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ACI STRUCTURAL JOURNAL TECHNICAL PAPER

Title no. 104-S37

Shake Table Studies of Bridge Columns with Double


Interlocking Spirals
by Juan F. Correal, M. Saiid Saiidi, David Sanders, and Saad El-Azazy

The California Department of Transportation (Caltrans) code recommendations exist, however, with respect to the
provides the only guidelines in the U.S. for the design of columns distance between spiral sets and uncertainties about the need
with interlocking spirals. Previous studies have shown that for supplemental crossties between adjacent spiral sets. For
columns with interlocking spirals have a satisfactory behavior, but example, the BDS upper limit on the distance between the
none of them have addressed the Caltrans upper limit on centers of adjacent spirals is 1.5 times the radius of the spiral
horizontal spacing between centers of the spirals in detail and
R, whereas the study in Reference 3 places an upper limit of
none used dynamic testing. Six large-scale column models were
designed and tested on a shake table at the University of Nevada- 1.2R. To address these issues, a study was undertaken using
Reno to study the effects of the shear level, spiral distance, and large-scale testing of bridge column models on one of the
crossties. The observed damage progression, load-displacement shake tables of the University of Nevada-Reno. The study
responses, reinforcement strains, and the apparent plastic hinge included both experimental and analytical components to
lengths were examined to evaluate the response. The results evaluate the seismic performance of bridge columns with
revealed that the Caltrans upper spiral distance limit of 1.5 times double interlocking spirals with different parameters, including
the spiral radius is satisfactory. However, supplementary crossties the spread between the spiral sets, the level of shear, and
are needed to prevent premature vertical shear cracking and crossties. The focus of this paper is on the experimental
strength degradation in columns with relatively high shear. phase of the investigation. Details of all aspects of the study
are presented in Reference 6.
Keywords: bridge; columns; interlocking spirals; seismic behavior.

RESEARCH SIGNIFICANCE
INTRODUCTION Interlocking spirals are used in the columns of many
The current seismic design philosophy for reinforced bridges. The spirals are designed based on provisions that
concrete structures relies on confinement of concrete to have yet to be verified and, in part, are in conflict with some
provide the necessary ductility and energy dissipation of the recommendations that are based on the limited available
capacity of structural members. Confinement is mainly past studies. The research presented in this paper was used
provided by the transverse reinforcement, which in columns to: 1) evaluate the dynamic performance of bridge columns
usually consists of spirals in members with circular or square that are designed based on the current Caltrans provisions; 2)
shape and ties in those with square or rectangular cross determine if the limits in the provisions are satisfactory; and
sections. Spirals confine concrete more effectively than 3) identify cases and limit states in which supplemental
rectilinear ties because they counteract the dilation of crossties are needed.
concrete through hoop action instead of a combination of
bending and hoop action that takes place in rectilinear ties. EXPERIMENTAL STUDIES
As a result, to provide the same level of confinement, the Test specimens
amount of tie reinforcement is greater than that provided by Six large-scale specimens were designed, constructed, and
spirals. Another advantage of spirals is that they are generally tested. The limit of 1.2R on the horizontal distance of the
easier to construct. The circular shape of spirals makes them centers of the spirals, di, recommended in Reference 3 is to
suitable for circular and square columns. To use the benefits ensure sufficient vertical shear transfer between adjacent
of spirals in rectangular columns, two or more sets of spiral sets. Because vertical shear is a function of horizontal
interlocking spirals are used. shear, the test parameters were selected to capture the effect of
The Caltrans Bridge Design Specifications (BDS)1 and a range of realistic horizontal shear stresses. The test variables
Seismic Design Criteria (SDC)2 are currently the only codes were: 1) the level of average shear stress; 2) the horizontal
in the U.S. that include provisions for the design of columns distance between the centers of the spirals, di; and 3) supple-
with interlocking spirals. Because the amount of research on mentary horizontal crossties. The test variables are listed in
interlocking spirals has been limited, the design provisions Table 1. The effect of other parameters such as axial load and
are driven mainly by research on single spirals. Studies3-5 material strength was not considered because the variation of
were conducted on the effect of several design parameters, these parameters in real bridges is relatively small.
including a comparison between interlocking spirals and The average horizontal shear stress was calculated as the
ties, horizontal distance between centers of the spirals, lateral load divided by the effective shear area taken equal to
quantity of transverse reinforcement, variation of the axial
load ratios, appropriate size and spacing of longitudinal bars
in the interlocking region, and cross section shape. These ACI Structural Journal, V. 104, No. 4, July-August 2007.
MS No. S-2005-200 received August 8, 2005, and reviewed under Institute publication
studies generally concluded that flexural and shear policies. Copyright © 2007, American Concrete Institute. All rights reserved, including
capacities of columns with interlocking spirals can be the making of copies unless permission is obtained from the copyright proprietors.
Pertinent discussion including author’s closure, if any, will be published in the May-June
conservatively estimated using current procedures. Conflicting 2008 ACI Structural Journal if the discussion is received by January 1, 2008.

ACI Structural Journal/July-August 2007 393


Table 1—Test variables
Juan F. Correal is an Assistant Professor of civil and environmental engineering at
the University of Los Andes, Colombia, where he received his BS and MSCE. He Steel reinforcement
received his PhD in 2004 from the University of Nevada-Reno, Reno, Nev. His Scale Shear Aspect
research interests include the seismic design of bridges and applications of innovative Specimen factor index ratio di (× R) ρl , % ρs ,* %
materials for design, repair, and rehabilitation of structures.
ISL1.0 3.0 3.3 1.0 2.0 1.1
0.25
M. Saiid Saiidi, FACI, is a Professor of civil and environmental engineering and is the ISL1.5 3.0 3.6 1.5 2.0 1.1
Director of the Office of Undergraduate Research at the University of Nevada-Reno. He ISH1.0 7.0 2.0 1.0 2.9 0.6
is a Past Chair and a member of ACI Committee 341, Earthquake-Resistant Concrete
Bridges, and is member of ACI Committees 342, Bridge Evaluation; E803, Faculty ISH1.25 7.0 2.0 1.25 2.8 0.9
Network Coordinating Committee; and Joint ACI-ASCE Committee 352, Joints and 0.2
ISH1.5 7.0 2.1 1.5 2.9 0.9
Connections in Monolithic Concrete Structures. His research interests include analysis
and shake table studies of reinforced concrete bridges and application of innovative ISH1.5T 7.0 2.1 1.5 2.9 0.9*
materials. *
Steel ratio from additional crossties is not included.
Note: ρl = ratio of longitudinal reinforcement and ρs = ratio of transversal reinforcement.
David Sanders, FACI, is an Associate Professor of civil and environmental
engineering at the University of Nevada-Reno. He is Chair of ACI Committee 445,
Shear and Torsion, is Past Chair of ACI Committee 341, Earthquake-Resistant
Concrete Bridges, and is a member of the ACI Technical Activities Committee; ACI
Committees 318, Structural Concrete Building Code; 369, Seismic Repair and
Rehabilitation; 544, Fiber Reinforced Concrete; E803, Faculty Network Coordinating
Committee; E804, Educational Awards Nomination Committee; and Joint ACI-ASCE
Committee 423, Prestressed Concrete. His research interests include shake table
studies of reinforced concrete bridges.

Saad EI-Azazy is the Seismic Research Program Manager at the California Department
of Transportation (Caltrans). He received his BS from Cairo University, Giza, Egypt,
and his MS and PhD from Ohio State University, Columbus, Ohio. His research
interests include bridge seismic retrofit and performance of new bridges.

80% of the gross area (SDC).2 A shear stress index was


defined as the average shear stress divided by 0.083√f ′c
(MPa) (√f ′c [psi]). This index represents the level of shear in
the column. In this study, two levels of shear were selected:
low index equal to 3 and high index equal to 7. These indexes
represent column shear stresses in real bridges. Actual
bridge columns are designed to be ductile and the load
capacity is controlled by flexure, although shear damage is
expected to increase as the shear index increases.
The Caltrans BDS1 states that when more than one cage is
used to confine an oblong column core, the spirals must be
interlocked or the pier must be designed as though it consists
of multiple single columns. A maximum limit of 1.5 times Fig. 1—Test specimens cross sections.
the radius of the spirals, R, (where R is measured to the
outside edge of the spiral) for the horizontal distance of the 2.8% were selected for the longitudinal reinforcement. The
spirals, measured center-to-center of the spirals, di, is transverse steel ratio was designed to provide sufficient
specified. A minimum distance of 1.0R is recommended to confinement for the columns to reach the target displacement
avoid overlaps of more than two spirals in multiple spiral ductility capacity. Additional crossties with the same bar
cases. Of the six models used in this study, two were size as the spirals and spacing of two times the spacing of the
designed with a di of 1.0R, one with a di of 1.25R, and three spirals were used based on a design recommendation
with a di of 1.5R. described in Reference 6. An axial load index, defined as the
Three alphabetical characters followed by a number were axial load divided by the product of the gross cross-sectional
used to identify the test specimens. The initials I and S area and the specified concrete compressive strength of 10%,
represented interlocking and spirals, respectively. The third was used to represent the axial load level in real bridge columns.
initial L or H was for the shear index of low or high, The details of the cross section and the elevations of the
respectively. A numeral indicated the fraction of R used for specimens are shown in Fig. 1 and 2, respectively. The
di. In one specimen an initial T was added at the end of the spirals were continuous with constant pitch throughout the
specimen, designation to indicate the presence of height of the specimens. The spirals were extended along the
supplementary crossties (Fig. 1). height of the footing and the top loading head. The
The experimental program was developed to use one of longitudinal reinforcement was continuous with 90-degree
the shake tables at the Large-Scale Structures Laboratory at standard hooks at the ends. In the specimens with low shear,
the University of Nevada-Reno. Scale factors of 1/4 for the the height was taken from the top of the footing to the center
specimens with low shear and 1/5 for the columns with high of the lateral loading head because these columns were
shear were selected. These were the largest scales that could tested in single curvature cantilever mode. The height for
be used without exceeding shake table capacity. The others was taken as the clear distance between the top of the
displacement-based design procedure in the SDC2 was used footing and the bottom of the loading head because these
for a target displacement ductility capacity of 5. In the SDC,2 columns were tested in double curvature.
the displacement ductility is defined as the displacement The specified concrete compressive strength was 34.5 MPa
divided by the effective yield displacement excluding bond (5000 psi) with 9.52 mm (3/8 in.) maximum aggregate size. The
slip and shear deformations. Typical steel ratios of 2.0% and average measured concrete strength of the standard cylindrical

394 ACI Structural Journal/July-August 2007


samples on the day of testing was 36.8 MPa (5339 psi) for
Specimens ISL1.0 and ISL1.5, 31.1 MPa (4514 psi) for
Specimens ISH1.0 and ISH1.5, and 45.1 MPa (6542 psi) for
Specimens ISH1.25 and ISH1.5T. The specified yield stress for
all the reinforcement was 420 MPa (60 ksi). The average
measured yield stress of the steel samples was 462 MPa (67 ksi)
for Specimens ISL1.0 and ISL1.5, 443 MPa (64 ksi) for
Specimens ISH1.0 and ISH1.5, and 431 MPa (63 ksi) for
Specimens ISH1.25 and ISH1.5T.

Test setup, instrumentation, and testing procedure


Figure 3 shows the shake table setup for the high shear
specimens. The test setup for the low-shear specimens was
similar but with only one link between the mass rig and the
column to achieve single-curvature testing. All specimens
were tested in the strong direction. The lateral load was
applied through an inertial mass system off the table for better
stability. Two sets of swiveled links were used to connect the
inertial mass system to the specimens. One set consisted of
one link connected at the column loading head to test the
Fig. 2—Test specimens elevations.
specimens as a cantilever member with single curvature. The
other set consisted of two links connected at the top of the
column, allowing the specimens to be tested in double
curvature. The double-link system was designed to prevent
rotation of the loading head. The specimens with low shear
(ISL1.0 and ISL1.5) were tested in single curvature whereas
the specimens with high shear (ISH1.0, ISH1.25, ISH1.5, and
ISH1.5T) were tested in double curvature. The total equivalent
weight of the inertia mass was 445 and 356 kN (100 and
80 kips) for specimens tested in single and double curvature,
respectively. The axial load was applied through a steel
spreader beam by prestressed bars connected to hydraulic jacks
and an accumulator to limit axial load fluctuation. Electrical
strain gauges were attached to the longitudinal and transverse
steel to measure strain variation. A series of curvature Fig. 3—Double cantilever test setup.
measurement instruments were installed in the plastic
hinge zones. Additional displacement transducers forming Intermittent free vibration tests were conducted to measure
panels were placed along the height of the columns with high the change in frequency and damping ratio of the columns.
shear. Load cells were used to measure both the axial and
lateral forces. The acceleration at the top of the columns was EXPERIMENTAL RESULTS
measured using an accelerometer placed on the link Important aspects of the seismic performance of the test
connecting the mass rig to the specimens. Wire potentiometers columns were evaluated. The observed damage progression,
were used to measure the lateral displacements of the columns. load-displacement response, and strains were used to judge
Preliminary moment-curvature analysis was performed to the behavior of the columns. Additional response parameters,
estimate the lateral load and displacement capacities of the the curvature and plastic hinge length, were computed based
specimens. Once the capacity was estimated, a series of on the measured data and used in performance evaluation.
dynamic analyses were conducted to select the input motion
to be simulated in the shake table tests. The 1994 Northridge Observed response
earthquake, recorded at the Sylmar Hospital (0.606g peak Specimens with low shear—The observed performance was
ground acceleration [PGA]) was selected as the input motion correlated with the displacement ductility μd, which represents
based on the maximum displacement ductility demand the displacement divided by the effective measured yield
placed on the columns without exceeding the shake table displacement. Only flexural cracks were observed during the
capacity. The earthquake record is referred to as “Sylmar” first three runs (displacement ductility of up to 0.8) in
hereafter. The time axis of the input record was compressed Specimen ISL1.0 and during the first six runs (μd of up to 1.5)
to account for the scale effect and the minor differences in Specimen ISL1.5. Most of these cracks were located in the
between the axial load and the effective mass. lower 1/3 of the column height. First spalling and shear cracks
Each column was subjected to multiple simulated were seen in Specimen ISL1.0 after 0.5 × Sylmar (μd = 1.5) and
earthquakes, each referred to as a “run.” The amplitude of in Specimen ISL1.5 after 1.25 × Sylmar (μd = 2.4). The shear
the motions was increased in subsequent runs. Small cracks were located in the interlocking region in the lower 1/3
increments of the Sylmar record (10 to 20% of the full of the height of the column and were extensions of the flexural
Sylmar amplitude) were initially applied to the specimens to cracks. Considerable spalling at the bottom of the column, as
determine the initial stiffness, the elastic response, and the well as propagation of flexural and shear cracks, was observed
effective yield point. Once the effective yield was reached, after 1.25 × Sylmar (μd = 2.8) in Specimen ISL1.0 and 1.5 ×
the amplitude of the input record was increased until failure. Sylmar (μd = 3.1) in Specimen ISL1.5. Spirals were visible

ACI Structural Journal/July-August 2007 395


Fig. 4—Specimen ISL1.0 after failure. Fig. 6—Specimen ISH1.25 after failure.

Fig. 5—Vertical crack (µd = 0.7) Specimen ISH1.5. Fig. 7—Specimen ISH1.5T after failure.

after 1.5 × Sylmar (μd = 4.1) and longitudinal bars were 1.0 × Sylmar (μd = 1.2). Localized small vertical cracks were
exposed after 1.75 × Sylmar (μd = 5.6) in Specimen ISL1.0. observed in Specimen ISH1.5T under 1.0 × Sylmar. After
The spirals were visible in Specimen ISL1.5 after 1.75 × 1.0 × Sylmar (μd = 1.4), first spalling at the top and bottom of
Sylmar (μd = 4.5) and became exposed over a large area after the column was observed in Specimens ISH1.0 and ISH1.5,
2.0 × Slymar (μd = 7.5). There was no visible core damage in whereas in Specimens ISH1.25 and ISH1.5T, the first spalling
either specimen. Specimens ISL1.0 and ISL1.5 failed during was observed during 1.25 × Sylmar (μd = 1.6 in Specimen
2.0 × Sylmar (1.21g PGA and μd = 9.6) and 2.125 × Sylmar ISH1.25 and 1.7 in Specimen ISH1.5T). Flexural and shear
(1.29g PGA and μd = 10.4), respectively. Figure 4 shows the cracks propagated and more concrete spalled during 1.5 ×
damage after failure in Specimen ISL1.0. The failure in both Sylmar (μd = 2.5) in Specimen ISH1.0, 1.75 × Sylmar (μd = 2.2)
columns was similar and was due to rupture of the spirals and in Specimen ISH1.25, 1.25 × Sylmar (μd = 1.7) in Specimen
buckling of the longitudinal bars at the bottom of the column in ISH1.5, and 1.75 × Sylmar (μd = 2.5) in Specimen ISH1.5T.
the plastic hinge zone. The spirals were visible at the top and bottom of the column
Specimens with high shear—Even though these columns after 2.125 × Sylmar (μd = 2.9) in Specimen ISH1.25. The
had a relatively high shear index, they were flexural members longitudinal bars were exposed after 1.75 × Sylmar (μd = 3.6)
and, hence, only flexural cracks were formed during the initial in Specimen ISH1.0, 2.25 × Sylmar (μd = 3.7) in Specimen
three or four runs. The measured displacement ductilities ISH1.25, 1.5 × Sylmar (μd = 2.2) in Specimen ISH1.5, and
associated with initial flexural cracks were 0.4, 0.6, 0.7, and 2.0 × Sylmar (μd = 2.8) in Specimen ISH1.5T. Specimens
0.6 in Specimens ISH1.0, ISH1.25, ISH1.5, and ISH1.5T, ISH1.0 and ISH1.25 (Fig. 6) failed in flexure/shear during
respectively. The flexural cracks were located in the plastic 2.0 × Sylmar (μd = 4.7) near the bottom and 2.375 × Sylmar
hinge zones near the top and bottom of the columns. These (μd = 4.7) near the top, respectively.
cracks were concentrated mainly at the top and bottom 1/3 of Damage in the core was observed in Specimen ISH1.5 after
the column height. A vertical crack in the interlocking region 2.125 × Sylmar (μd = 4.7) and in Specimen ISH1.5T after
extending from the top of the column to the midheight was 2.25 × Sylmar (μd = 3.0). The longitudinal bars buckled at the
observed after 0.4 × Slymar (μd = 0.7) in Specimen ISH1.5 bottom of the column during 2.25 × Sylmar (μd = 3.4) in
(Fig. 5). Diagonal cracks were formed in the interlocking Specimen ISH1.5 and 2.5 × Sylmar (μd = 3.4) in Specimen
region in the plastic hinge zones of all the specimens. These ISH1.5T Specimens ISH1.5 and ISH.5T (Fig. 7) failed
cracks began to form starting with 0.5 × Sylmar (μd = 0.6) and during 2.375 × Sylmar (μd = 4.0) and 2.625 × Sylmar (μd =
became noticeable under 0.75 × Sylmar (μd = 0.9) in Specimen 3.8), respectively. Failure in Specimen ISH1.5, was due to
ISH1.0, and 1.0 × Sylmar (μd = 1.4) in Specimen ISH1.25. In fracture of the spirals and buckling of the longitudinal bars,
Specimen ISH1.5, shear cracks were visible starting with whereas in Specimen ISH1.5T, failure was due to fracture of
0.75 × Sylmar (μd = 1.0) and in Specimen ISH1.5T under the spirals and one of the longitudinal bars.

396 ACI Structural Journal/July-August 2007


Fig. 8—Hysteretic curves and envelopes for low-shear specimens.

Fig. 9—Hysteretic curves and envelopes for high-shear specimens.

Force-displacement relationships low and high shear, respectively. Based on the elasto-plastic
The accumulated measured hysteresis curves for the ISL curves, displacement ductility capacities of 9.5 and 10.4 were
and ISH groups are plotted in Fig. 8 and 9, respectively. For obtained for Specimens ISL1.0 and ISL1.5, respectively. In
each column, a backbone force-displacement envelope was Specimens ISH1.0, ISH1.25, ISH1.5, and ISH1.5T, the
developed based on the peak forces with corresponding measured displacement ductility capacities were 4.7, 5.0,
displacements for all the motions before failure. The failure 4.0, and 3.8, respectively.
point in the backbone curve was assumed either at the point The column section total depths were different within each
of maximum displacement or at a point with 80% of the peak
specimen group due to different distances between the spiral
force with the corresponding displacement. The latter was
sets. As a result, the lateral load capacity varied among the
used when the force at the maximum displacement dropped
more than 20% of the pick force (Fig. 8 and 9). The columns. To compare the performance of the specimens,
backbone curves for the predominant direction of the motion forces were normalized with respect to the effective yield
were idealized by elasto-plastic curves to quantify the force of each specimen and the normalized force-
ductility capacity. The force corresponding to the first displacement envelopes were compared (Fig. 10). The effect
reinforcement yield and the corresponding displacement on of a large distance between the spiral sets in low-shear
the measured envelope was used to define the elastic portion columns can be seen in Fig. 10(a). The overall ductility
of the idealized curve. Once the elastic portion was defined, capacity of the two low-shear specimens was comparable.
the yield level was established by equalizing the area The strength of the specimen with di of 1.5R (Specimen ISL1.5),
between the measured backbone and the idealized curves. however, degraded starting with displacement ductility of
Figures 8 and 9 show the idealized curves for specimens with 7.4, whereas the strength of the column with di of 1.0R

ACI Structural Journal/July-August 2007 397


to the difference in the column responses. Symmetric cyclic
displacements tend to place higher demands on reinforced
concrete members. It is hence concluded that, had the
displacements in the two columns been identical, Specimen
ISH1.5T would have shown a higher ductility capacity.
Nonetheless, the ductility capacity of approximately 4
measured in Specimens ISH1.5 and ISH1.5T was considered
to be satisfactory. The displacement ductility at which
strength degradation began in columns with di of 1.0R and
1.25R was approximately 3.7, and in those with di of 1.5R
was approximately 3. The larger spread of the spirals clearly
shows some effect on the overall load-displacement
Fig. 10—Normalized lateral force-displacement envelopes.
response. The addition of the crossties reduced the slope of
the degradation part of the responses (Fig. 10(b)).
The displacement ductility capacity versus the average
shear stress index is shown in Fig. 11. The measured
concrete compressive strengths were used in this graph. In
general, the displacement ductility capacity decreased when
the average shear stress index increased. This was because
columns subjected to high shear failed in shear/flexural
mode, whereas those with low shear failed in flexure with no
significant shear damage.

Measured curvatures
Displacement transducers were used to measure curvature
in the plastic hinge regions at the bottom of the ISL group
and at the top and bottom of the ISH group. The strain on
each side of the column was calculated from the vertical
displacement measured by each external transducer divided
Fig. 11—Measured displacement ductility capacity versus by the gauge length. The average curvature over the gauge
average shear stress index. length was computed as the difference between the strains on
the opposite sides of the column divided by the horizontal
distance between the instruments. This procedure assumes
that sections remained plane.
The curvature profiles for the predominant direction of
motion are shown in Fig. 12 and 13 for specimens with low
and high shear, respectively. High values of curvature were
measured in the plastic hinges, as expected. The curvatures
at the ends are influenced by the localized longitudinal
reinforcement bond slip and are not purely due to flexural
deformation of the plastic hinge.
The maximum ultimate curvatures in Specimens ISL1.0
and ISL1.5 were comparable, indicating that the change in
distance of the spiral sets did not affect the curvature
Fig. 12—Measured curvature for ISL group. performance. This observation was in agreement with the
displacement ductility capacities of the two models. The
(Specimen ISL1.0) did not drop until failure. At a maximum curvatures in the columns with high shear were
displacement ductility of 9, the strength degradation in the also comparable within the group, but were approximately 2/3
column with di of 1.5R was 10% whereas it was 4% when di of the curvatures of the ISL group. The lower curvatures are
was 1.0R. Nevertheless, degradation started at a relatively consistent with the smaller displacement ductility capacities
high ductility and hence is not of concern. Note that the that were observed for this group. The peak top and bottom
target design displacement ductility for the columns was 5. curvatures in Specimens ISH1.0 and ISH1.25 were comparable,
In specimens with high shear, the displacement ductility confirming that the loading mechanism to bend the columns
capacity was comparable in the two columns with di of 1.0R in double-curvature fixed-fixed mode was successful. In
or 1.25R. The ductility capacity dropped by approximately Specimens ISH1.5 and ISH1.5T, the peak top curvatures
20% when di was increased to 1.5R. The slightly lower were 20 to 25% lower than the bottom curvature due to slight
ductility of Specimen ISH1.5T versus Specimen ISH1.5 (3.8 rotation of the loading head that occurred under high loads
versus 4) suggests that the addition of crossties had little and prevented fully fixed response at the top.
effect on the ductility capacity. A comparison of Fig. 9(c)
and (d) indicates that the response of Specimen ISH1.5 Measured strains
contained limited excursions into the negative displacement The strain gauges on the longitudinal reinforcement were
range, whereas the Specimen ISH1.5T response was some- placed at the potential plastic hinge regions of all the
what symmetric. Variations of concrete strength properties, columns and the footings, and in the loading heads of the
column stiffness, and the shake table response are attributed ISH group. In all specimens, the longitudinal bars yielded

398 ACI Structural Journal/July-August 2007


Fig. 13—Measured curvature for ISH group.

extensively and flexural deformations dominated the


response. Higher strains were measured at or near the base of
all the columns and also at the top of the ISH group. Because
the response in all the specimens was dominated by flexure,
the test variables did not significantly affect the trends in the
longitudinal and spiral bar strains except as noted in the
following.
The correlation between the apparent damage and the longi-
tudinal bar strains was studied. Five damage states were
selected representing an increasing level of damage: 1) flexural
cracks; 2) first spalling and shear cracks; 3) extensive cracking
and spalling; 4) visible spirals and longitudinal bars; and 5)
imminent failure. The fifth damage state refers to the case where
core damage is observed or is about to occur and some of the
longitudinal bars show signs of bending that might lead to
buckling and failure in subsequent runs. This damage state Fig. 14—Longitudinal bars strain versus observed damage.
corresponded to the run before the failure run in the shake table
tests. Figure 14 shows the average of the highest three strain yield strain was recorded when extensive cracking and
data in the longitudinal bars versus the damage states in each spalling was observed in the columns. Average strains of 18
model. The average data for three gauges, rather than the and 19 times the yield strain were recorded for the last two
maximum strain, were used because local bar strains are damage states.
influenced by cracks and present erratic patterns. The data for The correlation between the spiral bar strains and different
all specimens were averaged and shown on the graph. damage states was also reviewed. It was found that spiral bar
It can be seen in Fig. 14 that, within each damage state, the strains remain small (generally less than 2/3 of the yield
longitudinal bar strains were generally higher in the ISL strain) until the run before failure. These data are presented
group. This is because the moment gradient in the high-shear and discussed in more detail in Reference 7. It was
columns is relatively high, making the strain more localized determined that it would be more useful if the trends in spiral
and the average strains lower. The larger distance between bar strains are studied as a function of displacement
the spiral sets in Specimen ISL1.5 led to higher bar strains in ductilities. The average of peak spiral strains is plotted
the first three damage states. Within the ISH group, the bar against displacement ductilities in Fig. 15. It can be seen that
strains did not seem to be sensitive to the distance between average strain was below yield until higher ductilities were
the spiral sets. reached. The larger distance between the spiral sets in
The average bar strains in all specimens increased Specimen ISL1.5 led to higher strains than those of
especially during the first three damage states. Average Specimen ISL1.0 under large ductilities. The higher spiral
strains of approximately 3.5 times the yield strain were strains are attributed to the slight degradation of the load
recorded when flexural cracks were observed in the capacity (Fig. 10) observed in Specimen ISL1.5. In addition,
columns. When first spalling and shear cracks were visible, Fig. 15 shows slightly smaller strains in Specimen ISH1.0
the strain in the longitudinal bars increased to approximately compared with the rest of the high-shear specimens until the
7.5 times the yield strain. An average strain of 14.5 times the last motion. The average maximum spiral strains in

ACI Structural Journal/July-August 2007 399


In Eq. (1), the average of the measured curvatures over the
extreme two gauge lengths (203 mm [8 in.] in low-shear
columns and 254 mm [10 in.] in high-shear columns) was used
because most of the plastic deformation was concentrated over
that region according to the measured curvatures and strains.
Table 2 lists the data used to determine the measured lp for
Specimens ISL1.0 and ISL 1.5. The values of lp of 0.75 and
0.83 times the total depth of the column were found for
Specimens ISL1.0 and ISL1.5, respectively. It can be seen that
the larger spiral distance in Specimen ISL1.5 led to an increase
in the ratio of the PHL over the column depth by
approximately 10%. The aspect ratio (column height divided
Fig. 15—Maximum average strain in the spirals. by the column section depth in the loading direction) of
Specimen ISL1.5 was approximately 10% larger than the
Table 2—Data for plastic hinge length Specimen ISL1.0 aspect ratio. Under equal conditions,
Specimen Specimen ISL1.5 would experience a smaller shear
Variables ISL1.0 ISL1.5 ISH1.0 ISH1.25 ISH1.5 ISH1.5T deformation. The larger spread of the spirals in Specimen
φp , Rad/mm
ISL1.5, however, appear to have led to higher shear
0.204 0.159 0.124 0.116 0.101 0.074
(Rad/in.) (0.008) (0.006) (0.005) (0.005) (0.004) (0.003) deformations that necessitated a larger PHL to match the
16.901 18.172 21.1 21.1 32.1 26.7
measured displacement.
Δy, mm (in.)
(0.67) (0.72) (0.83) (0.83) (1.26) (1.05) The values of lp of 0.98, 0.96, 1.12, and 1.27 times the total
Δu, mm (in.) 161 188 98.6 105 127 102 depth of the columns were found for Specimens ISH1.0,
(6.34) (7.4202) (3.88) (4.15) (5.02) (4.00) ISH1.25, ISH1.5, and ISH1.5T, respectively. The aspect
L, mm (in.) 1473 1828 1473 1600 1753 1753 ratios for these columns were nearly the same. In high-shear
(58) (72) (58) (63) (69) (69)
columns, the increase in the distance between the spirals
lp , mm (in.) 351 428 363 384 480 541 from 1.0R to 1.5R appears to have increased displacement
(13.8) (16.84) (14.3) (15.1) (18.9) (21.3)
due to shear, thus increasing the apparent plastic hinge
length by approximately 20%.
Specimens ISH1.25 and ISH1.5T were nearly the same, and
the average maximum spiral strain in Specimen ISH1.5 was CONCLUSIONS
the highest until a displacement ductility of approximately Based on the observations and the experimental results of
1.6 was reached. this study, the following conclusions are drawn:
1. The seismic performance of columns with relatively
Plastic hinge length low shear with spiral distance di of 1.0R and 1.5R was similar
The plastic hinge length (PHL) is used to estimate post- and satisfactory with displacement ductility capacities of
yield lateral displacements based on the moment curvature near 10. The strength degradation was slightly larger when di
properties of the plastic hinge while empirically taking into was 1.5R. This degradation began at a displacement ductility
account displacements due to bond slip and shear of 7.4, however, which exceeded the target design
deformation. To determine the sensitivity of PHL to the displacement ductility of 5;
spiral set distance and the level of shear, the PHL for each 2. Because the low-shear column with di of 1.5R did not
column was estimated using the measured plastic curvatures experience significant shear cracking, and based on the
and displacements. The moment area method was used to satisfactory displacement ductility capacity, it appears that
relate displacements and curvatures assuming that the plastic the Caltrans provision of allowing a di value of up to 1.5R is
rotation θp over the equivalent PHL, lp, is defined by appropriate for columns with low shear;
3. The seismic performance of column models with di of
θ p = ( φ u – φ y )l p (1) 1.0R and 1.25R subjected to high shear was similar and
satisfactory. Even though the columns failed in shear/flexure
mode, they were ductile and achieved the design
where φu equals the ultimate curvature capacity, and φy displacement ductility capacity of 5;
equals the idealized yield curvature. 4. Vertical cracks in the interlocking region were observed
The center of rotation was assumed to be at the center of under small earthquakes in the column with high shear and
the plastic hinge. Equation (2) was assumed to relate plastic di of 1.5R. The large area of plain concrete in the interlocking
rotation and plastic displacements. The PHL was determined zone is susceptible to cracking when di is 1.5R and the
using this equation. In the ISH group, two plastic hinges column shear is relatively high. The addition of horizontal
were formed and, hence, the average measured curvatures at crossties connecting the interlocking hoops not only reduced
the top and bottom were used. and delayed vertical cracks in the interlocking region, but
also reduced the strength degradation;
l 5. The measured displacement ductility capacity was
Δ p = θ p ⎛ L – ---p⎞ (2) approximately 4 in columns with high shear and a di of 1.5R.
⎝ 2⎠
Even though the desired ductility capacity was 5, the column
is considered to be sufficiently ductile for most applications.
where L equals the distance from point of maximum moment Crossties are recommended to reduce premature vertical
to the point of contraflexure. cracking in these columns; and

400 ACI Structural Journal/July-August 2007


6. The plastic hinge length to match the measured plastic Version 1.2,” Engineering Service Center, Earthquake Engineering Branch,
lateral displacement increased as the distance of the spirals Calif., Dec. 2001, 133 pp.
3. Tanaka, H., and Park, R., “Seismic Design and Behavior of Reinforced
sets increased from 1.0R to 1.5R by 10 to 20%, depending on Concrete Columns with Interlocking Spirals,” ACI Structural Journal, V. 90,
the level of shear. No. 2, Mar.-Apr. 1993, pp. 192-203.
4. Buckingham, G. C., “Seismic Performance of Bridge Columns with
ACKNOWLEDGMENTS Interlocking Spirals Reinforcement,” MS thesis, Washington State University,
The research presented in this paper was sponsored by the California Pullman, Wash., 1992, 146 pp.
Department of Transportation. The dedicated assistance of P. Laplace, J. 5. Benzoni, G.; Priestley, M. J. N.; and Seible, F., “Seismic Shear Strength
Pedroarena, and P. Lucas of the University of Nevada-Reno bridge of Columns with Interlocking Spiral Reinforcement,” 12th World Conference
laboratory is gratefully acknowledged. Specials thanks are expressed to N. on Earthquake Engineering, Auckland, New Zealand, 2000, 8 pp.
Wehbe of South Dakota State University for developing a moment-curvature 6. Correal, J.; Saiidi, M.; and Sanders, D., “Seismic Performance of RC
analysis program for interlocking spiral columns. Bridge Columns Reinforced with Two Interlocking Spirals,” Report No.
CCEER-04-6, Center for Civil Engineering Earthquake Research, Department
of Civil Engineering, University of Nevada-Reno, Reno, Nev., Aug. 2004,
REFERENCES 438 pp.
1. California Department of Transportation, “Bridge Design Specifications,” 7. Correal, J., and Saiidi, M., “Lessons Learned from Shake Table Testing of
Engineering Service Center, Earthquake Engineering Branch, Calif., RC Columns in Relation to Health Monitoring,” IMAC-XXIII—A Conference
July 2000, 250 pp. & Exposition on Structural Dynamics—Structural Health Monitoring,
2. California Department of Transportation, “Seismic Design Criteria Orlando, Fla., 2005, 9 pp.

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