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Legal Ethics Session 6 1

ADMINISTRATIVE MATTER in the Supreme Court. Disbarment.


Adm. Case No. 4103. September 7, 1995.*
VERONICA S. SANTIAGO, BENJAMIN Q. HONTIVEROS, MR. SOCORRO F. MANAS, and
TRINIDAD NORDISTA, complainants, vs. ATTY. AMADO R. FOJAS, respondent. The facts are stated in the opinion of the Court.
     Amado R. Fojas for and in his own behalf.
Legal Ethics; Attorneys; It is axiomatic that no lawyer is obliged to act either as adviser
or advocate for every person who may wish to become his client but once he agrees to take up DAVIDE, JR., J. :
the cause of a client, the lawyer owes fidelity to such cause and must always be mindful of the
trust and confidence reposed in him.— It is axiomatic that no lawyer is obliged to act either as In their letter of 8 September 1993, the complainants, former clients of the respondent, pray
adviser or advocate for every person who may wish to become his client. He has the right to that the latter be disbarred for “malpractice, neglect and other offenses which may be
decline employment, subject, however, to Canon 14 of the Code of Professional Responsibility. discovered during the actual investigation of this complaint.” They attached thereto an Affidavit
Once he agrees to take up the cause of a client, the lawyer owes fidelity to such cause and must of Merit wherein they specifically allege:
always be mindful of the trust and confidence reposed in him. He must serve the client with
competence and diligence, and champion the latter’s cause with wholehearted fidelity, care, and
devotion. Elsewise stated, he owes entire devotion to the interest of the client, warm zeal in the 1.That we are Defendants-Appellates [sic] in the Court of Appeals Case No. CA-G.N. CV
maintenance and defense of his client’s rights, and the exertion of his utmost learning and No. 38153 of which to our surprise lost unnecessarily the aforesaid Petition [sic]. A close
ability to the end that nothing be taken or withheld from his client, save by the rules of law, perusal of the case reveals the serious misconduct of our attorney on record, Atty. Amado
legally applied. This simply means that his client is entitled to the benefit of any and every Fojas tantamount to malpractice and negligence in the performance of his duty obligation
remedy and defense that is authorized by the law of the land and he may expect his lawyer to to us, to defend us in the aforesaid case. That the said attorney without informing us the
assert every such remedy or defense. reason why and riding high on the trust and confidence we repose on him either
abandoned, failed to act accordingly, or seriously neglected to answer the civil complaint
Same; Same; If much is demanded from an attorney, it is because the entrusted against us in the sala of Judge Teresita Capulong Case No. 3526-V-91 Val. Metro Manila
privilege to practice law carries with it the correlative duties not only to practice law but also to so that we were deduced [sic] in default.
the court, to the bar, and to the public.—If much is demanded from an attorney, it is because
the entrusted privilege to practice law carries with it the correlative duties not only to the client 2.That under false pretenses Atty. Fojas assured us that everything was in order. That he
but also to the court, to the bar, and to the public. A lawyer who performs his duty with had already answered the complaint so that in spite of the incessant demand for him to
diligence and candor not only protects the interest of his client; he also serves the ends of give us a copy he continued to deny same to us. Only to disclose later that he never
justice, does honor to the bar, and helps maintain the respect of the community to the legal answered it after all because according to him he was a very busy man. Please refer to
profession. Court of Appeals decision dated August 17, 1993.

Same; Same; Every case a lawyer accepts deserves his full attention, diligence, skill, and
3.That because of Atty. Amado Fojas’ neglect and malpractice of law we lost the Judge
competence, regardless of its importance and whether he accepts it for a fee or for free.—
Pressure and large volume of legal work provide no excuse for the respondent’s inability to Capulong case and our appeal to the Court of Appeals. So that it is only proper that Atty.
Fojas be disciplined and disbarred in the practice of his profession.
exercise due diligence in the performance of his duty to file an answer. Every case a lawyer
accepts deserves his full attention, diligence, skill, and competence, regardless of its importance
and whether he accepts it for a fee or for free. In his Comment, the respondent admits his “mistake” in failing to file the complainants’ answer
in Civil Case No. 3526-V-91, but he alleges that it was cured by his filing of a motion for
Same; Same; A lawyer’s negligence in not filing an answer on time is not excused by his reconsideration, which was unfortunately denied by the court. He asserts that Civil Case No.
claim that the case was in fact a “losing cause,” for if indeed he was so convinced of the futility 3526-V-91 was a “losing cause” for the complainants because it was based on the expulsion of
of any defense therein, he should have seasonably informed his clients thereof.—The the plaintiff therein from the Far Eastern University Faculty Association (FEUFA) which was
respondent’s negligence is not excused by his claim that Civil Case No. 3526-V-91 was in fact a declared unlawful in the final decision in NCR-OD-M-90-10-050. Thus, “[t]he unfavorable
“losing cause” for the complainants since the claims therein for damages were based on the final judgment in the Regional Trial Court is not imputable to [his] mistake but rather imputable to
decision of the Med-Arbiter declaring the complainants’ act of expelling Salvador from the union the merits of the case, i.e. , the decision in the Expulsion case wherein defendants
to be illegal. This claim is a mere afterthought which hardly persuades us. If indeed the (complainants herein) illegally removed from the union (FEUFA) membership Mr. Paulino
respondent was so convinced of the futility of any defense therein, he should have seasonably Salvador. . . .” He further claims that the complainants filed this case to harass him because he
informed the complainants thereof. Rule 15.05, Canon 15 of the Code of Professional refused to share his attorney’s fees in the main labor case he had handled for them. The
Responsibility expressly provides: A lawyer, when advising his client, shall give a candid and respondent then prays for the dismissal of this complaint for utter lack of merit, since his failure
honest opinion on the merits and probable results of the client’s case, neither overstating nor to file the answer was cured and, even granting for the sake of argument that such failure
understating the prospects of the case. amounted to negligence, it cannot warrant his disbarment or suspension from the practice of the
law profession.
Same; Same; For the inexcusable negligence of a lawyer in failing to file an answer for
his clients, he is reprimanded.—We do not therefore hesitate to rule that the respondent is not The complainants filed a Reply to the respondent’s Comment.
free from any blame for the sad fate of the complainants. He is liable for inexcusable
negligence. WHEREFORE, ATTY. AMADO R. FOJAS is hereby REPRIMANDED and ADMONISHED Issues having been joined, we required the parties to inform us whether they were willing
to be, henceforth, more careful in the performance of his duty to his clients. to submit this case for decision on the basis of the pleadings they have filed. In their separate
compliance, both manifested in the affirmative.
Legal Ethics Session 6 2

The facts in this case are not disputed. in Civil Case No. 3526-V-91 for which reason the latter were declared in default and judgment
was rendered against them on the basis of the plaintiff’s evidence, which was received ex-parte.
Complainants Veronica Santiago, Benjamin Hontiveros, Ma. Socorro Manas, and Trinidad
Nordista were the President, Vice-President, Treasurer, and Auditor, respectively, of the FEUFA. It is axiomatic that no lawyer is obliged to act either as adviser or advocate for every person
They allegedly expelled from the union Paulino Salvador. The latter then commenced with the who may wish to become his client. He has the right to decline employment, 1subject, however,
Department of Labor and Employment (DOLE) a complaint (NCR-OD-M-90-10-050) to declare to Canon 14 of the Code of Professional Responsibility. Once he agrees to take up the cause of a
illegal his expulsion from the union.  client, the lawyer owes fidelity to such cause and must always be mindful of the trust and
confidence reposed in him.2 He must serve the client with competence and diligence, 3 and
In his resolution of 22 November 1990, Med-Arbiter Tomas Falconitin declared illegal Salvador’s champion the latter’s cause with wholehearted fidelity, care, and devotion. 4 Elsewise stated, he
expulsion and directed the union and all its officers to reinstate Salvador’s name in the roll of owes entire devotion to the interest of the client, warm zeal in the maintenance and defense of
union members with all the rights and privileges appurtenant thereto. This resolution was his client’s rights, and the exertion of his utmost learning and ability to the end that nothing be
affirmed in toto by the Secretary of Labor and Employment. taken or withheld from his client, save by the rules of law, legally applied. 5 This simply means
that his client is entitled to the benefit of any and every remedy and defense that is authorized
Subsequently, Paulino Salvador filed with the Regional Trial Court (RTC) of Valenzuela, by the law of the land and he may expect his lawyer to assert every such remedy or defense.6 If
Metro Manila, Branch 172, a complaint against the complainants herein for actual, moral, and much is demanded from an attorney, it is because the entrusted privilege to practice law carries
exemplary damages and attorney’s fees, under Articles 19, 20, and 21 of the Civil Code. The with it the correlative duties not only to the client but also to the court, to the bar, and to the
case was docketed as Civil Case No. 3526-V-91. public. A lawyer who performs his duty with diligence and candor not only protects the interest
of his client; he also serves the ends of justice, does honor to the bar, and helps maintain the
As the complainant’s counsel, the respondent filed a motion to dismiss the said case on respect of the community to the legal profession. 7
grounds of (1) res judicata by virtue of the final decision of the Med-Arbiter in NCR-OD-M-90-10-
050 and (2) lack of jurisdiction, since what was involved was an intra-union issue cognizable by The respondent admits that it was his duty to file an answer in Civil Case No. 3526-V-91. He
the DOLE. Later, he filed a supplemental motion to dismiss. justifies his failure to do so in this wise:

The trial court, per Judge Teresita Dizon-Capulong, granted the motion and ordered the [I]n his overzealousness to question the Denial Order of the trial court, 8 [he] instead, thru
dismissal of the case. Upon Salvador’s motion for reconsideration, however, it reconsidered the honest mistake and excusable neglect, filed a PETITION FOR CERTIORARI with the Honorable
order of dismissal, reinstated the case, and required the complainants herein to file their answer Court, docketed as G.R. No. 100983. . . .
within a nonextendible period of fifteen days from notice.
And, when the Court of Appeals, to which G.R. No. 100983was referred, dismissed the petition,
Instead of filing an answer, the respondent filed a motion for reconsideration and dismissal he again “inadvertently” failed to file an answer “[d]ue to honest mistake and because of his
of the case. This motion having been denied, the respondent filed with this Court a petition overzealousness as stated earlier. . . .”
for certiorari, which was later referred to the Court of Appeals and docketed therein as CA-G.R.
SP No. 25834. In their Reply, the complainants allege that his failure to file an answer was not an honest
mistake but was “deliberate, malicious and calculated to place them on the legal disadvantage,
Although that petition and his subsequent motion for reconsideration were both denied, the to their damage and prejudice” for, as admitted by him in his motion to set aside the order of
respondent still did not file the complainants’ answer in Civil Case No. 3526-V-91. Hence, upon default, his failure to do so was “due to volume and pressure of legal work.” 9 In short, the
plaintiff Salvador’s motion, the complainants were declared in default, and Salvador was complainants want to impress upon this Court that the respondent has given inconsistent
authorized to present his evidence ex-parte. reasons to justify his failure to file an answer.

The respondent then filed a motion to set aside the order of default and to stop the  ex- We agree with the complainants. In his motion for reconsideration of the default order, the
parte reception of evidence before the Clerk of Court, but to no avail. respondent explained his non-filing of the required answer by impliedly invoking forgetfulness
occasioned by a large volume and pressure of legal work, while in his Comment in this case he
Thereafter, the trial court rendered a decision ordering the complainants herein to pay, jointly attributes it to honest mistake and excusable neglect due to his overzealousness to question the
and severally, plaintiff Salvador the amounts of P200,000.00 as moral damages; P50,000.00 as denial order of the trial court.
exemplary damages or corrective damages; and P65,000.00 as attorney’s fees; plus cost of suit.
Certainly, “overzealousness” on the one hand and “volume and pressure of legal work” on
The complainants, still assisted by the respondent, elevated the case to the Court of the other are two distinct and separate causes or grounds. The first presupposes the
Appeals, which, however, affirmed in toto the decision of the trial court. respondent’s full and continuing awareness of his duty to file an answer which, nevertheless, he
subordinated to his conviction that the trial court had committed a reversible error or grave
The respondent asserts that he was about to appeal the said decision to this Court, but his abuse of discretion in issuing an order reconsidering its previous order of dismissal of Salvador’s
services as counsel for the complainants and for the union were illegally and unilaterally complaint and in denying the motion to reconsider the said order. The second ground is purely
terminated by complainant Veronica Santiago. based on forgetfulness because of his other commitments.

The core issue that presents itself is whether the respondent committed culpable Whether it be the first or the second ground, the fact remains that the respondent did not
negligence, as would warrant disciplinary action, in failing to file for the complainants an answer comply with his duty to file an answer in Civil Case No. 3526-V-91. His lack of diligence was
compounded by his erroneous belief that the trial court committed such error or grave abuse of
Legal Ethics Session 6 3

discretion and by his continued refusal to file an answer even after he received the Court of
Adm. Case No. 3195.  December 18, 1989.*
Appeals’ decision in the certiorari case. There is no showing whatsoever that he further assailed
MA. LIBERTAD SJ CANTILLER, complainant, vs. ATTY. HUMBERTO V. POTENCIANO,
the said decision before this Court in a petition for review under Rule 45 of the Rules of Court to
respondent.
prove his claim of overzealousness to challenge the trial court’s order. Neither was it shown that
he alleged in his motion to lift the order of default that the complainants had a meritorious
Legal Ethics; Attorneys: Duty of attorney to his client.—”Public interest requires that an
defense.10 And, in his appeal from the judgment by default, he did not even raise as one of the
attorney exert his best efforts and ability in the prosecution or defense of his client’s cause. A
errors of the trial court either the impropriety of the order of default or the court’s grave abuse
lawyer who performs that duty with diligence and candor not only protects the interests of his
of discretion in denying his motion to lift that order.
client; he also serves the ends of justice, does honor to the bar and helps maintain the respect
of the community to the legal profession. This is so because the entrusted privilege to practice
Pressure and large volume of legal work provide no excuse for the respondent’s inability to
law carries with it the correlative duties not only to the client but also to the court, to the bar or
exercise due diligence in the performance of his duty to file an answer. Every case a lawyer
to the public. That circumstance explains the public concern for the maintenance of an
accepts deserves his full attention, diligence, skill, and competence, regardless of its importance
untarnished standard of conduct by every attorney towards his client.”
and whether he accepts it for a fee or for free.
Same; Same; Same; Poor preparation and writing of pleadings for his client; Lawyer
All told, the respondent committed a breach of Canon 18 of the Code of Professional
milked the complainant dry.—This Court agrees that the petitions in Civil Cases Nos. 55118 and
Responsibility which requires him to serve his clients, the complainants herein, with diligence
55210 appear to be poorly prepared and written. Having represented himself capable of picking
and, more specifically, Rule 18.03 thereof which provides: “A lawyer shall not neglect a legal
up the cudgels for the apparently lost cause of complainant respondent should have carefully
matter entrusted to him, and his negligence in connection therewith shall render him liable.”
prepared the pleadings if only to establish the justness of his representation. The little time
involved is no excuse. Complainant reposed full faith in him. His first duty was to file the best
The respondent’s negligence is not excused by his claim that Civil Case No. 3526-V-91 was
pleading within his capability. Apparently, respondent was more interested in getting the most
in fact a “losing cause” for the complainants since the claims therein for damages were based on
out of the complainant who was in a hopeless situation. He bragged about his closeness to the
the final decision of the Med-Arbiter declaring the complainants’ act of expelling Salvador from
judge concerned in one case and talked about the need to “buy” the restraining order in the
the union to be illegal. This claim is a mere afterthought which hardly persuades us. If indeed
other. Worse still he got P10,000.00 as alleged deposit in court which he never deposited.
the respondent was so convinced of the futility of any defense therein, he should have
Instead he pocketed the same. The pattern to milk the complainant dry is obvious.
seasonably informed the complainants thereof. Rule 15.05, Canon 15 of the Code of Professional
Responsibility expressly provides:
Same; Same; Same; Attorney’s failure to exercise due diligence or abandonment of
client’s cause renders him unworthy of the trust of his client .—When a lawyer takes a client’s
A lawyer, when advising his client, shall give a candid and honest opinion on the merits and
cause, he thereby covenants that he will exert all effort for its prosecution until its final
probable results of the client’s case, neither overstating nor understating the prospects of the
conclusion. The failure to exercise due diligence or the abandonment of a client’s cause makes
case.
such lawyer unworthy of the trust which the client had reposed on him. The acts of respondent
in this case violate the most elementary principles of professional ethics. The court finds that
Then too, if he were unconvinced of any defense, we are unable to understand why he took all
respondent failed to exercise due diligence in protecting his client’s interests. Respondent had
the trouble of filing a motion to dismiss on the grounds of res judicata and lack of jurisdiction
knowledge beforehand that he would be asked by the presiding judge in Civil Case No. 55118 to
and of questioning the adverse ruling thereon initially with this Court and then with the Court of
withdraw his appearance as counsel by reason of their friendship. Despite such prior knowledge,
Appeals, unless, of course, he meant all of these to simply delay the disposition of the civil case.
respondent took no steps to find a replacement nor did he inform complainant of this fact.
Finally, the complainants were not entirely without any valid or justifiable defense. They could
prove that the plaintiff was not entitled to all the damages sought by him or that if he were so,
Same; Same; Same; Complainant suffered by losing all her cases due to the lawyer ’s
they could ask for a reduction of the amounts thereof.
gross negligence.—His actuation is definitely inconsistent with his duty to protect with utmost
dedication the interest of his client and of the fidelity, trust and confidence which he owes his
We do not therefore hesitate to rule that the respondent is not free from any blame for the
client. More so in this case, where by reason of his gross negligence complainant thereby
sad fate of the complainants. He is liable for inexcusable negligence.
suffered by losing all her cases.
WHEREFORE, ATTY. AMADO R. FOJAS is hereby REPRIMANDED and ADMONISHED to be,
henceforth, more careful in the performance of his duty to his clients.
Same; Same; Same; Attorney displayed lack of good faith as an advocate by his filing a
SO ORDERED.
civil case although he had already filed a motion to withdraw as counsel and failure to appear
     Padilla (Chairman), Bellosillo, Kapunan and Hermosisima, Jr., JJ., concur.
for complainant in said case.—The filing of Civil Case No. 55210 on October 26, 1987, the same
Respondent reprimanded and admonished.
day that he had already filed a motion to withdraw as counsel for complainant in Civil Case No.
55118, reveals his lack of good faith as an advocate. He also failed to appear for the
Notes.—The practice of lawyers of sending messengers to ask for postponement should
complainant in said case. It was all a show to get more money from her. This adversely reflects
not be tolerated. (People vs. Tibayan, 85 SCRA 378 [1978])
on his fitness to practice law. When confronted with this evident irregularity, he lamely stated
that while he did not physically appear for complainant he nevertheless prepared and drafted
Canon 8 of the Code of Professional Responsibility enjoins every lawyer to “conduct himself
the pleadings.
with courtesy, fairness and candor toward his professional colleagues, and shall avoid harassing
tactics against opposing counsel.” (Yu vs. Court of Appeals, 232 SCRA 594 [1994])
Same; Same; Same; Amount of P10,000.00 allegedly given to lawyer as fee for his
services is grossly disproportionate with the service he actually rendered .—The allegation of
respondent that the ten thousand pesos (P10,000.00) was given to him as fee for his services, is
Legal Ethics Session 6 4

simply incredible. Indeed, such amount is grossly disproportionate with the service he actually On October 8,1987 pursuant to the writ of execution issued in Civil Case No. 6046 for
rendered. And his failure to return even a portion of the amount upon demand of complainant ejectment, complainant and Peregrina were served a notice to vacate the rented premises within
all the more bolsters the protestation of complainant that respondent does not deserve to four (4) days from receipt of notice.
remain as an officer of the court.
Desperate and at a loss on what to do, they consulted a certain Sheriff Pagalunan on the
Same; Same; Same; Role of lawyers; Conduct to be displayed by lawyers .—Lawyers are matter. Pagalunan, in turn, introduced them to herein respondent. After such introduction, the
indispensable part of the whole system of administering justice in this jurisdiction. At a time parties “impliedly agreed” that respondent would handle their case. Forthwith, a petition entitled
when strong and disturbing criticisms are being hurled at the legal profession, strict compliance “Annulment of Judgment, Annulment of Sale and Damages with prayer for Preliminary
with one’s oath of office and the canons of professional ethics is an imperative. Lawyers should Injunction and/or Status Quo Order, etc.” was prepared by respondent to forestall the execution
be fair, honest, respectable, above suspicion and beyond reproach in dealing with their clients. of the order to vacate in Civil Case No. 6046.
The profession is not synonymous with an ordinary business proposition. It is a matter of public
interest. In the afternoon of October 9,1987, the complainant was made to sign by respondent what
she described as a “[h]astily prepared, poorly conceived, and haphazardly composed” 3 petition
Same; Same; Lawyer suspended from practice of law for indefinite period .—After for annulment of judgment. Complainant alleges that respondent promised her that the
considering the entirety of the circumstances present in this case, this Court finds Atty. necessary restraining order would be secured if only because the judge who would hear the
Humberto V. Potenciano to be guilty of the charges against him and hereby SUSPENDS him matter was his “katsukaran” (close friend).
from the practice of law for an indefinite period until such time he can demonstrate that he has
rehabilitated himself as to deserve to resume the practice of law. Thereupon, the petition was filed with the Regional Trial Court, Branch 153, Pasig, Metro
Manila and docketed as Civil Case No. 55118. Respondent demanded from the complainant one
ADMINISTRATIVE CASE in the Supreme Court. thousand pesos (P1,000.00) as attorney’s fee which the latter paid that same afternoon.

However, when the case was raffled and assigned to Branch 153, the presiding judge asked
The facts are stated in the resolution of the Court.
respondent to withdraw as counsel in the case on the ground of their friendship.
     Eduardo Cabreros, Jr. for complainant.
RESOLUTION On October 11, 1987, respondent went to the house of complainant and asked her to be
ready with two thousand pesos (P2,000.00) to be given to another judge who will issue the
PER CURIAM restraining order in the ejectment case (Civil Case No. 6046). Complainant and her sister were
only able to raise the amount of one thousand pesos which they immediately gave to
respondent.
“Public interest requires that an attorney exert his best efforts and ability in the prosecution or
defense of his client’s cause. A lawyer who performs that duty with diligence and candor not
Later respondent informed the complainant and her sister that he could not locate the judge
only protects the interests of his client; he also serves the ends of justice, does honor to the bar
who would issue the restraining order. The parties, then, instead went to the Max’s Restaurant
and helps maintain the respect of the community to the legal profession. This is so because the
where respondent ordered some food—including two plastic bags of food allegedly to be given
entrusted privilege to practice law carries with it the correlative duties not only to the client but
to the judge who would issue the restraining order. At this juncture, respondent asked for the
also to the court, to the bar or to the public. That circumstance explains the public concern for
remaining balance of the two thousand pesos (P2,000.00) which he earlier demanded.
the maintenance of an untarnished standard of conduct by every attorney towards his client.” 1
Complainant gave her last money—a ten dollar ($10.00) bill.
Subject of this administrative complaint is Humberto V. Potenciano, a practicing lawyer and
Sometime after the filing of Civil Case No. 55118, respondent informed complainant and
a member of the Philippine Bar under Roll No. 21862. He is charged with deceit, fraud, and
Peregrina that there was a need to file another case with the Regional Trial Court to enable
misrepresentation, and also with gross misconduct, malpractice and of acts unbecoming of an
them to retain possession of the apartment. For this purpose, respondent told complainant to
officer of the court.
prepare the amount of Ten Thousand Pesos (P10,000.00) allegedly to be deposited with the
Treasurer’s Office of Pasig as purchase price of the apartment and another one thousand pesos
The essential facts are as follows: 2
(P1,000.00) to cover the expenses of the suit. Respondent stressed to the complainant the need
Complainant herein is the sister of Peregrina Cantiller, defendant in an action for “ejectment”
and urgency of filing the new complaint.
docketed as Civil Case No. 6046 before the Metropolitan Trial Court of Manila, Branch 57, San
Juan, Metro Manila.
Complainant and Peregrina raised the said amounts through the kindness of some friends
and relatives. On October 26, 1987, the money was handed over to the respondent.
Another action, likewise involving Peregrina but this time as plaintiff, was then pending
before the Regional Trial Court, Branch 168, Pasig, Metro Manila docketed as Civil Case No.
On the same date, a complaint for “Specific Performance, Annulment of Simulated or
54117 for “reconveyance with damages.” Both actions involve the apartment unit being rented
Spurious Sale with Damages,” later docketed as Civil Case No. 55210, was filed by respondent
by complainant and her sister.
with the Regional Trial Court, Branch 165, Pasig, Metro Manila.
When the two cases were concluded, Peregrina came out the losing party. Civil Case No.
At the hearing of the preliminary injunction in Civil Case No. 55118 on October 30, 1987,
54117 for reconveyance was ordered dismissed by the Regional Trial Court on June 8, 1987
respondent, contrary to his promise that he would secure a restraining order, withdrew his
while Civil Case No. 6046 for ejectment was decided by the Metropolitan Trial Court against her.
appearance as counsel for complainant. Complainant was not able to get another lawyer as
Legal Ethics Session 6 5

replacement. Thus, no restraining order or preliminary injunction was obtained. As a good faith as an advocate. He also failed to appear for the complainant in said case. It was all a
consequence, the order to vacate in Civil Case No. 6046 was eventually enforced and executed. show to get more money from her. This adversely reflects on his fitness to practice law. When
confronted with this evident irregularity, he lamely stated that while he did not physically appear
Sometime thereafter, it came to complainant’s knowledge that there was really no need to for complainant he nevertheless prepared and drafted the pleadings. 
make a deposit often thousand pesos (P10,000.00) relative to Civil Case No. 55210. After further
inquiry, she found out that in fact there was no such deposit made. Thus, on December 23, His services were engaged by complainant hoping that the property subject of the ejectment
1987, complainant sent a demand letter to respondent asking for the return of the total amount proceeding would be returned to her. In fact, it was respondent who persuaded complainant
of eleven thousand pesos (P11, 000.00) which the former earlier gave to the latter. However, that the filing of these two cases simultaneously were the means by which this objective can be
this letter was never answered and the money was never returned. Hence, complainant lodged achieved. His duty was not only to prepare the pleadings but to represent complainant until the
this administrative complaint against herein respondent. termination of the cases. This he failed to do.

Meanwhile, on December 29, 1987, the Regional Trial Court, Branch 153, dismissed Civil His representation that there was an immediate need to file Civil Case No. 55210 when he
Case No. 55118 for failure to state a cause of action. 4 On January 20, 1988, Civil Case No. already knew that he could no longer physically handle the same is an act of deception of his
55210 was likewise dismissed for being identical with Civil Case No. 55118.5 client.10 It shows lack of fidelity to his oath of office as a member of the Philippine bar.

Respondent in his answer contends that the filing of Civil Cases Nos. 55118 and 55210 was The allegation of respondent that the ten thousand pesos (P10,000.00) was given to him as
done in good faith and that the allegations of complainant relative to the administrative charge fee for his services, is simply incredible. Indeed, such amount is grossly disproportionate with
against him are all lies, product of one’s imagination and only intended to harrass him. 6 the service he actually rendered. 11And his failure to return even a portion of the amount upon
demand of complainant all the more bolsters the protestation of complainant that respondent
This Court agrees that the petitions in Civil Cases Nos. 55118 and 55210 appear to be does not deserve to remain as an officer of the court.
poorly prepared and written. Having represented himself capable of picking up the cudgels for
the apparently lost cause of complainant respondent should have carefully prepared the Lawyers are indispensable part of the whole system of administering justice in this
pleadings if only to establish the justness of his representation. The little time involved is no jurisdiction. At a time when strong and disturbing criticisms are being hurled at the legal
excuse. Complainant reposed full faith in him. His first duty was to file the best pleading within profession, strict compliance with one’s oath of office and the canons of professional ethics is an
his capability. Apparently respondent was more interested in getting the most out of the imperative.
complainant who was in a hopeless situation. He bragged about his closeness to the judge
concerned in one case and talked about the need to “buy” the restraining order in the other. Lawyers should be fair, honest, respectable, above suspicion and beyond reproach in
Worse still he got P10,000.00 as alleged deposit in court which he never deposited. Instead he dealing with their clients. The profession is not synonymous with an ordinary business
pocketed the same. The pattern to milk the complainant dry is obvious. proposition. It is a matter of public interest.

When a lawyer takes a client’s cause, he thereby covenants that he will exert all effort for its WHEREFORE, after considering the entirety of the circumstances present in this case, this
prosecution until its final conclusion. The failure to exercise due diligence or the abandonment of Court finds Atty. Humberto V. Potenciano to be guilty of the charges against him and hereby
a client’s cause makes such lawyer unworthy of the trust which the client had reposed on him. SUSPENDS him from the practice of law for an indefinite period until such time he can
The acts of respondent in this case violate the most elementary principles of professional ethics. 7 demonstrate that he has rehabilitated himself as to deserve to resume the practice of law.
Finally, respondent is hereby ordered to return to complainant herein the sum of eleven
The Court finds that respondent failed to exercise due diligence in protecting his client’s thousand pesos (P11,000.00) with legal interest from the date of this resolution until it is
interests. Respondent had knowledge beforehand that he would be asked by the presiding judge actually returned.
in Civil Case No. 55118 to withdraw his appearance as counsel by reason of their friendship. SO ORDERED.
Despite such prior knowledge, respondent took no steps to find a replacement nor did he inform      Fernan, (C.J.), Narvasa, Melencio-Herrera, Gutierrez
complainant of this fact. Jr., Cruz, Paras, Feliciano, Gancayco, Padilla, Bidin, Sarmiento, Cortés, Griño-Aquino, Medialde
a and Regalado, JJ., concur.
Even assuming that respondent had no previous knowledge that he would be asked to Respondent suspended from the practice of law for an indefinite period .
withdraw, the record is quite clear that four (4) days prior to the hearing of the preliminary
injunction in Civil Case No. 55118 respondent already filed a motion therein withdrawing as Note.—Attorney is guilty of contempt for not disuading client from filing suits involving the
complainant’s counsel interposing as reason therefor his frequent attacks of pain due to same parties and issues. (Pacquing vs. Court of Appeals, 115 SCRA 117.)
hemorrhoids. Despite this void, respondent failed to find a replacement. He did not even ask
complainant to hire another lawyer in his stead.8

His actuation is definitely inconsistent with his duty to protect with utmost dedication the
interest of his client and of the fidelity, trust and confidence which he owes his client. 9 More so
in this case, where by reason of his gross negligence complainant thereby suffered by losing all
her cases.

The filing of Civil Case No. 55210 on October 26, 1987, the same day that he had already
filed a motion to withdraw as counsel for complainant in Civil Case No. 55118, reveals his lack of
Legal Ethics Session 6 6

and will be punished as contempt of court. Needless to add, the lawyer who filed such multiple
A.C. No. 3283. July 13, 1995.*
or repetitious petitions (which obviously delays the execution of a final and executory judgment)
RODOLFO MILLARE, petitioner, vs. ATTY. EUSTAQUIO Z. MONTERO, respondent.
subjects himself to disciplinary action for incompetence (for not knowing any better) or for
willful violation of his duties as an attorney to act with all good fidelity to the courts and to
Legal Ethics; Attorneys; A lawyer is not a gun for hire  .—Under Canon 19 of the Code of
maintain only such actions as appear to him to be just and are consistent with truth and honor.”
Professional Responsibility, a lawyer is required to represent his client “within the bounds of the
law.” The Code enjoins a lawyer to employ only fair and honest means to attain the lawful
objectives of his client (Rule 19.01) and warns him not to allow his client to dictate the ADMINISTRATIVE MATTER in the Supreme Court. Disbarment.
procedure in handling the case (Rule 19.03). In short, a lawyer is not a gun for hire.
The facts are stated in the opinion of the Court.
Same; Same; Pleadings and Practice; Advocacy, within the bounds of the law, permits
the attorney to use any arguable construction of the law or rules which is favorable to his client, QUIASON, J.:
but he is not allowed to knowingly advance a claim or defense that is unwarranted under exist
ing law.—Advocacy, within the bounds of the law, permits the attorney to use any arguable
This is a complaint for disbarment. Pursuant to paragraph 2, Section 1, Rule 139-B of the
construction of the law or rules which is favorable to his client. But the lawyer is not allowed to
Revised Rules of Court, this Court resolved to refer it to the Integrated Bar of the Philippines
knowingly advance a claim or defense that is unwarranted under existing law. He cannot
(IBP) for investigation, report and recommendation.
prosecute patently frivolous and meritless appeals or institute clearly groundless actions
(Annotated Code of Professional Responsibility 310 [1979]). Professional rules impose limits on a
On April 15, 1994, the IBP Board of Governors rendered a decision, finding respondent
lawyer’s zeal and hedge it with necessary restrictions and qualifications (Wolfram, Modern Legal
guilty of malpractice and recommending that he be suspended from the practice of law.
Ethics 579-582 [1986]).
I
Same; Same; Same; Judgment; It is unethical for a lawyer to abuse or wrongfully use Pacifica Millare, the mother of the complainant, obtained a favorable judgment from the
the judicial process for the sole purpose of frustrating and delaying the execution of a Municipal Trial Court, Bangued, Abra (MTC) which ordered Elsa Dy Co to vacate the premises
judgment .—It is unethical for a lawyer to abuse or wrongfully use the judicial process, like the subject of the ejectment case (Civil Case No. 844). Co, through respondent as counsel, appealed
filing of dilatory motions, repetitious litigation and frivolous appeals for the sole purpose of the decision to the Regional Trial Court, Branch 11, Bangued, Abra (RTC). She neither filed a
frustrating and delaying the execution of a judgment (Edelstein, The Ethics of Dilatory Motions supersedeas bond nor paid the rentals adjudged by the MTC. The RTC affirmed in toto the
Practice: Time for Change, 44 Fordham L. Rev. 1069 [1976]; Overmeyer v. Fidelista and Deposit decision of the 
Co., 554 F. 2d 539, 543 [2d Cir. 1971]).
The Court of Appeals (CA) dismissed Co’s appeal from the decision of the RTC for failure to
Same; Same; Same; Same; When the judgment of a superior court is remanded to the comply with Section 22 of B.P. Blg. 129 and Section 22(b) of the Interim Rules and Guidelines
trial court for execution, the function of the trial court is ministerial only .—Moreover, when the (CA-G.R. CV No. 11404). According to the CA, Co should have filed a petition for review and not
CA ordered that the records of the case be remanded, respondent knew very well that the an ordinary appeal (Rollo, Vol. I, p. 22).
decision of the MTC was already ripe for execution. This Court, in People of Paombong, Bulacan
v. Court of Appeals, 218 SCRA 423 (1993), ruled: “x x x [w]hen the judgment of a superior court The judgment of the MTC became final and executory on November 19, 1986.
is remanded to the trial court for execution, the function of the trial court is ministerial only; the
trial court is merely obliged with becoming modesty to enforce that judgment and has no On January 2, 1987, a Manifestation and Motion was filed by respondent as counsel for  Co
jurisdiction either to modify in any way or to reverse the same. x x x” (at p. 430) in CA-G.R. CV No. 11404, arguing that the decisions of the MTC and the RTC were null and void
for being contrary to law, justice and equity for allowing the lessor to increase by 300% the
Same; Same; Same; Same; Forum Shopping; A lawyer who files a total of six appeals, rentals for an old house. Respondent, admitting his mistake in filing an ordinary appeal instead
complaints or petitions to frustrate the execution of a judgment is guilty of forum shopping.— of a petition for review, prayed that he be allowed to file an action for annulment.
Respondent filed a total of six appeals, complaints or petitions to frustrate the execution of the
MTC judgment in Civil Case No. 844. Judging from the number of actions filed by respondent to On February 23, 1987, the CA gave due course to respondent’s Manifestation and Motion
forestall the execution of the same judgment, respondent is also guilty of forum shopping. and let the records remain with it. However, on November 10, 1987, the said court ordered the
records in CA-G.R. CV No. 11404 to be remanded to the court a quo.
Same; Same; Same; Same; Same; Words and Phrases; There is forum shopping when,
by reason of an adverse decision in one forum, defendant ventures to another for a more On March 9, 1987, respondent filed with the CA a Petition for Annulment of Decisions
favorable resolution of his case.—InVillanueva v. Adre, 172 SCRA 876 (1989), the Court and/or Reformation or Novation of Decisions of the MTC and the RTC (CA-G.R. SP No. 11690),
explained that there is forum shopping when by reason of an adverse decision in one forum, insisting that the decisions were not in accordance with existing laws and policies. On December
defendant ventures to another for a more favorable resolution of his case. 17, 1987, the CA dismissed the petition for annulment or novation explaining that—

Same; Same; Same; Same; Same; A lawyer who files multiple or repetitious petitions “x x x, aside from the reliefs provided in these two sections (Secs. 1 & 2, Rule 38), there is no
(which obviously delays the execution of a final and executory judgment) subjects himself to other means whereby the defeated party may procure final and executory judgment to be set
disciplinary action for incompetence (for not knowing any better) or for willful violation of his aside with a view to the renewal of the litigation, unless (a) the judgment is void for want of
duties as an attorney.—In the case of Gabriel v. Court of Appeals, 72 SCRA 272 (1976), this jurisdiction or lack of due process of law, or (b) it has been obtained by fraud, x x x. There is no
Court explained that: “Such filing of multiple petitions constitutes abuse of the Court’s processes allegation in the present complaint to the effect that the judgments in the former cases were
and improper conduct that tends to impede, obstruct and degrade the administration of justice secured through fraud ” (Rollo, Vol. I, p. 35; Italics supplied).
Legal Ethics Session 6 7

(Annotated Code of Professional Responsibility 310 [1979]). Professional rules impose limits on a
On January 15, 1988, respondent filed an Urgent Motion for Reconsideration and Motion to Set lawyer’s zeal and hedge it with necessary restrictions and qualifications (Wolfram, Modern Legal
Motion for Reconsideration for Oral Arguments of the CA decision. The CA denied the motion. Ethics 579-582 [1986]).
Again, respondent requested the CA to set his Motion for Oral Arguments on April 14, 1988.
Under Canon 12 of the Code of Responsibility, a lawyer is required to exert every effort and
In a resolution dated February 12, 1988, the CA denied the Motion for Oral Argument and in consider it his duty to assist in the speedy and efficient administration of justice. Implementing
a resolution dated October 18, 1988, denied the motion for reconsideration of the February 12 said Canon are the following rules:
Resolution.
“Rule 12.02.—A lawyer shall not file multiple actions arising from the same cause.
Respondent then filed a Petition for Review on Certiorari with this Court (G.R. No. 86084) x x x      x x x      x x x
questioning the decisions of the MTC and the RTC in favor of petitioner’s mother. In a
Resolution dated January 4, 1989, we denied the petition for having been filed and paid late on “Rule 12.04.—A lawyer shall not unduly delay a case, impede the execution of a judgment
December 12, 1988 and November 12, 1988, respectively. A motion for reconsideration from or misuse court processes.”
such resolution was likewise denied with finality.
It is unethical for a lawyer to abuse or wrongfully use the judicial process, like the filing of
Respondent filed a Motion for the Issuance of a Prohibitory or Restraining Order (dated July dilatory motions, repetitious litigation and frivolous appeals for the sole purpose of frustrating
6, 1988) in CA-G.R. SP No. 11690. On April 12, 1988, the mother of complainant filed a Motion and delaying the execution of a judgment (Edelstein, The Ethics of Dilatory Motions Practice:
for Execution of the judgment in Civil Case No. 844. Respondent filed an Opposition to the Time for Change, 44 Fordham L. Rev. 1069 [1976]; Overmeyer v. Fidelista and Deposit Co., 554
Motion for Execution on the ground that the case was still pending review by the CA in CA-G.R. F. 2d 539, 543 [2d Cir. 1971]).
SP No. 11690and therefore the motion for execution was premature. On August 23, 1988, the
MTC ordered the issuance of a writ of execution. Respondent filed a motion for reconsideration, The rights of respondent’s client in Civil Case No. 844 of the MTC were fully protected and
which was denied. The RTC affirmed the order for the issuance of the writ of execution. Thus, a her defenses were properly ventilated when he filed the appeal from the MTC to the RTC. But
writ of execution was issued on October 18, 1988. respondent thereafter resorted to devious and underhanded means to delay the execution of the
judgment rendered by the MTC adverse to his client. The said decision became executory even
On October 26, 1988, respondent filed a special civil action (SP CV No. 624) with the RTC, pending its appeal with the RTC because of the failure of Co to file a supersedeas bond and to
Branch 1, Bangued, Abra for certiorari, prohibition, mandamus with preliminary injunction pay the monthly rentals as they fell due. Furthermore, his petition for annulment of the
against the MTC, Provincial Sheriff and complainant’s mother, seeking to annul the writ of decisions of the MTC and RTC which he filed with the CA (CA-G.R. No. 11690) was defective and
execution issued in MTC Civil Case No. 844 and RTC Civil Case No. 344. Respondent alleged that dilatory. According to the CA, there was no allegation therein that the courts had no jurisdiction,
the order granting the writ of execution was issued with grave abuse of discretion amounting to that his client was denied due process, or “that the judgments in the former cases were secured
lack of jurisdiction since a petition to annul the decisions (CA-G.R. SP No. 11690) was still through fraud.”
pending with the CA.
As ruled in Regidor v. Court of Appeals, 219 SCRA 530(1993):
On October 28, 1988, the provincial sheriff, Romulo V. Paredes, deferred the
implementation of the writ of execution until the petition filed in SP CV No. 624 for certiorari was “A judgment can be annulled only on two grounds: (a) that the judgment is void for want of
resolved. The CA denied in SP CV No. 624 respondent’s Urgent Motion to Set Aside and Declare jurisdiction or for lack of due process of law, or (b) that it has been obtained by fraud. x x x” (at
Null and Void the Writ of Execution. p. 534).

From the decision of the RTC, Branch 1, Abra in SP CV No. 624 denying the Petition for Moreover, when the CA ordered that the records of the case be remanded, respondent knew
Certiorari, Prohibition, Mandamus with Preliminary Issuance of Prohibitory Order, respondent very well that the decision of the MTC was already ripe for execution.
again filed an Appeal and/or Review by Certiorari, Etc. with the CA (CA-G.R. SP No. 17040).
This Court, in People of Paombong, Bulacan v. Court of Appeals , 218 SCRA 423 (1993),
ruled:
II “x x x [w]hen the judgment of a superior court is remanded to the trial court for execution, the
We have no reason to reverse the findings of the IBP Board of Governors. function of the trial court is ministerial only; the trial court is merely obliged with becoming
modesty to enforce that judgment and has no jurisdiction either to modify in any way or to
Under Canon 19 of the Code of Professional Responsibility, a lawyer is required to represent reverse the same. x x x” (at p. 430)
his client “within the bounds of the law.” The Code enjoins a lawyer to employ only fair and
honest means to attain the lawful objectives of his client (Rule 19.01) and warns him not to (See also Valenzona v. Court of Appeals, 226 SCRA 306[1993] and Garbo v. Court of
allow his client to dictate the procedure in handling the case (Rule 19.03). In short, a lawyer is Appeals, 226 SCRA 250[1993]).
not a gun for hire.
Respondent filed a total of six appeals, complaints or petitions to frustrate the execution of the
Advocacy, within the bounds of the law, permits the attorney to use any arguable MTC judgment in Civil Case No. 844, to wit:
construction of the law or rules which is favorable to his client. But the lawyer is not allowed to
knowingly advance a claim or defense that is unwarranted under existing law. He cannot
(1)Civil Case No. 344—Appeal from the decision rendered in Civil Case No. 844 of the
prosecute patently frivolous and meritless appeals or institute clearly groundless actions
Municipal Trial Court, Bangued, Abra, with the Regional Trial Court, Abra;
Legal Ethics Session 6 8

(2)CA-G.R. CV No. 11404—Appeal from the decision of the Regional Trial Court, Abra;

(3)CA-G.R. SP No. 11690—An Action For the Annulment of Decisions And/Or Reformation
or Novation of Decisions filed with the Court of Appeals;

(4)G.R. No. 86084—Petition For Review On Certiorari filed with the Supreme Court;

(5)CA-G.R. SP No. 17040—Appeal And/Or Review By Certiorari, Etc. filed also with the
Court of Appeals; and

(6)SP Civil Action No. 624—Petition For Certiorari, Prohibition, Mandamus with Preliminary
Issuance of Prohibitory Order filed with the Regional Trial Court, Branch I, Bangued,
Abra.

Judging from the number of actions filed by respondent to forestall the execution of the same
judgment, respondent is also guilty of forum shopping.

In Villanueva v. Adre, 172 SCRA 876 (1989), the Court explained that forum shopping exists
when, by reason of an adverse decision in one forum, defendant ventures to another for a more
favorable resolution of his case. In the case of Gabriel v. Court of Appeals , 72 SCRA 272 (1976),
this Court explained that:

“Such filing of multiple petitions constitutes abuse of the Court’s processes and improper
conduct that tends to impede, obstruct and degrade the administration of justice and will be
punished as contempt of court. Needless to add, the lawyer who filed such multiple or
repetitious petitions (which obviously delays the execution of a final and executory judgment)
subjects himself to disciplinary action for incompetence (for not knowing any better) or for
willful violation of his duties as an attorney  to act with all good fidelity to the courts and to
maintain only such actions as appear to him to be just and are consistent with truth and honor”
(at p. 275).

By having willfully and knowingly abused his rights of recourse in his efforts to get a favorable
judgment, which efforts were all rebuffed, respondent violated the duty of a member of the Bar
to institute actions only which are just and put up such defenses as he perceives to be truly
contestable under the laws (Garcia v. Francisco, 220 SCRA 512 [1993]). As correctly noted by
the Committee on Bar Discipline “in filing a number of pleadings, actions and petitions,
respondent ‘has made a mockery of the judicial processes’ and disregarded canons of
professional ethics in intentionally frustrating the rights of a litigant in whose favor a judgment
in the case was rendered, thus, ‘abused procedural rules to defeat ends of substantial justice’ ”
(Report and Recommendation, IBP Committee on Bar Discipline, p. 2).

WHEREFORE, respondent is SUSPENDED for one year.


SO ORDERED.
     Padilla (Chairman), Davide, Jr., Bellosillo and Kapunan, JJ., concur.
Respondent suspended for one year.

Notes.—A lawyer owes fidelity to the cause of his client but not at the expense of truth and
the administration of justice. (Garcia vs. Francisco, 220 SCRA 512 [1993])
Lawyers are called upon to obey court orders and processes. ( Go vs. Court of Appeals, 240
SCRA 91 [1995])
Legal Ethics Session 6 9

Same; Same; Same; Same; A lawyer’s divided loyalty constitutes malpractice for which


A.C. No. 4346. April 3, 2002.*
he may be suspended.—Because of his divided allegiance, respondent has eroded, rather than
ERLINDA ABRAGAN, MILA GINA JAVIER, REYNALDO MERCADO, PATERNO TORRES,
enhanced, the public perception of the legal profession. His divided loyalty constitutes
BENIGNA ANTIBO, ELEISER SALVADOR, EDNA SAPON, JULIANA CUENCA,
malpractice for which he may be suspended, following Section 27, Rule 138 of the Rules of
ESPERANZA BUENAFE, VICENTE BARNAGA, MARTHA SAPON, JOSEFINA OPEÑA,
Court, which provides: “SEC. 27. Disbarment or suspension of Attorneys by Supreme Court,
PUREZA WABE, RONULFO LOPEZ, DOMINADOR HERNANDEZ, FELIPA EMBATE,
grounds therefor.—Any member of the bar may be disbarred or suspended from his office as
ROQUE CATIIL, JERRY SAPON, CONCEPCION MATANOG, and PABLO SALOMON,
attorney by the Supreme Court for any deceit, malpractice, or other gross misconduct in such
complainants, vs. Atty. MAXIMO G. RODRIGUEZ, respondent.
office, grossly immoral conduct, or by reason of his conviction of a crime involving moral
turpitude, or for any violation of the oath which he is required to take before admission to
Attorneys; Legal Ethics; Malpractice; The trust and confidence clients repose in lawyers
practice, or for a wilful disobedience appearing as an attorney for a party to a case without
require a high standard and appreciation of the latter’s duty to the former, the legal profession,
authority so to do. x x x.”
the courts and the public.—Having said that, we find, however, that respondent falls short of the
integrity and good moral character required from all lawyers. They are expected to uphold the
dignity of the legal profession at all times. The, trust and confidence clients repose in them ADMINISTRATIVE MATTER in the Supreme Court. Disbarment.
require a high standard and appreciation of the latter’s duty to the former, the legal profession,
the courts and the public. Indeed, the bar must maintain a high standard of legal proficiency as The facts are stated in the opinion of the Court.
well as of honesty and fair dealings. To this end, lawyers should refrain from doing anything that      Roland B. Inting for complainants.
might tend to lessen the confidence of the public in the fidelity, honesty and integrity of their
profession. PANGANIBAN,  J.:

Same; Same; Same; Conflict of Interest; A lawyer shall not represent conflicting


Lawyers violate their oath of office when they represent conflicting interests. They taint not only
interests except by written consent of all concerned given after full disclosure of the facts .—In
their own professional practice, but the entire legal profession itself.
the present case, respondent clearly violated Rule 15.03 of Canon 15 of the Code of Professional
Responsibility, which provides that “a lawyer shall not represent conflicting interests except by The Case and the Facts
written consent of all concerned given after full disclosure of the facts.” The Court explained Before us is a verified Petition 1 praying for the disbarment of Atty. Maximo G. Rodriguez because
in Buted v. Hernando: “[A] lawyer represents conflicting interests when, in behalf of one client, of alleged illegal and unethical acts. The Petition relevantly reads as follows:
it is his duty to contend for that which duty to another client requires him to oppose . “The
obligation to represent the client with undivided fidelity and not to divulge his secrets or
“2.That sometime in 1986, the petitioners hired the services of the respondent and the
confidence forbids also the subsequent acceptance of retainers or employment from others in
latter, represented the former in the case entitled PABLO SALOMON, et al. vs. RICARDO
matters adversely affecting any interest of the client with respect to which confidence has been DACALUZ, et al., before the Municipal Trial Court in Cities, Cagayan de Oro City, Branch 3
reposed.” (Italics in the original) docketed as Civil Case No. 11204, for Forcible Entry with Petition for a Writ of Preliminary
Injunction and Damages, [and] a Certified True and Correct Copy of the COMPLAINT by
Same; Same; Same; Same; Attorneys owe undivided allegiance to their clients, and Clerk of Court III Gerardo B. Ucat of the said Court, is herewith attached to the original of
should at all times weigh their actions, especially in their dealings with the latter and the public this PETITION, while photocopies of the same are also attached to the duplicate copies of
at large; The Court will not tolerate any departure from the “straight and narrow” path this same Petition and marked as Annex ‘A’ hereof;
demanded by the ethics of the legal profession .—In the case at bar, petitioners were the same
complainants in the indirect contempt case and in the Complaint for forcible entry in Civil Case
No. 11204. Respondent should have evaluated the situation first before agreeing to be counsel “3.That after the Case No. 11204 was finally won, and a Writ of Execution was issued by
for the defendants in the indirect contempt proceedings. Attorneys owe undivided allegiance to the Honorable Municipal Trial Court in Cities of Cagayan de Oro City, Branch 3, the same
their clients, and should at all times weigh their actions, especially in their dealings with the respondent lawyer represented the petitioners herein;
latter and the public at large. They must conduct themselves beyond reproach at all times. The
Court will not tolerate any departure from the “straight and narrow” path demanded by the “4.That when respondent counsel disturbed the association (Cagayan de Oro Landless
ethics of the legal profession. Residents Association, Inc.), to which all the complainants belong, by surreptitiously
selling some rights to other persons without the consent of the petitioners herein, they
Same; Same; Same; Same; Lawyers should be like Caesar’s wife—to be and to appear decided to sever their client-lawyer relationship;
to be so.—In Hilado v. David, which we quote below, the Court advised lawyers to be like
Caesar’s wife—to be pure and to appear to be so. “This stern rule is designed not alone to
prevent the dishonest practitioner from fraudulent conduct, but as well as to protect the honest “5.That in fact, the National Bureau of Investigation of Cagayan de Oro City, is presently
lawyer from unfounded suspicion of unprofessional practice. It is founded on principles of public undertaking an investigation on the illegal activities of Atty. Maximo Rodriguez pertaining
policy, on good taste. As has been said in another case, the question is not necessarily one of to his express involvement in the illegal and unauthorized apportionment, assignment and
the rights of the parties, but as to whether the attorney has adhered to proper professional sale of parcels of land subject to the Case No. 11204, where he represented the poor
standard. With these thoughts in mind, it behooves attorneys, like Caesar’s wife, not only to landless claimants of Cagayan de Oro City, which include your petitioners in this case;
keep inviolate the client’s confidence, but also to avoid the appearance of treachery and double-
dealing. Only thus can litigants be encouraged to entrust their secrets to their attorneys which is “6.That petitioners herein later filed an indirect contempt charge under Civil Case No.
of paramount importance in the administration of justice.” 11204 against Sheriff Fernando Loncion, et al., on August 2, 1991 engaging the services
of Atty. LORETO O. SALVA, SR., an alleged former student of law of Atty. Maximo
Legal Ethics Session 6 10

Rodriguez, [and a] certified true and correct copy of the complaint thereat consisting of Case No. 11204 without the consent of the herein petitioners. He even openly and publicly
four (4) pages is herewith attached and photocopies of which are also attached to the proclaimed his possession and ownership thereof, which fact is again and also under NBI
duplicates hereof, and correspondingly marked as their Annex ‘B’; investigation;

“7.That respondent lawyer, Atty. Maximo Rodriguez, (in the Indirect Contempt Case “15.That all the foregoing acts of respondent lawyer plus his continuing and ongoing illegal
under the same Civil Case No. 11204,) REPRESENTED and actively took up the defense of and unethical maneuvers have deprived the herein petitioners of their vested rights to
FERNANDO LONCION, et al. much to the dismay, damage and prejudice of the herein possess and eventually own the land they have for decades possessed, and declared as
petitioners, [and] a copy of Atty. Rodriguez’s Answer, which is also certified true and such by final judgment in Civil Case No. 11204.”
correct by Clerk of Court III Gerardo Ucat of Branch 3 of MTCC-Cagayan de Oro City,
consisting of three (3) pages, is attached to the original of this Petition, while photocopies
In his Comment,2 respondent flatly denied the accusations of petitioners. He explained that the
of the same are attached to the other copies hereof and accordingly marked as Annex ‘C’;
withdrawal of the exhibits, having been approved by the trial court, was not “illegal, obnoxious,
undesirable and highly immoral.” He added that he took over the 8,000 square meters of land
That the records will bear the petitioners out that their counsel, Atty. SALVA, SR. later on only after it had been given to him as attorney’s fees. In his words:
withdrew the case of Indirect Contempt upon the suggestion of Atty. Maximo Rodriguez;
and instead, filed the Motion for the Issuance of an Alias Writ of Execution; “14. Respondent ADMITS that he fenced an area of about 8,000 sq. [m], after the association
had awarded the same as attorney’s fees in Civil Case Number 11204, the dismissal of the
appeal by the NHA, the successful handling of three (3) cases in the SUPREME COURT, the
“9.That on January 12, 1993, the herein respondent, without consulting the herein
pending case of QUIETING OF TITLE filed by the NHA, and for the pending reconveyance
Petitioners who are all poor and ignorant of court procedures and the law, filed in behalf of
case, Civil Case No. 93-573, supra. These area of 8,000 sq. [m]., was awarded as attorney’s
the plaintiffs (which include the herein Petitioners) in Civil Case No. 11204, a Motion to
fees, which [were] supposed to be ten percent of the 22 hectares, Lot No. 1982, the subject
Withdraw Plaintiffs’ Exhibits, [and] a certified true and correct copy of said Motion by Mr.
matter of Civil Case No. 11204, but the association and its members were able to take actual
Gerardo Ucat of MTCC Branch 3, Cagayan de Oro City is herewith attached to the original
possession by judgment of the courts only o[f] the twelve (12) hectares. [This] area consisting
of this Petition, while photocopies of the same are also attached to the rest of the copies of
of 8,000 sq. [m]., and consisting of two (2) lots [was] fenced by the respondent to prevent
this same Petition, and are correspondingly marked as their Annex ‘D’.
squatters from entering the area. The rights of possession and ownership o[f] this area by the
respondent depends upon the outcome of Civil Case No. 93-573, supra, for reconveyance of title
“10.That the illegal and unethical actions of Atty. Maximo Rodriguez are most obnoxious, by the association and its members versus the NHA, et al. If it is true that this is under
condemnable, and highly immoral, to say the least, more so if we consider his social investigation by the NBI, then why, not wait and submit the investigation of the NHA, instead of
standing and ascendancy in the community of Cagayan de Oro City; filing this unwarranted, false and fabricated charge based on preposterous and ridiculous
charges without any proof whatsoever, except the vile [language] of an irresponsible lawyer.” 3
“11.That the records of Civil Case No. 11204 which are voluminous will bear the petitioners’
allegations against the herein respondent, who, after representing them initially, then Thereafter, petitioners filed a Reply4 in which they reiterated their allegations against respondent
transferring allegiance and services to the adverse parties (Lonchion, Palacio and NHA and added that the latter likewise violated Rule 15.03 of the Code of Professional Responsibility.
Manager), came back to represent the herein petitioners without any regard [for] the rules The Court referred the case to the Integrated Bar of the Philippines (IBP) for investigation,
of law and the Canons of Professional Ethics, which is highly contemptible and a clear report and/or decision.5
violation of his oath as a lawyer and an officer of the courts of law; Report of the Investigating Commissioner
In her Report and Recommendation dated January 23, 2001, Investigating IBP Commissioner
“12.That these acts are only those that records will bear, because outside of the court Lydia A. Navarro recommended that respondent be suspended from the practice of law for six
records, respondent, without regard [for] delicadeza, fair play and the rule of law, has (6) months for violation of Rule 15.03 of Canon 15 of the Code of Professional Responsibility.
assigned, apportioned and sold parcels of land[,] subject matter in Civil Case No. 11204 Her report reads in part as follows:
which legally have been pronounced and decided to be in the possession of the plaintiffs in “From the facts obtaining, it is apparent that respondent represented conflicting interest
Civil Case No. 11204, who are partly the petitioners herein. Thus, they cannot yet enjoy the considering that the complainants were the same plaintiffs in both cases and were duly specified
fruits of the tedious and protracted legal battle because of respondent’s illegal acts, which in the pleadings particularly in the caption of the cases. Under the said predicament even if
have instilled fear among the plaintiffs and the petitioners herein; complainants were excluded as members of the Association represented by the respondent; the
latter should have first secured complainants’ written consent before representing defendants in
the Indirect Contempt case particularly Macario Palacio, president of the Association, or inhibited
“13.That respondent lawyer even represented ERLINDA ABRAGAN, one of the herein himself.
petitioners, in a later proceedings in Civil Case No. 11204 wherein the apportionment of
parcels of land was erroneously, unprocedurally and illegally submitted to a commissioner, “It is very unfortunate that in his desire to render service to his client, respondent
and that ERLINDA ABRAGAN, after winning in the said Civil Case was later on dispossessed overlooked the fact that he already violated Rule 15.03 of [C]anon 15 of the Code of
of her rights by respondent counsel’s maneuver, after the decision (in Civil Case No. Professional Responsibility, to wit:
11208) became final executory; ‘Rule 15.03—A lawyer shall not represent conflicting interests except by written consent of all
concerned given after a full disclosure of the facts.’
That to make matters worse, respondent Atty. Rodriguez eventually fenced an area “We have no alternative but to abide by the rules.”6
consisting of about 10,200 square meters within Lot No. 1982[,] the subject matter in Civil
Legal Ethics Session 6 11

practice. It is founded on principles of public policy, on good taste. As has been said in another
IBP Board of Governors’ Resolution
case, the question is not necessarily one of the rights of the parties, but as to whether the
Upholding the above-quoted Report, the Board of Governors of the Integrated Bar of the
attorney has adhered to proper professional standard. With these thoughts in mind, it behooves
Philippines recommended via its May 26, 2001 Resolution that respondent be suspended from
attorneys, like Caesar’s wife, not only to keep inviolate the client’s confidence, but also to avoid
the practice of law for two (2) months for violation of Rule 15.03 of Canon 15 of the Code of
the appearance of treachery and double-dealing. Only thus can litigants be encouraged to
Professional Responsibility.
entrust their secrets to their attorneys which is of paramount importance in the administration of
This Court’s Ruling justice.”
We agree with the findings and the recommendation of the IBP Board of Governors, but hold Because of his divided allegiance, respondent has eroded, rather than enhanced, the public
that the penalty should be six-month suspension as recommended by the investigating perception of the legal profession. His divided loyalty constitutes malpractice for which he may
commissioner. be suspended, following Section 27, Rule 138 of the Rules of Court, which provides:
Administrative Liability of Respondent
“SEC. 27.  Disbarment or suspension of Attorneys by Supreme Court, grounds therefor .—Any
At the outset, we agree with Commissioner Navarro’s conclusion that apart from their allegations
member of the bar may be disbarred or suspended from his office as attorney by the Supreme
in their various pleadings, petitioners did not proffer any proof tending to show that respondent
Court for any deceit, malpractice, or other gross misconduct in such office, grossly immoral
had sold to other persons several rights over the land in question; and that he had induced the
conduct, or by reason of his conviction of a crime involving moral turpitude, or for any violation
former counsel for petitioners, Atty. Salva, Jr., to withdraw the indirect contempt case that they
of the oath which he is required to take before admission to practice, or for a wilful disobedience
had filed. Neither did the IBP find anything wrong as regards the 8,000 square meters awarded
appearing as an attorney for a party to a case without authority so to do. x x x.”
to respondent as payment for his legal services. Petitioners’ bare assertions, without any proof
Complainants ask that respondent be disbarred. We find however that suspension of six (6)
to back them up, would not justify the imposition of a penalty on respondent.
months from the practice of law, as recommended by Commissioner Navarro, is sufficient to
discipline respondent.
Having said that, we find, however, that respondent falls short of the integrity and good moral
character required from all lawyers. They are expected to uphold the dignity of the legal
A survey of cases involving conflicting interests on the part of counsel reveals that the Court
profession at all times. The, trust and confidence clients repose in them require a high standard
has imposed on erring attorneys 12 either a reprimand, or a suspension from the practice of law
and appreciation of the latter’s duty to the former, the legal profession, the courts and the
from five (5) months13 to as high as two (2) years.14
public. Indeed, the bar must maintain a high standard of legal proficiency as well as of honesty
and fair dealings. To this end, lawyers should refrain from doing anything that might tend to
WHEREFORE, Maximo G. Rodriguez is found guilty of violating Rule 15.03 of Canon 15 of the
lessen the confidence of the public in the fidelity, honesty and integrity of their profession. 7
Code of Professional Responsibility and is hereby SUSPENDED for six (6) months from the
practice of law, effective upon his receipt of this Decision. He is warned that a repetition of the
In the present case, respondent clearly violated Rule 15.03 of Canon 15 of the Code of
same or similar acts will be dealt with more severely.
Professional Responsibility, which provides that “a lawyer shall not represent conflicting interests
except by written consent of all concerned given after full disclosure of the facts.”
Let copies of this Decision be entered in the record of respondent as attorney and served on
the IBP, as well as on the Court Administrator who shall circulate it to all courts for their
The Court explained in Buted v. Hernando:8
information and guidance.
SO ORDERED.
“[A] lawyer represents conflicting interests when, in behalf of one client, it is his duty to contend
     Melo (Chairman), Sandoval-Gutierrez and Carpio, JJ., concur.
for that which duty to another client requires him to oppose .
     Vitug, J., Abroad on official business.
Respondent suspended from practice of law for six (6) months for violation of Rule 15.03,
“The obligation to represent the client with undivided fidelity and not to divulge his secrets
Canon 15 of the Code of Professional Responsibility.
or confidence forbids also the subsequent acceptance of retainers or employment from others in
matters adversely affecting any interest of the client with respect to which confidence has been
Notes.—The lawyer’s oath is a source of obligations and violation thereof is a ground for
reposed.”9 (Italics in the original)
suspension, disbarment, or other disciplinary action. (Magdaluyo vs. Nace, 324 SCRA
384 [2000])
In the case at bar, petitioners were the same complainants in the indirect contempt case and in
the Complaint for forcible entry in Civil Case No. 11204.10 Respondent should have evaluated the
The relationship between a lawyer and a client is highly fiduciary—it requires a high degree
situation first before agreeing to be counsel for the defendants in the indirect contempt
of fidelity and good faith. (Angeles vs. Uy, Jr., 330 SCRA 6 [2000])
proceedings. Attorneys owe undivided allegiance to their clients, and should at all times weigh
their actions, especially in their dealings with the latter and the public at large. They must
The appointment of a lawyer as judge is not a valid reason for him not to properly address
conduct themselves beyond reproach at all times.
and comply with the demand of his former client to pay and settle forthwith the amount he had
received in trust from the latter. (Sevilla vs. Salubre, 348 SCRA 592 [2000])
The Court will not tolerate any departure from the “straight and narrow” path demanded by
the ethics of the legal profession.
In Hilado v. David,11 which we quote below, the Court advised lawyers to be like Caesar’s
wife—to be pure and to appear to be so. 

“This stern rule is designed not alone to prevent the dishonest practitioner from fraudulent
conduct, but as well as to protect the honest lawyer from unfounded suspicion of unprofessional
Legal Ethics Session 6 12

A.C. No. 5098. April 11, 2012.* BRION, J.:


JOSEFINA M. ANIÑON, complainant, vs.  ATTY. CLEMENCIO SABITSANA, JR., respondent.
We resolve this disbarment complaint against Atty. Clemencio Sabitsana, Jr. who is charged
Attorney-Client Relationships; Conflict of Interests; The relationship between a lawyer of: (1) violating the lawyer’s duty to preserve confidential information received from his
and his/her client should ideally be imbued with the highest level of trust and confidence; Part client;1 and (2) violating the prohibition on representing conflicting interests.2
of the lawyer’s duty in this regard is to avoid representing conflicting interests, a matter covered
by Rule 15.03, Canon 15 of the Code of Professional Responsibility. —The relationship between a In her complaint, Josefina M. Aniñon ( complainant) related that she previously engaged the
lawyer and his/her client should ideally be imbued with the highest level of trust and confidence. legal services of Atty. Sabitsana in the preparation and execution in her favor of a Deed of Sale
This is the standard of confidentiality that must prevail to promote a full disclosure of the client’s over a parcel of land owned by her late common-law husband, Brigido Caneja, Jr. Atty.
most confidential information to his/her lawyer for an unhampered exchange of information Sabitsana allegedly violated her confidence when he subsequently filed a civil case against her
between them. Needless to state, a client can only entrust confidential information to his/her for the annulment of the Deed of Sale in behalf of Zenaida L. Cañete, the legal wife of Brigido
lawyer based on an expectation from the lawyer of utmost secrecy and discretion; the lawyer, Caneja, Jr. The complainant accused Atty. Sabitsana of using the confidential information he
for his part, is duty-bound to observe candor, fairness and loyalty in all dealings and obtained from her in filing the civil case.
transactions with the client. Part of the lawyer’s duty in this regard is to avoid representing
conflicting interests, a matter covered by Rule 15.03, Canon 15 of the Code of Professional Atty. Sabitsana admitted having advised the complainant in the preparation and execution
Responsibility quoted below: Rule 15.03.—A lawyer shall not represent conflicting interests of the Deed of Sale. However, he denied having received any confidential information. Atty.
except by written consent of all concerned given after a full disclosure of the facts. Sabitsana asserted that the present disbarment complaint was instigated by one Atty. Gabino
Velasquez, Jr., the notary of the disbarment complaint who lost a court case against him (Atty.
Same; Same; Tests to Determine whether or not Conflict of Interests is Present. —“The Sabitsana) and had instigated the complaint for this reason.
proscription against representation of conflicting interests applies to a situation where the
opposing parties are present clients in the same action or in an unrelated action.” The The Findings of the IBP Investigating Commissioner
prohibition also applies even if the “lawyer would not be called upon to contend for one client
that which the lawyer has to oppose for the other client, or that there would be no occasion to
In our Resolution dated November 22, 1999, we referred the disbarment complaint to the
use the confidential information acquired from one to the disadvantage of the other as the two
Commission on Bar Discipline of the Integrated Bar of the Philippines (IBP) for investigation,
actions are wholly unrelated.” To be held accountable under this rule, it is “enough that the
report and recommendation. In his Report and Recommendation dated November 28, 2003, IBP
opposing parties in one case, one of whom would lose the suit, are present clients and the
Commissioner Pedro A. Magpayo Jr. found Atty. Sabitsana administratively liable for
nature or conditions of the lawyer’s respective retainers with each of them would affect the
representing conflicting interests. The IBP Commissioner opined:
performance of the duty of undivided fidelity to both clients.” Jurisprudence has provided three
tests in determining whether a violation of the above rule is present in a given case. One test is
“In Bautista vs. Barrios, it was held that a lawyer may not handle a case to nullify a contract
whether a lawyer is duty-bound to fight for an issue or claim in behalf of one client and, at the
which he prepared and thereby take up inconsistent positions. Granting that Zenaida L. Cañete,
same time, to oppose that claim for the other client. Thus, if a lawyer’s argument for one client
respondent’s present client in Civil Case No. B-1060 did not initially learn about the sale
has to be opposed by that same lawyer in arguing for the other client, there is a violation of the
executed by Bontes in favor of complainant thru the confidences and information divulged by
rule. Another test of inconsistency of interests is whether the acceptance of a new relation
complainant to respondent in the course of the preparation of the said deed of sale, respondent
would prevent the full discharge of the lawyer’s duty of undivided fidelity and loyalty
nonetheless has a duty to decline his current employment as counsel of Zenaida Cañete in view
to the client or invite suspicion of unfaithfulness or double-dealing in the
of the rule prohibiting representation of conflicting interests.
performance of that duty. Still another test is whether the lawyer would be called upon in
the new relation to use against a former client any confidential information acquired through
In re De la Rosa clearly suggests that a lawyer may not represent conflicting interests in the
their connection or previous employment.
absence of the written consent of all parties concerned given after a full disclosure of the facts.
In the present case, no such written consent was secured by respondent before accepting
Attorneys; Disciplinary proceedings against lawyers are sui generis. —Disciplinary
employment as Mrs. Cañete’s counsel-of-record. x x x
proceedings against lawyers are sui generis. In the exercise of its disciplinary powers, the Court
xxx
merely calls upon a member of the Bar to account for his actuations as an officer of the Court
with the end in view of preserving the purity of the legal profession. We likewise aim to ensure
Complainant and respondent’s present client, being contending claimants to the same
the proper and honest administration of justice by purging the profession of members who, by
property, the conflict of interest is obviously present. There is said to be inconsistency of interest
their misconduct, have proven themselves no longer worthy to be entrusted with the duties and
when on behalf of one client, it is the attorney’s duty to contend for that which his duty to
responsibilities of an attorney. This is all that we did in this case. Significantly, we did this to a
another client requires him to oppose. In brief, if he argues for one client this argument will be
degree very much lesser than what the powers of this Court allows it to do in terms of the
opposed by him when he argues for the other client. Such is the case with which we are now
imposable penalty. In this sense, we have already been lenient towards respondent lawyer.
confronted, respondent being asked by one client to nullify what he had formerly notarized as a
true and valid sale between Bontes and the complainant.” (footnotes omitted) 3
ADMINISTRATIVE CASE in the Supreme Court. Disbarment.
  
The IBP Commissioner recommended that Atty. Sabitsana be suspended from the practice
The facts are stated in the opinion of the Court.
of law for a period of one (1) year.4

The Findings of the IBP Board of Governors


Legal Ethics Session 6 13

In a resolution dated February 27, 2004, the IBP Board of Governors resolved to adopt and the new relation to use against a former client any confidential information acquired through
approve the Report and Recommendation of the IBP Commissioner after finding it to be fully their connection or previous employment.”10 [emphasis ours]
supported by the evidence on record, the applicable laws and rules.5 The IBP Board of
Governors agreed with the IBP Commissioner’s recommended penalty. On the basis of the attendant facts of the case, we find substantial evidence to support
Atty. Sabitsana’s violation of the above rule, as established by the following circumstances on
Atty. Sabitsana moved to reconsider the above resolution, but the IBP Board of Governors record:
denied his motion in a resolution dated July 30, 2004.
One, his legal services were initially engaged by the complainant to protect her interest
The Issue over a certain property. The records show that upon the legal advice of Atty. Sabitsana, the
Deed of Sale over the property was prepared and executed in the complainant’s favor.
The issue in this case is whether Atty. Sabitsana is guilty of misconduct for representing
Two, Atty. Sabitsana met with Zenaida Cañete to discuss the latter’s legal interest over the
conflicting interests.
property subject of the Deed of Sale. At that point, Atty. Sabitsana already had knowledge that
Zenaida Cañete’s interest clashed with the complainant’s interests.
The Court’s Ruling
Three, despite the knowledge of the clashing interests between his two clients, Atty.
After a careful study of the records, we agree with the findings and Sabitsana accepted the engagement from Zenaida Cañete.
recommendations of the IBP Commissioner and the IBP Board of Governors. 
Four, Atty. Sabitsana’s actual knowledge of the conflicting interests between his two clients
The relationship between a lawyer and his/her client should ideally be imbued with the highest was demonstrated by his own actions: first, he filed a case against the complainant in behalf of
level of trust and confidence. This is the standard of confidentiality that must prevail to promote Zenaida Cañete; second, he impleaded the complainant as the defendant in the case; and third,
a full disclosure of the client’s most confidential information to his/her lawyer for an unhampered the case he filed was for the annulment of the Deed of Sale that he had previously prepared and
exchange of information between them. Needless to state, a client can only entrust confidential executed for the complainant.
information to his/her lawyer based on an expectation from the lawyer of utmost secrecy and
discretion; the lawyer, for his part, is duty-bound to observe candor, fairness and loyalty in all By his acts, not only did Atty. Sabitsana agree to represent one client against another client
dealings and transactions with the client. 6 Part of the lawyer’s duty in this regard is to avoid in the same action; he also accepted a new engagement that entailed him to contend and
representing conflicting interests, a matter covered by Rule 15.03, Canon 15 of the Code of oppose the interest of his other client in a property in which his legal services had been
Professional Responsibility quoted below: previously retained.

“Rule 15.03.—A lawyer shall not represent conflicting interests except by written consent of To be sure, Rule 15.03, Canon 15 of the Code of Professional Responsibility provides an
all concerned given after a full disclosure of the facts.” exception to the above prohibition. However, we find no reason to apply the exception due to
Atty. Sabitsana’s failure to comply with the requirements set forth under the rule. Atty.
“The proscription against representation of conflicting interests applies to a situation where Sabitsana did not make a full disclosure of facts to the complainant and to Zenaida Cañete
the opposing parties are present clients in the same action or in an unrelated action.” 7 The before he accepted the new engagement with Zenaida Cañete. The records likewise show that
prohibition also applies even if the “lawyer would not be called upon to contend for one client although Atty. Sabitsana wrote a letter to the complainant informing her of Zenaida Cañete’s
that which the lawyer has to oppose for the other client, or that there would be no occasion to adverse claim to the property covered by the Deed of Sale and, urging her to settle the adverse
use the confidential information acquired from one to the disadvantage of the other as the two claim; Atty. Sabitsana however did not disclose to the complainant that he was also being
actions are wholly unrelated.” 8 To be held accountable under this rule, it is “enough that the engaged as counsel by Zenaida Cañete.11Moreover, the records show that Atty. Sabitsana failed
opposing parties in one case, one of whom would lose the suit, are present clients and the to obtain the written consent of his two clients, as required by Rule 15.03, Canon 15 of the Code
nature or conditions of the lawyer’s respective retainers with each of them would affect the of Professional Responsibility. 
performance of the duty of undivided fidelity to both clients.”9
Accordingly, we find—as the IBP Board of Governors did—Atty. Sabitsana guilty of misconduct
Jurisprudence has provided three tests in determining whether a violation of the above rule for representing conflicting interests. We likewise agree with the penalty of suspension for one
is present in a given case. (1) year from the practice of law recommended by the IBP Board of Governors. This penalty is
consistent with existing jurisprudence on the administrative offense of representing conflicting
“One test is whether a lawyer is duty-bound to fight for an issue or claim in behalf of one client interests.12
and, at the same time, to oppose that claim for the other client. Thus, if a lawyer’s argument for
one client has to be opposed by that same lawyer in arguing for the other client, there is a We note that Atty. Sabitsana takes exception to the IBP recommendation on the ground
violation of the rule. that the charge in the complaint was only for his alleged disclosure of confidential information,
not for representation of conflicting interests. To Atty. Sabitsana, finding him liable for the latter
Another test of inconsistency of interests is whether the acceptance of a new relation offense is a violation of his due process rights since he only answered the designated charge.
would prevent the full discharge of the lawyer’s duty of undivided fidelity and loyalty
to the client or invite suspicion of unfaithfulness or double-dealing in the We find no violation of Atty. Sabitsana’s due process rights. Although there was indeed a
performance of that duty. Still another test is whether the lawyer would be called upon in specific charge in the complaint, we are not unmindful that the complaint itself contained
Legal Ethics Session 6 14

allegations of acts sufficient to constitute a violation of the rule on the prohibition against indirectly interested has the purpose of preventing such personnel from exercising the power of
representing conflicting interests. As stated in paragraph 8 of the complaint: his office for personal pecuniary gain, which may cause grave damage and prejudice to public
interest. (National Electrification Administration vs. Civil Service Commission ,  611 SCRA 14
“Atty. Sabitsana, Jr. accepted the commission as a Lawyer of ZENAIDA CANEJA, now Zenaida [2010])
Cañete, to recover lands from Complainant, including this land where lawyer Atty. Sabitsana, Jr.
has advised his client [complainant] to execute the second sale[.]”

Interestingly, Atty. Sabitsana even admitted these allegations in his answer. 13 He also
averred in his Answer that:

“6b. Because the defendant-to-be in the complaint (Civil Case No. B-1060) that he would file
on behalf of Zenaida Caneja-Cañete was his former client (herein complainant), respondent
asked [the] permission of Mrs. Cañete (which she granted) that he would first write a letter
(Annex “4”) to the complainant proposing to settle the case amicably between them but
complainant ignored it. Neither did she object to respondent’s handling the case in behalf of
Mrs. Cañete on the ground she is now invoking in her instant complaint. So respondent felt free
to file the complaint against her.”14

We have consistently held that the essence of due process is simply the opportunity to be
informed of the charge against oneself and to be heard or, as applied to administrative
proceedings, the opportunity to explain one’s side or the opportunity to seek a reconsideration
of the action or ruling complained of. 15 These opportunities were all afforded to Atty. Sabitsana,
as shown by the above circumstances.

All told, disciplinary proceedings against lawyers are sui generis.16 In the exercise of its
disciplinary powers, the Court merely calls upon a member of the Bar to account for his
actuations as an officer of the Court with the end in view of preserving the purity of the legal
profession. We likewise aim to ensure the proper and honest administration of justice by purging
the profession of members who, by their misconduct, have proven themselves no longer worthy
to be entrusted with the duties and responsibilities of an attorney. 17 This is all that we did in this
case. Significantly, we did this to a degree very much lesser than what the powers of this Court
allows it to do in terms of the imposable penalty. In this sense, we have already been lenient
towards respondent lawyer.

WHEREFORE, premises considered, the Court resolves to ADOPT the findings and
recommendations of the Commission on Bar Discipline of the Integrated Bar of the Philippines.
Atty. Clemencio C. Sabitsana, Jr. is found GUILTY of misconduct for representing conflicting
interests in violation of Rule 15.03, Canon 15 of the Code of Professional Responsibility. He is
hereby SUSPENDED for one (1) year from the practice of law.

Atty. Sabitsana is DIRECTED to inform the Court of the date of his receipt of this Decision
so that we can determine the reckoning point when his suspension shall take effect.
SO ORDERED.
Peralta,** Perez, Sereno  and Reyes, JJ., concur.
Atty. Clemencio C. Sabitsana, Jr. suspended from practice of law for one (1) year for
misconduct in representing conflicting interests.

Notes.—The prohibition against conflict of interest is founded on principles of public policy,


good taste and, more importantly, upon necessity; In the course of a lawyer-client relationship,
the lawyer learns all the facts connected with the client’s case, including its weak and strong
points, which knowledge must be considered sacred and guarded with care. ( Pacana, Jr. vs.
Pascual-Lopez,  594 SCRA 1 [2009])

A reading of the conflict of interest rule reveals that the prohibition against NEA personnel
from participating in any question pertaining to a public service entity where he is directly or

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