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Introduction
Cross-sectional research has identified several psychophysiological, neuroendocrine,
and psychological outcomes that are associated with individual responses to stressful
events (Charney, 2004; Pole, 2007; Resick, 2001; Yehuda & LeDoux, 2007). However,
it is unclear which, if any, of these correlates represent risk factors for experiencing
greater distress following stressful or potentially traumatic events (PTEs). Research
that uses a longitudinal design and includes assessment prior to exposure to a
stressful event can help inform this issue.
Rates of posttraumatic stress disorder (PTSD) highlight individual differences in
reactions to traumatic events. Although as many as 90% of individuals in the general
population experience at least one traumatic event in their lifetimes (Breslau et al.,
1998), prevalence estimates of 12-month and lifetime PTSD are only 3.5% (Kessler,
Chui, Demler, & Walters, 2005) and 6.8% respectively (Kessler, Berglund, et al.,
2005). The disparity between the large percentage of people who experience
traumatic events and the relatively small percentage of individuals who ultimately
meet diagnostic criteria for a disorder such as PTSD, suggests that there may be
traits that place some individuals at increased risk for developing posttraumatic
psychopathology or that protect other individuals against it.
When individuals are exposed to a stressful event, the hypothalamic-pituitary-
adrenal (HPA) axis is typically activated and contributes to a constellation of
physiological, emotional, and behavioral responses (Munck, Guyre, & Holbrook,
1984; Sapolsky, Romero, & Munck, 2000). As part of the HPA axis response, cortisol
is released into the bloodstream, making it a potentially useful index of HPA axis
functioning. Higher cortisol levels have been shown to be associated with stronger
fear conditioning, especially in men (Grillon et al., 2006; Jackson, Payne, Nadel, &
Jacobs, 2006; Zorawski, Blanding, Kuhn, & LaBar, 2006; Zorawski, Cook, Kuhn, &
Labar, 2005), whereas low cortisol levels have been associated with emotional
numbing and disengagement (Mason et al., 2001).
Individuals who have experienced extremely stressful or traumatic events, in
particular those with PTSD, have been found to have alterations in HPA axis
regulation with some individuals with PTSD showing lower, higher, or similar basal
cortisol levels as compared to control groups (Handwerger, 2009; Mason, Giller,
Kosten, Ostroff, & Podd, 1986; Meewisse, Reitsma, De Vries, Gersons, & Olff, 2007;
Rasmusson, Vythilingam, & Morgan, 2003; Yehuda, 2006; Yehuda, Teicher,
Trestman, Levengood, & Siever, 1996). This mixed pattern of results has been found
across studies using a variety of cortisol measures including those using a single
measure of salivary cortisol at awakening (Anisman, Griffiths, Matheson, Ravin-
dran, & Merali, 2001; de Kloet et al., 2007; Kellner, Baker, & Yehuda, 1997;
Lindauer, Olff, van Meijel, Carlier, & Gersons, 2006; Yehuda, Golier, & Kaufman,
2005). However, it is unclear whether any of these alterations in cortisol reflect risk
factors for developing psychopathology or result from exposure to a significant
stressor. Thus far, two studies have assessed pre-PTE cortisol awakening response
(CAR) (i.e., the rapid rise in cortisol levels occurring approximately 2030 minutes
after awakening) as a predictor of PTSD symptoms following PTE exposure and
both reported null results (Heinrichs et al., 2005; van Zuiden et al., 2011). More
research on this topic is clearly needed and prospective waking cortisol levels provide
an index that lends itself to examination for associations between HPA axis activity
and various measures of emotional reactivity prior to, and following, exposure to a
highly stressful event.
The current study prospectively examined associations of pre-exposure waking
salivary cortisol levels with (1) concurrently ascertained physiological, personality,
and psychological measures of emotional distress and (2) physiological and
psychological measures of emotional distress following exposure to a highly stressful,
potentially traumatic event. In this study, medically healthy, medication-free
firefighter and police trainees without psychiatric disorders completed a battery of
physiological and psychometric measures and provided waking salivary cortisol
samples during their professional training. Because the parent study was designed to
test a variety of potential predictors that would be easily administered, waking
Anxiety, Stress, & Coping 243
Method
Participants
Written informed consent was obtained from all participants in accordance with the
requirements of the Partners Healthcare System Human Research Committee. Study
participants included 60 police (n 38; 63%) and firefighter (n 22; 37%) trainees
from New England (8% female,1 80% Caucasian) who participated in a larger
prospective study examining risk factors for developing PTSD (Orr et al., Under
Review). Participants were included in the current study if they provided salivary
samples (27% of the larger sample). Mean age and educational level were 28.6
(SD 5.2) and 14.7 (SD 1.9) years, respectively. The sample was psychologically
healthy; with the exception of one participant who met criteria for a current eating
disorder, no participants met criteria for any other Axis I diagnosis at the pre-PTE
assessment (see in the following section). Mean scores on the Beck Depression
Inventory-II (BDI-II; Beck, Rush, Shaw, & Emery, 1979) were 2.7 (SD 2.7) at the
pre-PTE assessment and 2.9 (SD 3.2) post-PTE. Mean score on the one-month
Clinician-Administered PTSD Scale (CAPS; Blake et al., 1995) was 4.5 (SD 9.5)
post-PTE. No participants reported using psychiatric medications or tobacco
products. None of the women used hormonal birth control.
Loud-tones procedure
During the loud-tones procedure, left orbicularis oculi EMG (O-EMG), skin
conductance (SC), and heart rate (HR) responses were recorded during and
following binaural presentations of 15, 95-dB, 1000-Hz pure tones with 0-ms rise
and fall times lasting 500-ms over headphones, with intertrial intervals (ITIs) ranging
from 27 to 52s. Before engaging in the loud-tone task, participants were given
standardized instructions and there was a 5-min resting period. This procedure has
been used in previous studies of PTSD (Orr, Lasko, Shalev, & Pitman, 1995).
Left O-EMG, SC, and HR were recorded using a Coulbourn Lablinc V modular
instrument system (Coulbourn Instruments LLC, Whitehall, PA, USA). EMG
signals were amplified, filtered to include the 901000 Hz range, and integrated using
a 10-ms time constant. For EMG, the skin was abraded and 4-mm (sensor diameter)
Invivo Metric Ag/AgCl electrodes filled with electrolyte paste were placed over the
left O-EMG muscle site according to published specifications (Fridlund & Cacioppo,
1986). SC was measured directly using a constant .5 V through 9-mm (sensor
diameter) Invivo Metric Ag/AgCl electrodes placed on the hypothenar surface of the
participant’s non-dominant hand in accordance with published guidelines (Fowles et
al., 1981). HR was converted from interbeat interval (IBI) recorded from standard
limb electrocardiogram leads. For HR recording, the skin was abraded and 9-mm
(sensor diameter) Invivo Metric Ag/AgCl electrodes filled with electrolyte paste.
All psychophysiologic analog signals were digitized at 1000 Hz.
Psychophysiologic responses to the loud tones were quantified using previously
described methods (Orr et al., 1995). The eyeblink (O-EMG) response was calculated
for each trial by subtracting the average O-EMG level during the 1-sec interval
immediately preceding tone onset from the highest O-EMG value within 40200
msec following tone onset. SC response (SCR) was calculated for each tone trial by
subtracting the average SC level during the 1 sec immediately preceding tone onset
from the highest SC value within 14 sec following tone onset. Accelerative
HR response was calculated for each tone trial by subtracting the average HR,
as determined from the two heart beats immediately preceding tone onset, from the
highest HR value (i.e., shortest IBI) within 14 sec following tone onset. Square-root
transformations were performed for all responses. Response scores comprised HR,
SC, and O-EMG responses averaged across the 15 tones. Habituation of responses
was measured in two ways. Absolute habituation of SC and O-EMG responses was
assessed by counting the number of trials before reaching a criterion of two
successive non-response trials (SC 5.05 mS; EMG 5.30 mV). Relative habituation
was calculated for SCR from the slope of the regression equation Y bx a for
Trials 215, whereby Y is the square root of the SCR score, and x is the log trial
number.
Conditioning procedure
The procedure for this task was identical to those used in previous published
research (Orr et al., 2000). In this discrimination fear-conditioning task, the CS
(i.e., stimulus paired with an unconditioned aversive stimulus) and CS (i.e., stimulus
not paired with the unconditioned aversive stimulus) were represented by 6-inch
diameter blue and white circles, respectively, displayed on a computer screen.
Anxiety, Stress, & Coping 245
The unconditioned stimulus (US) was a 500-msec electric shock previously set by
each participant to be ‘‘highly annoying but not painful.’’ The US was delivered
through electrodes attached to the second and fourth fingers of the dominant hand.
It was generated by a Coulbourn Transcutaneous Aversive Finger Stimulator using
a 9-V dry cell battery that produced electric stimuli ranging from .2 to 4.0
milliamperes.
This task consisted of a 5-minute baseline recording period, followed by three
phases of the conditioning task: habituation, acquisition, and extinction. Partici-
pants were instructed that they could only receive shocks during the acquisition
phase. Habituation consisted of five presentations each of the to-be CS and CS in
pseudo-random order. The CS duration was 8 sec, with ITIs of 2095 sec.
Acquisition consisted of five similar presentations of each stimulus type in pseudo-
random order; the US occurred immediately following each CS offset. Extinction
consisted of 10 similar, non-reinforced presentations each of the CS and CS in
pseudo-random order.
Skin conductance (SC) was recorded throughout the conditioning procedure
using the same parameters as the loud-tones task. In each phase, SC was sampled
and stored at 10 Hz, beginning 4 sec prior to CS onset and ending 6 sec following CS
offset. A SCR score for each trial was calculated by subtracting average SC level
during the 2-sec interval immediately preceding CS onset from the highest SC value
during the 8-sec CS interval (Carson et al., 2000; Pineles, Orr, & Orr, 2009).
Differential SCR scores were calculated by subtracting the average SCR to CS trials
from the average SCR to CS trials. This was done separately for the habituation,
acquisition, and extinction phase. An unconditioned response (UR) score was
calculated by subtracting average SC level during the 2 sec immediately preceding US
onset from the highest SC value during the 06 sec following US offset. An orienting
score was calculated by averaging the SCR to the first CS and first CS trials
during the habituation phase.
Results
Associations between pre-PTE waking cortisol and pre-PTE psychometric and
physiologic measures
Pearson product-moment correlation coefficients were used to assess the relationship
between waking cortisol and concurrent measures of personality, psychological
symptoms, physiological reactivity to loud tones, and conditioning (Table 1). Waking
cortisol level was negatively associated with neuroticism but positively associated with
several measures of psychophysiological reactivity and conditioning, including HR
response during the loud-tone task, delayed absolute SC habituation (i.e., greater
number of trials to SC habituation during the loud-tone task), magnitude of the SC
orienting response during the conditioning task, and differential SCR to the
CS and CS during acquisition.
Table 1. Pearson product-moment correlations between pre-PTE waking cortisol and pre-
PTE psychometric and physiologic measures.
Waking cortisol n
BDI-II .07 57
STAI-S .04 58
STAI-T .05 58
Neuroticism .38* 40
Extraversion .15 40
Openness .14 40
Agreeableness .00 40
Conscientiousness .01 40
Loud-tone task
HRR mean .27* 54
SCR mean .11 54
O-EMGR mean .06 53
SCR slope .04 54
SC Trials to Habit. Crit. .31* 54
O-EMG Trials to Habit.Crit. .11 53
Aversive conditioning task
SC orienting .27* 54
SCDIFF_H .10 54
SCDIFF_A .26* 54
SCDIFF_E .13 53
SC_UR .02 54
Note: Neuroticism, extraversion, openness, agreeableness, and conscientiousness all are NEO PI-R
domain scores.
PTE, potentially traumatic event; BDI-II, Beck Depression Inventory; STAI-S, State/Trait Anxiety
Inventory-State score; STAI-T, State/Trait Anxiety Inventory-Trait score.
Loud-tone assessment measures: HRR Mean, mean HR acceleratory response; SCR Mean, mean SC
response; O-EMGR Mean, mean orbicularis oculi EMG response; SCR Slope, SC response slope; SC
Trials to Habit. Crit., SC trials to criterion to habituation; O-EMG Trials to Habit. Crit., orbicularis oculi
EMG trials to criterion to habituation.
Aversive conditioning measures: SC Orienting, SC orienting response, mean response to first presentation
of the CS and the CS during the habituation phase; SCDIFF_H, differential response during
habituation, SCDIFF_A, differential response during acquisition; SCDIFF_E, differential response
during extinction; SC_UR, mean unconditioned response for CS trials during the acquisition phase.
*p B.05; **pB.01.
Discussion
Our findings suggest that waking cortisol level has divergent relationships with
psychometric measures of mood and anxiety symptoms versus physiological
248 S.L. Pineles et al.
Table 2. Pearson product-moment correlations between pre-PTE baseline waking cortisol and
post-PTE psychometric measures and composite psychophysiological response measure
during script-driven imagery.
Waking cortisol n
CAPS .07 36
BDI-II .39* 27
STAI-S .40* 32
STAI-T .25 33
PEDS .35* 33
C-Mississippi Scale .37* 33
IES-R .04 35
Psychophysiological Posterior Probability .28$ 36
Note: Psychophysiological Posterior Probability was derived from script-driven imagery assessment data.
PTE, potentially traumatic event; CAPS, Clinician Administered PTSD Scale total score for Current
PTSD symptoms; BDI-II, Beck Depression Inventory; STAI-S, State/Trait Anxiety Inventory-State score;
STAI-T, State/Trait Anxiety Inventory-Trait score; PEDS, Peritraumatic Dissociation Scale; IES-R,
Impact of Event Scale-Revised total score; C-Mississippi, Mississippi Scale for Civilian PTSD.
*p B.05; $p B.10.
Acknowledgements
This research was supported by U.S. Public Health Service grant R01-MH60315 and
Department of Veterans Affairs Merit Review grant to Scott P. Orr. Additional support
was provided to Suzanne Pineles through a VA Career Development Award, Department of
Veterans Affairs. Portions of these results were presented at the Society for Psychophysiolo-
gical Research 50th Annual Meeting (October, 2010) in Portland, OR. We thank Margaret
Bauer; Heike Croteau; Sgt. Thomas Fleming, Director, Lowell Police Academy, Lowell, MA;
Dr. John Connell and Gary Courtney, Fire Technologies Program, Lakes Region Community
College, Laconia, NH; and Captain/Drillmaster Hugh Duffy, Boston Fire Academy, Boston
Fire Department, Boston, MA for their invaluable assistance with this project. We would also
like to express our appreciation to the police and firefighters for their willingness to
participate.
Note
1. Analyses including only men reflected a similar pattern of results.
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