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Introduction: Mini-implants are widely used for predictable tooth movements, but insertion is often restricted by
anatomic structures. The aims of this study were to investigate the incidence of penetration of mini-implants into
the sinus and the relationship between penetration depth and sinus tissue. Methods: Data from 32 patients who
received mini-implants in the infrazygomatic crest were collected from a data base. The success rate of mini-
implants was determined by clinical retrospective analysis. The incidence of penetration, penetration depth,
and sinus configuration were investigated and compared between cone-beam computed tomography scans
obtained immediately after insertion and before mini-implant removal. Results: The overall success rate of
mini-implants in the infrazygomatic crest was 96.7%, and 78.3% penetrated into the sinus. In the group in
which penetration exceeded 1 mm, the incidence of membrane thickening was 88.2%, and the mean value of
thickening was 1.0 mm; however, the variable values of penetration in the 1-mm group were only 37.5% and
0.2 mm, respectively (P \0.05). Conclusions: The incidence of penetration of infrazygomatic crest mini-
implants into the sinus may be high. Penetration through double cortical bone plates with limitation of the
penetration depth within 1 mm is recommended for infrazygomatic crest mini-implant anchorage. (Am J
Orthod Dentofacial Orthop 2018;153:656-61)
T
he adoption of the mini-implant as the anterior retraction, posterior intrusion, and molar
“absolute” stable skeletal anchorage has become and even maxillary dental arch distalization.5-8
an effective treatment strategy for orthodontic However, placement of a mini-implant in the infrazy-
patients, enabling precise control of tooth move- gomatic crest is often limited by vital anatomic struc-
ment.1-3 One frequently-selected insertion site for an tures, especially the maxillary sinus. Although the
orthodontic mini-implant is the infrazygomatic crest approximate mean bone thickness in the infrazygomatic
region, a bony ridge running along the curvature be- crest site was found in a previous study4 to vary between
tween the alveolar and zygomatic processes of the 5 and 8 mm, which could be considered adequate
maxilla.4 Due to the relatively long distance from the for mini-implant insertion, a major factor associated
root region, an infrazygomatic crest mini-implant with primary stability and placement torque of a mini-
will not interfere with tooth movement, and the risk implant is the quantity of cortical bone.9-11
of contact with the natural tooth root may be reduced. Farnsworth et al9 reported that the average cortical
In the clinic, the infrazygomatic crest anchorage sys- thickness of the infrazygomatic crest is only 1.44 to
tem has been used successfully for space closure, 1.58 mm. As generally accepted, cortical bone thickness
of more than 1 mm is required for good stability and a
From the Department of Stomatology, Beijing Friendship Hospital, Capital Med- high success rate with orthodontic mini-implants.10,11
ical University, Beijing, PR China. That means that, to obtain adequate primary stability,
All authors have completed and submitted the ICMJE Form for Disclosure of Po- the mini-implant may have to penetrate through double
tential Conflicts of Interest, and none were reported.
Supported by the Capital Health Research and Development of Special Project cortical bone plates with the potential risk of invading
(2018-2-1102) and the achievement promotion project of the Natural Science the maxillary sinus. However, whether the cortical plate
Foundation of Beijing Municipality (7162053). of the maxillary sinus floor is perforated during mini-
Address correspondence to: Xiaofeng Huang, Department of Stomatology,
Beijing Friendship Hospital, Capital Medical University, No. 95 Yong'an Road, implant insertion into the infrazygomatic crest has not
Xicheng District, Beijing, PR China; e-mail, huangxf1998@163.com. been widely recognized until now.
Submitted, May 2017; revised and accepted, August 2017. The impact of dental implant penetration of the
0889-5406/$36.00
! 2018 by the American Association of Orthodontists. All rights reserved. maxillary sinus has been investigated.12-15 It was
https://doi.org/10.1016/j.ajodo.2017.08.021 reported that sinus infection and implant failure might
656
Jia, Chen, and Huang 657
be potential complications in cases with large Commercial self-drilling mini-implants (A1, Pen-
perforations. However, few studies have provided ghua, Taiwan; stainless steel, 2 mm in diameter, 12-
information regarding orthodontic mini-implants in- 17 mm in length according to the individual anatomic
serted in the infrazygomatic crest site.16 Considering the variation) were inserted by a skilled orthodontist (X.H.)
common application of infrazygomatic crest mini- with more than 20 years of clinical experience, in accor-
implants and their close proximity to the maxillary sinus, dance with recommended guidelines for the insertion
the incidence of mini-implant penetration into the sinus procedure. CBCT scans were carefully observed before
should be determined. In addition, the relationship be- mini-implant placement to select the preferred insertion
tween penetration status and sinus tissue reaction should site and direction in the infrazygomatic crest. After local
also be investigated. anesthesia, an incision in the buccal keratinized gingiva
Cone-beam computed tomography (CBCT) can pro- near the mucogingival junction of the maxillary first
vide accurate 3-dimensional and high-resolution images molar was made and limited to less than 2 mm. A
of hard and soft tissues in the infrazygomatic crest hand screwdriver was used for mini-implant insertion.
and maxillary sinus, with a relatively low radiation Favorable primary stability was achieved. Each patient
dose and low cost.17,18 The aims of this study were was instructed to take analgesics postoperatively, but
to determine with CBCT the incidence of the no antibiotics were prescribed. After 1 month, an ortho-
infrazygomatic crest mini-implant penetration into the dontic force of 400 to 500 g was applied to the mini-
maxillary sinus in clinical practice and to investigate implant using an elastic power chain (Ormco, Glendora,
the irritation caused by penetration of the sinus tissue. Calif).19,20 The patient was instructed to clean the
implant area gently and was scheduled for regular
MATERIAL AND METHODS periodontal maintenance every 3 months.
This retrospective study was registered and approved All images were acquired with a CBCT machine (5G,
by the biomedical ethics committee (approval ID: 2016- version FP; NewTom, Verona, Italy) by experienced radi-
P2-089-01) of Capital Medical University, Beijing, PR ologists using standardized procedures. The imaging pa-
China. All preexisting clinical data and CBCT scans per- rameters were set at 110 kV, 5 mA, scan time of
formed from January 2014 to November 2016 in the 3.6 seconds, and field of view of 18 3 16 cm. The
department of orthodontics of Beijing Friendship Hospi- observer filtered the CBCT images using a liquid crystal
tal were screened for further evaluation. Appropriate display with a resolution of 1280 3 1024 pixels under
methodology and sample size were determined by a pilot room lighting. The data were reconstructed with cross-
study. The sample size was calculated based on an alpha sectional slices at an interval of 0.3 mm. Clear CBCT
of 0.05, a sample rate of 87%, and an allowable error of views were obtained by adjusting the luminance and
10 percent of the sample rate. It was determined that a gray scale. The midimplant cross-sectional view was
sample of 60 mini-implants was needed to represent a chosen for the variable measurement.
reasonable overall incidence of mini-implant penetra- The distance and angulation measurement tool in the
tion into the maxillary sinus. software (NNT viewer; NewTom) was used to measure
Subjects selected for this study had to fulfill the the following variables (Fig 1): (1) embedded angulation,
following inclusion criteria: (1) Chinese patients with the angulation between the long axis of the mini-
mini-implants inserted in the infrazygomatic crest as implant and the sagittal plane; and (2) penetration
anchorage for distalization of the maxillary dental depth, the distance between the mini-implant apex
arch, (2) completion of the fixed orthodontic procedure, and the sinus floor cortical bone plate following the
(3) CBCT performed just before removal of the mini- long axis of the mini-implant. The value was labeled
implant anchorage (with or without CBCT scans imme- as positive if the mini-implant penetrated the interior
diately after mini-implant insertion), and (4) images of wall of the sinus.
the infrazygomatic crest and maxillary sinus floor com- The configuration of the sinus tissue around the
plete and clear. Mini-implants in contact with a tooth mini-implant (Fig 1) included (1) membrane thickness,
root after insertion were excluded. the maximum thickness value of the sinus membrane
A total of 60 mini-implants placed in the infrazygo- measured at the insertion site; (2) palatal bone thickness,
matic crests in 32 subjects (10 men, 22 women) were the thickness of the bone plate palatal to the existing
available for this study, with a mean age of mini-implant following the direction parallel to the
28 6 6 years. The mean length of the mini-implant axis of the mini-implant; (3) palatal cortical bone thick-
was 14 mm, and the mean embedded angulation was ness, the value of palatal bone thickness minus the thick-
29.6! . The interobserver and intraobserver agreements ness of cancellous bone palatal to the mini-implant; (4)
were 0.852 and 0.898, respectively (P .0.05). buccal bone thickness, the thickness of the bone plate
American Journal of Orthodontics and Dentofacial Orthopedics May 2018 " Vol 153 " Issue 5
658 Jia, Chen, and Huang
RESULTS
Forty-seven of the 60 mini-implants penetrated into
the maxillary sinus, equivalent to 78.3% of the total
mini-implants. No patient complained of clinical symp-
toms. Two mini-implants were removed during the or-
thodontic procedures because of mobility, both in the
penetration group. The overall success rate was 96.7%.
Table I shows the results comparing the success rates.
The success rate did not have a statistically significant
difference in relation to penetration, side, or sex
(P .0.05).
Fig 1. Description of the maxillary sinus floor region
A detailed description of the maxillary sinus tissue is
around the mini-implant: a, penetration depth; b, membrane presented in Table II. In 25 of the 60 mini-implants, the
thickness; c, palatal bone thickness; d, palatal cancellous CBCT images obtained immediately after insertion and
bone thickness; e, buccal bone thickness; f, buccal cancel- before mini-implant removal were available, and they
lous bone thickness; g, embedded angulation. were used for further evaluation of irritation of the
mini-implant to the sinus tissue. The time interval be-
tween the 2 CBCT scans was 13 months on average.
buccal to the existing mini-implant following the direc- Twenty-two mini-implants penetrated into the maxillary
tion parallel to the axis of the mini-implant; and (5) sinus, with a mean depth of 2.6 mm. After placement of
buccal cortical bone thickness, the value of buccal the mini-implant, the mean membrane thickness
bone thickness minus the thickness of cancellous bone increased by 0.6 mm (P 5 0.001). In addition, the
buccal to the mini-implant. mean buccal bone thickness and mean palatal bone
All measurements were made by 2 examiners (X.J., thickness values decreased by 0.1 and 0.4 mm, respec-
X.C.). The interobserver and intraobserver agreements tively (P 5 0.019; P 5 0.002).
were determined by comparing the 2 repeated measure- The changes of sinus tissue configuration after mini-
ments on 10 randomly selected CBCT images taken implant placement were compared between subjects
1 week apart. grouped by penetration depth (Table III). The incidence
Mini-implant success was defined as (1) no discom- of sinus membrane thickening was significantly higher
fort, (2) no clinically detectable mobility, and (3) stable around the mini-implants that penetrated by more
anchorage function until the end of the maxillary dental than 1 mm into the sinus (88.2%) than around those
arch distalization.21 Any mini-implant that did not fulfill that penetrated less than 1 mm (37.5%) (P 5 0.017).
any of these criteria was presumed to have failed. In addition, compared with the group in which penetra-
tion was less than 1 mm, the mean value of membrane
Statistical analysis thickening was significantly greater by 0.8 mm in the
All variable values were analyzed using the SPSS sta- group with penetration exceeding 1 mm (P 5 0.033).
tistical package (version 19.0; IBM, Armonk, NY). The The typical reaction of the maxillary sinus membrane
interobserver and intraobserver agreements were deter- to different depths of penetration is illustrated in
mined by a paired-samples t test. The incidences of Figure 2. The incidence and value of buccal bone resorp-
mini-implant success and penetration were presented tion were also greater in sites with penetration exceeding
as the percentages of the number of related sites divided 1 mm, although the difference was not statistically sig-
by the total number of sites. All measurements are pre- nificant (P .0.05).
sented as means and standard deviations. The chi- The effects of primary membrane thickness on mem-
square test was used to compare the success rates brane thickening, buccal bone resorption, and palatal
May 2018 " Vol 153 " Issue 5 American Journal of Orthodontics and Dentofacial Orthopedics
Jia, Chen, and Huang 659
American Journal of Orthodontics and Dentofacial Orthopedics May 2018 " Vol 153 " Issue 5
660 Jia, Chen, and Huang
Table III. Comparison of results from different penetration depths and primary membrane thickness (n 5 25)
Membrane thickening Buccal bone resorption Palatal bone resorption
Group Total n (%) Value (mm) n (%) Value (mm) n (%) Value (mm)
Primary penetration depth
#1 mm 8 3 (37.5) 0.2 6 0.7 4 (50.0) 0.2 6 0.3 5 (62.5) 0.4 6 0.8
.1 mm 17 15 (88.2) 1.0 6 0.9 11 (64.7) 0.2 6 0.4 14 (82.4) 0.5 6 0.7
P 0.017 0.033 0.667 0.791 0.344 0.883
Primary membrane thickness
#1 mm 10 7 (70.0) 0.5 6 0.8 5 (50.0) 0.1 6 0.3 9 (90.0) 0.6 6 0.7
.1 mm 15 11 (73.3) 0.9 6 0.9 10 (66.7) 0.2 6 0.4 10 (66.7) 0.4 6 0.7
P 1.000 0.304 0.442 0.575 0.345 0.154
Fig 2. Typical reactions of maxillary sinus membrane to different depths of penetration: A and C are the
CBCT images obtained immediately after insertion. The penetration depths were 1.9 mm in A and
0.4 mm in C. B and D are the images obtained at the end of mini-implant placement, corresponding
to A and C, respectively.
membrane thickness.25 During mini-implant placement, depth exceeding 1 mm, whereas the occurrence and
no patient complained of any clinical symptoms, but the mean value decreased to 37.5% and 0.2 mm if the
comparative CBCT images showed a slight membrane penetration depth was within 1 mm (Table III). Conse-
thickening of 0.6 mm and bone resorption of 0.1 to quently, practitioners should consider primary stability
0.4 mm as shown in Table II. as much as sinus health. Penetrating through double
The depth of penetration may be significant for sinus cortical bone plates and limiting the penetration depth
health. The occurrence and mean value of membrane within 1 mm are recommended for infrazygomatic crest
thickening were 88.2% and 1.0 mm with the penetration mini-implant anchorage. To meet this requirement, full
May 2018 " Vol 153 " Issue 5 American Journal of Orthodontics and Dentofacial Orthopedics
Jia, Chen, and Huang 661
analysis of the infrazygomatic crest region using CBCT, 9. Farnsworth D, Rossouw P, Ceen RF, Buschang PH. Cortical bone
taking into consideration individual differences, is thickness at common miniscrew implant placement sites. Am J
Orthod Dentofacial Orthop 2011;139:495-503.
essential for mini-implant selection and insertion.
10. Motoyoshi M, Yoshida T, Ono A, Shimizu N. Effect of cortical bone
Virtual mini-implant placement in the CBCT scans is thickness and implant placement torque on stability of orthodon-
suggested for choosing the preferred implant size and tic mini-implants. Int J Oral Maxillofac Implants 2007;22:779-84.
embedded angulation, and if necessary, a computer- 11. Motoyoshi M, Inaba M, Ono A, Ueno S, Shimizu N. The effect of
guide template is recommended to improve the predict- cortical bone thickness on the stability of orthodontic mini-
implants and on the stress distribution in surrounding bone. Int
ability of the surgical procedure.
J Oral Maxillofac Surg 2009;38:13-8.
The results in this study are based on retrospective 12. Br!anemark PI, Adell R, Albrektsson T, Lekholm U, Lindstr€ om J,
single-center data. A further randomized controlled trial Rockler B. An experimental and clinical study of osseointegrated
with a larger sample size will be required in the future to implants penetrating the nasal cavity and maxillary sinus. J Oral
clarify our findings. Maxillofac Surg 1984;42:497-505.
13. Hern#andez-Alfaro F, Torradeflot MM, Marti C. Prevalence and
management of Schneiderian membrane perforations during
CONCLUSIONS sinus-lift procedures. Clin Oral Implants Res 2008;19:91-8.
Taken together, it can be concluded that the incidence 14. Zhong W, Chen B, Liang X, Ma G. Experimental study on penetra-
tion of dental implants into the maxillary sinus in different depths.
of an infrazygomatic crest mini-implant penetrating into
J Appl Oral Sci 2013;21:560-6.
the maxillary sinus may be high. Penetrating through 15. Timmenga NM, Raghoebar GM, Boering G, van Weissenbruch R.
double cortical bone plates and limiting the penetration Maxillary sinus function after sinus lifts for the insertion of dental
depth within 1 mm are recommended for infrazygomatic implants. J Oral Maxillofac Surg 1997;55:936-40.
crest mini-implant anchorage. 16. Motoyoshi M, Sanuki-Suzuki R, Uchida Y, Saiki A, Shimizu N.
Maxillary sinus perforation by orthodontic anchor screws. J Oral
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American Journal of Orthodontics and Dentofacial Orthopedics May 2018 " Vol 153 " Issue 5