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LEGAL ETHICS CASES NO.

6 1
ADMINISTRATIVE MATTER in the Supreme Court. Disbarment.
Adm. Case No. 4103. September 7, 1995.*
VERONICA S. SANTIAGO, BENJAMIN Q. HONTIVEROS, MR. SOCORRO F. MANAS, and
TRINIDAD NORDISTA, complainants, vs. ATTY. AMADO R. FOJAS, respondent. The facts are stated in the opinion of the Court.
     Amado R. Fojas for and in his own behalf.
Legal Ethics; Attorneys; It is axiomatic that no lawyer is obliged to act either as adviser
or advocate for every person who may wish to become his client but once he agrees to take up DAVIDE, JR., J. :
the cause of a client, the lawyer owes fidelity to such cause and must always be mindful of the
trust and confidence reposed in him.— It is axiomatic that no lawyer is obliged to act either as In their letter of 8 September 1993, the complainants, former clients of the respondent, pray
adviser or advocate for every person who may wish to become his client. He has the right to that the latter be disbarred for “malpractice, neglect and other offenses which may be
decline employment, subject, however, to Canon 14 of the Code of Professional Responsibility. discovered during the actual investigation of this complaint.” They attached thereto an Affidavit
Once he agrees to take up the cause of a client, the lawyer owes fidelity to such cause and must of Merit wherein they specifically allege:
always be mindful of the trust and confidence reposed in him. He must serve the client with
competence and diligence, and champion the latter’s cause with wholehearted fidelity, care, and
devotion. Elsewise stated, he owes entire devotion to the interest of the client, warm zeal in the 1.That we are Defendants-Appellates [sic] in the Court of Appeals Case No. CA-G.N. CV
maintenance and defense of his client’s rights, and the exertion of his utmost learning and No. 38153 of which to our surprise lost unnecessarily the aforesaid Petition [sic]. A close
ability to the end that nothing be taken or withheld from his client, save by the rules of law, perusal of the case reveals the serious misconduct of our attorney on record, Atty. Amado
legally applied. This simply means that his client is entitled to the benefit of any and every Fojas tantamount to malpractice and negligence in the performance of his duty obligation
remedy and defense that is authorized by the law of the land and he may expect his lawyer to to us, to defend us in the aforesaid case. That the said attorney without informing us the
assert every such remedy or defense. reason why and riding high on the trust and confidence we repose on him either
abandoned, failed to act accordingly, or seriously neglected to answer the civil complaint
Same; Same; If much is demanded from an attorney, it is because the entrusted against us in the sala of Judge Teresita Capulong Case No. 3526-V-91 Val. Metro Manila
privilege to practice law carries with it the correlative duties not only to practice law but also to so that we were deduced [sic] in default.
the court, to the bar, and to the public.—If much is demanded from an attorney, it is because
the entrusted privilege to practice law carries with it the correlative duties not only to the client 2.That under false pretenses Atty. Fojas assured us that everything was in order. That he
but also to the court, to the bar, and to the public. A lawyer who performs his duty with had already answered the complaint so that in spite of the incessant demand for him to
diligence and candor not only protects the interest of his client; he also serves the ends of give us a copy he continued to deny same to us. Only to disclose later that he never
justice, does honor to the bar, and helps maintain the respect of the community to the legal answered it after all because according to him he was a very busy man. Please refer to
profession. Court of Appeals decision dated August 17, 1993.

Same; Same; Every case a lawyer accepts deserves his full attention, diligence, skill, and
competence, regardless of its importance and whether he accepts it for a fee or for free.— 3.That because of Atty. Amado Fojas’ neglect and malpractice of law we lost the Judge
Capulong case and our appeal to the Court of Appeals. So that it is only proper that Atty.
Pressure and large volume of legal work provide no excuse for the respondent’s inability to
exercise due diligence in the performance of his duty to file an answer. Every case a lawyer Fojas be disciplined and disbarred in the practice of his profession.
accepts deserves his full attention, diligence, skill, and competence, regardless of its importance
and whether he accepts it for a fee or for free. In his Comment, the respondent admits his “mistake” in failing to file the complainants’ answer
in Civil Case No. 3526-V-91, but he alleges that it was cured by his filing of a motion for
Same; Same; A lawyer’s negligence in not filing an answer on time is not excused by his reconsideration, which was unfortunately denied by the court. He asserts that Civil Case No.
claim that the case was in fact a “losing cause,” for if indeed he was so convinced of the futility 3526-V-91 was a “losing cause” for the complainants because it was based on the expulsion of
of any defense therein, he should have seasonably informed his clients thereof.—The the plaintiff therein from the Far Eastern University Faculty Association (FEUFA) which was
respondent’s negligence is not excused by his claim that Civil Case No. 3526-V-91 was in fact a declared unlawful in the final decision in NCR-OD-M-90-10-050. Thus, “[t]he unfavorable
“losing cause” for the complainants since the claims therein for damages were based on the final judgment in the Regional Trial Court is not imputable to [his] mistake but rather imputable to
decision of the Med-Arbiter declaring the complainants’ act of expelling Salvador from the union the merits of the case, i.e. , the decision in the Expulsion case wherein defendants
to be illegal. This claim is a mere afterthought which hardly persuades us. If indeed the (complainants herein) illegally removed from the union (FEUFA) membership Mr. Paulino
respondent was so convinced of the futility of any defense therein, he should have seasonably Salvador. . . .” He further claims that the complainants filed this case to harass him because he
informed the complainants thereof. Rule 15.05, Canon 15 of the Code of Professional refused to share his attorney’s fees in the main labor case he had handled for them. The
Responsibility expressly provides: A lawyer, when advising his client, shall give a candid and respondent then prays for the dismissal of this complaint for utter lack of merit, since his failure
honest opinion on the merits and probable results of the client’s case, neither overstating nor to file the answer was cured and, even granting for the sake of argument that such failure
understating the prospects of the case. amounted to negligence, it cannot warrant his disbarment or suspension from the practice of the
law profession.
Same; Same; For the inexcusable negligence of a lawyer in failing to file an answer for
his clients, he is reprimanded.—We do not therefore hesitate to rule that the respondent is not The complainants filed a Reply to the respondent’s Comment.
free from any blame for the sad fate of the complainants. He is liable for inexcusable
negligence. WHEREFORE, ATTY. AMADO R. FOJAS is hereby REPRIMANDED and ADMONISHED
to be, henceforth, more careful in the performance of his duty to his clients.
LEGAL ETHICS CASES NO. 6 2
Issues having been joined, we required the parties to inform us whether they were willing
to submit this case for decision on the basis of the pleadings they have filed. In their separate The core issue that presents itself is whether the respondent committed culpable
compliance, both manifested in the affirmative. negligence, as would warrant disciplinary action, in failing to file for the complainants an answer
The facts in this case are not disputed. in Civil Case No. 3526-V-91 for which reason the latter were declared in default and judgment
was rendered against them on the basis of the plaintiff’s evidence, which was received ex-parte.
Complainants Veronica Santiago, Benjamin Hontiveros, Ma. Socorro Manas, and Trinidad
Nordista were the President, Vice-President, Treasurer, and Auditor, respectively, of the FEUFA. It is axiomatic that no lawyer is obliged to act either as adviser or advocate for every person
They allegedly expelled from the union Paulino Salvador. The latter then commenced with the who may wish to become his client. He has the right to decline employment, 1subject, however,
Department of Labor and Employment (DOLE) a complaint (NCR-OD-M-90-10-050) to declare to Canon 14 of the Code of Professional Responsibility. Once he agrees to take up the cause of a
illegal his expulsion from the union.  client, the lawyer owes fidelity to such cause and must always be mindful of the trust and
confidence reposed in him.2 He must serve the client with competence and diligence, 3 and
In his resolution of 22 November 1990, Med-Arbiter Tomas Falconitin declared illegal Salvador’s champion the latter’s cause with wholehearted fidelity, care, and devotion. 4 Elsewise stated, he
expulsion and directed the union and all its officers to reinstate Salvador’s name in the roll of owes entire devotion to the interest of the client, warm zeal in the maintenance and defense of
union members with all the rights and privileges appurtenant thereto. This resolution was his client’s rights, and the exertion of his utmost learning and ability to the end that nothing be
affirmed in toto by the Secretary of Labor and Employment. taken or withheld from his client, save by the rules of law, legally applied. 5 This simply means
that his client is entitled to the benefit of any and every remedy and defense that is authorized
Subsequently, Paulino Salvador filed with the Regional Trial Court (RTC) of Valenzuela, by the law of the land and he may expect his lawyer to assert every such remedy or defense.6 If
Metro Manila, Branch 172, a complaint against the complainants herein for actual, moral, and much is demanded from an attorney, it is because the entrusted privilege to practice law carries
exemplary damages and attorney’s fees, under Articles 19, 20, and 21 of the Civil Code. The with it the correlative duties not only to the client but also to the court, to the bar, and to the
case was docketed as Civil Case No. 3526-V-91. public. A lawyer who performs his duty with diligence and candor not only protects the interest
of his client; he also serves the ends of justice, does honor to the bar, and helps maintain the
As the complainant’s counsel, the respondent filed a motion to dismiss the said case on respect of the community to the legal profession. 7
grounds of (1) res judicata by virtue of the final decision of the Med-Arbiter in NCR-OD-M-90-10-
050 and (2) lack of jurisdiction, since what was involved was an intra-union issue cognizable by The respondent admits that it was his duty to file an answer in Civil Case No. 3526-V-91. He
the DOLE. Later, he filed a supplemental motion to dismiss. justifies his failure to do so in this wise:

The trial court, per Judge Teresita Dizon-Capulong, granted the motion and ordered the [I]n his overzealousness to question the Denial Order of the trial court, 8 [he] instead, thru
dismissal of the case. Upon Salvador’s motion for reconsideration, however, it reconsidered the honest mistake and excusable neglect, filed a PETITION FOR CERTIORARI with the Honorable
order of dismissal, reinstated the case, and required the complainants herein to file their answer Court, docketed as G.R. No. 100983. . . .
within a nonextendible period of fifteen days from notice.
And, when the Court of Appeals, to which G.R. No. 100983was referred, dismissed the petition,
Instead of filing an answer, the respondent filed a motion for reconsideration and dismissal he again “inadvertently” failed to file an answer “[d]ue to honest mistake and because of his
of the case. This motion having been denied, the respondent filed with this Court a petition overzealousness as stated earlier. . . .”
for certiorari, which was later referred to the Court of Appeals and docketed therein as CA-G.R.
SP No. 25834. In their Reply, the complainants allege that his failure to file an answer was not an honest
mistake but was “deliberate, malicious and calculated to place them on the legal disadvantage,
Although that petition and his subsequent motion for reconsideration were both denied, the to their damage and prejudice” for, as admitted by him in his motion to set aside the order of
respondent still did not file the complainants’ answer in Civil Case No. 3526-V-91. Hence, upon default, his failure to do so was “due to volume and pressure of legal work.” 9 In short, the
plaintiff Salvador’s motion, the complainants were declared in default, and Salvador was complainants want to impress upon this Court that the respondent has given inconsistent
authorized to present his evidence ex-parte. reasons to justify his failure to file an answer.

The respondent then filed a motion to set aside the order of default and to stop the  ex- We agree with the complainants. In his motion for reconsideration of the default order, the
parte reception of evidence before the Clerk of Court, but to no avail. respondent explained his non-filing of the required answer by impliedly invoking forgetfulness
occasioned by a large volume and pressure of legal work, while in his Comment in this case he
Thereafter, the trial court rendered a decision ordering the complainants herein to pay, jointly attributes it to honest mistake and excusable neglect due to his overzealousness to question the
and severally, plaintiff Salvador the amounts of P200,000.00 as moral damages; P50,000.00 as denial order of the trial court.
exemplary damages or corrective damages; and P65,000.00 as attorney’s fees; plus cost of suit.
Certainly, “overzealousness” on the one hand and “volume and pressure of legal work” on
The complainants, still assisted by the respondent, elevated the case to the Court of the other are two distinct and separate causes or grounds. The first presupposes the
Appeals, which, however, affirmed in toto the decision of the trial court. respondent’s full and continuing awareness of his duty to file an answer which, nevertheless, he
subordinated to his conviction that the trial court had committed a reversible error or grave
The respondent asserts that he was about to appeal the said decision to this Court, but his abuse of discretion in issuing an order reconsidering its previous order of dismissal of Salvador’s
services as counsel for the complainants and for the union were illegally and unilaterally complaint and in denying the motion to reconsider the said order. The second ground is purely
terminated by complainant Veronica Santiago. based on forgetfulness because of his other commitments.
LEGAL ETHICS CASES NO. 6 3
Canon 8 of the Code of Professional Responsibility enjoins every lawyer to “conduct himself
Whether it be the first or the second ground, the fact remains that the respondent did not with courtesy, fairness and candor toward his professional colleagues, and shall avoid harassing
comply with his duty to file an answer in Civil Case No. 3526-V-91. His lack of diligence was tactics against opposing counsel.” (Yu vs. Court of Appeals, 232 SCRA 594 [1994])
compounded by his erroneous belief that the trial court committed such error or grave abuse of
discretion and by his continued refusal to file an answer even after he received the Court of
Appeals’ decision in the certiorari case. There is no showing whatsoever that he further assailed
the said decision before this Court in a petition for review under Rule 45 of the Rules of Court to
prove his claim of overzealousness to challenge the trial court’s order. Neither was it shown that
he alleged in his motion to lift the order of default that the complainants had a meritorious
defense.10 And, in his appeal from the judgment by default, he did not even raise as one of the
errors of the trial court either the impropriety of the order of default or the court’s grave abuse
of discretion in denying his motion to lift that order.

Pressure and large volume of legal work provide no excuse for the respondent’s inability to
exercise due diligence in the performance of his duty to file an answer. Every case a lawyer
accepts deserves his full attention, diligence, skill, and competence, regardless of its importance
and whether he accepts it for a fee or for free.

All told, the respondent committed a breach of Canon 18 of the Code of Professional
Responsibility which requires him to serve his clients, the complainants herein, with diligence
and, more specifically, Rule 18.03 thereof which provides: “A lawyer shall not neglect a legal
matter entrusted to him, and his negligence in connection therewith shall render him liable.”

The respondent’s negligence is not excused by his claim that Civil Case No. 3526-V-91 was
in fact a “losing cause” for the complainants since the claims therein for damages were based on
the final decision of the Med-Arbiter declaring the complainants’ act of expelling Salvador from
the union to be illegal. This claim is a mere afterthought which hardly persuades us. If indeed
the respondent was so convinced of the futility of any defense therein, he should have
seasonably informed the complainants thereof. Rule 15.05, Canon 15 of the Code of Professional
Responsibility expressly provides:

A lawyer, when advising his client, shall give a candid and honest opinion on the merits and
probable results of the client’s case, neither overstating nor understating the prospects of the
case.

Then too, if he were unconvinced of any defense, we are unable to understand why he took all
the trouble of filing a motion to dismiss on the grounds of res judicata and lack of jurisdiction
and of questioning the adverse ruling thereon initially with this Court and then with the Court of
Appeals, unless, of course, he meant all of these to simply delay the disposition of the civil case.
Finally, the complainants were not entirely without any valid or justifiable defense. They could
prove that the plaintiff was not entitled to all the damages sought by him or that if he were so,
they could ask for a reduction of the amounts thereof.

We do not therefore hesitate to rule that the respondent is not free from any blame for the
sad fate of the complainants. He is liable for inexcusable negligence.
WHEREFORE, ATTY. AMADO R. FOJAS is hereby REPRIMANDED and ADMONISHED to be,
henceforth, more careful in the performance of his duty to his clients.
SO ORDERED.
     Padilla (Chairman), Bellosillo, Kapunan and Hermosisima, Jr., JJ., concur.
Respondent reprimanded and admonished.

Notes.—The practice of lawyers of sending messengers to ask for postponement should


not be tolerated. (People vs. Tibayan, 85 SCRA 378 [1978])
LEGAL ETHICS CASES NO. 6 4
respondent that the ten thousand pesos (P10,000.00) was given to him as fee for his services, is
Adm. Case No. 3195.  December 18, 1989.*
simply incredible. Indeed, such amount is grossly disproportionate with the service he actually
MA. LIBERTAD SJ CANTILLER, complainant, vs. ATTY. HUMBERTO V. POTENCIANO,
rendered. And his failure to return even a portion of the amount upon demand of complainant
respondent.
all the more bolsters the protestation of complainant that respondent does not deserve to
remain as an officer of the court.
Legal Ethics; Attorneys: Duty of attorney to his client.—”Public interest requires that an
attorney exert his best efforts and ability in the prosecution or defense of his client’s cause. A
Same; Same; Same; Role of lawyers; Conduct to be displayed by lawyers .—Lawyers are
lawyer who performs that duty with diligence and candor not only protects the interests of his
indispensable part of the whole system of administering justice in this jurisdiction. At a time
client; he also serves the ends of justice, does honor to the bar and helps maintain the respect
when strong and disturbing criticisms are being hurled at the legal profession, strict compliance
of the community to the legal profession. This is so because the entrusted privilege to practice
with one’s oath of office and the canons of professional ethics is an imperative. Lawyers should
law carries with it the correlative duties not only to the client but also to the court, to the bar or
be fair, honest, respectable, above suspicion and beyond reproach in dealing with their clients.
to the public. That circumstance explains the public concern for the maintenance of an
The profession is not synonymous with an ordinary business proposition. It is a matter of public
untarnished standard of conduct by every attorney towards his client.”
interest.
Same; Same; Same; Poor preparation and writing of pleadings for his client; Lawyer
Same; Same; Lawyer suspended from practice of law for indefinite period .—After
milked the complainant dry.—This Court agrees that the petitions in Civil Cases Nos. 55118 and
considering the entirety of the circumstances present in this case, this Court finds Atty.
55210 appear to be poorly prepared and written. Having represented himself capable of picking
Humberto V. Potenciano to be guilty of the charges against him and hereby SUSPENDS him
up the cudgels for the apparently lost cause of complainant respondent should have carefully
from the practice of law for an indefinite period until such time he can demonstrate that he has
prepared the pleadings if only to establish the justness of his representation. The little time
rehabilitated himself as to deserve to resume the practice of law.
involved is no excuse. Complainant reposed full faith in him. His first duty was to file the best
pleading within his capability. Apparently, respondent was more interested in getting the most
out of the complainant who was in a hopeless situation. He bragged about his closeness to the ADMINISTRATIVE CASE in the Supreme Court.
judge concerned in one case and talked about the need to “buy” the restraining order in the
other. Worse still he got P10,000.00 as alleged deposit in court which he never deposited. The facts are stated in the resolution of the Court.
Instead he pocketed the same. The pattern to milk the complainant dry is obvious.      Eduardo Cabreros, Jr. for complainant.
RESOLUTION
Same; Same; Same; Attorney’s failure to exercise due diligence or abandonment of
client’s cause renders him unworthy of the trust of his client .—When a lawyer takes a client’s
cause, he thereby covenants that he will exert all effort for its prosecution until its final PER CURIAM
conclusion. The failure to exercise due diligence or the abandonment of a client’s cause makes
such lawyer unworthy of the trust which the client had reposed on him. The acts of respondent “Public interest requires that an attorney exert his best efforts and ability in the prosecution or
in this case violate the most elementary principles of professional ethics. The court finds that defense of his client’s cause. A lawyer who performs that duty with diligence and candor not
respondent failed to exercise due diligence in protecting his client’s interests. Respondent had only protects the interests of his client; he also serves the ends of justice, does honor to the bar
knowledge beforehand that he would be asked by the presiding judge in Civil Case No. 55118 to and helps maintain the respect of the community to the legal profession. This is so because the
withdraw his appearance as counsel by reason of their friendship. Despite such prior knowledge, entrusted privilege to practice law carries with it the correlative duties not only to the client but
respondent took no steps to find a replacement nor did he inform complainant of this fact. also to the court, to the bar or to the public. That circumstance explains the public concern for
the maintenance of an untarnished standard of conduct by every attorney towards his client.” 1
Same; Same; Same; Complainant suffered by losing all her cases due to the lawyer ’s
gross negligence.—His actuation is definitely inconsistent with his duty to protect with utmost Subject of this administrative complaint is Humberto V. Potenciano, a practicing lawyer and
dedication the interest of his client and of the fidelity, trust and confidence which he owes his a member of the Philippine Bar under Roll No. 21862. He is charged with deceit, fraud, and
client. More so in this case, where by reason of his gross negligence complainant thereby misrepresentation, and also with gross misconduct, malpractice and of acts unbecoming of an
suffered by losing all her cases. officer of the court.

Same; Same; Same; Attorney displayed lack of good faith as an advocate by his filing a The essential facts are as follows: 2
civil case although he had already filed a motion to withdraw as counsel and failure to appear Complainant herein is the sister of Peregrina Cantiller, defendant in an action for “ejectment”
for complainant in said case.—The filing of Civil Case No. 55210 on October 26, 1987, the same docketed as Civil Case No. 6046 before the Metropolitan Trial Court of Manila, Branch 57, San
day that he had already filed a motion to withdraw as counsel for complainant in Civil Case No. Juan, Metro Manila.
55118, reveals his lack of good faith as an advocate. He also failed to appear for the
complainant in said case. It was all a show to get more money from her. This adversely reflects Another action, likewise involving Peregrina but this time as plaintiff, was then pending
on his fitness to practice law. When confronted with this evident irregularity, he lamely stated before the Regional Trial Court, Branch 168, Pasig, Metro Manila docketed as Civil Case No.
that while he did not physically appear for complainant he nevertheless prepared and drafted 54117 for “reconveyance with damages.” Both actions involve the apartment unit being rented
the pleadings. by complainant and her sister.

Same; Same; Same; Amount of P10,000.00 allegedly given to lawyer as fee for his


services is grossly disproportionate with the service he actually rendered .—The allegation of
LEGAL ETHICS CASES NO. 6 5
When the two cases were concluded, Peregrina came out the losing party. Civil Case No.
54117 for reconveyance was ordered dismissed by the Regional Trial Court on June 8, 1987 At the hearing of the preliminary injunction in Civil Case No. 55118 on October 30, 1987,
while Civil Case No. 6046 for ejectment was decided by the Metropolitan Trial Court against her. respondent, contrary to his promise that he would secure a restraining order, withdrew his
On October 8,1987 pursuant to the writ of execution issued in Civil Case No. 6046 for appearance as counsel for complainant. Complainant was not able to get another lawyer as
ejectment, complainant and Peregrina were served a notice to vacate the rented premises within replacement. Thus, no restraining order or preliminary injunction was obtained. As a
four (4) days from receipt of notice. consequence, the order to vacate in Civil Case No. 6046 was eventually enforced and executed.

Desperate and at a loss on what to do, they consulted a certain Sheriff Pagalunan on the Sometime thereafter, it came to complainant’s knowledge that there was really no need to
matter. Pagalunan, in turn, introduced them to herein respondent. After such introduction, the make a deposit often thousand pesos (P10,000.00) relative to Civil Case No. 55210. After further
parties “impliedly agreed” that respondent would handle their case. Forthwith, a petition entitled inquiry, she found out that in fact there was no such deposit made. Thus, on December 23,
“Annulment of Judgment, Annulment of Sale and Damages with prayer for Preliminary 1987, complainant sent a demand letter to respondent asking for the return of the total amount
Injunction and/or Status Quo Order, etc.” was prepared by respondent to forestall the execution of eleven thousand pesos (P11, 000.00) which the former earlier gave to the latter. However,
of the order to vacate in Civil Case No. 6046. this letter was never answered and the money was never returned. Hence, complainant lodged
this administrative complaint against herein respondent.
In the afternoon of October 9,1987, the complainant was made to sign by respondent what
she described as a “[h]astily prepared, poorly conceived, and haphazardly composed” 3 petition Meanwhile, on December 29, 1987, the Regional Trial Court, Branch 153, dismissed Civil
for annulment of judgment. Complainant alleges that respondent promised her that the Case No. 55118 for failure to state a cause of action. 4 On January 20, 1988, Civil Case No.
necessary restraining order would be secured if only because the judge who would hear the 55210 was likewise dismissed for being identical with Civil Case No. 55118.5
matter was his “katsukaran” (close friend).
Respondent in his answer contends that the filing of Civil Cases Nos. 55118 and 55210 was
Thereupon, the petition was filed with the Regional Trial Court, Branch 153, Pasig, Metro done in good faith and that the allegations of complainant relative to the administrative charge
Manila and docketed as Civil Case No. 55118. Respondent demanded from the complainant one against him are all lies, product of one’s imagination and only intended to harrass him. 6
thousand pesos (P1,000.00) as attorney’s fee which the latter paid that same afternoon.
This Court agrees that the petitions in Civil Cases Nos. 55118 and 55210 appear to be
However, when the case was raffled and assigned to Branch 153, the presiding judge asked poorly prepared and written. Having represented himself capable of picking up the cudgels for
respondent to withdraw as counsel in the case on the ground of their friendship. the apparently lost cause of complainant respondent should have carefully prepared the
pleadings if only to establish the justness of his representation. The little time involved is no
On October 11, 1987, respondent went to the house of complainant and asked her to be excuse. Complainant reposed full faith in him. His first duty was to file the best pleading within
ready with two thousand pesos (P2,000.00) to be given to another judge who will issue the his capability. Apparently respondent was more interested in getting the most out of the
restraining order in the ejectment case (Civil Case No. 6046). Complainant and her sister were complainant who was in a hopeless situation. He bragged about his closeness to the judge
only able to raise the amount of one thousand pesos which they immediately gave to concerned in one case and talked about the need to “buy” the restraining order in the other.
respondent. Worse still he got P10,000.00 as alleged deposit in court which he never deposited. Instead he
pocketed the same. The pattern to milk the complainant dry is obvious.
Later respondent informed the complainant and her sister that he could not locate the judge
who would issue the restraining order. The parties, then, instead went to the Max’s Restaurant When a lawyer takes a client’s cause, he thereby covenants that he will exert all effort for its
where respondent ordered some food—including two plastic bags of food allegedly to be given prosecution until its final conclusion. The failure to exercise due diligence or the abandonment of
to the judge who would issue the restraining order. At this juncture, respondent asked for the a client’s cause makes such lawyer unworthy of the trust which the client had reposed on him.
remaining balance of the two thousand pesos (P2,000.00) which he earlier demanded. The acts of respondent in this case violate the most elementary principles of professional ethics. 7
Complainant gave her last money—a ten dollar ($10.00) bill.
The Court finds that respondent failed to exercise due diligence in protecting his client’s
Sometime after the filing of Civil Case No. 55118, respondent informed complainant and interests. Respondent had knowledge beforehand that he would be asked by the presiding judge
Peregrina that there was a need to file another case with the Regional Trial Court to enable in Civil Case No. 55118 to withdraw his appearance as counsel by reason of their friendship.
them to retain possession of the apartment. For this purpose, respondent told complainant to Despite such prior knowledge, respondent took no steps to find a replacement nor did he inform
prepare the amount of Ten Thousand Pesos (P10,000.00) allegedly to be deposited with the complainant of this fact.
Treasurer’s Office of Pasig as purchase price of the apartment and another one thousand pesos
(P1,000.00) to cover the expenses of the suit. Respondent stressed to the complainant the need Even assuming that respondent had no previous knowledge that he would be asked to
and urgency of filing the new complaint. withdraw, the record is quite clear that four (4) days prior to the hearing of the preliminary
injunction in Civil Case No. 55118 respondent already filed a motion therein withdrawing as
Complainant and Peregrina raised the said amounts through the kindness of some friends complainant’s counsel interposing as reason therefor his frequent attacks of pain due to
and relatives. On October 26, 1987, the money was handed over to the respondent. hemorrhoids. Despite this void, respondent failed to find a replacement. He did not even ask
complainant to hire another lawyer in his stead.8
On the same date, a complaint for “Specific Performance, Annulment of Simulated or
Spurious Sale with Damages,” later docketed as Civil Case No. 55210, was filed by respondent His actuation is definitely inconsistent with his duty to protect with utmost dedication the
with the Regional Trial Court, Branch 165, Pasig, Metro Manila. interest of his client and of the fidelity, trust and confidence which he owes his client. 9 More so
LEGAL ETHICS CASES NO. 6 6
in this case, where by reason of his gross negligence complainant thereby suffered by losing all
her cases.

The filing of Civil Case No. 55210 on October 26, 1987, the same day that he had already
filed a motion to withdraw as counsel for complainant in Civil Case No. 55118, reveals his lack of
good faith as an advocate. He also failed to appear for the complainant in said case. It was all a
show to get more money from her. This adversely reflects on his fitness to practice law. When
confronted with this evident irregularity, he lamely stated that while he did not physically appear
for complainant he nevertheless prepared and drafted the pleadings. 

His services were engaged by complainant hoping that the property subject of the ejectment
proceeding would be returned to her. In fact, it was respondent who persuaded complainant
that the filing of these two cases simultaneously were the means by which this objective can be
achieved. His duty was not only to prepare the pleadings but to represent complainant until the
termination of the cases. This he failed to do.

His representation that there was an immediate need to file Civil Case No. 55210 when he
already knew that he could no longer physically handle the same is an act of deception of his
client.10 It shows lack of fidelity to his oath of office as a member of the Philippine bar.

The allegation of respondent that the ten thousand pesos (P10,000.00) was given to him as
fee for his services, is simply incredible. Indeed, such amount is grossly disproportionate with
the service he actually rendered. 11And his failure to return even a portion of the amount upon
demand of complainant all the more bolsters the protestation of complainant that respondent
does not deserve to remain as an officer of the court.

Lawyers are indispensable part of the whole system of administering justice in this
jurisdiction. At a time when strong and disturbing criticisms are being hurled at the legal
profession, strict compliance with one’s oath of office and the canons of professional ethics is an
imperative.

Lawyers should be fair, honest, respectable, above suspicion and beyond reproach in
dealing with their clients. The profession is not synonymous with an ordinary business
proposition. It is a matter of public interest.

WHEREFORE, after considering the entirety of the circumstances present in this case, this
Court finds Atty. Humberto V. Potenciano to be guilty of the charges against him and hereby
SUSPENDS him from the practice of law for an indefinite period until such time he can
demonstrate that he has rehabilitated himself as to deserve to resume the practice of law.
Finally, respondent is hereby ordered to return to complainant herein the sum of eleven
thousand pesos (P11,000.00) with legal interest from the date of this resolution until it is
actually returned.
SO ORDERED.
     Fernan, (C.J.), Narvasa, Melencio-Herrera, Gutierrez
Jr., Cruz, Paras, Feliciano, Gancayco, Padilla, Bidin, Sarmiento, Cortés, Griño-Aquino, Medialde
a and Regalado, JJ., concur.
Respondent suspended from the practice of law for an indefinite period .

Note.—Attorney is guilty of contempt for not disuading client from filing suits involving the
same parties and issues. (Pacquing vs. Court of Appeals, 115 SCRA 117.)
LEGAL ETHICS CASES NO. 6 7
and improper conduct that tends to impede, obstruct and degrade the administration of justice
A.C. No. 3283. July 13, 1995.*
and will be punished as contempt of court. Needless to add, the lawyer who filed such multiple
RODOLFO MILLARE, petitioner, vs. ATTY. EUSTAQUIO Z. MONTERO, respondent.
or repetitious petitions (which obviously delays the execution of a final and executory judgment)
subjects himself to disciplinary action for incompetence (for not knowing any better) or for
Legal Ethics; Attorneys; A lawyer is not a gun for hire  .—Under Canon 19 of the Code of
willful violation of his duties as an attorney to act with all good fidelity to the courts and to
Professional Responsibility, a lawyer is required to represent his client “within the bounds of the
maintain only such actions as appear to him to be just and are consistent with truth and honor.”
law.” The Code enjoins a lawyer to employ only fair and honest means to attain the lawful
objectives of his client (Rule 19.01) and warns him not to allow his client to dictate the
procedure in handling the case (Rule 19.03). In short, a lawyer is not a gun for hire. ADMINISTRATIVE MATTER in the Supreme Court. Disbarment.

Same; Same; Pleadings and Practice; Advocacy, within the bounds of the law, permits The facts are stated in the opinion of the Court.
the attorney to use any arguable construction of the law or rules which is favorable to his client,
but he is not allowed to knowingly advance a claim or defense that is unwarranted under exist QUIASON, J.:
ing law.—Advocacy, within the bounds of the law, permits the attorney to use any arguable
construction of the law or rules which is favorable to his client. But the lawyer is not allowed to
This is a complaint for disbarment. Pursuant to paragraph 2, Section 1, Rule 139-B of the
knowingly advance a claim or defense that is unwarranted under existing law. He cannot
Revised Rules of Court, this Court resolved to refer it to the Integrated Bar of the Philippines
prosecute patently frivolous and meritless appeals or institute clearly groundless actions
(IBP) for investigation, report and recommendation.
(Annotated Code of Professional Responsibility 310 [1979]). Professional rules impose limits on a
lawyer’s zeal and hedge it with necessary restrictions and qualifications (Wolfram, Modern Legal
On April 15, 1994, the IBP Board of Governors rendered a decision, finding respondent
Ethics 579-582 [1986]).
guilty of malpractice and recommending that he be suspended from the practice of law.
Same; Same; Same; Judgment; It is unethical for a lawyer to abuse or wrongfully use I
the judicial process for the sole purpose of frustrating and delaying the execution of a Pacifica Millare, the mother of the complainant, obtained a favorable judgment from the
judgment .—It is unethical for a lawyer to abuse or wrongfully use the judicial process, like the Municipal Trial Court, Bangued, Abra (MTC) which ordered Elsa Dy Co to vacate the premises
filing of dilatory motions, repetitious litigation and frivolous appeals for the sole purpose of subject of the ejectment case (Civil Case No. 844). Co, through respondent as counsel, appealed
frustrating and delaying the execution of a judgment (Edelstein, The Ethics of Dilatory Motions the decision to the Regional Trial Court, Branch 11, Bangued, Abra (RTC). She neither filed a
Practice: Time for Change, 44 Fordham L. Rev. 1069 [1976]; Overmeyer v. Fidelista and Deposit supersedeas bond nor paid the rentals adjudged by the MTC. The RTC affirmed in toto the
Co., 554 F. 2d 539, 543 [2d Cir. 1971]). decision of the 

Same; Same; Same; Same; When the judgment of a superior court is remanded to the The Court of Appeals (CA) dismissed Co’s appeal from the decision of the RTC for failure to
trial court for execution, the function of the trial court is ministerial only .—Moreover, when the comply with Section 22 of B.P. Blg. 129 and Section 22(b) of the Interim Rules and Guidelines
CA ordered that the records of the case be remanded, respondent knew very well that the (CA-G.R. CV No. 11404). According to the CA, Co should have filed a petition for review and not
decision of the MTC was already ripe for execution. This Court, in People of Paombong, Bulacan an ordinary appeal (Rollo, Vol. I, p. 22).
v. Court of Appeals, 218 SCRA 423 (1993), ruled: “x x x [w]hen the judgment of a superior court
is remanded to the trial court for execution, the function of the trial court is ministerial only; the The judgment of the MTC became final and executory on November 19, 1986.
trial court is merely obliged with becoming modesty to enforce that judgment and has no
jurisdiction either to modify in any way or to reverse the same. x x x” (at p. 430) On January 2, 1987, a Manifestation and Motion was filed by respondent as counsel for  Co
in CA-G.R. CV No. 11404, arguing that the decisions of the MTC and the RTC were null and void
Same; Same; Same; Same; Forum Shopping; A lawyer who files a total of six appeals, for being contrary to law, justice and equity for allowing the lessor to increase by 300% the
complaints or petitions to frustrate the execution of a judgment is guilty of forum shopping.— rentals for an old house. Respondent, admitting his mistake in filing an ordinary appeal instead
Respondent filed a total of six appeals, complaints or petitions to frustrate the execution of the of a petition for review, prayed that he be allowed to file an action for annulment.
MTC judgment in Civil Case No. 844. Judging from the number of actions filed by respondent to
forestall the execution of the same judgment, respondent is also guilty of forum shopping. On February 23, 1987, the CA gave due course to respondent’s Manifestation and Motion
and let the records remain with it. However, on November 10, 1987, the said court ordered the
Same; Same; Same; Same; Same; Words and Phrases; There is forum shopping when, records in CA-G.R. CV No. 11404 to be remanded to the court a quo.
by reason of an adverse decision in one forum, defendant ventures to another for a more
favorable resolution of his case.—InVillanueva v. Adre, 172 SCRA 876 (1989), the Court On March 9, 1987, respondent filed with the CA a Petition for Annulment of Decisions
explained that there is forum shopping when by reason of an adverse decision in one forum, and/or Reformation or Novation of Decisions of the MTC and the RTC (CA-G.R. SP No. 11690),
defendant ventures to another for a more favorable resolution of his case. insisting that the decisions were not in accordance with existing laws and policies. On December
17, 1987, the CA dismissed the petition for annulment or novation explaining that—
Same; Same; Same; Same; Same; A lawyer who files multiple or repetitious petitions
(which obviously delays the execution of a final and executory judgment) subjects himself to “x x x, aside from the reliefs provided in these two sections (Secs. 1 & 2, Rule 38), there is no
disciplinary action for incompetence (for not knowing any better) or for willful violation of his other means whereby the defeated party may procure final and executory judgment to be set
duties as an attorney.—In the case of Gabriel v. Court of Appeals, 72 SCRA 272 (1976), this aside with a view to the renewal of the litigation, unless (a) the judgment is void for want of
Court explained that: “Such filing of multiple petitions constitutes abuse of the Court’s processes jurisdiction or lack of due process of law, or (b) it has been obtained by fraud, x x x. There is no
LEGAL ETHICS CASES NO. 6 8
allegation in the present complaint to the effect that the judgments in the former cases were Advocacy, within the bounds of the law, permits the attorney to use any arguable
secured through fraud ” (Rollo, Vol. I, p. 35; Italics supplied). construction of the law or rules which is favorable to his client. But the lawyer is not allowed to
knowingly advance a claim or defense that is unwarranted under existing law. He cannot
On January 15, 1988, respondent filed an Urgent Motion for Reconsideration and Motion to Set prosecute patently frivolous and meritless appeals or institute clearly groundless actions
Motion for Reconsideration for Oral Arguments of the CA decision. The CA denied the motion. (Annotated Code of Professional Responsibility 310 [1979]). Professional rules impose limits on a
Again, respondent requested the CA to set his Motion for Oral Arguments on April 14, 1988. lawyer’s zeal and hedge it with necessary restrictions and qualifications (Wolfram, Modern Legal
Ethics 579-582 [1986]).
In a resolution dated February 12, 1988, the CA denied the Motion for Oral Argument and in
a resolution dated October 18, 1988, denied the motion for reconsideration of the February 12 Under Canon 12 of the Code of Responsibility, a lawyer is required to exert every effort and
Resolution. consider it his duty to assist in the speedy and efficient administration of justice. Implementing
said Canon are the following rules:
Respondent then filed a Petition for Review on Certiorari with this Court (G.R. No. 86084)
questioning the decisions of the MTC and the RTC in favor of petitioner’s mother. In a “Rule 12.02.—A lawyer shall not file multiple actions arising from the same cause.
Resolution dated January 4, 1989, we denied the petition for having been filed and paid late on x x x      x x x      x x x
December 12, 1988 and November 12, 1988, respectively. A motion for reconsideration from
such resolution was likewise denied with finality. “Rule 12.04.—A lawyer shall not unduly delay a case, impede the execution of a judgment
or misuse court processes.”
Respondent filed a Motion for the Issuance of a Prohibitory or Restraining Order (dated July
6, 1988) in CA-G.R. SP No. 11690. On April 12, 1988, the mother of complainant filed a Motion It is unethical for a lawyer to abuse or wrongfully use the judicial process, like the filing of
for Execution of the judgment in Civil Case No. 844. Respondent filed an Opposition to the dilatory motions, repetitious litigation and frivolous appeals for the sole purpose of frustrating
Motion for Execution on the ground that the case was still pending review by the CA in CA-G.R. and delaying the execution of a judgment (Edelstein, The Ethics of Dilatory Motions Practice:
SP No. 11690and therefore the motion for execution was premature. On August 23, 1988, the Time for Change, 44 Fordham L. Rev. 1069 [1976]; Overmeyer v. Fidelista and Deposit Co., 554
MTC ordered the issuance of a writ of execution. Respondent filed a motion for reconsideration, F. 2d 539, 543 [2d Cir. 1971]).
which was denied. The RTC affirmed the order for the issuance of the writ of execution. Thus, a
writ of execution was issued on October 18, 1988. The rights of respondent’s client in Civil Case No. 844 of the MTC were fully protected and
her defenses were properly ventilated when he filed the appeal from the MTC to the RTC. But
On October 26, 1988, respondent filed a special civil action (SP CV No. 624) with the RTC, respondent thereafter resorted to devious and underhanded means to delay the execution of the
Branch 1, Bangued, Abra for certiorari, prohibition, mandamus with preliminary injunction judgment rendered by the MTC adverse to his client. The said decision became executory even
against the MTC, Provincial Sheriff and complainant’s mother, seeking to annul the writ of pending its appeal with the RTC because of the failure of Co to file a supersedeas bond and to
execution issued in MTC Civil Case No. 844 and RTC Civil Case No. 344. Respondent alleged that pay the monthly rentals as they fell due. Furthermore, his petition for annulment of the
the order granting the writ of execution was issued with grave abuse of discretion amounting to decisions of the MTC and RTC which he filed with the CA (CA-G.R. No. 11690) was defective and
lack of jurisdiction since a petition to annul the decisions (CA-G.R. SP No. 11690) was still dilatory. According to the CA, there was no allegation therein that the courts had no jurisdiction,
pending with the CA. that his client was denied due process, or “that the judgments in the former cases were secured
through fraud.”
On October 28, 1988, the provincial sheriff, Romulo V. Paredes, deferred the
implementation of the writ of execution until the petition filed in SP CV No. 624 for certiorari was As ruled in Regidor v. Court of Appeals, 219 SCRA 530(1993):
resolved. The CA denied in SP CV No. 624 respondent’s Urgent Motion to Set Aside and Declare
Null and Void the Writ of Execution. “A judgment can be annulled only on two grounds: (a) that the judgment is void for want of
jurisdiction or for lack of due process of law, or (b) that it has been obtained by fraud. x x x” (at
From the decision of the RTC, Branch 1, Abra in SP CV No. 624 denying the Petition for p. 534).
Certiorari, Prohibition, Mandamus with Preliminary Issuance of Prohibitory Order, respondent
again filed an Appeal and/or Review by Certiorari, Etc. with the CA (CA-G.R. SP No. 17040). Moreover, when the CA ordered that the records of the case be remanded, respondent knew
very well that the decision of the MTC was already ripe for execution.

II This Court, in People of Paombong, Bulacan v. Court of Appeals , 218 SCRA 423 (1993),
We have no reason to reverse the findings of the IBP Board of Governors. ruled:
“x x x [w]hen the judgment of a superior court is remanded to the trial court for execution, the
Under Canon 19 of the Code of Professional Responsibility, a lawyer is required to represent function of the trial court is ministerial only; the trial court is merely obliged with becoming
his client “within the bounds of the law.” The Code enjoins a lawyer to employ only fair and modesty to enforce that judgment and has no jurisdiction either to modify in any way or to
honest means to attain the lawful objectives of his client (Rule 19.01) and warns him not to reverse the same. x x x” (at p. 430)
allow his client to dictate the procedure in handling the case (Rule 19.03). In short, a lawyer is
not a gun for hire. (See also Valenzona v. Court of Appeals, 226 SCRA 306[1993] and Garbo v. Court of
Appeals, 226 SCRA 250[1993]).
LEGAL ETHICS CASES NO. 6 9
Respondent filed a total of six appeals, complaints or petitions to frustrate the execution of the
MTC judgment in Civil Case No. 844, to wit: Notes.—A lawyer owes fidelity to the cause of his client but not at the expense of truth and
the administration of justice. (Garcia vs. Francisco, 220 SCRA 512 [1993])
Lawyers are called upon to obey court orders and processes. ( Go vs. Court of Appeals, 240
(1)Civil Case No. 344—Appeal from the decision rendered in Civil Case No. 844 of the
SCRA 91 [1995])
Municipal Trial Court, Bangued, Abra, with the Regional Trial Court, Abra;

(2)CA-G.R. CV No. 11404—Appeal from the decision of the Regional Trial Court, Abra;

(3)CA-G.R. SP No. 11690—An Action For the Annulment of Decisions And/Or Reformation
or Novation of Decisions filed with the Court of Appeals;

(4)G.R. No. 86084—Petition For Review On Certiorari filed with the Supreme Court;

(5)CA-G.R. SP No. 17040—Appeal And/Or Review By Certiorari, Etc. filed also with the
Court of Appeals; and

(6)SP Civil Action No. 624—Petition For Certiorari, Prohibition, Mandamus with Preliminary
Issuance of Prohibitory Order filed with the Regional Trial Court, Branch I, Bangued,
Abra.

Judging from the number of actions filed by respondent to forestall the execution of the same
judgment, respondent is also guilty of forum shopping.

In Villanueva v. Adre, 172 SCRA 876 (1989), the Court explained that forum shopping exists
when, by reason of an adverse decision in one forum, defendant ventures to another for a more
favorable resolution of his case. In the case of Gabriel v. Court of Appeals , 72 SCRA 272 (1976),
this Court explained that:

“Such filing of multiple petitions constitutes abuse of the Court’s processes and improper
conduct that tends to impede, obstruct and degrade the administration of justice and will be
punished as contempt of court. Needless to add, the lawyer who filed such multiple or
repetitious petitions (which obviously delays the execution of a final and executory judgment)
subjects himself to disciplinary action for incompetence (for not knowing any better) or for
willful violation of his duties as an attorney  to act with all good fidelity to the courts and to
maintain only such actions as appear to him to be just and are consistent with truth and honor”
(at p. 275).

By having willfully and knowingly abused his rights of recourse in his efforts to get a favorable
judgment, which efforts were all rebuffed, respondent violated the duty of a member of the Bar
to institute actions only which are just and put up such defenses as he perceives to be truly
contestable under the laws (Garcia v. Francisco, 220 SCRA 512 [1993]). As correctly noted by
the Committee on Bar Discipline “in filing a number of pleadings, actions and petitions,
respondent ‘has made a mockery of the judicial processes’ and disregarded canons of
professional ethics in intentionally frustrating the rights of a litigant in whose favor a judgment
in the case was rendered, thus, ‘abused procedural rules to defeat ends of substantial justice’ ”
(Report and Recommendation, IBP Committee on Bar Discipline, p. 2).

WHEREFORE, respondent is SUSPENDED for one year.


SO ORDERED.
     Padilla (Chairman), Davide, Jr., Bellosillo and Kapunan, JJ., concur.
Respondent suspended for one year.
LEGAL ETHICS CASES NO. 6 10
A.C. No. 4346. April 3, 2002.*
Same; Same; Same; Same; A lawyer’s divided loyalty constitutes malpractice for which
ERLINDA ABRAGAN, MILA GINA JAVIER, REYNALDO MERCADO, PATERNO TORRES,
he may be suspended.—Because of his divided allegiance, respondent has eroded, rather than
BENIGNA ANTIBO, ELEISER SALVADOR, EDNA SAPON, JULIANA CUENCA,
enhanced, the public perception of the legal profession. His divided loyalty constitutes
ESPERANZA BUENAFE, VICENTE BARNAGA, MARTHA SAPON, JOSEFINA OPEÑA,
malpractice for which he may be suspended, following Section 27, Rule 138 of the Rules of
PUREZA WABE, RONULFO LOPEZ, DOMINADOR HERNANDEZ, FELIPA EMBATE,
Court, which provides: “SEC. 27. Disbarment or suspension of Attorneys by Supreme Court,
ROQUE CATIIL, JERRY SAPON, CONCEPCION MATANOG, and PABLO SALOMON,
grounds therefor.—Any member of the bar may be disbarred or suspended from his office as
complainants, vs. Atty. MAXIMO G. RODRIGUEZ, respondent.
attorney by the Supreme Court for any deceit, malpractice, or other gross misconduct in such
office, grossly immoral conduct, or by reason of his conviction of a crime involving moral
Attorneys; Legal Ethics; Malpractice; The trust and confidence clients repose in lawyers
turpitude, or for any violation of the oath which he is required to take before admission to
require a high standard and appreciation of the latter’s duty to the former, the legal profession,
practice, or for a wilful disobedience appearing as an attorney for a party to a case without
the courts and the public.—Having said that, we find, however, that respondent falls short of the
authority so to do. x x x.”
integrity and good moral character required from all lawyers. They are expected to uphold the
dignity of the legal profession at all times. The, trust and confidence clients repose in them
require a high standard and appreciation of the latter’s duty to the former, the legal profession, ADMINISTRATIVE MATTER in the Supreme Court. Disbarment.
the courts and the public. Indeed, the bar must maintain a high standard of legal proficiency as
well as of honesty and fair dealings. To this end, lawyers should refrain from doing anything that The facts are stated in the opinion of the Court.
might tend to lessen the confidence of the public in the fidelity, honesty and integrity of their      Roland B. Inting for complainants.
profession.
PANGANIBAN,  J.:
Same; Same; Same; Conflict of Interest; A lawyer shall not represent conflicting
interests except by written consent of all concerned given after full disclosure of the facts .—In
Lawyers violate their oath of office when they represent conflicting interests. They taint not only
the present case, respondent clearly violated Rule 15.03 of Canon 15 of the Code of Professional
their own professional practice, but the entire legal profession itself.
Responsibility, which provides that “a lawyer shall not represent conflicting interests except by
written consent of all concerned given after full disclosure of the facts.” The Court explained The Case and the Facts
in Buted v. Hernando: “[A] lawyer represents conflicting interests when, in behalf of one client, Before us is a verified Petition 1 praying for the disbarment of Atty. Maximo G. Rodriguez because
it is his duty to contend for that which duty to another client requires him to oppose . “The of alleged illegal and unethical acts. The Petition relevantly reads as follows:
obligation to represent the client with undivided fidelity and not to divulge his secrets or
confidence forbids also the subsequent acceptance of retainers or employment from others in
“2.That sometime in 1986, the petitioners hired the services of the respondent and the
matters adversely affecting any interest of the client with respect to which confidence has been latter, represented the former in the case entitled PABLO SALOMON, et al. vs. RICARDO
reposed.” (Italics in the original) DACALUZ, et al., before the Municipal Trial Court in Cities, Cagayan de Oro City, Branch 3
docketed as Civil Case No. 11204, for Forcible Entry with Petition for a Writ of Preliminary
Same; Same; Same; Same; Attorneys owe undivided allegiance to their clients, and Injunction and Damages, [and] a Certified True and Correct Copy of the COMPLAINT by
should at all times weigh their actions, especially in their dealings with the latter and the public Clerk of Court III Gerardo B. Ucat of the said Court, is herewith attached to the original of
at large; The Court will not tolerate any departure from the “straight and narrow” path this PETITION, while photocopies of the same are also attached to the duplicate copies of
demanded by the ethics of the legal profession .—In the case at bar, petitioners were the same this same Petition and marked as Annex ‘A’ hereof;
complainants in the indirect contempt case and in the Complaint for forcible entry in Civil Case
No. 11204. Respondent should have evaluated the situation first before agreeing to be counsel
for the defendants in the indirect contempt proceedings. Attorneys owe undivided allegiance to “3.That after the Case No. 11204 was finally won, and a Writ of Execution was issued by
their clients, and should at all times weigh their actions, especially in their dealings with the the Honorable Municipal Trial Court in Cities of Cagayan de Oro City, Branch 3, the same
latter and the public at large. They must conduct themselves beyond reproach at all times. The respondent lawyer represented the petitioners herein;
Court will not tolerate any departure from the “straight and narrow” path demanded by the
ethics of the legal profession. “4.That when respondent counsel disturbed the association (Cagayan de Oro Landless
Residents Association, Inc.), to which all the complainants belong, by surreptitiously
Same; Same; Same; Same; Lawyers should be like Caesar’s wife—to be and to appear selling some rights to other persons without the consent of the petitioners herein, they
to be so.—In Hilado v. David, which we quote below, the Court advised lawyers to be like decided to sever their client-lawyer relationship;
Caesar’s wife—to be pure and to appear to be so. “This stern rule is designed not alone to
prevent the dishonest practitioner from fraudulent conduct, but as well as to protect the honest
lawyer from unfounded suspicion of unprofessional practice. It is founded on principles of public “5.That in fact, the National Bureau of Investigation of Cagayan de Oro City, is presently
policy, on good taste. As has been said in another case, the question is not necessarily one of undertaking an investigation on the illegal activities of Atty. Maximo Rodriguez pertaining
the rights of the parties, but as to whether the attorney has adhered to proper professional to his express involvement in the illegal and unauthorized apportionment, assignment and
standard. With these thoughts in mind, it behooves attorneys, like Caesar’s wife, not only to sale of parcels of land subject to the Case No. 11204, where he represented the poor
keep inviolate the client’s confidence, but also to avoid the appearance of treachery and double- landless claimants of Cagayan de Oro City, which include your petitioners in this case;
dealing. Only thus can litigants be encouraged to entrust their secrets to their attorneys which is
of paramount importance in the administration of justice.”
LEGAL ETHICS CASES NO. 6 11
“6.That petitioners herein later filed an indirect contempt charge under Civil Case No. of her rights by respondent counsel’s maneuver, after the decision (in Civil Case No.
11204 against Sheriff Fernando Loncion, et al., on August 2, 1991 engaging the services 11208) became final executory;
of Atty. LORETO O. SALVA, SR., an alleged former student of law of Atty. Maximo
Rodriguez, [and a] certified true and correct copy of the complaint thereat consisting of
That to make matters worse, respondent Atty. Rodriguez eventually fenced an area
four (4) pages is herewith attached and photocopies of which are also attached to the
consisting of about 10,200 square meters within Lot No. 1982[,] the subject matter in Civil
duplicates hereof, and correspondingly marked as their Annex ‘B’;
Case No. 11204 without the consent of the herein petitioners. He even openly and publicly
proclaimed his possession and ownership thereof, which fact is again and also under NBI
“7.That respondent lawyer, Atty. Maximo Rodriguez, (in the Indirect Contempt Case investigation;
under the same Civil Case No. 11204,) REPRESENTED and actively took up the defense of
FERNANDO LONCION, et al. much to the dismay, damage and prejudice of the herein
“15.That all the foregoing acts of respondent lawyer plus his continuing and ongoing illegal
petitioners, [and] a copy of Atty. Rodriguez’s Answer, which is also certified true and
and unethical maneuvers have deprived the herein petitioners of their vested rights to
correct by Clerk of Court III Gerardo Ucat of Branch 3 of MTCC-Cagayan de Oro City,
possess and eventually own the land they have for decades possessed, and declared as
consisting of three (3) pages, is attached to the original of this Petition, while photocopies
such by final judgment in Civil Case No. 11204.”
of the same are attached to the other copies hereof and accordingly marked as Annex ‘C’;

In his Comment,2 respondent flatly denied the accusations of petitioners. He explained that the
That the records will bear the petitioners out that their counsel, Atty. SALVA, SR. later on
withdrawal of the exhibits, having been approved by the trial court, was not “illegal, obnoxious,
withdrew the case of Indirect Contempt upon the suggestion of Atty. Maximo Rodriguez;
undesirable and highly immoral.” He added that he took over the 8,000 square meters of land
and instead, filed the Motion for the Issuance of an Alias Writ of Execution;
only after it had been given to him as attorney’s fees. In his words:

“9.That on January 12, 1993, the herein respondent, without consulting the herein “14. Respondent ADMITS that he fenced an area of about 8,000 sq. [m], after the association
Petitioners who are all poor and ignorant of court procedures and the law, filed in behalf of had awarded the same as attorney’s fees in Civil Case Number 11204, the dismissal of the
the plaintiffs (which include the herein Petitioners) in Civil Case No. 11204, a Motion to appeal by the NHA, the successful handling of three (3) cases in the SUPREME COURT, the
Withdraw Plaintiffs’ Exhibits, [and] a certified true and correct copy of said Motion by Mr. pending case of QUIETING OF TITLE filed by the NHA, and for the pending reconveyance
Gerardo Ucat of MTCC Branch 3, Cagayan de Oro City is herewith attached to the original case, Civil Case No. 93-573, supra. These area of 8,000 sq. [m]., was awarded as attorney’s
of this Petition, while photocopies of the same are also attached to the rest of the copies of fees, which [were] supposed to be ten percent of the 22 hectares, Lot No. 1982, the subject
this same Petition, and are correspondingly marked as their Annex ‘D’. matter of Civil Case No. 11204, but the association and its members were able to take actual
possession by judgment of the courts only o[f] the twelve (12) hectares. [This] area consisting
of 8,000 sq. [m]., and consisting of two (2) lots [was] fenced by the respondent to prevent
“10.That the illegal and unethical actions of Atty. Maximo Rodriguez are most obnoxious,
squatters from entering the area. The rights of possession and ownership o[f] this area by the
condemnable, and highly immoral, to say the least, more so if we consider his social
respondent depends upon the outcome of Civil Case No. 93-573, supra, for reconveyance of title
standing and ascendancy in the community of Cagayan de Oro City;
by the association and its members versus the NHA, et al. If it is true that this is under
investigation by the NBI, then why, not wait and submit the investigation of the NHA, instead of
“11.That the records of Civil Case No. 11204 which are voluminous will bear the petitioners’ filing this unwarranted, false and fabricated charge based on preposterous and ridiculous
allegations against the herein respondent, who, after representing them initially, then charges without any proof whatsoever, except the vile [language] of an irresponsible lawyer.” 3
transferring allegiance and services to the adverse parties (Lonchion, Palacio and NHA
Manager), came back to represent the herein petitioners without any regard [for] the rules Thereafter, petitioners filed a Reply4 in which they reiterated their allegations against respondent
of law and the Canons of Professional Ethics, which is highly contemptible and a clear and added that the latter likewise violated Rule 15.03 of the Code of Professional Responsibility.
violation of his oath as a lawyer and an officer of the courts of law; The Court referred the case to the Integrated Bar of the Philippines (IBP) for investigation,
report and/or decision.5
“12.That these acts are only those that records will bear, because outside of the court Report of the Investigating Commissioner
records, respondent, without regard [for] delicadeza, fair play and the rule of law, has In her Report and Recommendation dated January 23, 2001, Investigating IBP Commissioner
assigned, apportioned and sold parcels of land[,] subject matter in Civil Case No. 11204 Lydia A. Navarro recommended that respondent be suspended from the practice of law for six
which legally have been pronounced and decided to be in the possession of the plaintiffs in (6) months for violation of Rule 15.03 of Canon 15 of the Code of Professional Responsibility.
Civil Case No. 11204, who are partly the petitioners herein. Thus, they cannot yet enjoy the Her report reads in part as follows:
fruits of the tedious and protracted legal battle because of respondent’s illegal acts, which “From the facts obtaining, it is apparent that respondent represented conflicting interest
have instilled fear among the plaintiffs and the petitioners herein; considering that the complainants were the same plaintiffs in both cases and were duly specified
in the pleadings particularly in the caption of the cases. Under the said predicament even if
“13.That respondent lawyer even represented ERLINDA ABRAGAN, one of the herein complainants were excluded as members of the Association represented by the respondent; the
petitioners, in a later proceedings in Civil Case No. 11204 wherein the apportionment of latter should have first secured complainants’ written consent before representing defendants in
parcels of land was erroneously, unprocedurally and illegally submitted to a commissioner, the Indirect Contempt case particularly Macario Palacio, president of the Association, or inhibited
and that ERLINDA ABRAGAN, after winning in the said Civil Case was later on dispossessed himself.
LEGAL ETHICS CASES NO. 6 12
“It is very unfortunate that in his desire to render service to his client, respondent
overlooked the fact that he already violated Rule 15.03 of [C]anon 15 of the Code of The Court will not tolerate any departure from the “straight and narrow” path demanded by
Professional Responsibility, to wit: the ethics of the legal profession.
‘Rule 15.03—A lawyer shall not represent conflicting interests except by written consent of all In Hilado v. David,11 which we quote below, the Court advised lawyers to be like Caesar’s
concerned given after a full disclosure of the facts.’ wife—to be pure and to appear to be so. 
“We have no alternative but to abide by the rules.”6
“This stern rule is designed not alone to prevent the dishonest practitioner from fraudulent
conduct, but as well as to protect the honest lawyer from unfounded suspicion of unprofessional
IBP Board of Governors’ Resolution
practice. It is founded on principles of public policy, on good taste. As has been said in another
Upholding the above-quoted Report, the Board of Governors of the Integrated Bar of the
case, the question is not necessarily one of the rights of the parties, but as to whether the
Philippines recommended via its May 26, 2001 Resolution that respondent be suspended from
attorney has adhered to proper professional standard. With these thoughts in mind, it behooves
the practice of law for two (2) months for violation of Rule 15.03 of Canon 15 of the Code of
attorneys, like Caesar’s wife, not only to keep inviolate the client’s confidence, but also to avoid
Professional Responsibility.
the appearance of treachery and double-dealing. Only thus can litigants be encouraged to
This Court’s Ruling entrust their secrets to their attorneys which is of paramount importance in the administration of
We agree with the findings and the recommendation of the IBP Board of Governors, but hold justice.”
that the penalty should be six-month suspension as recommended by the investigating Because of his divided allegiance, respondent has eroded, rather than enhanced, the public
commissioner. perception of the legal profession. His divided loyalty constitutes malpractice for which he may
be suspended, following Section 27, Rule 138 of the Rules of Court, which provides:
Administrative Liability of Respondent
At the outset, we agree with Commissioner Navarro’s conclusion that apart from their allegations
“SEC. 27.  Disbarment or suspension of Attorneys by Supreme Court, grounds therefor .—Any
in their various pleadings, petitioners did not proffer any proof tending to show that respondent
member of the bar may be disbarred or suspended from his office as attorney by the Supreme
had sold to other persons several rights over the land in question; and that he had induced the
Court for any deceit, malpractice, or other gross misconduct in such office, grossly immoral
former counsel for petitioners, Atty. Salva, Jr., to withdraw the indirect contempt case that they
conduct, or by reason of his conviction of a crime involving moral turpitude, or for any violation
had filed. Neither did the IBP find anything wrong as regards the 8,000 square meters awarded
of the oath which he is required to take before admission to practice, or for a wilful disobedience
to respondent as payment for his legal services. Petitioners’ bare assertions, without any proof
appearing as an attorney for a party to a case without authority so to do. x x x.”
to back them up, would not justify the imposition of a penalty on respondent.
Complainants ask that respondent be disbarred. We find however that suspension of six (6)
months from the practice of law, as recommended by Commissioner Navarro, is sufficient to
Having said that, we find, however, that respondent falls short of the integrity and good moral
discipline respondent.
character required from all lawyers. They are expected to uphold the dignity of the legal
profession at all times. The, trust and confidence clients repose in them require a high standard
A survey of cases involving conflicting interests on the part of counsel reveals that the Court
and appreciation of the latter’s duty to the former, the legal profession, the courts and the
has imposed on erring attorneys 12 either a reprimand, or a suspension from the practice of law
public. Indeed, the bar must maintain a high standard of legal proficiency as well as of honesty
from five (5) months13 to as high as two (2) years.14
and fair dealings. To this end, lawyers should refrain from doing anything that might tend to
lessen the confidence of the public in the fidelity, honesty and integrity of their profession. 7
WHEREFORE, Maximo G. Rodriguez is found guilty of violating Rule 15.03 of Canon 15 of the
Code of Professional Responsibility and is hereby SUSPENDED for six (6) months from the
In the present case, respondent clearly violated Rule 15.03 of Canon 15 of the Code of
practice of law, effective upon his receipt of this Decision. He is warned that a repetition of the
Professional Responsibility, which provides that “a lawyer shall not represent conflicting interests
same or similar acts will be dealt with more severely.
except by written consent of all concerned given after full disclosure of the facts.”
Let copies of this Decision be entered in the record of respondent as attorney and served on
The Court explained in Buted v. Hernando:8
the IBP, as well as on the Court Administrator who shall circulate it to all courts for their
information and guidance.
“[A] lawyer represents conflicting interests when, in behalf of one client, it is his duty to contend
SO ORDERED.
for that which duty to another client requires him to oppose .
     Melo (Chairman), Sandoval-Gutierrez and Carpio, JJ., concur.
     Vitug, J., Abroad on official business.
“The obligation to represent the client with undivided fidelity and not to divulge his secrets
Respondent suspended from practice of law for six (6) months for violation of Rule 15.03,
or confidence forbids also the subsequent acceptance of retainers or employment from others in
Canon 15 of the Code of Professional Responsibility.
matters adversely affecting any interest of the client with respect to which confidence has been
reposed.”9 (Italics in the original)
Notes.—The lawyer’s oath is a source of obligations and violation thereof is a ground for
suspension, disbarment, or other disciplinary action. (Magdaluyo vs. Nace, 324 SCRA
In the case at bar, petitioners were the same complainants in the indirect contempt case and in
384 [2000])
the Complaint for forcible entry in Civil Case No. 11204.10 Respondent should have evaluated the
situation first before agreeing to be counsel for the defendants in the indirect contempt
The relationship between a lawyer and a client is highly fiduciary—it requires a high degree
proceedings. Attorneys owe undivided allegiance to their clients, and should at all times weigh
of fidelity and good faith. (Angeles vs. Uy, Jr., 330 SCRA 6 [2000])
their actions, especially in their dealings with the latter and the public at large. They must
conduct themselves beyond reproach at all times.
LEGAL ETHICS CASES NO. 6 13
The appointment of a lawyer as judge is not a valid reason for him not to properly address
and comply with the demand of his former client to pay and settle forthwith the amount he had
received in trust from the latter. (Sevilla vs. Salubre, 348 SCRA 592 [2000])
LEGAL ETHICS CASES NO. 6 14
A.C. No. 5098. April 11, 2012.*
JOSEFINA M. ANIÑON, complainant, vs.  ATTY. CLEMENCIO SABITSANA, JR., respondent. BRION, J.:

Attorney-Client Relationships; Conflict of Interests; The relationship between a lawyer We resolve this disbarment complaint against Atty. Clemencio Sabitsana, Jr. who is charged
and his/her client should ideally be imbued with the highest level of trust and confidence; Part of: (1) violating the lawyer’s duty to preserve confidential information received from his
of the lawyer’s duty in this regard is to avoid representing conflicting interests, a matter covered client;1 and (2) violating the prohibition on representing conflicting interests.2
by Rule 15.03, Canon 15 of the Code of Professional Responsibility. —The relationship between a
lawyer and his/her client should ideally be imbued with the highest level of trust and confidence. In her complaint, Josefina M. Aniñon ( complainant) related that she previously engaged the
This is the standard of confidentiality that must prevail to promote a full disclosure of the client’s legal services of Atty. Sabitsana in the preparation and execution in her favor of a Deed of Sale
most confidential information to his/her lawyer for an unhampered exchange of information over a parcel of land owned by her late common-law husband, Brigido Caneja, Jr. Atty.
between them. Needless to state, a client can only entrust confidential information to his/her Sabitsana allegedly violated her confidence when he subsequently filed a civil case against her
lawyer based on an expectation from the lawyer of utmost secrecy and discretion; the lawyer, for the annulment of the Deed of Sale in behalf of Zenaida L. Cañete, the legal wife of Brigido
for his part, is duty-bound to observe candor, fairness and loyalty in all dealings and Caneja, Jr. The complainant accused Atty. Sabitsana of using the confidential information he
transactions with the client. Part of the lawyer’s duty in this regard is to avoid representing obtained from her in filing the civil case.
conflicting interests, a matter covered by Rule 15.03, Canon 15 of the Code of Professional
Responsibility quoted below: Rule 15.03.—A lawyer shall not represent conflicting interests Atty. Sabitsana admitted having advised the complainant in the preparation and execution
except by written consent of all concerned given after a full disclosure of the facts. of the Deed of Sale. However, he denied having received any confidential information. Atty.
Sabitsana asserted that the present disbarment complaint was instigated by one Atty. Gabino
Same; Same; Tests to Determine whether or not Conflict of Interests is Present. —“The Velasquez, Jr., the notary of the disbarment complaint who lost a court case against him (Atty.
proscription against representation of conflicting interests applies to a situation where the Sabitsana) and had instigated the complaint for this reason.
opposing parties are present clients in the same action or in an unrelated action.” The
prohibition also applies even if the “lawyer would not be called upon to contend for one client The Findings of the IBP Investigating Commissioner
that which the lawyer has to oppose for the other client, or that there would be no occasion to
use the confidential information acquired from one to the disadvantage of the other as the two
In our Resolution dated November 22, 1999, we referred the disbarment complaint to the
actions are wholly unrelated.” To be held accountable under this rule, it is “enough that the
Commission on Bar Discipline of the Integrated Bar of the Philippines (IBP) for investigation,
opposing parties in one case, one of whom would lose the suit, are present clients and the
report and recommendation. In his Report and Recommendation dated November 28, 2003, IBP
nature or conditions of the lawyer’s respective retainers with each of them would affect the
Commissioner Pedro A. Magpayo Jr. found Atty. Sabitsana administratively liable for
performance of the duty of undivided fidelity to both clients.” Jurisprudence has provided three
representing conflicting interests. The IBP Commissioner opined:
tests in determining whether a violation of the above rule is present in a given case. One test is
whether a lawyer is duty-bound to fight for an issue or claim in behalf of one client and, at the
“In Bautista vs. Barrios, it was held that a lawyer may not handle a case to nullify a contract
same time, to oppose that claim for the other client. Thus, if a lawyer’s argument for one client
which he prepared and thereby take up inconsistent positions. Granting that Zenaida L. Cañete,
has to be opposed by that same lawyer in arguing for the other client, there is a violation of the
respondent’s present client in Civil Case No. B-1060 did not initially learn about the sale
rule. Another test of inconsistency of interests is whether the acceptance of a new relation
executed by Bontes in favor of complainant thru the confidences and information divulged by
would prevent the full discharge of the lawyer’s duty of undivided fidelity and loyalty
complainant to respondent in the course of the preparation of the said deed of sale, respondent
to the client or invite suspicion of unfaithfulness or double-dealing in the
nonetheless has a duty to decline his current employment as counsel of Zenaida Cañete in view
performance of that duty. Still another test is whether the lawyer would be called upon in
of the rule prohibiting representation of conflicting interests.
the new relation to use against a former client any confidential information acquired through
their connection or previous employment.
In re De la Rosa clearly suggests that a lawyer may not represent conflicting interests in the
absence of the written consent of all parties concerned given after a full disclosure of the facts.
Attorneys; Disciplinary proceedings against lawyers are sui generis. —Disciplinary
In the present case, no such written consent was secured by respondent before accepting
proceedings against lawyers are sui generis. In the exercise of its disciplinary powers, the Court
employment as Mrs. Cañete’s counsel-of-record. x x x
merely calls upon a member of the Bar to account for his actuations as an officer of the Court
xxx
with the end in view of preserving the purity of the legal profession. We likewise aim to ensure
the proper and honest administration of justice by purging the profession of members who, by
Complainant and respondent’s present client, being contending claimants to the same
their misconduct, have proven themselves no longer worthy to be entrusted with the duties and
property, the conflict of interest is obviously present. There is said to be inconsistency of interest
responsibilities of an attorney. This is all that we did in this case. Significantly, we did this to a
when on behalf of one client, it is the attorney’s duty to contend for that which his duty to
degree very much lesser than what the powers of this Court allows it to do in terms of the
another client requires him to oppose. In brief, if he argues for one client this argument will be
imposable penalty. In this sense, we have already been lenient towards respondent lawyer.
opposed by him when he argues for the other client. Such is the case with which we are now
confronted, respondent being asked by one client to nullify what he had formerly notarized as a
ADMINISTRATIVE CASE in the Supreme Court. Disbarment.
true and valid sale between Bontes and the complainant.” (footnotes omitted) 3
  
The facts are stated in the opinion of the Court.
The IBP Commissioner recommended that Atty. Sabitsana be suspended from the practice
of law for a period of one (1) year.4
LEGAL ETHICS CASES NO. 6 15
The Findings of the IBP Board of Governors to the client or invite suspicion of unfaithfulness or double-dealing in the
performance of that duty. Still another test is whether the lawyer would be called upon in
In a resolution dated February 27, 2004, the IBP Board of Governors resolved to adopt and the new relation to use against a former client any confidential information acquired through
approve the Report and Recommendation of the IBP Commissioner after finding it to be fully their connection or previous employment.”10 [emphasis ours]
supported by the evidence on record, the applicable laws and rules.5 The IBP Board of
Governors agreed with the IBP Commissioner’s recommended penalty. On the basis of the attendant facts of the case, we find substantial evidence to support
Atty. Sabitsana’s violation of the above rule, as established by the following circumstances on
Atty. Sabitsana moved to reconsider the above resolution, but the IBP Board of Governors record:
denied his motion in a resolution dated July 30, 2004.
One, his legal services were initially engaged by the complainant to protect her interest
over a certain property. The records show that upon the legal advice of Atty. Sabitsana, the
The Issue
Deed of Sale over the property was prepared and executed in the complainant’s favor.

The issue in this case is whether Atty. Sabitsana is guilty of misconduct for representing Two, Atty. Sabitsana met with Zenaida Cañete to discuss the latter’s legal interest over the
conflicting interests. property subject of the Deed of Sale. At that point, Atty. Sabitsana already had knowledge that
Zenaida Cañete’s interest clashed with the complainant’s interests.
The Court’s Ruling
Three, despite the knowledge of the clashing interests between his two clients, Atty.
After a careful study of the records, we agree with the findings and Sabitsana accepted the engagement from Zenaida Cañete.
recommendations of the IBP Commissioner and the IBP Board of Governors. 
Four, Atty. Sabitsana’s actual knowledge of the conflicting interests between his two clients
The relationship between a lawyer and his/her client should ideally be imbued with the highest was demonstrated by his own actions: first, he filed a case against the complainant in behalf of
level of trust and confidence. This is the standard of confidentiality that must prevail to promote Zenaida Cañete; second, he impleaded the complainant as the defendant in the case; and third,
a full disclosure of the client’s most confidential information to his/her lawyer for an unhampered the case he filed was for the annulment of the Deed of Sale that he had previously prepared and
exchange of information between them. Needless to state, a client can only entrust confidential executed for the complainant.
information to his/her lawyer based on an expectation from the lawyer of utmost secrecy and
discretion; the lawyer, for his part, is duty-bound to observe candor, fairness and loyalty in all By his acts, not only did Atty. Sabitsana agree to represent one client against another client
dealings and transactions with the client. 6 Part of the lawyer’s duty in this regard is to avoid in the same action; he also accepted a new engagement that entailed him to contend and
representing conflicting interests, a matter covered by Rule 15.03, Canon 15 of the Code of oppose the interest of his other client in a property in which his legal services had been
Professional Responsibility quoted below: previously retained.

“Rule 15.03.—A lawyer shall not represent conflicting interests except by written consent of To be sure, Rule 15.03, Canon 15 of the Code of Professional Responsibility provides an
all concerned given after a full disclosure of the facts.” exception to the above prohibition. However, we find no reason to apply the exception due to
Atty. Sabitsana’s failure to comply with the requirements set forth under the rule. Atty.
“The proscription against representation of conflicting interests applies to a situation where Sabitsana did not make a full disclosure of facts to the complainant and to Zenaida Cañete
the opposing parties are present clients in the same action or in an unrelated action.” 7 The before he accepted the new engagement with Zenaida Cañete. The records likewise show that
prohibition also applies even if the “lawyer would not be called upon to contend for one client although Atty. Sabitsana wrote a letter to the complainant informing her of Zenaida Cañete’s
that which the lawyer has to oppose for the other client, or that there would be no occasion to adverse claim to the property covered by the Deed of Sale and, urging her to settle the adverse
use the confidential information acquired from one to the disadvantage of the other as the two claim; Atty. Sabitsana however did not disclose to the complainant that he was also being
actions are wholly unrelated.” 8 To be held accountable under this rule, it is “enough that the engaged as counsel by Zenaida Cañete.11Moreover, the records show that Atty. Sabitsana failed
opposing parties in one case, one of whom would lose the suit, are present clients and the to obtain the written consent of his two clients, as required by Rule 15.03, Canon 15 of the Code
nature or conditions of the lawyer’s respective retainers with each of them would affect the of Professional Responsibility. 
performance of the duty of undivided fidelity to both clients.”9
Accordingly, we find—as the IBP Board of Governors did—Atty. Sabitsana guilty of misconduct
Jurisprudence has provided three tests in determining whether a violation of the above rule for representing conflicting interests. We likewise agree with the penalty of suspension for one
is present in a given case. (1) year from the practice of law recommended by the IBP Board of Governors. This penalty is
consistent with existing jurisprudence on the administrative offense of representing conflicting
“One test is whether a lawyer is duty-bound to fight for an issue or claim in behalf of one client interests.12
and, at the same time, to oppose that claim for the other client. Thus, if a lawyer’s argument for
one client has to be opposed by that same lawyer in arguing for the other client, there is a We note that Atty. Sabitsana takes exception to the IBP recommendation on the ground
violation of the rule. that the charge in the complaint was only for his alleged disclosure of confidential information,
not for representation of conflicting interests. To Atty. Sabitsana, finding him liable for the latter
Another test of inconsistency of interests is whether the acceptance of a new relation offense is a violation of his due process rights since he only answered the designated charge.
would prevent the full discharge of the lawyer’s duty of undivided fidelity and loyalty
LEGAL ETHICS CASES NO. 6 16
We find no violation of Atty. Sabitsana’s due process rights. Although there was indeed a
specific charge in the complaint, we are not unmindful that the complaint itself contained A reading of the conflict of interest rule reveals that the prohibition against NEA personnel
allegations of acts sufficient to constitute a violation of the rule on the prohibition against from participating in any question pertaining to a public service entity where he is directly or
representing conflicting interests. As stated in paragraph 8 of the complaint: indirectly interested has the purpose of preventing such personnel from exercising the power of
his office for personal pecuniary gain, which may cause grave damage and prejudice to public
“Atty. Sabitsana, Jr. accepted the commission as a Lawyer of ZENAIDA CANEJA, now Zenaida interest. (National Electrification Administration vs. Civil Service Commission ,  611 SCRA 14
Cañete, to recover lands from Complainant, including this land where lawyer Atty. Sabitsana, Jr. [2010])
has advised his client [complainant] to execute the second sale[.]”

Interestingly, Atty. Sabitsana even admitted these allegations in his answer. 13 He also
averred in his Answer that:

“6b. Because the defendant-to-be in the complaint (Civil Case No. B-1060) that he would file
on behalf of Zenaida Caneja-Cañete was his former client (herein complainant), respondent
asked [the] permission of Mrs. Cañete (which she granted) that he would first write a letter
(Annex “4”) to the complainant proposing to settle the case amicably between them but
complainant ignored it. Neither did she object to respondent’s handling the case in behalf of
Mrs. Cañete on the ground she is now invoking in her instant complaint. So respondent felt free
to file the complaint against her.”14

We have consistently held that the essence of due process is simply the opportunity to be
informed of the charge against oneself and to be heard or, as applied to administrative
proceedings, the opportunity to explain one’s side or the opportunity to seek a reconsideration
of the action or ruling complained of. 15 These opportunities were all afforded to Atty. Sabitsana,
as shown by the above circumstances.

All told, disciplinary proceedings against lawyers are sui generis.16 In the exercise of its
disciplinary powers, the Court merely calls upon a member of the Bar to account for his
actuations as an officer of the Court with the end in view of preserving the purity of the legal
profession. We likewise aim to ensure the proper and honest administration of justice by purging
the profession of members who, by their misconduct, have proven themselves no longer worthy
to be entrusted with the duties and responsibilities of an attorney. 17 This is all that we did in this
case. Significantly, we did this to a degree very much lesser than what the powers of this Court
allows it to do in terms of the imposable penalty. In this sense, we have already been lenient
towards respondent lawyer.

WHEREFORE, premises considered, the Court resolves to ADOPT the findings and
recommendations of the Commission on Bar Discipline of the Integrated Bar of the Philippines.
Atty. Clemencio C. Sabitsana, Jr. is found GUILTY of misconduct for representing conflicting
interests in violation of Rule 15.03, Canon 15 of the Code of Professional Responsibility. He is
hereby SUSPENDED for one (1) year from the practice of law.

Atty. Sabitsana is DIRECTED to inform the Court of the date of his receipt of this Decision
so that we can determine the reckoning point when his suspension shall take effect.
SO ORDERED.
Peralta,** Perez, Sereno  and Reyes, JJ., concur.
Atty. Clemencio C. Sabitsana, Jr. suspended from practice of law for one (1) year for
misconduct in representing conflicting interests.

Notes.—The prohibition against conflict of interest is founded on principles of public policy,


good taste and, more importantly, upon necessity; In the course of a lawyer-client relationship,
the lawyer learns all the facts connected with the client’s case, including its weak and strong
points, which knowledge must be considered sacred and guarded with care. ( Pacana, Jr. vs.
Pascual-Lopez,  594 SCRA 1 [2009])

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