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Jeremy Waldron, Kant's Legal Positivism, 109 Harv. L.
Rev. 1535 (1996)
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Jeremy Waldron
I. INTRODUCTION
* Professor of Law and Philosophy, Jurisprudence and Social Policy Program, Boalt Hall
School of Law, University of California at Berkeley. B.A. (Ions.) 1974, LL.B. (Hons.) 1978, Uni-
versity of Otago, New Zealand; M.A. ig8o, D.Phil. 1986, University of Oxford. This Article is
dedicated to the memory of the Reverend Harry Thornton; it has been more than twenty years
since he urged me to make a study of Kant's jurisprudence. I am grateful to my students Joao
Rosasz and Edmee Tuyl for many conversations about the issues raised here. Earlier versions of
this Article were presented at workshops at McGill Law School, Harvard University's Govern-
ment Department, Columbia Law School, and the University of Cambridge. I would like to
thank all the participants for their comments. Finally, I am especially grateful to Thomas Pogge
for several searching discussions on these themes.
1 IMMANUEL KANT, Metaphysical First Principles of the Doctrine of Right, in THE META-
PHYSICS OF MORALS 33, § 44, at 124 [Ak. 312] (Mary Gregor trans., Cambridge Univ. Press iggI)
('797).
2 See, e.g., Jeffrie G. Murphy, Does Kant Have a Theory of Punishment?, 87 COLUM. L. REV.
509 passim (1987).
3 See, e.g., Stephen R. Munzer, Kant and Property Rights in Body Parts, 6 CANADIAN J.L. &
JURISPRUDENCE 319 passim (1993).
4 See, e.g., Ernest J. Weinrib, Understanding Tort Law, 23 VAL. U. L. REV. 485, 525-26
(ig8g); Ernest J. Weinrib, The Case for a Duty to Rescue, go YALE LJ. 247, 266-67 (ig8o).
S See, e.g., CHARLES FRIED, CONTRACT AS PROMISE 7-17 (298i).
6 See, e.g., DAVID A.J. RICHARDS, SEX, DRUGS, DEATH AND THE LAW: AN ESSAY ON
HUMAN RIGHTS AND OVERCRIMINALIZATION 9 (1982); Robert F. Housman, A Kantian Approach
to Trade and the Environment, 49 WASH. & LEE L. REV. 1373 passim (1992).
1535
1536 HARVARD LAW REVIEW [Vol. 1093535
7 See JOHN RAWLS, A THEORY OF JUSTICE 251-57 (1971). For vigorous restatements of
utilitarian theory since 1971, see ROBERT E. GOODIN, UTILITARIANISM AS A PUBLIC PHILOSOPHY
passim (I995); R.M. HARE, MORAL THINKING: ITS LEVELS, METHOD AND POINT pa.ssim (1981).
8 See, e.g., MICHAEL J. SANDEL, LIBERALISM AND THE LIMITS OF JUSTICE I (1982).
9 See KANT, supra note I, § 49, at 143 [Ak. 334].
10 See id. § 25, at 97 [Ak. 278].
11 See IMMANUEL KANT, On a Supposed Right to Lie from Altruistic Motives, reprinted in
CRITIQUE OF PRACTICAL REASON AND OTHER WRITINGS IN MORAL PHILOSOPHY 346, 347-48
(Lewis W. Beck ed. & trans., 1949).
1996] KANT'S LEGAL POSITIVISM 1537
13 One of the ways in which we delineate the domain of rights and justice from the rest of
morality is that rights and justice may properly be enforced. See H.L.A. Hart, Are There Any
Natural Rights?, 64 PHIL. REv. 175, 178 (x955), reprinted in THEORIES OF RIGHTS 77, 79- 8o
(Jeremy Waldron ed., 1984). Hart writes:
The most important common characteristic of this group of moral concepts is that there is
no incongruity, but a special congruity in the use of force or the threat of force to secure
that what is just or fair or someone's right to have done shall in fact be done; for it is in
just these circumstances that coercion of another human being is legitimate.
1540 HARVARD LAW REVIEW [Vol. 109:1535
I. NORMATIVE POSITIVISM
The view that I have outlined is complicated, but I do not expect it
to be especially controversial. Versions of it have been part of Western
jurisprudence, particularly positivist jurisprudence, since Hobbes.
What I expect to be controversial is the claim that this view represents
the mature philosophy of law of Immanuel Kant.
That this is Kant's view will surprise those who associate legal
positivism with the materialism, and perhaps the moral skepticism, of
Hobbes, Hume, Bentham, and Austin. The principle of putting per-
sonal moral judgments to one side and submitting instead to the arbi-
trary contingencies of the powers that be and the laws that happen to
exist is usually advocated on the ground that peace and security mat-
ter more to each individual than his own convictions about what is
really right or really just. In contrast, believing as Kant did that "if
justice goes, there is no longer any value in men's living on the
earth,"1 4 one would certainly be expected to believe also that the con-
scientious pursuit of justice matters more than the conflicts and incon-
veniences that might flow from each individual doing what seems
right or just to him.
This contrast, however, between legal positivism and Kantian mor-
alism may be misleading if it is based on an assumption that legal
positivism is always an amoral position, a position that eschews all
moral judgment. At least three of the theorists just mentioned -
Hobbes, Hume, and Bentham - adopt a positivist conception of law
that is inextricably entangled with the normative part of their political
philosophy.
"Normative positivism"? The term sounds like an oxymoron.
Surely the claimed virtue of positivist jurisprudence is that it avoids
evaluation and describes legal systems as they are, not as they ideally
ought to be.' 5 We need to distinguish, however, between: first, the
value judgments that might be required in a nonpositivist jurispru-
dence to identify some proposition as a valid legal norm; and second,
the value judgments that support the positivist position that evalua-
tions of the former type should not be necessary. Hobbes, Bentham,
and Hume all offered evaluative arguments of the second type: they
argued that it was better for reasons of peace, stability, or predictabil-
ity if the legality of putative rules of law could be determined by indi-
vidual citizens without those citizens having to make value judgments
16
of the first type concerning the content of the putative norms.
To present Kant as a legal positivist is thus not to neglect Kant the
moralizer or Kant the theorist of value and right. Instead, it is a mat-
ter of showing why - that is, on what evaluative grounds - Kant
defended the idea of positive laws - that is, laws that people could
identify as such whatever their particular moral views.
IS See Jules L. Coleman, Negative and Positive Positivism, ii J. LEGAL STUD. 139, 147
(1982). Coleman states:
Legal positivism makes a conceptual or analytic claim about law, and that claim should
not be confused with programmatic or normative interests certain positivists, especially
Bentham, might have had. Ironically, to hold otherwise is to build into the conceptual
account of law a particular normative theory of law; it is to infuse morality, or the way the
law ought to be, into the concept of law (or the account of the way law is).
Id.
16 Cf Joseph Raz, The Problem About the Nature of Law, 21 U.W. ONTARIO L. REV. 203,
217-18 (1983) ('The [positivist] doctrine of the nature of law yields a test for identifying law the
use of which requires no resort to moral or any other evaluative argument. But it does not follow
that one can defend the doctrine of the nature of law itself without using evaluative . . . argu-
ments."). For a more detailed discussion on this point, see GERALD J. POSTEMA, BENTHAM AND
THE COMMON LAW TRADrION 328-36 (x986).
1542 HARVARD LAW REVIEW [Vol. 109:1535
theory, none of which amount to the positivist thesis that I would like
to explore.
In his preface to a Columbia Law Review symposium on Kantian
Legal Theory 17 (a symposium in which, by the way, there is no trace
of Kant's view as expressed in the quotation that begins this Article),
George Fletcher associates Kantianism with the recent effort by "a
large group of scholars in American and Canadian law schools ... to
ground legal principles in sound, nonutilitarian values."' 8 The work of
John Rawls, for example, has had a tremendous influence on main-
stream, normative theory, and Rawls himself for a long time regarded
his theory as Kantian, both in spirit and content.1 9 The systematic
character of Rawls' approach gave scholars confidence that normative
theory (as opposed to a series of normative pronouncements) is possi-
ble, and the contractarian device of "the original position" - itself di-
rectly Kantian in its provenance 20 - provides a valuable way of
evaluating differences in people's conceptions of the general good.
In fact, Fletcher and many of his cosymposiasts believe that, in
making a detailed, normative argument about law, we might do better
to look at Kant without a Rawlsian filter. We might do better, that is,
to look directly at Kant's views on property, contract, family relations,
and criminal law, in which, for various reasons, "he offers us more
than does Rawls in his challenge to conventional views about the basic
2
institutions of the law." '
Each of these views implies that Kant's contribution to legal phi-
losophy is primarily a contribution - either in general or in detail, in
form or in substance - to the "normative" enterprise of discussing
what the law ought to be. So far, that conception of Kant is perfectly
compatible with a positivist jurisprudence (just as Bentham's utilitar-
ian reformism is compatible with his view that, formally and structur-
ally, the law ought to be such that a person can ascertain what the
law is without having to engage in moral reasoning). The sense that
Kant's philosophy is at odds with legal positivism comes from two
other sources.
has an obligation to take responsibility for his actions .... ,"27 Taking
responsibility, he wrote, means figuring out for oneself what one ought
to do. The responsible person "may listen to the advice'of others, but
he makes it his own by determining for himself whether it is good
advice." 28 He never does what another tells him because he has been
told to do it, and in that sense, he is never subject to the will of an-
other: "For the autonomous man, there is no such thing, strictly speak-
ing, as a command."29 Because submission to legal authority involves
doing certain things just because the legislature tells you, it seems to
follow that the burden of Kantian autonomy is that we are required,
on principle, to reject legal authority - to become, in a word,
30
anarchists.
Those brought up to accept this as Kant's position will, I fear, be
quite surprised to find him saying - in the writings that I discuss -
that the biggest problem in the state of nature is people trying to fig-
ure out rights and justice for themselves - in other words, people
exercising the virtue of autonomy in Wolff's sense - and that, in fact,
one's primary duty is to leave the state of nature as soon as possible
and embrace what appear to be the decidedly heteronomous obliga-
tions of civil law.
It is well known, of course, that Wolff's inference from Kantian
autonomy to anarchy stumbles on the stubborn fact of Kant's own
authoritarianism in politics. 3 ' Kant maintained that defiance of the
legislature "is the greatest and most punishable crime in a common-
wealth, for it destroys its very foundations." 32 Citizens should com-
plain about injustice by writing letters and pamphlets - "freedom of
27 WOLFF, supra note 25, at 13. Some of Kant's own language would seem to support this
view: "[Tihat the . . . principle of autonomy is the sole principle of morals can quite well be
shown by mere analysis of the concepts of morality; for thereby the principle of morals is found
to be necessarily a categorical imperative, which commands nothing more nor less than this very
autonomy." KANT, supra note 26, at 45 [Ak. 440]. Compare, however, the following view: "Since
Kant did not say that we have a duty to be autonomous, he would not support Wolff's politics
either." PATRICK RILEY, KANT'S POLITICAL PHILOSOPHY 147 (1983).
28 WOLFF, SUpra note 25, at 13.
29 Id. at 15. Of course, the result of one's own moral deliberations will present itself in the
Kantian scheme of things as an "imperative" - that is, the will dictating to the inclinations. See
KANT, supra note 26, at 24-27 [Ak. 413-I8].
30 See WOLFF, supra note 25, at I8. Wolff writes:
Insofar as a man fulfills his obligation to make himself the author of his decisions, he will
resist the state's claim to have authority over him. That is to say, he will deny that he has
a duty to obey the laws of the state simply because they are the laws. In that sense, it
would seem that anarchism is the only political doctrine consistent with the virtue of
autonomy.
Id.
31 For a discussion of Kant's authoritarianism, see JEFFRIE G. MURPHY, KANT: THE PHILOS-
OPHY OF RIGHT 113-40 (1970).
32 KANT, supra note 20, reprinted in KANT: POLITICAL WRITINGS, supra note 20, at 81.
1996] KANT'S LEGAL POSITIVISM 1545
the pen" must not be denied 33 - but they must completely dissociate
their complaints from any thought of disobedience. The moral re-
quirement of obedience to actually existing law, Kant concluded, is
"absolute. 34 This is hardly the language of one who believes that
"philosophical anarchism [is] the only reasonable political belief for an
enlightened man"'35 nor of one who believes that citizens may second-
guess the legislature or the courts and follow their own consciences on
matters of right and justice.
We could perhaps dismiss this authoritarianism as an artifact of
Kant's waning intellectual powers in the 179os. All of the essays that
constitute Kant's political philosophy date from his declining years,
during which, as Hannah Arendt puts it, "the decrease of his mental
36
faculties, which finally led into senile imbecility, is a matter of fact."
It would be wrong, however, to take that tack - to dismiss the au-
thoritarianism as a senile aberration that is unconnected to the glories
of the Critical Philosophy - until we are sure that there is nothing to
be made of it, nothing to be said for it, nothing in the arguments with
which Kant defended it that might be of value to us in our own
jurisprudence.
V. KANTIAN CONFLICT
The premise of Kant's account is that, in the absence of legal au-
thority, we must expect that individuals will disagree about right and
justice and that this disagreement will lead to violent conflict. The
task of the legislator is to put an end to this conflict by replacing indi-
vidual judgments with the authoritative determinations of positive
law.
Stated in this way, Kant's position is reminiscent of that of
Thomas Hobbes: individuals fight in the state of nature, and the con-
sequent war of all against all can only cease when people submit to a
unitary sovereign. 37 The propensity of individuals to make judgments
of value does not mitigate Hobbesian conflict. On the contrary, value
judgments are directly implicated in the struggle for survival:
[W]hatsoever is the object of any mans Appetite or Desire; that is it,
which he for his part calleth Good: And the object of his Hate, and
Aversion, Evill; And of his Contempt, Vile and Inconsiderable. For
33 Id., reprintedin KANT: POLITICAL WRITINGS, supra note 20, at 85 (emphasis omitted); see
also IMMANUEL KANT,An Answer to the Question: 'What is Enlightenment?', reprinted in KANT:
POLITICAL WRITINGS, supra note 20, at 54, 55-56 (asserting the individual's right to criticize
public institutions).
34 See KANT, supra note 20, reprinted in KANT: POLITICAL WRITINGS, supra note 20, at 81.
3S WOLFF, supra note 25, at ig.
36 HANNAH ARENDT, LEcTURES ON KANT'S POLITICAL PHILOSOPHY 9 (Ronald Beiner ed.,
1982).
37 See THOMAS HOBBES, LEVIATHAN 86-go, 117-21 (Richard Tuck ed., Cambridge Univ.
Press 199 i ) (165i).
1546 HARVARD LAW REVIEW [VoL 109:1535
these words of Good, Evill, and Contemptible, are ever used with rela-
tion to the person that useth them: There being nothing simply and abso-
lutely so; nor any common Rule of Good and Evill, to be taken from the
nature of the objects themselves ....3s
This means that people's private judgments on matters of right and
justice are likely to be both contrary to one another and taken seri-
ously enough to be fought over. Indeed, for Hobbes there is a single
explanation for both these observations: private judgments on matters
of right and justice arise out of the exigencies of individual survival,
and the circumstances of human life are such as to provoke anxiety
39
and competition.
This explanation will not do for Kant. Moral judgments of good
and evil, right and justice, are not driven by material interest or the
exigencies of survival in Kant's world. Yet Kant, just like Hobbes,
thinks of the state of nature - the situation "before external legisla-
tion endowed with power appears"40 - as a condition of violence.
Kant's state of nature is not necessarily asocial, however. Like
Locke, 4 1 Kant believes that there can be "conjugal, paternal, domestic
societies" in the state of nature, 42 which, if we interpret the state-of-
nature idea hypothetically, means that social units of this type do not
rely on coercive, external law for their existence. Indeed, as we shall
see, Kant is only interested in those places in the state of nature where
43
numbers of men live unavoidably "side by side" with each other.
But though it may be sociable, the state of nature, according to Kant,
is a situation in which people have a "tendency to attack one another"
44
and to do so in the name of justice.
Unlike Hobbes, Kant does not attribute this antagonism to the con-
tingencies of men's appetites and anxieties. Instead, Kant explains this
conflict without resorting to the quality of our motivations:
It is not experience from which we learn of men's maxim of violence and
of their malevolent tendency to attack one another before external legis-
lation endowed with power appears. It is therefore not some fact that
makes coercion through public law necessary. On the contrary, however
38 Id. at 39.
39 See id. at 70-71, 87-88. Elsewhere, Hobbes states:
[The most frequent reason why men desire to hurt each other, ariseth hence, that many
men at the same time have an Appetite to the same thing- which yet very often they can
neither enjoy in common, nor yet divide it; whence it followes that the strongest must have
it, and who is strongest must be decided by the Sword.
THoMAs HOBBES, DE CIVE 46 (Howard Warrender ed., Oxford Univ. Press 1983) (642).
40 KANT,supra note i, § 44, at 123 [Ak. 312].
41 See JOHN LOCKE, Two TREATISES OF GOVERNMENT bk. II, § 77, at 319 (Peter Laslett ed.,
student ed., Cambridge Univ. Press 1988) (3d ed. 1698) ("Thefirst Society was between Man and
Wife; which gave beginning to that between Parents and Children; to which, in time, that be-
tween Master and Servant came to be added . . ").
42 KANT, supra note 1, § 41, at 221 [Ak. 3o6].
43 Id. § 42, at 12 [Ak. 307].
44 Id. § 44, at 123-24 [Ak. 312].
1996] KANT'S LEGAL POSITIVISM 1547
well disposed and law-abiding men might be, it still lies a priori in the
rational Idea of such a condition .. that before a public lawful condi-
tion is established, individual men, peoples, and states can never be se-
cure against violence from one another, since each has its own right to
do what seems right and good45
to it and not to be dependent upon an-
other's opinion about this.
I am not saying that Kant adopts a Rousseauian view of the nobil-
ity of natural man in this passage. For Kant, the potential for violent
conflict and thus the case for positive law is supposed to survive any
realistic assumption that we might make about human nature. 4 6 (If
Kant did not adopt this strategy, he would have said nothing to show
someone convinced of his own rectitude that it is nevertheless wrong
to assert his individual judgment of right against the positive law of
the community.) Even if men are angels, they are opinionated angels,
and they hold (or there is a strong probability that they hold) conflict-
ing views about justice for which they are prepared to fight.
So - lacking a Hobbesian explanation - we have to look for dif-
47
ferent, distinctively Kantian answers to the questions raised earlier:
what explains moral disagreement, and given disagreement, why
should people be expected to fight for their respective opinions?
A. What Explains Moral Disagreement?
Insistence on diversity of opinion concerning matters of right is not
a position commonly associated with Kant's moral philosophy. Kant
is the theorist of the categorical simplicity of duty - the still, small
voice that cuts through the tangled calculus of self-interest:
The concept of duty in its complete purity is incomparably simpler,
clearer and more natural and easily comprehensible to everyone than any
motive derived from, combined with, or influenced by happiness ....
[The concept of duty, if it is presented to the exclusive judgement of
even the most ordinary human reason, and confronts the human will sep-
arately and in actual opposition to other motives, is far more powerful,
incisive and likely to promote48
success than all incentives borrowed from
the latter selfish principle.
One possible way to reconcile the clarity of duty with the likely
existence of moral disagreement is to stress that, in passages like the
one just quoted, Kant is talking about the concept of duty as opposed
to the detailed conception of duty that is needed to generate a deter-
4S Id.
46 Kant is at one with David Hume here. See HOWARD WILLIAMS, KANT'S POLITICAL PHI-
LOSOPHY 167-69 (x983). Hume writes: "The question ... concerning the wickedness or goodness
of human nature, enters not in the least into that other question concerning the origin of society
.... " DAVID HUJME, A TREATISE OF HUmiAN NATURE 492 (L.A. Selby-Bigge ed., Oxford Univ.
Press 2d ed. 1978) (1739).
47 See supra p. 2546.
48 KANT, supra note 20, reprinted in KANT: POLITICAL WRITINGS, supra note 20, at 70.
1548 HARVARD LAW REVIEW [Vol. 1o093535
49 For a greater explication of the concept/conception distinction, see RAWLS, cited above in
note 7, at 5, and DWORKIN, cited above in note 23, at 134-36.
50 See KANT, supra note 26, at 27-28 [Ak. 418-i9].
S1 Id. at 27 [Ak. 418].
52 KANT, supra note 20, reprinted in KANT: POLITICAL WRITINGS, supra note 2o, at 74.
53 Kant, like Hobbes, regarded property as the thread to tug in order to unravel the mysteries
of political philosophy. See HOBBES, supra note 39, at 27 ("M-y first enquiry was to be, from
whence it proceeded, that any man should call any thing rather his Owne, th[a]n anothermans.').
54 See KANT, supra note i, §§ 1-17, at 68-9o [Ak. 245-70].
1996] KANT'S LEGAL POSITIVISM 1549
55 See id. § io,at 8i [Ak. 259]. Kant rejects the Lockean view that, in the case of land, what
is needed is a particular mode of occupancy - labor, and more specifically, for land, cultivation
- and he rejects the corresponding plantation ideology that cultivators are entitled to dispossess
hunters-or nomads. See id. § I5,at 86 [Ak. 265-66]. Kant also condemns the expropriation of
native peoples in Africa and America. See id. § 62, at 159 [Ak. 353].
56 Id. § 14, at 84 [Ak. 263] (emphasis omitted).
S7 See id. § iS, at 87 [Ak. 266] ("The indeterminacy, with respect to quantity as well as qual-
ity, of the external object that can be acquired makes this problem (of the sole, original external
acquisition) the hardest of all to solve.").
S8 The potential uncertainty derives from the "Lockean proviso," which states that an acquisi-
tion is justified only if "enough, and as good" is left for others, LOCKE, supra note 41, at bk. II,
§ 27, at 288, or in weaker versions, only if others' situations are not worsened thereby, see ROB-
ERT NOZICK, ANARCHY, STATE, AND UTOPIA 174-82 (1974). Note that the differences between
Kant and Locke on mode of acquisition do not affect the logic of the Lockean proviso; it applies
to any theory of unilateral acquisition. See JEREMY WALDRON, THE RIGHT TO PRIVATE PROP-
ERTY 280-83 (1988).
59 See KANT,supra note i, § I, at 68 [Ak. 245] ("[S]omething external would be mine only if I
may assume that I could be wronged by another's use of a thing even though I am not in posses-
sion of it.").
60 See id. § 17, at 89 [Ak. 268]; see also IMMANUEL KANT, Explanatory Remarks on The
Metaphysical First Principles of the Doctrine of Right, in THE METAPHYSICS OF MORALS, supra
note I, at 163, § 6, at 169-71 [Ak. 364-65] (describing the tension between the principle of first
occupancy and the principle of adverse possession and stating that "the question is whether I can
also assert that I am the owner even if someone should come forward claiming to be the earlier
true owner of the thing, but whether it was absolutely impossible to learn of his existence as its
possessor").
1550 HARVARD LAW REVIEW Vol. 109:3535
67 See JOHN L. MACKIE, ETHICS: INVENTING RIGHT AND WRONG 36 (1977) ("[R]adical differ-
ences between first order moral judgements make it difficult to treat those judgements as appre-
hensions of objective truths.").
68 See Michael Moore, Moral Reality, 1982 Wis. L. REV. xo6x, xo89--o (maintaining that the
crudest argument from diversity to subjectivism confuses objectivity with intersubjective
agreement).
But if the inference from diversity to subjectivism is fallacious, then so too would be any
converse inference that, because Kant is an objectivist about justice, he cannot therefore believe
in the existence of diversity of opinion or make anything significant of it in the fields of political
and legal philosophy.
69 See Jeremy Waldron, The Irrelevance of Moral Objectivity, in NATURAL LAW THEORY:
CONTEMPORARY ESSAYS 158, 171-84 (Robert P. George ed., 1992).
70 See ARENDT, supra note 36, at 10, 40-42.
71 IMMANUEL KANT, What is Orientationin Thinking?, reprintedin KANT: POLITICAL WRIT-
INGS, supra note 20, at 237, 247.
72 See id., reprinted in KANT: POLITICAL WRITINGS, supra note 20, at 249 n.*.
73 ARENDT, supra note 36, at 32 (quoting IMMANUEL KANT, CRITIQUE OF PURE REASON 9
n.a [Ak. Axi] (Norman K. Smith trans., St. Martin's Press x965) (1781)) (internal quotation marks
omitted); see also id. at 42 (noting that, for Kant, thinking for oneself requires "applying critical
standards to one's own thought" and that this "application one cannot learn without . . . the
testing that arises from contact with other people's thinking").
19961 KANT'S LEGAL POSITIVISM 1553
78 For Kant's conception of scarcity, see IMMANUEL KANT, Ideafor a Universal History with
a Cosmopolitan Purpose, reprinted in KANT: POLITICAL WRITINGS, cited above in note 2o, at 42,
43.
79 See HOBBES, supra note 37, at 39.
80 LOCKE, supra note 41, at bk. II, § 28, at 288.
81 See KANT, supra note i, § 2,at 68 [Ak. 246].
82 See id. § I5,at 85-86 [Ak. 264-65).
83 KANT, supra note 78, reprinted in KANT: POLITICAL WRITINGS, supra note 20, at 44 (em-
phasis omitted).
84 Id., reprinted in KANT: POLITICAL WRITINGS, supra note 2o, at 44.
1996] KANT'S LEGAL POSITIVISM 1555
justice deal morally with matters that already concern the extent to
which one person's external actions affect the external freedom of
others. The very subject on which these individuals are tussling is the
interplay of forces - crudely stated, who should give way when bod-
ies collide. To hold a view about justice or right, according to Kant, is
to identify those situations in which one may physically counter an-
other's act of force. Physical coercion is justified as a "negation of the
negation" whenever it is used against an action that wrongfully hin-
ders or interferes with someone else's external freedom. a As Kant
sees it, if people disagree about which actions wrongfully hinder free-
dom and which ones do not, then they disagree about the occasions on
which force may be used.
All three of these points elaborate, in different ways, Kant's as-
sumption that the problems in the state of nature apply only to people
who "cannot avoid living side by side with all others."8 6 For Kant,
proximity to others is, in Rawls' language, one of "the circumstances
of justice."8 7 If humans were widely dispersed across the face of the
earth and rarely encountered one another, then there would be no
need for a civil system of right or law because no one's external ac-
tions would impinge anyone else's freedom and no one would compete
for the use of external resources.""
This view gives Kant an interesting basis for thinking about the
individuation and territorialization of states. Assume that the popula-
tion of the earth is not uniformly dense but instead is distributed in
clusters (for example, in fertile environments). In all likelihood, we
will have our most frequent or densest patterns of interaction and
therefore greatest chance of quarrels with those who are physically
closest to us; such quarrels will center particularly on the resources
that led a bunch of us to cluster in a given, propitious environment in
the first place. We may have occasional dealings with people from
other places, but those of us who are clustered together here will rec-
ognize that we have to solve our problems with regard to these re-
sources and thereby come to terms with those who are near us,
whatever other accommodations we may make with those who are
85 Kant explains:
[I]f a certain use of freedom is itself a hindrance to freedom in accordance with universal
laws (i.e., wrong), coercion that is opposed to this (as a hindering of a hindrance to free-
dom) is consistent with freedom in accordance with universal laws, that is, it is right.
Hence there is connected with Right by the principle of contradiction an authorization to
coerce someone who infringes upon it.
KANT, supra note i, § D, at 57 [Ak. 231].
86 Id. § 12, at 121 [Ak. 3071.
87 RAWLS, supra note 7, at 126-30.
88 See KANT, supra note I, § 13, at 83-84 [Ak. 262] '[I]f [the] surface [of the earth] were an
unbounded plane, men could be so dispersed on it that they would not come into any community
with one another, and community would not then be a necessary result of their existence on the
earth.").
HARVARD LAW REVIEW [Vol. 10931535
distant from us. The requirement that we reach agreement with those
who are clustered in our particular territory forms the basis for a lo-
cal, territorialized legal system.8 9
What I have just outlined may seem at odds with how Kant treats
"cosmopolitan Right" - the theory that we share the earth with all
others and are, in some sense, in natural community with them. 90
Kant's position, however, is best understood to indicate the provisional
and essentially inter partes character of the laws that rule the mem-
bers of a particular cluster. 9 1 His cosmopolitan internationalism de-
rives from a sense that we are gradually coming closer and closer to
all others on earth; 92 however, because we are already side-by-side
with some others, the establishment of particular legal systems in par-
ticular places has particular urgency.
89 See Jeremy Waldron, Special Ties and Natural Duties, 22 PHIL. & PUB. AFF 3, 11-I5
(1993) (discussing the limited range of justice principles that any country's legal institutions
administer).
90 KANT, supra note I, § 62, at x58 [Ak. 352] (emphasis omitted). Kant elaborates:
All men are originally (i.e., prior to any act of choice that establishes a right) in a
possession of land that is in conformity with right, that is, they have a right to be wher-
ever nature or chance (apart from their will) has placed them. This kind of possession ...
is possession in common because the spherical surface of the earth unites all places on its
surface ....
Id. § 13, at 83 [Ak. 262].
91 See id. § Is,at 85-87 [Ak. 264-66]. For example, those of us in the United States have had
to define our rights against one another vis-a-vis the local resources. This leaves open the ques-
tion whether we, individually or collectively, ought to share these resources with people living
elsewhere.
92 See id. § 62, at x58 [Ak. 352] (speaking of "a community of possible physical interaction
(commercium), that is ....a thoroughgoing relation of each to all the others of offering to engage
in commerce with any other").
93 See supra Part V.
94 That is provided, of course, that Kant can show that the problems he outlines are problems
that are cured by the establishment and implementation of a scheme of right standing in the
name of the whole community - a scheme that, in its substance, may or may not be what justice
requires. We address this latter phase of the argument in Part VII below.
ig96] KANT'S LEGAL POSITIVISM 1557
goes reciprocity, 99 and to protect his own interest, the person encum-
bered by the obligation will ask how he might make a similar acquisi-
tion, impose duties on others, and expect those duties to be upheld.
Kant writes:
I am . . . not under obligation to leave external objects belonging to
others untouched unless everyone else provides me assurance that he will
behave in accordance with the same principle with regard to what is
mine.... [A] unilateral will cannot serve as a coercive law for everyone
...since that would infringe upon freedom in accordance with universal
laws. So it is only a will putting everyone under obligation, hence only a
collective general (common) and powerful will, that can provide everyone
this assurance. 100
What is needed, in other words, is "a will that is omnilateral"10 1 rather
than unilateral, and such a collective will, Kant seems to imply, only
resides in the legislative will of the state.
Not so fast, you might object. Is it not possible for the will of a
Kantian individual to be "omnilateral" if the idea of universalizability
disciplines that person's willing? 10 2 (Isn't that, after all, exactly what
judging things from the moral point of view is, according to Kant?)
On this objection, it would be wrong to assert that an individual's
acting on his own judgments in the state of nature amounts to a uni-
lateral will governing matters that the common will ought to control.
Instead, an individual acting on his own moral judgments in the state
of nature already invokes universalization and thus transcends his uni-
lateral viewpoint.
The objection evokes an image of individual thinking derived from
Kant's moral philosophy:
I need no far-reaching acuteness to discern what I have to do in order
that my will may be morally good. Inexperienced in the course of the
world and incapable of being prepared for all its contingencies, I only
ask myself whether I can also will that my maxim should become a uni-
03
versal law.'
104 IMMANUEL KANT, CRITIQUE OF JUDGMENT (Werner S.Pluhar trans., Hackett Publishing
Co. 1987) (1790).
1o See ARENDT, supra note 36, at io-i6.
106 KANT,supra note 104, § 40, at i6o [Ak. 293] (alteration in original).
107 Id. § 40, at 161 [Ak. 295].
108 KANT, supra note i, § 15, at 85 [Ak. 264] (emphasis added).
i56o HARVARD LAW REVIEW [Vol. 1093535
109 There is a difference, of course. See JOHN S. MILL, ON LIBERTY 45 (Currin V. Shields ed.,
Liberal Arts Press, Inc. 1956) (x859) (noting the difference between hearing others' objections
presented by the person who is about to go on and rebut them and hearing others' objections
"from persons who actually believe them, who defend them in earnest and do their very utmost
for them").
110 See supra note 13 and accompanying text.
KANT'S LEGAL POSITIVISM 1561
again the crucial passage from section eight of the Metaphysical First
Principles of the Doctrine of Right:
I am . . . not under obligation to leave external objects belonging to
others untouched unless everyone else provides me assurance that he will
behave in accordance with the same principle with regard to what is
mine.... Mt is only a will putting everyone under obligation, hence only
a collective general (common) and powerful will, that can provide every-
one this assurance."'
The association that matters here is the association of force with
univocality. Under a condition of mutual assurance, a person can be
sure that his voluntary restraint (in regard to property) will be
matched by the reciprocal restraint - if need be, the secured recipro-
cal restraint - of others. But if there are several conceptions of jus-
tice and rights loose in the community, each supported by its own self-
righteous militia, any sense of universalizability, reciprocity, or respect
for others will remain merely academic. Because of cross-cutting pat-
terns of coercion and enforcement, no single sense of right will prevail.
At best, the individual will be in the sort of Hobbesian position of
maintaining his own sense of justice "in foro interno."122 In the Kant-
ian scheme of things, this outcome would be a travesty, for as we have
already noted, the whole point of justice and right is to regulate
13
the
external characteristics of conduct, not to regulate attitudes.
The basic tenor of Kant's argument is summed up in the procla-
mation "There is to be no war" - which Kant calls the "irresistible
veto" of "morally practical reason" - "for war is not the way in which
everyone should seek his rights."" 4 Again, this proposition is not sup-
posed to mean that force is inappropriate when upholding rights; we
have seen that Kant denies this suggestion," 5 and that modern polit-
ical philosophy follows him in that belief." 6 What is precluded, Kant
insists, is a war or conflict of forces deployed in the name of right.
For when force presents itself in that mode, it presents itself purely in
the character of vehemence trying to prevail by its powerfulness alone
(notwithstanding the moral banners raised on each side), rather than
as something self-canceling - the negation of the negation, "a hinder-
124 One commentator argues that the Kantian approach to political obligation cannot dispense
with a consent requirement: "Though [people in the state of nature] ought to commit themselves
[toaccept the authority of a just institution], they are under no moral requirement to comply with
the institution's dictates until they have committed themselves." Mark C. Murphy, Acceptance of
Authority and the Duty to Comply with Just Institutions: A Comment on Waldron, 23 PHiL. &
PuB. AFF. 271, 276 (994). But this distinction simply does not survive either the Kantian view
that one person may force another to enter civil society when he finds himself in conflict with the
other or Kant's insistence that the question is not how we entered civil society, but rather what
our current obligations to it are.
125 See HOBBES, supra note 37, at 151. Hobbes states:
[Tihe Obligation a man may sometimes have, upon the Command of the Soveraign to
execute any dangerous, or dishonourable Office, dependeth not on the Words of our Sub-
mission; but on the Intention; which is to be understood by the End thereof. When there-
fore our refusall to obey, frustrates the End for which the Soveraignty was ordained; then
there is no Liberty to refuse: otherwise there is.
128 See supra pp. 1548-49 (discussing the vicissitudes surrounding first occupancy).
129 KANT, supra note 78, reprinted in KANT: POLITICAL WRITINGS, supra note 2o, at 46; ef.
Henry Hardy, Preface to ISAIAH BERLIN, THE CROOKED TIMBER OF HUMANITY: CHAPTERS IN
THE HISTORY OF IDEAS at xi (Henry Hardy ed., 199o) (explaining that the book's title is taken
from Berlin's "preferred rendering of his favorite quotation[] from Kant").
1996] KANT'S LEGAL POSITIVISM 1565
130 For the contrast between "pure procedural justice" and "imperfect procedural justice," see
RAwLs, cited above in note 7, at 85-86.
131 ALAN RYAN, PROPERTY AND PoLITIcAL THEORY 79-80 (1984).
132 See KANT, supra note i, § 15, at 85 [Ak. 264) (explaining that provisional acquisition can
only occur prior to the civil condition, in which the will of all is united for lawmaking, whereas
conclusive acquisition takes place only in civil society).
133 RYAN, supra note 131, at 8o.
134 See NoZICK, supra note 58, at 150-53.
1566 HARVARD LAW REVIEW [Vol. 1og93535
VIII. CONCLUSION
We must therefore leave Kant in the classic, but honest, predica-
ment of the true legal positivist. He has set out the advantages of
positive law and given an indication of what we stand to lose if we
abandon it. He does not deny that its contents may be judged want-
ing from the transcendent point of view of justice and right. He rec-
ognizes (indeed he helps to shape our conception of) the modes of
thought that one deploys when one makes moral criticisms of existing
law.
But in the transition from moral philosophy to political philosophy,
Kant insists that we must now appreciate that there are others in the
world besides ourselves, and that we are to see the others not just as
objects of moral concern or respect, but also as agents of moral
thought that is coordinate and competitive with our own. When one
thinks about justice, one must recognize that others are thinking about
justice and that one's confidence in the objective quality of one's own
conclusions is matched by others' confidence in the objective quality
of theirs. The irony of law and politics is that this symmetry of self-
righteousness is not matched by any convergence on substance - each
of two opponents may believe that he is right.
If, nevertheless, there are reasons for thinking that society needs
just one view on some particular matter to which all its members are
to defer, then there has got to be a way of identifying a community
view and grounds for one's allegiance to it that are not predicated on
any judgment one would have to make concerning the view's moral
rectitude. That is the positivist position, and Kant's contribution is to
have linked that position conclusively - in the way we have traced
- to the idea of a set of property rights, secured and assured as a
system.