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Designation: E1588 _10 e1

INTERNATIONAL

Standard Guide for


Gunshot Residue Analysis by Scanning Electron
Microscopy/Energy Dispersive X-Ray Spectrometry 1
This standard is issued under the lìxed desi gnalion E1588; the number immediately following the designation indicates the year of
originai adoption or, in the case of revision, the year of last revisiono A number in parentheses indicates the year of last reapproval. A
supef'cript epsilon (e) indicates an editorial change since the last revision or reapproval.

e' NOTE-Sections 7.1.5.2 alld 7.2.1.2 were ed itoriaJly corrected in July 2010.

l. Scope ent elements that may identify the particle as being consistent
I, l This guide covers the analysis of gunshot residue (GSR) with or characteristic of GSR , or both.
by scanning electron microscopy/energy-dispersive X-ray
3. Significance and Use
spectrometry (SEMlEDS) by manual and automated methods.
The analysis may be performed manually, with the operator 3.1 This document will be of use to forensic laboratory
manipulating the microscope controls and the EDS system personnel who are involved in the analysis of GSR samples by
software, or in an automated fashion, where some amount of SEMlEDS (4).
the analysis is controlled by pre-set software functions. 3.2 SEMIEDS .analysis of GSR is a non-destructi ve method
1.2 Since software and hardware formats vary among com­ that provides (5, 6) both morphological information and the
merciaI systems, guidelines will be offered in the most generaI elemental profiles of individuaI particles.
terms possible, For pro per tenninology and operation, consult 3.3 Particle analysis contrasts with bulk sample methods,
the SEMIEDS system manualsfor each system. such as atomic absorption spectrophotometry (AAS) (7) , neu­
1,3 The values stated in SI units are to be regarded as tron activation analysis (NAA) (8), inductively coupled plasma
standard, No other units of measurement are included in this atomic emission spectrometry (ICP-AES), and inductively
standard, coupled plasma mass spectrometry (ICP-MS), where the
lA This standard does not purport to address all oj the sampled material is dissolved or extracted prior to the deter­
sajety concerns, if any, associated with its use. Il is the mination of total element concentrations, thereby sacrificing
responsibility oj the user oj this standard lo establish appro­ morphological information and individuaI particle identifica­
priate sajety and health practices and determin e the applica­ tion.
bility oj regulatory limitations prior lo use. 3A X-ray fluorescence spectrometry (XRF) is a technique
that has been used to map the placement and distribution of
2. Summary or Practice GSR particles surrounding bullet holes in order to establish
2.1 From the total population of particles collected, those shooting distances (9). Unlike the solution-based bulk methods
that are detected by SEM to be within the limits of certain of analysis, XRF is non-destructive; however, XRF stili does
parameters (for example, atomic number, size, or shape) are not provide morphological information and is incapable of
analyzed by EDS (1-3).2 Typically, particles composed of high individuaI GSR particle identification.
mean atomic number elements are detected by their SEM
4. Sample Preparation
backscattered electron signals and an EDS spectrum is ob­
tained from each. The EDS spectrum is evaluated for constitu- 4.1 Once the evidence seal is broken, care should be taken
so that no object touches the surface of the adhesi ve SEMlEDS
sample collection stub and that the stub is not left uncovered
I This guide is under the jurisdiction of ASTM Committee E30 on Forensic
any longer than is reasonable for transfer, mounting, or
Sciences and is the direct responsibility of Subcommittee E30.01 on Criminali stics. labeling.
Current edition approved June l, 2010. Published June 2010. Originally 4.2 Label the sample collection stub in such a manner that it
approved in 1994. Last previous version approved in 2008 as E1588 - 08 . 00[:
is distinguishable from other sample collection stubs without
1O.1520/EI588-1O.
2 The boldface numbers in parentheses refer to a lis! of references at the end of
compromising the sample; for example, label the bottom or
this standard. side of the stub.

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4.3 If a non-conductive adhesive was used in the sample 6.3.1 The detector's resolution should be better (less) than
collection stub, the will need to be coated to increase its 150 measured as the full width at half the maximum height
electrical conductivity, unless an envìronmental SEM or of the Mn Ka
variable-pressurellow-vacuum SEM is used for Ihe analysis. 6.3.2 At a the EDS spectrum should be
Carbon ìs a common choice of since il will at 20 eV per channel.
noi interfere with lines of interest. For high-vacuum 6.3.3 Display of the EDS output must encompass the
SEM, coal the sample sufficiently to eliminale charging of the
lines of analytical with a minimum range of 0-15 keY.
6.3.4 Automated systems will also include software
5. Sample Area of acquiring speclra for a specified colleclion lime or
lotal X-ray counts.
5.1 colleclion slubs for SEMs typìcally come in one
6.3.5 It is desirable thal the spectrum obtained from the
of two diameters: 12.7 mm or 25.4 mm, which yield surface
analysis of each particle of intereSI be stored. At a minimum, an
areas of 126.7 mm 2 and 506.7 respectively.
automated system must be capable of storing ali of the
5.2 Manual analysis of the 101a! surface area of the stub is location coordinates.
Because the are col­
lected onto an adhesive surface in a random manner and lhe 6.4 Sample Placement:
partì cles do not tend to cluster, it is reasonable lo analyze a 6.4.1 Record the of the stubs
portion of the stub surface by an standard/reference
and prolocol (6, are inserted.
5.3 Automated SEM/EDS analysis can enable data collec­ 6.4.2 lf it is or required that additional
tion from the enlire surface area of the collection will be it is desirable that the stub can be returned lo
stub. Due lo the disparity between the of the the same orientation as before its removal. This may consist of
collection stub (round) and the SEM field of view search area the side of each stub and aligning it with marks on the
(square or of 100 % of the sample stage or stubs that fit into the stage in
collection area may not be possible in some systems. only one position (for stubs with a that i5 a
5.3.1 Analysis of the maximum allowable surface area of half-circle in cross seclion).
the is however, many automated sys­ 6.5 Detection and Calibration:
tems can be programmed lO terminate the analysis of a stub or 6.5.1 Particles of GSR are detected their backscattered
series of stubs once a pre-established number of particles with electron signal intensity. The absolute signal that a
classification(s) have been detected. The decision as produces i5 related to the electron beam current, mean
to how many the of atomic number, and size of the particle (for sizes on the
case is a matter for the analyst lO decide but should be order of the beam diameter). Particles whose mean atomic
to set out in the laboratory's standard numbers are will appear than those of lower mean
procedures. atomic number As the beam current increases, the
amount of signal each produces al80 increases (11).
6. Instrument Requirements and Operation
6.5.2 The and contrast (Iow and high
6.1 General: thresholds) of the backscattered electron detector system de­
6.1 l Most commercial-grade SEMlEDS systems should be termine the limits of detection and discrimination of particles
whose mean atomic number exceed the minimum threshold
data collection of GSR involves some bui fall below the maximum threshold Thresh­
portion of the data collection controlled pre-set for the backscattered electron should be
software functions. The extent to which the SEM and EDS done with a suitable reference sample of known origin (often
systems communicate and are integrated varies according to supplied by the EDS manufacturer) or pure element standards
the manufacturers involved and the of the al the same parameters that will be used for the
hardware/software architecture. This calibration should, if possible, be in the
6.2 Scannìng Electron Microscope microscope chamber at the sa me time as the samDles to be
6.2.1 The operating in the backscattered electron
mode, must be of down to 6.5.3 The backscattered electron detector's and
at least 0.5 Jlm in diameter. contrast should be set to include the high atomic number
6.2.2 The SEM must be of an voltage of interest and exclude low atomic number
of al least 20 kV. that are nOl of intereSL Typically, high contrast
6.2.3 Automated SEM/EDS systems include: communica­ brightness provide an range between thresh­
lion and control between the SEM and EDS system, and a old limits for ease of detection. If the beam current is _
motorized stage with automated stage control. The system or drifts, the and contrast threshold limits, which
should have the to recall stage locations of oarticles for were based on the previous bea m current, may no longer be
verification and software for particle with the new conditions and should be
6.3 The beam current may be measured with a Faraday cup, a

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specimen current meter, or monitored by comparing the inte­ 7.1.2.2 Occasionally, GSR particles with apparent unusual
grated counts within the same peak in sequentially collected elemental compositions may be encountered in case work ., In
spectra from a known standard. thi s circumstance , the elemental compositions of these par­
6.6 Quality Control: ticles should be compared to case-specific sources, such as
6.6.1 When conducting automated analysis of GSR, special cartridges or ammunition/weapon test fire deposits.
measures have to be chosen in order to meet common quality 7.1.3 Particles characteristic of GSR (that is, most likely
management demands. Therefore, as minimum conditions: associated with the discharge of a gun) will ha ve the following
6.6.1 .1 Establish a protocol to confirm optimum instrument elemental composition:
operation parameters on a routine basis. 7.1.3.1 Lead, antimony, barium .
6.6.1.2 Monitor the EDS X-ray energy calibration and SEM 7.1.3.2 It is common for additional elements to become
beam current stability regularly. This may be facilitated by the incorporated into particles containing these elements. Such
use of appropriate standards or reference samples, or both. particles may contain but not be limited to one or more of the
6.6.1.3 Analyze a reference sample (positive control) with elements: aluminum , silicon, phosphorus, sulfur (trace), chlo­
particles of known size, range, and composition at regular rine, potassium , calcium , iron (trace), nickel, copper, zinc,
interval s in order to test the accuracy of particle detection and zirconium, and tino
identification, whether by automated or manual analysis. It is 7.1.4 Particles consistent with GSR (that is, may be associ­
recommended that a reference sample has been prepared and ated with the discharge of a gun but could also originate from
mounted in a manner comparable to the collection method in other sources unrelated to a gun discharge) will have one of the
use by the submitting agency. The reference sample may be a following elemental compos'itions :
sample of GSR from a known source (caliber of weapon,
7.1.4.1 Barium, calcium, silicon (with or without a trace of
ammunition manufacturer, number of rounds fired, collected sulfur);
area from shooter, or a synthetic GSR standard). Additional
7.1.4.2 Antimony, barium (15) (with no more than a trace of
environme ntal particles may be added to ensure the inclusion
either iron or sulfur (16»;
or exclus ion of particular classes of particles. Alternatively, a
synthetic, simulated-GSR reference sample may be used for 7.1.4.3 Lead, antimony;
this purpose. The frequency of analysis of this sample is a 7. \.4.4 Barium, aluminum (with or without a trace of
matter for the analyst to decide and is subject to guidelines set sulfur);
out in the laboratory 's standard operating procedures. 7.1.4.5 Lead, barium ;
6.6.1.4 The incorporation of environmental or contro I 7.1.4.6 Lead (only in the presenceof particles with compo­
samples into the analytical protocol is recommended in order to sitions mentioned in 7.1.3 and 7.1.4);
monitor the cleanliness of the sampling or analytical system, or 7.1.4.7 Antimony (only in the presence of particles with
both . An environmental sample may be prepared in a number compositions mentioned in 7.1.3 and 7.1.4);
of ways: for example, it may be an unused stub that has been 7.1.4.8 Barium (with or without a trace of sulfur); or
prepared contemporaneously with the questioned samples or a 7.1.4.9 Particles with the above compositions may also
sample taken from the sampling or analytical environment contain any one or several of the elements listed in 7. /.3. 2.
(exposed to the air or as a direct sampling of c1ean workspace),
7.1.5 The following compositions have been observed from
or both.
different kinds of ammunition with "Iead-free/non-toxic" prim­
ers (17, 18).
7. Data Analysis
7.1.5.1 Particles that have a composition characteristic of
7.1 Definition and Classification: GSR, will have one of the following elemental compositions:
7. 1.1 Morphology: (J) Gadolinium, titanium, zinc (19) ; or
7. \.1.1 GSR particles detected and analyzed using this
(2) Gallium, copper, tin (19).
method are often spheroidal, noncry stalline particles between
7.1.5.2 Particles with compositions consistent with GSR
0.5. iJm and 5.0 iJffi in diameter; the remainder are irregular in
from different kinds of "Iead-free or non-toxic" ammunitions
shape or vary from l to 100+ iJm in size, or both, (5, 12, 13).
will have one of the following elemental compositions:
In generaI, it is not consistent with the mechanisms of GSR
formation to find particles with crystalline morphology. How­ (1) Titanium, zinc (17,20) ; or
ever, such particles have occasionally been observed in known (2) Other elements that may occur include aluminum,
primer GSR residues. Since morphology can vary greatly, it silicon, calcium, copper, or tin (for example, from jacketing
should never be considered as the only criterion for identifi­ material).
cation of GSR. 7.1.5.3 Strontium (20,21) .
7.1.2 Elemental Composition: 7.1.6 Additional classifications may be developed for spe­
7.1.2.1 The elemental composition is the most diagnostic cific types of primer compositions not included in the previous
property to determine if a particle may be GSR (14). When section s. Any new classification should aid in differentiating
appropriate, the elemental composition of the recovered par­ environmentally or occupationally produced particles that may
ticulate can be compared with case-specific known source be found in a sample from GSR. An assessment of the
items , such as the recovered weapon , cartridge cases, or signifìcance of these classifications must be made in consider­
victim-related items. ation of appropriate research and documentation.

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<llill1 7

7.2 X-Ray Analysis: 7.2.2.3 The composition of the particles identified (or clas­
7.2.1 Manual Data Collection: sified) as consistent with GSR should be verified by re­
7.2.1.1 Particles whose backscattered electron signal bright­ inspection of the stored X-ray spectra. Particle relocation and
ness exceeds the desired threshold setting, indicating high re-acquisition of X-ray spectra is optional but highly recom­
atomic number contrast, should be considered for analysis. mended if it is decided that the data adds to the probative value
7.2.l.2 Ii" appropriate, the operator should then collect an of the analysis.
EDS spectrum from each detected particle by placing the
electron beam in spot mode near the center of the particle or 8. Documentation
rastering an area completely within the particle's volume.
Sufficient X-ray counts should be accumulated to provide a 8.1 The fol1owing documentation is required for a represen­
highly certain identification of ali elements of interest. How­ tative number of parti cles identifìed and reported as character­
ever, if a brief spectral acquisition indicates that the major istic of GSR by either manual or automated analyses:
elements are not characteristic of or consistent with GSR, 8.1. l Images of the parti cles showing their morphologies
acquisition may be stopped. (as defined in 7.1 1).
7.2.2 Automated Data Collection: 8.1.2 X-ray spectra of the particles, with al1 relevant ele­
7.2.2.\ At a minimum, an automated SEMlEDS system ments present c1early identified and labeled.
should mimic the capabilities of a system being run manually.
8.1.3 The operator/analyst should follow other intra­
It should provide hard copy output and electronic storage of the
data including, at minimum, stage X and Y coordinates, field of laboratory protocols for documentation as appropriate.
analysis X and Y coordinates, total number of particles de­
tected, and total number of particles c1assified as GSR. 9. Keywords
7.2.2.2 The composition of the particles identified (or clas­ 9.1 energy dispersive X-ray spectrometry; forensic science;
sified) and reported as characteristic of GSR must be confirmed gunshot residue; scanning electron microscopy
by manual relocation of the partic\e and re-acquisition of the
X-ray spectrum.

REFERENCES

(1) Nesbitt, R.S., WesseI, J.E., and Jones, P.F., "Detection of Gunshot VoI 36, No.3, 1991, pp. 894-897.
Residue by Use of the Scanning Electron Microscope," Journal oj (II) Goldstein, J.I., Newbury, D.E., Echlin, P., Joy, D.C., Lyman, C.E.,
Forensic Sciences, VoI 21, 1976, p. 595. Lifshin, E., Sawyer, L., and Michael, J.R., Scanning Elce/ron
(2) Rudzitis, E., "Analysis of the Reslllts of Gunshot Residue Detection in Microscopy and X-Ray Microanalysis, 3rd Edition, Kluwer
Casework," Joumal oj Forensic Seiences, Voi 25, 1980, p. 839. Academic/Plenum Publishers, NY, 2003.
(3) Wolten, G.M., Nesbitt, R.S., CaIloway, A.R., Loper, G.L., and Jones, (12) Basu, S., "Fonnation of GUl1shot Residues," Journal oj Forensic
P,F., "Particle AnaJysis for the Detection of Gunshot Residue. I: Sciences, Voi 27, 1982, p. 72.
SC3nning Electron Microscopy/Energy Dispersive X-ray Characterisa­ (13) Wolten, G.M., and Nesbitt, R.S., "On the Mechanism of Gunshot
!ion of Hand Deposits from Firing," Joumal oj Forensic Sciences, Residue Particle Formation," Journal oj Forensic Sciences, Voi 25,
Voi 24, 1979, p. 409. 1980, p. 533.
(4) Zeichner, A., "Recent Developments in Methods of Chemical Analysis (14) R omolo, FS., and Margot, P. "Identification of Gunshot Residue: A
of Firearrn-Related Events," Ana/yrical (!lui Biomwly/ical Chemis/ry, Criticai Review," Forensic Sciené'e Interna/ional, Voi 119, NO.2,
VoI 376, No.8, 2003, pp. 1178-1191. 2001,p.195.
(5) Krishnan, S.S., "Detection of Gunshot Residue: Present Status," (15) Wallace, J.S., and McQuillan, J., "Discharge Residues from
Forensic Scielue Handbook, Volume l, Prentice Hall, Ine., Engle­ Cartridge-Operated Industriai Tools," Journal or Forensic Science
wood Cliffs, NJ, 1982. Society, Voi 24, 1984, pp. 495508.
(6) Wolten, G.M., Nesbin, R.S., Calloway, A R., Loper, G.L., and Jones, (16) Garofano, L., et al., "Gunshot Residue-Further Studies on Parti cles
P.F, "Final Report on Particle Analysis for Gunshot Residue Detec­ of Environmental and Occupational Origin," Forensic Science
tion," Report KfR-77 (7915)-3, Aerospace Corporation, Segundo, CA, Illfemational, Voi 103, 1999, pp. 1-·21.
1977. (17) Cìunaralnam, L., and Himberg, K., "The Identification of Gunshot
(7) Renshaw, G.D., Pounds, C.A., and Pearson, E.F, "The Quantitative Residue particles from Lead-free Sintox Ammunition," Joumal oj
Estimation of Lead, Antimony and Barium in Gunshot Residues by Forensic Sciences, VoI 39, ] 994, pp. 532-536.
Non-Flame Atomic Absorption Spectrophotometry," Atomic Absorp­ (18) H arris, A., "Analysis of Primer Residue from CCI Blazer* Lead-free
tioll Newsletter, Val 12, 1973, p. 55. Ammunition by Scanning Electron Microscopy/Energy Dispersive
(8) Hoffman, C.M., "Neutron Activation Analysis for the Detection of X-ray," Journal oj Forensic Sciences, Val 40, 1995, pp. 27-30.
Fireann Discharge Residues Collected with Cotto n Swabs," Journal (19) Niewoehner, L., et al., "New Ammunitions for the German Police,"
oj the Associalion oj Oificial Ana/yfical Chemisls, Voi 56, 1973, SCANNING The Joumal oj Scanlling Microscopies, VoI 27, No.2,
p. 1388. 2005, p. 69.
(9) Berendes, A., et al., "A Versatile Technique for the Investigation of (20) Charpentier, B., and Desrochers, c., "Analysis of Primer Residue
Gunshot Residue Patterns on Fabrics and Olher Surfaces: m-XRF," from Lead Free Ammunition by X-Ray Microftuorescence," Joumal
JOl/mol ojForensic Scienas, VolSI, No.5, 2006, pp. 1085·-1090. oj Forensic Sciences, Voi 45, No.2, 2000, pp. 447--452.
(lO) Halberstam, R.C., "A Simplified Probability Equation for Gunshot (21) Oommen, Z., and Pierce, S.M., "Lead-Free Ptimer Residues: A
Primer Residue (GSR) Detection," Joumal oj Forensic Sciences, Qualitative Characterization of Winchester WinClean<:iiV, Remingtonl

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(4m~ E1588-1

UMC Leadless@j), Federai BallistiClean@, and Speer Lawman Clean­ No.3, 2006, pp. 509-519.
Fire@ Handgun Ammunitiol1," Joumal (!f Forensic Scìences, Voi 51,

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