC11O(2,2) F-0.5ts 347.9 355.23 1.021
SC11O(2,2)F-ts 392.0 387.35 0.988
SC11O(2,2)F-1.5ts 406.7 413.97 1.018 0.99
SC11O(2,2) C-0.5ts 362.6 364.91 1.006
SC11O(2,2)C-ts 421.4 394.33 0.936
SC11O(2,2)C-1.5ts 426.3 421.71 0.989
CONCLUSION
From the experimental study conducted in the present investigation, the following conclusions may be
drawn:
1. Experimental program carried out demonstrated that the ultimate punching load capacity of tested flat
slabs with opening is significantly affected by the opening dimensions. Compared to the capacity of
tested flat slab without opening, reductions of about 26%, 48% and 51% was recorded for slabs with
20x20, 30x30, 40x40cm opening dimensions at column face respectively. However, changing the
opening location to the column corner reduced these reductions to 21%, 30% and 39%. This indicates
that the position of opening is equally important as the opening dimension.
2. Openings with dimension span /10 and more than column dimensions affected the inclination of load -
deflection curve of the slab. The inclination of the curve is increased by about 15 % and 20% for slabs
with opening at column corner and at column face respectively.
3. For opening at column face; increasing the opening dimension to a value higher than the supporting
column dimension shows a high drop in punching shear at about 48% and 30% for slabs with opening
at column corner and at column face respectively.
4. Flat slabs with opening away from the column with distance more than 1.5 times the slab thickness has
insignificant effect on the slab punching strength
5. If two openings are required adjacent to the supporting column, it is recommended to arrange them at
two opposite faces or at two neighboring corners. This arrangement gives the minimum decreasing of
the ultimate punching load.
6. For slabs with opening dimension up to span/10; although these openings size is twice the codes limits,
both British BS 8110 and ECP 203-2007 show good prediction for the ultimate punching shear
strength
7. A closed-form analytical solution is proposed to predict the punching shear capacity of flat slab with
openings adjacent to column. The model is validated by comparing the predicted values with test
results as well as nonlinear finite element modeling. A quantitative criterion governing the punching
shear failure of flat slabs with openings is established.
ACKNOWLEDGEMENT
The partial financial support from the HLCP fund project no. LP3-030-TAN, given by the Egyptian
government is gratefully acknowledged.
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