INTRODUCTION

History of the Organisation

Swastika Investmart Ltd. (Formerly known as Swastika Fin-Lease Ltd.), a Public Limited
Company, was incorporated in 1992 with its Registered Office in Mumbai and
Administrative office at Indore (M.P.). It was promoted by Mr Sunil Nyati belonging to the
Swastika group of Rajasthan, engaged in diversified business since 1959.

In the year 1995 the company came out with a Public issue of 15 Lac equity shares of Rs.10/-
each for cash at par, aggregating Rs.150 Lacs. The shares of company are listed on BSE and
the firm is one of the few listed companies, engaged in Stock broking and Capital Markets
activities.

Since incorporation till 1998, the company was actively involved in the field of Hire
Purchase and Lease Finance. It started the stock broking business as a sub-broker in the year
1998 and after getting the experience and with the blessings of its satisfied customers, it took
the Corporate Membership of NSE in 2000 and BSE in 2004. Later, it got registered with
CDSL in 2006 as Depository Participant as well.

In the year 2007 the company has acquired membership of two premier Commodity
Exchanges of India, NCDEX and MCX through its wholly owned subsidiary company
Swastika Commodity Pvt. Ltd. It has also got the corporate membership of Currency
Derivatives with NSE and MCX-SX in the year 2008. In 2009 company has started the
services of Portfolio Management Services after being registered with the SEBI for the same.
In year 2010, after having more than 20,000 clients in CDSL, NSDL Depository added in the
Company Portfolio. Company has also taken Member ship of USE & ICEX. In 2011
company has added Membership of NCDEX Spot Exchange.

Over the years, Swastika has followed a consistent growth path and is established as one of
the leading broking houses of the country with the support and confidence of its clients,
investors, employees and associates. Today the Swastika group is managed by a team of over
250 professional staff members and has got a nationwide network.
Swastika Investmart Limited, corporate member of all the premier stock and commodity
exchanges, is providing best value for money through personalised services, committed to
high standards of corporate governance, highest levels of transparency, accountability and
integrity in all its activities.
 VISION AND MISSION

VISION

“To be a prominent destination to enhance the Prosperity of its Clients, Investors,

Associates and Employees, always"

“To provide best value for money to clients through personalised service, innovative
products, best trading and investment strategies and state-of-the-art technologies. We at
Swastika believe that 'Our services combined with our investors' trust will lead to a
prosperous Swastika family"

Swastika Investmart is committed for:

 Integrity and transparency in all transactions,

 Providing investment solutions based on quality and unbiased research,
 Providing personalized services to all investors and business associates,
 Achieving success through client’s growth

MISSION
 Institutional Broking – Empanelment with Banks, FIs, & Insurance Companies
 Mutual Fund business
 Merchant Banking Services
 Registrar & Transfer Agents Services
 Equity Placement & Venture Capital Funding
 Dealing in Forex
 Financing & Loans Syndication.
 Objective of the study

This project “Trading in Spot Market” was conducted so as to understand the concept of
Share Market with special reference to Spot Trading and its usage as an investment avenue.
The study was undertaken at Swastika Invest mart Ltd,Infantry road, Bangalore.

Objectives:

• To get a better understanding to the financial market

• To know about trading in Spot Market

 ORGANISATION STRUCTURE

Swastika is managed by a team of 200+ experienced and qualified professionals across all the
levels of management. The company was promoted by Mr Sunil Nyati.

Mr Sunil Nyati, Managing - Director

Swastika has been on a growth path under his able leadership and rich experience. He is a
science graduate, having more than 15 years of experience in capital markets. He has been
our guide all throughout success path of Swastika. His values of integrity and transparency
have been inculcated in all the employees. He always innovates new ideas, adapts latest
technology so as to provide quality and unbiased investment solutions to the investors.

Mr Anil Nyati - Director

He is a commerce graduate having 20 years of experience in business development and

marketing. He has played a key role in establishment of regional offices in Jaipur and Delhi
for establishment of branch network across Rajasthan, UP and Haryana. He currently heads
business development and marketing for the company for North region.

Mr Vinod Gupta - Director

He is a chartered accountant having overall 12 years’ experience in financial services and 6

years of experience in the Merchant Banking Industry. He is with the organisation since 1996
and is instrumental in setting up Company's business in Rajasthan and managing portfolio of
High net worth individuals of his region. He is also developing the Merchant Banking and
Private Equity placement business of the company.
Mrs. Anita Nyati, Director

Mrs. Anita Nyati has been with Swastika Investmart Ltd for 15 years and has served as
capital market consultant and accounts advisor. Her academic qualifications include Bachelor
in Commerce and NCFM Certification in Capital Market and Derivatives Modules. She has
over 20 years’ experience in accounting and capital market research.

Mr Vijay Kumar Chowdhary, Director – Marketing

Mr Vijay Kumar Chowdhary with us as a Director Marketing to take care of all the
Marketing and Sales Function of the Swastika Investmart Limited. Mr Chowdhary enjoy
around 40 years of experience in the various fields like Marketing, Supply Chain
Management, Administration, Global Project handling, these functional responsibilities were
managed on a Senior position in a leading groups of India like U.P. Steels Ltd., Steel Tubes
of India Ltd., Ranbaxy Laboratories, Kinetic Honda Motors Ltd, Kinetic Engineering &
Mahindra Two Wheelers Ltd.

Mr Vinit Rathi, Vice President - Marketing

An MBA with good experience in marketing for distribution of shares, derivatives market
and other financial services and development of Franchises and Sub broker network. He is
with the organisation since 2005 and his administrative and technical skills help us to
continuously improve our operations and provide excellent services to all our Channel
Partners.
 FINANCIAL POSITION OF SWASTIKA INVESTMART

Parameters MAR'1 MAR'1 MAR'1 MAR'1 MAR'1

4 3 2 1 0
(₹ Cr.) (₹ Cr.) (₹ Cr.) (₹ Cr.) (₹ Cr.)

EQUITY AND LIABILITIES

Share Capital 2.98 2.98 2.98 2.98 2.98

Share Warrants &Outstanding’s

Total Reserves 9.31 8.98 9.26 8.99 7.70

Shareholder's Funds 12.29 11.97 12.24 11.97 10.68

Long-Term Borrowings 0.00 0.00 0.00 0.00 0.00

Secured Loans 0.00 0.00 0.00 0.00 0.00

Unsecured Loans 0.00 0.00 0.00 0.00 0.00

Deferred Tax Assets / Liabilities 0.26 0.28 0.32 0.40 0.45

Other Long Term Liabilities 0.00 0.00 0.00 0.00 0.00

Long Term Trade Payables 0.00 0.00 0.00 0.00 0.00

Long Term Provisions 0.10 0.06 0.04 0.00 0.00

Total Non-Current Liabilities 0.36 0.34 0.36 0.40 0.45

Current Liabilities

Trade Payables 0.02 0.06 0.07 0.25 31.51

Other Current Liabilities 32.62 20.19 22.44 19.76 2.57

Short Term Borrowings 14.13 19.14 15.70 5.16 0.00

Short Term Provisions 1.88 1.09 1.34 1.63 1.44

Total Current Liabilities 48.65 40.48 39.55 26.79 35.52

Total Liabilities 61.30 52.79 52.16 39.16 46.65

ASSETS

Non-Current Assets 0.00 0.00 0.00 0.00 0.00

LOANS 0.00 0.00 0.00 0.00 0.00

Gross Block 8.29 7.75 7.35 6.58 5.83

Less: Accumulated Depreciation 4.57 4.30 4.11 3.54 2.83

Less: Impairment of Assets 0.00 0.00 0.00 0.00 0.00

Net Block 3.73 3.45 3.24 3.05 3.00

Lease Adjustment A/c 0.00 0.00 0.00 0.00 0.00

Capital Work in Progress 0.00 0.00 0.00 0.00 0.00

Intangible assets under development 0.00 0.00 0.00 0.00 0.00

Pre-operative Expenses pending 0.00 0.00 0.00 0.00 0.00

Assets in transit 0.00 0.00 0.00 0.00 0.00

Non-Current Investments 7.08 6.10 5.75 3.91 1.72

Long Term Loans & Advances 1.84 1.81 1.68 1.61 0.00

Other Non-Current Assets 0.19 0.10 0.02 0.00 0.00

Total Non-Current Assets 12.85 11.45 10.69 8.56 4.72

Current Assets Loans & Advances

Currents Investments 0.00 0.00 0.00 0.00 0.00

Inventories 1.27 1.05 1.05 1.43 1.52

Cash and Bank 4.32 4.72 2.52 4.26 4.15

Other Current Assets 0.55 0.25 0.60 0.67 0.52

Short Term Loans and Advances 1.69 1.66 1.18 1.41 3.90

Total Current Assets 48.45 41.34 41.46 30.60 41.92

Net Current Assets (Including Current

-0.20 0.85 1.91 3.81 6.41
Investments)

Total Current Assets Excluding Current

48.45 41.34 41.46 30.60 41.92
Investments

Miscellaneous Expenses not written off 0.00 0.00 0.00 0.00 0.00

Total Assets 61.30 52.79 52.16 39.16 46.65

SERVICES
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