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DISCLAIMER
This presentation is meant for educational purposes only. It is based
on the book: “Communication Systems”, by Simon Haykin.
4th Ed. 2001, Wiley.
O. Reyes
LESSON 9
Frequency Modulation
19/08/2019 O. Reyes 3
The instantaneous frequency 𝑓𝑖 𝑡 is varied linearly with the message signal 𝑚(𝑡):
𝑓𝑖 𝑡 = 𝑓𝑐 + 𝑘𝑓 𝑚(𝑡)
Instantaneous frequency
deviation [Hz]
𝑚 𝑡 = 𝐴𝑚 cos(2𝜋𝑓𝑚 𝑡)
𝑡 Δ𝑓
𝜃𝑖 𝑡 = 2𝜋 𝑓𝑖 𝜏 𝑑𝜏 = 2𝜋𝑓𝑐 𝑡 + sin(2𝜋𝑓𝑚 𝑡)
0 𝑓𝑚
Modulation index 𝛽
𝜃𝑖 𝑡 = 2𝜋𝑓𝑐 𝑡 + 𝛽 sin(2𝜋𝑓𝑚 𝑡)
19/08/2019 O. Reyes 5
𝑚 𝑡 = 𝐴𝑚 cos(2𝜋𝑓𝑚 𝑡)
Δ𝑓 = 𝑘𝑓 𝐴𝑚
• Narrowband FM:
Δ𝑓 𝛽 ≪ 1 𝑟𝑎𝑑
𝛽=
𝑓𝑚
• Wideband FM:
𝛽 ≫ 1 𝑟𝑎𝑑
19/08/2019 O. Reyes 6
If 𝛽 ≪ 1 𝑟𝑎𝑑:
cos 𝛽 sin 2𝜋𝑓𝑚 𝑡 ≃1
sin 𝛽 sin 2𝜋𝑓𝑚 𝑡 ≃ 𝛽 sin 2𝜋𝑓𝑚 𝑡
19/08/2019 O. Reyes 7
≃ 𝐴𝑐 cos(2𝜋𝑓𝑐 𝑡) ⋅ 1
−𝐴𝑐 sin(2𝜋𝑓𝑐 𝑡)𝛽 sin(2𝜋𝑓𝑚 𝑡)
If 𝛽 ≪ 1 𝑟𝑎𝑑:
cos 𝛽 sin 2𝜋𝑓𝑚 𝑡 ≃1
sin 𝛽 sin 2𝜋𝑓𝑚 𝑡 ≃ 𝛽 sin 2𝜋𝑓𝑚 𝑡
19/08/2019 O. Reyes 8
𝐴𝑐 sin(2𝜋𝑓𝑐 𝑡) +
Resultant 𝑓𝑚 𝑓𝑚
NBFM
Lower side- Upper side-
frequency frequency
Carrier
1
𝑠NBFM 𝑡 = 𝐴𝑐 cos(2𝜋𝑓𝑐 𝑡) + 𝛽𝐴𝑐 {cos[(2𝜋(𝑓𝑐 + 𝑓𝑚 )𝑡] −cos[2𝜋 𝑓𝑐 − 𝑓𝑚 𝑡]}
2
1
𝑠AM 𝑡 = 𝐴𝑐 cos(2𝜋𝑓𝑐 𝑡) + 𝜇𝐴𝑐 {cos[(2𝜋(𝑓𝑐 + 𝑓𝑚 )𝑡] +cos[2𝜋 𝑓𝑐 − 𝑓𝑚 𝑡]}
2
Upper side-
AM frequency
Resultant 𝑓𝑚
Sum of side-
frequency phasors
Carrier
Lower side-
𝑓𝑚 frequency [Skip]
19/08/2019 O. Reyes 11
NBFM
AM
[Skip]
19/08/2019 O. Reyes 12
NBFM
AM
[Skip]
19/08/2019 O. Reyes 13
∞
Bessel functions of the first kind
𝑔 𝑡 = 𝑎𝑛 𝑒 𝑗2𝜋𝑛𝑓𝑚 𝑡 𝑎𝑛 = 𝐴𝑐 𝐽𝑛 (𝛽) 𝜋
1
𝑛=−∞ 𝐽𝑛 𝛽 = 𝑒 𝑗(𝛽 cos 𝑥−𝑛𝑥) 𝑑𝑥
2𝜋 −𝜋
∞
∞ 2𝑚+𝑛
𝑔 𝑡 = 𝐴𝑐 𝐽𝑛 𝛽 𝑒 𝑗2𝜋𝑛𝑓𝑚 𝑡 −1 𝑚 𝛽
𝐽𝑛 𝛽 =
𝑚! Γ 𝑚 + 𝑛 + 1 2
𝑛=−∞ 𝑚=0
19/08/2019 O. Reyes 14
𝑠 𝑡 = 𝐴𝑐 𝐽𝑛 𝛽 cos[2𝜋 𝑓𝑐 + 𝑛𝑓𝑚 𝑡]
𝑛=−∞
∞
1
⇒ 𝑃 = 𝐴2𝑐 𝐽𝑛2 (𝛽)
2
𝑛=−∞
Modulation
index 𝛽
[Frenzel, 2007]
19/08/2019 O. Reyes 16
𝑠 𝑡 = 𝐴𝑐 𝐽𝑛 𝛽 cos[2𝜋 𝑓𝑐 + 𝑛𝑓𝑚 𝑡]
𝑛=−∞
∞
1
⇒ 𝑃 = 𝐴2𝑐 𝐽𝑛2 (𝛽)
2
𝑛=−∞
𝐽𝑛 (𝛽)
𝛽
19/08/2019 O. Reyes 17
FM - Bandwidth
1.0 1.0
𝑓𝑚
𝑓 𝑓
= 2𝑓𝑚 𝛽 + 1
𝛽 = 2.0 𝛽 = 2.0
2Δ𝑓 2Δ𝑓
For non-sinusoidal messages*:
1.0 1.0
𝐵𝑇 = 2Δ𝑓 + 2𝑊
= 2𝑊 𝐷 + 1
𝑓 𝑓
𝛽 = 5.0 𝛽 = 5.0
𝑓𝑐 𝑓𝑐
2Δ𝑓 2Δ𝑓 *𝐷: Deviation ratio
19/08/2019 O. Reyes 18
FM - Bandwidth
FM - Bandwidth
𝛽
19/08/2019 O. Reyes 20
FM Stereo +
𝑚𝐿 (𝑡)
+
𝐵𝑊𝐿 = 𝐵𝑊𝑅 = 15 kHz
+
𝑚𝑅 (𝑡) 𝑚(𝑡)
-
38 kHz 𝐾
×2 cos(2𝜋𝑓0 𝑡)
Mono Stereo Audio 𝑓0 = 19 kHz
𝑀(𝑓)
Modulation of FM signals
• Direct method
Frequency
Baseband FM
VCO multiplier BPF
signal signal
𝑛1
𝑚(𝑡) 𝑠(𝑡)
𝑓1
𝑓2
• Indirect method
Baseband Narrowband Frequency Frequency FM
signal Integrator phase- multiplier BPF multiplier signal
𝑚(𝑡) modulator 𝑛1 𝑛2 𝑠(𝑡)
𝑓1 𝑓2
19/08/2019 O. Reyes 22
CCO CCO
19/08/2019 O. Reyes 23
a) Calculate the frequency multiplication ratios 𝑛1 and 𝑛2 (preceding and following the
mixer), which will satisfy the specifications.
b) Specify the values of the carrier frequency and frequency deviation at the various
points in the modulator.
CCO CCO
19/08/2019 O. Reyes 24
𝑓𝑖 𝑡 = 𝑓1 𝑛1 ± 𝑓2 𝑛2 + Δ𝑓0 𝑛1 𝑛2
CCO CCO
19/08/2019 O. Reyes 25
Demodulation of FM signals
- Direct method
𝐵𝑇 𝐵𝑇 𝐵𝑇
𝑗2𝜋𝑎 𝑓 − 𝑓𝑐 + , 𝑓𝑐 − ≤ 𝑓 ≤ 𝑓𝑐 +
2 2 2
𝐻1 𝑓 = 𝐵𝑇 𝐵𝑇 𝐵𝑇
𝑗2𝜋𝑎 𝑓 + 𝑓𝑐 − , −𝑓𝑐 − ≤ 𝑓 ≤ −𝑓𝑐 +
2 2 2
0, 𝑒𝑙𝑠𝑒𝑤ℎ𝑒𝑟𝑒
𝐻1 𝑓 𝐻2 𝑓
𝑗 𝑗
Demodulation of FM signals
- Direct method (balanced frequency discriminator)
Baseband
FM wave
signal
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
Error
FM wave 𝑒(𝑡) Loop
Output
𝑠(𝑡) filter
𝑣(𝑡)
ℎ(𝑡)
Feedback
signal
𝑟(𝑡) Voltage
controlled
oscilator
19/08/2019 O. Reyes 28
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
Error
FM wave 𝑒(𝑡) Loop
Output
𝒔(𝒕) filter
𝑣(𝑡)
ℎ(𝑡)
Feedback
signal
𝑟(𝑡) Voltage
controlled
oscillator
𝒔 𝒕 = 𝐴𝑐 sin[2𝜋𝑓𝑐 𝑡 + 𝝓𝟏 𝒕 ]
𝑡
𝝓𝟏 𝒕 = 2𝜋𝑘𝑓 𝑚 𝜏 𝑑𝜏
0
19/08/2019 O. Reyes 29
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
Error
FM wave 𝑒(𝑡) Loop
Output
𝑠(𝑡) filter
𝒗(𝒕)
ℎ(𝑡)
Feedback
signal
𝒓(𝒕) Voltage
controlled
oscillator
𝒓 𝒕 = 𝐴𝑣 cos[2𝜋𝑓𝑐 𝑡 + 𝝓𝟐 𝒕 ]
𝑡
𝝓𝟐 𝒕 = 2𝜋𝑘𝑣 𝒗 𝝉 𝑑𝜏
0
19/08/2019 O. Reyes 30
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
Error
FM wave 𝒆(𝒕) Loop
Output
𝑠(𝑡) filter
𝑣(𝑡)
ℎ(𝑡)
Feedback
signal
𝑟(𝑡) Voltage
controlled
oscillator
𝑘𝑚 𝐴𝑐 𝐴𝑣 sin[4𝜋𝑓𝑐 𝑡 + 𝜙1 𝑡 + 𝜙2 𝑡 ]
𝑘𝑚 𝐴𝑐 𝐴𝑣 sin[𝜙1 𝑡 − 𝜙2 𝑡 ]
𝝓𝒆 (𝒕) = 𝜙1 𝑡 − 𝜙2 𝑡
𝑡
𝒆 𝒕 = 𝑘𝑚 𝐴𝑐 𝐴𝑣 sin[𝝓𝒆 𝒕 ] where
= 𝜙1 𝑡 − 2𝜋𝑘𝑣 𝑣 𝜏 𝑑𝜏
0
19/08/2019 O. Reyes 31
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
Error
FM wave 𝑒(𝑡) Loop
Output
𝑠(𝑡) filter
𝑣(𝑡)
𝒉(𝒕)
Feedback
signal
𝑟(𝑡) Voltage
controlled
oscillator
=
𝑘 𝑚 𝑘 𝑣 𝐴𝑐 𝐴𝑣
Loop-gain parameter
19/08/2019 O. Reyes 32
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
𝜙𝑒 𝑡 = 𝜙1 𝑡 − 𝜙2 (𝑡)
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
𝜙𝑒 𝑡 = 𝜙1 𝑡 − 𝜙2 (𝑡) 𝑣 𝑡 = 𝑒 𝑡 ∗ ℎ(𝑡)
𝑡
𝜙2 𝑡 = 2𝜋𝑘𝑣 𝑣 𝜏 𝑑𝜏
0
+ 𝜙𝑒 (𝑡) 𝑒(𝑡)
𝜙1 (𝑡) ℎ 𝑡
−
𝑣(𝑡)
𝜙2 (𝑡)
𝑡
𝑑𝜏 2𝜋𝑘𝑣
0
19/08/2019 O. Reyes 34
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
𝜙𝑒 𝑡 = 𝜙1 𝑡 − 𝜙2 (𝑡) 𝑣 𝑡 = 𝑒 𝑡 ∗ ℎ(𝑡)
𝑡
𝑒(𝑡) = 𝑘𝑚 𝐴𝑐 𝐴𝑣 sin 𝜙𝑒 (𝑡)
𝜙2 𝑡 = 2𝜋𝑘𝑣 𝑣 𝜏 𝑑𝜏
0
+ 𝜙𝑒 (𝑡) 𝑒(𝑡) 1
𝜙1 (𝑡) sin ⋅ 𝑘𝑚 𝐴𝑐 𝐴𝑣 2𝜋𝑘𝑣 ℎ 𝑡 2𝜋𝑘𝑣
𝑣(𝑡)
−
𝜙2 (𝑡)
𝑡
𝑑𝜏
0
(𝐾0 = 𝑘𝑚 𝑘𝑣 𝐴𝑐 𝐴𝑣 )
19/08/2019 O. Reyes 35
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
𝜙𝑒 𝑡 = 𝜙1 𝑡 − 𝜙2 (𝑡) 𝑣 𝑡 = 𝑒 𝑡 ∗ ℎ(𝑡)
𝑡
𝑒(𝑡) = 𝑘𝑚 𝐴𝑐 𝐴𝑣 sin 𝜙𝑒 (𝑡)
𝜙2 𝑡 = 2𝜋𝑘𝑣 𝑣 𝜏 𝑑𝜏
0
If 𝜙𝑒 𝑡 ≪ 1 ⇒ sin(𝜙𝑒 𝑡 ) ≈ 𝜙𝑒 𝑡
+ 𝜙𝑒 (𝑡) 1
𝜙1 (𝑡) sin ⋅ 2𝜋𝐾0 ℎ 𝑡 2𝜋𝑘𝑣
𝑣(𝑡)
−
𝜙2 (𝑡)
𝑡
𝑑𝜏
0
(𝐾0 = 𝑘𝑚 𝑘𝑣 𝐴𝑐 𝐴𝑣 )
19/08/2019 O. Reyes 36
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
𝜙𝑒 𝑡 = 𝜙1 𝑡 − 𝜙2 (𝑡) 𝑣 𝑡 = 𝑒 𝑡 ∗ ℎ(𝑡)
𝑡
𝑒(𝑡) = 𝑘𝑚 𝐴𝑐 𝐴𝑣 sin 𝜙𝑒 (𝑡)
𝜙2 𝑡 = 2𝜋𝑘𝑣 𝑣 𝜏 𝑑𝜏
0
If 𝜙𝑒 𝑡 ≪ 1 ⇒ sin(𝜙𝑒 𝑡 ) ≈ 𝜙𝑒 𝑡
+ 𝜙𝑒 (𝑡) 1
𝜙1 (𝑡) 2𝜋𝐾0 ℎ 𝑡 2𝜋𝑘𝑣
𝑣(𝑡)
−
𝜙2 (𝑡)
𝑡
𝑑𝜏
0
(𝐾0 = 𝑘𝑚 𝑘𝑣 𝐴𝑐 𝐴𝑣 )
19/08/2019 O. Reyes 37
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
𝜙𝑒 𝑡 = 𝜙1 𝑡 − 𝜙2 (𝑡) 𝑣 𝑡 = 𝑒 𝑡 ∗ ℎ(𝑡)
𝑡
𝑒(𝑡) = 𝑘𝑚 𝐴𝑐 𝐴𝑣 sin 𝜙𝑒 (𝑡)
𝜙2 𝑡 = 2𝜋𝑘𝑣 𝑣 𝜏 𝑑𝜏
0
If 𝜙𝑒 𝑡 ≪ 1 ⇒ sin(𝜙𝑒 𝑡 ) ≈ 𝜙𝑒 𝑡
+ 𝜙𝑒 (𝑡) 1
𝜙1 (𝑡) 2𝜋𝐾0 ℎ 𝑡 2𝜋𝑘𝑣 𝑣(𝑡)
−
𝜙2 (𝑡)
𝑡
𝑑𝜏
0
(𝐾0 = 𝑘𝑚 𝑘𝑣 𝐴𝑐 𝐴𝑣 )
19/08/2019 O. Reyes 38
Demodulation of FM signals
- Indirect method: Phase-locked loop (PLL)
Φ𝑒 𝑠 = Φ1 𝑠 − Φ2 (𝑠) 𝑉 𝑠 = 𝐸 𝑠 𝐻(𝑠)
𝐸 𝑠 ≈ 𝑘 𝑚 𝐴𝑐 𝐴𝑣 Φ 𝑒 𝑠
2𝜋𝑘𝑣 𝑉 𝑠
Φ2 (𝑠) =
𝑠
+ Φ𝑒 𝑠 1
Φ1 𝑠 2𝜋𝐾0 𝐻(𝑠) 2𝜋𝑘𝑣 𝑉 𝑠
−
Φ2 (𝑠)
1
𝑠
(𝐾0 = 𝑘𝑚 𝑘𝑣 𝐴𝑐 𝐴𝑣 )
19/08/2019 O. Reyes 39
Phase-Locked Loop
Performance parameters
• Transient response: Like overshoot and settling time to a certain accuracy (like
50ppm).
• Steady-state errors: Like remaining phase or timing error
• Output spectrum purity: Like sidebands generated from a certain VCO tuning
voltage ripple.
• Phase-noise: Defined by noise energy in a certain frequency band (like 10 kHz
offset from carrier). Highly dependent on VCO phase-noise, PLL bandwidth, etc.
• General parameters: Such as order, type, power consumption, supply voltage
range, output amplitude, etc.
19/08/2019 O. Reyes 40
• Hold-in range (lock range, tracking range): The frequency range the PLL is
able to stay locked, while in the bandwidth. Mainly defined by the VCO range.
19/08/2019 O. Reyes 41
• Hold-in range (lock range, tracking range): The frequency range the PLL is
able to stay locked, while in the bandwidth. Mainly defined by the VCO range.
• Pull-in range (capture range, acquisition range): The frequency range the
PLL is able to slowly get a locked state, starting from unlocked condition.
• Pull out: The frequency range the PLL is able to stay locked even after an
abrupt change of frequency within this range.
• Lock-in range: The frequency range the PLL acquires lock without cycle
slipping even after an abrupt change of frequency within this range. This
range is usually smaller than the lock range and will depend, for example, on
phase detector.
• Loop bandwidth: Defining the speed of the control loop.
19/08/2019 O. Reyes 42
References
[Wikipedia] Wikipedia in English, the free Encyclopedia. Visited on Dic. 2013.
[Haykin, 2001] Haykin, Simon. Communication Systems. 4th Ed. Wiley, 2001.
[FCC]. www.fcc.gov. Propagation characterization