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Neurodevelopmental Treatment in speech-language pathology: Theory,


practice, and research

Article · January 2007

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Neurodevelopmental Treatment in
Speech-Language Pathology:
Theory, Practice, and Research

Fran Redstone, Ph.D.


Adelphi University
Garden City, New York

Neurodevelopmental Treatment (NDT), often referred to as the “Bobath approach,” is among the
most widely used systems for treating children with cerebral palsy. It was first developed in the
1940s and has since evolved, reflecting current motor control theories. The speech-language pa-
thologist (SLP) treating a child with neurological difficulties should be aware of the relationship be-
tween these theories and the development of speech, language, and feeding skills. This article de-
scribes several theories of motor control and their relationship to NDT principles and techniques
for the SLP. Degrees-of-Freedom, Neuronal Group Selection Theory, and the Dynamic Systems The-
ory are emphasized.
Key Words:cerebral palsy, speech-language therapy, neurodevelopmental treatment, NDT,, neuro-
nal group selection theory, dynamic systems theory, degrees-of-freedom theory.

Introduction Cerebral palsy is a group of disorders of neuromus-


cular coordination (Bobath, 1980; Langley & Thomas,
1991; Mecham, 2002) that causes activity limitation
Cerebral palsy has traditionally been defined as a (Bax et al., 2005). Its prevalence is 2/1000 and is con-
neuromuscular deficit caused by a nonprogressive lesion sidered to be relatively common (Ito, Araki, Tanaka, Ta-
in the immature brain that leads to impaired motor func- saki, & Cho, 1997; Winter, Autry, Boyle, & Yeargin-All-
tioning (Bartlett & Palisano, 2000; Bax, 1964, 2001; Ben- sopp, 2002). Generally, its diagnosis has been based on
nett, 1999). It is an aggregate of developmental disorders the movement characteristics and distribution of mus-
of movement and posture that result in varied clinical cle tonus in the body (Bartlett & Palisano, 2000; Finnie,
manifestations and activity limitations (Bax, Goldstein, 2001; Langley & Thomas, 1991; Solomon & Charron,
Rosenbaum, Leviton, & Paneth, 2005; Reddy, 2005). It 1998). The most common type of cerebral palsy is spas-
is described as the “most common developmental dis- tic (Love, 2000) or hypertonic cerebral palsy, which is
ability with associated motor impairment” (Treviranus & characterized by muscle stiffness. Spastic quadriplegia
Roberts, 2003) that affects many areas of functioning. and diplegia account for about 75% of children with ce-

Communicative Disorders Review


Volume 1, Number 2, pp. 119–131 119
Copyright © 2007 Plural Publishing, Inc.
120   communicative disorders review, vol. 1, no. 2

rebral palsy (Howle, 2002). Athetosis, the next most fre- In the spirit of full disclosure, the author of this pa-
quently occurring type, is part of a group of movement per is an NDT Speech Instructor who has taught basic
disorders called dyskinesias. It has been reported that and advanced NDT courses in the past and presently us-
dyskinesia in cerebral palsy occurs from 4% (Pharaoh, es this knowledge in treating children with cerebral pal-
Cooke, Rosenbloom, & Cooke, 1987) to 15% (Erenberg, sy and other disorders.
1984). The athetosis most typically seen in cerebral pal-
sy is characterized by increased muscle tone and irregu-
lar, involuntary movement (Berker & Yalcin, 2005; Love, Theories of Motor Control and
2000;Yokoyama, Ryu, & Uemura, 1993; Zemlin, 1998).
Development and the Child with
Hypotonia is often seen as a transitional stage in the in-
fant or young child who may develop other symptoms Cerebral Palsy
(Berker & Yalcin, 2005, Love, 2000; Workinger, 2005).
Additionally, children may have characteristics of sever- The child with cerebral palsy will develop different-
al types of cerebral palsy (Love, 2000) and be classified ly than a child with a typical motor system (Boliek &
with “mixed” cerebral palsy. Lohmeier, 1999) who has normal underlying neurologi-
However, Carr (2005) points to the work of the In- cal integrity. The motor impairment of cerebral palsy
ternational Workshop on the Definition and Classifica- directly influences the effector muscles of the speech
tion of Cerebral Palsy whose members have suggested production subsystems (respiration, phonation, articu-
that clinicians use the traditional descriptions that in- lation, resonance) and swallowing mechanism as it does
clude muscle tone and movement abnormalities but al- other motor systems.
so add the functional consequences of the movement A number of authors (ASHA, 2004; Ballard, 2001;
disorder, which include oral-motor involvement (Bax et
Clark, 2005; Mann, 2002; Steele, 2006; Yorkston, 1996)
al., 2005).
note that the field of speech-language pathology lacks
Because speech is “the ultimate exemplar of com-
good evidence on which to base clinical decisions in
plex, skilled motor behavior” (Smith, Goffman, & Stark,
many areas of intervention. Specifically, Pennington,
1995), it is not unexpected that children with cerebral
Goldbart, and Marshall (2004) note that evidence is
palsy may have communication disorders (Pennington,
lacking for speech and language treatment strategies for
Goldbart, & Marshall, 2005). Associated problems com-
children with cerebral palsy. Therefore, Clark and Clark
monly occurring with cerebral palsy include cognition,
(2002) suggest that clinicians use their understanding of
language, learning (Bishop, Brown, & Robson, 1990),
seizures, and sensory impairments (Badawi et al., 2005). theoretical foundations as a basis for decisions regarding
The extent and the timing of the disturbance in the cen- intervention. Clark (2005) and Steele (2006) also recom-
tral nervous system may change the entire course of de- mend the use of a “theory-driven approach” to patient
velopment (Boliek & Lohmeirer, 1999; Campbell, 1991; care until such time as a body of empirical evidence for
Pinder & Olswang, 1995; Reddy, 2005) including com- the practices used by SLPs becomes available. It may
munication (Hodge & Wellman, 1999). be worthwhile to investigate the underlying theories
At this point in time, clinicians cannot cure the neu- behind many techniques used by SLPs including NDT.
ronal damage; however, they can alleviate some of its When clinicians work with children with cerebral palsy,
effects on development through intervention. Neuro- Kamm, Thelen, and Jensen (1990) suggest that knowl-
developmental Treatment (NDT) is an intervention that edge of movement science will aid them in providing a
acknowledges and directly addresses the sensorimotor more holistic intervention.
aspects of speech/swallowing and play/interaction and, In addition, Ballard (2001) notes that it is worth-
indirectly, communication. The purpose of this article is while for SLPs to explore the more extensive research
to review current theories of motor control and devel- base in the field of motor learning and control when pre-
opment and identify the implications of these theories sented with a client with speech motor control issues.
for the treatment of children with neuromotor impair- This is the approach being used by Cerny, Panzarella,
ments through the use of NDT. Techniques for feeding, and Stathopoulos (1997) and Sapienza (2007) regarding
sound production, interaction, and play are presented strengthening of expiratory muscles for patients with
which may provide the basis for linking theory and prac- neuromotor disorders. Since cerebral palsy is primarily
tice for the speech-language pathologist (SLP). The goal a motor disorder (Bax, 2001; Bax et al., 2005; Nashner,
is to examine the extent to which NDT is supported by Shumway-Cook, & Marin, 1983) that affects many areas
theories of motor control and development and to de- of development, it is appropriate for SLPs to study theo-
termine how important this knowledge is for the SLP ries of motor control and development.
treating children with neuromotor disorders such as ce- One theory proposed by Bernstein (1967) suggests
rebral palsy. that a person simplifies motor control by reducing the
NEURODEVELOPMENTAL TREATMENT IN SPEECH-LANGUAGE PATHOLOGY    121

elements or degrees-of-freedom (DOF) within a func- the typical neuronal diversity. This will impact both the
tion so that each muscle does not need to be individ- movement patterns (Touwen, 1998) and sensory system
ually controlled. Earlier hierarchical theories could not of the affected child. In general, children with cerebral
adequately explain how so many contractions are con- palsy have a paucity of movement patterns, whereas the
trolled at once (Schmidt & Lee, 2005). Bernstein hy- typical child has many motor strategies available. This
pothesized that programs are developed, and selected, paucity then impacts further development of neuronal
centrally based on the goal of the movement (Schmidt & diversity as this child receives less sensory information.
Lee, 2005). Muscles are functionally organized (Sporns & The Dynamic Systems Theory (DST) (Thelen, 1991,
Edelman, 1993) and depend on the task, the constraints 1995; Thelen and Smith, 2002; Kamm et al., 1990) de-
of the body, and the environment (Mathiowetz & Hau- scribes infants as problem solvers who make adaptive
gen, 1994). It is proposed that this organization gives choices based on the properties of their bodies and the
rise to muscle synergies which are patterns of motions task at hand. Interestingly, Thelen treats speech as an-
learned through sensorimotor experiences (Sporns & other motor activity; moreover, she views language or
Edelman, 1993). Even typical infants may stabilize parts symbolic thought in much the same way as she does
of their body, thereby reducing the degrees-of-freedom, walking, as emergent from activity. Thelen (1995) states
in order to function within a new task. In the area of that “developmental change is not planned but aris-
speech development, it has been hypothesized that es within a context . . .” (p. 82). This usually occurs
the speech sounds that develop early (stops) are those through exploration in a supportive environment that
whose total constriction controls the degrees-of-free- allows the child to find solutions for specific tasks (Thel-
dom (Green, Moore, Higashikawa, & Steeve, 2000). The en, 1995). The child with cerebral palsy may need sup-
concept of “fixing” describes the way in which a child ports for this to occur.
with cerebral palsy may attempt to control the degrees- According to the DST, movement patterns emerge
of-freedom (Howle, 2002). Bly (1983) states that the through the self-organization of one’s system with the
child with hypotonia lacks stability from which to move environment (Mathiowetz & Haugen, 1994). Stable pat-
and learns to “hold himself artificially” (p. 42). This child terns emerge for a given task. Thelen (1991) describes
may continue with the “rigid” movement since the ner- this preferred, stable pattern as an attractor. However,
vous system may not allow the flexibility and variety of we are reminded that our system is flexible, and a task
movement selection that are available to a physically can be accomplished in many ways and that sensory in-
typical child. formation is used to evaluate the movement and to de-
The constraints on the body of a child born with termine new demands of the environment. Change (de-
a neuromotor deficit may be markedly different from velopment) occurs during “phase shifts” in which a new
those of a typical child. This includes the deficits stem- attractor is established (Thelen, 1991). Proponents of
ming from the primary sensory and muscle tone issues this theory (Kamm et al., 1990) describe development
as well as the associated problems mentioned above. of a skill as stability—phase shift—new movement.
The Neuronal Group Selection Theory (NGST) em-
The brief summaries presented above show general
phasizes the importance of neural diversity to allow a
agreement that reducing the degrees-of-freedom is re-
child to select a movement that matches the needs of
quired, and all theories stress the importance of a child’s
a task (Sporns & Edelman, 1993). Selection of neuronal
experiences and the constraints of the body. For the SLP,
groups is based on the varied sensory information that
this means that the child must develop the flexibility of
results from a child’s experiences. The movements re-
peated during these early experiences strengthen the the oral area to address both the biological function of
synaptic connections (Hadders-Algra, 2000) used to pro- swallowing and the nonbiological function of speech.
duce the movements. Hadders-Algra (2000) believes that DST and NGST both suggest that muscles are not
the “role of sensory information in motor development controlled individually but “are organized into func-
is larger than previously presumed” (p. 570). Nashner tional synergies that are constrained to act as a unit in a
et al. (1983) studied postural control in children with motor task” (Smith, McFarland, & Weber, 1986, p. 471;
cerebral palsy and found that they had ineffective feed- Sporns & Edelman, 1993). For DST, Thelen describes
back systems. Neilson and O‘Dwyer (1984) investigat- development in terms of stability, variability, and selec-
ed athetoid movements using EMGs and discovered that tion. Variability is “the essential ground for exploration
their subject with athetoid cerebral palsy had poor mo- and selection” (Thelen & Smith, 2002, pg. 342) of new
tor feedback leading to the propagation of inappropri- behaviors. That is also the focus of NGST. Greater con-
ate movement. One may postulate that if feedback is en- trol leads to increased flexibility to achieve new goals
hanced, subsequent movements may be improved. (Boliek & Lohmeier, 1999).
The central nervous system of a child with cerebral Kamm et al. (1990) suggest that therapy should have
palsy incurred an injury early in development and lacks the same goal as development: adaptability of move-
122   communicative disorders review, vol. 1, no. 2

ments. Specifically, the goals of intervention should be work to describe the effects of impairments on individ-
to improve stability, increase variability, and allow for uals (World Health Organization, 2001). For example, a
greater exploration which will lead to change and de- child with cerebral palsy who has an impairment that
velopment. It is proposed that NDT enhances the prob- includes abnormal muscle tone may also present func-
ability for these goals to be reached. tional disorders in swallowing, language, and sound pro-
duction. NDT has adapted and teaches (Howle, 2002)
the World Health Organization’s ICF emphasizing the
Neurodevelopmental Treatment: importance of function, participation, and context.
History and Principles An NDT SLP addresses the motor impairment (abnor-
mal muscle tone, lack of head control, jaw instability)
while targeting discipline-specific objectives (lip clo-
NDT was developed in England by Berta Bobath in sure, cause/effect, vocalization) through functional ac-
the 1940s and is often referred to as the “Bobath ap- tivities (e.g. eating, playing, speech) in an age-appropri-
proach.” It is one of the most widely used therapeutic ate context.
systems for children with cerebral palsy (Barry, 2001; Keesee (1976) reminds us that the goals of all dis-
Blauw-Hospers & Hadders-Algra, 2005; Campbell, 2002; ciplines working with a young child with cerebral pal-
Fetters & Kluzik, 1996; Howle, 2002; VanSant, 1991; sy often overlap as the initial concern is for “total body
Workinger, 2005). As initially conceived, NDT was stat- management” (p. 1360). NDT presents an integrated ap-
ic and passive, but it was appropriately based upon the proach (Alexander et al., 1993) by addressing develop-
prevailing motor control theories of the time, which ment and skill acquisition from a holistic framework. A
stressed reflex hierarchy and strict developmental se- unique aspect of NDT for the SLP is the facilitation of
quence. NDT, like other interventions, has evolved (Ma- body alignment and postural control to attain stability
thiowetz & Haugen, 1994) by incorporating the ob- in functional activities (Shumway-Cook & Woollacott,
servations and treatment techniques of experienced 2001) through therapeutic handling (Howle, 2002). For
clinicians and integrating them with new motor-control the SLP, postural control is the basis of oral/pharynge-
theories (Howle, 2002). al, respiratory/phonatory, and articulatory coordination
NDT is taught as a post-Master’s degree course to for the functions of swallowing and communication
clinicians treating children with cerebral palsy and oth- (NDTA, 2007).
er neuromotor disabilities. It is traditionally taught in 8
weeks, and occupational therapists (OTs), physical ther-
apists (PTs), and SLPs are instructed. NDT has been de- NDT Intervention
scribed more as an “approach” than a prescribed set of
intervention techniques (Palisano, 1991). It highlights
the relationship between several processes of devel- Therapeutic Handling
opment, formerly viewed as discrete by practitioners
working with children with cerebral palsy (VanSant, Kamm et al. (1990), proponents of DST, draw a par-
1991). A basic tenet of NDT is an integrated approach to allel between the typically developing child and a ther-
both treatment and development (Alexander, Boehme, apist’s young client. These authors state that treatment
& Cupps, 1993) that addresses skill acquisition in a ho- for a child with a disability should allow the youngster
listic framework. NDT teaches clinicians to assess and to seek more adaptive movements in a similar way to his
analyze a child’s movements in functional settings to typical counterpart. NDT strives to achieve this through
determine what components may be missing or inter- facilitation of movement using therapeutic handling
fering with movement (Bly, 1983; Mohr, 1990). These (Howle, 2002; Langley & Thomas, 1991). The goal of
components are then incorporated into an intervention handling is to develop a functional skill. Facilitation is a
plan. An NDT SLP should be able to assess and treat, if handling strategy used to “make a posture or movement
necessary, the scapula stability of a child who is not us- easier or more likely to occur” (Howle, 2002, p. 256).
ing his or her hands for the selection of symbols or ma- For example the therapist may facilitate trunk rotation
nipulation of toys; or provide jaw stability if this inter- for improved muscle control for respiratory support, or
feres with lip and tongue movements for feeding and jaw closure for chewing or sound production. Inhibi-
speech sound production; or enhance thoracic-abdomi- tion is another type of handling that restricts inefficient
nal control of a child not producing appropriate breath postures or movements (Howle, 2002). Originally, the
groups. Bobath approach emphasized “reflex-inhibiting pos-
The World Health Organization’s International Clas- tures,” but quite early Bobath realized that passive posi-
sification of Function (ICF) gives professionals a frame- tioning does not change movement or function (Howle,
NEURODEVELOPMENTAL TREATMENT IN SPEECH-LANGUAGE PATHOLOGY    123

2002). Today, NDT uses inhibitory handling to redirect 2001; Howle, 2002; Mohr, 1990) described by DST. The
an excessive or unintentional movement such as jaw ex- specific responses that occur within a context open fur-
tension during sound production or swallowing. It may ther opportunities for a typical child’s action and explo-
be used to elongate a shortened muscle (hypertonus) ration (Thelen & Smith, 2002). However, children with
to provide a greater range of movement, such as neck cerebral palsy have a dearth of movement patterns and
elongation for alignment of oral structures. Typically, in- move stereotypically (Bly, 1991) when introduced to
hibition and facilitation are used together through thera- new stimuli. Generally, these children will not be able to
peutic handling. make adaptive changes without help or facilitation. This
Hands-to-midline is a goal often targeted by PTs, becomes the duty of the clinician. Campbell (1997) de-
OTs, and SLPs and it is an important motor milestone. scribes the importance of a child’s ability to explore and
It influences oral-motor and cognitive/linguistic devel- a therapist’s responsibility to create programs that allow
opment. It enables a child to learn about his or her en- for this. Thelen and Smith (2002) state that a child’s new
vironment, to play with toys, and to bring objects to his experiences become part of the memory from which
or her mouth. Kamm et al. (1990) describe the devel- the youngster can generalize and subsequently utilize
opment of hands-to-midline, as stability—phase shift— in similar situations. NDT strives to provide an environ-
new movement. A change in a subsystem (e.g., flexion) ment in which variability can occur after stability has
may lead to a change in stability (loss of ATNR) and a been established.
subsequent new movement pattern (hands-to-midline). Again, it is through therapeutic handling techniques
It is through therapeutic handling that an NDT therapist that the amount of stability and the number of degrees-
helps a child develop stability and then the ability to of-freedom can be controlled. The handling is directed
cause a phase shift through experimentation. Another at developing the components of movement (postural
example of this stability—phase shift—new movement alignment, weight bearing, weight shift, stability, and
that is associated with the goals of an SLP may be the de- mobility) in functional activities. It is provided through
velopment of chewing by introducing the child to new key points of control, the area where therapists place
textures of food, which leads to oral exploration and the their hands to provide facilitation and inhibition dur-
development of new oral movements (Alexander et al., ing movement. These key points are typically proximal
1993; Arvedson & Brodsky, 2002). points such as the trunk, pelvis, or shoulders (Howle,
It may be argued that the therapist’s handling during 2002). Key points may also be on distal parts of the body
a functional task is causing changes in specific connec- such as the arms, legs, or even mandible, depending on
tions and may result in context-specific neuronal use. the needs of the child and the movement being facilitat-
This, in turn, reduces the degrees-of-freedom. Touwen ed. These key points allow for greater freedom of move-
(1998) proposes that this adaptive variability is the es- ment by helping infants and children with neuromotor
sence of development. Selection of neuronal groups, disorders to be actively involved in exploring their pos-
paralleling NGST, is based on the varied sensory informa- tural limits, just as typically developing children do. The
tion that results from a child’s experiences, which then provision of traditional techniques such as phonetic
strengthen the synaptic connections (Hadders-Algra, placement, model/imitation, rate modification, or hand-
2000). The motor system is being manipulated through over-hand activation that SLPs often use in a speech-lan-
the movement facilitated by the therapist. Sensory re- guage treatment session with physically typical children
ceptors send information back to the central nervous may also be employed with neurologically compro-
system leading to changes within the sensory system. mised children but may not be successful, because they
According to the DST, a new behavior is learned are designed for the typical child’s normal sensory sys-
through adapting to new demands. A skilled clinician tem and its ability to respond motorically. They do not
introduces instability by providing new tasks or situa- provide an environment for active learning for children
tions and allows children to discover the new “biome- with neuromotor disorders.
chanical dynamics of their actions” (Kamm et al., 1990,
p. 774). The NGST proposes that therapists can change
output of the child’s motor system by influencing the Feeding
input. NDT deals with these issues by having the clini-
cian provide the support necessary for the child to be Aside from the philosophical issues regarding a rela-
successful (Okimoto, Bundy, & Hanzlik, 2000; Pinder & tionship between feeding and speech movements (Alex-
Olswang, 1995) through therapeutic handling (facilita- ander, 1987; Lund, Appenteng, & Seguin, 1982; Moore
tion and/or inhibition), use of equipment, or structured & Ruark, 1996; Mueller, 1972; Mysak, 1980; Pinder &
environment. NDT also emphasizes the importance of Faherty, 1999), the primary rationale for providing feed-
a child’s participation in task-specific responses (Barry, ing/swallowing treatment for children with cerebral
124   communicative disorders review, vol. 1, no. 2

palsy stems from their frequent difficulties in this area the other articulators needed for speech such as the lips
(Reilly, Skuse, & Pobiete, 1996; Sullivan, Lambert, Rose, (Green, Moore, & Reilly, 2002; Greene et al., 2000) and
Ford-Adams, Johnson, & Griffiths, 2000; Workinger, has been recognized as a prerequisite for both advanced
2005). The prevalence of feeding disorders in this popu- feeding skills and adequate speech (Arvedson & Brod-
lation has been reported to be as high as 80% (Rogers, sky, 2002; Bahr, 2001).
Arvedson, Buck, Smart, & Msall, 1994), and these disor- Jaw stability can be attained using the NDT tech-
ders have been associated with deficits in growth (Day, nique of oral control (Mueller, 1972) which is therapeu-
Strauss, Vachon, Rosenbloom, Shavelle, & Wu, 2007). tic handling of the oral area. The clinician uses his or her
In 1987 ASHA developed the first technical report hand to facilitate oral alignment and graded movements
dealing with feeding disorders and acknowledged that and to inhibit inefficient movements and asymmetry.
clinicians had been treating children with cerebral palsy SLPs are well informed about prompting hierarchies
who had feeding disorders for many years (ASHA, 2001). for teaching language skills. Oral control can be consid-
NDT was one of the few treatment programs to suggest ered a prompt. Like any prompt, therapeutic handling
specific feeding/swallowing techniques (Mueller, 1972, techniques such as oral control are faded as the client
2001). Many of these early principles and techniques takes over actively. It is hypothesized that oral control
are still used today (Arvedson & Brodsky, 2002; Bahr, does not force a movement but allows for greater possi-
2001; Hall, 2001; Redstone & West, 2004; West & Red- bilities of movement. Oral control is used only after bet-
stone, 2004; Wolf & Glass, 1992). Some of the protocols ter head/trunk alignment and muscle tone have been
include positioning, mandibular stability through oral attempted. In many instances, proximal stability can re-
control, and normalization of oral sensitivity through an sult in better functioning of a distal structure such as
individualized, graded oral sensitivity program. the mouth (Herman & Lange, 1999; West & Redstone,
Although most SLPs would agree that head control 2004), which would eliminate the need for oral con-
is necessary for the oral movements for a safe swallow trol. However, when oral control is needed, it should be
(Arvedson & Brodsky, 2002; Larnert & Ekberg, 1995; used within a specific context such as eating or sound
Redstone & West, 2004; Seikel, King, & Drumright, production (Sheppard, 2005).
2000; West & Redstone, 2004), it needs to be empha-
sized that “trunk control is fundamental to head con-
trol” (Mohr, 1990, p.1), and trunk control depends on Oral Sensitivity
stability of the pelvis (Herman & Lange, 1999; Zemlin,
1998). Many children with cerebral palsy lack this stabil- NGST and DST both stress the importance of sensory
ity which may lead to poor development of jaw stabil- input for the development of movement (Mathiowetz &
ity (Alexander et al., 1993; Hall, 2001; Redstone & West, Haugen, 1994; Sporns & Edelman, 1993). Miller (2002)
2004). In turn, lip and tongue movements depend on highlights the importance of multiple sensory inputs on
mandibular stability (Daniels, Brailey, & Foundas, 1999; the functioning of the tongue during swallowing, and
Seikel et al., 2000; Tamura, Mizukami, Ayano, & Mukai, others recognize the importance of oral sensitivity for
2002). NDT hypothesizes that movements of the oral feeding (Dodrill, McMahon, Ward, Weir, Donovan, &
structures for feeding (and speech) require stability and Riddle, 2004), chewing, and swallowing (Engelen, van
alignment from the pelvis up. Providing this stability der Bilt, & Bosman, 2004). Miller (2002) describes the
and alignment is the beginning of changing the environ- complex set of reflexes that are initiated through senso-
mental and bodily constraints for the child with cerebral ry input and modulate motor acts like speech and swal-
palsy during a functional task. lowing. Children with cerebral palsy may have oral sen-
sory problems that include hypo- or hypersensitivity
(Arvedson & Brodsky, 2002; Workinger, 2005). These
Oral Control deficits may stem from primary neurological impair-
ments or from secondary problems such as lack of flex-
Mandibular stability has been the target of research ion and midline orientation for hand-to-mouth behaviors
(Greene, Moore, Ruark, Rodda, Morvee, & Vanwitzen- (Pinder & Faherty, 1999). Improved sensory feedback
burg, 1997; Greene et al., 2000) and many intervention will enhance future movements (Alexander, 1987; Bo-
protocols (Hayden & Square, 1984; Rosenfeld-Johnson, bath, 1980; Miller, 2002), and movements based on nor-
1999) including NDT (Mueller, 1972; Redstone & West, mal muscle tone can aid the development of one’s sen-
2004). This is due to the importance of the jaw for the sory system (Bahr, 2001; Ottenbacher, Bundy, & Short,
efficient movements of the other oral structures during 1983). NDT speech clinicians improve sensitivity of the
swallowing and speech (Seikel et al., 2000). The devel- mouth through handling to attain more normal mus-
opment of jaw stability precedes the development of cle tone, head flexion, and neck elongation (Alexan-
NEURODEVELOPMENTAL TREATMENT IN SPEECH-LANGUAGE PATHOLOGY    125

der, 1987; Mueller, 1972). Then the clinician can attain As in all therapeutic handling, the therapist’s hands
midline orientation and improve hands-to-mouth activi- guide the child. The purpose of handling for improved
ties (Pinder & Faherty, 1999). In addition, clinicians are respiratory control is to facilitate checking action of
taught to develop an oral sensory program that will pro- the chest wall for vocalization. The objective is for the
vide the child with graded input allowing more appro- child to get more appropriate proprioceptive and audi-
priate sensory processing (Arvedson & Brodsky, 2002; tory feedback while actively participating. The stimu-
Mueller, 1972; Ottenbacher et al., 1983). Each program lus for sound production may be a model, an auditory
is tailored to the needs of the child based on the oral as- closure task, or a response to a picture. Again, the fea-
sessment. It may include oral tactile stimulation, graded tures of DOF, NGST, and DST that include task orienta-
input of new textures, and/or toothbrushing (Arvedson tion, active participation, an appropriate response, and
& Brodsky, 2002; Pinder & Faherty,1999). The goal is sensory feedback are all being addressed using an NDT
to increase the possibility of a more normal motor re- approach.
sponse through manipulation of the sensory environ-
ment (Alexander, 1987).
Language, Play, and Interaction

Respiration/Phonation Anderson, Hinojosa, and Strauch (1987) discuss the


use of NDT during the integration of play into an occu-
Boliek and Lohmeier (1999) discuss DST in relation pational therapy session. They note that play provides
to speech breathing and vocalization and demonstrate a rehearsal for later “real” experiences and allows for
the relationship between these motor based systems repetition and interaction. These aspects of play are al-
and the linguistic system of the developing child. These so important to an SLP who may wish to prepare the
authors note that, as typical children develop better re- child’s trunk for phonation and the oral area for artic-
spiratory control, they can begin to use longer breath ulator movements during the activity. Many treatment
groups to reflect an increasing linguistic complexity. As protocols (Rosenfeld-Johnson, 1999; Hayden & Square,
greater control is achieved and longer breath groups are 1984) assert the importance of these components but
possible, the child with cerebral palsy may be able to acknowledge that motorically typical children already
more accurately demonstrate his or her language skills have normal tone and alignment. It is the child with
as well. movement and coordination problems who requires
The principle of postural control through thera- particular attention to these elements if he or she is to
peutic handling is the basis of NDT intervention for im- benefit from the play experience.
proved respiratory, phonatory, and articulatory function- Kamm et al. (1990) review DST as it relates to the
ing. Through NDT handling, an environment supportive field of physical therapy but their discussion may be ap-
of the coordination necessary for speech is created. Each plicable to the SLP who works with a child with a com-
subsystem is addressed as needed following a thorough promised motor system. These authors state that a clini-
assessment of the primary and secondary impairments cian can change a system by altering its constraints. For
relevant to speech production. Many NDT authors (Al- example, the clinician can change a task by having the
exander, 1987; Davis, 1987; Mueller, 2001; Redstone, child push instead of pull, thereby decreasing the prob-
1991) address the speech breathing needs of children ability of upper extremity flexion, shoulder elevation,
with cerebral palsy by incorporating NDT respiratory and head hyperextension. Another change can involve
techniques into phonation activities. For young chil- the positioning of a child to better maintain normal mus-
dren, respiratory/phonatory coordination is exercised cle tone (Bergen & Colangelo, 1985; Nwaobi, Brubaker,
during early sound play such as babbling, and babbling Cusick, & Sussman, 1983).
is associated with gross motor movements. These are These concerns are as applicable to an SLP as they
behaviors encouraged in NDT through handling and ap- are to a physical therapist. Head/neck extension and in-
propriate stimulation. creased muscle tone will interfere with oral alignment
NDT techniques that target respiration/phonation and oral-motor movements and will hinder midline ori-
involve activation of intercostal and abdominal mus- entation for hand-to-mouth activities and the manipula-
cles through movements that include lateral flexion and tion of toys during play. Additionally, a slight change in
trunk rotation while encouraging sound play through the placement of materials from above eye-level to be-
modeling. If targeting more complex linguistic material, low eye-level during language stimulation can increase
chair positioning may be appropriate. Sitting with pelvic the possibility of a response through vocalization or ges-
stability, trunk elongation, and shoulder stability can al- ture without an increase in muscle tone. For example,
so foster improved respiratory functioning for speech. the placement of an item like a doll house on a table or
126   communicative disorders review, vol. 1, no. 2

chair instead of the floor can improve trunk elongation motor behavior” (Howle, 2002, p. 14) during play or
rather than causing a total flexor pattern, which may oc- other language activities. The structuring of the environ-
cur if the dollhouse is placed on the floor. ment and enhancement of the output of the child are
In addition, the choice of toys and expected re- supported by both recent theories of development, DST
sponse can also make a difference. Toys that encourage and NGST. See Figure 1 which presents a schematic of
grasping may increase flexor tone in the upper extremi- the influence of the motor control and development the-
ties which is not desirable as it often leads to shoulder ories on NDT principles, and how these principles pro-
elevation and neck hyperextension. Responses that en- vide the background for discipline specific techniques.
courage midline orientation will lessen the likelihood Researchers with NDT training (Hanzlik, 1989; Oki-
of triggering an asymmetric tonic neck reflex (ATNR). moto et al., 2000; Pinder & Olswang, 1995; Pinder, Ols-
In general, normal muscle tone and improved postural wang, & Coggins, 1993) have investigated interactions
control will increase a greater range of possible move- between children with neuromotor disorders and their
ments to accomplish a task. Simply put, NDT handling mothers. They propose that effective treatment for young
provides a child with more opportunities for efficient children with cerebral palsy should be child-directed, in-
movement and greater exploration within the context teractive, and responsive. These researchers discuss the
of an age-appropriate activity. The motor output of the need to make the environment more supportive through
child is directed by the therapist for a “more effective adaptive equipment, positioning, and movement. They al-

DOF
EBP EBP
Language Speech

Oral Control Sensitivity

NDT
SLP
NGST Feeding Respiration DST

NDT

EBP EBP
Feeding Communic

Figure 1.  The gray circles represent the influence of the Dynamic Sys-
tems Theory (DST), Neuronal Group Selection Theory (NGST), and De-
grees-of-Freedom (DOF) on Neurodevelopmental Treatment (NDT)
principles, which is represented as the outer circle. NDT speech inter-
ventions for feeding, respiration, oral control, and sensitivity are shown
within the dashed circle, which is within the outer circle, demonstrating
an NDT framework for these speech techniques. It also suggests that an
NDT-trained speech-language pathologist uses this background of NDT,
along with other evidence-based practices (EBP), which are shown as
squares and are utilized by SLPs to treat children with language, speech,
and feeding disorders.
NEURODEVELOPMENTAL TREATMENT IN SPEECH-LANGUAGE PATHOLOGY    127

so note how therapeutic handling is used to teach specif- fectiveness of NDT (Butler & Darrah, 2001) does not in-
ic interactive interventions such as eye-contact, eye-gaze, clude any studies related to speech, feeding, oral-motor,
and reaching. In this way, treatment enables a youngster or respiration.
to more effectively control the environment using a great- It should be noted that evidence is also ambiguous
er number of motor strategies than would be possible on or deficient in the areas of apraxia of speech (Ballard,
his or her own. 2001), augmentative and alternative communication
(Clark & Clark, 2002), early intervention (Blauw-Hospers
& Hadders-Algra, 2005), and speech therapy in general
Conclusion (Glogowska, Roulstone, Enderby, & Peters, 2000). It has
even been suggested that practice (repetition of move-
ment) may not be effective, and that frequency of treat-
Although there is little documentation to support ment may be the most important factor for change (Fet-
the assertion that SLPs believe that the trunk and the in- ters & Kluzik, 1996).
tervention for trunk stability is solely the purview of the A recent attempt to investigate speech techniques
PT, this appears to be the prevailing sentiment from per- for children with cerebral palsy was performed by Pen-
sonal communication with graduate students and new nington, Smallman, and Farrier (2006). They investigat-
clinicians treating children with cerebral palsy. Knowl- ed traditional breath support and control treatments on
edge of normal and abnormal movement patterns may six subjects with cerebral palsy, 10 to 18 years of age.
not be necessary for clinicians working with motorical- The authors found a nonsignificant improvement for sin-
ly typical children. However, clinicians who treat chil- gle-word intelligibility measures and no change in con-
dren with cerebral palsy and other neuromotor disor- versational intelligibility. They conclude that these tradi-
ders must be aware of these patterns and understand tional interventions may be effective for some children
how they influence coordinated swallowing and speech with cerebral palsy. Perhaps, the incorporation of NDT
production. In addition, it is important to note that SLP techniques to supplement the traditional interventions
goals and objectives for a child remain discipline spe- used by Pennington et al. could enhance the outcomes.
cific: language reception and expression, speech sound This approach could show promise and merits further
production, interaction, swallowing, etc. This does not investigation. NDT is but one technique in the therapeu-
change if the clinician has an NDT background. tic arsenal of the SLP. It should be used along with other
An advantage of a speech clinician knowing NDT interventions (DeGangi & Royeen, 1994), which may be
is that most teams working with children with cerebral evidence-based.
palsy include a physical and occupational therapist who In a recent review of early intervention for mo-
have already been introduced to NDT during their pro- tor development by Blauw-Hospers and Hadders-Algra
fessional academic coursework. In fact, NDT has been
(2005), little evidence of beneficial results was found
described as “synonymous with pediatric PT” (VanSant,
from several types of early intervention on the motor
1991). However, the speech-language pathologist be-
development of infants at risk for developmental dis-
comes aware of this intervention only through expo-
abilities. These authors and others (Bartlett & Palisano,
sure to the other disciplines. Familiarity with NDT prin-
2000; Fetters & Kluzik, 1996; Majnemer, 1998; Penning-
ciples and techniques can only enhance the ability of
ton et al., 2005) have noted typical problems when in-
PTs, OTs, and SLPs to work together successfully.
vestigating therapeutic approaches. These include small
Another attribute of NDT that is difficult to quantify,
but important to the SLP, is the entirely new perspective samples of heterogeneous subjects and short durations
it provides for assessing children with cerebral palsy. of treatment. The studies typically measure changes that
SLPs are knowledgeable about the specific movements are easily quantifiable without regard to quality or im-
necessary for speech production and the coordination proved function. Interestingly, concerning early inter-
required between the several levels of the speech pro- vention programs, Blauw-Hospers and Hadders-Algra
duction system. However, the specifics regarding the re- (2005) observed that, as the research studies improve in
lationship between a stable trunk and its implications rigor, the support for effectiveness of early intervention
for speech, especially for the child with cerebral palsy, decreases. Elman (2007) notes that evidence may be
are less widely disseminated. lacking in certain fields due to funding and publication
Studies supporting speech intervention for chil- bias, which makes it difficult for researchers outside the
dren with cerebral palsy are lacking, or equivocal (Pen- “mainstream view” to get published or funded.
nington, Goldbart, & Marshall, 2004; Pennington et al., Until controlled studies are conducted with large
2005; Yorkston, 1996). This is also true for the applica- numbers of homogenous participants, a treatment ap-
tion of NDT speech therapy (Pennington et al., 2005). proach that is theory-driven, such as NDT, may be a
An often-cited review of research investigating the ef- worth­while therapeutic resource. For it appears that
128   communicative disorders review, vol. 1, no. 2

NDT is supported by prevailing theories of motor control Bennett, F. C. (1999). Diagnosing cerebral palsy—the earlier
and development. the better. Contemporary Pediatrics, 16, 65–73.
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Address corresponsence to: Fran Redstone, Ph.D., with central nervous system deficits: The wheel chair and
800 West End Avenue, New York, NY 10025; other adaptive equipment (2nd ed.). Valhalla, NY: Valhalla
Rehabilitation Publications.
Telephone: (212) 721-1271; Fax: (775) 628-3852;
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E-mail: redstone@adelphi.edu
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