Professional Documents
Culture Documents
Enquiries into incidents or runaway of tubs due to breakage of draw bar or its end attachments have
revealed that failure generally occurs due to one or more of the following reasons.
As per Regulation 89 (1) (c) of Coal Mines Regulation, 1957 and Regulation 97(l)(c) or
Metalliferrous Mines Regulation. 1961 the attachment between a rope or locomotive and a tub and
the attachment between any two tubs in a set or train of tubs is required to be a type approved by the
Chief Inspector.
1.0 Design: Two designs tub draw bar and suitable end fittings are given in the sketch
annexed. Any other design may be used with the express permission in writing by
the Director General of Mines Safety; In the past, if any other design has been
specially, permitted by the Director General of Mines Safety the same should be
resubmitted for re-examining the matter. Existing drawbars not conforming to the
designs shown in the Annexure should be replaced as early as possible, but not Inter
than a period of one year from the date of this circular.
2.0 Material:
(a) For Draw Bar: The material shall be any of the following;-
(b) For End Fittings: The material shall be any of the following;-
(c) Only tested and certified material shall be used and some random samples shall
be periodically tested to ensure proper quality of material.
3-0 Manufacturing & Workmanship: The draw bar shall be manufactured in workshops
having adequate facilities for forging, machining and heat treatment. The
manufacturer shall give evidence of good workmanship and the draw bar shall be free
from any visual defect. Holes in draw bar or its attachment shall be made by drilling
and not by punching. Forged draw bar should avoid sudden change of section,
thickness, and or shape or both. In draw bar with eye termination, the eye shape shall
be made with the help of suitable mandrel and shall be so made that the line of pull is
in line with the axis of the draw bar .The ends of draw bar shall be such that there is
no fouling when tubs are buffed together and there is no locking on curves.
In draw bar of lapped, design, the lapped portion shall be riveted and side welded on
both sides. -Alter riveting; the gap between lapped flat faces should not exceed
0.25mm. After riveting, each rivet shall be checked by light hammering and in case or
any vibration due to slackness; the rivet shall be cut and redone.
In flat type draw bars, the ends shall be reinforced by welding a short piece plate of
12mm thickness & of size 85mm X 65mm. Flat type Draw bar shall be used with Tub
coupling of serial No. 2 only as mentioned in Technical Circular I of 1986.
End fittings shall be manufactured by forging; machining and holes shall be drilled,
not punched forging shall be such that the fibres of materials are not transverse to the
line of pull.
4. Heat Treatment:
(a) After manufacture, draw bar & end fittings shall be normalised or normalised and
tempered, or hardened and tempered in an approved establishment at the following
temperatures;
5. Factor of Safety: The complete draw bar with end fittings shall have a factor of safety of
seven (7) with respect to S.W.L.
6. Hardness: Hardness for various materials shall be as follows:
7. Identification: Each draw bar and end fitting shall be legibly marked on non-vital portion
with the following:
The stamp used for marking shall be of 5mm size. Care shall be taken that the indentation is
neither too sharp nor excessive in depth.
8. Tests & Examination: After manufacture &heat treatment. At least 10% of the
manufactured/supplied lot of draw bar & its components shall be tested for proof load . i.e.
for three limos the S.W.L.
It shall be further tested magnetically for cracks or any other defect. At least 1% of draw bar
with end fitting of manufactured/supplied lot or minimum one number shall be subjected, to
destructive testing.
A certificate! By a competent person making such test and inspection shall be furnished by
the Manufacturer.
9. Record- A record of each draw bar stating its identification number, date of use with the
reference of the tub to which it is fitted should be maintained in a bound paged book.
10. Repair & discard: Wear & tear of any component shall not be built up by, welding.
Draw bar shall be discarded if it is found to have worn out to the extent so, as to reduce the
factor of safety to six or if found to have some defect affecting its strength.
In addition, if there; is any derailment of tub, then draw bar and its attachment shall be
carefully checked for. Damage before any tub is put back into service. Drawbars having
permanent deformation/damage, shall be replaced.
End fittings shall be discarded when the maximum loss of cross-section due to wear over the.
original cross-section exceeds 15% or exceeds. 12% with corrosion.
11. Life: Normal life of drawbar shall be three years.
To
The present practice of manual handling of flexible trailing cables is fraught with danger. In view of
this it is .suggested that where the machines arc required to move manual handling of cables should
be avoided/minimized as far as practicable where circumstances permit by the use of properly
designed, installed and maintained cable reeling or handling devices.
As the above procedure calls for modification in the design of the machine and will take some time
to materialize, the following measures should be adopted to ensure safety in use o( flexible trailing
cables with electrically operated loading machines.
(i) Where flexible cables are not required to move, they should be effectively
supported and protected against physical damage,
(ii) Where they are required to move, concerted and focused effort should be made to
train machine operators and cable men in safe operation of electrically operated
loading machines and handling of the associated flexible trailing cables,
(iv) Such cable handlers should be provided with suitable personal protective
equipment such as hand gloves and other suitable appliances as deemed fit and
their use should be ensured to ensure safety of such workmen.
As regards repair of the trailing cables the following measures are considered to be in order.
(i) Provision should be made in the colliery workshop with requisite equipment/
appliances for the efficient maintenance and repair of the trailing cables.
The floor space should be sufficient to permit the cable to be laid out for detailed
examination, test and repair and to accommodate the necessary, benches and
appliances.
(ii) Puncture in the outer sheath may be located readily by means of ordinary s park
testing appliances or other instruments.
If the bulk of the cable is waterlogged it should be dried out, say by means of a
vacuum impregnator such as is used for drying armature or by other means before any
repairs are attempted. One method of drying out local moisture is by gently warming
the cable on each side of the damage. High temperature must be avoided. Another
method which is claimed to be very effective is to direct a strong stream of hot air
from all electric hair dryer or any other 11 similar apparatus in. to, the joint and cable
near it for about 20 minutes.
(iii) Where two or more of the core conductors in a cable arc joined, it is essential, in
order to preserve flexibility that the joints shall be widely spaced.
(iv) It must be recognized that there is a limit to the extent to which a particular length of
a cable may be repaired and that a stage is reached at which the cable should be
scraped and a new one put in service.
The above notes are guidelines for repair and maintenance of flexible cables and is
not exhaustive. Relevant Indian standard, manufacturer's instruction and guidelines
and the expertise of the skilled workmen should also be taken into consideration for
maintenance and repair of flexible cables for mobile machines in mines.
To
The Owners, Agents and Managers of all Coal and Metalliferous Mines.
As you arc aware that safely as well as productivity of any establishment is directly dependant on
quality of training imparted to the workmen engaged on various jobs, it would be in the interest of
both industry and the workmen if die best possible training imparted to our workmen for all-round
growth of the industry and the nation.
However, during recent inspections of Group Training Centers across the country owned by various
public/private operators following deficiencies shortcomings were observed in spite of various
Circulars issued time to time:
1. Provision: Almost all major operators have switched over from Mine Vocational
Training center to Group/Vestibule Training Centers.
3. Staffing: Adequate & duty qualified training staff were not provided at most of
the GTCs. In one or two cases even physically handicapped persons were employed
who could not deliver lectures. Assistant Training Officer and Instructor(s) for
Electrical & Mechanical subjects were not appointed at most of the GTCs,
4. Training Galleries: Training Gallery, which is probably the most important; aspect
of the training, was not provided at most of the GTCs In some eases, where these
were provided, the same were neither properly equipped nor were being used for
training.
6. Training Aids: Even though, OHPs, Film or Slide Projectors were provided at
most of the G.T.Cs, except for one or two cases, other required input material like
transparencies, slides and or films were not provided One of the most important tool
for communication in to-days world i.e. computer with proper software were not
provided except for one or two GTCs in private sector.
7. Course Material: Except for one or two GTCs others were not. preparing the
required course material either, for the trainees or for the instructors. Most of the
GTCs even did not have a library with required books and the facility to generate
course material of their own.
8. Attitude or Training Staff: In most of (he cases training start including training
officer did not have positive attitude and in some cases they felt frustrated as if they
were punished by having-been posted at the training center At most of the GTCs due
importance was not given to hands on or oh the job training.
Attitude of Training: Due to unimaginative & un-impressive training methods
adopted by the training staff, and. in some case inconvenient training schedule (before
of after duty hours) most of (he trainees, specially those coming for refresher courses,
indicated dull response to the (raining programmes and even had tendency to evade
training session(s).
9. Managements Response: Except for few cases, both local as well w higher,
management indicated poor response to the training needs/requirement. In most of (it
cases an impression was conveyed as if expenditure on training was wastage of
money other resources.
To improve performance, of GTCs and to ensure effective and. Gainful training lo the
workmen and supervisory officials following improvement measure need to be taken
immediately:
Preferably a GTC should be/ housed in a separate campus/block, All rooms should be equipped with
the required furniture.
Subordinate staff such as librarian, clerks, typists and/or data entry operators,
draughtsman or tracer, peon, general mazdoors and sweepers etc.
3. Training Shop: All GTCs mast have a well made and well maintained
raining Shop equipped with electrical lay-outs of important electrical
equipments and working cut-models of different machines for an effective and
fruitful training to mechanical and electrical work-persons.
6. Course Material: VII GTCs- must prepare their, own course, material:
For all training courses which is to be regularly up-dated and copy q which to
be provided to all instructors as well as to all the trainees whether/ literate or
not.
7. Attitude of Training Staff: To ensure that the training staff must have
positive attitude, each one of them should be required to attend class on
management as well as on improvement of teaching skill. They should also be
treated at par with other officials, if not superior, in the line management. A
lot of stress is required to be applied on hands on or on the job training under
the guidance of experienced, well trained & safety minded Trainers for even
stalled operation.
It is expected from all mine operators to go beyond this circular in up-grading (heir training
centers in. the interest of the industry & die Nation. The Directorate would be pleased to note
compliance of above circular at all the GTCs of both coal and metal mines.
To
In continuation of DGMS.(Tech.) Circular No.3 of 1985, it has been decided to allow use of
Lashing Chains as an attachment between Endless Haulage Rope and Tub or a Train of Tubs
in addition to the clips whose designs have already been circulated/in the aforesaid circular, it
has been observed in past that the accidents of lashing chain were not only due to slipping
but most of them were due to failure of hook or chains.
The design and specifications of the Lashing Chain shall conform to the drawing and
specification given in the Annexure
(i) Lashing chain shall have static factor of safety of not less than 7 in relation to
maximum static load attached to the rope.
(ii) Safe Working Load/Maximum draw-bar pull of lashing chain shall be 1.5
Tonne.
(iii) Two lashing chains shall be used at a lime. One shall be Tilled between the
rope and the leading tub and .other one at the rear most tub and the rope.
(iv) Maximum loaded tubs and empty this at a Tubes shall be restricted in such
away so that the max draw-bar pull on the lashing chain do not exceed 1.5
Tonne to be calculated on the maximum gradient considering only One
lashing chain would take the full load though two lashing chains shall be
provided,—
(v) Each mine shall prepare a code of practice for using such lashing chains
which the manner of lashing chain around the rope shall be described in
details considering various safely aspects.
Manufacturer shall be reliable having at his works adequate facilities for proper forging, heat
treatment and preferably testing facilities for the product. Forge welding is not desirable
Electrical welding should be done where necessary and wherever welding is done, slag, shall
be carefully cleaned at each stage. Holes, if any, shall be drilled instead of being punched.
Joining shall be done by electric welding and not smithy welding.
(i) Chain shall be used only of butt welded quality conforming to IS 3948 of I986.
(ii) Hook shall be used of die-forged quality and the assembly; will give evidence or good
workmanship and Finish. The material shall conform lo Class 3 of IS-1875 of 1978.
(iii) The egg shaped link and (he end-links known as oval Jinks shall be made front 20
Mn2 Steel Conforming to IS 1570 of 1961.
All pails of chain and hook shall be given proper heat-treatment after the Forging and
welding operation to relieve the stresses and to achieve proper working hardness.
The user shall also ensure that each lashing chain put in use fully conform to the prescribed
specifications and proper care is taken in its use.
6.0 Repair & Rejection: Wear and tear of any component shall not be built up through
welding. The components shall be discarded when maximum loss of cross-section due to
wear over any portion exceed 10% of the original cross sectional area of the portion.
7.0 Certificate of Test and Examination : - The manufacturer shall provide certificate
of test and examination with. every consignment,
8.0. Record keeping : - Records of lashing chains in use stating the reference number, dale
of Manufacture and date of use shall be mentioned. If the same arc procured from more than
one manufacture, the name, address and oilier relevant information in respect of each shall be
recorded in a bound paged book.
No other Design of lashing chains shall be used in mines with immediate effect.
To
Strata control still remains a major problem, affecting safety and productivity in underground
coal mines. To control accidents due to fall of roof, the 8th Conference on Safety in Mines
has recommended use of roof bolls as a method of support in coal mines.
Full colloumn grouted bolts are in use for sometime in underground coal mines. For realizing
the full potential of bolting system in reinforcing the roof rock and sides, it is Imperative to
monitor the performance of the installed bolts by anchorage testing and other means.
During the course of workshops on “Roof bolting practices” by an officer of this Directorate,
who actually visited underground and demonstrated the testing, observed that the design of
bridge assembly of anchorage testing machines used by many coal mines is not condusive to
proper and smooth testing of installed roof bolls. In certain cases the results obtained was not
that of the grouted bolt but the strength indicated was the strength of the machine itself, as
the inner bridge assembly would sit on the outer bridge. There was no way of knowing the
situation in the machine provided. The S&T division of DGMS had worked with the
manufacturers and suggested certain improvements, which if complied with would go a
longway in eliminating such wrong results.
Two sketches (DGMS/S&T/2002. A&B) of the modified bridge assembly are enclosed. It is
requested that immediate steps are initiated to ensure that no anchorage testing machine is
procured unless those are of proper design and the existing defective ones should be modified
without delay.
Govt of India
Ministry of Labour
To
An analysis of roof and side fat accidents in coal mines for the year 1999 and 2000 revealed
that good number of accidents and fatalities due to fall of roof and sides are taking place
during dressing of roof and sides an operation being carried out to secure the roof and sides
to ensure safe working.
The analysis revealed that percentage of roof fall accidents during dressing operation of all
accidents in belowground workings during the year 1999 and 2000 were 21 & 19
respectively. The similar percentage of accidents due to side fall was 20 and 18.
The analysis further revealed that the accidents look place due to one or more of, the
following reasons:-
A suitable tool for dressing was not provided. In most of the cases,
the dressing operations were being carried out by a coal miner's
pick at high roof.
In some cases, a drum was being used for reaching high roof for
dressing instead of a suitable bunion or crowbar. The drum when
hit by dressed material, fell down injuring, the dresser.
The dresser himself did not take safe position during dressing. The
dressing was done from-beneath the, unsafe roof or from lie. In-
bye dip side of roof where like hood of getting injury was
maximum.
Suitable class room and on Job training were not imported to the
dresser.
1. Scope:
2. The procedure will detail the selection of dresser, classroom and on the job training on
dressing operation and recess cutting for Isolation Ventilation stopping equipping, them
with, proper tools/tackles and making them aware of their responsibilities. This will
apply to all parts of underground workings of every mine.
The objective is to reduce the like hood of getting injury due to failure. In Identifying the
hazard taking Improper shelter and for Improper/inadequate dressing, during and after
dressing operation.
Govt of India
Ministry of Labour
To,
Roof and side fall accidents still continue to be a major cause of fatality in belowground coal
mines inspite of Introduction of steel supports In such workings. An exercise was, therefore.
undertaken to analyze hi detail the accidents caused by fall of roof and side during the year
2000. Frequency distribution of all fatal accidents was carried out to Identify the fatalities by
major cause group. The analysis revealed that:
1. The roof fall and side fall accidents account for 35 percent of all the fatal accidents and
63 percent of, all belowground fatal accidents in coalmines.
2. Only roof fall accidents account for 26 percent of all fatal accidents in coalmines, and 48
percent of ill belowground fatal accidents.
3. Side fall accidents account for 9.4 percent of all fatal accidents and 14.5 percent of all
belowground fatal accidents.
ii. 63 percent of the roof fall accidents occurred within 10m of development and
depillaring faces i.e. In freshly exposed roof area. 33 percent of such accidents
occurred In depillaring district while 30 percent In development areas.
iii. 26 percent of the side fall accidents occurred within 10m. of the working
faces.
iv. All type of strata were involved In roof and side fair accidents. In the roof fall
accidents, 40% of the fallen strata were coal, 17 % were shale, 33% sand
stone and remaining were combination of coal/shale or sand stone.
v. The thickness of the fallen strata was up to 1 m in 07 percent cases of roof fall
accidents.
vi. The thickness of fallen strata was up to 1m in 81 percent cases of the side fall
accidents.
vii. 70 percent of roof fall accidents occurred due to inadequacy of supports in the
workings.
viii. 73 percent of roof fall accidents and 81 percent of side fall accidents occurred
where gallery width was more than 4 m.
ix. 64 percent of the roof falls and 64 percent of the side fall accidents occurred
due to lapses on the part of management and supervision.
It is obvious from the above analysis that most of the accidents were avoidable.
The analysis of the accidents, observations of the officers during inspection of mines and
inaction with support crew and subordinate supervisory officials revealed one or more of the
following :
A. Scope: The procedure will detail Selection of support crew members, classroom & on
the job training on setting & withdrawal of supports, roof testing, equipping them
with proper tools/ tackles making them aware of-their responsibilities and adoption
of a system approach to tackle the situation. This will apply to all parts of
belowground workings of every coalmine.
B. Objective: The objective is to reduce the likelihood of getting injury due to failure .In
identifying hazards related to fell of roof & side.
D. Training.
Selected members of the support crew shall be undergo initial basic training as
per V.T. Rules and specific training modules developed for the support crew.
They are to be appraised of proper method of roof testing arid dressing and,
taking personal protection in way of standing at safe place while testing the roof.
They are to be trained in proper, use of tools/ tackles for supporting the roof,
withdrawal of supports, anchorage testing etc.
They are to be appraised the significance of supporting the roof as soon after the
exposure of the roof as possible to prevent bed separation.
They should be told the hazardous mechanism of roof and side fall. They are also
to be explained about the method of work being, practiced in the mine.
They should also be apprised of the phenomena of side spalling and method of
providing side supports.
E. Procedure:
i. In the beginning of the shift, the support man accompanied by the Mining Sirdar shall
check and test the conventional supports in the development and depillaring area and
shall assess the requirement of additional supports to be provided during the shift.
ii. After every round of blasting, support of roof and sides shall be tested at all places
within the zone of influence of blasting as decided by the manager.
iii. Bolting of roof shall be done as soon as possible after exposure of the roof.
v. Separate crew shall be provided for the haulage and the traveling roadways and
old workings.
vi. Whore the coal has a tendency to spall, the sides shall be kept supported
systematically in addition lo roof supports.
F. Equipping
As per requirement, support crew shall be provided with hammer adjustable wrenches,
crowbar, suitable bunions/measuring tape, adze/axe pusher/stemming rod, etc/A,
sufficient supply of support materials shall be ensured; Safety support! withdrawal
machine, anchorage testing machine tripods etc., shall be provided where require
crewmembers shall also be given personal protective equipments.
Manager Assistant Manager. Under Manager are responsible for providing proper tools/
tackiest and training to the crew members and also to ensure that entire operations are
carried out in a safe manner.
To
It is obligatory .in the part of the management of each mine that they will not allow any
person to go into or work in mine unless he/she wears a protective footwear of approved
type which shall be supplied free of charge by 'the mine management at every six
months.
This holds good for the female workers who are engaged in surface operation and in
quarries. Special types of foot wear as per Indian standard 11225-1965 and duly approved
by DGMS for use of female workers are available in the market.
You pre once again requested to provide the above type of shoes to (ho female workers as
per the requirement of the statute. You are also requested to ensure that no female
workers are engaged in the mine unless she wears a protective footwear of the type
mentioned above.
To
Recently while Inspecting a degree III gassy mine it was observed the concentration of
methane in a taw when measured with one instrument showed 0.4% while the oilier of
the same make showed 4.0% In the same face. During the same Inspection at another
face the two instruments indicated 0.4% & 0,1% CH4 respectively. Obviously the-
methanometers were not calibrated need not elaborate on the consequences of such faulty
measurement.
Checking the accuracy of the instruments and getting them recalibrated at regular interval
would bring out any defects in the instruments. As such! would once again like to draw
Immediate attention of all concerned regarding correct and timely calibration of all
monitoring equipments and advise that the following calibration schedule be strictly
adhered to:
To
A large numbers of mobile cranes arc being used for material handling purposes in most
of the mine premises. A few fatal and serious accidents have been reported due to unsafe
use of such mobile cranes.
In view of the above, a code of practice for safe use of mobile cranes have been framed
based on B1S 4573 of 1982 and BIS 13367 (Part 1) of 1992. The code of practice is as
follows :
A load radius indicator shall be provided which shall be clearly visible to the
driver and indicate the appropriate safe working load and radius for whatever
configuration of the crane is used.
Motion limit devices shall be provided to limit hoisting, derricking, slewing, and
boom extending or any other crane motion incase of overload or unsafe operation.
Effective guards shall be provided for year wheels, chain drives and revolving
shafts, couplings, collar's and set screws or similar moving parts, unless those
parts are made sate by design or by position or arc effectively guarded by parts of
the crane structure.
1.6 Design Parameters of the mobile crane :
All parameters should meet the specifications for power driven mobile crane -
BIS 4573 01’ 1982.
1.7 Shackles and slings must conform to the relevant Indian Standard. Test Certificates of
the shackles and slings shall be maintained along with the other crane records
followed by periodical inspection.
The supervisor must be trained and experienced to plan the total lifting operation
safely, lie shall ensure that there is an effective procedure for reporting defects and
incidents and that adequate maintenance of the equipment is carried out.
He shall be given authority to slop the operation of the crane whenever the considers that
danger is likely to arise should the operation continue.
The Crane driver shall be responsible for the correct operation of the crane in
accordance with the manufacturers instruction book and the plan. The crane driver
shall at any one time only respond to the signals from one slinger/signaller who,
should be clearly identified. He shall ensure that the crane is not operated in
overloading situation.
2.3 Slinger
The slinger is responsible for attaching and detaching the load to and from the crane
hook and the use of correct lilting gear and equipment in accordance with planning of
the operation. The slinger shall be knowledgeable enough lo use the proper sling at
the proper place of the load lo be lined.
2.4 Signaller
The signaller shall be responsible for relaying the signal From the slinger to the crane
driver. The signaller may be given the responsibility for directing movement of the
crane and load instead of the slinger provided that only one person has the
responsibility. The signaller must understand the signal code
All competent person shall use safety gloves, helmet, safely spectacle, car defenders
during appropriate operation.
No person shall be permitted to board a crane without rust obtaining the driver's
agreement.
These shall be provided in all the cabins of the crane. They shall be periodically
inspected and renewed as necessary.
7.1. Records shall be maintained for each crane that are sufficient to enable the
condition of the crane to be determined and its fitness for further operation to be
properly assessed.
7.2. Records shall also include technical information including maintenance instructions
and performance data provided by the manufacturer.
7.3. Records of test certificates and all inspections or ropes and brakes shall be
maintained. All significant repairs shall also be recorded.
Where any part of. the crane of its load can not be kept clear of such hazard, the
appropriate authority should be consulted.
Supervisor must ensure that all daily, weekly and monthly checks a3 recommended
by the crane manufacturer are carried out and proper records be maintained.
10.2. Load lifting capacity chart for different con (1guralion like on 'TYRE', on
'OUTRIGGER', maximum rope tension etc. shall be available with the crane. Load tilling
capacity on TYRE shall actually be much less compared to the load lining capacity on
OUTRIGGER as can be seen from the literatures/load charts supplied by the crane
manufacturers.
11.0 Stability
11.1 Condition of tipping: The crane is considered to be at the point of tipping when
balance is readied between the overturning moment of the load and the stabilising
moment of the machine at which point addition of any further load will cause imbalance.
11.2. To avoid topling of crane, the operator should select correct configuration prior to
the operation of the crane like telescopic of boom, slewing of super structures, derricking
of boom, lining of load etc.
Normally mobile crane should not be used as a transport equipment. However, where
pick and carry operation by the manufacturer or the crane has been permitted, the crane
driver shall not exceed the maximum recommended load for pick and carry and he shall
keep the load either at over front or over rear as mentioned in the crane configuration and
lock the slewing operation.
Minimum ground clearances shall be maintained in such cases so that the carrying load
may be guided/supported. I lie traveling speed or the crane during pick and carry shall be
as minimum as possible (within 1 Km to 4 Km per hour) or as recommended during such
operation by the manufacturer.
13.0 Training
The competent persons must obtain training for operation and safely in the use or crime
in consultation with the crane manufacturer.
Henceforth, the above guidelines may be strictly followed for the use or mobile cranes in
mines in the interest of safely.
( A. K. RUURA )
Director – General of Mines Safety
Govt of India :
Ministry of Labour
TO
During the conduct of an workshop on "Management of roof and sides" for Workman
Inspectors, it was revealed that following issues need to be addressed urgently to
maintain the efficacy of Installed rock reinforcement systems in underground coal mines:
II. Strict and appropriate supervision of threading operation on roof bolt rods, by
a competent person and, ensure compatibility of roof bolt threads and nuts.
III. Ensure supply of Bearing plate of connect dimension and material conforming
to BIS-specifications.
IV. (a) In case of in-house production, develop effective mechanism to monitor the
quality control aspects of the (i) Ingredients/chemicals used in the capsules,
and (ii) prepared cement capsules, by deploying a competent person.
VI. Ensure deployment of personnel in all the three shifts for installation of roof
bolts under the direct supervision of an Under Manager/Overman.
VII. Ensure systematic anchorage testing of installed roof boils under the direct
supervision of Under Manager with special attention to:
VIII. Initiate action for conduct of Training and awareness programmes for
supervisors/workmen Inspectors and Asst. Mangers/Under Managers on
"Management of roof and sides", on regular basis.
In the recent post, Inquest by S&T Division of DGMS into the Incidents relating
to roof side fall causing fatal and serious injuries in coal mines where roof bolting
was used as a primary means of roof support, revealed among others, deficiencies
relating to one or combination of the above.
As you are aware, the importance of devising a proper strata management system for safe
conduct of mining operations in underground coal mines can not be overemphasized. It is
therefore requested to initiate urgent and immediate action to address the issues
mentioned above, where rock reinforcement systems are in use as a means of stabilization
of strata, under intimation to the Directorate.
To
Investigation into a few serious accidents revealed that while using gas welding set lo cut
angles or material there had been incidence of back fire which caused burn injuries to the
welders. When a back (Ire occurs, the products on explosion will normally go back to the
point where gases of the system get-mixed. The explosion generates sufficient heat to
explode the forward (lowing gases. The phenomena happens very rapidly and can be
detected by a sharp bang followed by a high pitched scream or whistle. Black smoke can
be often seen emitting from nozzle. Flash back is actually a back fire where so much
energy can be generated that the explosion is forced back along one of the hoses and can
even burst it. Then there is the risk of explosion passing through the regulator to cylinders
with a possibility of an accident with even fatal consequence.
In some welding sets a non return valve had been provided as a safe guard.
However/provision often return valves will only ensure gases cannot back feed into the
system but will not slop the force generated by a Hash back once it has occurred and
danger due to explosion can not be eliminated.
It is therefore recommended that flush back arrestor be provided in the gas welding set on
the oxygen and fuel gas line in the regulator side as well as Nozzle side.
ISO 5175 of 1987 (E) has dealt with "Equipment used in gas welding, cutting and allied
process as - safely devices for fuel gases and oxygen or compressed air - General
specifications, requirements and tests."
It is necessary that the flash back arresters so provided should conform to ISO 5175 of
1987(G) for the latest version as and when published) in all respect. Such flash back
arrestors as per the above standard shall be provided with non return valve, flame
arrestor, pressure relief valve, temperature sensitive cut off valve, pressure sensitive cut
off valve and excess flow cut off valve.
The above recommendation may be complied henceforth in all gas welding and culling
processes in the interest of safety.
(DASHRATHI SINGH)
Chief Inspector of Mines & Head of Deptt.
Bharat Sarkar/Government of lndia
Shram Mantialaya/Ministry of Labour
Khan Suraksha Mahanideshalaya .
To
Sir.
You are aware, the Ninth Conference on Safely in Mines recommended to adopt Risk
Management as a tool for development of appropriate health & safety management
systems in Indian mines. It was further suggested that the risk assessment exercise should
follow an appropriate process.
The Science & Technology division of this Directorate conducted several workshops on
"Risk Management in Indian mines with the assistance of experts from Australian
International Mines Safety Training Co. Pvt. Ltd., under an Indo-Australian Aid Project.
Drawing in outs from inferences drawn from the workshops and synthesizing the same
with International recommended, practices, a document on "Safety Management System -
A guideline for implementation" has been prepared and enclosed as annexure - 1. A Risk
Management Plan, designed by the officials of a coal mine is given in the Annexure-11
for understanding the actual process. This is given as guide only and need to be tailored
for specific requirements.
You are requested to undertake a formal risk assessment process with (the help of above
guidelines. It should be followed by preparation of 'Risk Management Plans' and
implementation thereof, aimed at reducing the likely hood and impact of mishaps of all
kinds in Indian Mines.
Yours faithfully
Leader Team
Date
Leader Team
Date
3. Action Plan
Leader Team
Date
Step 1
Step 3
MACHINERY
Maintenance schedule -Implement, -
not followed monitor & /or take Maintenance
-Temporary trailing cable connective action schedule
joints for non compliance -Inspection
-Bye-passing protective -Step doing supervision
devices temporary joints and
-Unskilled operators -Step machines if monitoring
-Moving parts of protective device is procedures
machines not functioning -Unsafe
-Step machines if practices
shield operator is unsafe act
not present – train and colliery
more operators standing
-Fence moving order
parts of machines
& don’t allow
people wearing
loose dresses
LACK OF AWARENESS
-Non existence of -Document all -Training
documented procedures procedures and procedures
-Improper / inadequate issue to concerned
training persons.
-Improper -Training and
communication feedback
-Inadequate publicity -Detailed written
/objective not explained communication
either by letter or
notice board
-Explain objective
SEALED OFF PANELS
-Improper management -Blanketing/Crack -Subsidence
of subsidence area filling & proper management
-Poor monitoring procedure
construction/maintenance -Construct & -Sealing
of seals. maintain seals as procedure
-Improper supervision detail in sealing -Inspection,
-Improper sampling & procedure supervision
analysis procedure -Regular &
supervision monitoring
-Sampling & procedures
analysis as per -Sampling
sampling protocol protocol
INADEQUATE SUPPLY OF SPARE PARTS
-Improper procurement -Advance planning -Material
planning considering past procurement
-Delay in procurement requirement & & Storage
action growth procedures
-Importance not given to -Avoid delay
the indents -Agent to send
retailers
USE OF UNCALIBRATED INSTRUMENTS
-Non-existence of -Develop a system
calibration procedures for periodic
-Non-existence of calibration,
calibration infrastructure. document,
-Non-availability of spare implement &
instrument monitor
-Competent
authority may be
appraised &
renonded for need
and stams
VENTILATION NOT TO PLAN
-Delay in construction of -Competent -Sealing
stoppings authority may be procedure
-Tampering of ventilation appraised about the
devices ** of contractor for
-Poor construction of doing jobs at lower
stoppings rates may be
requested to solve
the problem at the
earliest.
-Effective
inspection &
supervision
OTHER FIRES
-Conveyor Fire -Clean spilled -Conveying
-Electrical Fires coal/dust regularly & Hauling
-Fire during gas cutting & maintain drums procedure.
-Spilled off Lubricants & rollers properly. -
-Maintain as per Maintenance
schedule & fire schedule.
extinguisher of dry -Fire
chemical prevention
powder/co2/ABC procedure.
type near electrical -Welding &
appliance.Machine gas cutting
shall not be opened procedure.
bye-passing
protective devices
or with temporary
cable joints. joint
boxes shall be
compounded. Use
only approved type
electrical
appliances.
-Site of gas cutting
must be stone
dusted well if
combustible
material is there &
arrangement for
water & fire
extinguisher must
be kept ready.
-Clean all spilled
off oil/lubricants
well to mark the
site intrinsically
safe.
SAFETY MANAGEMENT SYSTEM - A GUIDELINE FOR
IMPLEMENTATION
BACKGROUND
Indian Mining Industry makes a major contribution to the national economy and to the well being of
the society as a whole. The country's mineral industry represents a unique.. mix; of very small to
medium to large mines. Currently there are 596 coalmines, 40 oil projects and a large number of
non-coal mines with more than 6000 being in record, under the Mines Act (however the figure is
estimated to be much larger). Besides, there are innumerable small quarries restricted to shallow
depth and employing a small number of persons that do not Tall Under the purview of the Mines
Act Total workforce of the mining industry in India consists of about one million. For the continuing
viability and stability of the industry, it is important that full advantage be; taken of developments,
in mining methods & procedures, modern machinery & equipments and advances, in approaches to
management of all mining activities. It including health & safety.
While safety in any sphere of activities is important, it has special significance when the risk is
greater. Unlike the major industries, mining has high potential, risk of accidents. It has a dubious
distinction of involving a very high actual hazard as the environment changes continually ,With the
progress, of work. It is therefore, not possible; for, any external agency to ensure safety of any mine.
The principal responsibility for the safety and good health of workers employed in (mines rests with
the management of that mine.
The present day environment demands to have a fresh look at Safety Management as a structured
process composed of well defined systems that emphasises continuous improvement in work quality,
health, welfare and productivity of workforce engaged in mineral industry through setting up of
improved safety standards and their effective implementation and administration. Because the
statutory provisions can never be fully comprehensive, appropriate and site specific and because the
process of Legislation Making is often slow these often trail behind the technological innovations.
Trend, world over is, therefore, to make the 'statutory provisions 'Flexible' by switching over from
the regime of Prescriptive Regulation9 to ' Self Regulatory or Goal Setting Legislation', It is now
widely accepted world over that the concept of Risk management through Risk assessment
contributes greatly towards achieving these objectives. Considering .the accident scenario in Indian
Mining Industry, it has now become essential that risk assessment be undertaken of the hazardous
operation ,equipment and machinery, taking : account of me procedures used, maintenance,
supervision and management
Introduction of risk management as a tool for development of good health and safety management
system is a breakthrough in the traditional strategy as it differs from the existing one by involving
the entire staff in the realization of safety improvement programme with responsibility; and
accountability sharing proportionate to the decisions is making authority. The system is sure to be an
effective tool for improvement' of health and safety-scenario in our mining Industry. The Risk
assessment process will: Identity all the existing and probable hazards in the work environment and
in all operations, assets the risk levels of those hazards in order to priorities which needs immediate
attention for redressal. where, maintenance of ongoing management will be sufficient and which are
of very mild nature. Then for managing these risks, different Mechanisms (underlying causes)
responsible for these hazards are identified and their control measures set to timetable. are recorded
pinpointing the responsibilities.
Further, the monitoring and auditing at regular interval recommended as a part of the system would
ensure that safe operating procedure are followed evaluated, corrected. Standardized and
documented training procedures for workers and executives are in place and are carried out regularly
and commitment to health and safely is demonstrated at all levels of organisation On implementation
of the system, an appropriate safety level in each stage of operation may be obtained by a systematic
and documented management system with well-defined responsibility and accountability for safety
among the mine employees.
This Guideline is to .assist mines put a renewed focus on managing health and safety in their
workplace.
The risk of various hazards arising in any mines ranges from almost zero to very high depending
upon the deposit being worked, the complexity & size of mining operation as well as the conditions
under which this is done and culture of the mines. Whilst many of these are mitigated by following
Standards, the aim of this Guideline is to introduce new methods to assess and manage hazard in
mines.
The Safely Management System established by a mine must ensure all risks are identified and
critical meal risks are controlled to ensure long-term health and safety.
A Safety Management System should set the culture, framework and. Actions necessary to ensure
that mining operations are carried out safely.
In order to turn these commonly agreed principals into an effective safety management system for,
the mine, the system may include the following elements :-
• The basis for ensuring safe and healthy production depends primarily on: -
Attitude of welfare at all levels
Competent people
Filter-purpose equipment
Suitable work methods (or processes and procedures)
Planned and controlled work environments
Good management will set standards to achieve these objectives and a suggested structure for the
Safety Management System is summarised below and detailed in Sections 3 to 5.
The Mine Health and Safety Policy is a statement by the organisation of its Occupational health and
safety philosophy and intentions. It provides a framework for action to achieve safety objectives and
targets. The Policy should:-
Ensuring the safety of a mining Operation is a complex task requiring the continued commitment of
all personnel associated with the mine as well as compliance with all safety legislation, guidelines
and circulars. The effective management of safety within a mine Includes the following :-
A sound Health & Safety Policy which Is supported by all sectors of the mine
Clear roles and responsibilities of all personnel for safety
A safety management program and forward plan
A safe work place design for jobs equipment and materials
Induction, training & continuous improvement of staff
Hazard identification and control management
Appropriate accident and emergency plans
Effective accident / incident investigation and reporting
Auditing of processes and outcomes against Policy
Review of safety management plans
In the effective management of safety, alt mine personnel have different roles to play but still have
the same objective. They also share a duty of care to: -
The roles of the following Key Staff in the Safety System should be clearly spelled out In the safety
management system as well as in ail the lower levels of the plan.
Owner, Agent. Manager, Supervisor, Safety Officer Workman Inspector,Trade Union
Representative, mechanic, operator, Worker Contractor, and Contractor Management, etc
The safety Committee can have a significant rote in effective Mine Safety Management It contains
representatives from all aspects of the mine with a focus on ensuring and improving health and
safety in the workplace. Whilst the committee's function is well defined in the Mines Rules, the
Safety Plan needs to outline the operation of the Safety Committee to ensure committee members
and the mines workforce are quite clear on its role, its responsibilities and objectives.
4. MANAGEMENT LEVEL
The management of the mine should conduct a risk assessment process to identify any hazard that
could influence the safety and health of workers of the mine.
For all hazards that pose a potential chance of multiple fatalities at one time and are not fully
controlled, a Hazard Management Plan must be drawn up.
To operate mines safely all hazards must be quickly identified and controlled. Using a risk ranking
process can assist mine staff to identify the highest rjsk hazards for attention. This process is
summarised below and detailed In Section 7.
Identify hazards
Assess the risks posed by these hazards (risk ranking)
Control or treat hazards to reduce unsafe or unhealthy situations
This technique should be used to assist effective management of safety in the workplace within the
Safety Management Plan.
It should be noted that Hazard Identification and Risk Assessment should not be considered to be a
once off occurrence but should be done at regular intervals to ensure that the plans to cope with
identified hazards are pertinent and up to date.
The Safely Management Plan is a working document which Outlines all of the actions to be carried
out to ensure the safety and health at the work place. This document is fundamental to the
management of safely by the Health and Safely Committee and Management The sort of issues
which should be addressed in the Safety Management Plan include.
Important committee or safety related meeting dates
Dates to review policies, manual or work procedure.
Dates required for major hazard analyses to be completed
Outcomes or actions following review of hazards, accidents or statistics
Actions, dates and responsibilities to complete agreed actions.
Achievement of actions.
Improving health and safety in the workplace
Reviewing accident/incident reports & statistics.
Identify hazards & the review of action plans.
Meeting arrangements for sub-committees, if formed.
Implementing & managing the Plan,(schedule of activities)
Reporting responsibilities, and notice boards .
Accompanying the Safety Management Plan should be a Safety Manual. This manual would
outline the operational procedures to comply with the overall and specific hazard
management plans.
It is the document that would be available to all workers on site and should enable them to be
aware of not only this framework within which they have to do their work but also what is
expected from them to ensure a safe and healthy work environment
II could contain:-
5. OPERATIONAL LEVEL
Operational processes and safe operating procedures heed to be made to suit the site-specific
conditions of the mine. These need to be simple and clear whilst meeting the requirements of
legislation, regulations, Mine Standing Orders and recognise Hazards associated with that
work. These operating procedures must form the basis for training and competency
assessment of mine operators.
Work associated with each step of the mine production and maintenance
Roof Support methods and rules
Explosives transport, storage, handling and usage
Ore handling, storage and transport
Traffic rules and safety on haul roads.
Rules for operating equipment
Usage of Personal Protective Equipment and critical spots in the mine for
dust, noise, heat vibration, Illumination etc.
Inspections, supervisions and daily reporting requirements.
Emergencies;
Housekeeping rules.
The safety management system should at all time be such that it promotes a process of
continuous Improvement.
Because of their status and immediacy to the job, Managers and Supervisors have a key
safely role in the nine to ensure:-
6.1 Definitions
Risk: combination of the likelihood of a specific unwanted event and the potential
consequences if it should occur
Risk Rating: The category or level or risk assigned following risk assessment(eg.
High, Medium, Low etc.) .
Risk assessment is to be performed on a regular basis. The goal For each risk
assessment session is to identify hazards, determine risk ratings and controls, and lo
review the implementation of risk controls from previous risk assessment sessions.
The following workflow diagram illustrates the areas involved in performing a risk
assessment session.
Assemble Identify Determine
Review Hazards
Review Ranking
Determine Rank
Initiate
The process of identifying hazards is possibly the most Important part of the whole
risk assessment process. This can be done in many ways but the objective is to ensure
that all of the possible hazards are identified.
Hazards are only discounted when they have been assessed not to pose a risk. Until
that is done all possible hazards should be identified and noted down.
Normally the host process is to proceed step by step through a task. A number of
other processes can also be utilized: -
Look at specific issues and jobs. Break processes up into nodes. Examine each node
independently and look al failure modes or-things that can go wrong for each node. Examine
accident-prone jobs of situations. Carry out a brainstorming exercise and visit the site.
Identify all hazards. Hazards will be identified that are likely or less likely, have major and
minor impact and importance. At this stage collect do not exclude ideas, be defensive or
squash potential hazards that are raised Record findings.
Notwithstanding whichever method is used for the Identification of the hazards, they should
all be noted down so that a record of their existence is kept This can be used to save time and
effort when further rounds of risk assessment are being done. Simple forms are provided in
the Appendix for use.
There should also be a mechanism for reporting of hazards by staff as they are found which
is separate from the formal risk assessment process. Hazards to be recorded before stall
forgets about potential hazards. or are not selected for the risk assessment team.
Identify which risks are most in need of attention, and the options for
achieving that risk reduction identify which risks need careful ongoing
management, the nature of the ongoing management as well as the indicators
that show that the risk is being rnanaged.
Identify triggers which might be used to monitor that hazard and initiate
remedial action If elimination is not feasible. The process of Risk Ranking is
carried out by considering both the Likelihood of the occurrence of each
Hazard and the potential Consequence should the Hazard occur. Each can be
estimated or calculated by engineering principles. This will enable the risk
ranking to be carried out. Risks am ranked accorroding to the level of risk ie.
the highest risk to the lowest risk.. It is important that the risks are ranked to
identify those requiring immediate attention and maximize benefits from the
efforts.
The risk of any hazard is dependent upon the chance that it will occur
(likelihood) and the impact of an occurrence (consequence) : -
Risk Score =Likelihood x Consequence
Consequence is the size of the loss or damage. In terms of health and safety.
K is the degree of harm that could be caused to people exposed to the hazard,
the potential severity of injuries or ill health and/or the number of people who
could be potentially affected. It should be remembered Dial consequence of a
hazard need not only be In terms of safety criteria but could also be In terms
of a money loss, Incurred costs, loss of production, environmental impacts as
well as public outrage.
In some cases personnel are only exposed to the hazard for part of the time. A
more detailed analysis can be carried out of the Risk Ranking by taking tills
into consideration. Replacing Likelihood by Exposure (% time personnel are
present) and Probability (chance that they will be harmed).
Risk score =s Probability x Exposure x Consequence
Examine the high priority risks. Consider the potential to reduce or eliminate the risk
by using the hierarchy of controls. This assists establishing methods to reduce the
risk. From experience, the effectiveness of each method is given as .a percentage after
each of the control descriptions.
Separation: Isolate hazard from person by guarding, space or time separation (50%)
Training: Improving skills making tasks less hazardous to persons involved (20%)
Personal protective equipment: Used as the last resort, appropriately designed and
properly fitted equipment where other controls are not practicable (5%).
Control measures, can reduce either the Likelihood or Consequence of the event or
both; Depending on the level of reduction of the hazard there could still be a resjdual
risk that needs to be monitored, so that, a secondary prevention process can be
initialed when trigger points are reached.
The team should develop an action plan recommending actions, responsibilities and.
when it should be completed. Put forward to decision-making authority and review if
necessary/Make a decision to proceed.
A number of forms are included for carrying out this activity. Alternatively, the use of
software tools will enable the recording of controls and allocation of responsibility for
controls. Whichever method h used It should be formalised and controlled.
periodically.
Each mine will have training programs for employees, which need to be reviewed
against safety criteria. The updating of training requirements should include
retraining of existing personnel to the new skill level. This can be performed on-the-
job. When the new skill, procedure, etc. has been taught to an individual and they
have been assessed to have achieved that Competency, this should be recorded. This
allows the mine to track staffs that are qualified to perform particular tasks. In some
instances, staff should be prevented performing tasks until they have been correctly
trained in new procedures and are considered competent to perform a task safely.
This would be a Standing Order to ensure compliance with Regulations and to inform
mine personnel of responsibilities mid reporting requirements. It should cover: -
Reviewing the effectiveness of programs within the. Safety Management Plan. This
should be an on-going process. This should show whether policies, Regulations and
expectations are being met or where systems can be made more effective. Both
internal and external audits should be considered. Auditors need training to be
objective and independent Management Team or the Health and Safety Committee
would have to decide how often would audits be done, what systems or areas would
be audited and reporting arrangements.
7 PROCESS
Using the equations in Section 6.2.3 the following y3165 can be used to calculate
Risk Score for a Hazard.
Risk score = Consequence x Likelihood
Risk score = Consequence x Probability x Exposure
Several dead 5
One dead 1
Significant chance of fatality 0.3
One permanent disability/ 0.1
less chance of fatality
Many lost time injuries 0.01
One lost time injury 0.001
Small injury 0.0001
Continuous 10
Frequent (daily) 5
Seldom (Weekly) 3
Unusual ( Monthly) 2.5
Occasional (Yearly) 2
Once in. 5 years 1.5
Once in 10 years 0.5
Once in 100 years. 0.02
Management of safety issues based on assessment of risks not only, integrates safety
with productivity but also can be used as a very good tool for-.reduction of costs. The
systems stand on the premise that.all risks need not be eliminated and different
control measures can be adopted for different levels of risks. The key here, is to aim
for ALARA (as low as reasonably achievable), which eventually depends on cost
considerations. The system allows prioritisation of allocation of scarce resources
thereby cutting costs and reducing wastages. This assumes great importance in the
current Indian scenario.
The other merits of the system are that it is created by the mine operators themselves
through considerable brainstorming. This approach let the mine operators/users feel
ownership of the system, something that is not cast upon horn by experts. Govt.
agencies or outsiders, and hence chances of successful implementation is much more.
In this system, grey areas are minimized; responsibilities for action are pinpointed
and scopes for auditing and improvements are always present.
Per conveniences of the mine operators different forms for risk assessment its control
and audit is enclosed in Anhexure-1. "A Risk Management Plan designed by the
officials of a coal mine is given in the Annexure-II for understanding the actual
process. This Is given as guide only and need to be tailored for specific requirements.
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