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The California Department of Transportation (Caltrans) code recommendations exist, however, with respect to the
provides the only guidelines in the U.S. for the design of columns distance between spiral sets and uncertainties about the need
with interlocking spirals. Previous studies have shown that for supplemental crossties between adjacent spiral sets. For
columns with interlocking spirals have a satisfactory behavior, but example, the BDS upper limit on the distance between the
none of them have addressed the Caltrans upper limit on centers of adjacent spirals is 1.5 times the radius of the spiral
horizontal spacing between centers of the spirals in detail and
R, whereas the study in Reference 3 places an upper limit of
none used dynamic testing. Six large-scale column models were
designed and tested on a shake table at the University of Nevada- 1.2R. To address these issues, a study was undertaken using
Reno to study the effects of the shear level, spiral distance, and large-scale testing of bridge column models on one of the
crossties. The observed damage progression, load-displacement shake tables of the University of Nevada-Reno. The study
responses, reinforcement strains, and the apparent plastic hinge included both experimental and analytical components to
lengths were examined to evaluate the response. The results evaluate the seismic performance of bridge columns with
revealed that the Caltrans upper spiral distance limit of 1.5 times double interlocking spirals with different parameters, including
the spiral radius is satisfactory. However, supplementary crossties the spread between the spiral sets, the level of shear, and
are needed to prevent premature vertical shear cracking and crossties. The focus of this paper is on the experimental
strength degradation in columns with relatively high shear. phase of the investigation. Details of all aspects of the study
are presented in Reference 6.
Keywords: bridge; columns; interlocking spirals; seismic behavior.
RESEARCH SIGNIFICANCE
INTRODUCTION Interlocking spirals are used in the columns of many
The current seismic design philosophy for reinforced bridges. The spirals are designed based on provisions that
concrete structures relies on confinement of concrete to have yet to be verified and, in part, are in conflict with some
provide the necessary ductility and energy dissipation of the recommendations that are based on the limited available
capacity of structural members. Confinement is mainly past studies. The research presented in this paper was used
provided by the transverse reinforcement, which in columns to: 1) evaluate the dynamic performance of bridge columns
usually consists of spirals in members with circular or square that are designed based on the current Caltrans provisions; 2)
shape and ties in those with square or rectangular cross determine if the limits in the provisions are satisfactory; and
sections. Spirals confine concrete more effectively than 3) identify cases and limit states in which supplemental
rectilinear ties because they counteract the dilation of crossties are needed.
concrete through hoop action instead of a combination of
bending and hoop action that takes place in rectilinear ties. EXPERIMENTAL STUDIES
As a result, to provide the same level of confinement, the Test specimens
amount of tie reinforcement is greater than that provided by Six large-scale specimens were designed, constructed, and
spirals. Another advantage of spirals is that they are generally tested. The limit of 1.2R on the horizontal distance of the
easier to construct. The circular shape of spirals makes them centers of the spirals, di, recommended in Reference 3 is to
suitable for circular and square columns. To use the benefits ensure sufficient vertical shear transfer between adjacent
of spirals in rectangular columns, two or more sets of spiral sets. Because vertical shear is a function of horizontal
interlocking spirals are used. shear, the test parameters were selected to capture the effect of
The Caltrans Bridge Design Specifications (BDS)1 and a range of realistic horizontal shear stresses. The test variables
Seismic Design Criteria (SDC)2 are currently the only codes were: 1) the level of average shear stress; 2) the horizontal
in the U.S. that include provisions for the design of columns distance between the centers of the spirals, di; and 3) supple-
with interlocking spirals. Because the amount of research on mentary horizontal crossties. The test variables are listed in
interlocking spirals has been limited, the design provisions Table 1. The effect of other parameters such as axial load and
are driven mainly by research on single spirals. Studies3-5 material strength was not considered because the variation of
were conducted on the effect of several design parameters, these parameters in real bridges is relatively small.
including a comparison between interlocking spirals and The average horizontal shear stress was calculated as the
ties, horizontal distance between centers of the spirals, lateral load divided by the effective shear area taken equal to
quantity of transverse reinforcement, variation of the axial
load ratios, appropriate size and spacing of longitudinal bars
in the interlocking region, and cross section shape. These ACI Structural Journal, V. 104, No. 4, July-August 2007.
MS No. S-2005-200 received August 8, 2005, and reviewed under Institute publication
studies generally concluded that flexural and shear policies. Copyright © 2007, American Concrete Institute. All rights reserved, including
capacities of columns with interlocking spirals can be the making of copies unless permission is obtained from the copyright proprietors.
Pertinent discussion including author’s closure, if any, will be published in the May-June
conservatively estimated using current procedures. Conflicting 2008 ACI Structural Journal if the discussion is received by January 1, 2008.
Saad EI-Azazy is the Seismic Research Program Manager at the California Department
of Transportation (Caltrans). He received his BS from Cairo University, Giza, Egypt,
and his MS and PhD from Ohio State University, Columbus, Ohio. His research
interests include bridge seismic retrofit and performance of new bridges.
Fig. 5—Vertical crack (µd = 0.7) Specimen ISH1.5. Fig. 7—Specimen ISH1.5T after failure.
after 1.5 × Sylmar (μd = 4.1) and longitudinal bars were 1.0 × Sylmar (μd = 1.2). Localized small vertical cracks were
exposed after 1.75 × Sylmar (μd = 5.6) in Specimen ISL1.0. observed in Specimen ISH1.5T under 1.0 × Sylmar. After
The spirals were visible in Specimen ISL1.5 after 1.75 × 1.0 × Sylmar (μd = 1.4), first spalling at the top and bottom of
Sylmar (μd = 4.5) and became exposed over a large area after the column was observed in Specimens ISH1.0 and ISH1.5,
2.0 × Slymar (μd = 7.5). There was no visible core damage in whereas in Specimens ISH1.25 and ISH1.5T, the first spalling
either specimen. Specimens ISL1.0 and ISL1.5 failed during was observed during 1.25 × Sylmar (μd = 1.6 in Specimen
2.0 × Sylmar (1.21g PGA and μd = 9.6) and 2.125 × Sylmar ISH1.25 and 1.7 in Specimen ISH1.5T). Flexural and shear
(1.29g PGA and μd = 10.4), respectively. Figure 4 shows the cracks propagated and more concrete spalled during 1.5 ×
damage after failure in Specimen ISL1.0. The failure in both Sylmar (μd = 2.5) in Specimen ISH1.0, 1.75 × Sylmar (μd = 2.2)
columns was similar and was due to rupture of the spirals and in Specimen ISH1.25, 1.25 × Sylmar (μd = 1.7) in Specimen
buckling of the longitudinal bars at the bottom of the column in ISH1.5, and 1.75 × Sylmar (μd = 2.5) in Specimen ISH1.5T.
the plastic hinge zone. The spirals were visible at the top and bottom of the column
Specimens with high shear—Even though these columns after 2.125 × Sylmar (μd = 2.9) in Specimen ISH1.25. The
had a relatively high shear index, they were flexural members longitudinal bars were exposed after 1.75 × Sylmar (μd = 3.6)
and, hence, only flexural cracks were formed during the initial in Specimen ISH1.0, 2.25 × Sylmar (μd = 3.7) in Specimen
three or four runs. The measured displacement ductilities ISH1.25, 1.5 × Sylmar (μd = 2.2) in Specimen ISH1.5, and
associated with initial flexural cracks were 0.4, 0.6, 0.7, and 2.0 × Sylmar (μd = 2.8) in Specimen ISH1.5T. Specimens
0.6 in Specimens ISH1.0, ISH1.25, ISH1.5, and ISH1.5T, ISH1.0 and ISH1.25 (Fig. 6) failed in flexure/shear during
respectively. The flexural cracks were located in the plastic 2.0 × Sylmar (μd = 4.7) near the bottom and 2.375 × Sylmar
hinge zones near the top and bottom of the columns. These (μd = 4.7) near the top, respectively.
cracks were concentrated mainly at the top and bottom 1/3 of Damage in the core was observed in Specimen ISH1.5 after
the column height. A vertical crack in the interlocking region 2.125 × Sylmar (μd = 4.7) and in Specimen ISH1.5T after
extending from the top of the column to the midheight was 2.25 × Sylmar (μd = 3.0). The longitudinal bars buckled at the
observed after 0.4 × Slymar (μd = 0.7) in Specimen ISH1.5 bottom of the column during 2.25 × Sylmar (μd = 3.4) in
(Fig. 5). Diagonal cracks were formed in the interlocking Specimen ISH1.5 and 2.5 × Sylmar (μd = 3.4) in Specimen
region in the plastic hinge zones of all the specimens. These ISH1.5T Specimens ISH1.5 and ISH.5T (Fig. 7) failed
cracks began to form starting with 0.5 × Sylmar (μd = 0.6) and during 2.375 × Sylmar (μd = 4.0) and 2.625 × Sylmar (μd =
became noticeable under 0.75 × Sylmar (μd = 0.9) in Specimen 3.8), respectively. Failure in Specimen ISH1.5, was due to
ISH1.0, and 1.0 × Sylmar (μd = 1.4) in Specimen ISH1.25. In fracture of the spirals and buckling of the longitudinal bars,
Specimen ISH1.5, shear cracks were visible starting with whereas in Specimen ISH1.5T, failure was due to fracture of
0.75 × Sylmar (μd = 1.0) and in Specimen ISH1.5T under the spirals and one of the longitudinal bars.
Force-displacement relationships low and high shear, respectively. Based on the elasto-plastic
The accumulated measured hysteresis curves for the ISL curves, displacement ductility capacities of 9.5 and 10.4 were
and ISH groups are plotted in Fig. 8 and 9, respectively. For obtained for Specimens ISL1.0 and ISL1.5, respectively. In
each column, a backbone force-displacement envelope was Specimens ISH1.0, ISH1.25, ISH1.5, and ISH1.5T, the
developed based on the peak forces with corresponding measured displacement ductility capacities were 4.7, 5.0,
displacements for all the motions before failure. The failure 4.0, and 3.8, respectively.
point in the backbone curve was assumed either at the point The column section total depths were different within each
of maximum displacement or at a point with 80% of the peak
specimen group due to different distances between the spiral
force with the corresponding displacement. The latter was
sets. As a result, the lateral load capacity varied among the
used when the force at the maximum displacement dropped
more than 20% of the pick force (Fig. 8 and 9). The columns. To compare the performance of the specimens,
backbone curves for the predominant direction of the motion forces were normalized with respect to the effective yield
were idealized by elasto-plastic curves to quantify the force of each specimen and the normalized force-
ductility capacity. The force corresponding to the first displacement envelopes were compared (Fig. 10). The effect
reinforcement yield and the corresponding displacement on of a large distance between the spiral sets in low-shear
the measured envelope was used to define the elastic portion columns can be seen in Fig. 10(a). The overall ductility
of the idealized curve. Once the elastic portion was defined, capacity of the two low-shear specimens was comparable.
the yield level was established by equalizing the area The strength of the specimen with di of 1.5R (Specimen ISL1.5),
between the measured backbone and the idealized curves. however, degraded starting with displacement ductility of
Figures 8 and 9 show the idealized curves for specimens with 7.4, whereas the strength of the column with di of 1.0R
Measured curvatures
Displacement transducers were used to measure curvature
in the plastic hinge regions at the bottom of the ISL group
and at the top and bottom of the ISH group. The strain on
each side of the column was calculated from the vertical
displacement measured by each external transducer divided
Fig. 11—Measured displacement ductility capacity versus by the gauge length. The average curvature over the gauge
average shear stress index. length was computed as the difference between the strains on
the opposite sides of the column divided by the horizontal
distance between the instruments. This procedure assumes
that sections remained plane.
The curvature profiles for the predominant direction of
motion are shown in Fig. 12 and 13 for specimens with low
and high shear, respectively. High values of curvature were
measured in the plastic hinges, as expected. The curvatures
at the ends are influenced by the localized longitudinal
reinforcement bond slip and are not purely due to flexural
deformation of the plastic hinge.
The maximum ultimate curvatures in Specimens ISL1.0
and ISL1.5 were comparable, indicating that the change in
distance of the spiral sets did not affect the curvature
Fig. 12—Measured curvature for ISL group. performance. This observation was in agreement with the
displacement ductility capacities of the two models. The
(Specimen ISL1.0) did not drop until failure. At a maximum curvatures in the columns with high shear were
displacement ductility of 9, the strength degradation in the also comparable within the group, but were approximately 2/3
column with di of 1.5R was 10% whereas it was 4% when di of the curvatures of the ISL group. The lower curvatures are
was 1.0R. Nevertheless, degradation started at a relatively consistent with the smaller displacement ductility capacities
high ductility and hence is not of concern. Note that the that were observed for this group. The peak top and bottom
target design displacement ductility for the columns was 5. curvatures in Specimens ISH1.0 and ISH1.25 were comparable,
In specimens with high shear, the displacement ductility confirming that the loading mechanism to bend the columns
capacity was comparable in the two columns with di of 1.0R in double-curvature fixed-fixed mode was successful. In
or 1.25R. The ductility capacity dropped by approximately Specimens ISH1.5 and ISH1.5T, the peak top curvatures
20% when di was increased to 1.5R. The slightly lower were 20 to 25% lower than the bottom curvature due to slight
ductility of Specimen ISH1.5T versus Specimen ISH1.5 (3.8 rotation of the loading head that occurred under high loads
versus 4) suggests that the addition of crossties had little and prevented fully fixed response at the top.
effect on the ductility capacity. A comparison of Fig. 9(c)
and (d) indicates that the response of Specimen ISH1.5 Measured strains
contained limited excursions into the negative displacement The strain gauges on the longitudinal reinforcement were
range, whereas the Specimen ISH1.5T response was some- placed at the potential plastic hinge regions of all the
what symmetric. Variations of concrete strength properties, columns and the footings, and in the loading heads of the
column stiffness, and the shake table response are attributed ISH group. In all specimens, the longitudinal bars yielded