Professional Documents
Culture Documents
(APPLICANT)
v.
REPUBLIC OF REVELS
(RESPONDENT)
REPUBLIC OF REVELS
TABLE OF CONTENTS
INDEX OF AUTHORITIES....................................................................................................I
STATEMENT OF JURISDICTION.....................................................................................II
QUESTIONS PRESENTED.................................................................................................III
STATEMENT OF FACTS....................................................................................................IV
SUMMARY OF ARGUMENTS............................................................................................V
ARGUMENTS..........................................................................................................................1
CONCLUSION...................................................................................................................XXI
INDEX OF AUTHORITIES
Convention on Biological Diversity, June 5, 1992, 1760 U.N.T.S. 79................1, 3, 13, 16, 19
Convention on the Conservation of Antarctic Marine Living Resources, Aug. 11, 1983, 1329
U.N.T.S. 47............................................................................................................................3
Convention on the Conservation of Migratory Species of Wild Animals, June 23, 1979, 1651
Paris Agreement to the United Nations Framework Convention on Climate Change, Dec. 12,
United Nations Convention on the Law of the Sea, Dec. 10, 1982, 17 U.S.T. 138, 1833
United Nations Framework Convention on Climate Change, May 9, 1992, 1771 U.N.T.S. 10
....................................................................................................................................4, 10, 16
Vienna Convention on the Law of Treaties, May 23, 1969, 1155 U.N.T.S. 331.....................12
Ambatielos Case (Greece v. U.K.), Jurisdiction, Judgment, 1952 I.C.J. Rep. 28 (July 1)........2
Application of the Convention on the Prevention and Punishment of the Crime of Genocide
(Bosn. & Herz. v. Serb. & Montenegro), Preliminary Objections, Judgment, 1996 I.C.J.
I
Application of the International Convention on the Elimination of All Forms of Racial
(Apr. 1)...................................................................................................................................5
Barcelona Traction Light & Power Company Ltd. (Belg. v. Spain), Preliminary Objection
Judgment, 1964 I.C.J. Rep. 6 (July 24) (dissenting opinion of Armand-Ugon, J.)................1
Border and Transborder Armed Actions (Nicar. v. Hond.), Jurisdiction and Admissibility,
Certain Activities Carried Out by Nicaragua in the Border Area (Costa Rica v. Nicar.) and
Construction of a Road in Costa Rica along the San Juan River (Nicar. v. Costa Rica),
Fisheries Jurisdiction Case (Spain v. Can.), Jurisdiction of the Court, Judgment, 1998 I.C.J.
Interpretation of Peace Treaties, Advisory Opinion, 1950 I.C.J. Rep. 65 (Mar. 30).................1
Judgments of the Administrative Tribunal of the I.L.O. Upon Complaints Made Against the
Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion, 1996 I.C.J. Rep. 226
(July 8).................................................................................................................................11
Military and Paramilitary Activities in and against Nicaragua (Nicar. v U.S.), Jurisdiction and
Military and Paramilitary Activities in and against Nicaragua (Nicar. v U.S.), Merits,
North Sea Continental Shelf (Ger. v. Den. & Neth.), Judgment, 1969 I.C.J. Rep. 3 (Feb. 20)
..............................................................................................................................................20
II
Nuclear Tests (N.Z. v. Fr.), Judgment, 1974 I.C.J. Rep. 4 (Dec. 20)......................................19
Obligations concerning Negotiations relating to Cessation of the Nuclear Arms Race and to
Nuclear Disarmament (Marsh. Is. v. U.K.), Preliminary Objections, Judgment, 2016 I.C.J.
Oil Platforms (Iran v. U.S.), Merits, Judgment, 2003 I.CJ. Rep. 161 (Nov. 6).........................5
Pulp Mills on the River Uruguay (Arg. v. Uru.), Judgment, 2010 I.C.J. Rep. 14 (Apr. 20)…
17
South West Africa (Eth. v. S. Afr. & Liber. v. S. Afr.), Preliminary Objections, Judgment,
Free Zones of the Upper Savoy and the District of Gex (Fr. v. Switz.), 1932 P.C.I. J. (ser.
Mavrommatis Palestine Concessions (Greece v. U.K.), 1924 P.C.I.J. (ser. B) No. 3 (Aug. 30)
..........................................................................................................................................2, 12
MOX Plant Case (Ir. v. U.K.), Case No. 10, Order of Dec. 3, 2001, [2001] ITLOS Rep. 89. 15
Request for Advisory Opinion submitted by the Sub-Regional Fisheries Commission (No.
21), Case No. 21, Advisory Opinion of April 2, 2015, ITLOS Rep. 4................................12
Alfred W. Short v. Islamic Republic of Iran, 16 Iran-U.S. Cl. Trib. Rep. 76 (1987)................9
Lac Lanoux Arbitration (Fr. v. Spain), 12 R.I.A.A. 281 (Perm. Ct. Arb. 1957)......................20
South China Sea Arbitration (Phil. v. China), 2015 P.C.A. Case No. 2013-19 (Oct. 29, 2015)6
South China Sea, (Phil. v. China), PCA Case No 2013-19, Award (July 12, 2016)..............12
Southern Bluefin Tuna, (Austl. v. Japan; N.Z. v. Japan), 23 R.I.A.A. 1 (Arbitral Tribunal
III
The Indo-Pakistan Western Boundary (Rann of Kutch) (India v. Pak.), Award, 17 R.I.A.A.
TRIBUNAL
Ampal-American Israel Corp. and Others v. Arab Republic of Egypt, ICSID Case No.
Ceskoslovenska Obchodni Banka, A. S. v. The Slovak Republic, ICSID Case No. ARB/97/4,
Jan de Nul N.V. and Dredging International N.V. v. Arab Republic of Egypt, ICSID Case No.
Commonwealth of Australia v State of Tasmania, [1983] HCA 21 (Aus. High Ct. 1983).....14
UNEP/COP/CBD/DEC/X/29 (2010).............................................................................12, 14
UNEP/COP/DEC/IX/20 (2008)...........................................................................................14
Conference of Contracting Parties of the CBD, Marine and Coastal Biodiversity: Ecologically
Subsidiary Body for Scientific and Technological Advice on adaptation to climate change,
IV
Conference of the Contracting Parties of the CMS, Establishment of a Review Mechanism
2017)......................................................................................................................................3
Draft Articles on the Prevention of Transboundary Harm from Hazardous Activities, with
commentaries [2001] 2 Y.B. Int’l L. Comm’n 148, U.N. Doc. A/56/10.................17, 18, 19
G.A. Res. 56/83, 2002 Articles on Responsibility of States for Internationally Wrongful Acts
Int’l L. Comm'n Report on the Fragmentation of International Law: Difficulties Arising from
the Diversification and Expansion of International Law, U.N. Doc. A/CN.4/L.682 (April
13, 2006)................................................................................................................................2
Intn’l Law Comm. Report on the Work of its Eighth Session, U.N. Doc. A/CN.4/96 (Jan. 20,
1956)......................................................................................................................................7
Panel Report, Turkey - Restrictions on Imports of Textile and Clothing Products, WTO Doc.
12, 1992)........................................................................................................................15, 16
Subsidiary Body on Scientific, Technical and Technological Advice of the CBD, Marine and
OF THE SEA 1982: A COMMENTARY (M. Nordquist, et. al. ed, 1993)..................................11
V
A. EPINEY AND M. SCHEYLI, UMWELTVOKERRECHT. VOLKERRECHTLICHE BEZUGSPUNKTE
..............................................................................................................................................10
P. BIRNIE, A. BOYLE & C. REDGWELL, INTERNATIONAL LAW AND THE ENVIRONMENT (3rd
ed, 2009).........................................................................................................................11, 19
(2006).....................................................................................................................................3
K.D. Friedland et. al., Oceanic changes in the Sargasso Sea and declines in recruitment of
L.M. Díaz Vazquez et. al., Demineralization of Sargassum Spp. Macroalgae Biomass:
Lavanya Rajamani, The Durban Platform for Enhanced Action and the Future of the Climate
VI
R.C. Kleckner et.al., The northern limit of spawning by Atlantic eels (Anguilla spp.) in the
Sargasso Sea in relation to thermal fronts and surface water masses, 46 J. MAR. RES. 647
(1988)...................................................................................................................................11
Simon Lyster, The Convention on the Conservation of Migratory Species of Wild Animals
W.W. Gregg et. al., Ocean Primary Production and Climate: Global Decadal Changes, 30
MISCELLANEOUS
Adaptation Action Plan of the German Strategy for Adaptation to Climate Change, 2011;
Guidelines for Ecological Impact Assessment in the UK and Ireland Terrestrial, Freshwater,
M. Gollock, et. al., Anguilla Anguilla. IUCN Red Book of Threatened Species (2014).........17
in EA (Sept. 2011)................................................................................................................18
VII
STATEMENT OF JURISDICTION
Pursuant to Article 79, paragraph 1, of the International Court of Justice Rules of Court
(1978), the Republic of Revels (‘Revels’ or ‘Respondent’) has filed a timely preliminary
objection as to this Honorable Court’s jurisdiction over the subject matter of the dispute
between Respondent and the Federal States of Alliguna (‘Alliguna’ or ‘Applicant’). See
Preliminary Objection of the Republic of Revels, Dated 5 May 2018. In accordance with
Statute of the International Court of Justice, art. 36(6), this Court has jurisdiction to settle the
matter of jurisdiction.
If this Court determines that it does have jurisdiction to decide the subject matter of the
dispute, this Court would have jurisdiction over this matter pursuant to Statute of the
International Court of Justice, art. 40(1), since Applicant submitted an application instituting
VIII
QUESTIONS PRESENTED
IX
STATEMENT OF FACTS
Alliguna and Revels are neighboring coastal states in the North Atlantic Ocean. They are
both at a distance of approximately 250 nautical miles from the Sargasso Sea (‘Sea’). While
Revels is a developing country whose economy relies primarily on fishing and agriculture.
The European Eel (‘Eel’) is a migratory species that is critically endangered. The Eel spends
a major part of its life in the internal waters of various countries, including Alliguna and
migrates to the Sea for spawning purposes. On 22 April, 2016, both Alliguna and Revels
submitted their Nationally Determined Contribution (‘NDC’) under the Paris Agreement.
In July 2016, Sea Energy Alternatives, Inc. (‘SEA Corporation’), a private company based in
Revels, began harvesting of Sargassum (‘Project’) from the Sea for production of biofuels.
The Project was being subsidized by Revels and was carried out by a vessel flying the flag of
Revels.
In the end of 2016, Revels issued a press release where it highlighted the success of the
Project. On 13 January, 2017, Alliguna sent a diplomatic note to Revels, expressing its
concerns over the continuation of the Project. Revels responded to these concerns on 11
March, 2017. The negotiations between the countries continued till Alliguna unilaterally
X
SUMMARY OF ARGUMENTS
I.
The ICJ does not have jurisdiction over this dispute because Revels has not agreed to submit
this dispute to the ICJ, under the Convention on Biodiversity (‘CBD’), the United Nations
Framework on Climate Change (‘UNFCCC’) and the Paris Agreement (‘PA’). The ICJ
mechanisms to resolve the present dispute and hold that it does not have jurisdiction to
adjudicate this dispute. Furthermore, the conduct of SEA Corporation is not attributable to
Revels under the Articles on Responsibility of states for internationally wrongful acts
(‘ARSIWA’).
II.
Even if the ICJ has jurisdiction over this dispute, Revels did not violate international law by
implementing the Project. Rather, by acting responsibly to combat climate change; acting in
accordance with the United Nations Convention on The Law of the Sea (‘UNCLOS’), the
CBD and Convention on the Conservation of Migratory Species of Wild Animals (‘CMS’)
and; fulfilling its duty under the precautionary principle, Revels complied with its
XI
ARGUMENTS
invoked the CBD, the UNFCCC and the PA as the basis of jurisdiction. However, these are
not relevant instruments and do not confer jurisdiction upon the ICJ.
dispute regarding the interpretation and application of the CBD.2 Such a jurisdictional clause
must be strictly construed3 and should be applied only when there exists an express
Alliguna consistently and from the outset has treated the dispute as one concerning the impact
of the Project on the Eel habitat.5 The CBD provides no obligations specifically pertaining to
Eels or any migratory species. The remarkably general nature of obligations contained within
1
Record, ¶5.
2
Convention on Biological Diversity art. 27(3), June 5, 1992, 1760 U.N.T.S. 79 [hereinafter CBD].
3
Free Zones of the Upper Savoy and the District of Gex (Fr. v. Switz.), 1932 P.C.I. J. (ser. A /B) No. 46, at 138
(June 7); Interpretation of Peace Treaties, Advisory Opinion, 1950 I.C.J. Rep. 65, ¶227 (Mar. 30).
4
Barcelona Traction Light & Power Company Ltd. (Belg. v. Spain), Preliminary Objection, Judgment, 1964
I.C.J. Rep. 6, ¶147,148 (July 24) (dissenting opinion of Armand-Ugon, J.); Judgments of the Administrative
Tribunal of the I.L.O. Upon Complaints Made Against the U.N.E.S.C.O., Advisory Opinion, 1956 I.C.J. Rep.
77, ¶89 (Oct. 23).
5
Record, ¶24.
1
the CBD6 vitiates its reasonable connection with the present factual causality.7 Hence, there
The Eels are listed in Appendix II of the CMS and Article IV stipulates States’ obligation to
negotiate in good faith for concluding agreements aimed at enhancing the conservation status
of Appendix II species.8 Accordingly, the CMS has a substantive connection9 with the factual
causality and there exists a dispute regarding interpretation and application of the CMS only
and not the CBD. Since the CMS does not contemplate compulsory jurisdiction of the ICJ,10
the ICJ resultantly does not have jurisdiction over the present dispute.
b. Even if the matter arises within the CBD, the CMS excludes the jurisdiction of the ICJ by
the virtue of being lex specialis.
Doctrine of lex specialis provides that when a dispute is regulated by a general and a specific
instrument,11 in case of inconsistency 12 between such instruments, the latter takes precedence
over the former in both substantive and procedural matters. 13 The threshold of inconsistency
In the instant case, the CMS is the lex specialis dealing categorically with rights and
obligations pertaining to migratory species whereas the CBD is the lex generali with its
6
A. EPINEY AND M. SCHEYLI, UMWELTVOKERRECHT. VOLKERRECHTLICHE BEZUGSPUNKTE DES
SCHWEIZERISCHEN UMWELTRECHTS 234 (2000).
7
Military and Paramilitary Activities in and against Nicaragua (Nicar. v. U.S.), Jurisdiction and Admissibility,
Judgment, 1984 I.C.J. Rep. 431, ¶81 (Nov. 26).
8
Convention on the Conservation of Migratory Species of Wild Animals art. IV, June 23, 1979, 1651 U.N.T.S.
333 [hereinafter CMS].
9
Ambatielos Case (Greece v. U.K.), Jurisdiction, Judgment, 1952 I.C.J. Rep. 28, at 12 (July 1).
10
CMS art. XVII.
11
Int’l L. Comm’n. Report on the Fragmentation of International Law: Difficulties Arising from the
Diversification and Expansion of International Law, ¶188, U.N. Doc. A/CN.4/L.682 (April 13, 2006).
12
Mavrommatis Palestine Concessions (Greece v. U.K.), 1924 P.C.I.J. (ser. B) No. 3, at 31 (Aug. 30)
[hereinafter Mavrommatis].
13
B. CHENG, GENERAL PRINCIPLES OF INTERNATIONAL LAW 25 (1987).
14
Panel Report, Turkey - Restrictions on Imports of Textile and Clothing Products, WTO Doc. WT/DS34/R,
¶9.92-9.96 (adopted May 31, 2009).
2
general obligations of sustainable development and conservation.15 There exists an
irreconcilable procedural inconsistency between the CMS and the CBD. While the CBD
provides for compulsory jurisdiction of ICJ over the dispute,16 the CMS stipulates mutuality
as a condition precedent for submission of dispute to arbitration. 17 In this respect, the latter
treaty mirrors several other multilateral environmental agreements in which States have
antithetical to the mutuality contemplated by Parties to the CMS.19 Therefore, in light of this
irreconcilable inconsistency, the dispute resolution mechanism of the CMS overrides the
c. In any case, the essentially scientific nature of the dispute bars the admissibility of the
present matter.
The CMS compliance review mechanism is based on a non-adversarial and facilitative
approach towards dispute resolution.20 In particular, the scientific council of the CMS
examines the conduct complained of and provides technical advice and capacity-building
The present dispute fundamentally emanates from the scientific uncertainty regarding the
dependence of Eel on the Sargassum.22 Such an uncertainty and an absence of evidence has
15
Subsidiary Body on Scientific, Technical and Technological Advice of the CBD, Marine and Coastal
Biodiversity: Review, Further Elaboration and Refinement of the Programme of Work, at 20,
UNEP/CBD/SBSTTA/8/INF/3/Rev.1 (Mar. 7, 2003).
16
CBD art. 27(3).
17
CMS art. XIII.
18
The Antarctic Treaty art. XI, June 23, 1961, 402 U.N.T.S. 71; Convention on the Conservation of Antarctic
Marine Living Resources art. XXV, Aug. 11, 1983, 1329 U.N.T.S. 47.
19
Southern Bluefin Tuna, (Austl. v. Japan; N.Z. v. Japan), 23 R.I.A.A. 1, ¶58 (Arbitral Tribunal constituted
under Annex VII of the U.N.C.L.O.S. 2000) [hereinafter Bluefin Tuna Jurisdiction].
20
Conference of the Contracting Parties of the CMS, Establishment of a Review Mechanism and a National
Legislation Programme, at 5, UNEP/CMS/Resolution 12.9 (Oct. 2017).
21
U. BEYERLIN, P.T. STOLL & R. WOLFRUM, ENSURING COMPLIANCE WITH MULTILATERAL ENVIRONMENTAL
AGREEMENTS. A DIALOGUE BETWEEN PRACTITIONERS AND ACADEMIA 86 (2006).
22
Record, ¶24.
3
been acknowledged by the applicants as well.23 An examination by the scientific council of
the CMS can provide the missing factual linkages and resolve the scientific uncertainty
inherent in the present dispute. On the contrary, the adjudication of this matter by the ICJ will
examining the complex bio-chemical inter-linkages. This is inconsistent with the judicial
character of the ICJ.24 Accordingly, the ICJ should not admit the present dispute and
2. The ICJ does not have jurisdiction pursuant to the UNFCCC and the PA.
Article 24 of the PA and Article 14 of the UNFCCC confer compulsory jurisdiction upon the
ICJ when there exists a dispute regarding the interpretation and application of the respective
agreements.25 There exists a dispute when Parties hold positively opposed views concerning
The burden of establishing the dispute is upon the applicant 27 and its determination is
contingent upon diplomatic exchanges, public statements, conduct28 and other pertinent
evidence.29 A statement can give rise to a dispute only if it refers to the subject-matter of a
claim with sufficient clarity to enable the State against which a claim is made to identify that
there is, or maybe, a dispute with regard to that subject-matter. 30 Accordingly, a dispute does
23
Record, ¶19, 24.
24
Case concerning the Northern Cameroons (Cameroon v. U.K.), Preliminary Objections, Judgment, 1963 I.C.J.
Rep. 15, at 29 (Dec. 2).
25
Paris Agreement to the United Nations Framework Convention on Climate Change art. 24, Dec. 12, 2015,
U.N. Doc. FCCC/CP/2015/L.9/REV.1. [hereinafter PA]; United Nations Framework Convention on Climate
Change art. 24, May 9, 1992, 1771 U.N.T.S. 10 [hereinafter UNFCCC].
26
South West Africa (Eth. v. S. Africa & Liber. v. S. Afr.), Preliminary Objections, Judgment, 1962 I.C.J. Rep.
319, ¶80 (Dec. 21).
27
Border and Transborder Armed Actions (Nicar. v. Hond.), Jurisdiction and Admissibility, Judgment, 1988
I.C.J. Rep. 69, ¶16 (Dec. 20).
28
Application of the Convention on the Prevention and Punishment of the Crime of Genocide (Bosn. & Herz. v.
Serb. & Montenegro), Preliminary Objections, Judgment, 1996 I.C.J. Rep. 595, ¶32 (July 11).
29
Fisheries Jurisdiction Case (Spain v. Can.), Jurisdiction of the Court, Judgment, 1998 I.C.J. Rep. 432, ¶31
(Dec. 4).
4
not exist where statements relied upon by the applicant do not articulate a breach of treaty
Climate change obligations are the subject matter of the claims based on the UNFCCC and
the PA.32 Alliguna’s statements or conduct do not aver to the issue of climate change or allege
a violation of climate change obligations. In fact, Alliguna agrees that the current dispute
concerns an alleged possibility of harm to Eels due to the Project.33 Accordingly, it cannot be
established that Revels was aware or could not have been unaware regarding allegations
concerning breach of the UNFCCC or the PA. Hence, there exists no dispute concerning
3. The UNCLOS bars the jurisdiction of the ICJ to adjudicate upon the dispute concerning
the freedom at high seas.
Alliguna claims that harvesting of Sargassum exceeds the limitations on freedom at high sea
prescribed by Articles 117, 118 and 192. 34 Revels negates such a claim. 35 Hence, there exists
a dispute concerning interpretation and application of the UNCLOS. The CBD does not
provide for a legal framework for evaluating such dispute concerning the freedom at the high
sea.36 Instead, Article 22(2) of the CBD imposes a positive obligation upon the state parties to
Accordingly, to the extent the present dispute pertains to exercise of freedom at high seas, the
UNCLOS is the lex specialis as it deals specifically and explicitly38 with rights and
30
Application of the International Convention on the Elimination of All Forms of Racial Discrimination (Geor.
v. Russ.), Preliminary Objections, Judgment, 2011 I.C.J. Rep. 85, ¶30 (Apr. 1).
31
Obligations concerning Negotiations relating to Cessation of the Nuclear Arms Race and to Nuclear
Disarmament (Marshall Islands v. U.K.), Preliminary Objections, Judgment, 2016 I.C.J. Rep. 833 ¶51 (Oct. 5).
32
Lavanya Rajamani, The Durban Platform for Enhanced Action and the Future of the Climate Regime, 61
ICLQ 501, 521 (2015).
33
Record, ¶24.
34
Record, ¶22.
35
Record, ¶23.
36
Oil Platforms (Iran v. U.S.), Merits, Judgment, 2003 I.CJ. Rep. 161, ¶177 (Nov. 6).
37
South China Sea Arbitration (Phil. v. China) 2015 P.C.A. Case No. 2013-19, Decision on Jurisdiction, ¶288
(Oct. 29, 2015).
38
Mavrommatis, supra note at 12, at 31.
5
obligations at high seas. Hence, the dispute emerges solely within the UNCLOS and the ICJ
Any dispute concerning the UNCLOS, at the request of any party, is to be submitted to the
court or tribunal having jurisdiction under part XV of the UNCLOS.39 Jurisdiction of such a
resolution mechanism entailing a binding decision and exclude the compulsory dispute
procedure within UNCLOS.40 Therefore, to bar recourse to the UNCLOS mechanism, the
terms of Parties’ agreement to resolve their dispute by other peaceful means must expressly
exclude the dispute settlement procedures under Part XV.41 However, nothing in the wording
of Article 27 of the CBD specifically excludes proceedings under Part XV of the UNCLOS.
In the present case, due to different preferences of forum by each party, 42 Annexure VII
Arbitral tribunal is the default forum43 and has exclusive jurisdiction over the present dispute
concerning the exercise of freedom at high seas. Therefore, ICJ does not have jurisdiction
elements of the governmental authority entrusted upon it by the law of the state, is
39
United Nations Convention on the Law of the Sea art. 286, Dec. 10, 1982, 17 U.S.T. 138, 1833 U.N.T.S. 3
[hereinafter UNCLOS].
40
UNCLOS art. 281(1).
41
Bluefin Tuna Jurisdiction, supra note 19, ¶19 (Dissenting Opinion by Keith, J.).
42
Record, ¶9.
43
UNCLOS art. 287(5).
44
G.A. Res. 56/83, 2002 Articles on Responsibility of States for Internationally Wrongful Acts, art. 5 (Jan. 28,
2002) [hereinafter ARSIWA].
6
category45 and solely includes activities of legislative or administrative character 46 which
involve exercise of prerogative associated with state power.47 However, the function of
climate change mitigation involves sharing of investment, risk, reward and responsibilities
between the public and private sector.48 These actions are often driven solely by commercial
climate change mitigation does not necessarily involve exercise of State prerogative and does
b. In any case, the harvesting of Sargassum by SEA Corporation did not involve exercise of
governmental authority.
In determining whether SEA Corporation exercised governmental functions, the focus must
be on the nature of the specific conduct and not its purpose. 50 The Project was clearly of a
commercial nature as it was performed only when harvesting became financially viable due
Accordingly, the SEA Corporation did not exercise governmental authority while
2. The conduct of the SEA Corporation is not attributable to Revels pursuant to article 8 of
the ARSIWA.
45
Draft Articles on Responsibility of States for Internationally Wrongful Acts, with commentaries, at 72, [2001]
2 Y.B. Int’l L. Comm’n 31, U.N. Doc. A/56/10.
46
Intn’l Law Comm. Report on the Work of its Eighth Session, at 225, U.N. Doc. A/CN.4/96 (Jan. 20, 1956).
47
Jan de Nul N.V. and Dredging International N.V. v. Arab Republic of Egypt, ICSID Case No. ARB/04/13,
Decision on Jurisdiction, ¶149, (Nov. 6, 2008) [hereinafter Jan De Nul].
48
Commission White Paper on Adapting to Climate Change: Towards a European Framework for Action, COM
(2009) 147 Final, (April 1, 2009); Conference of Contracting parties of the UNFCCC, Dialogue on long-term
cooperative action to address climate, FCCC/CP/2005/Add., 1/CP.11 (Mar. 30, 2005).
49
Conference of Contracting Parties of the UNFCCC Five-year program of work of the Subsidiary Body for
Scientific and Technological Advice on adaptation to climate change, ¶8, FCCC/CP/2005/5/Add.1, 2/CP.11
(Mar. 30, 2006).
50
Jan De Nul, supra note 47, ¶168.
51
Clarification, A18.
52
Ceskoslovenska Obchodni Banka, A. S. v. The Slovak Republic, ICSID Case No. ARB/97/4, Award, ¶23
(Dec. 29, 2004).
7
Article 8 of the ARSIWA purports that a state may, either by specific instructions or by
exercising control over a non-state entity, in effect assume responsibility for their conduct. 53
The threshold of control exercised by the state over a non-state entity for its conduct to be
attributable to the state is that of effective control. 54 Effective control is said to exist when the
degree of control of state over a specific conduct is sufficiently enough for it to be directed or
enforced by the state itself.55 Such a direction or enforcement is achieved where specific
The Project had been conceived, planned and executed 57 by the SEA Corporation. A
dependence of SEA corporation on subsidies does not imply that Revels itself directed and
58
executed the Project, especially when its implementation of the Project was not
specifically charged by Revels.59 Furthermore, there exists no evidence which establishes the
the Project was not under effective control of Revels and is not attributable to it.
the time of commission, but which is subsequently acknowledged and adopted by the State as
its own.60 A mere approval or endorsement of a conduct is not attributable to state. 61 For
53
ARSIWA, supra note 44, art. 5; J. CRAWFORD, STATE RESPONSIBILITY: THE GENERAL PART 111 (2013)
[hereinafter State Responsibility].
54
Military and Paramilitary Activities in and against Nicaragua (Nicar. v. U.S.), Merits, Judgment, 1986 I.C.J.
Rep. 14, ¶115 (June 27) [hereinafter Nicaragua].
55
Id.
56
Id at ¶75; Alfred W. Short v. Islamic Republic of Iran, 16 Iran-U.S. Cl. Trib. Rep. 76, ¶83 (1987) ; Jan de Nul,
supra note 47, ¶163.
57
Nicaragua, supra note 54.
58
Id.
59
Id at ¶16 (separate opinion by Ago, J.).
60
ARSIWA, supra note 44, art. 11.
61
State Responsibility, supra note 53, at 187.
8
attribution, a State must acknowledge and adopt the conduct in question as its own.62 Such an
Revels issued a press release discussing the success of the renewable energy program. 65 This
was merely a recognition of the effectiveness of the policy which involved subsidization of
entities, including SEA Corporation.66 Revels has repeatedly characterized the program as a
private sector operation.67 Hence, Revels has not adopted the conduct of the SEA Corporation
as its own.
II. EVEN IF THE ICJ HAS JURISDICTION, THE REPUBLIC OF REVELS HAS
NOT VIOLATED INTERNATIONA LAW WITH RESPECT TO THE
HARVESTING OF SARGASSUM IN THE SARGASSO SEA.
A. THE PROJECT IS IN FURTHERANCE OF REVELS’ OBLIGATION TO MITIGATE CLIMATE
CHANGE AND CONSERVE THE EELS.
1. The Project is in furtherance of Revels’ obligation to mitigate climate change under the
UNFCCC and the PA.
Under the UNFCCC and the PA, Parties are under a duty to take effective measures to
mitigate climate change.68 In furtherance of this, Parties have often relied on biofuel
production to reduce their GHG emissions.69 In its NDC, submitted under the PA,70 Revels
included the aim of increasing its reliance on biofuels. 71 In furtherance of this commitment,
Revels allowed the Project and therefore acted in furtherance of its obligations under the
62
Id.
63
Ampal-American Israel Corp. and Others v. Arab Republic of Egypt, ICSID Case No. ARB/12/11, Award on
Liability and Loss, ¶144 (Feb. 21, 2017).
64
State Responsibility, supra note 53, at 188.
65
Record, ¶16.
66
Id.
67
Record, ¶19.
68
UNFCCC art. 3; PA, art. 4.
69
J. SATHAYE & S. MEYERS, GREENHOUSE GAS MITIGATION ASSESSMENT GUIDEBOOK 9-6 (1995).
70
PA art. 4(2).
71
Clarification A9.
9
2. The Project is in furtherance of Revels' obligation to conserve the Eels and its habitat
under the UNCLOS and the CBD.
The Eel population has experienced a serious decline in the last few decades. 72 By addressing
climate change, which has been recognized as the major cause of their decline (a), Revels has
acted in furtherance of its obligations under the UNCLOS and the CBD (b).
and population of the Eels.73 It has led to a reduction in the availability of food for the Eel
larvae by causing an increase in the surface temperature of the Sea.74 It has also affected the
ocean-atmospheric conditions necessary for successful recruitment of the Eels.75 Studies have
shown that these alterations have had and continue to have a negative impact on the growth,
b. The Project is in compliance with Revels' obligations under the UNCLOS and the CBD.
Under the UNCLOS and the CBD, Parties are under a duty to protect and conserve the marine
obligations, Parties must to take active measures,79 but enjoy the discretion of choosing their
preferred means to achieve these objectives.80 In particular, Parties are encouraged to take
72
Record, ¶3.
73
S. Bonhommeau et. al., Impact of Climate on Eel Populations of the Northern Hemisphere, 373 MAR. ECO.
PROG. SER. 71, 78 (2008) [hereinafter Bonhommeau et. al.].
74
W.W. Gregg et. al., Ocean Primary Production and Climate: Global Decadal Changes, 30 GEOPHYS. RES.
LETT. 1809, 1811 (2003).
75
R.C. Kleckner et.al., The northern limit of spawning by Atlantic eels (Anguilla spp.) in the Sargasso Sea in
relation to thermal fronts and surface water masses, 46 J. MAR. RES. 647, 650 (1988).
76
K.D. Friedland et. al., Oceanic changes in the Sargasso Sea and declines in recruitment of the European Eel,
64 ICES J. MAR. SCI. 519, 525-27 (2007).
77
UNCLOS arts. 117, 192; CBD art. 8(d).
78
Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion, 1996 I.C.J. Rep. 226, ¶29 (July 8).
79
4 UNIVERSITY OF VIRGINIA SCHOOL OF LAW, UNITED NATIONS CONVENTION ON THE LAW OF THE SEA 1982:
A COMMENTARY, ¶192.9 (M. Nordquist, et. al. ed, 1993).
80
P. BIRNIE, A. BOYLE & C. REDGWELL, INTERNATIONAL LAW AND THE ENVIRONMENT 386 (3rd ed, 2009)
[hereinafter Birnie et. al.].
10
measures for climate change mitigation in light of the negative impact that it has on
As discussed above, climate change is a major threat to marine ecosystems 82 and the Eel
population.83 The Project is instrumental in shifting the energy consumption pattern in favour
of renewables which would help in mitigating the aforementioned threats in the long run. 84
Therefore, by taking effective steps for climate change mitigation, Revels fulfilled its positive
pacta sunt servanda.85 Revels submits that it did not violate its obligations under the
UNCLOS (1), CBD (2) and CMS (3), all of which it is a Party to.86
not involved in activities which undermine their duty to conserve and manage marine living
resources, and abuse this right.88 It entails a due diligence obligation89 which requires Parties
to prevent vessels flying their flag from engaging in activities which inflict significant
81
Conference of Contracting Parties of the CBD, Marine and Coastal Biodiversity, ¶7,
UNEP/COP/CBD/DEC/X/29 (2010) [hereinafter UNEP/COP/CBD/DEC/X/29].
82
Ove Hoegh-Guldberg & John F. Bruno, The Impact of Climate Change on the World’s Marine Ecosystems,
328 SCIENCE 1523, 1525 (2010).
83
See supra Part II.A.2.a.
84
See supra Part II.A.1.
85
Vienna Convention on the Law of Treaties art. 26, May 23, 1969, 1155 U.N.T.S. 331.
86
Record, ¶7-9.
87
UNCLOS art. 87.
88
UNCLOS arts. 117, 192, 300; Request for Advisory Opinion submitted by the Sub-Regional Fisheries
Commission (No. 21), Case No. 21, Advisory Opinion of April 2, 2015, ITLOS Rep. 4, ¶119.
89
South China Sea, (Phil. v. China), PCA Case No 2013-19, Award, ¶951 (July 12, 2016).
90
Id at ¶961.
11
In the instant case, existing scientific data indicates that the Eels do not show any direct or
indirect dependence on Sargassum for purposes like protection or nutrition. 91 Moreover, the
productivity of the Sea, upon which the food availability of the Larvae depends,92 is primarily
demonstrable negative impact from the Project.94 Therefore, as harvesting large amounts of
Sargassum has not caused any significant harm to the Eels, and in any case is unlikely to pose
a threat to them, Revels did not violate its obligations under the UNCLOS.
long-term decline through their usage of biological resources.95 Accordingly, Parties are
required to regulate activities involving such utilisation of resources which are likely to have
adverse impact that Sargassum harvesting has had or will have on the Eels, Revels is not
required to regulate the Project. Hence, Revels has not contravened its obligation to
b. The status of Ecologically or Biologically Significant Area (‘ EBSA’) does not connote any
legal significance.
91
M.J. Miller, Ecology of Anguilliform Leptocephali: Remarkable Transparent Fish Larvae of the Ocean
Surface Layer, ABSM, Oct. 2009, at 7.
92
Bonhommeau et. al., supra note 73, at 72.
93
W.K.W. Li, Macroecological patterns of phytoplankton in the northwestern North Atlantic Ocean, 419
NATURE 154, 155 (2002).
94
Record, ¶20.
95
CBD arts. 2, 10.
96
CBD art. 10(b).
12
The Sea has been designated as an EBSA under the CBD.97 The conferment of the status of
EBSA is strictly a scientific exercise and does not give rise to any legal obligations. 98 In any
case, Parties enjoy the discretion to choose any method for conservation and management of
such areas as they deem fit.99 Revels took effective measures for climate change mitigation in
status.101 The term “endeavour” was specifically incorporated in the convention to afford
Parties a degree of discretion in the performance of this obligation. 102 Accordingly, the
obligation is one of effort rather than result and only requires Parties to strive to achieve the
identified objectives.103
The Eels are Appendix II migratory species under the CMS,104 and both Alliguna and Revels
are its Range States.105 Revels has fully participated in the Range State meetings and
approved, along with other CMS Parties, a Concerted Action for conservation of the Eels.106
97
Record, ¶18.
98
Conference of Contracting Parties of the CBD, Marine and Coastal Biodiversity: Ecologically or Biologically
Significant Areas, ¶4, UNEP/COP/CBD/DEC/XIII/12 (2016).
99
UNEP/COP/CBD/DEC/X/29, supra note 81, ¶26.
100
Conference of Contracting Parties of the CBD, Marine and Coastal Biodiversity, ¶18,
UNEP/COP/DEC/IX/20 (2008).
101
CMS arts. II, IV.
102
Simon Lyster, The Convention on the Conservation of Migratory Species of Wild Animals (The Bonn
Convention), 29 NAT. RESOURCES J. 979, 987 (1989).
103
Commonwealth of Australia v State of Tasmania, [1983] HCA 21, 530 (Aus. High Ct. 1983).
104
Record, ¶8.
105
Id.
106
Record, ¶20.
13
Therefore, Revels has not violated its obligations under the CMS, but instead has acted in
to the COP in the treaty text.107 An explicit grant of power to make binding decisions is
needed to issue binding resolutions.108 The text of the CMS solely grants COP the power to
Accordingly, CMS Resolutions 11.27 and Resolution 12.21, the violation of which is claimed
C. REVELS HAS NOT VIOLATED THE PRECAUTIONARY PRINCIPLE (‘PP’) AND IN FACT
ACTED IN FURTHERANCE OF IT.
1. Revels has not violated the PP in respect of the Eels.
The PP is a customary norm111 which obligates States to take cost-effective measures to
protect the environment when there is threat of serious or irreversible damage, despite lack of
full scientific certainty.112 For a State to be held in violation of the PP, the party alleging the
possibility of harm must provide proof of risk113 through existing scientific data.114
Alliguna alleged risk of harm based on a mere inference that harvesting Sargassum will harm
the Eels by affecting the Sea’s ecosystem.115 In fact, as discussed above, harvesting of
107
Volker Röben, Institutional Developments Under Modern International Environmental Agreements, 4 MAX
PLANCK UNYB 364, 372 (2000).
108
Id at 373.
109
CMS, article VII(5)(g).
110
Record, ¶20.
111
A. TROUWBORST, EVOLUTION AND STATUS OF THE PRECAUTIONARY PRINCIPLE IN INTERNATIONAL LAW
284 (2002).
112
Rio Declaration on Environment and Development, Principle 15, U.N.Doc.A/CONF.151/5/Rev.1 (Aug. 12,
1992) [hereinafter Rio].
113
MOX Plant Case (Ir. v. U.K.), Case No. 10, Order of Dec. 3, 2001, [2001] ITLOS Rep. 89, ¶75.
114
P. SANDS, PRINCIPLES OF INTERNATIONAL ENVIRONMENTAL LAW 222 (2003).
115
Record, ¶20.
14
Sargassum does not pose any risk of serious harm to the Eels.116 Therefore, Revels has not
change118 and prevent significant loss of biodiversity.119 The threats of climate change to
marine ecosystems and the Eel population have been discussed above.120
Under its renewable energy program, Revels provided subsidy to the Project121 in furtherance
of its obligation to combat climate change.122 The Project is a cost effective measure as
Sargassum is a good source of biofuel due to its fast growth rate, ease of harvesting and low
production cost.123 Therefore, through the Project, Revels is acting in accordance with the PP
causal link between the activity and that harm. 125 Such causation must be established by
116
See supra Part II.B.1.
117
Rio, supra note 112, Principle 15.
118
UNFCCC art. 3(3).
119
CBD Preamble ¶9.
120
See supra Part II.A.2.
121
Record, ¶14.
122
See supra Part II.A.1.
123
L.M. Díaz Vazquez et. al., Demineralization of Sargassum Spp. Macroalgae Biomass: Selective
Hydrothermal Liquefaction Process for Bio-oil Production, FRONT. ENERGY RES., Feb. 2015, at 1.
124
Certain Activities Carried Out by Nicaragua in the Border Area (Costa Rica v. Nicar.) and Construction of
aRoad in Costa Rica along the San Juan River (Nicar. v. Costa Rica), 2015 I.C.J. Rep 665, ¶203, 204 (Dec. 16)
[hereinafter Certain Activities].
125
Draft Articles on the Prevention of Transboundary Harm from Hazardous Activities, with commentaries, at
148, [2001] 2 Y.B. Int’l L. Comm’n 148, U.N. Doc. A/56/10 [hereinafter DAPTH].
126
Pulp Mills on the River Uruguay (Arg. v. Uru.), Judgment, 2010 I.C.J. Rep. 14, ¶265 (Apr. 20) [hereinafter
Pulp Mills].
15
Revels submits, not only that Alliguna has failed to establish a certain causal link between the
Project and any negative impact on the Eels,127 but also that the Eel population has been
the Eels,129 no transboundary harm been caused to Alliguna or any other State.
observe an appropriate standard of due diligence while conducting an activity 131 in order to
avert significant transboundary harm.132 Revels did not breach this duty because it observed
the required standard of due diligence by assessing possible impacts of the Project (a) and is
not under any further obligation to cease or regulate the Project (b).
a. Revels observed the required standard of due diligence by assessing possible impacts
of the Project.
The due diligence obligation requires a State to make reasonable efforts to inform itself of the
foreseeable impacts of the activity it seeks to conduct, and decide its subsequent actions on
the basis of this assessment. 133 Conducting an EIA is the most commonly accepted form of
risk assessment resorted to by States for discharging this obligation. 134 The SEA Corporation
conducted an EIA before commencing the Project. Given the indeterminate nature of the
EIA, Revels’ only available option was to place reliance on available scientific data. 135 This
127
Record, ¶20.
128
M. Gollock, et. al., Anguilla Anguilla. IUCN Red Book of Threatened Species 431 (2014).
129
J. BARBOZA, THE ENVIRONMENT, RISK AND LIABILITY IN INTERNATIONAL LAW 11 (2011) .
130
Pulp Mills, supra note 126, ⁋197.
131
Certain Activities, supra note 124, ¶10 (separate opinion Donoghue, J.).
132
DAPTH, supra note 125, at 154.
133
DAPTH, supra note 125, at 154.
134
Pulp Mills, supra note 126, ¶204.
135
Record, ¶19.
16
b. There is no further obligation on Revels to cease or regulate the Project.
Duty to take preventive measures in the context of authorization and regulation is limited to
activities where States could have reasonably foreseen 136 a risk of significant transboundary
harm arising from the activity.137 In the instant case, Revels was not required to take
preventive measures as drastic as cessation or regulation of the Project. 138 This is because
uncertainty in the result of the EIA does not require States to take such measures (i), and
Alliguna did not establish risk of significant harm (ii). The burden of proving a breach of this
obligation lies on the Claimant State. However, Alliguna must establish that the Project poses
a risk of significant harm and it requires Revels to cease or regulate the Project.
i. The indeterminate EIA does not warrant cessation or regulation of the Project.
With respect to due diligence obligations, state practice evinces that the mere factum of
uncertainty in the result of an EIA does not preclude the operation of activity itself. 139
Likewise, Revels cannot be expected to cease or terminate the Project unless Alliguna can
provide evidence of risk of significant harm to the Eels, as the burden of proof lies on the
of significant harm.141 As established above, the Eels are neither directly nor indirectly
dependent on Sargassum. 142 Such an absence of dependence indicates that the likelihood of
the Project causing any harm to the Eels is very low. In light of these facts, and considering
136
Certain Activities, supra note 124, ¶10 (separate opinion Donoghue, J.).
137
DAPTH, supra note 125, at 148.
138
Id at 152.
139
Guidelines for Ecological Impact Assessment in the UK and Ireland Terrestrial, Freshwater, Coastal and
Marine, ¶5.38 (2018); Netherland Commission for environmental assessment, Key Sheet: Dealing with
uncertainties in EA, at 2 (Sept. 2011).
140
Pulp Mills, supra note 126, ¶162,163.
141
DAPTH, supra note 125, at 152.
142
See supra Part II.B.1.
17
that Alliguna has failed to substantiate its allegations with evidence, any claims that Revels
customary international law.145 It requires States to negotiate in good faith 146 and not act in a
The negotiations for development of a legally binding instrument for the conservation and
sustainable utilisation of biodiversity in ABNJ are still in progress.148 Pending the adoption of
such an instrument, Revels submits that the Project is not opposed to, but in furtherance of
the object of these negotiations,149 as it seeks to mitigate climate change which is a major
not adamantly reject any concern which runs contrary to their own interest. 151 However, it
does not imply that one State must concede to the unwarranted concerns of the other.152
143
UNCLOS art. 118.
144
CBD art. 5.
145
Birnie et. al., supra note 80, at 194.
146
Nuclear Tests (N.Z. v. Fr.), Judgment, 1974 I.C.J. Rep. 4, ¶46 (Dec. 20).
147
The Indo-Pakistan Western Boundary (Rann of Kutch) (India v. Pak.), Award, 17 R.I.A.A. 553, at 47 (Perm.
Ct. Arb.1965).
148
Record, ¶22.
149
G.A. Res. 69/292, at 2 (July 6, 2015).
150
Lac Lanoux Arbitration (Fr. v. Spain), 12 R.I.A.A. 281, at 23 (Perm. Ct. Arb. 1957) [hereinafter Lac
Lanoux].
151
North Sea Continental Shelf (Ger. v. Den. & Neth.), Judgment, 1969 I.C.J. Rep. 3, ¶85 (Feb. 20).
152
Lac lanoux, supra note 150, at 26.
18
Revels' participation in negotiations and mediation with Alliguna, immediately after both
parties expressed their opposing concerns, sufficiently demonstrates that Revels discharged
19
CONCLUSION
1. The ICJ does not have jurisdiction to determine the present matter and the
Respectfully Submitted,
XII