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Peter Widmoser
Hydrology and Water Resources Department, Ecology Centre, University of Kiel, D-24098 Kiel, Germany
Article history: The Penman–Monteith (PMe) equation that estimates evaporation from leaf/canopy sur-
Received 29 May 2008 faces is based on a few approximations. Several authors discussed ensuing errors and
Accepted 19 October 2008 suggested improvements. This paper reminds those discussions which ended in the early
Published on line 5 December 2008 nineties. It compares linearized PMe with non-linear iterative solutions and illustrates
resulting deviations. It differentiates between deviations for daily and hourly evaporation
Keywords: rate estimates. The latter are found to be higher. It also demonstrates deviations obtained at
Evaporation two different altitudes above sea level. Considering present tendencies to refine evaporation
Energy balance estimates for practical purposes and making use of easily available methods for solving non-
Penman–Monteith equation linear equations this paper offers a new method to estimate evaporation.
Surface temperature In a first step, a simple algebraic term, the surface temperature control sum, is intro-
duced to find approximate differences between air and evaporating surface (leaf, canopy)
temperatures. It suggests to concentrate research on the rs/ra ratio. A new formula is derived
for estimating leaf/canopy surface temperatures for non-water stressed plants.
In a second step, the estimates of temperature differences are used to calculate evapora-
tion estimates. This two-step approximation leads to appreciably smaller errors as com-
pared to the PMe-solution over the full range of input parameters of agro-meteorological
relevance. It is, however, less accurate than some of methods proposed in literature. The
method is meant for practical application in agricultural water management.
# 2008 Elsevier B.V. All rights reserved.
2. Steady-state evaporation
Greek letters
2.1. Theoretical background
1
D (Pa K ) slope of the saturation vapor pressure curve;
depends on surface temperature Ts The following explanations mainly follow Monteith (1965),
g (Pa K1) psychrometric coefficient, see Eq. (7); depends and Monteith and Unsworth (1990). They refer to an
on surface temperature evaporating leaf or canopy surface. Energy conservation
l (J kg1) latent heat of evaporation (2454 MJ kg1 at requires that across the specified surface
20 8C), depends on surface temperature Ts A lE þ C (1)
r (kg m3) density
S (8C) surface temperature control sum, Eq. (9b) with A = (Rn G) available external energy; Rn = net radiation
flux density; G = heat flux density of soil and in the case of
estimating evaporation at canopy level also from plant cano-
Indices pies; E* = evaporation rate = mass flux density of vapor trans-
ferred; l = latent heat of vaporization, varying with Ts (see
a air Eq. (8)); C = convective (sensible) heat flux density. For a com-
H heat plete list of abbreviations and units see end of paper.
s surface The surface will lose mass by evaporation proportional to
sat saturated latent heat transfer
v volumetric
V vapor cv ½esat ðTs Þ ea
lE ¼ (2)
w liquid water grV
dash0 approximated with Ts = temperature of evaporating surface; esat = saturation
vapor pressure of the air; ea = actual vapor pressure; cv
agricultural water management 96 (2009) 711–721 713
cv ðTs Ta Þ
C¼ (3)
rH
cv esat ðTs Þ ea cv
¼ A ðTs Ta Þ (4) (3) Knowing Ts and inserting it into Eq. (2) or Eqs. (1) and (3)
rs þ ra g ra
gives the evaporation lE.
Eq. (4) is fundamental for the following.
Iteration was performed using a Mathcad1 routine.
2.2. Considerations on the iteration solution The energy balance as formulated in Eq. (4) can be interpreted
geometrically extending a suggestion by Monteith and Uns-
Ta, ea and A in Eq. (4) can be measured or estimated. The worth (1990) (see there Fig. 11.12). Fig. 1 shows how to find Ts:
resistances ra and rs usually have to be estimated (for more Line 1–2 with slope r1g passes through the starting point 1 with
information see, e.g., Jones, 1992), cv usually is considered Ta and ea given. This line intercepts the saturation curve at 2,
constant (e.g., 1.2 kJ m3 K1). On the other side, Ts as well as which represents the adiabatic solution with Tw (=wet bulb
g, a function of Ts, are unknowns and esat(Ts) can be estimated temperature; Tw Ta ). The shift from 2 to 3 (drawing a parallel to
by line 1–2 at distance þAra =cv ) is caused by external energy
available for evaporation (=A) and results in the solution Ts.
bTs
esat ðTs Þ ¼ a exp (5)
c þ Ts
with the following parameters (Murray, 1967): a = 0.6108 kPa; 3. Comparison of methods
b = 17.27; c = 237.3 8C.
From the above it follows that Eq. (4) is highly non-linear The IT-solutions obtained as described above will be compared
with respect to the unknown Ts. One way to solve it is by with linearized PMe-solutions. The comparison made consists
iteration techniques (abbreviated as ‘‘IT’’ in the following). In in calculating absolute differences dE as PMe minus IT-
this paper, the IT-method considers the following relation- solutions as well as relative differences dP as dE/IT-solutions.
ships in Eq. (4): No description of the PMe will be given here. It is presented
in a number of papers (e.g., Penman, 1948, 1963; Monteith,
(1) Air density r as a function of Ta, ea and p is calculated (Stahl, 1965; Lhomme, 2001) and text books (e.g., Monteith and
1980) with Unsworth, 1990; Jones, 1992). Its approximation technique,
however, is illustrated in Fig. 2. Replacing the saturation curve
2–3–4 by the tangent 20 –30 –4 (with slope D) shifts point 3 to
273:15 0:378ea
r ¼ 1:293 1 (6) point 30 leading to a difference between the exact value of
273:15 þ Ta p
esat(Ts) and the approximation eś as well as to a difference
(2) The psychrometric coefficient g is given by between the corresponding temperatures Ts and Ts0 . Since g(Ts)
is replaced by g(Ta), the slope-line 1–2 is also an approximation
pc p (Monteith and Unsworth, 1990; Jones, 1992). Furthermore, one
gðTs Þ ¼ (7) may note that the approximations also depend on Ta as well as
0:622lðTs Þ
on r1g(Ta) where r1 = 1 + rs/ra.
and latent heat of vaporization as
3.1. Considerations on the comparison
lðTs Þ ¼ 2501:02 2:369Ts (8)
which is a linear approximation derived from values given in The comparison requires some basic considerations on the
Table A3 in Monteith and Unsworth (1990), valid for Ts between data sets to be compared. This will be set out in the following.
0 and 45 8C. The five input parameters (Ta, ea or rh, A, ra and rs) were chosen
714 agricultural water management 96 (2009) 711–721
included finally some 2500 admitted test runs for daily and
about 2900 for hourly evaporation values.
Furthermore, a test was performed to check the influence
of different atmospheric pressures (101.3 kPa corresponding to
sea level and 70.2 kPa, corresponding to 3000 m above sea
level) on deviations dE (Table 2a). Atmospheric pressure enters
the calculations through the psychrometric coefficient g
(Eq. (7)). The intention was to evaluate errors of the linearized
PMe varying with altitude.
Table 1 – Input parameters selected for test runs with two different criteria for Emax.
Ta (8C) rh (%) A (W m2) ra (s m1) rs (s m1) r1
1
Daily Emax < 10 mm d 5, 10, 15, 20, 5, 18.3, 31.6, 44.9, 0, 60, 120, 180, 5, 10, 50, 50, 70, 100, 200 1.25 up to 41
25, 30, 35, 40 58.1, 71.4, 84.7, 98 240, 300 100, 200
Hourly Emax > 20 mm d1 As above As above 0, 120, 240, 360, As above As above As above
480, 600
agricultural water management 96 (2009) 711–721 715
Table 2a – Daily mean evaporation deviations (med = PM minus IT-solutions) sorted out for E < 10 mm dS1. Statistics for
eight ra/rs-combinations, each one with 384 different Ta-, ea- and A-combinations (see Table 1 upper row) and for two
atmospheric pressures p. n = admitted test runs. Maxima in bold.
p (kPa) ra rs med SD max min max min rho n r1
(s m1) (s m1) (mm d1) (mm d1) (mm d1) (mm d1) (%) (%)
101.3 = 0 m a.s.l. 5 70 0.04 0.19 +0.58 0.39 +8.2 5.6 0.9976 216 15
10 70 0.05 0.17 +0.49 0.37 +7.6 5.8 0.9980 233 8
50 70 0.13 0.19 +0.25 1.13 +6.2 15.5 0.9971 320 2.4
50 100 0.11 0.17 +0.30 0.90 +6.4 17.4 0.9976 337 3
100 100 0.18 0.25 +0.21 1.27 +6.0 24.1 0.9946 364 2
10 200 +0.04 0.16 +0.64 0.16 +8.5 6.2 0.9991 341 21
100 200 0.18 0.27 +0.25 1.05 +6.4 29.8 0.9933 378 3
200 200 0.33 0.45 +0.17 S1.94 +6.0 S36.9 0.9838 380 2
means 0.13 0.23 +0.36 0.90 +6.91 17.66 0.9951 321
70.2 = 3000 m a.s.l 5 70 0.05 0.22 +0.71 0.56 +8.5 5.7 0.9972 166 15
10 70 0.06 0.19 +0.51 0.54 +7.5 6.2 0.9976 188 8
50 70 0.17 0.23 +0.19 1.34 +5.7 13.8 0.9958 284 2.4
50 100 0.14 0.20 +0.27 1.06 +6.0 14.2 0.9968 306 2
100 100 0.20 0.29 +0.19 S1.94 +5.4 23.7 0.9935 349 3
10 200 0.02 0.17 +0.65 0.22 +9.0 5.8 0.9985 305 21
100 200 0.17 0.25 +0.23 1.21 +6.0 24.6 0.9945 366 3
200 200 0.26 0.37 +0.16 1.75 +5.4 S29.5 0.9899 374 2
means 0.13 0.24 +0.36 1.08 +6.69 15.44 0.9954 292
Table 2b – Hourly mean evaporation deviations (med = PM minus IT-solutions) sorted out for E < 20 mm dS1. Statistics for
eight ra/rs-combinations, each one with 384 different Ta-, ea- and A-combinations (see Table 1 lower row). n = admitted test
runs. Maxima in bold.
p (kPa) ra rs med SD max min max min rho n r1
(s m1) (s m1) (mm d1) (mm d1) (mm d1) (mm d1) (%) (%)
101.3 = 0 m a.s.l. 5 70 0.03 0.31 +1.20 0.42 +8.2 6.0 0.9987 307 15
10 70 0.01 0.27 +0.96 0.47 +7.6 10.4 0.9990 324 8
50 70 0.35 0.51 +0.45 2.14 +6.2 26.7 0.9942 371 2.4
50 100 0.35 0.54 +0.50 2.11 +6.4 29.8 0.9933 378 3
100 100 0.65 0.89 +0.35 3.87 +6.0 36.9 0.9938 380 2
10 200 +0.11 0.29 +0.97 0.16 +8.5 6.2 0.9996 384 21
100 200 0.82 1.04 +0.32 4.01 +6.4 44.9 0.9750 384 3
200 200 1.31 1.55 +0.17 S6.33 +6.0 48.9 0.9631 384 2
means 0.45 0.68 +0.62 2.44 +6.91 26.23 0.9895 364
The right side terms will be lumped, so that Eq. (9) reads
esat ðTs Þ
þ r1 Ts ¼ S (9a)
gðTs Þ
where S is given by
Fig. 6 – Percentage evaporation deviations dP as a function ra ea
S ¼ r1 ðTa þ AÞ þ (9b)
of Ta and rh. A = 0 W mS2; ra = 5 s mS1; rs = 70 s mS1; cv gðTs Þ
p = 101.3 kPa. Negative deviations = PMe underestimates.
The term S has the unit 8C and controls (determines) together
with r1 the Ts-value (see Fig. 10). It will be called the surface
temperature control sum.
A graphical solution can be derived from Eq. (9)
estimates, the use of which appears to be promoted in after slight modification. Fig. 8 gives details: S/r1 is
recent literature (Alexandria and Kerkides, 2003; Lecina plotted along the abscissa up to point 5. The line 3–5 has
et al., 2003; Allen et al., 2006; Lopez-Urrea et al., 2006; Perez the slope r1g(Ts). The intersection of line 3–5 with the vapor
et al., 2006). This in mind we offer an alternative pressure saturation curve 2–3–4, i.e., point 3, has the
approximation method, which results in far less deviations abscissa Ts which is the solution. The line 1–2 is
from the linearized PMe even in extreme climatic cases. almost parallel to 3–5, since g(Ts) changes only slightly with
Thereby Eq. (4) is not linearized but approximated in a way Ts (see Section 4.2). It corresponds to the adiabatic case with
that allows for easy use of common mathematical tools wet bulb temperature Tw ¼ Ts as solution (not indicated in
equipped with a solver routine. It does not, however, reach Fig. 8).
the accuracy of IT or other non-linear solutions quoted In the following a mathematical solution of Eqs. (9) will be
above. presented making use of an approximation.
agricultural water management 96 (2009) 711–721 717
Table 3 – Tendencies of negative/positive relative errors dP in relation to r1, A, air temperature (cold/hot) and air humidity
(dry/wet). Gray fields with pronounced errors.
4.2. Estimation of the surface temperature (step 1) a bTs
exp þ r1 Ts S0 (10a)
g ðTs Þ c þ Ts
The proposed approximation consists in eliminating the
unknown Ts-terms on the right side of Eq. (9), i.e., in with
Eq. (9b): The function cp(Ts) is replaced by the constant
Ara ea
cp = 1.01 kJ kg1 K1, and g(Ts) is substituted by g(Ta). On the S0 ¼ r1 ðTa þ Þþ (10b)
1:01ra gðTa Þ
left side of Eq. (9), no replacement of Ts takes place.
These right side approximations – also used by the PMe – abbreviations and units being the same as in Eqs. (1)–(4). The
are justified by the following two considerations: test runs for this paper resulted in S0 -values ranging from 5 to
approximately 800 8C.
(1) Ts-values are assumed to range between 0 and 40 8C for The non-linear, but simplified, Eqs. (10) can be solved for Ts
practical application in agriculture. This means a change of by means of any mathematical device featuring a solver
cp-values from about 1.006 to 1.013 kJ kg1 C1, i.e., 0.7% routine.1 One may also apply Newton’s method of successive
only. approximations (see e.g., Kreyszig, 1999, p 841) which reads for
(2) The maximum difference between air (Ta) and surface (Ts) the actual problem
temperature for the tests in this paper lies around 25 8C.
esat ðti Þ Dðti Þ 1
This comes to no more than 1.4% difference when inserting tiþ1 ¼ ti þ r1 ti ST0 r1 ði
gðti Þ gðti Þ
Ta instead of Ts-values in the g(T)-function.
¼ 0; 1 . . . nÞ (11)
Thus cp and g are considered here to be of weak influence on
the approximate solutions. The purpose of re-arranging Eq. (4) where D(ti) is the 1st derivative of Eq. (5) with respect to ti, that
according to Eqs. (9) is to have Ts-values of strong influence is D(ti) = esat(ti)cb(c + ti)2 and esat(ti) is given by Eq. (5).
[i.e., esat(Ts) increases exponentially with Ts] on the left side and After n steps, tn will approximate Ts? (tn ffi Ts0 ). Starting point
to have on the right side of Eq. (9) values of weak influence [i.e., is t0 that should be close to Ts0 . Trials show, however, that for
g and cp] together with all five input parameters (Ta, ea, A, ra, rs), most cases of practical relevance, Ta is an efficient starting
which are assumed to be known. point to reach the solution after about 4–10 approximation
In this way, S turns into an independent although steps. Fig. 10 can give additional support to select t0: with r1
approximate input variable S0 and Eq. (9a), also using and S0 given one can estimate starting-t0 as Ts0 from Fig. 10. For
Eq. (5), can thus be rewritten as cases with extreme meteorological conditions (say e.g., rh near
to 0% or 100%), Eq. (11) may become instable and a check for
plausibility of the result is recommended even if the ti-series
converges.
Approximate solutions for Ts0 are presented in Figs. 9 and
10.
The leftmost curve in Fig. 9a represents the situation with
rs = 0, i.e., r1 = 1, and can be excellently fitted (R2 = 0.999,
SD 0.1 8C) by Eq. (12)
rc p esat T0s ea =ðra þ rs Þ
E0a ¼ c f (13a)
rw 2501:2 2:369T0s gðT0s Þ
Fig. 9 – (a) Surface temperature Ts as a function of S0 -values
for different r1-values. Symbols correspond to IT-solutions
whereas the right side solution yields
(*: A = 0 W mS2; ~: A = 200 W mS2; &: A = 400 W mS2; ^:
A = 600 W mS2). (b) Comparison of Eq. (11) (full line) with A rc p T0s Ta =ra
E0b ¼ c f (13b)
IT-solutions (with symbols *: A = 0 W mS2; ~: rw 2501:2 2:369T0s
A = 300 W mS2; &: A = 600 W mS2) for ra = 30 s mS1, r1 = 1;
with E0a and E0b = approximate evaporation; cf = conversion
all other input variables are within the range of Table 1,
factor (e.g., 8.64 107 s d1 mm m1 to change from m s1 to
bottom line. (c) Comparison of Eq. (11) (full line) with
mm d1); rw = water density changing less than 1% within
Jackson-approximations; Jackson et al. (1981); (with
the air temperature range under consideration (here taken
symbols *: A = 0 W mS2; ~: A = 300 W mS2; &:
as 998 kg m3); rcp = the volumetric heat capacity of air,
A = 600 W mS2) for ra = 30 s mS1, r1 = 1; all other input
where r is calculated using Eq. (6) and cp is taken as
variables are within the range of Table 1, bottom line.
1.01 kJ kg1 K1.
For IT-solutions both equations yield identical results.
Inserting approximated Ts0 -values, however, leads to differ-
ences. One may expect bigger deviations using Eq. (13a), where
errors of Ts0 increase exponentially (Eq. (5)). Test runs prove
4.3. Evaporation evaluated from surface temperatures that Eq. (13b) gives better results. In the following, we refer
(step 2) only to E0b -solutions, i.e., Eq. (13b).
These solutions will be called two-step solutions. To
Using surface temperature Ts0 as determined in step 1, one compare results of the different methods see Tables 4 (for
obtains evaporation by inserting Ts0 into the left or into the PMe-solutions compare bottom line in Table 4).
right side of Eq. (4). The left side ‘‘latent heat’’ solution thus Fig. 11 compares two-step solutions with IT-solution for
yields evaporation.
agricultural water management 96 (2009) 711–721 719
Table 4a – Daily mean evaporation deviations (med = two-step method minus IT-solutions) sorted out for E < 10 mm dS1.
Statistics for eight ra/rs-combinations, each one with 384 different Ta-, ea- and A-combinations (see Table 1a upper row).
n = admitted test runs. Extreme deviations in bold. Last line: means of PMe deviations from Table 2a for comparison.
pa (kPa) ra rs med SD max min max min rho n r1
(s m1) (s m1) (mm d1) (mm d1) (mm d1) (mm d1) (%) (%)
101.3 = 0 m a.s.l. 5 70 0.00 0.01 +0.04 0.02 +1.0 0.9 1.0000 216 15
10 70 0.00 0.01 +0.05 S0.04 +0.9 0.9 1.0000 233 8
50 70 +0.00 0.01 +0.04 0.02 +0.6 1.2 1.0000 320 2.4
50 100 0.00 0.01 +0.05 0.02 +0.7 1.1 1.0000 337 3
100 100 0.00 0.01 +0.04 0.02 +0.5 S1.3 1.0000 364 2
10 200 0.00 0.02 +0.04 0.01 +1.4 1.0 1.0000 341 21
100 200 0.00 0.01 +0.06 0.01 +0.7 1.1 1.0000 378 3
200 200 0.00 0.01 +0.05 0.01 +0.6 S1.3 1.0000 380 2
means two-step 0.00 0.01 +0.04 0.02 +0.80 1.1 1.0000 321
means PMe 0.13 0.23 +0.36 0.90 +6.91 17.66 0.9951 321
Table 4b – Hourly mean evaporation deviations (med = two-step method minus IT-solutions) sorted out for E < 20 mm dS1.
Statistics for eight ra/rs-combinations, each one with 384 different Ta-, ea- and A-combinations (see Table 1a lower row).
n = admitted test runs. Extreme deviations in bold. Last line: means of PMe deviations from Table 2b for comparison.
pa (kPa) ra rs med SD max min max min rho n r1
(s m1) (s m1) (mm d1) (mm d1) (mm d1) (mm d1) (%) (%)
101.3 = 0 m a.s.l. 5 70 0.00 0.01 +0.08 0.03 +1.2 1.0 1.0000 307 15
10 70 0.00 0.01 +0.11 S0.04 +1.1 0.9 1.0000 324 8
50 70 +0.00 0.02 +0.10 0.03 +0.6 1.2 1.0000 371 2.4
50 100 0.00 0.02 +0.11 0.03 +0.7 1.1 1.0000 378 3
100 100 0.00 0.02 +0.10 0.02 +0.6 S1.3 1.0000 380 2
10 200 0.00 0.01 +0.08 0.01 +1.6 1.0 1.0000 383 21
100 200 0.00 0.02 +0.13 0.03 +0.8 1.1 1.0000 384 3
200 200 0.00 0.02 +0.10 0.02 +0.6 S1.3 1.0000 384 2
means two-step 0.00 0.02 +0.10 0.03 +0.90 1.11 1.0000 363
means PMe 0.45 0.68 +0.62 2.44 +6.91 26.23 0.9895 364
perature control sum S0 , in which g(Ts) is replaced by g(Ta) and Medeiros de, G.A., Arruda, F.B., Sekai, E., 2006. Crop coefficient
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