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wjg@wjgnet.com ISSN 1007-9327 (print) ISSN 2219-2840 (online)
doi:10.3748/wjg.v18.i15.1708 © 2012 Baishideng. All rights reserved.

REVIEW

Etiology of inflammatory bowel disease: A unified hypothesis

Xiaofa Qin

Xiaofa Qin, Department of Surgery, UMDNJ-New Jersey Med- the etiology of IBD, including the cause and mechanism
ical School, Newark, NJ 07103, United States of IBD, as well as the relationship between UC and CD.
Author contributions: Qin X is the sole author and contributed
entirely to this paper. © 2012 Baishideng. All rights reserved.
Correspondence to: Xiaofa Qin, MD, PhD, Department of
Sur­gery, UMDNJ-New Jersey Medical School, 185 South Oran­
Key words: Etiology; Inflammatory bowel disease; Ul-
ge Avenue, Newark, NJ 07103, United States. qinxi@umdnj.edu
Telephone: +1-973-9722896 Fax: +1-973-9726803 cerative colitis; Crohn’s disease; Dietary chemicals; Sac-
Received: October 25, 2011 Revised: February 20, 2012 charin; Sucralose
Accepted: February 26, 2012
Published online: April 21, 2012 Peer reviewer: Andrew Day, Professor, University of Otago,
Christchurch Hospital, 8140 Christchurch, New Zealand

Qin X. Etiology of inflammatory bowel disease: A unified hy-


pothesis. World J Gastroenterol 2012; 18(15): 1708-1722 Avail-
Abstract able from: URL: http://www.wjgnet.com/1007-9327/full/v18/
Inflammatory bowel disease (IBD), including both ul- i15/1708.htm DOI: http://dx.doi.org/10.3748/wjg.v18.i15.1708
cerative colitis (UC) and Crohn’s disease (CD), emerged
and dramatically increased for about a century. Despite
extensive research, its cause remains regarded as un-
known. About a decade ago, a series of findings made INTRODUCTION
me suspect that saccharin may be a key causative fac-
As we know, inflammatory bowel disease (IBD) refers
tor for IBD, through its inhibition on gut bacteria and
to ulcerative colitis (UC) and Crohn’s disease (CD), two
the resultant impaired inactivation of digestive proteas-
highly related debilitating diseases of the digestive tract
es and over digestion of the mucus layer and gut bar-
with similar clinical, pathological, and epidemiological
rier (the Bacteria-Protease-Mucus-Barrier hypothesis).
It explained many puzzles in IBD such as its emergence
features[1,2]. Although some descriptions in ancient books
and temporal changes in last century. Recently I fur- had been suspected as symptoms of IBD, clustered cases
ther found evidence suggesting sucralose may be also only started to emerge around the end of the 19th cen-
linked to IBD through a similar mechanism as saccharin tury[1]. Right now, IBD has become one of the most com-
and have contributed to the recent worldwide increase mon chronic inflammatory conditions only after rheuma-
of IBD. This new hypothesis suggests that UC and CD toid arthritis, with millions of patients all over the world[3].
are just two symptoms of the same morbidity, rather It is most prevalent in young adults and remains regarded
than two different diseases. They are both caused by as incurable, with the patients usually requiring lifelong
a weakening in gut barrier and only differ in that UC is heavy medication and multiple devastating surgeries like
mainly due to increased infiltration of gut bacteria and bowel resection, proctocolectomy, ileostomy, and ileal
the resultant recruitment of neutrophils and formation pouch-anal anastomosis, etc.[2,4]. As stated by Dr. Kirsner,
of crypt abscess, while CD is mainly due to increased “ulcerative colitis and Crohn’s disease today represent two
infiltration of antigens and particles from gut lumen of the more challenging diseases in all of medicine”[1].
and the resultant recruitment of macrophages and Since its appearance, people had been puzzled by the
formation of granulomas. It explained the delayed ap- constant changes of manifestations of IBD in age, gen-
pearance but accelerated increase of CD over UC and der, ethnic, temporal and geographical distributions[3,5,6].
many other phenomena. This paper aims to provide a Great efforts have been taken to find out its cause. Many
detailed description of a unified hypothesis regarding factors had been suspected, including bacteria such as

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Qin X. Etiology of IBD

Bacillus coli, Bacillus proteus, Bacillus pyocyaneus, Bacillus lactis ficial sweetener, may exert an even potent impact on gut
aerogenes, diplostreptococci, dysentery bacillus, Spheropho- bacteria than saccharin and have probably contributed
rus necrophorus, Bacillus morgagni, Escherichia coli, spirochetes, to the record high incidence of IBD seen recently in
Mycobacteria (Mycobacteria tuberculosis, Mycobacteria paratu- many countries[21]. Based on the evidences gathered and
berculosis and Mycobacteria kansasii), Pseudomonas maltophilia, thoughts evolved and developed in the last decade, this
Bacillus vulgatus, Aerobacter aerogenes, Aerobacter coprococcus, paper aims to provide a detailed description of a unified
Aerobacter bifidobacteria, Campylobacter fetus ssp. jejuni, Yer- hypothesis regarding the etiology of IBD, including the
sinia enterocolitica, and Chlamydia trachomatis, Aeromonas cause and mechanism of IBD, as well as the relationship
hydrophila, Plesiomonas shigelloides, Edwardsiella tarda, Blas- between UC and CD.
tocystis hominis, Bacteroides necrophorum, Bacteroides fragilis,
Pseudomonas maltophilia, Helicobacter hepaticus or pylori spe-
cies[1,7,8]; fungi like Histoplasma and Monilia[1]; virus such as LARGE COMMERCIAL MARKETING OF
lymphopathia venereum, Behcet’s virus, cytomegalovirus, SACCHARIN IN 1887 AND THE EMERGE
Echo A, B adenovirus, Epstein-Barr, rotavirus, Norwalk
virus, influenza, mumps, measles, herpes, Coxsackie A and OF CLUSTERED CASES OF ULCERATIVE
B, Reovirus, Polio virus, Paramyxovirus[1,7,8]; protozoa and COLITIS SINCE 1888, STARTED FROM
parasites like Escherichia histolytica[1]; vaccines such as the tri-
valent measles, mumps and rubella and Bacillus Calmette- THE UNITED KINGDOM
Guérin[9,10]; microparticles of aluminum, titanium , silicon The discovery of saccharin in 1878 from coal tar and its
oxides, calcium phosphate from the diet, tooth paste, large-scale production and marketing since 1887
dust or soil[8,10-12]; drugs like oral contraceptives and non- Saccharin was discovered in 1878 by Constantin Fahlberg,
steroid anti-inflammatory drugs (NSAIDs)[10,13]; dietary a young chemist from Germany who engaged in research
components like protein, fat, sugar, fruits and vegetables, in Professor Ira Remsen’s laboratory at Johns Hopkins
margarine, dairy products, coffee, coca cola, fast food[10], University in Baltimore, Maryland, the United States[22-24].
or glycoalkaloids in potato[14], and carrageenan in sea- One evening, Fahlberg found extra sweetness of bread
weeds[15]; smoking[1]; and other factors like refrigeration and his hand during dinner, and tracked to its source to a
(cold chain)[8,10,16]. Despite that, the cause of IBD remains coal tar product in the lab. Later, it was revealed that this
virtually unknown, as none of them can well explain chemical was 300 to 500 times as sweet as sugar and had
the dynamically changed profiles of IBD. For instance, little toxicity[22-25]. In 1882, Constantin Fahlberg himself
smoking is currently regarded as the most determined consumed 10 g of the chemical and experienced no ad-
environmental factor for IBD: it reduces the risk of UC, verse reactions[26]. Most of it passed the body unchanged,
while exacerbates CD[2]. Despite that, the low prevalence through urine or feces[22,25]. In 1884, associated with his
of CD in heavily smoking countries like China and high uncle, Adolph List, of Leipzig, Germany, Fahlberg tried
prevalence of CD in the low smoking countries like pilot experimental production of this chemical in New
Canada suggest the contribution of smoking in the gen- York and named it as saccharin (also called saccharine at
eral population being negligible and other factors in the some occasions)[23]. Due to the high expenses of labor
environment would have played the predominant role[2]. and materials in New York, Fahlberg, together with his
Another example would be the Mycobacterium avium cousin, established the firm Fahlberg, List and Co. and
subspecies paratuberculosis (MAP), a bacteria that causes built a factory in Salbke, Germany in 1886 for the com-
Johne’s disease in cattle, that had been suspected the cau­ mercial production of saccharin[22-24,27]. Large quantities
sative factor for CD as early as 1913[17]. Despite a century of saccharin were produced and reached the market in
long research and debate, a causal relationship between 1887[28]. After that, more factories were established in
MAP and CD still cannot be established[18,19]. MAP hy- Germany[22]. The production of saccharin in Germany be-
pothesis also failed to explain the cause of UC, which has fore its ban by the end of 1902 is showed in Table 1[29-33].
been the main form of IBD in most circumstances. Since later 1890s, factories were also built in other coun-
About a decade ago, I found that digestive proteas­ tries like France[34] and the Switzerland [31,35]. In 1901,
es like trypsin and chymotrypsin can be inactivated by John Francis Queeny established Monsanto in St. Louis,
free (unconjugated or deconjugated) bilirubin but not Missouri, the United States for the sole purpose of sac-
conjugated bilirubin or biliverdin. Further pursuit in charin production[27,36]. For the first several years, all the
the literature led me to suspect that impairment in this saccharin it produced was sold to Coco Cola, then a small
process due to inhibition of gut bacteria (thus the major company in Atlanta[27,36].
source of β-glucuronidase that is needed for deconjuga-
tion of the mostly conjugated biliary bilirubin) by dietary The favorite use of saccharin in United Kingdom since
chemicals like saccharin may have played an important 1887 but dislike or ban of saccharin in Germany and
causative role in IBD, as the result of damage of the most of the other Western countries in the early years
protective mucus layer and the underlying gut tissue by Although saccharin was only produced in Germany in
the poorly-inactivated digestive proteases[20]. Recently, I the early years after its marketing in 1887, only about
further found that sucralose, the new generation of arti- 3% of saccharin was actually consumed in Germany[37],

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Qin X. Etiology of IBD

Table 1 Saccharin production in Germany before its ban by waters and, presumably, for use wherever it could take
the end of 1902 the place of genuine sugar. It is altogether different in
France, where it has been entirely contraband and even
Year Number of factories Production (tons) in Germany, where it is manufactured to so considerable
1888 1 5.2[29] an extent, efforts are made to hold it under control”[48].
1889 1 14.6[30] Therefore, it would be not surprising that, shortly after its
1896 3 33.5[31] marketing, saccharin soon appeared in almost any family
1897 4 34.7[31]
grocer, instead of chemists’ shop in United Kingdom[49].
1898 5 78.4[31]
1899 6 130.3[31] As the result, United Kingdom was the biggest buyer of
1900 6 159.4[32] saccharin at that time. As stated in the publication: “the
1901 6 189.7[31] American trade (of saccharin) has been inconsequential.
1902 6 174.8[31] In 1891 the export to New York was only about eight
1903 1 40[33]
hundred kilograms (1800 pounds approximately), while
during the same period 7200 kg were shipped to Eng-
land”[50].
mainly due to the bad image of this coal tar product in
that country. Saccharin was regarded as being inferior
and only consumed by people who could not afford the Emergence of clustered cases of ulcerative colitis since
luxury of sugar[38]. A domestic servants’ club even ad- 1888, started from United Kingdom
vocated a commitment not to working for people who Although it was suspected that some forms of diarrhea
sweetened their coffee with saccharin instead of sugar[38]. described in ancient books could be sporadic case of
In 1902, saccharin production was eventually brought UC[1], it appeared that clustered cases of UC only started
under strict control in Germany[24]. Only one firm, Fahl- to emerge after 1888. As stated by Dr. Sidney Philips in
berg, List and Co, among the six factories was allowed his discussion during the first symposium on IBD in the
to continue producing saccharin[24], and it was regulated world in 1909 that presented a collection of more than
that saccharin can only be used for medicinal purpose three hundreds of UC patients from 9 hospitals in Lon-
and available through pharmacies[24]. The production of don: “Ulcerative colitis appeared to be much more com-
saccharin in Germany reduced from nearly 190 tons in mon now in this country than formerly. There was no
1901 to about 40 tons in 1903[33], among which only 3 mention of it in any of the published reports of any of
tons were consumed within Germany, with the remaining the London hospitals before 1888, when Dr. Hale White
being exported to other countries[33]. Similar as Germany, published cases in Guy’s Hospital Reports. It was not
many other countries like France, Italy, Spain, Belgium, mentioned in St. Bartholomew’s or Westminster Hospital
Holland, Portugal, Russia, Austro-Hungary also put strict Reports before 1893, nor in the London Hospital Re-
regulations on the importation, production, and use of ports till 1897. And the textbooks used twenty or thirty
saccharin during these early years[39,40]. These restrictions years ago, such as Bristowe’s and Hilton Fagge’s, made no
greatly stimulated the smuggling of saccharin in Europe, allusion to it. The speaker himself had seen many cases
with saccharin being hidden in chocolate or match boxes, at St. Mary’s Hospital and elsewhere since 1888, but not
oil or milk cans, artificial stones or candles, coats, vests, before then”[51]. In addition, Dr. Philips even suspected
suits with secret pockets, feed bags for horses, carousel, that the increase in UC might be caused by some food
or even coffin[41]. additives. He stated: “Possibly the cause of acute ulcer-
In contrast to the countries above, saccharin was great­ ative colitis was connected with our food supply; tinned
ly appreciated in the United Kingdom. Even before its or preserved foods might have something to do with it[51].
appearance on the market, saccharin had been highly Interestingly, saccharin was largely used in early years in
praised by some eminent authorities like Sir Henry E. canned foods to preserve vegetables, fruits and meats,
Roscoe, who had been a member of the parliament, a fel- taking the advantage of both its sweet and antiseptic
low of royal society, and presidents of Chemical Society, properties[25,52].
the Society of Chemical Industry, and the British Associ-
ation[42-44]. In the presidential inaugural address on August THE WIDESPREAD USE OF SACCHARIN
27, 1886, he stated that: “the most remarkable instance is
the production of an artificial sweetening agent, termed DURING THE TWO WORLD WARS AND
saccharine, prepared by a complicated series of reactions THE SPREAD OF ULCERATIVE COLITIS IN
from coal tar”[42,43]. People were assured by official ana-
lysts and doctors that saccharin was harmless and enjoy- WESTERN COUNTRIES
able[45,46]. Pamphlets with detailed descriptions of many During World War Ⅰ, the shortage of sugar caused great
formulae and uses of saccharin were written by professor demand for saccharin[53,54]. Figure 1 demonstrated this
and editor and distributed to households[46,47]. As stated in dramatic increase of saccharin consumption in Germa­
a publication in early twenty century: “Here we now have ny[38,54]. The ban on saccharin was lifted in Germany and
a coal oil product deliberately recommended in England other countries, accompanied by a striking increase in
as a valuable and suitable agent for sweetening mineral saccharin production[53,54]. In 1916, saccharin production

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Qin X. Etiology of IBD

600
Saccharin consumption in Germany (tons)

500

400

300

200

100

0
1887

1890

1893

1896

1899

1902

1905

1908

1911

1914

1917

1920

1923

1926

1929

1932

1935

1938

1941

1944
Figure 1 Saccharin consumption in Germany over time (1887-1944).

in Germany resumed to 1 ton per day[33]. In France, four literature on this disease, one is struck by the similarity
more factories were equipped to produce saccharin[55]. of the articles. It seems obvious that these writers from
In the United States, saccharin became allowed using in various countries are all dealing with the same condition,
soft drinks and foods[56]. In addition to increased produc- and not, as has been suggested, with different diseases
tion, the importation of saccharin in the United States brought under the same name-ulcerative colitis”[60].
increased from 8 pounds in 1914 to 5617 pounds in 1915 In the United States, more cases of UC were seen
and 12954 pounds in 1916[57]. Despite the increased pro- since World War Ⅰ. For instance, Logan reported 117 cas-
duction and importation, the price of saccharin in New es of UC treated in Mayo Clinic up to 1918, with 19 cases
York market increased from $1.15-1.25 per pound in being before 1915, 18 cases during 1915, 23 cases during
1914 to $2.85-11.50 in 1915, $11.50-21.50 in 1916, and 1916, 57 cases during 1917 and to April 1, 1918[61], while
$20.50-46.00 in 1917[53], reflected the great increases in there were 693 cases between 1923-1928[62,63]. In 1922,
the demand and consumption of saccharin during this Dr. Yeomans in the Department of Surgery, Columbia
period. University College of Physicians and Surgeons reported
In accordance with the spread use of saccharin since 65 cases of UC mostly observed during 1916 and 1921
World War Ⅰ, UC cases were also more frequently seen with only 6 cases before that[64]. During this period, many
in countries other than United Kingdom. As stated by UC patients were also reported in California[65], Massachu-
Dr. Evans: “During the recent war (1914-1918), while setts[66], and other places[67].
acting as surgeon to an improvised hospital for Turk- World War Ⅱ resulted in another jump in saccharin
ish prisoners in Mesopotamia, and later as civil surgeon consumption (Figure 1). In the United States, Sigma
of Baghdad, an opportunity arose of observing a large Chemical Co. was formed to manufacture saccharin and
number of cases of colitis; the majority were chronic Monsanto resumed large-scale production to meet the
and were complicated by scurvy. The combination of high demand[68]. Interestingly, record high incidence of
these two diseases made the colitis extremely intrac- IBD was also seen during this period. For instance, 525
table, and in consequence large numbers died. While in cases of UC were diagnosed in male United States Army
Mesopotamia Ⅰ performed appendicostomy for intrac- in 1944, with a rate as high as 12 per 100 000 in 40-45
table ulcerative colitis in ten patients-Turks, Arabs, and age group[69]. This may relate to the preferred use of
Indians”[58]. This helped the recognition of UC as an saccharin in the United States army. As early as in 1896,
independent entity other than, for instance, dysentery. United States army had chosen saccharin rather sugar as
As stated by Lups S: “In the latter part of the nineteenth the emergence ration for sweetening coffee or tea, taking
century most clinicians considered this affection which the advantage of its immaterial weight as well as the anti-
later was called ‘ulcerative colitis’ belonging to the dys- septic property to reduce the prevalence of diarrheas[70].
entery group, even after 1903, when Boas expressed the
view that ulcerative colitis was an independent disease. THE DRAMATIC INCREASE IN
About 1914, however, there was a marked change in the
viewpoints of many observers on this question although SACCHARIN CONSUMPTION SINCE
many still felt that it was of dysenteric origin. They knew 1950S AND THE REMARKABLE
full well that only in a few cases true dysenteric organ-
isms were found”[59]. In another paper published in 1928, INCREASE IN INFLAMMATORY BOWEL
Dr. Thorlakson stated that:“the subject of ulcerative DISEASE DURING 1950S AND 1970S IN
colitis has received a great deal of attention in the medi-
cal literature of all countries during the past decade. In COUNTRIES LIKE THE UNITED STATES
reviewing the English, German, French and American Although the shortage of sugar in World War Ⅰ and Ⅱ

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Qin X. Etiology of IBD

A 90 UC sauces and dressings, canned fruits, dessert toppings, coo­


80 CD kies, cereals, gums, jams, candles, ice cream and puddings,
70
IBD
in addition to as a non-nutritive tabletop sweetener[72].
Number of IBD cases

60 It was also used in drugs, toothpaste, mouthwashes and


50
cosmetics[72].
In accordance with this dramatic increase in saccharin
40
consumption, the incidence of IBD also showed a strik-
30 ing increase during this period. This was clearly demon-
20 strated in the study by Stowe et al[73], which showed the
10 annual incidence of both UC and CD in Monroe County,
0 New York between 1920s and 1986 (Figure 2A). From
Figure 2B we can see the increase in IBD for up to later
1920

1930

1940

1950

1960

1970

1980

1990
1970s paralleled neatly with the increased consumption
of saccharin during the same period[74], with a very signif-
B Approval of aspartame use in soft drinks
icant correlation (Figure 2C). The correlation coefficient
Finding the carcinogenecity
between saccharin consumption in the United States and
Saccharin consumption in US (pounds)

7000 000 and attemting ban of saccharin 90

New IBD cases in Monroe County


Marketing of diet drinks 80 the new cases of UC, CD and IBD (UC + CD) in Mon-
6000 000
sweetened with saccharin 70 roe County were 0.930, 0.935 and 0.948, and the P value
5000 000
Beginning of 60 being 3.43 × 10-8, 1.90 × 10-8, and 3.85 × 10-9, respec-
4000 000 World War Ⅱ 50 tively.
3000 000 40
30
2000 000
20
DISCOVERY OF CARCINOGENICITY OF
1000 000 IBD
Saccharin
10 SACCHARIN IN LABORATORY ANIMALS
0 0
IN 1970S AND THE LEVELING OFF
1918
1922
1926
1930
1934
1938
1942
1946
1950
1954
1958
1962
1966
1970
1974
1978
1982
1986

OR DECREASE OF INFLAMMATORY
C BOWEL DISEASE OBSERVED IN MANY
r = 0.948
7000 000
Saccharin consumption in US (pounds)

P < 0.000 000 005 COUNTRIES SINCE THE SAME PERIOD


6000 000
From Figure 2A, we can see the incidence of both UC
5000 000 and CD in Monroe County reached a peak in 1978, fol-
4000 000 lowed by a mysterious rapid decrease after that. Again,
3000 000
this change was in accordance with the finding of the
carcinogenicity of saccharin in animals and the attempted
2000 000 ban for its use in the United States in 1977[26]. Due to
1000 000 the protest from the public the congress imposed a two
0
year moratorium instead of a complete ban on saccharin,
0 20 40 60 80 100 but passed the Saccharin Study and Labeling Act that re-
New IBD cases in Monroe County, New York quired further studies on saccharin and putting a warning
label on products containing saccharin[26]. Study showed
Figure 2 The dramatic increase in saccharin consumption since 1950s that these events indeed affected saccharin consumption,
and the remarkable increase in inflammatory bowel disease during 1950s
especially for those with high education and families with
and 1970s in countries like the United States. A: Occurrence of ulcerative
colitis (UC), Crohn’s disease (CD), and inflammatory bowel disease [inflamma- children[75]. Not only in Monroe County in New York, the
tory bowel disease (IBD) = UC + CD] in Monroe County, New York during 1920s leveling off or decrease in IBD in later 1970s and 1980s
to 1980s; B: A comparison of the temporal change of IBD in Monroe County, was also seen in other cities of the United States such as
New York and the saccharin consumption in the United States; C: Correlation Olmsted County, Minnesota[76], as well as in many other
between IBD in Monroe County, New York and the saccharin consumption in countries such as Canada[77], Demark[78,79], Germany[80],
the United States.
Japan[81], Israel[82], Sweden[83-86] and United Kingdom[87-90]
(Figure 3). In 1981 aspartame was approved by Food and
led to increased consumption of saccharin as a sugar Drug Administration (FDA) of the United States for use
substitute, a huge increase only occurred since late 1950s, in dry food products[91]. On July 8, 1983 FDA further ap-
when low calorie high intensity sweetener began to be proved the use of aspartame in carbonated beverages and
used in foods and drinks designated for special diets[56,71]. syrups[91]. Aspartame soon became the main high intensity
In 1976, approximately 7 million pounds of saccharin sweetener in the market, with a sharp decline in saccharin
were consumed in the United States, with soft drinks ac- use and consumption[91], which was in accordance with
counted for 74 percent of those used in foods and bev- the remarkable decrease in the incidence of UC and CD
erages[72]. Saccharin had been used in juices and drinks, observed in Monroe County at this period (Figure 2A).

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Qin X. Etiology of IBD

12 Canada 8 7 Isreal

10 6
6 5
8
4
6 4
UC

UC
CD
3
4
2
2
2 UC, Alberta
1
CD, Alberta
0 0 0
1965 1970 1975 1980 1985 1965 1970 1975 1980 1985

10 Denmark 5 15 Sweden 10
9
8 4 8
7
10
6 3 6
5
UC

UC
CD

CD
4 2 UC, Orebro 4
3 5
UC, Uppsala
2 UC, Copenhagen 1 CD, Orebro 2
1 CD, Copenhagen CD, Stockholm
0 0 0 0
1960 1965 1970 1975 1980 1985 1990 1960 1965 1970 1975 1980 1985 1990

6 Germany 3 8 United Kingdom 8

5
6 6
4 2

3 4 4
UC

UC
CD

CD
CD, Blackpool
2 1
CD, Uppsala
2 2
UC, Tubingen UC, Cardiff
1
CD, Tubingen CD, Cardiff
0 0 0 0
1970 1975 1980 1985 1960 1965 1970 1975 1980 1985 1990

0.5 Japan 0.10 12 United States 10

10 8
0.4 0.08

8
0.3 0.06 6
6
UC

UC
CD

CD

0.2 0.04 4
4

0.1 UC, Nationwide 0.02 2


2 UC, Monroe UC, Olmsted
CD, Nationwide
CD, Monroe CD, Olmsted
0.0 0.00 0 0
1960 1965 1970 1975 1980 1985 1960 1965 1970 1975 1980 1985 1990

Figure 3 A leveling off or decrease of ulcerative colitis or Crohn’s disease during 1970s and 1980s in the different countries such as Canada, Demark, Ger-
many, Japan, Israel, Sweden, United Kingdom, and United States. UC: Ulcerative colitis; CD: Crohn’s disease.

1980s, the increase again of IBD since 1990s was ob-


THE REBOUNDED USE OF SACCHARIN
served in many of these places such as Denmark[92], Swe-
AND THE INCREASE AGAIN OF den[86,93,94], United Kingdom[89], and the United States[76].
INFLAMMATORY BOWEL DISEASE This was again in accordance with the rebounded use of
saccharin. After finding the carcinogenicity of saccharin
SINCE 1990S in animals in 1970s, many studies were carried out. As
Although a leveling off or decrease in IBD was observed the result, most studies failed to show a link between sac-
in many places (Figure 3) during the later 1970s and early charin consumption and bladder cancer in humans[95,96].

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Qin X. Etiology of IBD

People gradually regained confidence in saccharin con- thus IBD. Recently, I found evidences suggesting sucra-
sumption. Saccharin production boomed again, largely lose, the new generation of artificial sweetener, might
because saccharin is very cheap and also very stable thus be just an example. Sucralose is synthesized by replacing
can be used in a wide range of drink and food products three hydroxyl groups of sucrose with three chlorides,
and put on the shelf for a long time[97,98]. In China, sac- which makes it 600 times as sweet as sucrose[109]. Like
charin production increased from about 8000 tons in saccharin, sucralose is stable under heat and over a broad
middle 1980s[99], to 13 126 tons in 1991 and 29 175 tons range of pH, and most of it passes through the body
in 1998, accompanied by dramatic increases in both do- without further metabolism[97,109]. However, sucralose has
mestic use and exportation[100]. The great adverse impact a much lower absorption rate but a much high acceptable
on sugar industry led the Chinese government adopting daily intake and thus a more potent impact on gut bac-
strict measures to limit the production and domestic use teria[97,110]. Sucralose was first approved for use in drinks
of saccharin. In the United States, after multiple times and foods in Canada in 1991, which was in accordance
of renewal of the two year moratorium, the National In- with the dramatic increase of IBD seen in Alberta[111]
stitute of Environmental Health Sciences finally delisted and CD in Montreal[112] since early 1990s, as well as the
saccharin from carcinogen list in 2000 and the “Sweetest finding in recent studies that Canada suddenly became a
Act” of the Congress eliminated the requirement for put- country with the highest incidence of IBD[113,114]. After
ting the warning label on saccharin products[26]. This is Canada, sucralose was approved in Australia in 1993, in
accompanied by a dramatic increase in saccharin importa- New Zealand in 1996, in the United States in 1998, and
tion from 2 772 000 pounds in 2000 to 8 346 000 pounds in the European Union in 2004, which was again in ac-
in 2008[101]. In 2007, 52 212 000 pounds of saccharin were cordance with the dramatic increase or the record high
exported world wide, with millions of pounds of sac- incidence of IBD in Australia[115], New Zealand[116], the
charin being imported in countries like Germany, Spain, United States[117] and Norway[118] (Figure 4)[21]. Currently,
United Kingdom, South Korea, Japan, India and Brazil[101]. sucralose has been approved for use in more than 80
These massive use of saccharin may have contributed to counties[119], and started to appear in rivers and other
the worldwide increase of IBD in recent years[102]. surface waters of many countries[120]. In countries like the
United States artificial sweeteners are now used by more
SUCRALOSE, A NEW GENERATION OF than half of the population, with sucralose by far the
number one in the market and being used in thousands
ARTIFICIAL SWEETENER, MIGHT BE of food and drink products[121]. This unrestricted use
ANOTHER IMPORTANT RISK FACTOR of sucralose may be also the explanation for the recent
remarkable increase of IBD in children as observed in
THAT CONTRIBUTED TO THE RECORD many studies[122]. We may expect to see more reports on
HIGH INCIDENCE OF INFLAMMATORY record-breaking incidence of IBD, both in adults and
children.
BOWEL DISEASE SEEN RECENTLY IN
MULTIPLE COUNTRIES
THE POSSIBLE MECHANISM OF
The evidences demonstrated above provided a simple
explanation for many puzzles of IBD such as the emer- INFLAMMATORY BOWEL DISEASE: THE
gence and temporal changes of IBD in last century. It BACTERIA-PROTEASE-MUCUS-BARRIER
suggests saccharin might be the key causative factor for
IBD, by primarily its inhibition on gut bacteria[20]. This no­ HYPOTHESIS
tion is supported by the recent large-scare studies show- After the emergence of IBD about a century ago, numer-
ing antibiotics greatly increased the risk of IBD[103,104]. ous hypotheses had been suggested as the possible mech-
Although both saccharin[105-107] and antibiotics can inhibit anism, which included infection, toxicants, psychogenic
bacteria, saccharin would have a much more great im- disturbances, nutritional deficiencies, allergy to pollens or
pact on the general population due to the wide extensive foods, abdominal trauma, impaired vascular or lymphatic
use[108]. When United States FDA attempted a ban on circulation, lysozymes and other enzymes[1,123,124], or the
saccharin in 1977, saccharin was used as the only non- excessive or deficient immune response due to reduced
nutritive sweetener by up to 70 million Americans[74]. exposure to bacteria or helminthes[125,126]. Most of them
Saccharin was the first and oldest artificial sweetener. were invalidated and forgotten. Up to date, a full coher-
From its marketing in 1887 until a temporary decline ent mechanistic explanation for IBD is still lacking, but
in the market due to the heavy use of aspartame since people start to realize that the pathogenesis of IBD in-
1980s saccharin had been the only or the predominant volves four fundamental components: the environment,
artificial sweetener, which made it a key dietary chemical gut microbiota, the immune system and the gene[127-129].
in last century. However, more and more chemicals were Currently, the dominant theory regarding the increase of
introduced and became heavily used as food additives in IBD (as well as other autoimmune and allergic diseases)
modern society. It would be no surprising that some of in modern society is the “hygiene hypothesis”, which
them may also have a significant impact on gut bacteria, proposes that these diseases are caused by an aberrant

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Qin X. Etiology of IBD

A 7 Canada B 7 Canada

6 6

Prevalence of CD in Quebec
Incidence of IBD in Alberta

5 5

4 4

3 3

2 2
Approval of sucralose Approval of sucralose use
1 use in Canada in 1991 1 in Canada in 1991

0 0
1983
1984
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005

1990
1991
1992
1993
1994
1995

1996
1997
1998
1999
2000
2001
2002
C 300 Australia D 10 United States
9
New cases of IBD in Brisbane

in children in north California


Incidence of IBD (CD + UC)
250
8
7
200
6
150 Approval of 5
sucralose use in 4
100 Australia in 1993 3
Approval of sucralose use
2 in United States in 1998
50
1
0 0
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006
E 12 Norway
Incidence of pediatric IBD in Oslo

10

4
Approval of sucralose use by
European Union in 2004
2

0
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007

Figure 4 Relationship between the increase of inflammatory bowel disease and approval of sucralose in countries like Canada, Australia, United States
and Norway. IBD: Inflammatory bowel disease; UC: Ulcerative colitis; CD: Crohn’s disease.

development and response of the immune system due nism for the increased intestinal permeability as well as
to the reduced exposure to microorganisms such as the IBD, featured by the Bacteria-Proteases-Mucus-Barrier
microbes in the gut[127,128]. However, this theory neglected hypothesis.
another fact: the increased intestinal permeability, which As shown in Figure 5, this hypothesis proposes that
has been observed not only in these patients and their the increased intake of dietary chemicals like saccharin
healthy relatives[130,131], but also in their spouse[130,132], sug- and sucralose caused a significant reduction in gut bac-
gesting likely a prerequisite condition for these diseases. teria, along with a failure for prompt replenishment due
As the gut contains such a large amounts of bacteria that to the improved hygiene in modern society. This led to a
are ten times of the number of cells of our body and can remarkable decrease in β-glucuronidase in gut lumen, re-
kill the host thousands of times over, I believe it would sulting in impaired deconjugation of the biliary bilirubin
be the permeability of the gut rather the absolute number and the subsequent inactivation of digestive proteases.
of the bacteria in gut lumen that determined the level of Then these poorly inactivated proteases work synergisti-
exposure[133]. Therefore, the enhanced immune activities cally with the glycosides from the remaining bacteria
seen in these patients may just be a normal response to to cause an accelerated degradation of the mucus layer,
the increased infiltration of bacterial and dietary compo- resulting in damage of the gut barrier (the Bacteria-Pro-
nents from the gut lumen[133]. Then the key to the mystery tease-Mucus-Barrier hypothesis). This will further result
would be to know what caused the increased intestinal in infiltration of bacteria and their components (mainly
permeability in modern society. Here I propose a mecha- in the large intestine) and recruitment of neutrophils

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Qin X. Etiology of IBD

[20] [21] [137,138] [20,141]


Saccharin , sucralose and some other dietary chemicals in modern society Impaired Inactivation of digestive proteases

[108,139]
Antibiotics → ← other agents? [20,141]
Increased protease activity in the gut lumen

[137]
Inhibition of certain kinds of gut flora Degradation of the
[144]
(-) Meat[145,146]
core peptide of mucin

(-) Failure of replenishment due to the [147]


[137,140]
(par) enteral nutrition
clean diet, water and air

Degradation of the oligosaccharide side chains of mucin


[20,141]
Less b-glucuronidase by excessive amounts of bacterial glycosidases
[144]

[144]
[142] (Mucus in germ-free animals is well preserved )
Probiotics
[20,141]
Impaired conversion of conjugated bilirubin to free bilirubin Loss of mucus layer
[144]

[20] [144]
Decrease bilirubin availability Exposure of epithelium
[143]
(e.g., primary sclerosing cholangitis )
[133,148]
Damage of the epithelium and increase in intestinal permeability ← Nonsteroidal antiinflammatory drugs, etc.

[20] [20,136]
(Mainly in the large intestine ) Inflammation of the gastrointestinal and (In small and large intestine )
Infiltration of bacteria and their components increased immune response of the body
[149]
Infiltration of antigens and particles
(lipopolysaccharide, etc. ) (Dietary, etc. )

Extra-intestinal symptomes
[20] [20]
Recruitment of neutrophils (liver, eye, skin, mouth, etc. )
[149] Recruitment of macrophages and lymphocytes

[20]
Crypt abscess Granuloma
[20]

(Feature of ulcerative colitis) (Feature of Crohn’s disease)


Further reduction in gut bacteria

Figure 5 An overall hypotheses for the cause and mechanism of inflammatory bowel disease (both Crohn’s disease and ulcerative colitis).

lead­ing to the formation of crypt abscess[20], the char- dance with many facts. Figure 6 further illustrated the
acteristic change of UC[134]; while at places or situations mechanism of IBD as well as the relationship between
being relative sterile, the increased infiltration of antigens UC and CD. It explained why gut damage and IBD start-
and particles from gut lumen would result in accumula- ed to appear and became more prevalent along with the
tion of macrophages and formation of inflammatory improved sanitary condition but failed to develop under
granulomas[20], the hallmark of CD[134] (Figure 5). This both conventional and germ-free condition[144], and pre-
would further induce enhanced immune response of dicted a shift of predominance from the bacteria-medi-
the body, leading to further damage of the gut as well as ated UC to antigen/particle-mediated CD along with the
extra-intestinal manifestations in the joints, skin, eyes and decrease in gut bacteria in modern society or other cir-
mouth, etc.[135,136]. More detailed descriptions regarding the cumstances (Figure 6B). It provided a simple explanation
proposed mechanism can be found in the corresponding for many big puzzles in IBD such as: (1) the discrepancy
references[20,21,108,133,136-151]. between the temporal changes of UC vs CD: Many stud-
ies had revealed a regular pattern that UC emerged first,
then reached a plateau or even started to decrease, while
ULCERATIVE COLITIS AND CROHN'S CD showed a delayed appearance but accelerated increase
DISEASE ARE LIKELY JUST TWO with an eventual tendency to pass UC[2]. This would be
just the pattern demonstrated in Figure 6B; (2) The in-
SYMPTOMS OF THE SAME MORBIDITY crease in colonic CD over time: Studies in Stockholm
RATHER THAN TWO DIFFERENT County, Sweden found that colonic CD increased from
15% during 1959-1964 to 32% during 1980-1989, and
DISEASES further to 52% during 1990-2001, while the ileocaecal
The Bacteria-Protease-Mucus-Barrier hypothesis and CD decreased from 58% during 1959-1964 to 41% dur-
mechanism of IBD as described above and illustrated ing 1980-1989, and to 28% during 1990-2001[86,93]. Similar
in Figure 5 suggest that UC and CD share virtually the changes were also observed in other long-term studies
same cause, thus UC and CD would be just two symp- such as the one conducted in Cardiff, United Kingdom[89].
toms of the same morbidity rather than two different Again, Figure 6B illustrated the anticipated shift of UC
diseases. This notion contradicts the current main stream to colonic CD over time; (3) the inverse relationship be-
of thoughts that are trying to dissect UC and CD into tween age and colonic CD in children: It is found that
multiple subtypes with different causes and diverse mech- the younger the children, the more likely they had colonic
anisms[152]. Nevertheless, this new perception is in accor­ CD[153]. This may be just due to the younger the children,

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Qin X. Etiology of IBD

A Carbohydrate side chains that can be with genes related to neutrophil extravasation and epithe-
degraded by glycosidases enriched in gut bacteria
lial defense such as LSP1[154].
Core peptide that can be broken down by digestive proteases
Single mucin
molecule CONCLUSION
Bundles of Currently, tremendous efforts have been taking for re-
mucins search on the genes, the microbiota and the immune
system: genome-wide association studies to find out the
Gut bacteria susceptible loci among the tens of thousands of genes
Gut lumen
Mucus layer
in our body; metagenome, metaprotome, and metabo-
Epithelial layer lome analyses of gut microbiota that contains more than
100 times of genes than our own genome[155] to find
out the bacteria responsible; and extensive studies on
Goblet cell
the many cells, signal pathways, mediators and cytokines
of the immune system to find out aberrant immune re-
B
Max Bacterial glycosidases in lower intestine to break sponse[127,128,156-158]. IBD emerged and became epidemic
down oligosaccharide side chains of mucin for about a century, suggesting the factors in environ-
ment rather than the gene or other factors within the
body would be the primary cause. Increased risk of IBD
Mucus degradation, Digestive proteases in in twins, families, or the same ethnic groups may attribute
which would be lower intestine to break to not only the gene, but also environmental factors they
parrallel to IBD down core peptide of mucin shared such as the type of diet[159,160]. This article propos-
CD
es saccharin being the key causative factor that contrib-
IBD uted greatly to the emergence and epidemic of IBD in
UC last century. As described above, there were big variations
0 in saccharin regulation and consumption among the dif-
0
Conventional Germ free ferent countries and also in the different periods or even
(Along with improved hygiene and increased intake of inhibitory agents) different parts (such as the different states in the United
States[161]) within a country. This may explain the constant
Figure 6 Ulcerative colitis and Crohn’s disease are likely just two symp- temporal changes and big geographical variations in IBD,
toms of the same morbidity rather than two different diseases. A: The
structure of mucin; B: Mechanistic sketch of the temporal changes of ulcerative
and why similar changes were more likely seen within the
colitis (UC) and Crohn’s disease (CD) and their relationship. A reduction in border of a country rather than the closeness between
gut bacteria along with the improved hygiene and increased intake of dietary cities[3,5]. In the developed countries, saccharin may be
chemicals like saccharin and sucralose will result in impairment in digestive more frequently used by white collars working in the of-
proteases inactivation. The poorly inactivated proteases will work together with fice, while saccharin may be more likely consumed by
glycosidases from the gut bacteria to cause accelerated degradation of the
mucus layer that is proposed here paralleling the risk of developing inflamma-
people in lower class in the developing countries due to
tory bowel disease (IBD = UC + CD). UC and CD differ in that UC is caused by its cheapness. This may contributed to the high incidence
the increased infiltration of bacteria and the resultant recruitment of neutrophils of IBD in high social, economical, educational status in
and formation of crypt abscess, while CD is caused by increased infiltration of the developed countries[162], while some early study in In-
luminal antigens and particles and the resultant recruitment of macrophages dia found almost all the patients belonged to the middle
and formation of granulomas. Thus the reduction in gut bacteria along with the
modernization or other factors will result in a shift of predominance from the
and poorer classes under poor hygiene condition[163], in
bacteria-meditated UC to antigen/particle-mediated CD. Max: Maximum. accordance with a heavy saccharin consumption in that
country[164]. This would suggest improved hygiene itself
might facilitate but still not be sufficient, while some
the less population of bacteria in their gut; (4) the more dietary chemicals might be enough to cause significant
pronounced increase in the risk of CD than UC along impact on gut bacteria and IBD. This notion is also in
with the use of antibiotics[103]: again, this would be just accordance with the close relationship of IBD with west-
the result of shift from UC to colonic CD along with the ernization rather industrialization, as demonstrated by the
dramatic decrease in gut bacteria by the antibiotics; and much low incidence of IBD in the developed countries
(5) the proposed mechanisms as demonstrated in Figure like Japan, Singapore and Hong Kong[138,156]. The recent
5 and Figure 6 may even provide some explanation for increase again of IBD in the developed countries is also
the similarities and discrepancies in the susceptible genes unlikely attribute to a further improvement in hygiene
between UC and CD: UC and CD as well as other disea­ condition. At early times, saccharin was mainly used as a
ses like psoriasis and ankylosing spondylitis shared some tabletop sweetener in the restaurants, tea houses or coffee
common genes related to chronic inflammation such as shops, thus men may have more chance to consume than
interleukin-23 pathway, while CD being more associated housewives. However, in modern society, dietary drinks
with genes related to the function of macrophages such or foods may be more consumed by young ladies for
as NOD2 and autophage, but UC being more associated concerns on their body weight. This may account for the

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Qin X. Etiology of IBD

changes and variations in gender and age of IBD over come the main form of CD[166-168]. Apparently, the CD we
time[3,5,6]. The recent finding of the even stronger impact are talking about today is no more the “regional ileitis”
of sucralose on gut bacteria further provided a possible when this disease was defined by Crohn et al[169] in 1932.
explanation for the record high IBD observed recently in These CD cases are also no more the resemblance of
multiple countries[21,114], as well as the remarkable increase Johne’s disease in cattle, but rather IBD frequently seen
of IBD in children[122]. Epidemiological study revealed in dogs and cats[146]. Many of the colonic CD diagnosed
spotted areas with high IBD[165]. Probably we should add today would be just UC cases early. On the other hand,
another thing to the checklist: to see if there is any fa- the advance in endoscopies and other technologies led
mous bakery, restaurant, or bar where foods or drinks are to reveal that a substantial portion of UC patients have
sweetened heavily by these artificial sweeteners. ileitis (backwash ileitis) and the prevalence of inflamma-
Although it is proposed here that saccharin and sucra- tion seen in the esophagus, stomach, and duodenum is
lose might be the key causative factors for IBD, it does comparable among CD and UC[170], further suggesting
not mean to rule out that some other genetic or environ- the intimate similarities between UC and CD. As stated
mental factors may also be capable of affecting or con- above, the discrepancy between the temporal changes of
tributing to IBD one way or the other. UC vs CD would actually reflect their intimate connec-
However, the peculiar changes of IBD such as the tion. Elucidating the true relationship between UC and
recent worldwide increase of IBD, especially in the devel- CD would be the crucial step for a full understanding of
oped countries in children, seems unlikely to be explained IBD.
by any of the currently suspected factors like the genes, This paper proposed a unified hypothesis regarding
smoking, NSAIDs, conceptive, appendectomy, sunshine the etiology for IBD, including the cause and mechanism
and vitamin D, refrigeration, reduced exposure to bacte- of IBD as well as the relationship between UC and CD.
ria, virus or worms, etc. Therefore, a fundamental break- It provides a simple explanation for many puzzles of
ing through in IBD would largely depend on finding out IBD. However, just like all other hypothesis and even ex-
the key causative factors in the environment and thus the isting theories well written in textbooks, it must be tested
root mechanism of IBD. This paper proposed that im- against facts. In the last decade, I have contacted multiple
paired inactivation of digestive proteases due to the inhi- national and international organizations and IBD profes-
bition of gut bacteria by dietary chemicals like saccharin sionals suggesting checking out the possible link between
and sucralose being the primary mechanism. This would saccharin and IBD, but failed to raise any action. I have
suggest it is not any pathogen but the digestive proteases also tried multiple times to apply grants from different
produced by our body to digest the food for survival agents, but remain unsuccessful. Hope this article may
being the principal culprit for IBD. Under conventional draw more attention and efforts. IBD just emerged and
conditions, the commensal bacteria (the microbiota) became epidemic for about a century and would be pre-
would be a valuable partner of our body by helping prom­ ventable and also likely curable, but first we may need to
ptly inactivating these destructive proteases, probably by find out the key causative factors and thus the primary
simply providing their enriched β-glucuronidase needed and fundamental mechanism[171].
for deconjugation of biliary bilirubin. Thus the gut mi-
crobiota should be treated as an ‘‘microbial organ” of
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