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1 Bk. iv, the first part. In the Everyman Edition (London, i9i i), see pp. 172-
215, in particular pp. I96, 215.
28I
II
2 For an attempt to lay the basis for such an analysis, see my paper,
"Justice as Fairness," PhilosophicalReview, LXVII (I958), i64-194. I begin
this section by sketching the parts of this paper which are needed in the
following discussion.
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suit his purpose. The principles accepted will express the standards
in accordance with which each person is willing to have his
interests limited on the supposition that the interests of others
will be limited in the same way. The restrictions which would
so arise may be thought of as those which a person would keep
in mind if he were designing a social system in which his enemy
were to assign him his place. The two principles of justice
previously mentioned are those which would be acknowledged
given the conditions of this analytic construction; they constitute
the principles of justice in this fundamental case.3
Now one can distinguish three instances in which the concept
of equality applies. The first is to institutions as part of their
definition. The notion of an institution involves the concept of
equality in that the notion of an activity in accordance with
rules implies that similar cases, as defined by these rules, are
to be treated similarly. Next, the concept of equality applies to
the structure of an institution, or of a social system. What equality
requires, in the case of the fundamental constitution of society,
is included in the two principles of justice. In general, an institu-
tion satisfies the demands of equality if it is in accordance with
the principles which would be acknowledged by rational and
mutually self-interested persons from an original position of
equal liberty. Finally, the concept of equality applies to the
original position itself, giving rise to the first question: namely,
what qualifies a person as holding an original position so that
in one's dealings with him one is required to conduct oneself
in accordance with principles that could be acknowledged by
everyone from an initial position of equality? The answer to this
question, I shall argue below, is that it is necessary and sufficient
that he be capable, to a certain minimum degree, of a sense of
justice.
The second question-namely, what accounts for men's doing
what justice requires -arises in the following manner. If the
argument of the analytic construction is correct, the concept
of justice has associated with it a certain family of principles.
The concept of morality, when imposed upon rational and self-
3 I have tried to show this in an essay, "Constitutional Liberty and
the Concept of Justice," to appear in Nomos, Vol. VI.
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285
III
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287
IV
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289
290
291
292
294
295
the moral feelings on action. Thus, (e) what are the characteristic
intentions, endeavors, and inclinations of a person having the
feeling; what are the sorts of things he feels like doing, or feels
unable to do? An angry person characteristically tries to strike
back or to block the purposes of the person at whom he is angry.
One who is plagued by authority guilt is disposed to reveal his
fault and to attempt to set matters right by confession and
reconciliation, whereas one who suffers from association guilt is
inclined to admit what he has done and to ask for reinstatement,
to acknowledge and to accept reproofs and penalties, and also
he finds himself less able to be angry with others when they
behave wrongly. Again, one can ask: (f) what feelings and
responses does a person having the feeling expect on the part
of other persons, and how does he anticipate that they will act
toward him, as this is shown, say, in various characteristic
distortions in his interpretation of others' conduct toward him?
Also, (g) what are the characteristictemptations to actions giving
rise to the given feeling and how characteristically is the feeling
resolved or gotten rid of? Some such connections with action are
also, in addition to an appropriate explanation, a necessary
condition for having a moral feeling. (The last two questions
have played little part in the construction which sets out the
forms of guilt feeling, but they would be important, for example,
in distinguishing feelings of guilt from feelings of shame.)
Finally, a question which I have emphasized is: (h) what,
if any, is the natural basis of a moral feeling? There are two
distinct kinds of questions involved here. One is: if a person,
given his circumstances, fails to have a certain moral feeling, is
there a natural attitude which would thereby be shown to be
absent? The other is: if a person, given his circumstances, has
a moral feeling, is there a natural attitude which would thereby
be shown to be present? In presenting the psychological con-
struction I have been concerned solely with the first kind of
question. This construction provides a backgroundfor the second
kind also, but I have left it entirely aside. Thus I have held that,
in the context of the authority situation, the existence of love and
trust for those in authority implies feelings of guilt for violating
authoritative injunctions, and that the absence of such guilt
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VII
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299
VIII
300
are at all stringent, and I assume that they are satisfied to the
required degree by the vast majorityof mankind. Now the thought
behind taking the capacity for a sense of justice as sufficient is
that the principles of justice are characterized as those principles
which personscould propose to one another for mutual acceptance
in an original position of equal liberty. In this position it is
assumed that there is an absence of information; in particular,
it is assumed that the parties do not know their social position,
nor do they know their peculiar talents and abilities-that is,
their native assets. Briefly, they do not know how they have fared
in the natural lottery. Nevertheless, in the original position,
knowing the possibility (or allowing for it) of different native
endowments, it is rational for them to acknowledge the two
principles of justice. These principles require that any special
benefits for those more fortunate in the natural lottery must be
gained in ways which at the same time improve the condition of
the less fortunate. The parties in the original positions are assumed
to be moral persons abstracted from certain kinds of knowledge
of themselves and their situation. Yet they have the capacity to
understand and to give the undertaking which the analytic
construction describes, and then to act on it: that is, they have
the capacity expressed by the sense of justice. To say that the
sense of justice is sufficient is to say, then, that the duty of justice
is owed to those who could participate in the contractual situation
of the original position and act on it. And, indeed, this is sufficient,
for in the conception of justice of the analytic construction the
consequences of the natural lottery are irrelevant in the original
position. The unknown distribution of talents and abilities may,
however, be exploited in accordance with principles which
everyone in the original position would acknowledge.
Moreover, the capacity for a sense of justice need be possessed
only to the extent required for participation in the original
position. Certainly some persons have a greater capacity for a
sense of justice than others. These persons may properly be
placed in positions where the judicial virtues are especially
fitting, but their superior capacity should be regarded as any
other advantage in the natural lottery, the benefits from it being
subject to the principles of justice. A special capacity for a sense
301
14
The manner in which the conception of justice as fairness requires such
a position I have tried to show in the essay mentioned in footnote 3.
302
15 See Grundlegung
zur Metaphysikder Sitten, GesammelteSchriften,ed. by the
Royal Prussian Academy (Berlin, 1903), IV, 393, 434-436.
303
it is this dignity which puts a value upon the person distinct from
and logically prior to his capacity for enjoyment and his ability
to contribute to the enjoyment of others through the development
of his talents. It is because of this dignity that the conception of
justice as fairnessis correct in viewing each person as an individual
sovereign, as it were, none of whose interests are to be sacrificed
for the sake of a greater net balance of happiness but rather only
in accordance with principles which all could acknowledge in an
initial position of equal liberty.'6 In the absence of a sense of
justice on everyone's part, there would be, it might be said, no
objection to the utilitarianism principle. In the absence of this
capacity, the liability to pleasure and pain, to joy and sorrow,
might be taken as alone relevant, and the greatest happiness
principle would be entirely natural. Certainly in the absence of
the capacity for a sense of justice no one could complain if the
utilitarian principle were applied, and so the possessionof a sense
of justice is necessary for the conception of justice as fairness to
hold. But lack of a sense of justice would undermine our capacity
to identify ourselves with and to care about a society of such
persons, if such a society could exist. We would not be moved
by its injustices, since what they cannot resent and be indignant
about among themselves we cannot resent and be indignant
about for them. This is not to say that we might not be moved
by the cruelties of such a society, but from the standpoint of
justice, it would not be a society which arousedour moral feelings.
The capacity for a sense of justice is, then, necessary and-
sufficient for the duty of justice to be owed to a person-that is,
for a person to be regarded as holding an initial position of
equal liberty. This means that one's conduct in relation to him
must be regulated by the principles of justice or, more generally,
by the principles which rational and self-interestedpersons could
acknowledge before one another in such a position. This con-
clusion may be contrasted with two other possible views. It is
distinct from classical utilitarianism which holds that a capacity
304
for pleasure and pain, for joy and sorrow, is sufficient for being
a full subject of rights. The conclusion is also distinct from an
aristocratic ethic which takes as necessary certain attributes and
capacities such as strength, beauty, and superior intelligence,
and which would impose the requirement of initial equality only
within the same rank and allow original inequalities between
superior and lower ranks. Such an aristocratic doctrine can only
be maintained, I think, if one assumes a specific obligation on
the parties in the original position: namely, the obligation to
develop human persons of a certain style and aesthetic grace,
or the obligation to the pursuit of knowledge and the cultivation
of the arts, or both. I cannot discuss here the propriety of this
assumption, or whether if it were accepted it would justify the
inequalities commonly associated with aristocracy. It suffices to
say that in the analytic constructionno such obligation is assumed.
The sole constraints imposed are those expressed in the formal
elements of the concept of morality, and the only circumstances
assumed are those exhibiting the conflictsof claims which give rise
to questions of justice. The natural consequence of this construc-
tion is that the capacity for the sense ofjustice is the fundamental
aspect of moral personality in the theory of justice.
JOHN RAWLS
Harvard University
305