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ORIGINAL ARTICLE

Stability of extraction space closure


~o Gribeld
Daniela Gamba Garib,a Larissa Borges Bressane,b Guilherme Janson,c and Bruno Fraza
Bauru, S~ao Paulo, and Belo Horizonte, Minas Gerais, Brazil

Introduction: The objectives of this study were to evaluate the prevalence and long-term behavior of extraction
space reopening in patients with Class I malocclusion and to identify some associated factors. Methods: A sam-
ple of 43 patients met the inclusion criteria. Dental casts at the onset of treatment, after treatment, and 1 and
5 years after debonding were used. Initial and final cephalometric radiographs were used to measure the amount
of incisor retraction. Cochran tests were used to compare the numbers of open and closed extraction spaces
after treatment and at 1 and 5 years after debonding (P \0.05). Initial incisor crowding, amounts of anterior
retraction, and angulations between the canines and the second premolars were compared between patients
with and without space reopening with t tests. Results: Of the sample, 30.23% had extraction space reopening.
The frequency of open spaces significantly increased between the final and the 1-year posttreatment dental
casts and decreased between the casts at 1 and 5 years posttreatment. Patients with space reopening had
less initial anterior crowding and greater amounts of mandibular incisor retraction during treatment.
Conclusions: There was a high prevalence of space reopening 1 year after treatment. However, these spaces
tended to decrease by 5 years after treatment. (Am J Orthod Dentofacial Orthop 2016;149:24-30)

P
osttreatment stability remains a challenge in mainly when it occurs in the maxillary arch. Surprisingly,
orthodontics because long-term preservation of few studies have been dedicated to this subject, and no
the teeth in their new positions is unpredictable. data on its prevalence were found. The search in Medline
Angle1 stated that relapse would occur if normal occlu- for “extraction space reopening” showed only 6 articles
sion was not achieved during treatment. Studies have up to October 2013. Even in the most successfully
demonstrated that even in patients finished with an treated extraction patients, whose teeth were tightly
adequate static and functional occlusion, there is a ten- approximated, teeth adjacent to the old extraction area
dency for some relapse.2-5 Instability is individual and can separate.7 The opened spaces at the extraction sites
may be associated with other aspects such as severity may vary from a fraction of a millimeter to several milli-
and type of malocclusion, mechanics, the patient's meters.7 On the other hand, residual extraction spaces
compliance, growth, and the adaptability of the hard can demonstrate spontaneous closure in the long term
and soft tissues.2,6 after treatment.8-12 Oftedal and Wisth9 evaluated
An undesirable relapse expression often observed in extraction spaces that were not completely closed and
clinical practice is the reopening of extraction spaces. observed that 35% of maxillary residual spaces and
Space reopening in extraction sites can cause peri- 46% of mandibular residual spaces totally closed in
odontal issues related to food impaction and overload the postretention period.
of occlusal forces.7 In addition, it may impair esthetics Some etiologic factors that were previously related to
extraction space reopening are gingival invagination on
a
Associate professor, Department of Orthodontics, Bauru Dental School, Univer- the extraction site and root parallelism.7,13-20 Gingival
sity of S~ao Paulo, Bauru, S~ao Paulo, Brazil. invaginations may occur because of the approximating
b
Postgraduate student, Department of Orthodontics, Bauru Dental School, Uni-
versity of S~ao Paulo, Bauru, S~ao Paulo, Brazil. movement of neighboring teeth and are more frequent
c
Professor, Department of Orthodontics, Bauru Dental School, University of S~ao in the mandibular arch than in the maxillary arch.19,21
Paulo, Bauru, S~ao Paulo, Brazil.
d
The explanation is the occurrence of gingival fiber
Private practice, Belo Horizonte, Minas Gerais, Brazil.
All authors have completed and submitted the ICMJE Form for Disclosure of displacement instead of remodeling, resulting in tissue
Potential Conflicts of Interest, and none were reported. accumulation.21 Because of the assumption that this
Address correspondence to: Larissa Borges Bressane, Department of Orthodon- local factor could predispose a patient to relapse of the
tics, Bauru Dental School, University of S~ao Paulo, Alameda Octavio Pinheiro
Brisolla 9-75, Bauru, SP, 17012-901, Brazil; e-mail, larissa_bressane@ extraction site closure, some authors have suggested
hotmail.com. periodontal surgery to remove the excessive gingival
Submitted, August 2014; revised and accepted, June 2015. tissues.7,13,16-19 However, there is no evidence
0889-5406/$36.00
Copyright Ó 2016 by the American Association of Orthodontists. associating gingival invagination and extraction space
http://dx.doi.org/10.1016/j.ajodo.2015.06.019 reopening so far.21,22
24
Garib et al 25

Additionally, root parallelism between the canines to evaluate the frequency of extraction space reopening
and the second premolars in patients having first premo- in patients with Class I malocclusions. Only the quad-
lar extractions has been considered an important factor rants that were fully closed at the end of treatment
for the stability of space closure.14,23-26 Hatasaka14 were considered: 124 quadrants. To evaluate whether
observed that parallel roots are more stable during the initial tooth crowding, angulations between the canine
posttreatment period and also more favorable for tooth and second premolar crowns in each quadrant, and
interdigitation. More recently, Chiqueto et al27 found no amounts of mandibular incisor retraction were predis-
differences for neighboring tooth angulation in patients posing factors for extraction space reopening, the 43 pa-
with and without extraction space reopening. tients were divided into 2 groups: group 1, with 13
The prevalence of extraction space reopening after patients with at least 1 extraction space reopening,
orthodontic treatment as well as its predisposing factors and group 2, with 30 patients without space reopening
must be better elucidated, because extractions are often in the posttreatment periods of 1 and 5 years.
required in orthodontic treatment. In this study, we To measure the dental cast variables, the initial, final,
aimed to verify the frequency of extraction space re- 1-year, and 5-years posttreatment dental casts were
opening in patients with Class I malocclusions treated digitized using a 3-dimensional scanner (R700; 3Shape,
with extractions of the 4 first premolars and to evaluate Copenhagen, Denmark). The following variables were
the long-term behavior of these spaces. Additionally, measured with the OrthoAnalyzer 3-dimensional soft-
possible associated factors such as initial tooth crowd- ware (3Shape) (Fig 1).
ing, angulation between canine and second premolar
1. Initial mandibular crowding measured with Little's
crowns, and the amount of mandibular incisor retraction
irregularity index.28 After identifying points on the
were investigated.
proximal aspects of the anterior teeth, the software
automatically calculated the irregularity index
MATERIAL AND METHODS value.
2. Angulation between the canines and the second
This study was approved by the ethics committee at
premolars. The angulation of the crown long axis
the University of S~ao Paulo in Brazil. To detect a 20%
was measured relative to the occlusal plane. The
difference in space reopening with a 5 5% and
occlusal plane was obtained by marking 3 points:
b 5 80%, the sample should comprise at least 37 sub-
bilaterally on the mesiobuccal cusp tips of the first
jects. The sample was obtained from the files of the
molars and one point on the incisors. The long
Department of Orthodontics at the University of S~ao
axis of the clinical crown was constructed according
Paulo. The inclusion criteria were Class I malocclusion
to the method of Andrews.29 The digital model was
treated with 4 first premolar extractions, complete per-
rotated to position the occlusal plane parallel to the
manent dentition at the pretreatment stage, standard
horizontal plane. The angulation measurements
edgewise appliances used, no dental anomalies of num-
were performed on the perspective of a buccal
ber (agenesis or supernumerary teeth), no history of peri-
segment plane by rotating the model on the vertical
odontal surgery in the extraction area, and availability of
axis from the lateral view so that the operator could
dental casts obtained at the end of treatment and at 1
see the entire mesiodistal width of the contralateral
and 5 years after treatment.
central incisor (Fig 1, C). The angulation between
After applying these criteria, 43 patients were selected.
the canine and the second premolar was calculated.
The sample initial age ranged from 11.3 to 16.2 years
Negative values meant convergence between the
(mean, 13.6 years; standard deviation [SD], 1.4 years).
crowns' long axes, and positive values meant diver-
The age at the end of comprehensive orthodontic treat-
gence between the crowns' axes.
ment ranged from 13.1 to 20.7 years (mean, 16.1 years;
SD, 2.0 years). All patients had the same retention proto- To measure the amount of mandibular incisor retrac-
col, including a modified Hawley retainer for the maxillary tion, the initial and final cephalometric radiographs were
arch and a canine-to-canine fixed bonded retainer for the digitized with a scanner (i800; Microtek ScanMaker,
mandibular arch. The Hawley retainer was recommended Santa Fe Springs, Calif) and analyzed with imaging soft-
to be used full time for 6 months, followed by nights- ware (version 11.5; Dolphin Imaging & Managent Solu-
only use for 6 months. The mandibular fixed bonded tions, Chatsworth, Calif). The magnification factors were
retainer was used for a mean period of 3 years. corrected by the software. To measure the amount
On the final, 1-year, and 5-year dental casts from of mandibular incisor retraction during orthodontic
these patients, the numbers of open and closed extrac- treatment, the distance from the labial aspect of the
tion sites were calculated at each stage and compared mandibular central incisor crown to the line from nasion

American Journal of Orthodontics and Dentofacial Orthopedics January 2016  Vol 149  Issue 1
26 Garib et al

Fig 1. Variables measured on the digital models with the OrthoAnalyzer software: A, space dimen-
sions; B, Little's irregularity index; C, angulation between the canine and second premolar crowns in
relation to the occlusal plane.

through point B of the mandible was measured. The dif- a normal distribution. Therefore, t tests were used to
ference between the initial and final measurements was compare groups 1 and 2 regarding the initial and final
calculated. ages, initial mandibular crowding, angulations between
Thirty patients were randomly selected, and all the canine and second premolar crowns in each quad-
variables were remeasured after 30 days. Random and rant, and the amounts of mandibular incisor retraction.
systematic errors were calculated with Dahlberg's for- The significance level considered was 5%. All statistical
mula30 and dependent t tests, respectively, at a signifi- analyses were performed with software (Statistica for
cance level of 5%. Windows version 11.0; StatSoft, Tulsa, Okla).

Statistical analysis RESULTS


The percentage of patients with at least 1 site that The random errors were within acceptable limits,
was fully closed at the end of treatment and reopened varying from 0.03 to 1.51, and there were no statistically
in the posttreatment stage was calculated in the whole significant systematic errors (Table I).
sample. Also, the percentages of space reopening in The results showed that 30.23% of the patients had
the maxillary and mandibular arches were calculated. at least 1 site that was fully closed at the end of treat-
To compare the numbers of open and closed extrac- ment and reopened in the 1-year posttreatment period
tion spaces between the posttreatment and the 1-year (Fig 2). Nine patients had only 1 quadrant with reopen-
and 5-years posttreatment dental casts, Cochran tests ing. Considering the number of quadrants, 13.7% of the
were used. To evaluate space reopening after treatment, closed sites reopened in the posttreatment period (17 of
only fully closed spaces at the end of treatment were 124 quadrants). From these, 9.67% (12 of 124) were in
considered for this analysis. the maxillary arch, and 4.03% (5 of 124) were in the
All quantitative variables were tested for normality mandibular arch. Therefore, extraction space reopening
using Shapiro-Wilk tests, which showed that they had was more frequent in the maxillary arch (Fig 3).

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Garib et al 27

Table I. Random and systematic errors between the


first and second measurements
Measurement Measurement
1 (n 5 30) 2 (n 5 30)

Variable Mean SD Mean SD Dahlberg P


Mandibular crowding 9.96 4.08 10.16 4.03 0.55 0.16
Right maxilla 0.19 0.41 0.20 0.43 0.04 0.49
Left maxilla 0.15 0.31 0.16 0.33 0.04 0.62
Right mandible 0.17 0.31 0.17 0.31 0.03 0.38
Left mandible 0.19 0.33 0.23 0.37 0.12 0.20
Right maxillary angle 1.42 5.86 1.43 5.52 1.36 0.98
Left maxillary angle 2.77 4.56 2.05 5.11 1.51 0.06
Fig 3. Prevalence of extraction spaces reopening in the
Right mandibular 0.68 4.08 0.63 4.12 1.12 0.88
angle maxilla and mandible.
Left mandibular 2.82 4.46 2.31 4.45 1.03 0.06
angle
Amount of 1.75 1.62 1.76 1.58 0.13 0.77 Table II. Comparison of the amount of closed and re-
mandibular opened spaces at the end of treatment and 1 year and
incisor retraction
5 years posttreatment (Cochran tests)
Final 1 year 5 years

Site Open Closed Open Closed Open Closed P


Right maxilla 0 34 5 29 2 32 0.02*
Left maxilla 0 30 7 23 4 26 0.00*
Right mandible 0 3 1 30 1 30 0.36
Left mandible 0 29 4 25 0 29 0.01*
Total 0 124 17 107 7 117 0.00*

*Statistically significant at P \0.05.

(Table II). These data have considerable value for clinical


practice and are a red flag for orthodontists to apply
Fig 2. Prevalence of extraction spaces reopening in the preventive procedures. Although many studies have re-
total sample. ported extraction space reopening, none has determined
the actual prevalence of this problem.7,9-11,14,20-23,31 It is
relevant to emphasize that space reopening occurred in
The frequency of open spaces significantly increased the first year after treatment. This finding agrees with
between the final and the 1-year posttreatment dental previous studies showing that most orthodontic
casts (except for the mandibular right site). However, relapse occurs within 2 years after appliance
the frequency of open spaces significantly decreased be- removal.5,32,33 Although no differences in the overall
tween the casts at 1 year and 5 years for the mandibular quality of orthodontic treatments between patients
left site and for all sites (Table II). treated in university programs and private practices
Patients with extraction spaces that reopened had has been found, a specific investigation of space
significantly less initial anterior crowding and greater reopening in private practices would help to clarify this
amounts of mandibular incisor retraction during treat- issue.34
ment (Table III). Curiously, no patient had space reopening in both
arches. Among all the investigated quadrants, 9.67%
DISCUSSION of the quadrants with space reopening were in the
From the 43 subjects who were selected for this maxillary arch, and 4.03% were in the mandibular
study, 13 had reopening of at least 1 extraction site, re- arch. The greater prevalence of space reopening in the
sulting in a prevalence of 30.23% (Fig 2). This frequency maxillary arch may be due to morphologic and func-
was also confirmed by the longitudinal evaluation of tional conditions. The mandibular arch is naturally con-
closed and reopened spaces, where the frequency of tained by the maxillary arch in a normal occlusion, which
space reopening increased within 1 year after treatment limits the mandibular teeth to move labially and

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28 Garib et al

Table III. Comparison between patients with and without space reopening at initial and final ages, amounts of initial
mandibular crowding, angulations between the canine and second premolar crowns, and amounts of mandibular
incisor retraction (t tests)
Group 1 (with space reopening), n 5 13 Group 2 (without space reopening), n 5 30

Variable Mean SD Mean SD P


Initial age (y) 14.16 1.41 13.36 1.32 0.09
Final age (y) 16.87 1.93 15.68 2.05 0.08
Mandibular crowding (mm) 8.29 3.60 11.63 3.95 0.01*
Right maxillary angle ( ) 3.00 4.12 2.47 5.42 0.75
Left maxillary angle ( ) 2.91 2.69 1.84 4.86 0.46
Right mandibular angle ( ) 0.87 4.79 0.68 3.62 0.88
Left mandibular angle ( ) 3.30 4.09 3.26 4.90 0.98
Amount of mandibular incisor retraction (mm) 2.60 1.15 1.53 1.54 0.04*

*Statistically significant at P \0.05.

buccally. On the other hand, the maxillary arch has no However, this procedure is commonly related to post-
restriction to come forward except for upper lip resis- treatment stability. When teeth are moved beyond the
tance. In addition, mandibular protrusion with incisal position determined by muscle forces in the stomatog-
guidance generates labial and lingual force vectors on nathic system, they tend to return to their original posi-
the maxillary and mandibular anterior teeth, respec- tions.33,40,41 The greater the incisor crowding, the lower
tively. The labial component of force may contribute the frequency of space reopening. This negative
to extraction space reopening in the maxillary arch. association can be explained because less incisor
Finally, if effective occlusal contact is left between the retraction will be necessary to close the residual spaces
maxillary and mandibular incisors in maximum intercus- in patients with accentuated crowding.10
pation, opening of diastemas in the maxillary arch may Although previous studies have reported the impor-
occur after treatment.35 tance of root parallelism for stability, in our study, pa-
The prevalence of reopened spaces tended to tients with and without space reopening were similar
decrease between 1 year and 5 years after treatment. regarding the final crown angulations of the canines
This means that approximately 41.17% of the reopened and the second premolars.14,20,25 These results agree
spaces closed spontaneously after the fifth posttreat- with those of Chiqueto et al,27 who found no differences
ment year (Table II). These results corroborate previous in the final angulations between the canines and the sec-
studies that describe a tendency for teeth to move mesi- ond premolars in patients with and without extraction
ally as the patient's age increases.5,36,37 Also, there is space reopening. Since both groups in this study had
spontaneous improvement of the occlusion over crown angulations between the canines and the premo-
time.38 Persson et al39 suggested that the posttreatment lars from 8 to 4 , these results are probably due to the
improvement of the occlusion is even greater in those satisfactory root parallelism of the complete sample
with a Class I malocclusion because growth of the apical (Table III).
bases is favorable. Because of the high prevalence of patients with
Patients with space reopening had less mandibular extraction space reopening (30.23%) and its association
tooth crowding and greater mandibular incisor retrac- with anterior crowding and the amount of mandibular
tion during treatment than did patients without space incisor retraction, preventive measures should be applied
reopening (Table III). This is consistent with the principle to ensure posttreatment stability. A premolar-to-premo-
that original arch dimensions, including length, should lar fixed bonded retainer should be used in the mandib-
be preserved to accomplish posttreatment stabil- ular arch. In the maxillary arch, a fixed retainer should be
ity.33,40,41 Many authors have prescribed uprighting of used associated with the removable retainer. At 1 year
the mandibular incisors on the apical base as the major posttreatment, a canine-to-canine retainer could
requirement for stability.42-46 Gorman43 stated that replace the premolar-to-premolar fixed retainer, and
several studies that have shown low stability indexes the fixed retainer in the maxillary arch could be removed.
did not appropriately upright the mandibular incisors, In patients with greater amounts of retraction, fixed re-
as recommended by Tweed.46 He included mandibular tainers are even more important to prevent extraction
incisor uprighting as one of the “12 keys for stability.” space reopening.

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Garib et al 29

CONCLUSIONS 19. Robertson PB, Schultz LD, Levy BM. Occurrence and distribution
of interdental gingival clefts following orthodontic movement
1. One third of the patients treated with 4 premolar ex- into bicuspid extraction sites. J Periodontol 1977;48:232-5.
20. Vecere JW. Extraction space closure stability following canine
tractions had extraction spaces that reopened.
retraction and periodontal surgery [thesis]. Philadelphia: Temple
2. We found that 13.7% of the extraction sites reop- University; 1982.
ened. Extraction space reopening was more 21. Rivera Circuns AL, Tulloch JF. Gingival invagination in extraction
frequent in the maxillary arch (9.67%) than in the sites of orthodontic patients: their incidence, effects on periodontal
mandibular arch (4.03%). health, and orthodontic treatment. Am J Orthod 1983;83:469-76.
22. Ribeiro GU. A invaginaç~ao gengival e o fechamento ortod^ ontico de
3. The prevalence of reopened spaces tended to
espaços de extraç~oes: conduta clınica. R Dental Press Ortodon Or-
decrease by 5 years after treatment. top Facial 2004;9:77-82.
4. Patients with space reopening had less initial 23. Braun S, Sjursen RC Jr, Legan HL. On the management of extrac-
mandibular crowding and greater amounts of tion sites. Am J Orthod Dentofacial Orthop 1997;112:645-55.
mandibular incisor retraction during treatment. 24. Buchner HJ. Closing spaces in orthodontic cases. Angle Orthod
1953;23:158-65.
25. Mayoral G. Treatment results with light wires studied by pano-
ramic radiography. Am J Orthod 1982;81:489-97.
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