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Institute of Classical Studies. Supplement
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ARISTOTLE'S THEORY OF DIVISION
ANDREA FALCON
1. INTRODUCTION
*1 use the following abbreviations: PA for Parts of Animals ; APr for Prior Analytics ; APo for
Posterior Analytics ů, Metaph. for Metaphysics.
1 APo B 13, 97a6-22. One might claim that the way Aristotle's extant work has come to us is a
third, external, reason which explains, at least in part, why Aristotle's discussion is scattered over
several texts. In fact, all today's editions of Aristotle's work ultimately go back to Andronicus of
Rhodes, who published the great edition of Aristotle in the 1st century BC, and he probably had to
make some arbitrary choices about where some of our texts were to be inserted. At least Metaph. Z
12 and PA A 2-4 seem to be relatively independent compositions. Metaph. Z 12 does not fit in the
plan of Book Zeta as a whole. See on this point M. Frede and G. Patzig, Aristoteles. Metaphysik.
Band II: Kommentar (München 1988) 221-223. On the other hand, PA A is clearly distinct from
the rest of PA. This book is a collection of at least three independent texts: PA A 1, PA A 2-4, and
PA A 5. On this point see in particular I. Düring, Aristotle's De Partibus Animalium. Critical and
Literary Commentaries (Göteborg 1943) 35-36, and D. Balme, Aristotle's De Partibus Animalium
I and De Generatione Animalium I with Passages from II, 1-3 (with a report on recent work and an
additional bibliography by A. Gotthelf) (Oxford 19902) v and 56.
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128 ARISTOTLE AND AFTER
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ANDREA FALCON: ARISTOTLE'S THEORY OF DIVISION 129
5 APo B 13, 96b26-28: <bç pivxoi ôeiKvúoDcnv, eipexai év toîç rcpóxepov. xpT|aip,oi ô'&v eîev
&ôe ļiovov rcpòç tò cru^Àx)yíaeGi5ai tò tí éaxiv.
6 See for instance P. Pellegrin, Aristotle's Classification of Animals. Biology and the Conceptual
Unity of the Aristotelian Corpus (Berkeley 1986), English translation from La classification des
animaux chez Aristote. Statut de la biologie et unite de Varistotelisme (Paris 1982); D. Balme,
Aristotle. De Partibus Animalium I and De Generatione Animalium I (Oxford 19923) 104-105, and
by the same author 'Aristotle's Use of Division and Differentia', in A. Gotthelf and G. Lennox
(eds.), Philosophical Issues in Aristotle's Biology (Cambridge 1987) 71-74.
7 APo B 13, 96b30-35: Siacpepei 8e xi tò rcpéorov Kai ftaxepov t&v raxriYopou^evcov
KocTTiTOpeiG-frai, otov elrceîv Çcpov fļ^epov ôítcodv f' ôítcodv fļ Ôítcodv Çópov Tļjiepov.
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130 ARISTOTLE AND AFTER
<30
¿2(<31) = A2(¿1(<30))= S
In APo B 13, 97a35-97b6 by exploiting the ordering of the defining items offered by division
Aristotle sketches an argument to demonstrate that the items of a given definition are all that we
need, i.e. nothing extra has been posited and nothing is missing. This argument may be illustrated
by using the example in diagram (i), and therefore by applying the argument to prove that G0A1A2
is really the definition of S. To understand this argument one has to bear in mind the notion of
indivisible species, namely a species which cannot become a genus in order to be further divided
into other species. S is such an indivisible species and therefore contains only individuals, e.g.
Plato, Socrates and so on. Moreover, in this argument Aristotle is tacitly assuming that one is able
to distinguish the genus from the differentiae among the defining elements.
G0A1A2 is not the definition of S only in two cases. The first is when one or more items posited
in the definition are not defining. In this case either GO or Al or finally A2 would be wrongly
chosen, and they would be accepted in the definition only by an error. Nevertheless, since the
definitional items are selected before applying the division and hence the person who divides
assumes that GO, Al and A2 are items of the definition of S, this first possibility is ruled out. The
second possibility is that one or more items which should have been posited in the definition are
missing: in this case GO, Al and A2 are not all the items which are required in order to define S, and
therefore at least another one, e.g. A*, is to be posited. If this is so, as the definition consists of a
genus and a sequence of differentiae, A* could only be either the genus or one of the differentiae.
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ANDREA FALCON: ARISTOTLE' S THEORY OF DIVISION 1 3 1
Nevertheless, it is neither the genus (this is GO) nor a new differentia A3 to add bef
between Al and A2. This is excluded because Aristotle assumes that every div
correctely, namely withouth missing any intermediate passage. If this is so, than A
new differentia to add after Al and A2. But again, this is excluded because
individuals, and hence it cannot be further divided by applying A3. If also this poss
out, then it is clear that the GO, Al and A2 are all the items required to offer an ad
of S.
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132 ARISTOTLE AND AFTER
(Ü)
Ö x.
From this point of view the distinction between definition and classification appears to
be basically a distinction of scope. Diagram (i) shows clearly that what distinguishes the
person who divides in order to define and the person who divides in order to classify is
only a different scope. From this point of view the distinction between classification and
definition is only an epistemological distinction, and division is a neutral instrument with
respect to the goal that may be chosen. Division, in fact, is an adequate instrument both of
classification and of definition.
Such neutrality of division with respect to the goal one can choose may cast doubt on
the legitimacy of inferring that classification is a notion which is alien to Aristotle's
zoological world. That in the biological writings (as well as in the logical writings)
division is used to reach definitions rather than classifications is an important fact, but by
itself it cannot be conclusive in order to decide whether, according to Aristotle, division is
only an instrument of definition. What can be inferred is that according to Aristotle
division is primarily an instrument of definition. If this is so, I do not also see any reason
to infer from the mere absence of classifications in the zoological writings that Aristotle's
zoology did not have any classificatory aim. Finally, such a neutrality of division with
respect to the goal may also help to explain why division (and the related notions of
genus, species and differentia) had an important influence^ in the development of
systematic practices among the early modern naturalists.
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ANDREA FALCON: ARISTOTLE' S THEORY OF DIVISION 1 33
In the preceding pages I have claimed that (a) Aristotle had a theory of division
had a theory of division as a method of definition , and finally (c) this theory i
with respect to a use of division as a method of classification. In the following
shall try to go a little further by asking what kind of division Aristotle's division
A basic intuition operates each time Aristotle talks about division as a
According to this intuition there are indivisible species (in Greek aTO|Lia eïSeï) t
be further analysed by division, and a division is adequate if it enables one to
definition of the indivisible species S one is interested in by marking off S in
number n * 0 of steps. This species S cannot be further divided because th
suitable differentia which can be taken and applied to it. Therefore, this item
and the result of division. Nevertheless, despite this commonly shared intuitio
indivisible species which has to be isolated in a finite number of steps by appl
equal number of differentiae, the texts where Aristotle talks about division as
can be gathered into three different groups: (1) APr A 31, APo B 5, APo B13; (
Z 12, and finally (3) PA A 2-4.
13 That Aristotle offers different divisions of Man (and consequently different definitio
may be easily explained by appealing to the idea of a theory of division I introdu
beginning of the paper. In all three texts Aristotle is interested in describing the way in w
division has to be conducted, rather than in giving the particular division of Man. In othe
is giving us the scheme which every particular division has to follow to be an adequate d
this is so, it is clear why he does not care about the actual division of Man. The fact that
examples look like stock examples confirms the idea that Aristotle is distinguishing betw
and content of a division. Let us take the two examples Aristotle reports in APr A 3 1 an
13 again. In APr A 31 Man is described as an animal which is mortal and two-footed.
could Animal mortal two-footed be the definition of Man? Apart from any other cons
how could, in fact, this definition distinguish Man from birds, which are both morta
footed as well? On the other hand, in APo B 13 Man is described as an animal which is
two-footed. If this example is taken as the definition of Man, it is even more unsatisfacto
first of all the definition Animal tame two-footed cannot mark off men from the other anim
are both tame and two-footed. Secondly, the differentia Tame can hardly be a
definitional item.
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1 34 ARISTOTLE AND AFTER
(iii)
<30
¿2(<31) = ¿2(¿1(<;0))= s
GO stands for the highest genus Animal, Al and A2 stand respectively for the
differentiae Mortal and Two-footed, and finally S stands for the indivisible species Man.
Diagram (iii) makes it clear that there are two ways of describing S. The first and shorter
way goes as follows: S is the result of the application of the differentia A2 to the
intermediate genus Gl, or also A2(G1) = S. On the other hand, since Gl is the result of
the application of the differentia Al to the genus GO, the longer way goes as follows: S is
the result of the application of A2 to the application of Al to GO, or also A2(A1(G0)) = S.
3.2 Metaph. Z 12
If this is the way a division has to be effected, then in Metaph. Z 12 Aristotle corrects, at
least in part, himself. According to Metaph. Z 12 the procedure which I have described
here above is correct but incomplete. One important rule is in fact missing. At every stage
of a division, says Aristotle, one must divide by a differentia of the previous differentia
(hereinafter rule R).14 He also offers an example to illustrate this rule. If Footed animal is
14 Metaph. Z 12, 1038a9-10: àXka ļiiļv Kai ôeî te Ôiaipeîaftai vr'' triç ôiacpopâç ôiacpopáv. The
Greek ôiaipeîaùai tt|v xrjç ôiacpopâç 8iacpopáv is a bit odd: it suggests that the differentia is the
result of the division of a genus rather than that by which the genus is divided into its species. For
this reason D. Ross, Aristotle's Metaphysics (Oxford 1924) II, 207, and the Londinenses, Aristotle's
Metaphysics , Notes on Zeta (Subfaculty of Philosophy, Oxford 1979) accepted H. Joachim's
emendation trj tt1ç ôiacpopâç ôiacpopâ. This emendation does not seem to be necessary. I prefer to
follow the Greek of the MSS as also do W. Jaeger, Aristotelis Metaphysica (Oxford 1957), and
M. Frede and G. Patzig, Aristoteles, Metaphysik Z (München 1988).
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ANDREA FALCON: ARISTOTLE' S THEORY OF DIVISION 1 35
a species of the genus Animal, one must divide it qua footed.15 It would n
divide footed animals into winged and wingless animals because Wing
are not successive differentiations of Footed or rather, following Aristo
differentiae of the differentia Footed. One must divide footed animals i
forms of footedness, as for instance cloven-footed animals and uncloven
cloven-footedness is in fact a further determination of footedness.16
To understand rule R it is necessary to understand the meaning of the q
as-operator).17 Let G be a genus and let A be a differentia, 'G qua A' sign
to be considered as a A. Aristotle uses the gwa-operator to suggest that th
be taken in isolation from all its other features and it has to be taken so
gwa-operator, therefore, is nothing but a filter that selects the differen
applied in effecting a division: all these differentiae must be determinat
person who divides the genus of footed animals qua footed places h
perspective from which only some differentiae can be seen, namely the dif
are further determinations of the differentia Footed. There are two main
the introduction of rule R. First of all, it is clear that the range of different
who divides has to hand is restricted. To divide the footed animal qua fo
divide only with respect to the feet: there might be other features suita
division, but the #w<2-operator filters them out. Secondly, a special kind
holds between the differentiae of the series Al, A2, A3, ... , An-1, An: a
'analyticity'. The last differentia, An,* records all the information which is
predecessors. Let us suppose that Two-footed is the last differentia: it sh
to Aristotle, also contain the previous differentia Footed. In fact, when
animal is two-footed one says two things: first that it goes on feet, secon
feet.
Why does Aristotle introduce rule R in Metaph . Z 12? It is not difficult to find an
answer to this question. In Metaph. Z 12 Aristotle is primarily concerned with the unity of
definition and makes the assumption that an adequate method of defining should
guarantee that a definition is unitary. Relying on this new rule, and more particularly on
the idea that the last differentia records all prior differentiae, division becomes not only
an adequate method of defining, but it also offers a solution to the problem of the unity of
definition. A definition consists of a plurality of elements: a genus G and a series of
differentiae Al, A2, A3, ... , An-1, An. Since the last differentia An entails its predecessors
Al, A2, A3, ... , An-1, these can be reduced to An. The consequence is that a definition
consists only of the genus G and the differentia An. Moreover, at least in Metaph. Z 12,
Aristotle seems to think that the genus G is contained, in one way or another, in the first
differentia Al. Aristotle takes into account two possibilities: (a) the genus does not exist
apart from its differentiae; (b) the genus exists apart from its differentiae, but only as
matter with respect to form. In Metaph. Z 12 Aristotle does not choose one of the two
possibilities and he is content with the result that both guarantee. At any rate, however the
genus may be taken away, a definition can be reduced to the series of differentiae, and
consequently to the last differentia. One can infer this from lines 1038a8-9, where
15 Metaph. Z 12, 1038al0- 1 1 : nakiv toó) Çcpoi) toó) tjtcótcoÔoç tt|v ôioccpopav 8eí eiöeva fļ
VKÓKOW. I follow Jaeger and Frede-Patzig who printed elôévai, which is the lectio of E, Parisinus
1853, and J, Vindobonensis phil. gr. C. Ross, on the other hand, preferred to print eivai according
to Ab, Laurentianus 87,12.
16 Metaph. Z 12, 1038al5.
17 My discussion of the qua-operator owes much to J. Lear, 'Aristotle's Philosophy of
Mathematics' The Philosophical Review 41 (1982) 161-191.
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136 ARISTOTLE AND AFTER
3.3 PA A 2-4
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ANDREA FALCON: ARISTOTLE' S THEORY OF DIVISION 1 37
(iv)
A A A A
Bl B2 ii 12 n 72 W1 W2
A /K
Li, i 11,2 rip n,4 njs
According to this diagram the bird A, for example, is to be defined by saying that i
a broad, straight beak, webbed feet, and small wings; the bird B, on the other hand,
be defined by saying that it has a crooked beak like all raptorials, feathered feet prov
with strong claws, wide wings like all good flyers. Each species therefore is isolated b
multiple division, and the subject of each line of division is a part of the bird. Not jus
part may be the subject of division, but only the peculiar ones, namely the parts th
distinguish the group of birds from other animals.
Sometimes a single line of division may not be enough to describe a single p
adequately. At the end of PA A 3 Aristotle seems to realize that to describe the feet
man it is necessary to draw two lines of division rather than only one. The first lin
divides the feet of man according to number (man is a two-footed animal) and the sec
line divides the feet according to their form (man has toed feet).22 This remark seem
be a consequence of a strict interpretation of rule R according to which every differ
must be a determination of its predecessors. As I have already said, Aristotle thinks
the last differentia records all the information which is conveyed from its predecess
Suppose now that in the case of man the last differentia is Five-toed. Five-toed tells u
think, three things about man: (a) that man is a footed animal, (b) that man is a clo
footed animal, and finally (c) that man is a cloven-footed animal whose foot is articul
into five toes. Five-toed, nevertheless, tells us nothing about the fact that man is a t
footed animal. On the other hand, it could not be otherwise. Number and form of the
are features that are not always associated. Birds and men, for example, have the sa
22 PA A 3, 644a5-6.
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1 38 ARISTOTLE AND AFTER
If the end and the result of every division is the definition of an indivisible species S
which one obtains by applying the suitable differentiae to a given genus, the foregoin
pages have shown that Aristotle sketches different ways of reaching S. The claim that
plurality of divisional models is available in Aristotle's discussion of division is not new
in his authoritative study of Aristotle's use of division and differentiae the late D. Balm
came to the same conclusion.23 At any rate, in this section I shall try to reduce th
plurality of divisional models by claiming that they depend on different ideas o
definition.
A first, tentative way of reducing these divisional models might go as follows. All the
ways of obtaining the indivisible species S Aristotle sketches are working on the basis
one of the following two basic models of division: (a) division by a single tree, an
(b) division by several, simultaneous trees. The first model of division consists of a singl
tree which has the highest genus GO at the vertex and the indivisible species S at the
bottom. This is present in all the texts where Aristotle discusses division apart from PA
2-4. On the other hand, division by several trees that simultaneously divide a given genu
at work only in PA A 2-4. If this way of presenting Aristotle's discussion of division as
whole is not wrong, it is nevertheless misleading. To understand this point let us go bac
to my diagram (iv), which is meant to represent the simultaneous division of the genus
birds. If this diagram describes the divisional model Aristotle reports in PA A 2-
adequately, it is difficult to resist objecting that each of the trees which divide the genu
of birds is not different from a single tree constructed in the way which is required by
Metaph. Z 12. The tree which divides the feet of birds illustrates this objection very wel
In this case the feet are divided according to number and form in the same way
Aristotle himself illustrates in Metaph. Z 12 by taking as an example the feet of man. B
if this is so, division by several, simultaneous trees can hardly represent a distinct, basic
model of division. On the contrary, it can easily be reduced to the first one. A division
several, simultaneous trees is just the conjunction of the number of single trees which a
needed to define the species S one is interested in.
By presenting the division by several, simultaneous trees as a basic model of division
one fails to grasp the very reason for its introduction in PA A 2-4. The division based on
the 'rule of the multiple differentiae' ultimately depends on a particular idea o
definition , rather than on a particular idea of division. In PA A 2-4 the notion o
definition is tied up with the notion of part. Each animal species is analysable into
certain number of properties, which are correlated to corresponding constituent parts o
the animal, and division is consequentely adequate if it enables one to reach the definitio
of the species S one is interested in by marking off these properities of S in a finite
number of steps. Therefore, the definition of S consists of the first genus and
combination of differentiae which are selected from among the last differentiae of ea
23 D. Balme, 'Aristotle's Use of Division and Differentia' in A. Gotthelf and J. Lennox (eds
Philosophical Issues in Aristotle's Biology (Cambridge 1987) 69-89.
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ANDREA FALCON: ARISTOTLE' S THEORY OF DIVISION 1 39
divisional tree, where each divisional tree represents the division of one of
parts of the animal.24
The thesis according to which the subject of the division that is described in
parts of an animal but the aim is the definition of the whole animal has been recen
P. Pellegrin.25 According to Pellegrin both the subject and the aim of the multiple
division which is described in PA A 2-4 is the definition of the parts of animals. I
PA A 3, 644a5-6 Aristotle is not dividing the feet of man because he is interested
of man, but because he is interested in the definition of the feet of man. The majo
this interpretation concerns the sense in which the notion of definition is taken. In
is only given of ousiai , it is difficult to understand how it is possible to give a de
feet. In the Metaphysics Aristotle does not contemplate the parts of the ousiai.
1040b5-16 Aristotle raises explicitly the question about whether the parts of a
His reply is negative. The parts of animals do not satisfy the two basic requir
established for being an ousia in Metaph. Z: (1) the requirement of separab
requirement of unity. To turn again to the example Aristotle offers in PA A 3, 644
ousia and his feet are not so, it is clear that a definition can be given only of man a
In PA A 3, 644a5-6, furthermore, Aristotle seems to make it explicit that divis
within the wider context of the definition of man.26
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140 ARISTOTLE AND AFTER
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ANDREA FALCON: ARISTOTLE'S THEORY OF DIVISION 141
definition. Now I would like to suggest that (a) Aristotle spells out di
division on the basis of different ideas of definition, and consequently
divisional models Aristotle sketches depend on the different definitiona
Aristotle states respectively in PA A 2-4, Metaph. Z 12, and the Analyt
that Aristotle changed his mind about division, but, if I am right, it
more correct to say that he changed his mind about definition.
4 Conclusion
If in PA A 2-4 Aristotle clearly claims that division plays a role in the collection of
zoological data, from the Analytics and Metaph. Z 12 one learns that division plays a role
in the search for definition in general, and not just in zoology. Aristotle shows full
confidence in division as a method, and he deals with it for different purposes. In Metaph.
Z 12, for example, Aristotle is concerned with the unity of definition, and he appeals to
division because this method can help him to solve this particular definitional puzzle.
Moreover, Aristotle deals with division on the basis of rather different ideas of definition.
A major consequence of this fact is that he spells out different rules of division, and
finally sketches rather different divisional models. Despite the different ideas of definition
which are working in Aristotle's discussion of division, division as a method may be
described as something unitarian. Division, in fact, is, at least primarily, a method of
definition which enables one to give the definition of the indivisible species S one is
interested in by isolating it in a finite numbers of steps.
University of Padua
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142 ARISTOTLE AND AFTER
Longer Note 1
There are several ways of describing Aristotle's method of division. I have chosen what seems to
be the best in the light of the purposes of the paper. I shall call any set of points (hereinafter nodes)
which satisfies the following four requirements a Divisional Tree (DT):
c 8
In a DT
node a r
species,
in mind
highest
DT if n
one of t
mind th
fall und
a DT. A node n is a terminal node if there is no differentia which is associated with n.
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ANDREA FALCON: ARISTOTLE'S THEORY OF DIVISION 143
(üLNl)
<3
A-
si / ' S2 S3 / ^ S4
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144 ARISTOTLE AND AFTER
(iüLNl)
<3
<32
SI / ' S2 S3
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ANDREA FALCON: ARISTOTLE' S THEORY OF DIVISION 145
Longer Note 2
In §2 I have claimed that definition is the main goal of Aristotle's division and that the rules of
division he established are rules for the achievement of a definition. Thereafter I have tried to go a
little further by asking whether definition is the only goal of Aristotle's division, and in particular
whether Aristotle's division may be a method of classification as well as a method of definition.
Any entry into this issue should, I think, begin with a preliminary clarification of what is meant by
classification by division. In other words: what is a classification by division expected to look like?
I am able to pick out at least two requirements which any classification by division should satisfy to
be an adequate classification: (i) the requirement of consistency and (ii) the requirement of
completeness.
If X is an entity to be classified and 'to be classified' may be replaced by 'to have a place within
a DT', then it is possible to illustrate the two requirements with something like this:
(i) the classification must be consistent: x cannot have two or more places within a DT which
conflict with each other.
(ii) the classification must be complete: x must have a place within a DT.
If the requirement of completeness is, I think, fairly clear, I need to be more precise about the
requirement of consistency. The important thing is to adapt the notion of consistency to the tree
structure of any division. In order to do so I shall introduce the three following notions: node,
accessibility and branch. Node. If a tree is any structure of the kind drawn in diagram (iLN2), then
a node is either genus G or the result of the application to genus G or to the preceding node of one
of the differences which are associated with G or with the preceding node. Nodes are, for instance,
h, i, j, k, /. In any structure of the kind drawn in diagram (iLN2) a fixed number of differences are
associated with each node.
(iLN2)
<3
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146 ARISTOTLE AND AFTER
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