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TRANSACTIONS
of the
Paradise Restored
The Mechanical Arts
fromAntiquitythrough
the ThirteenthCentury
ELSPETH WHITNEY
Division of Human Studies, AlfredUniversity
1990
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Copyright? 1990 by The American Philosophical Society
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TableofContents
Chapter Page
I. Introduction:
The HistoryoftheProblem.......... .............. 1
II. Liberaland IlliberalArts:The Classification ofTechnical
Artsin Antiquity................................................ 23
III. Crafts,Philosophy,and theLiberalArtsin theEarly
MiddleAges ................................................... 57
IV. ParadiseRestored:Hugh ofSt. Victorand theMechanical
Artsin theTwelfthand ThirteenthCenturies........ ........... 75
V. The MechanicalArtsand theAristotelian
Tradition............ 129
VI. Conclusion................................................... 147
Bibliography ..................................... 151
Index ......................................... 165
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Acknowledgments
Anyprojectsuch as thisone drawsinspiration frommanysources.I
owe muchto myteachersat theGraduateSchooloftheCityUniversity
of New York,includingHoward Adelson,RichardLemayand, espe-
cially,NancyG. Siraisi,who introducedme to the adventure,as well
as therigorsofscholarship. ofmyfriends
The spiritedconversation and
colleagues,in particularIrvingKelter,JaniceGordon-Kelter, Tom Pe-
terson,VickiEaklor,WilliamDibrelland JohnH. Phillips,has helped
me to understandbothmyselfand myideas better.I wishto thankmy
editors,CaroleLe Faivreand Susan M. Babbitt,fortheircare and pa-
tience.My brother,PeterNichols,gave encouragement when it was
mostneeded.I thankmyparents,Elliottand SallyNichols,notonlyfor
theirlove and support,but fortheircontinuing dialogueaboutthere-
lationshipof matterand spiritwhichis one reasonthisbook came to
be written.Most of all I thankmy husbandCharlesforhis unfailing
livelinessof mindand forthe love "whichalso makesmeaning"and
all else.
I receivedgrantsforresearchand writingfromthe GraduateSchool
oftheCityofNew York,the CenterforEuropeanStudies,CUNY and
theNEH SummerSeminarProgram.
ChapterIII previouslyappearedin AnnalsofScholarship 4 (1987):11-
27.
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TRANS.AMER.PHIL. SOC.
VOL. 80 PT. 1, 1990
I. Introduction: oftheProblem
TheHistory
A t leastsincetheRenaissance,historians,
criticshave attempted
philosophers, and other
to judge the positiveand negativecon-
tributions of the MiddleAges to the developmentof Western
In particular,
civilization. thesewriters haveassessedtheextenttowhich
medievalcultureand institutions mayhave eitherhinderedor fostered
scientificand technological progress.1Untilthe presentcenturysuch
assessmentshavetendedtobe overwhelmingly negative:bothscholastic
habitsofthoughtand medievalreligiosity have been thoughtto be in-
compatiblewiththe developmentof a truescientific methodand the
rationalapplicationof humanintelligence to the naturalworld.Over
the past fiftyyears,however,thisview has been substantially revised.
Historianshave notonlyrecognizedtheMiddleAges as a critical period
in the developmentof Westerntechnology but have re-evaluatedthe
whole relationship ofreligiousideas and attitudesto scienceand tech-
nology.These new views, further, have had a continuousimpacton
interpretations ofmedievalsocietyand culture.
Researchfocusedfirston medievalinnovations in theuse ofanimal,
wind and waterpower;subsequently attention was paid to how these
inventionsmay have been an elementin social change,includingthe
developmentoffeudalismand theemergenceofa morevitalsocietyin
the eleventhcentury.Most recently, historians have centeredon how
religiousand intellectualattitudesand institutions reflectedtechnolog-
ical growthand how theseand otheraspectsofmedievalculturemay
have helped createa technologically dynamicsociety.
The provocativeand ofteninsightful body of workproducedsince
the earlytwentieth centuryhas contributed to a deeperunderstanding
of medievalattitudestowardmanuallaborand a morepreciseconcep-
tion of how medievalthinkersconceivedthe properrelationship be-
tween humanactionsand the naturalworld.It has not,however,yet
resultedin a detailedand coherentassessmentofwhatmightproperly
be called thephilosophyoftechnology in theMiddleAges,thatis, the
metaphysical and ontologicalstatusaccordedto craftsmanship and the
processofinvention in medievalthought.Indeed,muchofthisresearch
has tended to obscurecrucialdistinctions betweenattitudestoward
labor,whichmightbe consideredas merephysicaldrudgery yetstillbe
1 For a summary and discussion of evaluations of the Middle Ages and concepts of
of Perfection:
progress since the sixteenthcentury,see George Ovitt, Jr.,The Restoration
Laborand Technology in MedievalCulture(New Brunswick,N.J.: RutgersUniversityPress,
1987), 19-47.
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2 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
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Introduction: oftheProblem
TheHistory 3
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4 TheMechanical
Artsfrom through
Antiquity theThirteenth
Century
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Introduction:
TheHistory
oftheProblem 5
4 Dresbeck,"Techne,LaboretNatura,"91.
15 Ovitt,Restoration 199-204.
ofPerfection,
16 White,"HistoricalRootsofOur EcologicCrisis,"21-27.Foran exampleoftheolder
view,see RobertK. Merton,Science, Technology
andSocietyin Seventeenth-Century
England
(New York:HowardFertig,1970),76, originally publishedin 1938,who remarksthatto
see technological as pleasingto God in themselves
discoveries "wouldhavebeensimply
unthinkable in themedievalperiod."
17 See below,pp. 13-15.
18 JacquesLe Goff,Time,Work, andCultureintheMiddleAges,trans.ArthurGoldhammer
(Chicagoand London:The University ofChicagoPress,1980).
19 Dresbeck,"Techne,LaboretNatura,"83.
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6 Artsfrom
TheMechanical theThirteenth
through
Antiquity Century
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oftheProblem
TheHistory
Introduction: 7
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8 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
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Introduction: oftheProblem
TheHistory 9
logicaltraditionfromantiquity throughtheRenaissancewhichdefined
man as homofaber,de Gandillacnoted,"Far fromdespisingthe artes
mechanicae,medievalman was alreadyfaralong the way whichmade
his sons themastersand possessorsofnature."3'
These studies,and,forthemostpart,thosewhichfollowed,however,
did notattemptto deal systematicallywiththespecificproblemofhow
medievalphilosophersdefinedthemechanicalarts.Rather,theybegan
the importanttask of elaborating how generalattitudestowardcrafts
and manuallaborfedintothelargerpictureofmedievalculture.
What,forexample,was therelationship betweenthepractical achieve-
mentsofmedievalcraftsmen and thedevelopment ofmedievalscientific
theoryand method?Such a problem,ofcourse,is notunrelatedto the
largerissue oftherelationship
ofmedievaltomodernscienceand several
ofthosemedievalists especiallyconcernedwithdemonstrating theme-
dieval rootsof earlymodernscientific ideas have also emphasizedthe
interrelationshipbetweenthecrafttradition and naturalphilosophyin
the Middle Ages. The interestof medievalthinkers in the mechanical
artswas thusmade an aspectofthebroaderrehabilitation ofmedieval
scienceearliersetinmotionbyPierreDuhem,LynnThomdike,Marshall
Clagettand AnnelieseMaier.32
Althoughtheyrecognizedthatartisansand scientistsforthe most
partremaineddistinctgroupsin theMiddleAges (and forlong after),
A. C. Crombieand otherssuggestedthatthe two activitiesof science
and technology need nothavebeen completely divorced.In bothRobert
andtheOriginsofExperimental
Grossesteste Science(1953)and Augustineto
Galileo(1953),revisedas MedievalandEarlyModernScience(1959),Crom-
bie pointedto a long-standing and livelyconcernwithtechnicalprob-
lemsand methodson thepartofmedievalscientists, which,in hisview,
ultimatelybothinfluencededucationand contributed to theformation
of a conceptof experimental science.33Crombie,alongwithotherhis-
toriansofmedievalscienceand medicine,includingPedersen,Bertrand
Gille and Guy Beaujouan,arguedthattheworkofmedievalcraftsmen
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10 TheMechanical
Artsfrom
Antiquity
through
the7Thirteenth
Century
Crombie,Robert Grosseteste,
16-43;Pedersen,"Du quadrivium a la physique,"107-
123; BertrandGille,"Le MoyenAge en Occident,"in Histoire generale destechniques, ed.
Daumas, 1: 594-597;GuyBeaujouan,"Reflexions surles rapports entretheorieetpratique
au MoyenAge," in TheCultural Context
ofMedieval ed. J.E. Murdochand E. D.
Learning,
Sylla(Dordrecht and Boston:D. Reidel,1975),437-484and "The Transformation ofthe
Quadrivium,"in Renaissance andRenewal,ed. Benson,Constableand Lanham,463-487.
However,cf. RupertHall, "The Scholarand the Craftsman," in Critical Problems,3-22,
who emphasizesthe distancebetweencraftsmen and theoreticalscientistsand Lon R.
Shelby,"The Geometrical KnowledgeofMediaevalMasterMasons,"Speculum 47 (1972):
395-421who showsthatmedievalmasons,at least,had littleknowledgeof theoretical
Eucidean geometry. See alsoJohnM. Riddle,"TheoryandPractice inMedievalMedicine,"
Viator5 (1974):161-184.
3 LynnThomdike, A HistoryofMagicandExperimental Science,8 vols. (New Yorkand
London:ColumbiaUniversity Press,1923-1958).
36 BertHansen,"Scienceand Magic,"in Science in theMiddleAges,ed. Lindberg, 483-
506; Crombie,Medieval andEarlyModernScience,1: 52-53.
37 LynnWhite,"MedicalAstrologers and LateMedievalTechnology," Viator6 (1975):
295-308,reprinted in Medieval
Religion,
297-316.
38 GeorgeOvitt,Jr.,"The StatusoftheMechanical Artsin MedievalClassifications of
Learning,"Viator14 (1983):89-105.
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oftheProblem
TheHistory
Introduction: 11
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12 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
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introduction: oftheProblem
TheHistory 13
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14 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
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Introduction: oftheProblem
TheHistory 15
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16 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
62
White,"CulturalClimates,"188(Medieval Religion,237).
63
Ibid., 199(MedievalReligion,
251).
64 Passmore,Man'sResponsibilityforNature,4-5, 28-40;KeithThomas,ManandtheNat-
uralWorld:A History oftheModernSensibility (New York:PantheonBooks,1983),17-25
and, especially,RobinAttfield, "ChristianAttitudes to Nature,"Journal oftheHistory of
Ideas44 (1983):369-386and TheEthics ofEnvironmental Concern (New York:ColumbiaUni-
versityPress,1983),20-33. See also Ovitt,RestorationofPerfection,
70-87.
Whitestateshisargument thatLatinChristianityis thesourceofmedievaland present
Westernexploitative attitudes
towardnaturemostuncompromisingly in "The Historical
RootsofOur EcologicCrisis."Thisarticle, whichhas beenwidelyreprinted as partofthe
current interestin environmentalstudies,has arousedconsiderable responseamongcon-
temporary philosophersand theologiansoftechnology. See, especially,Winner,Auton-
omousTechnology, 112-118;LewisW. Moncrief, "TheCulturalBasisofOurEnvironmental
Crisis,"in Western ManandEnvironmental 31-42;ReneDubos, "A Theologyofthe
Ethics,
Earth,"in Western ManandEnvironmental Ethics,43-54;andThomasSeigerDerr,"Religious
Responsibility forEcologicalCrisis:An Argument RunAmok,"Worldview 18,no. 1 (an-
uary,1975):39-45. Forfurther examplessee Mitcham,"SelectBibliography ofTheology
and Technology," 380-381.
65 Ovitt,Restoration 164-165,200-201.
ofPerfection,
66 Ibid., 137-163,200-201.
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Introduction: oftheProblem
TheHistory 17
67 White,"MedievalEngineering," 11-12(MedievalReligion,328).
68 Ibid., 12 (MedievalReligion,328).
69White,"CulturalClimates,"197-198(Medieval Religion, of
248-250);"Iconography
Temperantia," 201-202(MedievalReligion,
185-187).Although White'siconographicalanal-
ysisis persuasive,he offers
onlytwoexamplesdirectly concernedwithtechnology, one
fromtheninthcentury, thesecondfromthefifteenth. Whitediscussesonlytwotreatises
on craftsor themechanicalarts,Theophilus'sDe diversis
artibusand Hugh ofSt. Victor's
Didascalicon,"CulturalClimates,"195-197(Medieval Religion,
246-248).As Winner,Au-
tonomous Technology,
115pointsout,White,as wellas Weber,seestheWest'spreoccupation
withtechnological domination as stemmingfrom"theveryidentity ofWesternman."
70 White,"Iconography of Temperantia,"216 (MedievalReligion,201): "CulturalCli-
mates," 190 (MedievalReligion,239); "Medieval Engineering," 2 (MedievalReligion,318).
Mitcham,"Religiousand PoliticalOriginsofModernTechnology," 272 and Stock,"Sci-
ence,Technology,and EconomicProgress,"1 briefly
referto thispoint.
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18 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
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Introduction: oftheProblem
TheHistory 19
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20 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
8 Ovitt,"StatusoftheMechanical
Arts,"93-94.See also Restoration 119-
ofPerfection,
120,136.
87
Ibid., 127-130.
88
Ibid., 133-135.
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Introduction: oftheProblem
TheHistory 21
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rRANS. AMER. PIL. SOC.
VOL. 80 Pr. 1, 1990
II. Liberal
andIlliberal of
Arts:TheClassification
ArtsinAntiquity
Technical
T mheMiddleAgeswerethephilosophical
heirsofclassical
antiquity.
Medievalwriterson the arts,althoughprofoundly and deeply
affectedby contemporary conditionsand themoraland spiritual
demands of Christianity, wrotewithinan intellectual framework first
set out in Greekthought.In particular, new attitudestowardtechnical
arts,or crafts,developedwithreference to classicalideas aboutthere-
lationshipofarttonature,physicaltomentallabor,craft tophilosophy.'
Many ancientstatements oftheseideas wereunknownto themedieval
world; otherswere knownonlyin part,or througha seriesof inter-
mediaries.Nevertheless, a studyoftheattitudes ofantiquity as a whole
towardtheclassificationoftechnical artsas a partofknowledgeprovides
a valuablebasis fortheexamination ofthemechanicalartsin thetwelfth
and thirteenthcenturies.Not onlywerethethinkers ofthehighMiddle
Ages engagedin a rediscovery of classicalthought,but classicalviews
on thenatureofcraftsmanship, in theirmostdiffuseand generalform,
had becomepartofthemedievaltradition. The ideas expressedin an-
ofthearts,althoughstrongly
cientclassifications modifiedby medieval
thinkers, werealso consistentlyreferred to,eitherimplicitly orexplicitly,
bythemand providedtheframework withinwhichtheydevelopedtheir
own thoughton craft.
The complexity of classicalideas about technologyhas becomein-
creasinglyapparentin the last thirty years.Whereasearlierhistorians
of sciencesaw onlya pervasivecontemptformanuallaborand crafts,
since the 1950s scholarshave challengedthe idea thatantiquityas a
whole possessed an anti-technological prejudice.The workof Ludwig
Edelsteinon thehistory oftheidea ofprogressand on Greektechnology,
RudolfoMondolfoon Greekattitudestowardmanuallabor,ArthurD.
Kahn on the Greektragedians,DerekJ.de Solla Priceon thetechnical
achievementof the ancients,and ClarenceGlackenon environmental
ideas, amongothers,have in variouswaysshownthattherewas a pos-
itiveas well as a negativeelementin ancientattitudestowardwork,
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24 Artsfrom
TheMechanical Antiquity
through Century
theThirteenth
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Liberal
andIlliberal ofTechnical
Arts:TheClassification ArtsinAntiquity 25
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26 Artsfrom
TheMechanical Antiquity theThirteenth
through Century
Analogies," in Philosophy,
Politicsand Society,ed. Peter Laslett (Oxford: Basil Blackwell,
1963), 98-115.
10 G. R. E. Lloyd,Polarity
andAnalogy:
TwoTypes inEarlyGreek
ofArgumentation Thought
(Cambridge: Cambridge UniversityPress, 1961), 292-294; Bruno Snell, TheDiscoveryofthe
Mind: TheOriginsofEuropeanThought(Cambridge,Mass.: Harvard UniversityPress, 1953;
rpt. New York: Harper, 1960), 185-186, 222; Bambrough, "Plato's Political Analogies,"
100.
"Plato, Gorgias491a, ed. E. R. Dodds (Oxford:Clarendon Press, 1959), 132.
12 Plato, Republic495d, 522b, 590c, Loeb Classical Library,2:48, 148, 406.
13 Ibid., 495d, 522b, 590c, 596, Loeb Classical Library,2:48, 148, 406, 422-426.
14 Ibid., Loeb Classical Library,2:446.
For furtherdiscussion of Augustine's meaning and intentin this passage, see below, pp.
52-55.
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Liberal
andIlliberal
Arts:TheClassification ArtsinAntiquity
ofTechnical 27
The BanausicArts
In theRepublic
whenSocratescasuallyremarksthatmanualcraftsde-
base the humanmindand body,thewordhe uses forcraftsis notthe
neutralrkxvribut ra',8avavo-ia.18 Xenophontakesthe same position
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28 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
19 Xenophon,
Oeconomicus4.2, trans.G. CyrilArmstrong,
Loeb ClassicalLibrary
(Lon-
don: Heinemann,1936),390-391:
'AXx xaXeS, (0t XeyuIS, i KpsrO/3ouXeU.t
ytp a' Fye 8avavotcai xaXoU'LFEpas Ka& frLppPnTnL
TE ELcSl Xat f&ACOT*)faErOrs7ravu aootouvra9 7rpo0
rc' "nXewov.
See also Xenophon,Oeconomicus 6.5, 408:"f3avavo-LKa&. ..T?Xvaq'
20 For example,Herodotus,Persian Wars2.165,Loeb ClassicalLibrary(London:Hei-
nemann,1921):478;Aristotle, Politics1277b,1278a,1289b33,1328b39,1329a20,1338b34,
Loeb ClassicalLibrary (London:Heinemann,1932),190,196,286,574,576,646;Plutarch,
Lives.Marcellus17.4,LoebClassicalLibrary (London:Heinemann,1916),5:472;Galen,Pro-
treptikos14 in Scriptaminora,ed. IoannisMarquardt(Leipzig:B. G. Teubner,1893;rpt.
Amsterdam: Hakkert,1967),1:120;Jerome, DialoguscontraPelagianus
1.21,ed. Migne,PG
23:537.
21 Forexample,Seneca,AdLucilium epistulae
morales88.21,LoebClassicalLibrary,
2:362
and Cicero,De officiis1.42.150,Loeb ClassicalLibrary (London:Heinemann,1913),152.
2 H. I. Marrou,A History ofEducation in Antiquity,
trans.GeorgeLamb (New York:
Mentor,1964),244; H. Parker,"The Seven LiberalArts,"EnglishHistorical Review5
(1890):424,427.
23 See Seneca,Ad Lucilium 88, especiallysections2, 20, 29-33,Loeb ClassicalLibrary,
2:348,360,366-368.
24
Aristotle,Politics
1337b,trans.H. Rackham,Loeb ClassicalLibrary (London:Heine-
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Liberal
andIlliberal
Arts:TheClassification
ofTechnical
ArtsinAntiquity 29
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All use subject to JSTOR Terms and Conditions
30 Antiquity
Artsfrom
TheMechanical theThirteenth
through Century
3 MartianusCapella,Martianus CapellaandtheSevenLiberalArts,trans.WilliamHarris
Stahl,vol. 2: TheMarriage andMercury
ofPhilology (New York:ColumbiaUniversity Press,
1971),346;Martianus Capella,ed. AdolfusDickand JeanPreaux(Stuttgart: B. G. Teubner,
1978),471-472:"cui DeliusMedicinamsuggerit Architectonicamque in praeparatisassis-
tere.'sed quoniamhismortalium rerumcuraterrenorumque sollertiaestnec cumaethere
quicquamhabentsuperisqueconfine,non incongrue, si fastidiorespuuntur, in senatu
caelicoreticebunt ab ipsa deincepsuirgineexplorandaediscussius."'
31 As faras I know,no systematic oftextshas beenmade.Tatkiewicz,
collection "Clas-
ofArts,"233findsthedistinction
sification betweenvulgarandliberalartsthe"bestknown
and mostgenerally accepted"classificationoftheartsin theancientworldbutgivesonly
Galen as an example.
32 Plato,Gorgias464d-465a,trans.W. Hamilton (London:Penguin,1960),46 (ed. Dodds,
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andIlliberal
Liberal Arts:TheClassification
ofTechnical
ArtsinAntiquity 31
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32 TheMechanical
Artsfrom through
Antiquity theThirteenth
Century
The ProductiveArts
39 Plato,Republic
601c-602,Loeb ClassicalLibrary(London:Heinemann,1933),6.
40 Aristotle,
Metaphysics
1.1981b16,Loeb ClassicalLibrary
(London:Heinemann,1933,
34).
41 Jean-Pierre
Vernant,"Promethee et la functiontechnique,"in Mythetpensee chezles
grecs:Etudesde psychologie
historique
(Paris:FrangoisMaspero,1965),185-195;Wolfgang
Schadewaldt,"The ConceptsofNatureand Techniqueaccording totheGreeks,"Research
inPhilosophy 2 (1979):168-169.
andTechnology Fortheimportantclassicaltextson thedanger
oftheartsand crafts,withcommentary, see Lovejoyand Boas,Primitivism.
4 JacquesEllul,TheTechnologicalSociety, trans.JohnWilkinson(New York:Vintage-
Knopf,1964),29. See also KarlF. Morrison,TheMimetic TraditionofReform in theWest
(Princeton:Princeton
University Press,1982),15,in whichMorrison discussesAristotle's
betweenthe"natural"and liberalacquiringofwealth,whichenablesone to
distinction
livewell,and the"unnatural" and dishonorable acquiring
ofexcesswealthand unlimited
profit.
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ofTechnical
Arts:TheClassification
andIlliberal
Liberal ArtsinAntiquity 33
4 Isocrates,Panegyrics
40,LoebClassicalLibrary (Cambridge: HarvardUniversity Press,
1928),1:143.
4 Ps.-Plato,Epinomis975d,inPlatonis Opera,ed. IoannesBurnet, Scriptorumclassicorum
bibliothecaOxoniensis(Oxford:ClarendonPress, 1907),5:975d;Aristotle, Metaphysics
981b17,Loeb ClassicalLibrary, 6; Cicero,De naturadeorum 2.59.148and 2.60.150,Loeb
ClassicalLibrary(London:Heinemann, 1933),266,268;Seneca,AdLucilium 88.21-24,Loeb
ClassicalLibrary,2:362;Augustine,De civitate Dei 22.24,ed. Dombart,612.
4 Theseclassificationsare discussedin Pierre-Maxime Schuhl,"RemarquessurPlaton
et la technologie,"Revuedesetudesgrecques 66 (1953):469-472. To themmightbe added
in theEpinomis
theclassification toPlato)975a-976cwhichdividedtheartsinto
(attributed
artsof recreation (music,drawing),necessity(agriculture, manufacture
architecture, of
furniture,tools,pottery,weaving,smithing, huntingand prophecy)and defense(medi-
cine,militaryarts,navigation and law).
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34 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
46 Schuhl,"RemarquessurPlaton,"466.
4 aboutcrafts
Plato'sknowledgeability hasbeenoftenremarked upon.See,forexample,
discussionin Lloyd,Polarity
andAnalogy,292,277,293-294;Friedrich Solmsen,"Nature
as Craftsman oftheHistory
in GreekThought,"Journal ofIdeas24 (1963):473-496;
Alison
Burford, CraftsmeninGreek
andRoman (Ithaca:CornellUniversity
Society Press,1972),130-
131;Vernant,"Promethee," 185-193.
48 Plato,Statesman285d-286b,trans.HaroldN. Fowler(London:Heinemann,1925),
106-107:
H wou *W s rt# s Y AoSyov a^nv
9 oXy91p(a uL
T7w o s CL
aw E,A,7U&
c *L 'wow EXW
CT
., c. ^
j4w~ 8' wvi-~ro
ZAd7-rocw 7? A*"
UWaTQf 1Ept4 s&dAAOV 7I TEp4 TC'a M ,.
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Liberal
andIlliberal
Arts:TheClassification ArtsinAntiquity
ofTechnical 35
4 Aristotle,
Politics
8.3.1-8.4.2,Loeb ClassicalLibrary,
642-648.
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36 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
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Arts:TheClassification
andIlliberal
Liberal ArtsinAntiquity
ofTechnical 37
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38 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
60
Ibid., 2:654: "(? lcaprvps! Kat 6 7TSotV)T7), k7tL /LsJ &'orXTOTSXS7aJTK7. 0S
Xspo't1 iiTio-raro atc8acXa7roXXarsv'Xsuv."
1 Plotinus, Enneads5.9.11, in Opera,ed. Paul Henry and Hans-Rudolf Schwyzer,Mu-
seum Lessianum Series philosophica, 34 (Paris: Desclee de Brouwer et Cie, 1959), 2:424.
62 DiogenesLaertius,
LivesofEminent
Philosophers.
Plato3.84,LoebClassicalLibrary
(Lon-
don: Heinemann, 1925), 1:350.
63 Quintilian, Institutiooratoria2.18.1, Loeb Classical Library (London: Heinemann,
1921), 346. Quintiliannames dancing and paintingas examples ofpracticaland productive
arts, respectively.
4 Cicero, Academica2.7, Loeb Classical Library(London: Heinemann, 1933), 496.
65 Plotinus,Enneads5.9.11,in Opera,ed. Henryand Schwyzer,
2:424.
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Liberal ofTechnical
Arts:TheClassification
andIlliberal ArtsinAntiquity 39
' Basil,Exegetic
Homilies, trans.SisterAgnesClareWay(Washington D.C.: TheCatholic
University ofAmericaPress,1963),12;In Hexaemeron. Homily 1.7in Operaomnia, ed. Julian
Garnier(Paris:Apud GaumeFratresBibliopolis, 1839),1:9.
67 Ambrose, Hexaemeron 1.5,in Opera,CorpusScriptorum latinorum
Ecclesiasticorum (Leip-
zig: G. Freytag,1896),32:14.Fortherelationship ofhexaemera ofBasiland Ambrose,see
F. E. Robbins,TheHexaemeral Literature:A StudyoftheGreek andLatinCommentaries on
Genesis(Chicago:University ofChicago,1912),57-59.
68 Augustine, De doctrina 2.30 (47),in Opera,Corpuschristianorum,
christiana serieslatina
(Turnholt: BrepolsEditoresPontificii,1962),32:65.
69 For example,Augustine compareshumanand divineartin theConfessions 11.5,De
diversis 83andDegenesi
quaestionibus adlitteram8.10and8.12.Fora moredetaileddiscussion
ofGod as craftsman in thehexaemeral see GeorgeOvitt,Jr.,TheRestoration
literature, of
Paradise:LaborandTechnology inMedieval Culture (New Brunswick, N.J.:Rutgers University
Press,1987),57-70.
70 JamesA. Weisheipl, "Classification oftheSciencesin MedievalThought,"Medieval
Studies27 (1965):58-62.
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40 Artsfrom
TheMechanical Antiquity Century
theThirteenth
through
Craftsand Mathematics
branchesofmath-
includedthetraditional
The liberalartsin antiquity
ematics,geometry,arithmetic, astronomy and music,whichlaterbe-
came the medievalquadrivium. Despitethe sharpdistinctionmade by
some authorsbetweenthe liberaland banausicarts,certaintechnical
artswereoftenrecognizedas possessinga mathematical character and,
Plato,forinstance,distin-
hence, as being in some sense theoretical.
guishesin thePhilebus betweencraftson thebasis ofa greateror lesser
use ofmathematics arts,which
(55e-56b).The moreexactand scientific
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LiberalandIlliberal
Arts:TheClassification ArtsinAntiquity
ofTechnical 41
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42 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
Craftsand theLiberalArts
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ofTechnical
Arts:TheClassification
andIlliberal
Liberal ArtsinAntiquity 43
fS
'[H c, 5:'xpaTec,
8 '77rotatvev &j9ovXevuet,
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44 Artsfrom
TheMechanical through
Antiquity Century
theThirteenth
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Arts:TheClassification
andIlliberal
Liberal ArtsinAntiquity
ofTechnical 45
(vfruovfe&,7rV'Xi
Xiv Oois a xc a
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46 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
113
Philostratus,UberGymnastik 261, ed. JuliusJunther(Leipzig and Berlin:B. G. Teub-
ner, 1909; rpt. Chicago: Argonaut Publishers Inc., 1969). On gymnasticsas an art com-
parable to medicine ratherthan a sportin the modern sense, see Marrou, "Les artshiber-
aux," 10-11.
114
Galen, Protreptikos5 in Scriptaminora,ed. Marquardt, 1:107.
115
Maximus Victorinus,Ars VictoriniGrammatici in Grammatici
Latini,ed. Henrici Keil
(Leipzig: Teubner, 1870; rpt. Hildesheim: Georg Olms, 1961), 6:187: "Ars quid est?
Vnius cuiusque rei scientia. Artiumgenera quot sunt? Tria. Quae? Sunt quaedam animi
tantum, quaedam corporis,quaedam animi et corporis. Quae sunt animi tantum?Hac
sunt,poetice, musice, astrologice,grammatice,rhetorice,iurisscientia,philosophia. Quae
sunt corporis?Iaculatio, saltus, velocitas, oneris gestamen. Quae sunt animi et corporis?
Ruris cultus, palaestra, medicina, WvXaVtKx, TEKTOVLKT)."
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Liberal Arts:TheClassification
andIlliberal ofTechnical
ArtsinAntiquity 47
117
Ibid., 5.9.11, trans. MacKenna, 440-441 (in Opera,2:423-424):
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48 TheMechanicalArtsfromAntiquitythrough
theThirteenth
Century
Theoverallgraduatedarrangement intheseclassifications
reflects Plo-
tinus'sconception oftheuniverseas a seriesoflevelsofreality orbeing.
For the purposesof thispaper, the important pointis thatPlotinus
distinguishes betweencraftswhichimpressa mentalformon non-living
matter,suchas architecture,(i.e., theAristotelian
productive arts),and
thosewhichhelpbringnatureto its"naturalefficiency." All craftspar-
ticipateto some extentin boththesensibleand theintelligible realms;
they,in Plotinus'swords,"draw upon pattern."Butsome craftsexist
on a levelclosertotheIntellectualbecausetheydealwithsensiblethings
whichthemselvesexiston a higherplane: architecture and carpentry
produceproductsof "wroughtMatter,"but agriculture, medicineand
gymnastics deal withlivingbeings,whose lifederivesfroma higher
sphere,thatis, Lifeitself.
A passage in Plato'sLawsmayhave been one of Plotinus'ssources.
In thisdialogue,theAthenian,firstdismissingtheproductsofthearts
of painting,musicand othercraftsas "toys"or "simulacre,"remarks
that"ifthereare artswhichreallyproduceanything ofgenuineworth,
theyarethosewhichlendtheiraid to nature,likemedicine,husbandry,
gymnastics."-118He goes on to liststatesmanship and legislation,thus
closelyparallelingtheorderoftheartsgivenin theEnneads.
Plotinus'sideas on the artsmay,in turn,have influencedAugus-
EL rTLS'EeS EK i-r7s-
7rEpt Tra {4a cv,tktErpIas' oAws tcov
ovWr77S'KaL Gw0t veS T7V EV T VO7JTco 7rEpt 7ravra 0v/t/tE-
T.)VVO)TOV
ap JOILvEXovaa. o0aaL SE vToLJTLKaL aLcTGr)Tv
EflaW &)AA-r7
yap EKEIE
Svva,tL Kat VyLELa, KicaG7v
avd'TpEpVq
I % * et I
'5rav-raKaL tKava, oaa C^a. p77TopELa SE KaL cTTpaT7yta,
Ol',cOVO1taTE ICaL faaLrtKA),Et rTLvES
avirWvTO KaAoVKOL-
vwvovaL 7-aZs-
7rp4EoLTv,ELEKELVO GEWpOZEV, MotpavEKELGEV
I Ia*'IrEltan'I7
I EVaLVE
f I T7 . Er077/
I I .kIqS .,,S- EKEL.
I - 'YEW-
/LETpLaa aKTEa E EKEL, Lota TE aVLTaTW
TEptLTO OV ovaa. Kat TEpt ,uEV TEXVWV KaL TWJV Kara TE-
Xvas' TavTa.
118 Plato,Laws
889c,inOpera,
ed. loannesBurnet
(Oxford:
Clarendon
Press,1907),5:889c:
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Arts:TheClassification
andIlliberal
Liberal ArtsinAntiquity
ofTechnical 49
In theDe doctrina
tine.1"9 AugustineechoesPlotinuswhenhe
christiana,
dividescorporealartsintothosewhichmanufacture a product,those
whichresultin an actionand those,namelymedicine,agriculture and
navigation,which"displaya kindof serviceto the workof God."'20
likethatof Plotinus,includesa distinctive
Thisclassification, category
ofartswhichaid theprocessesoflifein nature.121It seemsprobablein
the lightof Augustine'sintellectual
historythatPlotinusis an indirect
or directsourceforthisadditionalgroupof arts.If so, Augustinehas
reXtTp of
WrrTpov u rovt . irrpv yevo 'vrv, a'vnjv Ovvr?7yvIt
O1TWJCv rtepa yeyErvli7KevaL raL&tAs Tvavs, aMet'asg o;
vTfpo8pa ufrey(ovrav, WdAAe3ldwA arTa avyevrl eavrTr,
or 7 ypa(#Kc' yevVa Ka'L MuOVOIK7J KaL oTaL ravra&s elov
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50 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
Conclusion
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Liberal
andIlliberal
Arts:TheClassification
ofTechnical
ArtsinAntiquity 51
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52 Artsfrom
TheMechanical Antiquity theThirteenth
through Century
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Liberal Arts:TheClassification
andIlliberal ArtsinAntiquity
ofTechnical 53
formation.Last,butnotleast,is thebrilliance
oftalentdisplayedbybothpagan
philosophersand Christianhereticsin thedefenseof errorand falsehood.(In
sayingthis,of course,I am thinkingonlyofthenatureofthehumanmindas
a gloryofthismortallife,notoffaithand theway oftruththatleads to eternal
life.)'23
The mood of this account of the arts is one of ambivalence and par-
adox. Augustine, ofcourse, is drawingupon an explicitlyChristianview
of knowledge and the human condition and his exclusion of the arts
and sciences fromthe sphere of "immortalbeatitude" clearly reflects
Christian ratherthan classical values. Augustine, however, wrote this
passage specificallyas an answer to Cicero's praise of craftsin the De
raturadeorum124and in doing so he made use of the classical, as well
as a Christian,critiqueoftechnology.Cicero's discussion in the De natura
deorumties human dignityand power closely to man's abilityto change
his environmentthroughtechnologyand to create a "second nature"
for himself.125 It is one of the most positive statementson technology
in classical literatureand although elsewhere Cicero criticizesand even
attacks certaincrafts,here he unequivocally espouses the view placed
in the mouth of the Stoic, Balbus, thattechnologicalarts are a product
of human reason well and properlyused.'26 Augustine's reply, how-
ever, finds technologyto be an expression of the "natural genius" of
123
Augustine, De civitateDei 22.24, trans. Gerald G. Walsh and Daniel J.Honan in The
Fathersof the Church:A New Translation(Washington, D.C.: The Catholic Universityof
America Press, 1954), 24:484 (ed. B. Dombart,revisedby A. Kalb [Leipzig: Teubner, 1928],
2:612-613);
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54 TheMechanical
Artsfrom through
Antiquity theThirteenth
Century
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Liberal Arts:TheClassification
andIlliberal ofTechnical
ArtsinAntiquity 55
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TRANS. AMER. PHIL. SOC.
VOL. 80 PT. 1, 1990
III. Crafts,
Philosophy,
andtheLiberal
Artsin
theEarlyMiddleAges
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58 Artsfrom
TheMechanical Antiquity
through Century
theThirteenth
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Crafts, andtheLiberal
Philosophy, Artsin theEarlyMiddleAges 59
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60 Artsfrom
TheMechanical Antiquity theThirteenth
through Century
Craftsand theLiberalArts
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Crafts, andtheLiberal
Philosophy, Artsin theEarlyMiddleAges 61
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62 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
The classification
linkingmedicine,astrology and mechanicswiththe
quadrivium and henceto theliberalartsand philosophybecamewide-
spread,firstamongtheIrishand Anglo-Saxonscholarsofthelatesev-
enth throughthe ninthcenturiesand lateramongthe mastersof the
CarolingianRenaissance.It appears,but withoutthe mentionof me-
chanics,in an anonymousworksometimesattributed to Isidore,the
Institutionumdisciplinae.20
The anonymousLetterto Cuimnanus, which
closelyfollowsIsidore'swording,datedby Bischoff to themid-seventh
century,is a possibleearlylinkbetweenSpain,Ireland,and the Con-
tinent.21
Laterin theseventhcentury thepoetAldhelmofMalmesbury
repeatedthisorderingoftheartstwicein his De virginitate and once in
De metrisetenigmatibusac pedum Italso appears,butagainwith-
regulis.22
out mechanics,in a ninth-centuryworkattributed to Bede.23Duringthe
eighthand ninthcenturiesvariationson Isidore'sclassification appear
in manyworksof Carolingianprovenience,includingan anonymous
appendixto Alcuin'sRhetoric, worksby Ermenrich ofEllwagen(a pupil
ofRhabanusMaurus)and ClemenstheGrammarian, as wellas several
anonymousand uneditedmanuscripts citedby Sternagel.24
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Artsin theEarlyMiddleAges
andtheLiberal
Philosophy,
Crafts, 63
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64 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
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Crafts, andtheLiberal
Philosophy, Artsin theEarlyMiddleAges 65
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66 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
3 Weisheipl, "Classificationof the Sciences," 64-65: "As the early Middle Ages were
unaware of the numerous Greek works on natural science, metaphysicsand ethics, rep-
etition of the Boethian and Stoic classificationof the sciences had littlesignificanceand
no practicalvalue forteachersof the arts. Misunderstandingsof the originaldivisions and
confusions of the issues involved were the inevitableresultof not having the Aristotelian
4Pierre Riche,Education
andCulture
intheBarbarian
West theSixthThrough
from theEighth
Century,trans. JohnJ. Contreni(Columbia, South Carolina: Universityof South Carolina
Press, 1978), 46-47, 68-71; "Only the applied sciences . . . stillattractedattention"(47).
41
Isidore of Seville, Etymologiae,
ed. W. M. Lindsay, 1, Index Librorum:
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Crafts, Artsin theEarlyMiddleAges
andtheLiberal
Philosophy, 67
4 Aldhelm, De metris
etenigmatibus, ed. Ehwald, 15:127,129,124 and Tatwine,Aenigmata,
in Thomas Wright,TheAnglo-Latin SatiricalPoetsand Epigrammatists
(London: Her Majesty's
StationeryOffice,1872), 2:528, 531, 532, 533. On Tatwine, see Law, InsularLatin Gram-
marians,23, 64-67.
4 Cassiodorus,Divinarum
etsaecularium
lectionum
1.29,30; DivineandHumanReadings,
131, 134-135. Cassiodorus also recommendsthe studyofmedicine(1.31; Divineand Human
Readings,135-136) and, in special cases, agriculture(1.28; Readings,129-131).
45 Cassiodorus, Variae1.2, 2, 45, 52, 53; 5.38; 7.6, 17; 3.25. (ed. Fridh, 11, 17, 52, 115-
116, 276-277).
4 Translationadapted fromTheLettersofCassiodorus,trans.Thomas Hodgkin (London:
Henry Frowde, 1886), 483; Variae11.38 (ed. Fridh,455-456):
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68 Artsfrom
TheMechanical theThirteenth
through
Antiquity Century
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Crafts, andtheLiberal
Philosophy, Artsin theEarlyMiddleAges 69
late ninth centuryeven the word mechanicahas dropped out and for
Clemens the Grammarianand Martinof Laon physics consists of arith-
metic, geometry,music, and astronomy,to which are attached astrol-
ogy, medicine and the minor arts which farmers,clothing-fullers and
stone-workersemploy.53
Thus between the fifthand ninthcenturiesthe notion of what might
constitutephilosophyor the liberalartsbroadens considerably.Whereas
Cassiodorus added threespecifictechnicalarts,each with an obviously
mathematicalcharacter,to the quadrivium, by the ninthcenturyat least
some authors include the whole range of handicrafts,naming farming,
cloth-makingand stone-working,as parts of physics and hence of phi-
losophy. This change continued to be influentialas late as the twelfth
centurywhen it appears in Honorius Augustodunensis's treatiseon the
arts. Honorius describesand definestenliberalarts,theusual quadrivium
and triviumplus physica,economics and mechanica.54 Physicais described
as medicine.55The definitionof mechanica56shows how completelythe
early Middle Ages had transformedits originalclassical meaning:
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70 TheMechanical
Artsfrom through
Antiquity theThirteenth
Century
The "artesmechanicae"
Stemagel,ArtesMechanicae, 30.
5 Johnthe Scot,79,12:"DOS A VIRGINEac si dixisset:PostquamMercuriusdederit
septemliberalesartes,tuncvirgodabitseptemmechanicas," AnnotationesinMarcianum,
ed. CoraE. Lutz(Cambridge, Mass.:TheMediaevalAcademyofAmerica,1939),74;47,13:
"MANCIPIAQUEid estque dotaleserant,id estseptemartesmechanicas quas Philologia
Mercuriodonaret,"Annotationes, 59. The mechanicalartsare also mentionedin 475, 1:
"ALIAS id est mechanicis," Annotationes,189and 475,4:"Consequentibus ed estVII me-
chanicis,"Annotationes, 189.
60 170,14:"Percepte artesdicunturque communi animiperceptioneiudicanturutseptem
liberalesartes. . . sed naturaliter
in animaintelliguntur.Non sic ceteraeartesquae imi-
tationequadamvel excogitatione humanafiunt, et caetere,"Annotationes,
ut architectoria
96, 97: "Itheliberalarts]naturaliterin ipsa animaintelliguntur.
Mechanicaeenimartes
non naturaliter insuntsed quadamexcogitatione humana,"Annotationes, 86.
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Crafts, andtheLiberal
Philosophy, Artsin theEarlyMiddleAges 71
61JohntheScot,Annotationes,
170,14 (ed. Lutz,86,96-97).
62 See note60 and note65.
63
andLetters
Laistner,Thought andIntellectual fora usefuloverviewoftheissues
Heritage;
surrounding Renaissance,
theCarolingian see JohnJ.Contreni,"Inharmonious Harmony:
Educationin theCarolingian World,"AnnalsofScholarship 1 (1980):81-96.
4 Contreni,"JohnScottus,"25.
65 Contreni, on p. 41: "Everynaturalart
"JohnScottus,"25. Thispassageis translated
(therefore) in humannature.Itfollowsthatall menbynaturepossess
is foundmaterially
naturalarts,butbecause,on accountofthepunishment forthesin ofthefirst man,they
(are obscured)in thesoulsofmenand are sunkin a profound ignorance, in teachingwe
do nothingbutrecallto our presentunderstanding thesameartswhichare storeddeep
in our memory."On the"Christianization ofthearts"in MartinofLaon, see Contreni,
"JohnScottus,"and Cathedral SchoolofLaon,113-117.
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72 Artsfrom
TheMechanical Antiquity
through
theThirteenth
Century
as a necessarypartofeducation,mostprobablyled to theestablishment
of theartesmechanicae.
MartianusCapella's MarriageofPhilology and Mercury, in whichar-
chitectureand medicine,and byimplication all crafts,
areexcludedfrom
the liberalarts,was onlyrarelyread in the periodpriorto the ninth
century.66 In its absence,as we have seen, classifications of the arts
includingtechnicalartsflourished. Johnthe Scot,as partof the Caro-
lingianrevivalof philosophyand the arts,was largelyresponsiblefor
bringingMartianusCapella into a prominencewhichlasted untilthe
end oftheMiddleAges.67Yetinwriting hiscommentary on theMarriage,
Johnhad to reconciletwo contradictory traditionson crafts:Capella's
rejectionof themand the Irish-Carolingian practiceof includingcrafts
undertherubricsofmechanica, astrology and medicineamongtheliberal
arts.He seemstohaveresolvedtheproblembyinventing a newcategory
of arts,therebyneithereliminating technicalartsfromthedivisionsof
knowledgenor incorporating themamongthe liberalarts.Takinghis
cue fromhis contemporaries, he calledthemthemechanicalarts.
The notionofthemechanicalartswas sustainedby a new interest in
craftsmanship and manuallaborfromthe ninthcenturyon.68For the
firsttime,calendars,encyclopediasand biblicalcommentaries were il-
lustratedwithrealisticdepictionsofagricultural and artisanlabor.69
The
mechanicalartsreappearedin Remigiusof Auxerre'scommentary on
MartianusCapella, althoughRemigiusdoes not further develop the
idea.70Its fullpotentialwas reachedonlyin thetwelfth centurywhen
Hugh of St. Victorfleshedout the meaningof the mechanicalartsby
enumerating and describingin detailseven crafts-fabric-making, ar-
mamentand building,commerce, agriculture,huntingand foodprepa-
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Crafts, Artsin theEarlyMiddleAges
andtheLiberal
Philosophy, 73
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TRANS.AMER.PHIL. SOC.
VOL. 80 PT. 1, 1990
HughofSt. Victor
IV. ParadiseRestored: andthe
MechanicalArtsin theTwelfth
andThirteenth
Centuries
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76 Artsfrom
TheMechanical theThirteenth
through
Antiquity Century
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Artsin theTwelfth
andtheMechanical
HughofSt. Victor andThirteenth
Centuries 77
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78 TheMechanical
Artsfrom through
Antiquity theThirteenth
Century
forpraise.Neckhamdescribesthemariner'scompass,theconstruction
of a fishingnet,theuses ofcoal and metals,theways in whichplants
and animalsservemankind,the operationsof the bakerand weaver
and the partsoftheplow and otherequipment.12Neckham,who also
wrotea separatetreatise on thenamesand partsofhouseholdand farm-
ing utensils,especiallypraisesthe plow as a giftfromheaven.13 Ma-
chinesand craftswere also depictedin manuscript illuminations. The
manuscript ofHerradofLandsberg'sHortusdeliciarum, forexample,in-
cludedrepresentations ofa heavyplow,spindle,mason'stools,cartand
harness,grainmilland wine press in illustrations of variousbiblical
passages.14 Drawingsofa swing-plow, kitchenand farming utensils,a
treadleloomand waterclocks also appearin theLuttrellPsalter(c. 1338)
and otherillustrated Bibles."' By theend of thetwelfth centurycycles
of craftsbeginto appear in churchsculpture,includingChartres,the
Campanilein Florence,RheimsCathedraland Amiens.'6
Less systematicbut stillsignificant referencesto craftsare scattered
throughout theliteratureoftheperiod.The discoveryofcrafts,forex-
ample, was incorporated into Christianhistory.PeterComestorand
HonoriusAugustodunensis recountnotonlythatTubalinventedmetal-
working,as recordedin Genesis,butadd theextra-biblical information
thathis sisterNoema inventedtextile-working.'7 Arnold,Benedictine
abbot of Bonnevalfrom1149to 1159,prefacedhis Hexaemeron witha
detaileddescription of the inventionand use, "withGod's pleasure,"
ofagriculture,metallurgy, textile-working, cookeryand medicineat the
timeofMoses.'8 Arnoldwas perhapsinfluenced bya passagein Exodus
35:30-35citedby his fellowBenedictine, RupertofDeutz,as proofthat
all knowledge,includingcrafts, is a giftfromGod:
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HughofSt. Victor
andtheMechanical
Artsin theTwelfth
andThirteenth
Centuries 79
19 RupertofDeutz, De SanctaTrinitate
etoperibus
eius40. De operibus
Spiritus
Sancti7.5,
ed. Hrabanus Haacke, Corpus christianorumcontinuatiomediaevalis, 24 (Turnholt:Bre-
pols Editores Pontificii,1972), 2042-2043:
Quod autemomniaquae subistogenere,id estscientiadiuidendodistinximus, dona Dei sint,et
idcircoSpiritussanctusrecteSpiritus
scientiae
praedicetur,examplis comprobare exabundanti est.
Verumtamen singulasingulorum breuiter
exemplaponamus.Illiteralem scientiam donumDei esse
docemur,cumin Exodolegimus.EccevacauitDominusexnomineBeselchelfilium Huri,filiHur,
de tribuIuda, impleuitqueeumSpirituDei, sapientiaetintelligentiaet scientiaeomnidoctrina ad
excogitandum et faciendumopus in auro,argentoet aerosculpendisque lapidibuset operecar-
pentario.Quidquidfabreadinueniri potest,deditin cordeeius.Oliabquoquefilium Achisamech,
de tribuDan. Amboserudiuitsapientia,ut faciantoperaabietarii polymitarii ac plumarii,de hy-
acinthoac purpura,coccoquebis tinctoet lino.
Van Engen, "Theophilus Presbyterand Rupert of Deutz," 153-154, sees this passage as
a deliberate retortto Augustine. Cf. Eusebius, Praeparatione
Evangelicae9.27 (PG 21, 729)
who quotesArtapanus(c. 50 B.C.) as sayingthatMosesinventedshipsand warmachines
as well as philosophy;Godfrey ofSt. Victor,Microcosmus 1.52-55,ed. PhilippeDelhaye,
Memoiresettravauxpubliesparles professeurs des FacultesCatholiquesde Lille,56 (Lille:
FacultesCatholiques,1951;Gembloux:J. Duculot,1951)72-73 who says thatthe me-
chanicalartsoriginated in thelaw ofMoses; RogerBacon,Opusmaius2.9, ed. Bridges,
Supplementary volume,1900,53-59 who says thatphilosophy, includingexperimental
science,was revealedby God to thebiblicalprophets.
20 See Chenu, Nature, Man and Society, 39-40, in whichhe quotesa twelfth-century
manuscriptwhichdiscussesthe question,"Can one considerthingsmanufactured by
man-footgear,cheese,and likeproducts-as worksof God?" and Robertde Melun,
Oeuvresde Robert de Melun,ed. RaymondM. Martin,Spicilegium SacrumLovaniense,
Etudeset Documents,fascicle21 (Louvain:Spicilegium SacrumLovaniense,1947),3, Sen-
tentiae,
1:73.
21 ThomasAquinas,Summa la.91,3.2,ed. and trans.EdmundHill,in Summa
theologiae,
theologiae,ed. Blackfriars
(New York:McGraw-Hill; London:Eyreand Spottiswoode),
13:28.
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80 TheMechanical
Artsfrom theThirteenth
through
Antiquity Century
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andtheMechanical
HughofSt. Victor Artsin theTwelfth
andThirteenth
Centuries 81
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82 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
forourphysicalweakness,a resultoftheFalland,liketheotherbranches
of knowledge,are ultimately subsumedunderthereligioustaskofres-
toringour true,prelapsarian nature.
The twelfth-century pushtowardtheintellectual assimilationoftech-
nologycontinuedintothethirteenth century.BothHugh ofSt. Victor
and Gundisalvoinspiredotherstointegrate technology intodiscussions
of knowledgein a varietyofways. In thetwelfth century, Hugh ofSt.
Victorand his followersplaced the mechanicalarts,definedas an in-
dependentcategory ofknowledge,withinthereligiouscontextofman's
effortto restorehimselfto his prelapsariancondition.In thethirteenth
century,althoughtheVictorine understandingof craftsmanship as an
aspect of salvationcontinuedto be influential in the thoughtof Bon-
aventure,VincentofBeauvaisand others,a conceptofthemechanical
artsas appliedscienceservingthecommunity predominated.28 Albertus
Magnus,RobertKilwardbyand RogerBacon,especially,following the
lead ofGundisalvo,modifiedelementstakenfromtheAristotelian, Ar-
abic and Victorinetraditions to definethe mechanicalartsas the op-
erativeor instrumental side ofthetheoretical
sciences.
Medievalthinkers duringthetwelfth and thirteenth there-
centuries,
fore,attempted in variouswaysto fashiona coherentand positiveview
oftechnology fromthediversebodyofthoughtdevelopedbytheircon-
temporaries and predecessors. We willfollowthesomewhatearlierVic-
torineunderstanding ofthemechanicalartsin thepresentchapter.The
Arabic-Aristoteliantraditionon themechanical intheLatin
arts,initiated
West by Gundisalvoand further developedin the thirteenth century,
willbe takenup in thefifth chapter.
Hugh of St. Victor
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andtheMechanical
HughofSt. Victor Artsin theTwelfth
andThirteenth
Centuries 83
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84 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
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Artsin theTwelfth
andtheMechanical
HughofSt. Victor andThirteenth
Centuries 85
mologywhichidentified theGreekwrixavi,(machine)with,uoqxo6(adul-
terer).43 ofHugh'soverallverypositiveattitude
Itis symptomatic toward
themechanicalartsthathe does notdwellupon or explaintheir"adul-
terate"natureand thedesignation has proveda puzzle bothto his me-
dieval and his modernreaders.'
Hugh's insistenceon thevalidityofincludingcraftsamongthelegit-
Lmateparts of knowledge comes throughnot only in his theoreticalar-
gumentsin supportofthisview,butalso in his descriptions
ofthearts
themselves.Hugh coverseach of the mechanicalartsin detail,giving
themequal space withtheology,
physicsand themathematical arts.His
accountdisplaysa pragmatic,
livelyconcernfordifferentaspectsofcraft-
manship.Under"armament,"forexample,Hugh namesvarioustypes
ofweaponsand armor,as wellas thetoolsand activities
ofthecarpenter
and otherbuilders,who "work with mattocksand hatchets,the fileand
beam, the saw and auger, planes, vises, the trowel and the level,
smoothing, hewing, cutting,filing,carving,joining, daubing in every
sort of material."45Hugh's descriptionof fabric-makingsimilarlysug-
gests a knowledgeable layman's interestin craftand its products:
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86 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
Navigatiocontinet
omnemin emendis,vendendis, mutandis, domesticis siveperegrinismercibus
negotiationem.haec rectissime
quasiquaedamsui generisrhetorica est,eo quod huicprofessioni
eloquentiamaximesitnecessaria.unde et hic qui faciundiaepraeessedicitur,Mercurius, quasi
mercatorum kirrius,id est,Dominusappellatur.haec secretamundipenetrat, litorainvisaadit,
desertahorridalustrat,et cumbarbarisnationibus et linguisincognitis
commercia humanitatis
exercet.huiusstudiumgentesconciliat,
bellasedat,pacemfirmat, etprivatabonaad communem
usumomniumimmutat.
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HughofSt. Victor
andtheMechanical
Artsin theTwelfth
andThirteenth
Centuries 87
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88 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
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HughofSt. Victor Artsin theTwelfth
andtheMechanical andThirteenth
Centuries 89
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90 Artsfrom
TheMechanical Antiquity theThirteenth
through Century
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andtheMechanical
HughofSt. Victor Artsin theTwelfth
andThirteenth
Centuries 91
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92 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
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HughofSt. Victor Artsin theTwelfth
andtheMechanical andThirteenth
Centuries 93
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94 Artsfrom
TheMechanical Antiquity Century
theThirteenth
through
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HughofSt. Victor
andtheMechanical
Artsin theTwelfth Centuries
andThirteenth 95
87 Trinkaus, oftheHistory
articlein theDictionary ofIdeas,s.v. "RenaissanceIdea ofthe
DignityofMan."
NemesiusofEmesa,De natura hominis
(PG 40:503-816);Gregory ofNyssa,De hominis
opliicio(PG 44:137-256);see n. 85 above.
9 Silverstein,
"Guillaumede Conchesand NemesiusofEmessa,"727.
9' Nemesius, De naturahominis1 (PG 40:517-524); Alfanus, Premmonphysicon1, Burk-
and translation
hard, 14-15. Thereare a modemcommentary of thissection,William
and NemesiusofEmesa,LibraryofChristianClassics, 4 (Philadelphia:
Telfer,CyrilofJerusalem
WestminsterPress,1955),242-244.See also AlbertoSiclari,L'Antropologia
di Nemesio
di
Emesa(Padua: Editrice"La Garangola,"1974),254-257.
91 Nemesius,De naturahominis1 (PG 40:533-536);Alfanus,Premmonphysicon1, Burk-
hard, 22-23; see also Telfer,CyrilofJerusalem
and NemesiusofEmesa,254-257.
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96 TheMechanical
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Antiquity theThirteenth
through Century
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HughofSt. Victor Artsin theTwelfth
andtheMechanical andThirteenth
Centuries 97
98 Alessio,"Filosofia e la 'artesmechanicae',"114-116,128-129.Moderninterpretations
ofthispassagein CityofGod22,24havevariedwidely.Glacken,Traces ontheRhodian Shore,
199,findsthispassage "surprising" becauseit "generously praiseshumanintelligence,
skilland creativity." ErnestL. Fortin,"Augustine,theArtsand Human Progress,"in
TechnologyandTheology: EssaysinChristian Analysis andExegesis,ed. CarlMitcham and Jim
Grote(Lanham,New Yorkand London:University PressofAmerica,1984),200,saysthat
thepassage"expatiates in rhapsodictermson theresourcefulness ofthehumanmindand
thesplendorofitsaccomplishments" and Ovitt,"StatusoftheMechanicalArts,"95, n.
33 describesthepassage as the"locusclassicus forthesalvationary efficacy oftheworks
ofthehands." On theotherhand,White,"CulturalClimates,"196,says,"Attheend of
De civitate
Dei,SaintAugustine discussestechnology ina moodofcompleteambivalence."
Mauricede Gandillac,"Place et signification de la techniquedans le mondemedieval,"
in Tecnicae casistica
(Padua: Casa EditriceDott.AntonioMilani,1964),273,remarks that
iftheVictorines wereinspiredbythistext,itis clearthattheygaveitanothersensethan
Augustine'soriginalone, and KarlMorrison,TheMimetic TraditionofReform in theWest
(Princeton: Princeton University Press,1982),76, characterizes thepassage as "ambigu-
ous." SergeLusignan,"Les artsmecaniquesdans le Speculum Doctrinale
de Vincentde
Beauvais,"in Cahiers d'etudes 7:39,also connectsthispassagein theCityofGod
medievals,
withtheDidascalicon, butapparently findsno greatdifference in themeaningofthetwo
texts.See also the discussionof the passage in RobinAttfield, "ChristianAttitudes to
Nature,"Journal oftheHistory ofIdeas44 (1983):377.
9 Alessio,"Filosofiae le 'artesmechanicae,"'115-116.
' Augustine,CityofGod22.24,De civitate Dei,ed. Dombart,2:609.
101 Augustine, De civitate Dei 22.24,TheCityofGod,trans.GeraldG. Walshand Daniel
J.Honan,TheFathers oftheChurch: A NewTranslation, 24 (Washington, D.C.: The Catholic
University ofAmericaPress,1954),484 (Dombart,2:612):
Praeterenimartesbenevivendiet ad inmortalem
perveniendi quae virtutes
felicitatem, vocantur
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98 TheMechanical
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Antiquity theThirteenth
through Century
. .. thatfromnature'sexample,a betterchancefortrying
Foritis fitting things
should be providedto man when he comesto deviseforhimselfby his own
reasoningthingsnaturally givento all otheranimals. .. Indeed,man'sreason
shinesforthmuchmorebrilliantly in inventing thesethingstheneveritwould
have had man naturally possessedthem... Wantit is whichhas devisedall
thatyou see mostexcellent in theoccupations ofmen... we lookwithwonder
notat naturealone butat theartificer as well.104
102 Augustine, De civitate Dei 22.24, trans.Walsh and Honan (ed. Dombart, 2:612-613):
. . . erroribus et falsitatibusdefendis quam magna claruerintingenia philosophorum
atque haereticorum. . ."
103 Augustine, De civitateDei 22.24, ed. Dombart, 2:609-616.
104 Hugh of St. Victor,Didascalicon1.9, Taylor, 56 (Buttimer,17). See above, n. 75 for
the Latin text. The "man unarmed" figurealso appears in Adelard of Bath, Quaestiones
ed. MartinMullerin Beitrige
naturales, derPhilosophie
zur Geschichte 31
desMittelalters
(1934):19-21 (translatedin Dodi Ve-nechdi Hanakden. . . towhichis added
theworkofBerachya
thefirstEnglishtranslation
fromtheLatinofAdelard
ofBath'sQuaestiones trans.
naturales,
Hermann Gollancz (London: H. Milford,1920,106-108) and Thomas Aquinas, Summatheo-
logiaela. 91.3, ed. Blackfriars,13:29, although neitherof these passages focuses as clearly
on technologyas does Hugh's version. The figurealso appears in Petrarch'sDe remediis
utriusquefortunae 2.93, a versionstrikinglyclose in meaningand language to the Didascalicon
1.9, and BenedettoMorandi's OfHumanHappiness;see Trinkaus,"In Our Image and Like-
ness," 1:294,280-282.BrianStock,Myth intheTwelfth
andScience A Study
Century: ofBernard
Silvester(Princeton: PrincetonUniversityPress, 1972), 225, suggests the Asclepiusas a
source for the Didascalicon;cf. Taylor, Didascalicon,184, n. 32, who notes that, although
Hugh knows the Asclepius,thereare essential differencesbetween Hugh's conception of
the mechanical artsand the artsforthe tendingof the earthas theyappear in theAsclepius.
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HughofSt. Victor
andtheMechanical
Artsin theTwelfth
andThirteenth
Centuries 99
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100 Artsfrom
TheMechanical Antiquity
through Century
theThirteenth
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ofSt. Victor
fHugh andtheMechanical
Artsin theTwelfth
andThirteenth
Centuries 101
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102 TheMechanical Antiquity
Artsfrom Century
theThirteenth
through
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HughofSt. Victor Artsin theTwelfth
andtheMechanical andThirteenth
Centuries 103
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104 TheMechanical
Artsfrom through
Antiquity theThirteenth
Century
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HughofSt. Victor
andtheMechanical
Artsin theTwelfth
andThirteenth
Centuries 105
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106 Artsfrom
TheMechanical Antiquity theThirteenth
through Century
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HughofSt. Victor Artsin theTwelfth
andtheMechanical andThirteenth
Centuries 107
losophy.'39Richard'sLiberexceptionum(c. 1158-1160)describestheparts
ofphilosophyand each ofthesevenmechanicalartsin quotationstaken
directly
fromtheDidascalicon.'40In harmony withRichard'sgeneralten-
dencyto tie philosophycloselyto issues of faith,the Liberexceptionum
opens withan unusuallydetailedaccountof the sciencesas post-lap-
sariansubstitutes forthethreeoriginalgoods bestowedby God, man's
creationin theimageofGod, his similitude to God and theimmortality
cfhis body.'4'
Godfreyof St. Victor(c. 1125-1194),even morethanRichard,made
the mechanicalartshis own. In a shortpoem, the Fonsphilosophiae,
Godfrey brieflydescribesthedivisionsofthesciencesand callsthefoun-
tainofthemechanicalartsa "dirtygymnasium" forfrogs.'42Yet,some
nine yearslater,his farmoresubstantialwork,the Microcosmus, vin-
dicatescraftsas legitimate
and, above all, moral activities.'43
Godfrey'sview of the mechanicalartsdiffers in severalways from
Hugh's. Like the "Ordo artium" and Raoul de Longchamps,he finds
thatthereare a largenumberofmechanicalarts,but,he says,itsuffices
to enumerateseven;he also leaves out theater,considersarmatura and
as two separatecategoriesand changesthenameofnavigatio
fabricatura
to mercatura(commerce).'" Like the author of the Philosophia,he is in-
terestedin the practitioners
of the artsas well as the artsthemselves
and remarksthatarmsweretheinvention ofsoldiers,commerce ofmer-
chants,agricultureof men of the country, buildingof artificers,
wool-
workingof wool-workers, huntingof huntsmenand medicineof doc-
tors,adding thatthereis no one who does not continuously know
throughexperienceall the effects of the mechanicalarts.145The most
significantdevelopmentof Hugh's originalconception,however,is
Godfrey'sextraordinary emphasison the intrinsicgoodness of tech-
nology.
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108 TheMechanical
Artsfrom
Antiquity
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theThirteenth
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andtheMechanical
HughofSt. Victor Artsin theTwelfth
andThirteenth
Centuries 109
152
Ibid., 1.57, (ed. Delhaye, 56:74):
Note the changing meanings attached to armaturaas one of the mechanical arts; cf. the
views of Hugh of St. Victorabove, p. 85f.and Johnof Dacia and RobertKilwardby,below.
153 MartinGrabmann,Die Geschichte derscholastischen
Methode(Freiburg:Herder'scheVer-
lag, 1909; rpt. Graz: Akademische Druck- u. Verlagsanstalt,1957), 1:252-254, has tran-
scribed the opening chaptersof the Speculumuniversaleof Radulfus Ardens which discuss
the division of the sciences; a summaryof the work of Michele de Paul, Etudedu Speculum
universale:Editiondu premierlivreis given in Ecole Nationale des Chartes. Positions des
theses soutenues par les eleves de la promotionde 1951 (Paris: Ecole des Chartes, 1951),
107-109. The table of contentsonly of the entirework is given by JohannesGrundel, Das
"SpeculumUniversale"desRadulfusArdens(Munich:Max Hueber, 1961),whichalso provides
bibliographyon Radulfus, 3. For Radulfus as one of the porretani or followersof Gilbert
de la Porree, see P.H. Vicaire, "Les Porretainset l'Avicennisme avant 1215," Revuedes
sciences ettheologiques
philosophiques 26 (1937):449-450.
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110 Artsfrom
TheMechanical Antiquity
through
theThirteenth
Century
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Artsin theTwelfth
andtheMechanical
HughofSt. Victor andThirteenth
Centuries 111
156
DomingoGundisalvo(DominicusGundissalinus), De divisione
philosophiae,
ed. Lud-
wig Baur,BeitrdgezurGeschichtederPhilosophie
desMittelalters,
4.2-3 (Munster:
Druckund
VerlagderAschendorffschen Buchhandlung, 1903),139.
157 Weisheipl,"Classification
oftheSciences,"68.
158
Weisheipl,"Classification
oftheSciences,"68-69,75,80-81.Weisheiplemphasizes
thatmanythirteenth-century thinkersinterpreted
Aristotle's
worksin thelightofa Pla-
tonismderivedeitherfromAugustineor ArabicNeoplatonism (80-81).
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112 Artsfrom
TheMechanical Antiquity theThirteenth
through Century
159 All of these authors, with the exception of Nicholas of Paris, are discussed below.
Nicholas of Paris's work on the division of the sciences has not been published but ac-
cording to Martin Grabmann, Mittelalterliches Geistesleben(Munich: M. Hueber, 1926),
1:242-244 he followed Hugh of St. Victoron the mechanical arts.
160 Bonaventure, De reductione
SaintBonaventure's ad theologiam:
artium A Commentary
with
an Introductionand Translation,ed. and tr.SisterEmma Therese Healey (Saint Bonaventure,
N.Y.: Saint BonaventureCollege, 1939); Bonaventure,Collationesin Hexaemeron, ed. R.P.
Ferdinandus Delorme (Florence:Ad Claras Aquas, 1934); fora general discussion of Bon-
aventure's ideas on the divisionofknowledge see, especially,BonaventureHinwood, "The
Division of Human Knowledge in the Writingsof Saint Bonaventure," FranciscanStudies,
n.s. 38 (1978):220-259.
161 Bonaventure, Collationes in Hexaemeron1.3, ed. Delorme, 11; on the relationshipof
theologyand philosophyin Bonaventure'sthought,see JohnFrancisQuinn, TheHistorical
Constitutionof St. Bonaventure's Philosophy, Studies and Texts, 23 (Toronto: PontificalIn-
stituteof Mediaeval Studies, 1973), 811-816.
162 Itinerarium
Bonaventure, in Deum1-4, Itineraire
mentis de l'esprit
versDieu: textede
Quaracchi,trans.Henry Dumery (Paris: J.Vrin,1960), 26-31; TheMind's Road toGod,trans.
George Boas (New York: The Liberal Arts Press, 1953); J.M. Bissen, L'exemplarisme
divin
selonSaintBonaventure
(Paris:J.Vrin,1929).
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iHughofSt. Victor
andtheMechanical
Artsin theTwelfth
andThirteenth
Centuries 113
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Artsfrom
Antiquity
through Century
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HughofSt. Victor
andtheMechanical andThirteenth
Artsin theTwelfth Centuries 115
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116 TheMechanical
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179
VincentofBeauvais,Speculum quadruplexsivespeculum maius,vol.2, Speculum
doctrinale
(Graz:Akademische Druck-u. Verlagsanstalt, 1965),1.1-9. Thisis a photo-reproduction
ofthe1624editionbyDouai, cols. 1-10;on theSpeculum maius;see SergeLusignan,"Pr&
faceau Speculum Maiusde Vincentde Beauvais:refraction et diffraction,"
Cahiers
d'etudes
medievales4 (1979):95-110
and Lusignan,"Les artsmecaniquesdansle Speculum Doctrinale
de Vincentde Beauvais,"Cahiers d'etudesmedievales 7 (1982):33-48.
180 Vincent ofBeauvais,Speculum doctrinale
1.15(Douai, col. 15).
181
Ibid.,11.1(Douai,col. 993).Vincentalso quotesthesectionon theartsfromtheCity
ofGod22.24in Speculum doctrinale1.8 (Douai,col.8) in hisdescription ofthenaturalgoods
ofthesoul givento man.Whether deliberatelyor,moreprobably, becauseofa copyist's
or printer'serror,Augustine'sdivisionoftheartsinto"partnecessary,partpleasurable
(voluptariae)"has becomein theSpeculum doctrinale "partnecessary, partvoluntary(vol-
untariae)."
182
VincentofBeauvais,Speculum doctrinale
1.16(Douai, col. 16).
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andtheMechanical
HughofSt. Victor Artsin theTwelfth
andThirteenth
Centuries 117
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118 TheMechanical
Artsfrom through
Antiquity Century
theThirteenth
of the Didascalicon
qualitiesare also characteristic and of one strandof
medievalthoughton technology. A quite different view of crafts,yet
one stillwithintheVictorine tradition,is providedinRobertKilwardby's
De ortuscientiarum.
RobertKilwardby'sfull-scale treatiseon the divisionsofphilosophy
has beencalledtheculmination and completion oftheVictorine tradition
and "the mostambitiousand astuteconsideration"
of classification of
ofthesciencesin thethirteenth
the classification century.188 Its impor-
tanceforthehistoryofideas abouttechnology lies less in thenewness
of Kilwardby'sconceptionsthan in his successfulredefinition of the
Victorinenotionof the artesmechanicae, whichharmonizeswithAris-
totelianand Arabicconceptsof scientific knowledge.Writtenaround
1250,189theDe ortuscientiarum drawsuponAristotelian and ArabicNeo-
platonicsources,as wellas Latinworkswithan Augustinian ambiance,
in particularthe Didascalicon,and presentsa cohesive,philosphically
rigorousreworking ofcurrenttraditions on thenatureofcrafts as a part
ofknowledge.190
Kilwardbybeginshis treatment ofthemechanicalartsby systematiz-
ing the Victorinecategoriesunderwhichcraftsare subsumed.Writing
as he does at the end of a long line of revisionsof Hugh's original
scheme,Kilwardbymodifiesthelistofthemechanicalartsalongwhat
had becomeconventional linesbutinan unusuallyexplicit and thorough
manner.LikeGodfrey ofSt.Victorand others,he placesmechanicswith
ethicsas thepracticalsciencesofthebodyand soul respectively.191 In
keepingwithhis systematic approach,Kilwardby firstgivesan account
of the mechanicalartsaccordingto Hugh, thenidentifies the relevant
sectionsofIsidoreofSeville'sEtymologiae and followswithhis own im-
provements.192 First,as in manyotherrevisionsof Hugh, theateris
eliminated.Kilwardby,however,adds the explanationthat theater
oughttobe greatly detestedand repudiatedbyCatholics. 193 The playing
188
Ovitt,"The StatusoftheMechanicalArts,"101;Weisheipl,"TheNature,Scopeand
Classification of the Sciences,"in Sciencein theMiddleAges,ed. Lindberg,479. ForKil-
wardby'sideas on thenatureand classification ofmathematics, metaphysics, ethicsand
language,see D.E. Sharp,"The De ortuscientiarum ofRobertKilwardby," TheNewScho-
lasticism8 (1934):1-30and Weisheipl,"Classification of theSciences,"75-78. The only
substantialdiscussionof Kilwardby on themechanicalartsis Ovitt,"The Statusof the
MechanicalArts,"101-104,and Restoration ofPerfection,127-130.
189
On thedate,see Crombie,Robert Grossteste,138.
190 For Kilwardby's use ofArabicNeoplatonism, of the
see Weisheipl,"Classification
Sciences,"75; Sharp,"The De ortuscientiarum," 2, however,rejectsanyinfluence ofNeo-
Platonismon Kilwardby, butsuggeststhatKilwardby and Augus-
used bothAristotelian
tinianideas as theysuitedhis own view.
191 Kilwardby, De ortuscientiarum34 and 35, ed. AlbertG. Judy(Oxford:Clarendon
Press,1976),123-126.
192 Ibid., 39 and 40 (ed. Judy,129-133).Ovitt,"The Statusof the Mechanical Arts,"
101-102,overestimates the degreeof originality in Kilwardby'srevisionsof the listof
mechanical arts;mostofKilwardby's changeshad beenanticipated inthetwelfth century;
see above,pp. 103-4,105-6,107.
193 Kilwardby, De ortuscientiarum40.373,ed. Judy,131.
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Artsin theTwelfth
andtheMechanical
HughofSt. Victor andThirteenth
Centuries 119
De istarumartiumsubtilidivisioneperimmediata etdefinitionibus
earumpropriis materiisqueac
finibusnonreputoad praesensesse sollicitandum,
tumne inutiliter
evagemur ad ea quae moderni
philosophiparumconsiderant, tumquia materiaeearumet finesmagismanuoperatoribus in-
notescerehabentquam philosophissolamveritatem et nos operationum
speculantibus expertes
sumus et in eisdeminexperti,tumquia mechanicaevariismodisdistingui possentet in variis
numeris.Nullamenimvideonecessitatem quarein taminnumerabilibusartibusponamuspraecise
septenarium nisiquandamcongruentiam apparentem ad septenariumartium liberalium.
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120 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
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HughofSt. Victor Artsin theTwelfth
andtheMechanical andThirteenth
Centuries 121
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122 TheMechanical
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Antiquity
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HughofSt. Victor Artsin theTwelfth
andtheMechanical andThirteenth
Centuries 123
Conclusion
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124 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
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andtheMechanical
HIughofSt. Victor Artsin theTwelfth
andThirteenth
Centuries 125
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126 Artsfrom
TheMechanical Antiquity theThirteenth
through Century
216
RogerBacon,Opusmaius2.1,trans.RobertBelleBurke(New York:Russelland Rus-
sell,1962),2:36(ed. J.H.Bridges,Supplementary Volume,36),". . . quoniamab uno Deo
data est totasapientiaet uni mundo,et propterfinemunum."
217
BaconOpusmaius2.15 (Bridges,Supplementary Volume,67-68).
218 BaconOpusmaius6. Ex. 2-3 (Bridges, 2:204-222).
219
On thesourcesofBacon'sscience,see StewartCopingerEaston,RogerBaconandhis
Search fora Universal
Science: oftheLifeandWork
A Reconsideration ofRogerBaconintheLight
ofHis Own StatedPurposes (Oxford:Basil Blackwell,1952;rpt.New York:Russelland
Russell,1971),70, 177,and Jeremiah M. Hackett,"TheMeaningofExperimental Science
(Scientia in thePhilosophy
experimentalis) ofRogerBacon,"Ph.D. diss.:University ofTo-
ronto,1983.
"'- FrancisBacon,Novum Organum,Aphorism 42,inTheWorksofFrancisBacon,ed. James
Spedding(London:Longmansand Co., 1870;rpt.New York:GarettPress,1968),4:297-
298.
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Artsin theTwelfth
andtheMechanical
HughofSt. Victor andThirteenth
Centuries 127
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TRANS. AMER. PHIL. SOC.
VOL. 80 PT. 1, 1990
ArtsandtheAristotelian
V. TheMechanical
Tradition
T of knowledgedid not
of craftsintoclassifications
nhe integration
occur solely withinthe religiousor "salvationary"frameworkde-
veloped by Hugh of St. Victorand his followers.A second tra-
dition,in which craftswere assigned a more purelysecular functionas
practicalparts of theoreticalscience, became importantamong many
writersinfluencedby the body of Aristotelianand Arabic thoughtin-
troduced into the West during the twelfthand thirteenthcenturies.'
This tradition,however, was farmore diversethan thatbegun by Hugh,
in partbecause the vast corpus of Aristotelianand Arabic works assim-
ilated into medieval philosophy during this period contained several
quite different strandsof thoughton the natureand value of technology
as a categoryof knowledge. In particular,Aristotle'sview of the rela-
tionshipbetween theoreticalscience and craftsoftendiverged consid-
erably fromthat implicitin Arabic classificationsof knowledge, many
of which were based on a synthesis of Aristotelianand Neoplatonic
principles.
Aristotle,like Augustine, lefta double-edged legacy forideas on the
values of crafts.On the one hand, Aristotlefrequentlyexpressed atti-
tudes and ideas which leftlittleroom fora positiveevaluation of manual
arts. For Aristotle,scientificknowledge, that is, metaphysics,mathe-
maticsand physics,is properlyspeculative and deals with the contem-
plationofunchangingtruth;science (scientia)thereforeis clearlydistinct
both fromthe productivearts,which deal with the makingof a product
accordingto rationalrules, and fromthe practicalarts,which deal with
actions.2Since science is concerned with universals,it is of more value
than art, which is concerned with the particularand contingent.Aris-
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130 TheMechanicalArtsfromAntiquitythrough Century
theThirteenth
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Tradition
TheMechanicalArtsand theAristotelian 131
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132 theThirteenth
TheMechanicalArtsfromAntiquitythrough Century
The TwelfthCentury
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Tradition
'TheMechanicalArtsand theAristotelian 133
16 Gundisalvo, De divisionephilosophiae,
Prologue (ed. Baur, 12).
17 Ibid., 112-114, 121-124.
18
Ibid., 122: "Sciencie ergo ingeniorumdocent modos excogitandiet adinueniendi."
On Gundisalvo's concept of the "science of devices," see Ovitt,"Status of the Mechanical
Arts," 97-98, who finds it "lack[ing] in precision." For the impact of Arabic science on
medieval ideas of the quadrivium, see Guy Beaujouan, "The Transformation of the Quad-
rivium," in Renaissanceand Renewalin theTwelfthCentury,ed. Robert L. Benson, Giles
Constableand Carol D. Lanham (Cambridge,Mass.: Harvard UniversityPress, 1982),463-
487. Gundisalvo's descriptionfollows that of al-Farabi,De scientiis,ed. Alonso, 108-112,
veryclosely.
20
Gundisalvo, De divisionephilosophiae, ed. Baur, 112-124.
20 Weisheipl, "Classificationof the Sciences in Medieval Thought," 71.
21 Gundisalvo, De divisione philosophiae,ed. Baur, 103-112.
22
Ibid., 117, 120-121.
23
Al-Farabi,De ortuscientiarum (ed. Baeumker,20); Gundisalvo, De divisionephilosophiae
(ed. Baur, 20). For the occult sciences in Gundisalvo's work, see Lynn Thorndike,History
ofMagic and Experimental Science(New York: Columbia UniversityPress, 1923), 2: 78-81.
Al-Farabi'slistof the eightparts of naturalscience also appears in Daniel of Morley's Liber
de naturisinferiorum et superiorum,ed. Karl Sudhoffin Archivfar die Geschichte derNatur-
wissenschaften und Technik8 (1917): 34.
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134 theThirteenth
TheMechanicalArtsfromAntiquitythrough Century
The ThirteenthCentury
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TheMechanicalArtsand theAristotelian
Tradition 135
31
The importanceof Aristotle,especially his PosteriorAnalytics,forthirteenth-century
discussions of scientificmethod has been shown by Crombie, RobertGrosseteste, 35-36,
52-60; that such discussions did not always consider the mechanical arts perse is shown
by Grossetestehimself,whose concernwas with experimentalscience ratherthan crafts.
32 Michael Scot, Divisiophilosophiae, extantin fragmentsin VincentofBeauvais's Speculum
doctrinale,ed. Douai (1624) and photo-reproduced (Graz: Akademische Druck- u. Ver-
lagsanstalt,1965), 1.16, col. 16. Bauer, ed. De divisionephilosophiae,
398-400, has collected
these fragments.
33 Jean of Antioch, Noticesur la Rhetorique de Cicron traduitepar MaitreJeand'Antioche,
ms.590 de Mus&eConde,ed. Leopold Delisle (Paris: LibrairieC. Klincksieck,1899), 14. Jean
places mechanical science, verbal science or grammar,logic and rhetoric,with law as the
parts of the civil science or politics.
3 BrunettoLatini, Li livresdou Tresor,ed. Francis J. Carmody (Berkeley:Universityof
CaliforniaPress, 1948), 21. The mechanicalarts,or all works of the hands, are placed with
the triviumas the parts of politics,"la plus haute science."
35 On Michael Scot, see Charles Haskins, "Michael Scot and FrederickII," Isis 4 (1921):
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136 TheMechanicalArtsfromAntiquitythroughtheThirteenth
Century
36
Vincentof Beauvais, Speculumdoctrinale 1.16 (ed. Douai, col. 16).
37 Du Wulf,Histoirede la philosophie medieval,1.313 suggests the connectionwith Gun-
disalvo.
38 Vincentof Beauvais, Speculum doctrinale1.16 (ed. Douai, col. 16): "et aliae huiusmodi
multae, que spectantad Mechanicam, et sunt quasi practicaillius."
39 Ibid., 1.16 (ed. Douai, col. 17). Vincentalso excerptedal-Farabi;these fragments are
collectedin Alonso, 143-162.
40 Johnof Dacia, Divisio scientiaein Johannis Daci opera,ed. AlfredOtto, Corpusphiloso-
phorumDanicorumMedii Aevi, 1 (Hauriae: Apud LibrariumG. E. C. Gad, 1955), 3, 20.
41 On the classificationof the sciences in AlbertusMagnus and Thomas Aquinas, see,
especially,Marietan,Classification dessciencesd'Aristoted St. Thomas,156-194 and Weisheipl,
"Classificationof the Sciences in Medieval Thought," 81-89. For the contentof Albertus
Magnus's thoughton the differentareas of knowledge (with the exception of the me-
chanical arts), see the collected essays in JamesWeisheipl, ed., AlbertusMagnus and the
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TheMechanicalArtsand theAristotelian
Tradition 137
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138 TheMechanicalArtsfromAntiquitythroughtheThirteenth
Century
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Tradition
TheMechanicalArtsand theAristotelian 139
51 AlbertusMagnus, commentaryon the Metaphysics 1.1.10 (ed. Geyer, 16: 15). See also
in the commentaryon the Metaphysics1.2.9 (ed. Geyer, 16: 26):
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140 TheMechanicalArtsfromAntiquitythrough Century
theThirteenth
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TheMechanical Tradition
ArtsandtheAristotelian 141
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142 TheMechanicalArtsfromAntiquitythroughtheThirteenth
Century
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TheMechanical
ArtsandtheAristotelian
Tradition 143
73 Bacon, Communium naturalium1 (ed. Steele, 1). This division is comparable to thatin
the Operamaiusexcept that optics and experimentalscience are included under physics.
7 On Bacon's view of the role of mathematics,see Weisheipl, "Classificationof the
Sciences," 79-80, and N. W. Fisher and S. Unguru, "ExperimentalScience and Mathe-
maticsin Roger Bacon's Thought," Traditio27 (1971): 353-378.
7 Bacon, Communium naturalium1 (ed. Steele, 5).
76 Ibid., (ed. Steele, 5-9).
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144 TheMechanicalArtsfromAntiquitythrough
theThirteenth
Century
81Bacon, The Opus Majus ofRogerBacon,trans. RobertBelle Burke (New York: Russell
and Russell, 1962), 2: 633 (ed. Bridges 2: 221):
Tamenomniahujusmodiutilitatis mirificae
in republicapertinentprincipaliter
ad hancscientiam.
Nam haec se habetad alias,sicutnavigatoria ad carpentariam, et sicutars militaris
ad fabrilem;
haecenimpraecipit ut fiantinstrumenta mirabilia,
et factisutitur,et etiamcogitatomniasecreta
propterutilitates
reipublicaeet personarum; et imperataliisscientiis,sicutancillissuis,et ideo
totasapientiaespeculativae
potestasistiscientiaespecialiter
attribuitur.
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TheMechanical
ArtsandtheAristotelian
Tradition 145
human beings both understand, and exert power over, nature more
explicitlyand forcefully than any of his contemporaries.As Guy Allard
has suggested, Bacon came close to reversingthe usual hierarchyof the
speculative and useful in medieval thought.84Yet, this concept of the
vialueof technology,which Allard describes as "strange and new," ap-
pears to be part of a broader tradition.Even if less universalized and
explicit,as in al-Farabiand Gundisalvo, or expressed in different
terms,
as in Kilwardby,comparable ideas flourishedamong Bacon's contem-
poraries. Perhaps it mighteven be said thatBacon, usually regarded as
a maverick,was, in this respect at least, more representativethan that
,irbiterof medieval thought,Thomas Aquinas.
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TRANS. AMER. PHIL. SOC.
VOL. 80 PT. 1, 1990
VI. Conclusion
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148 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
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Conclusion 149
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TRANS.AMER.PHIL. SOC.
VOL. 80 PT. 1, 1990
Selected
Bibliography
Abbreviations
PG = Patrologiae
cursuscompletus. graeca.EditedbyJ.-P.Migne.162vols.Paris:
Series
J.-P.Migne,1859-87.
PL = Patrologiae
cursuscompletus.
Serieslatina.EditedbyJ.-P.Migne.221vols.Paris:
J.-P.Migne,1855-65.
PrimarySources
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152 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
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Selected
Bibliography 153
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154 Antiquity
Artsfrom
TheMechanical through Century
theThirteenth
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Bibliography
Selected 155
SecondarySources
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Artsfrom
Antiquity theThirteenth
through Century
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Selected
Bibliography 157
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158 TheMechanical
Artsfrom
Antiquity
through
theThirteenth
Century
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Selected
Bibliography 159
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160 Artsfrom
TheMechanical Antiquity Century
theThirteenth
through
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Selected
Bibliography 161
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162 TheMechanical
Artsfrom
Antiquity theThirteenth
through Century
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Selected
Bibliography 163
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Index
165
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166 Index
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Index 167
Geometry:in early Middle Ages, 61, 64, in Aristotle,35, 111, 114, 120, 129-130
69 classificationsof, in twelfthand
as illiberal,in Seneca, 30 thirteenthcenturies,80, 81-82, 84,
mechanical arts associated with, 122 102, 103, 116, 137
in Plotinus, 47. See also Mathematics and craftsin antiquity,25-27, 32
Gille, Bertrand,6, 9-10 and salvation,in Augustine, 48-50, 52-
Godfreyof St. Victor,107-109, 123, 124, 55, 97-98, 102, 111, 112, 120, 125-126
125 divisions of, in Hellenisticauthors, 37-
Gregoryof Nyssa, St., 95, 96, 98 38
Gymnastics,48, 65 divisions of, in Plotinus, 46-48
as semi-liberalart,42, 46, 50 division of, in Rupertof Deutz, 78-79
as comparable to medicine, 46n113 practicalcharacterof, in early Middle
Ages, 66
as remedyforFall, 89-90, 98, 104-106,
Hero of Alexandria, 41 115, 125..126-127. See also Crafts;
Herrad of Landsberg, 78 Mathematics;Mechanical arts;
Honorius Augustodunensis, 61, 69-70, Technology;names of individual
78, 80 authors
Hugh of St. Victor,129, 132, 134, 137, 140
influenceof, 99-100, 101-102, 104, 105,
110, 111-112, 116, 123-127, 141, 144 Law, 33n45, 44, 115n177,134
importancein historyof attitudes as liberalart,46, 62n20, 65
toward technology,7n25, 17, 18, 83, as part of civil life,135n33, 136
99, 147 Le Goff,Jacques,5, 6, 12-13, 16, 17, 20,
and mechanical arts, 20, 60, 70, 72-73, 58
81, 82, 83-99 Lefebvredes Noettes, Richard,2, 3, 57
Hunting: in Augustine, 54, 98 Liberal arts,24, 73, 105, 115
in Innocent III, lOOnllO in antiquity,28, 54
as mechanical art, 60, 83, 86 broadened definitionof, in early Middle
in Plato, 33 Ages, 61, 69, 80-81
as practicalart, 37, 104, 107, 109, 110, and craftsin antiquity,63-65, 42-50, 51
144. See also Cookery compared to mechanical arts, 116, 119,
138, 140
in earlyMiddle Ages, 59-60, 66, 71-72
Illiberal arts, 28, 30, 42, 63, 71. See also medicine and architectureexcluded
Banausic arts from,29, 158. See also Illiberalarts
Iron-working,133
Isidore of Seville, 42 63, 65, 68, 71, 117,
118 Magic, 10, 32, 40, 105, 113, 115, 120, 123
influence on Hugh of St. Victor,88 as mechanical art, 103
interestin tools, 66 Manual labor, 5-7, 11, 12-16, 17
on medicine, 61 attitudestoward, in Middle Ages, 58,
on parts of philosophy, 59, 61 77-78, 79-80, 148-149
Greek attitudestoward, 15, 23, 28, 29
Mathematics,83
Jean of Antioch, 135 in Aquinas, 137, 139, 140
Jerome,St., 45, 63, 68 in Arabic classificationsof the sciences,
John of Dacia, 111, 114-115, 136 130-131
JohnDuns Scotus, 111, 114 in Aristotle,129
Johnof Salisbury, 106 and crafts,in antiquity,41-42, 43
John the Scot, 70-72, 81, 95 and crafts,in Gundisalvo, 132-133
and crafts,in Plato, 40-41
and crafts,in Roger Bacon, 142-144
Kilwardby, Robert,42, 82, 101, 111-112, and crafts,in the thirteenthcentury,
124, 132, 135, 137, 145 136, 137, 139, 140
importancein historyof attitudes practicalconception of, in early Middle
toward technology,10, 20, 147 Ages, 66, 68-69. See also Geometry;
and mechanical arts, 115-116, 118-123, Mechanics; Quadrivium
141-142 Marrou, H. L., 45, 63
Knowledge: in Arabic thought,130-131, Martianus Capella, 29, 58, 70, 72, 103
134 Martinof Laon, 63, 71
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168 Index
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Inzdex 169
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