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JULY /AUGUST 2020 | MIND.SCIENTIFICAMERICAN.

COM

INCLUDING

DO WE

Fostering REALLY HAVE


FREE WILL?
HOW TO

Resilience
Traumatic events like pandemics
TALK TO
PEOPLE YOU
DISAGREE
WITH

can spur transformative FIVE BRAIN


psychological growth PERKS OF
BEING A
MUSICIAN

WITH COVERAGE FROM


FROM
THE
EDITOR

Your Opinion Matters!


Help shape the future
of this digital magazine.
Let us know what you
think of the stories within
these pages by emailing us:
LIZ TORMES

editors@sciam.com.

The Glimmer of a Silver Lining


Months of pandemic lockdowns, an economic crisis and necessary social upheaval are taxing each and every one of
us. As Wired writer Matt Simon outlined in an article in early June, our bodies are programmed to deal with short
spurts of stress. Longer hauls of strain amp up levels of the hormones cortisol and adrenaline and lead to a host of
problems from anxiety to insomnia and—in the extreme—even Cushing’s syndrome. But we don’t have to stress out
over the stress. Author and psychologist Steve Taylor writes in this issue that experiencing trauma and turmoil can lead
to positive effects in some people. So-called post-traumatic growth leads nearly half of those who experience intensely
stressful events to later find a new, more positive perspective on life. This transformation often includes a stark recog-
nition of what truly matters and of what brings a sense of meaning to your existence. Despite their past hardships,
those who report these positive effects feel that they end up in a better mental place than before their ordeal (see
“The Coronavirus and Post-traumatic Growth”).
Elsewhere in this issue, our Beautiful Minds columnist Scott Barry Kaufman talks with philosopher and professor
Robyn Repko Waller about the scientific study of human free will (see “The Neuroscience of Free Will”). And research-
ers at Harvard University reveal how particular language strategies can improve conversations between individuals and
groups that disagree with one another (see “The Right Way to Talk across Divides”). What a welcome outcome that

TOM GRILL GETTY IMAGES


would be.

On the Cover
Andrea Gawrylewski Traumatic events like pandemics
Senior Editor, Collections can spur transformative
editors@sciam.com psychological growth

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WHAT’S July-August
2020
Volume 31• No. 4

INSIDE
OPINION
26. The Coronavirus and
Post-traumatic Growth
Surviving an awful
experience can lead
to some surprisingly
OLIVER ROSSI GETT Y IMAGES

positive psychological

JOHN M. LUND GETT Y IMAGES


effects in many people
29. Your Brain Will
Thank You for
Being a Musician
Here are five
reasons why
NEWS 31. Be Yourself—
4. The Loneliness of Everyone Else Is Taken
the “Social Distancer” How to find meaning in
Triggers Brain Cravings life through authentic
Akin to Hunger and autonomous living
A study on isolation’s 33. What Neuroimaging
neural underpinnings Can Tell Us about Our
implies many may feel Unconscious Biases
literally “starved” for It reveals that they
involve the amygdala,
GETTY IMAGES

contact amid the


PAWEŁ JOŃCA
COVID-19 pandemic the prefrontal cortex,
6. The Problem with the posterior cingulate
Telling Children They’re and the anterior
Better Than Others FEATURES temporal cortex
There is a superior way 9. Constant Shifts 12. Longevity Gene 14. The Neuroscience of Free Will:
between Mental States May Protect against ILLUSIONS
to motivate kids and A Q&A with Robyn Repko Waller
Mark a Signature a Notorious Alzheimer’s 35. Wrong-Headed
make them feel We discuss blending philosophy and neuroscience
of Consciousness Risk Gene Arrows
proud about their in unraveling the mysteries of free will
Both of two essential Some nominally high- This illusion takes
accomplishments 18. The Right Way to Talk across Divides
brain networks that risk individuals may the right of way with
7. Marijuana May “Conversational receptiveness” can be learned
switch roles—one is have a lower chance your perspective
Not Lower Your IQ 21. Roots of Mental Illness
Rigorous new studies on when the other of developing dementia Researchers are beginning to untangle the
should be able to settle is off—shut down in than once thought common biology that links supposedly distinct
the matter unresponsive individuals psychiatric conditions

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NEWS

The Loneliness
of the “Social
Distancer” Triggers
Brain Cravings
Akin to Hunger
A study on isolation’s neural
underpinnings implies many may
feel literally “starved” for contact
amid the COVID-19 pandemic

Loneliness hurts. It is psychologically intuitively satisfying, yet it has long point to one telling conclusion: our ates in the brain. They were inspired
distressing and so physically un- proved difficult to test in humans. need to connect is apparently as fun- by similar research in animals and
healthy that being lonely increases On March 26, however, just as the damental as our need to eat. by the pioneering loneliness studies
the likelihood of an earlier death by COVID-19 pandemic gripped the The extraordinary scientific timing of the late University of Chicago
26 percent. But the feeling may world, researchers at the Massachu- of the paper’s release—just as tens psychologist John Cacioppo.
serve a purpose. Psychologists theo- setts Institute of Technology posted a of millions of people were suddenly But enforced social isolation is so
rize that it hurts so much because, preliminary report on bioRxiv. It was starved for contact—was far from rare in healthy, nonincarcerated

OLIVER ROSSI GETT Y IMAGES


like hunger and thirst, loneliness the first study in humans to show that intentional. When they began the humans that it gave the team pause.
acts as a biological alarm bell. The both loneliness and hunger share sig- work three years ago, neuroscien- “I sometimes struggled to articulate
ache of it drives us to seek out nals deep in a part of the brain that tists Livia Tomova and Rebecca what that would be like in the real
social connection just as hunger governs very basic impulses for Saxe and their colleagues wanted world,” Saxe admits. “Why would that
pangs urge us to eat. The idea is reward and motivation. The findings to demonstrate how loneliness oper- ever happen?” By the time the re-

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NEWS

searchers came to write their study prived of food and another where “These findings give or lonely they were, although feelings
this year, the unimaginable had they were denied social contact. The a name to what of hunger were consistently stronger.
become real. Now, Saxe says, “what sessions served as control condi- Finally, the researchers used
feels most significant about this tions for each other. countless people machine learning to confirm their
paper is that it’s a way to step out- The social-isolation condition was are experiencing findings. A software classifier trained
side the experience we’re having and challenging to arrange. Some people right now: social to recognize neural patterns during
look on it through a different lens.” are lonely in a crowd, whereas oth- fasting proved able to recognize
This is “a tour de force paper,” says ers enjoy solitude. To induce not just craving while staying similar neural patterns from the
psychologist Jamil Zaki of Stanford objective isolation but subjective at home to protect social-isolation condition even
University, who was not involved in feelings of loneliness, the research- the public health.” though it had never “seen” them.
the research. He studies empathy ers had the participants spend their “This tells us that there seems to be
and social interaction and is the time from 9 a.m. to 7 p.m. in a —Jamil Zaki an underlying shared neural signa-
author of The War for Kindness: sparsely furnished room at the labo- ture between the two states,”
Building Empathy in a Fractured ratory without phones, laptops or Tomova says. “Social contact is
World. “Speculatively, it suggests even novels, in case fictional charac- task similar to what is used in addic- a very basic need.”
that chronic social isolation might be ters provided some social suste- tion research. When drug addicts Even before the COVID-19 pan-
something like long-term undernour- nance. Puzzles were allowed, as was are shown cues associated with demic, an obvious next question for
ishment, producing a steady, aver- preapproved nonfiction reading or their substance of choice, “they the work was whether different
sive need that wears away at our writing. During the food-deprivation show a really strong wanting forms of social media could satisfy
well-being,” Zaki says. “These find- day, the subjects could not eat or response,” Tomova says. “It’s quite the need for social connection. Saxe
ings give a name to what countless drink anything but water over the established that this triggers this and Tomova were never able to get
people are experiencing right now: same time frame. dopaminergic response.” funding for such a study. It seems
social craving while staying at home Brain scanning immediately fol- In the scanner, the participants saw likely they will now. Tomova is
to protect the public health.” lowed each deprivation session, yet images of their preferred forms of already working with researchers at
The paper, which has not yet been measuring the relevant brain signals social interaction and of their favorite the University of Cambridge, where
peer-reviewed, describes a carefully was also challenging. Tomova and foods, as well as a control image she will move in the fall, to see if
designed experiment using func- Saxe focused on a midbrain region of flowers. “We found that this brain social media use during the pan-
tional magnetic resonance imaging called the substantia nigra, a center area specifically responded to the demic might be remediating feelings
(fMRI) to compare brain responses of dopamine release involved with cues after deprivation but only to of loneliness. “Twenty years from
to loneliness and hunger. After a motivation and craving. Because cues of what they had been deprived now,” Saxe says, “we will know what
baseline brain scan, 40 adult partici- an fMRI signal from the substantia of,” Tomova says. The magnitude of all the effects were of this experi-
pants underwent two 10-hour ses- nigra is indirect, the researchers the response correlated with the ence we are having.”
sions: one in which they were de- designed a cue-induced craving subjects’ self-reports of how hungry —Lydia Denworth

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NEWS

achieve. As one writer for the Novak


The Problem Djokovic Foundation noted, “Winning
a game or being the best in the class
with Telling Children gives children a good feeling about
They’re Better themselves and makes them proud,”
Than Others and it helps “children get motivated to
There is a superior way to take the next steps to achieve even
motivate kids and make them feel bigger goals, such as jumping even
proud about their accomplishments further.” Yet social comparisons can
backfire: children may learn to always
compare themselves with those
When parents ask, “What grade did around them and become trapped in
you get?” there is a common follow- a vicious cycle of competition.
up question: “So who got the highest One well-known strategy to elimi-
grade?” The practice of making nate social comparisons is to provide
such social comparisons is popular children with participation trophies.
in all corners of the world, research As the Dodo in Lewis Carroll’s Alice’s
shows. Many educators select and Adventures in Wonderland puts it:
publicly announce the “best student” “Everybody has won, and all must
in a class or school. Adults praise have prizes.” Such awards, however,
children for outperforming others. may not abolish social comparisons: dren with praise can, in some cases, current selves with their past selves,
Sports tournaments award those despite receiving the same trophy, cultivate narcissism, research shows. they do not compete with others.
who surpass others. Last year the children are sensitive to even minor How, then, can we make children We investigated this approach in
Scripps National Spelling Bee differences in performance between feel proud of themselves and moti- a recent study and found it effective.
awarded winners a $50,000 cash themselves and others. High-per- vate them without the unwanted First, we recruited a sample of 583
prize and their own trophy—just for forming children who receive the side effects? We believe a better children from various elementary
being better than others. Most same prize as low-performing ones approach is to use temporal com- and secondary schools. To set up
social comparisons are so common may feel unjustly treated and look parisons—encouraging children to the test, we had the children do

NICOLA TREE GETT Y IMAGES


in daily life that they are usually down on the latter group. More gen- compare themselves with their past a reading-and-writing exercise
glossed over. erally, those who receive unwar- selves rather than with others, such designed to influence the kind of
Social comparisons are well inten- ranted rewards may come to believe as by assessing how much they comparisons they would make:
tioned: we want to make children feel that they are entitled to recognition have learned or improved them- social comparisons, temporal com-
proud and to motivate them to and admiration. Indeed, lavishing chil- selves. When children compare their parisons or no comparison at all. For

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NEWS

example, in the social-comparison can praise children’s improvement gressively more problems. Much less
condition, a nine-year-old girl wrote, over time (“You’re getting the hang Marijuana May Not documented, however, is whether
“I was better than my peers at sing- of it!”) to let them know they are the drug has lasting effects on cog-
ing. I can sing and others can’t. I find making progress and heading in the Lower Your IQ nitive abilities. Finding the answer to
myself really important. I love sing- right direction. Also, teachers can Rigorous new studies should that question is essential. Depending
ing, I keep doing it, and I'm simply create learning contexts that track be able to settle the matter on the severity of any such effects
the best.” By contrast, in the tempo- children’s progress over time, such and their persistence, marijuana use
ral-comparison condition, a 13-year- as report cards that display their could have significant downstream
old girl wrote, “At first, I didn’t have changes in learning and perfor- Around the world, about 188 million impacts on education, employment,
many friends. But at some point, I mance. By doing so, adults teach people use marijuana every year. job performance and income.
was done with it. So, I started sitting children that outperforming oneself The drug has been legalized for rec- There are plausible reasons why
next to random people and they is more important than outperform- reational use in 11 U.S. states, and the teenage brain may be especially
became my best friends. Now that ing others and that even small victo- it may eventually become legal at vulnerable to the effects of mari-
I have that many friends I feel good ries may be celebrated. the federal level. In a Gallup survey juana use. Natural cannabinoids play
and confident.” Of course, temporal comparisons conducted last summer, 12 percent an essential role in brain cell migra-
In the study, we found that chil- are not a panacea; we should never of American adults reported that tion and development from fetal life
dren who compared themselves push children to improve themselves they smoked marijuana, including onward. And adolescence is a cru-
favorably to others or to their past relentlessly. The road toward self-im- 22 percent of 18- to 29-year-olds. cial age for finalizing brain sculpting
selves all felt proud of themselves. provement is paved with struggles Those are the stats. The conse- and white matter proliferation. The
Children who compared themselves and setbacks. Rather than making quences remain a mystery. hippocampi, paired structures in the
with others, however, said they children feel bad for those failures, As access to marijuana increas- temporal lobe that are crucial in the
wanted to be superior to such peo- we should encourage them to es—and while acceptance of the formation of new memories, are
ple, whereas those who compared embrace and learn from them— drug grows and perception of its studded with cannabinoid receptors.
themselves with their past selves and thus help youngsters become harmfulness diminishes—it is import- THC, the main ingredient behind
said they wanted to improve rather better than they were before. We ant to consider the potential for marijuana’s “high,” acts on the brain’s
than be superior. Temporal compari- need to offer children more opportu- long-term ill effects, especially in cannabinoid receptors to mimic some
sons shifted children’s goals away nities to make temporal comparisons, users who start young. One of mari- of the effects of the body’s endoge-
from a desire for superiority and so they can see how much they have juana’s best-documented conse- nous cannabinoids, such as anan-
toward self-improvement. learned and how much they have quences is short-lived interference damide. The compound’s effects
What, then, can parents and teach- grown. This strategy should allow with memory. The substance makes are more persistent and nonphysio-
ers do with this knowledge? them to “jump even further.” it harder to get information into logical, however. It may be throwing
Research suggests several strate- —Çisem Gürel and memory and, subsequently, to access important natural processes out
gies. For one, parents and teachers Eddie Brummelman it, with larger doses causing pro- of balance.

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NEWS

A key report on marijuana Smoking dope makes you dopey.”


appeared in 2012. It was issued by a But not so fast.
research group that had tracked the In a world run by evil scientists,
development of 1,000 New Zealand- determining the effects of marijuana
ers born in the city of Dunedin in the on IQ would be simple: A randomly
early 1970s. Having assessed mea- selected half of the population would
sures of cognition and IQ when their be exposed to the drug during ado-
subjects were three years old, the lescence, and the remainder would
researchers recorded participants’ be given a placebo. Scientists could
use of the drug from their early teen compare subjects’ cognitive scores
years through their 30s. Whereas before and after marijuana use, and,
those who never used marijuana presto, you would have your answer.
showed slight IQ increases over For such answers in the real world,
time, users experienced steady IQ however, we rely on epidemiology,
declines proportional to how long a branch of science that addresses
and how much they had smoked. At population-level questions ethically.
age 38, users who had started Two important longitudinal strategies
young reported more problems with for disentangling causes and conse-
subjective thinking, and their close quences are large-scale cohort stud- grow up with the same family back- las Jackson of the University of
friends described them as having ies and twin designs. grounds and are genetically very sim- Southern California and William
attention and memory difficulties. The advantage of the former strat- ilar (nearly precisely so in identical Iacono of the University of Minne-
Those who smoked marijuana heav- egy, as used in the Dunedin study, is twins), they form perfect experimen- sota, who worked with their col-
ily as adolescents and later quit that each participant acts as his or tal controls for each other. If Twin A leagues to examine data from two
never fully returned to the baseline. her own control. Given that every smokes cannabis and Twin B does longitudinal studies of adolescent
The effect involved all cognitive child starts with a different IQ, it is not, then researchers have a tightly twins in California and Minnesota.
domains, from remembering lists of simple to measure whether Johnny’s controlled mini experiment that helps The researchers measured the twins’
words to processing information, or Janie’s scores rise or fall over rule out confounding factors such as intelligence between nine and 12
solving problems and paying atten- time in relation to their marijuana Dad’s job or the alcoholism in Mom’s years of age, before any drug use,

FILIPPO BACCI GETT Y IMAGES


tion. The three dozen people who use (measured by individual ac- family. With epidemiological twin and did so again between ages 17
had used the drug most persistently counts of the quantity, frequency studies, a researcher is able to look and 20. Exactly as in the Dunedin
had an overall decline of around six and duration of that use). across an entire sample and summa- study, marijuana users had lower
to eight IQ points. That is a big deal. The second strategy proceeds rize all the relevant effects. test scores and showed notable
So you might think, “Case closed. from a different logic. Because twins Two such researchers are Nicho- reductions in IQ over time. But in

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NEWS

Jackson and Iacono’s analysis, mari- tors that explained both marijuana use—and to document any longitudi-
juana use and IQ were completely use and IQ decreases. For example, nal consequences of such use. This Constant Shifts
uncorrelated, and IQ measures fell behavioral traits such as impulsivity research has the potential to settle
equally in the users and in the and excessive risk-taking predicted the issue of the relationship of ado- between Mental
abstainers. Subsequent twin studies, both substance use and lower IQ, as lescent marijuana use to changes in States Mark
including one performed with U.K. did being raised in a family that did cognition. Scientists will begin to see a Signature of
data by the Dunedin team, corrobo- not value education. Delinquent kids meaningful results in the next few
rated these findings of no relation- received lower grades because of years, as these subjects reach their Consciousness
ship between marijuana use and a their tendency to skip school and mid-teens. Both of two essential brain
falling IQ. use drugs. So cannabis use was not Last year former Food and Drug networks that switch roles—one
How can we explain these dis- a culprit in cognitive decline. A wel- Administration commissioner Scott is on when the other is off—shut
crepancies? First, young marijuana ter of inherited and environmental Gottlieb warned about the potential down in unresponsive individuals
users are many times more likely to factors seemed to explain both. harm embedded in “the great natural
also use alcohol and other illicit How can we discern the truth experiment we’re conducting in this
drugs. And when epidemiologists among apparently convincing yet country by making THC widely avail- Imagine driving to work along the
factor binge drinking, nicotine and opposing sets of findings? The early- able.” His concerns return us to the same route you take each day. Your
other drug use into their models, middle-aged subjects in New Zea- core issue. Physicians and lawmak- mind wanders from one thing to the
marijuana’s cognitive effects evapo- land had used cannabis over a much ers need a more accurate sense of next: the staff meeting in the after-
rate. Thus, IQ decline seems more longer time span than had the late- THC’s effects on adolescent minds noon, plans for the weekend, a gift
nonspecifically related to general teen twins in Minnesota. Perhaps so that parents, teachers and social you need to buy for a friend. Sud-
substance use. But this observation adolescent cannabis use has no planners can respond preemptively denly a car cuts you off, and these
does not explain why IQ also falls in detectable cognitive impact unless to teenage marijuana use. If long- thoughts immediately vanish—all of
nonusing twins of cannabis users. it occurs at very high levels or over term cognitive effects are shown to your attention focuses on maneuver-
Jackson, Iacono and their col- many years. For now, investigators be real, this conclusion should result ing the steering wheel to avoid a col-
leagues noted that at baseline, prior are eagerly awaiting data from the in appropriate plans to restrict use lision. Although momentarily flustered,
to any substance involvement, future recently launched Adolescent Brain through educational efforts and you—and your thoughts—return to
marijuana users in one of the two Cognitive Development (ABCD) tough legal sanctions. On the other the same wandering pattern a min-
cohorts they examined already had study. ABCD is following 11,000 hand, if cognitive effects are tran- ute or two later.
significantly lower IQ scores. Put U.S. 10-year-olds in a national epide- sient or better explained by socio- As we go about our waking lives,
another way, cannabis did not drag miological sample with serial IQ test- logical phenomena, we can all take our stream of consciousness typically
down their IQ; it was already low. ing and brain imaging to capture the a step back and direct our efforts cycles through many such alterna-
Next, investigators uncovered trajectories of normal brain and IQ and resources elsewhere. tions between introspection and out-
shared underlying vulnerability fac- development prior to any substance —Godfrey Pearlson ward attention throughout the day. It

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appears that the back-and-forth


dance of these inward and outward
mental states may be fundamental to
brain function. A new study, led by
neuroscientist Zirui Huang of the
Center for Consciousness Science at
the University of Michigan Medical
School, suggests that the shifting
balance between a network respon-
sible for awareness of the environ-
ment and another responsible for
awareness of the self may be a
defining feature of consciousness.
The evidence comes from the
absence of this pattern of brain activ-
ity in people rendered unresponsive,
whether by anesthesia or by a neuro-
pathological condition. As well as
advancing our understanding of con-
sciousness, the work could lead to
the development of techniques to Brain scans show locations of neural activity (orange blobs) in the default mode network.

JAMES KING -HOLMES AND HENRY LUCKHOO SCIENCE SOURCE


monitor it either prior to surgery or
during the treatment of people with
disorders of consciousness, such as colleagues at Washington University (DMN), which underlies this self- self. This arrangement provides a
vegetative or “locked-in” patients. in St. Louis showed that the organ’s directed cognition. potential account of our conscious
Over the past two decades neuro- energy consumption rose by less than Activity in the DMN is “anticor- experience in terms of a reciprocal
scientists have identified a network of 5 percent during a focused mental related” with activity in the so-called balance between two opposing neural
brain regions responsible for various task, suggesting that it is never really dorsal attention network (DAT): the networks. “It’s not an either-or thing;
kinds of introspection from mind wan- idle. In 2001 Raichle coined the term more active one of the two networks you’re just tipping a balance,” Raichle
dering to recollection and planning. “default mode” to describe this activity. is, the less active the other tends to says. “We slide back and forth, but
The concept of “background” brain Converging lines of evidence then led be. Activity in the DAT corresponds to they’re both there to some degree.”
activity began drawing attention when to the identification of regions consti- attention directed outward, whereas A portion of this research has
neurologist Marcus Raichle and his tuting the default mode network the DMN underlies consciousness of remained controversial because of

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a method used to clean noise from idly cycles through different states common to any form of diminished entered cross-brain states of activa-
brain scan data that some research- corresponding to each of the eight consciousness and that its presence tion and deactivation. This pattern
ers argue will always generate anti- networks, with some transitions being may be a necessary feature of full was also seen in scans of people
correlated patterns as an artifact more probable than others—which consciousness. “What [the research- with schizophrenia, suggesting that
of data processing. In the study, Huang describes as a “temporal cir- ers are] suggesting here is: if you hyperactivity patterns may corre-
published in March in Science cuit.” Notably, the brain passes mess with that balance, you see a spond to hallucinatory experiences
Advances, Huang and his colleagues through intermediate states between cost in consciousness,” says Raichle, common to both ketamine use and
avoided the issue by adopting an DMN and DAT activation rather than who was not involved in the study. schizophrenia. “If all the processors
approach that did not use this pro- flipping instantaneously between the “It’s an interesting way to frame share information everywhere in the
cessing method. They instead took two extremes, which represents the [DMN-DAT activity], and it’s descrip- brain, I guess you may lose the dif-
advantage of machine-learning highest-level cognitive processes. tive of our consciousness. But does ference between yourself and the
techniques to classify brain-activation The researchers scanned 98 partic- it explain it? I’m not sure.” environment,” Huang says. “Every-
patterns into eight groups. Two of ipants who were either lying still but In another experiment, the re- thing occurs at once, and you have
them corresponded to the DMN conscious or in an unresponsive state. searchers showed that playing a distortions of your mental content.”
and DAT, and six were related to other The latter was caused by propofol or sound increased activation of the The work could potentially be used
known networks underlying brain ketamine anesthesia or by a neuro- ventral attention network (which redi- to develop measures of conscious-
functions: the sensory and motor net- pathological condition known as unre- rects our attention to unexpected ness for assessing the efficacy of
work, the visual network, the ventral sponsive wakefulness syndrome—a stimuli) and suppressed activation of treatments for disorders of con-
attention network, the frontoparietal vegetative condition resulting from the DMN in conscious participants sciousness or for online monitoring
network, and two networks represent- brain injury. All these unresponsive but not in unresponsive ones. A final of anesthesia. “Once we see the two
ing cross-brain states of activation states had one thing in common: the control experiment assessed network networks are diminished, we think
and deactivation. DMN and DAT were “isolated” from activation in a database of brain individuals aren’t aware of their envi-
To capture the brain activity, the the constant flitting between net- scans of psychiatric patients. The sci- ronment,” Huang says. Measures to
team used a technique called rest- works of the temporal circuit, and entists found no difference between gauge whether an individual is con-
ing-state functional magnetic reso- they virtually never activated. this group and conscious participants scious or not could assist physicians
nance imaging (rsfMRI). Rather than Each type of unresponsiveness in terms of DMN and DAT activity, in the surgical suite. He next plans to
averaging activity over long periods, varied in terms of the molecular showing that its loss is specific to investigate the neural mechanisms
which is typically done in rsfMRI stud- mechanisms, neural circuits and reduced responsiveness, not to any that regulate these transitions in the
ies to estimate how well connected experiences involved (those under form of disordered cognition. temporal circuit making up these
regions are, the researchers wanted to ketamine anesthesia reported hallu- There also were differences brain networks—an exploration of
investigate how moment-to-moment cinations, for instance). These among the various unresponsive what orchestrates the dancing
brain activation unfolds over time. observations could indicate that the states. For instance, participants dynamics of conscious activity.
They showed that the organ rap- absence of DMN-DAT activity is given ketamine more frequently —Simon Makin

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Longevity Gene
May Protect
against a
Notorious Alzheimer’s
Risk Gene
Some nominally high-risk
individuals may have a lower
chance of developing dementia
than once thought

Consumer genetic tests can some-


times result in a terrible surprise
appearing in the same report that
divulges whether one has a cilantro
aversion or wet or dry earwax. Test
takers may receive the devastating
news that they have a version of
Illustration of amyloid plaques on a nerve cell.
a gene—apolipoprotein E allele e4
(APOE e4)—that greatly increases
their chances of getting Alzheimer’s one copy of the APOE e4 gene is diagnosis of Alzheimer’s, the most APOE e4 carriers between the ages
disease. The shock can be so great more than three times as likely to common form of dementia. Given the of 60 and 80 who also had a particu-
that some will seek solace in a sup- wind up with Alzheimer’s (one copy ambiguities, scientists have long won- lar variant of a gene called klotho
port group to help them adjust to can be inherited from each parent). dered whether other genes might (named for Clotho, one of the Greek
the possibility that they could run into A hit of two copies increases the risk counterbalance APOE e4’s effects. Fates, who spins the thread of life)
cognitive problems beginning in their by 10 times or more. APOE e4 may A new paper may have found a candi- were 30 percent less likely to receive
50s or 60s. also reduce the age of the disease’s date for just such a gene. an Alzheimer's diagnosis than carri-

GETTY IMAGES
One thing that makes the informa- onset by up to a decade. An analysis across multiple stud- ers without it. People in their late 70s
tion so difficult to absorb is that there Still, not everyone who is an APOE ies—with results from more than with a single copy of the klotho vari-
is no certainty about it. A person with e4 carrier will ultimately receive a 20,000 individuals—found that ant were also less apt to experience

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NEWS

the initial cognitive losses (mild cog- The klotho variant studied by Grei- genetic variant should be considered examines klotho levels in both blood
nitive impairments) that often pre- cius and his Stanford colleagues is for incorporation into ongoing and and cerebrospinal fluid and compares
cede an Alzheimer’s diagnosis. Study not rare. Of the 10,000 subjects with future clinical research related to them with various measures of Alz-
participants with the relevant variant at least one copy of APOE e4 exam- [Alzheimer’s],” says David M. Holtz- heimer’s biomarkers and pathology.
also had reduced signs of the hall- ined by the researchers within the man, a professor and chair of the Mice carrying a human version of the
mark clumps of beta-amyloid protein larger data compilation, there were department of neurology at Wash- APOE e4 gene might also be used to
that turn up in the brain before symp- 2,700 who carried the advantageous ington University School of Medicine look for relevant biological pathways
toms arise. variant. APOE e4 is not uncommon in St. Louis. He says that human-, that could explain these findings. And
The new study was published in either: the gene turns up in at least animal- and cell-based research even some behavioral factors could
April in JAMA Neurology. Two smaller 15 to 20 percent of the population. should now investigate why the be scrutinized. “As several lifestyle
investigations conducted in recent It is present, however, in about half klotho variant may partially protect factors, including exercise and diet,
years had looked at whether klotho, of the more than five million Alzhei- APOE e4 carriers—and whether it are known to protect against APOE
a purported longevity gene, might mer’s cases in the U.S. might help early or late in the course e4–related risk,” Bu says, “it would
provide some benefit for APOE e4 The new finding may add precision of the disease. New studies must also be interesting to examine
carriers. One of those studies to the design of clinical trials and also focus on people who are not whether they alter the levels of klotho
affirmed that the gene variant did so, could potentially provide ideas for of northwestern European descent, as a potential underlying mechanism.”
and the other suggested the oppo- therapeutics. APOE e4 carriers are as were those in the Stanford paper. Dena Dubal, a klotho researcher
site. Michael Greicius—senior author sometimes recruited for studies of “I think this is an exciting finding,” who is an associate professor at the
of the JAMA Neurology paper, an drugs to prevent Alzheimer’s because says Guojun Bu, who researches the University of California, San Fran-
associate professor of neurology of the likelihood that they will get the APOE gene and is a professor and cisco, and an associate editor for
at Stanford University and medical disease. Excluding carriers who have chair of the department of neurosci- JAMA Neurology, co-authored an
director of the Stanford Center for the klotho variant might ensure that ence at the Mayo Clinic. He points accompanying commentary that
Memory Disorders—had been con- the pool of study participants is truly out that whereas klotho is consid- called for further research on ques-
sidering doing research on klotho at high risk, as intended. Greicius and ered a longevity gene, APOE e4 has tions such as whether the gene could
when he learned of the study with his colleagues’ conclusions might also been found to shorten life spans in diminish APOE e4’s disruption of cel-
negative results. “I was kind of pre- lead to new drug targets. “The whole humans—even when its link to Alz- lular and brain-network activity. “The
pared to throw in the towel,” he says. pathway of proteins that involve heimer’s was discounted. But scien- study carries exciting implications for
“But Michael Belloy [of Stanford], klotho and its interaction with APOE tists have suspected that there are future therapies,” she says. “One
the first author on the [new] paper, e4 is now worth pursuing,” he says. other genes that protect against its wonders whether giving a boost of
had already gotten his teeth into this, Other scientists who were not ill effects. In the case of klotho, a lon- the klotho hormone itself, which
thankfully. And we got all of these involved with the research agree gevity gene may be countering an drops in aging and Alzheimer’s
data sets about these APOE e4 that the new results warrant taking antilongevity one. disease, could be a new treatment
interactions. And [they are] really a closer look at klotho. “I think these The Stanford study, Bu says, needs for individuals in preventing or treat-
quite strong and consistent.” are important findings, and this support from other research that ing Alzheimer’s.” —Gary Stix

13
The
Neuroscience
of Free Will
We discuss blending philosophy and
neuroscience in unraveling the mysteries
of free will with Robyn Repko Waller

GETTY IMAGES
By Scott Barry Kaufman

14
Scott Barry Kaufman is a psychologist at Columbia Universi-
ty exploring intelligence, creativity, personality and well-being.
In addition to writing the column Beautiful Minds for Scientific
American, he hosts the Psychology Podcast and is author or
editor of eight books, including Wired to Create: Unraveling the
Mysteries of the Creative Mind (with Carolyn Gregoire) and
Ungifted: Intelligence Redefined.

Who are you, and how did you become interested ests to the study of philosophy of psychology and even- and that this kind of control is linked to whether it
in free will? tually found my way to the perfect fusion of these top- would be appropriate to hold that person responsible
I am an assistant professor of philosophy at Iona Col- ics: the neuroscience of free will. (e.g., blame or praise them) for what they do. For
lege, where I also serve as a faculty member for the What is free will? instance, we don’t typically hold people responsible
Iona neuroscience program. I have previously worked Free will seems to be a familiar feature of our everyday for what they do if they were acting under severe
in the Scientific and Philosophical Studies of Mind pro- lives. Most of us believe that (at least at times) what we threat or inner compulsion.
gram at Franklin and Marshall College, as well as pre- do is up to us to some extent—for instance, that I freely How do neuroscientists study free will?
vious appointments as a lecturer at King’s College decided to take my job or that I am acting freely when There are plenty of sensational claims about the brain
London and University of Alabama. My recent and I decide to go for a run this afternoon. Free will is not science of free will out there and lots of back-and-forth
forthcoming publications focus on issues of autonomy just that I move about in the world to achieve a goal about whether or not science disproves free will (e.g.,
in terms of philosophical accounts of free will, as well but that I exercise meaningful control over what “My brain made me do it”). Given the strong link
as how it intersects with neuroscience and psychiatry. I decide to do. My decisions and actions are up to me between free will and systems of moral and legal
One of the main questions I investigate is what neuro- in the sense that they are mine—a product of my val- responsibility, like punishment, the stakes are high not
science can tell us about meaningful agency (see here ues, desires, beliefs and intentions. I decided to take just for our conception of human nature but also for
for my recent review of the topic as part of an extended this job because I valued the institution’s mission, or our everyday practices that matter.
review of research on agency, freedom and responsibil- I believed that this job would be enriching or a good fit The current neuroscience of free will traces its lin-
ity for the John Templeton Foundation). for me. eage back to an influential experiment by Benjamin
I became interested in free will via an interdisciplin- Correspondingly, it seems to me that at least at times Libet and his colleagues. The majority of our actions
ary route. As an undergraduate at Grinnell College, I could have decided to and done something else than begin with bodily movements, and most of us think
I majored in psychology with a strong emphasis on what I did. I decided to go for a run this afternoon, but that when we decide to move (e.g., decide to pick up
experimental psychology and clinical psychology. no one made me, and I wasn’t subject to any compul- my cup of tea), first I, the agent or person, decides and
During my senior year at Grinnell I realized that I was sion; I could have gone for a coffee instead, at least it then I hand off control, so to speak, to the brain cir-
fascinated by the theoretical issues operating in the seems to me. cuits for motor control to execute the action.
background of the psychological studies that we read Philosophers take these starting points and work to It was known since the 1960s from work by Kornhu-
and conducted, especially issues of how the mind is construct plausible accounts of free will. Broadly ber and Deecke that there is slow buildup of negative
related to the brain, prospects for the scientific study speaking, there is a lot of disagreement as to the right brain activity in the supplementary motor area (SMA)
of consciousness and how humans as agents fit into a view of free will, but most philosophers believe that a and pre-SMA measurable by electroencephalography
natural picture of the world. So I followed these inter- person has free will if they have the ability to act freely (EEG) just prior to voluntary (i.e., movement initiated

15
by the participant) bodily movement. This brain activ- W-time is taken to indicate moment of awareness our voluntary actions in the lab more ecologically val-
ity, called the readiness potential (RP), was taken to be of a decision. Can we capture "moments of id. As to the first, the past decade has seen researchers
neural preparation to move for spontaneous move- conscious awareness" scientifically? investigating if we have evidence that the RP really
ments and starts about a half-second before time of the Since the initial publication of Libet and colleagues’ does stand for a decision to move or, alternatively, if
movement (here). study, worries about whether we could measure time the RP just is the brain’s being biased to move in some
So Libet and his fellow researchers ask, When does of conscious awareness have been voiced. After all, we way (say, left instead of right) without the commitment
the agent appear in relation to the RP? The agent’s are talking here about the time frame of milliseconds. to do so.
decision has to be something measurable in the lab, so In these studies, all of the events measured prior to Others test the possibility that the RP isn’t really
Libet asked participants to make movements (of the movement in the lab are happening within one second movement-specific activity at all (e.g., general cognitive
finger or wrist) at a time of their choosing and then before the participant wiggles a finger or hand (now preparation to perform a task voluntarily). Others,
report after the fact when they were first aware of their button presses are the preferred movement). Libet such as Schurger and colleagues, have argued via
decision or urge to move using a modified clock argued that W-time within a reasonable range was reli- empirical studies that the RP is the neural signature
(termed “W-time”). able, since we can see how accurately participants in that we pick up when our actions are generated by
Libet found, contra the commonsense expectation, the lab estimate the time of other events, such as skin neural noise crossing some threshold (here). That pos-
that the average reported time of first awareness of shocks. The reliability of W-time has recently been chal- sibility would be alarming, as then our actions, which
decision to move, W-time, occurred almost a third of lenged yet again with a new study that concludes that we take to be undertaken by me for reasons, may really
a second after the start of the RP. So Libet (and select depending on the order in which participants complete just be the passive result of fluctuating brain activity.
others since) concluded that the RP is the brain’s certain tasks in the experiment, W-time can be striking- As to the second hot issue, researchers are now
unconscious decision to move with the agent’s decision ly different (i.e., there is an order effect; see here). attempting to design tasks in the lab that are closer to
occurring later (here). Other researchers are currently exploring alternative the kind of decisions and action that we engage in dai-
Libet took this as evidence that the conscious agent ways to measure a decision to move in the lab, includ- ly. Libet argued that a simple movement like a wrist
or self doesn’t initiate, or kick off, preparation to act, ing work by Parés-Pujolràs and co-authors, who have flex or button press could stand in for the more com-
the unconscious brain does. He argued that this result been using an online (i.e., premovement) measure plex actions, as the RP has been shown to occur prior
is representative of how all of our voluntary movements of the agent’s awareness of a decision to move (here). to more complex movements in the lab. Hence, we
are produced, and if so, then the agent’s conscious deci- In these studies, participants watch a continuous could give a unified explanation of the timing of events
sion to act doesn’t initiate the process leading to move- stream of letters on a computer while spontaneously involving practical decisions and bodily movements.
ment. But if the agent doesn’t play this initiating role in pressing a button. Every now and then, though, the let- But many, myself included, have voiced concern that
acting, how can it be up to me how I act? ters change color. When this happens participants are when to press a button or whether to press a left or
These results have worried a lot of folks and inspired told to press the button just then if they were already right button just isn’t the right kind of action to stake a
a booming research enterprise in cognitive neurosci- aware of their preparing to press the button soon. claim that we as agents don’t initiate our actions via
ence and philosophy. One shouldn’t jump to the These kinds of online measures of awareness may yet our conscious intentions to act. Hence, some of the
depressing conclusion, though, that we don’t act freely prove to be more reliable ways of getting at whether ongoing work involves making the choice of which but-
or don’t really deserve any of the moral reactions oth- people have conscious intentions to act in the lab. ton to press or when to press it meaningful via rewards
ers have to our actions; there is a healthy discussion on What’s the latest work on neuroscience of free will? or penalties for skipping ahead or value-laden options,
how the original Libet results can be interpreted as Two of the hottest topics seem to be, first, what exactly such as charity donations.*
consistent with that picture of us humans as self-gov- the RP, that negative buildup of brain activity premove- And of course, there are plenty of neuroimaging tools
erning and free and moral persons. ment, really signifies and, second, how we can make at the disposal of cognitive neuroscientists. Some of the

16
jixiansheng

most interesting replications and extensions of the to study our sense that we are in control of our actions
Libet findings have been done using single-cell record- and actional outcomes without surveying participants’
ing and functional MRI, among other technologies (see explicit “I did that” judgments. Instead experimenters
here and here, respectively). In fact, the neuroscience ask participants to judge the time of various events,
of free will has been and currently is the focus of some including their movements (e.g., a button press) and
major research grants, such as the Big Questions in the sensory outcomes of those movements (e.g., a beep
Free Will project (2010–2014; principal investigator following the button press). What researchers have
[PI] Alfred Mele) and the Consciousness and Free Will found is that if you voluntarily press a button and hear
project (2019; a collaboration across 17 PIs), each of a tone as a consequence, you are going to judge that
which involves philosophers and numerous neurosci- the time of the movement and the time of the tone are
entific labs worldwide. From these grants I think we much closer together in perceived space than if you are
should expect further clarity on what’s going on under caused to move (via neural stimulation) and hear a tone
the hood, so to speak, when we decide what to do and as a consequence.
act voluntarily. In other words, the perceived time of the action and
Are there any other results in neuroscience the tone “bind together” in perceptual space when you
that tell us something intriguing about our act voluntarily as opposed to when you are caused to
agential control? move or simply judge the time of events without acting
Yes, one of the aspects of our lives that seems the most (here). What’s intriguing about this research on agency,
undeniable is that we really do experience ourselves as then, is that our perceptual judgments about the world
in control of our movements and their effects in the seem to distinguish when we act from when something
world. There is a large body of work in cognitive neuro- is done to us. Research work on intentional binding has
science that focuses on this sense of agency via research tackled more ecologically valid issues of sense of agency
on what’s been termed intentional binding (for a recent when acting under emotional distress, due to coercion,
academic review, see here). and in the face of options.*
Basically, if you ask participants in clever experimen-
tal setups to judge whether some event (e.g., icon mov- *Neuroscientists working on more representative
ing on a computer screen) was the outcome of their kinds of decisions and/or sense of agency in more
agency or someone else’s (i.e., “I did that” judgments), ecologically valid contexts include researchers in the
participants tend to misjudge an outcome to be a result UCL Action and Body Lab at University College
of their own agency if it is a positive one and misjudge London and the Brain Institute at Chapman University,
an outcome to be the result of another’s agency if it is among others.
a negative one. That is, there is a self-serving bias to
explicit-sense-of-agency judgments (for interesting
results in this regard, see Wegner and Wheatley’s 1999
paper here and other earlier work in psychology on
attribution theory).
Cognitive neuroscientists have found a methodology

17
The Right Way to Talk
across Divides“Conversational receptiveness” can be learned
By Francesca Gino, Julia Minson and Mike Yeomans

JOHN M. LUND GETT Y IMAGES


18
Francesca Gino is an award-winning behavioral scientist and
Tandon Family Professor of Business Administration at Harvard
Business School. She is author of Rebel Talent: Why It Pays
to Break the Rules at Work and in Life, as well as Sidetracked:
Why Our Decisions Get Derailed, and How We Can Stick to the Plan.
Julia Minson is an associate professor of public policy at the
John F. Kennedy School of Government at Harvard University.
She is a social psychologist with research interests in conflict,
negotiations, and judgment and decision-making.
Mike Yeomans is currently a postdoctoral fellow at Harvard
Business School and will be starting as an assistant professor
at Imperial College Business School this summer. In his research,
he uses natural-language processing to study decision-making
in conversation.

N THE WAKE OF THE 2016 U.S. PRESIDENTIAL ELECTION,

I
to say, ‘Before the workshop, I thought my side was frac-
three longtime friends—author David Blankenhorn, family therapist tured and disorganized and that the other side was mono-
Bill Doherty and family research scholar David Lapp—were bothered lithic and effectively mobilized,’ ” Blankenhorn says. “They
come to see that both sides can be incredibly diverse and
by the animosity that seemed to have grown exponentially between
disorganized.” Despite their strong beliefs and views, par-
Democrats and Republicans. The divide went beyond differing ticipants in the workshops change their attitude toward
opinions on candidates and policies, they believed. Rather liberals and one another for the better, data suggest.
conservatives increasingly seemed to view each other as inherently U.S. polarization extends beyond politics, of course.
immoral, unintelligent and malicious. Fewer and fewer Americans Disagreement is a key feature of social life, permeating
seemed interested in constructively engaging with the other side. organizations, families, friendships and crisis response.
We regularly find ourselves engaging with people whose
The three had an idea inspired by Doherty’s expertise the president told a country on the brink of civil war. fundamental beliefs and core values differ from our own.
in divorce and family conflict as a professor of family In Braver Angels workshops, Democrats and Republi- One common response is to try to convince them to aban-
social science and program director of the Minnesota cans come together to learn how to have more productive don their point of view in favor of ours. But that approach
Couples on the Brink project at the University of Minne- conversations. An exercise called “Fishbowl” involves can backfire, leading to unproductive conflict. The good
sota. What if they could apply some of the same tech- members of one political party sitting in a circle with news is that people who disagree passionately on politi-
niques and theories used in family therapy to try to heal those of the other group sitting around them. The outside cal and social issues can be trained, fairly easily, to have
the American “family”? And so they got to work, estab- group sits quietly and listens to the inside group answer productive interactions.
lishing a nonprofit organization called Better Angels a set of questions, such as “Why do you think your side’s Our research focuses on improving what we call con-
(recently renamed Braver Angels) and adapting work- policies or candidates are good for the country?” or “What versational receptiveness—the extent to which parties in
shops and debates from the realm of therapy to cultivate is an experience from your life that had a big impact on disagreement can communicate their willingness to
goodwill between liberals and conservatives. The three your political views?” engage with each other’s views. Conversational receptive-
were inspired by Abraham Lincoln’s warning of the dan- After each side has had the opportunity to answer and ness involves using language that signals that a person is
gers of disunity in his first inaugural address. We can heal listen, the moderators bring the larger group together for truly interested in another’s perspective. When individu-
divisions by listening to the “better angels of our nature,” conversations about what everyone learned. “People tend als appear receptive in conversation, others find their

19
arguments to be more persuasive, our work shows. In words such as “because” and “therefore” can set an argu-
addition, receptive language is contagious: it makes those mentative or condescending tone in conversation. Indi-
one disagrees with more receptive in return. People also viduals signal receptiveness when they avoid them.
like others more and are more interested in partnering After we had identified features of language that sug-
with them when they seem receptive. Disagreements that gest receptiveness, we conducted studies in which we
might have spiraled into heated conflicts instead lead to trained people to be more receptive and then observed
conflict resolution. whether others viewed them as such. Specifically, we gave
We identified the features of receptive language by ask- some participants five minutes of training in using recep-
ing thousands of individuals to write responses to political tive language and then had them write a response to an
statements with which they disagreed. We then had thou- essay written by a person they disagreed with on a given
sands of others evaluate each response in terms of how set of issues (such as policing and minority suspects or
engaged, receptive and open-minded the writer seemed. sexual assaults on college campuses). Participants in a
People know receptiveness when they see it. Our raters control group wrote their response using their natural
were in general agreement about which writers demon- conversational style.
strated receptiveness and which did not. Humans, how- We assigned other participants to respond to one of
ever, are not able to pinpoint which words and phrases these pieces of writing—specifically, to an essay by some-
make a piece of text feel more or less receptive. So we one whose views they disagreed with. Those trained in
developed an algorithm that could quickly analyze thou- receptiveness communication were more successful at
sands of lines of text and identify specific words and persuading readers to shift their beliefs on important
phrases correlated with receptiveness. The algorithm social issues, the results showed. They were also more
allowed us to pick out the signal from the noise. sought-after partners for future conversations and were
First we found that words of acknowledgment signal seen as having better judgment.
receptiveness. Acknowledging the views of someone you In another study, we leveraged data from a realm where
disagree with by saying “I understand that . . .” or “I disagreement is common: Wikipedia. We identified
believe what you’re saying is . . .” shows that you are threads containing personal attacks in the talk pages for
engaged in the conversation. Hedging—indicating some popular articles, as well as threads for the same article
uncertainty about the claim you are about to make—is (with a similar length and date) that did not contain a per-
also a sign of receptiveness. For example, “Going forward sonal attack. These data allowed us to examine the effect
with this decision might increase market share” express- of receptiveness in the editorial process of correcting
es more uncertainty, sounds less dogmatic and is thus Wikipedia articles. We found that editors who were more
better received than “Going forward with this decision receptive were less likely to incur personal attacks during
will undoubtedly increase our market share.” editorial discussions. Communicating receptively prompt-
Another feature of receptive language is the use of pos- ed others to reciprocate by being receptive themselves.
itive rather than negative terms. “It is helpful to consider Consistent with the lessons emerging from Braver
the benefits of investing fewer resources into an existing Angels workshops, this research shows that through con-
project” seems more receptive than “We should not invest versational receptiveness, we can begin to bridge our
any more resources into an existing project.” Finally, divides, whether in politics or family life or at work.
E23G671

20
Roots
of
Mental
Illness
Researchers are beginning to
untangle the common biology that
links supposedly distinct

PAWEŁ JOŃCA
psychiatric conditions
By Michael Marshall

< 21
I
Michael Marshall is a freelance writer
based in Devon, England.

IN 2018 PSYCHIATRIST OLEGUER PLANA-RIPOLL WAS WRESTLING WITH with therapies. Although it might take a while to get
there, says Steven Hyman of the Broad Institute of M.I.T.
a puzzling fact about mental disorders. He knew that many individuals
and Harvard in Cambridge, Mass., “I am long-term opti-
have multiple conditions—anxiety and depression, say, or schizophrenia mistic if the field really does its work.”
and bipolar disorder. He wanted to know how common it was to have
A SMORGASBORD OF DISORDERS
more than one diagnosis, so he got his hands on a database containing the
The most immediate challenge is working out how to
medical details of around 5.9 million Danish citizens. diagnose people. Since the 1950s psychiatrists have used
an exhaustive volume called the Diagnostic and Statisti-
He was taken aback by what he found. Every single there are no hard dividing lines—as Plana-Ripoll’s study cal Manual of Mental Disorders, currently in its fifth edi-
mental disorder predisposed the patient to every other so clearly demonstrated. tion. It lists all the recognized disorders, from autism
mental disorder—no matter how distinct the symptoms. Now researchers are trying to understand the biology and obsessive-compulsive disorder to depression, anxi-
“We knew that comorbidity was important, but we didn’t that underlies this spectrum of psychopathology. ety and schizophrenia. Each is defined by symptoms. The
expect to find associations for all pairs,” says Plana-Ripoll, They have a few theories. Perhaps there are several inherent assumption is that each disorder is distinct and
who is based at Aarhus University in Denmark. dimensions of mental illness—so depending on how peo- arises for different reasons.
The study tackles a fundamental question that has ple score on each dimension, they might be more prone Even before the DSM-5 was published in 2013, however,
bothered researchers for more than a century: What are to some disorders than to others. An alternative, more many researchers argued that this approach was flawed.
the roots of mental illness? radical idea is that a single factor makes people prone to “Any clinician could have told you that patients had not
In the hope of finding an answer, scientists have piled up mental illness in general, and which disorder they develop read the DSM and didn’t conform to the DSM,” says
an enormous amount of data over the past decade through is then determined by other factors. Both ideas are being Hyman, who helped to draft the manual’s fifth edition.
studies of genes, brain activity and neuroanatomy. They taken seriously, although the concept of multiple dimen- Few patients fit into each neat set of criteria. Instead
have found evidence that many of the same genes under- sions is more widely accepted by researchers. people often have a mix of symptoms from different dis-
lie seemingly distinct disorders, such as schizophrenia and The details are still fuzzy, but most psychiatrists agree orders. Even if someone has a fairly clear diagnosis of
autism, and that changes in the brain’s decision-making that one thing is clear: the old system of categorizing depression, they often have symptoms of another disor-
systems could be involved in many conditions. mental disorders into neat boxes does not work. They are der such as anxiety. “If you have one disorder, you’re much
Researchers are also drastically rethinking theories of also hopeful that in the long run replacing this frame- more likely to have another,” says Ted Satterthwaite, a
how our brains go wrong. The idea that mental illness work with one that is grounded in biology will lead to neuropsychiatrist at the University of Pennsylvania.
can be classified into distinct, discrete categories such as new drugs and treatments. Researchers aim to reveal, for This situation implies that the way clinicians have par-
anxiety and psychosis has been disproved to a large instance, the key genes, brain regions and neurological titioned mental disorders is wrong. Psychiatrists have
extent. Instead disorders shade into each other, and processes involved in psychopathology and target them tried to solve this by splitting disorders into ever finer

22
subtypes. “If you look at the way the DSM has evolved
over time, the book gets thicker and thicker,” Satterth-
waite says. But the problem persists—the subtypes are
still a poor reflection of the clusters of symptoms that
many patients have.
As a result, the world’s largest funder of mental health
science, the U.S. National Institute of Mental Health,
changed the way it funded research. Beginning in 2011,
it began demanding more studies of the biological basis
of disorders, instead of their symptoms, under a pro-
gram called the Research Domain Criteria. There has
since been an explosion of research into the biological
basis of psychopathology, with studies focusing on
genetics and neuroanatomy, among other fields. But if
researchers hoped to demystify psychopathology, they
still have a long way to go: the key finding has been just
how complex psychopathology really is.

CONTROVERSIAL CLUSTERS
Clinically, the evidence that symptoms cut across disor-
ders—or that people frequently have more than one dis-
order—has only grown stronger. For this reason, al- Some teams study the
though individual symptoms such as mood alterations strength of connections
between brain regions
or impairments in reasoning can be diagnosed reliably,

MATTHEW CIESLAK, TED SATTERTHWAITE AND DANIELLE S. BASSETT


to work out whether brain
assigning patients to an overall diagnosis such as bipo- function correlates with
lar disorder is difficult. particular diagnoses.
Even seemingly separate disorders are linked. In 2008
geneticist Angelica Ronald, then at King’s College Lon- that cross the boundaries of disorders. A 2018 study exam- wrong. The question is, With biology as their guide,
don Institute of Psychiatry, and her colleagues found that ined people who had been diagnosed with major depres- what should psychiatric diagnosis and treatment look
autism and attention deficit hyperactivity disorder sion, panic disorder or post-traumatic stress disorder like instead?
(ADHD) overlapped. “At the time you weren’t allowed to (PTSD). The volunteers were assessed on the basis of their
be diagnosed with both conditions,” Ronald says; this symptoms, cognitive performance and brain activity. The MULTIPLE DIMENSIONS
was because of a rule in an earlier version of the DSM. researchers found that the participants fell into six groups One prominent model is that there are a number of
But she and her team found that traits for autism and characterized by distinct moods such as tension and mel- neuropsychological traits or dimensions that vary in
ADHD were strongly correlated and partially under ancholia. The groups cut across the three diagnostic cat- every person. Each trait determines our susceptibility to
genetic control. egories as if they were not there. certain kinds of disorder. For example, someone might
Furthermore, there seem to be clusters of symptoms Many now agree that the diagnostic categories are be prone to mood disorders such as anxiety but not

23
to thought disorders such as schizophrenia. are most likely from the same category.
This is similar to the way psychologists But studies combining large amounts of
MENTAL MAP
Similar genetic variants seem to underlie a number of psychiatric
think about personality. In one model, five brain-imaging data with machine learning disorders. In one study of 200,000 people, schizophrenia was
personality traits, such as conscientious- have turned up different numbers—even in significantly correlated with most other disorders. By contrast, some
ness and neuroticism, describe most of the studies done by the same lab. Last year Sat- disorders such as post-traumatic stress disorder (PTSD) showed only
variation in human personalities. terthwaite and his group published a study weak correlations to other conditions.
Some psychiatrists are already trying to of 1,141 young people who had internalizing P-value significance
reimagine their discipline with dimensions symptoms, which showed that they could <0.000335 <0.001 <0.05 >0.05
in mind. In the early 2010s there was a push be split into two groups on the basis of their
to eliminate disorder categories from the brain structure and function. In 2018 Sat- Genetic correlation
DSM-5 in favor of a “dimensional” approach terthwaite led a similar study and identi-
based on individual symptoms. This attempt fied four dimensions, each associated with 0.9 0.6 0.3 0 –0.3
Attention deficit
failed—partly because health care funding a distinct pattern of brain connectivity. hyperactivity disorder
and patient care have been built up around Ultimately a future version of the DSM
the DSM’s categories. Other catalogues of could have chapters devoted to each dimen- Tourette’s Anorexia
disorders, however, have shifted toward sion, Hyman says. They could list the disor- syndrome nervosa
dimensionality. In 2019 the World Health ders that cluster within each, as well as their
Assembly endorsed the latest International symptoms and any biomarkers derived from
Classification of Diseases (called ICD-11), in the underlying physiology and genetics.
Anxiety
which some psychopathologies are newly Two people who had similar symptoms but
Schizophrenia disorders
broken down using dimensional symptoms different sets of mutations or neuroanatom-
rather than categories. ical alterations could then be diagnosed and
The challenge for the dimensionality hy- treated differently.
pothesis is obvious: How many dimensions
are there, and what are they? Satterthwaite IN THE GENES
calls this “a very large problem.” One pillar of this future approach is a bet-
One popular theory, supported by many ter understanding of the genetics of mental
studies over the past decade, argues for just illness. In the past decade studies of psy-
PTSD Autism
two dimensions. The first includes all inter- chopathological genetics have become large
nalizing disorders, such as depression, in enough to draw robust conclusions. spectrum
disorder
which the primary symptoms affect a per- The studies reveal that no individual
son’s internal state. This is contrasted with gene contributes much to the risk of a psy-
externalizing disorders, such as hyperactiv- chopathology; instead hundreds of genes
ity and antisocial behavior, in which a per- each have a small effect. A 2009 study found Obsessive- Bipolar
son’s response to the world is affected. that thousands of gene variants were risk compulsive disorder
Studies suggest that if someone has been factors for schizophrenia. Many were also disorder Major depressive
diagnosed with two or more disorders, they associated with bipolar disorder, suggest- disorder

24
ing that some genes contribute to both disorders. genetic and neuroanatomical data. One study of the
This is not to say that the same genes are involved
“I think it’s a time genetics of psychopathology in a U.K. population, for
in all brain disorders: far from it. A team led by geneti- for much more instance, identified a genetic p factor—a set of genes in
cist Benjamin Neale of Massachusetts General Hospital empirical research which there were variations that contributed to the risk
in Boston and psychiatrist Aiden Corvin of Trinity Col- of psychopathology.
lege Dublin found in 2018 that neurological disorders
rather than Meanwhile other groups have searched for a neuroana-
such as epilepsy and multiple sclerosis are genetically grand theorization.” tomical change that occurs in multiple psychopatholo-
distinct from psychiatric disorders such as schizophre- —Steven Hyman gies. The results are intriguing but contradictory.
nia and depression. One study of six psychopathologies found that the
These studies all looked at common variants, which are brain’s gray matter shrank in three regions involved in
the easiest to detect. Some recent studies focused instead processing emotions: the dorsal anterior cingulate, the
on extremely rare variants, which do suggest genetic differ- port—and a catchy name—from husband-and-wife psy- right insula and the left insula. But subsequent studies
ences between disorders. A study of more than 12,000 peo- chologists Avshalom Caspi and Terrie Moffitt of Duke by Adrienne Romer, a clinical psychologist now at Har-
ple found that individuals with schizophrenia had an University. They used data from a long-term study of vard Medical School and McLean Hospital in Belmont,
unusually high rate of ultrarare mutations—and that these 1,037 people and found that most of the variation in Mass., identified a totally different trio of regions with
mutations were often unique to one individual. symptoms could be explained by a single factor. Caspi roles that include managing basic bodily functions and
The result is a mess. It is difficult to predict which risk and Moffitt called this the p factor. Since 2013 multiple movement—the pons, the cerebellum and part of the
factors cut across conditions. “Some of them are quite studies have replicated their core finding. cortex. One key to making sense of this might be to focus
broadly shared across psychopathology,” Neale says, Caspi and Moffitt were clear that the p factor could not on the brain’s executive function: the ability to regulate
“whereas some are a bit more specific to one or a hand- explain everything, and they made no guesses about its behavior by planning, paying attention and resisting
ful of forms of psychopathology.” underlying biology, speculating only that a set of genes temptation, which relies on many brain regions. Romer
might mediate it. Others have proposed that the p factor and Satterthwaite have independently found disrup-
THE P FACTOR is a general predisposition to psychopathology but that tions in executive function in a range of psychopatholo-
Some psychiatrists have put forward a radical hypothesis other factors—stressful experiences or other gene alter- gies—the suspicion being that these disruptions could
that they hope will allow them to make sense of the chaos. ations—nudge a person toward different symptoms. But underlie the p factor.
If disorders share symptoms, or co-occur, and if many genes if it is real, it has a startling implication: there could be a Most scientists agree that what is needed is more data,
are implicated in multiple disorders, then maybe there is a single therapeutic target for psychiatric disorders. and many remain unconvinced by such simple explana-
single factor that predisposes people to psychopathology. There are already hints that generalized treatments tions. “I’m a little less certain that that’s how it’s going to
The idea was first proposed in 2012 by public health could work just as well as targeted therapies. A 2017 play out,” Neale says. At the genetic level at least, he says,
specialist Benjamin Lahey of the University of Chicago. study randomly assigned people with anxiety disorders there are many disorders, such as PTSD and generalized
Lahey and his colleagues studied symptoms in 11 dis- such as panic disorder and obsessive-compulsive disor- anxiety disorder, that remain poorly understood.
orders. They used statistics to examine whether the der to receive either a therapy for their specific disorder All such sweeping hypotheses are premature, Hyman
pattern could best be explained by three distinct di- or a generalized approach. Both therapies worked says. “I think it’s a time for much more empirical research
mensions or by those three together with a “general” pre- equally well. rather than grand theorization.”
disposition. The model worked better if the general factor Finding a physiological basis for the p factor would be
was included. the first step toward therapies based on it, but only in the This article is reproduced with permission and was first
The following year the hypothesis received more sup- past few years have researchers found hints of it in published in Nature on May 5, 2020.

25
Steve Taylor is a senior lecturer in psychology
OPINION at Leeds Beckett University in England. He is author
of Spiritual Science: Why Science Needs Spirituality
to Make Sense of the World.

MENTAL HEALTH

The Coronavirus
and Post-traumatic
Growth
Surviving an awful experience can lead to
some surprisingly positive psychological effects
in many people

O
n March 6, 1987, a ferry traveling from
England to Belgium capsized, causing the
death of 193 people. In the months after
the disaster, many of the approximately 300 sur-
vivors suffered symptoms of post-traumatic stress
disorder (PTSD), including upsetting dreams;
anxiety; emotional detachment and numbness;
and difficulties with sleep and concentration.
In time, however, some of the survivors reported
some surprising positive effects. Three years
after the disaster, psychologist Stephen Joseph,
then a Ph.D. student, carried out a survey and

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found that although PTSD was still common
(albeit with diminished symptoms), 43 percent
of the survivors reported that their view of life had
changed for the better. They reported that they
no longer took life for granted, that they valued

26
OPINION

their relationships more, that they lived each day Post-traumatic growth (or PTG) is the idea that
to the fullest, that they felt more experienced
about life, and so on. in the long run, traumatic events and experiences—
This was one of the first studies of a concept such as illness, accidents, bereavement, addiction and
that has become very important in psychology in divorce—can have beneficial effects.
recent years: post-traumatic growth.
Post-traumatic growth (or PTG) is the idea
that in the long run, traumatic events and experi-
ences—such as illness, accidents, bereavement, intense suffering (such as when one receives a do you think life’s telling you?” A woman went
addiction and divorce—can have beneficial diagnosis of cancer or experiences a long period through a period of intense postnatal depression,
effects. Often, after the initial shock and pain of depression or addiction), a person may entering into a psychotic state that led to four
of a traumatic situation have faded away, people undergo a sudden shift of identity. nights without sleep. In the midst of this turmoil,
report feeling more appreciative of their lives All of a sudden they feel like a different per- she had an argument with her husband, which
and sensing a new inner strength and confi- son inhabiting the same body with heightened suddenly triggered what she described as “feel-
dence. They feel that their relationships are more sensory awareness, an increased sense of com- ings of such perfect joy and peace. I remember
intimate and authentic and that they have a new passion and connection, and new values or goals. thinking afterward, ‘So that's what I'm supposed
sense of meaning and purpose. They often For example, a woman who experienced post- to feel like!’ Within that one instant, you are for-
become less materialistic and more altruistic, traumatic transformation after the death of her ever changed.”
more concerned with the well-being of others daughter told me that she felt like she had bro-
than with their own success and status. They ken through “to another state. I’ve moved up to TRANSFORMATION OF COMMUNITIES
develop a more philosophical or spiritual attitude another level of awareness which I know is going PTG (and post-traumatic transformation) can
to life with—in the words of Richard Tedeschi and to stay with me.” happen to groups and communities, as well as
Lawrence Calhoun, two of the pioneers of the As I showed in my book The Leap, many peo- to individuals.
theory of PTG—a “deeper level of awareness.” ple can specify a particular moment at which When a crisis occurs in a community (such as
Overall it appears that nearly half of people transformation occurred, often at the moment a war or a natural disaster), people often react by
who experience such traumatic events are likely when they shifted into an attitude of acceptance becoming more interconnected. They become
to experience PTG in the aftermath. of their predicament. For example, a man told friendlier, more cooperative and altruistic. People
me how, as an alcoholic undergoing the Alcohol- feel a common sense of purpose, and a spirit of
POST-TRAUMATIC TRANSFORMATION ics Anonymous recovery process, he experienced cooperation begins to replace normal competi-
Over the past 10 years or so, my own research transformation at the moment when he “handed tiveness. For the community, this often equates to
has focused on what I call post-traumatic trans- over” his problem. Another person had become a kind of PTG. The whole community shifts into a
formation. I have found that psychological turmoil severely disabled and underwent a shift at the higher level of integration. It is as if rather than
and trauma may bring about not simply growth point when he heard an inner voice say, “Let go, existing as isolated individuals, people fuse
but a dramatic transformation. After a period of man, let go. Look at how you’re holding on. What together into a whole. One study showed evi-

27
OPINION

dence of collective PTG after natural disasters dicament, we may develop a heightened sense of
such as earthquakes and floods. In these situa- appreciation, more authentic relationships, and a
tions, people developed communal coping strate- new sense of resilience and confidence. We may
gies and had more collective gatherings. slow down and learn to live in the present rather
I witnessed this phenomenon about three than filling our lives with incessant activity and
years ago following a terrorist attack in my home constantly rushing into the future.
city of Manchester, England, in which 23 people, But we will surely undergo some degree of
including the bomber, died when a man deto- communal growth as well. In the U.K., there are
nated a homemade explosive device at an arena. signs that this is happening already. People
In the days and weeks after the attack, there was appear to be valuing each other more, appreciat-
a strong sense of togetherness. People were ing the different contributions we are making and
talking more and helping one another more. letting go of grievances and disagreements.
Different ethnic groups were interacting more. Despite social distancing, we appear to be feel-
Barriers and boundaries seemed to fall away. ing more empathy for each other and acting
There was a sense of trust and empathy in the more altruistically. In Manchester, I can sense the
community. Of course, the sense of togetherness same spirit of togetherness that arose after the
began to wane, but I do not think it has faded terrorist attack.
away completely. I think the event brought about But perhaps PTG will occur at an even higher
a new kind of integration that is still present level, too—that is, at a global level. One of the
today, at least to a degree. most salient aspects of the virus is its global
nature. It reminds us that we are one species and
PTG AND THE CORONAVIRUS that differences of nationality, ethnicity and reli-
This does not always happen, of course. Some- gion are meaningless labels. We are all in this
times crises can have the opposite effect and together, and we will overcome the crisis only
lead to a kind of post-traumatic stress in which through cooperation. Conflict and competition will
social bonds fall away and people become more only lead to more suffering and discord.
selfish and individualistic. Perhaps communal During a time of increasing individualism in
PTG following a crisis is roughly as common as which many governments have been taken over
individual PTG. by narcissistic and sociopathic autocrats intent on
My feeling, however, is that PTG will be one asserting their own individual power and identity,
of the aftereffects of the coronavirus epidemic. PTG up to the global level is precisely what the
Many of us will surely undergo individual growth world needs.
(and perhaps even transformation). In the midst When this is all over, we may find that we are
of the suffering and challenge of our present pre- stronger and closer to one another than before.

28
OPINION Patricia Izbicki is a Ph.D. candidate and a research
and teaching assistant in the Interdepartmental
Neuroscience Program at Iowa State University.

ARTS & CULTURE

Your Brain Will


Thank You for
Being a Musician
Here are five reasons why

M
usic, like mathematics, is a universal lan-
guage. We can communicate a variety of
emotions and themes that touch the very
depths of our soul with the vigorous movement of
air through a trumpet or the tender touch of fin-
gers on a keyboard. Musicians (both professional
and amateur) are at a unique advantage because
they have the opportunity not only to communicate
universally but also to improve their brain health.
Your brain will thank you for being a musician for
five reasons:
1. Music training promotes neuroplasticity.
Neuroplasticity is the brain’s ability to change roplastic changes in all areas of the brain. You use 2. Music training improves cognitive abilities.
throughout life. The Hebbian principle (neurons your occipital lobe to read and interpret pitches Studies have shown that music training improves

ELI ASENOVA GETT Y IMAGES


that fire together wire together) is what underlies and rhythm; your temporal lobe to process sound; cognitive abilities (e.g., working memory, attention
it. The more you engage in any activity, the more your frontal lobe to attend to the music, inhibit and inhibition) across our life span. This has been
consistently neurons are firing together, which irrelevant distractions and remember what you shown with both short-term and long-term music
results in stronger connections. What is unique just played; and your parietal lobe to integrate all training. Because playing an instrument requires
about music training is its capacity to induce neu- of the incoming sensory information. many different areas of the brain, it strengthens a

29
361667513

OPINION

variety of neuronal connections. This allows for an effective than quiet reading at ameliorating stress
increase in signal efficiency (that is, how quickly in a clinical setting. Although more research into
neurons communicate with one another across this area needs to be completed, it seems that
the brain), which may be why musicians may per- music making and training are beneficial to physi-
form better in cognitive tasks than nonmusicians. cal and psychological health.
3. Music training may promote healthy aging 5. Music training is a rewarding activity.
of the brain. Studies show that musicians have an Most important, making music is something most
advantage in maintaining their cognitive abilities people enjoy. Your brain is more apt to learn if an
during the aging process. This includes tasks that activity is inherently rewarding and motivating.
involve executive functioning and short-term mem- Studies have shown that listening to music
ory. Older musicians have other advantages as well. is a rewarding experience in and of itself, activat-
One study showed that the ability to filter out irrele- ing brain structures involved in reward process-
vant environmental stimuli (that is, focus) was more ing, including the nucleus accumbens, ventral
intact in older musicians, and their brain activity tegmental area, hypothalamus and insula. Scien-
reflected this advantage. Another has shown that tists have even begun modulating music reward
older musicians are able to hear more clearly in the sensitivity in the brain by using transcranial mag-
presence of background noise. And there are ben- netic stimulation. Sensitizing or desensitizing
efits from both long-term and short-term training. these brain areas shows causal evidence that
4. Music training is beneficial for overall these circuits are involved in the enjoyment and
health. A recent study has shown that group motivation of music. Furthermore, a recent study
musical activities are potential ways to maintain has even shown that exposing rats to melodic
physical and psychological health. For example, music increases dopamine and serotonin in the
a lowered risk of dementia has been associated forebrain, which is linked to reward.
with playing musical instruments. Other studies In short, making music is truly a whole-brain
have shown that playing keyboard and drums workout. Although those who begin music train-
could improve people's fine and gross motor skills ing at a young age seem to display the greatest
after a stroke. These benefits were accompanied neuroplastic benefits, research shows it is never
by increased brain activity and improved connec- too late to learn to play an instrument. More
tivity and function of brain areas responsible for research is needed to more fully understand the
controlling movement. effect of music training on the brain throughout
A recent study has even shown that recre- life; this is something the National Institutes of
ational music making (RMM) can be effective at Health has recognized.
altering gene expression involved in the stress Meanwhile go learn to play a Bach prelude or
response. This shows that RMM may be more Heart and Soul. I promise your brain will thank you.

30
, OPINION Frank Martela, Ph.D., is a researcher specializing in both
the psychology and the philosophy of well-being and meaning
in life. He is currently based at Aalto University in Finland.
He is author of A Wonderful Life: Insights on Finding a
Meaningful Existence (Harper Design, 2020).

BEHAVIOR & SOCIETY

Be Yourself—
Everyone Else
Is Taken
How to find meaning in life through
authentic and autonomous living

O
ne of my favorite studies on the meaning
in life asked students to write about their
“true self,” about “who you believe you
really are.” Another group of students was asked
to write about their “everyday self” as defined by
how they actually behave in their daily life, and
a third group of students was asked to write
about the campus bookstore. After the writing
task, the students were then asked to rate their
meaning in life.
The researchers, led by Rebecca Schlegel of
Texas A&M University, were interested in how
much detail the participants provided in their vari-

GARY ELLIS GETT Y IMAGES


ous essays, their assumption being that the more
detailed a description one provides about one’s
true self, the more likely one is to be authentically
in touch with that sense of self. Not surprisingly,
for those people writing about their everyday self

31
OPINION

or about the campus bookstore, the amount of Autonomy is about being the author of your own life: making
detail did not have any connection with their
sense of meaning in life. When people wrote volitional choices to live according to your own preferences, to
about their true selves, however, the more engage in activities that you find personally interesting and
detailed the essay, the more the person on aver- that express who you are, and to pursue goals you find worthy.
age experienced meaning in life.
Here Schlegel’s empirical research backs up
what existentialist philosophers such as Jean-
Paul Sartre and great humanistic psychologists
such as Carl Rogers and Abraham Maslow pro- Given that the need for autonomy is built into be yourself, as everyone else is already taken.
posed decades ago: There is inherent value in the human motivational system, it is no wonder Meaningfulness is about connection. Although
being able to live authentically and express one- that we find something inherently worthy and ful- this means that a major part of the meaningful-
self, and such self-actualization can make our filling in being able to live authentically. Basic ness in our lives comes from connecting with oth-
lives feel truly worth living. As the late philosopher psychological needs provide a robust foundation ers through intimate, caring relationships and
Lawrence Becker proclaimed, “Autonomous for where to find meaning in life, as I argue in my through being able to contribute to society and
human lives have a dignity that is immeasurable, new book, A Wonderful Life: Insights on Finding a those one cares about, you cannot connect with
incommensurable, infinite, beyond price.” Meaningful Existence. And what applies to whole others unless you are first in touch with yourself.
This theoretical insight is backed up by recent lives is true also for individual tasks. Hong Zhang Otherwise, it is not you who is connecting to oth-
empirical research in self-determination theory, of Nanjing University demonstrated that how ers but just an empty shell. Only by knowing who
which has argued forcefully that autonomy is a much autonomy people perceive in goal pursuit is you are and where you come from can you start
fundamental human need, the satisfaction of connected to how meaningful they experienced to authentically connect with others.
which is important for our psychological growth, the goal engagement to be. In my own studies, I Autonomy is about being the author of your
integrity and well-being. Just as our body needs have shown how having autonomy at work is one own life: making volitional choices to live according
food and water for its wellness and health, our of the key qualities that makes work meaningful. to your own preferences, to engage in activities that
mind needs a few basic psychosocial experi- In order to live a meaningful life, then, make you find personally interesting and that express
ences for its wellness and health—and among sure you are in touch with yourself—that you are who you are, and to pursue goals you find worthy.
these needs, autonomy stands tall. Self-determi- living a life endorsed by yourself, not a life aimed at And therein lies a recipe for more meaningful living.
nation theory is currently the most studied theory pleasing others. If you do not follow your own val- So take a moment today to write about your
of motivation in psychology, and there are literally ues and dreams, you are most probably following true self and who you believe you really are as a
hundreds of studies demonstrating the impor- values set by others—in the worst case, the shal- person, what your most important values are, and
tance of autonomy for human well-being in vari- low, materialistic values promoted by mass culture what you yourself would like to pursue and have
ous life domains ranging from educational and advertisements. And there is nothing more in life. Then start to figure out how you could
outcomes and work engagement to sport per- disappointing in life than living someone else’s make that true self more the self that is realized
formance and dental hygiene. dream. As some wisecracker put it, it is better to in your everyday life and work.

32
OPINION Pragya Agarwal is a behavioral and data scientist,
a freelance journalist, and author of the book Sway:
Unravelling Unconscious Bias (Bloomsbury, 2020).

BEHAVIOR & SOCIETY

What Neuroimaging
Can Tell Us about
Our Unconscious
Biases
It reveals that they involve the amygdala,
the prefrontal cortex, the posterior cingulate
and the anterior temporal cortex

I
f you have seen the documentary Free Solo, you
will be familiar with Alex Honnold. He ascends
without protective equipment of any kind in treach-
erous landscapes where above about 15 meters
any slip is generally lethal. Even just watching him
pressed against the rock with barely any handholds
makes me feel nauseated. In a functional magnetic
resonance imaging (fMRI) test, neurobiologist Jane
Joseph found that there was nearly zero activation Having spent many years researching uncon- ies demonstrate that people use different areas of

YUICHIRO CHINO GETT Y IMAGES


in Honnold's amygdala. This is a highly unusual scious bias for my book, I have realized that it re- the brain when reasoning about familiar and unfa-
brain reaction and may explain why he feels no mains problematic to pinpoint because it is hidden miliar situations.
threat in free solo climbs that others would not and is often in complete contrast to our expected The neural zones that respond to stereotypes
dare attempt. But this also shows how our amygda- beliefs. Neuroimaging research is beginning to primarily include the amygdala, the prefrontal cor-
la activates in that split second to warn us and why give us more insight into the formation of our un- tex, the posterior cingulate and the anterior tempo-
it plays an important role in our unconscious biases. conscious biases. Recent fMRI neuroscience stud- ral cortex, and they are described as all “lighting up

33
OPINION

like a Christmas tree” when stereotypes are acti- Neuroplasticity is one of tive news and information than to positive stimuli.
vated (certain parts of the brain become more Results from fMRI studies show that when individu-
activated than others during certain tasks). People the major breakthroughs als see facial images of people with an ethnic back-
also use different areas of the brain when reason- in neurosciences: ground different from their own, it often activates
ing about familiar and unfamiliar situations. When we now know that different the amygdala more than seeing people of the same
we meet someone new, we are not merely focus- ethnicity. The way we respond to different accents
ing on our verbal interaction. short- and long-term can also be explained by amygdala response to
Within a few seconds, we turn behaviors into experiences will change in-group and out-group memberships. Whereas
neural signals with identifiable information about the brain’s structure. repetition of our own accent elicits an enhanced
the person to form an impression of them while neural response, repetition of another group’s ac-
our prefrontal cortex simultaneously monitors cent results in reduced neural responses.
neural information from our five senses, focusing Neuroplasticity is one of the major breakthroughs
us on social norms or personal preferences. So about, that perhaps that stranger is a neighbor and in neurosciences: we now know that different
while we are evaluating someone, we are also as- that the sound we heard is possibly only an owl. short- and long-term experiences will change the
signing that person certain labels and stereotypes. Our conscious brain does not have the opportuni- brain’s structure. Social attitudes and expectations
But we are not aware of this because the prefron- ty to interpret all the information we see, so our ini- such as stereotypes can change how the brain pro-
tal cortex can engage in this outside our conscious tial instincts are less likely to be based on fully pro- cesses information, and so brain-based differences
awareness. These decisions are taken on a sub- cessed interpretations and often include biases of in behavioral characteristics and cognitive skills
conscious level before we go into the more con- some kind. As time passes, our socialization and our change across time, place and culture. This means
scious, slow and controlled processing. personal memories and experiences produce un- that our unconscious biases are not wired into us.
The amygdala is likely to activate as we walk conscious biases, and these biases are applied They are learned through our experiences and
down an unfamiliar, dark alleyway and hear unex- while the amygdala labels and categorizes incoming hence can also be unlearned.
pected sounds or see a stranger walking toward stimuli efficiently and unconsciously, leading us to The results from these studies are not foolproof,
us. It causes us to make assumptions about the rapidly categorize others as “like me” or “not like me” and the limitations of fMRI should be understood
threat level of the situation. We are likely to feel a and, consequently, as “in-group” or “out-group.” This and acknowledged. To understand the underlying
flood of emotions as our heart starts beating faster is the root of prejudice and discrimination. neural landscape of cognitive biases better, we
and our palms become sweaty. Evolutionarily, hu- Research using fMRI has given us an insight into need to ensure that the absence of activity in a
mans are primed to respond to any notion of threat how we respond to biases at a neural level and how brain region does not necessarily imply that it is not
to ensure fitness and survival, so this kind of re- intergroup prejudices activate areas of our brain involved in the creation or reinforcement of a specif-
sponse is crucial. This all happens without any con- associated with threat and fear. It has also given us ic bias. I believe, however, that it would be of im-
scious reasoning or effort. It then takes explicit en- more insight into the way we form in-group favorit- mense benefit if we can translate knowledge about
gagement on our part to involve the prefrontal cor- ism and associations and into how negative out- the neurobiology of our underlying behavior into
tex, which gives the message to our amygdala that group biases are even more prominent than in- designing interventions for addressing bias, espe-
all is under control and there is nothing to worry group empathy. We respond more strongly to nega- cially that which creates stigma and discrimination.

34
ILLUSIONS Susana Martinez-Conde and Stephen Macknik are professors
of ophthalmology at the State University of New York and the organizers
of the Best Illusion of the Year Contest. They have co-authored Sleights
of Mind: What the Neuroscience of Magic Reveals about Our Everyday
Deceptions and Champions of Illusion: The Science behind Mind-Boggling
Images and Mystifying Brain Puzzles.

Wrong-Headed 3-D models from architectural blue-


prints, Sugihara tested his software
Arrows by feeding it impossible images: illu-
sions such as the Penrose steps
This illusion takes the right of way in M. C. Escher’s Ascending and
with your perspective Descending lithograph, which appear
to go infinitely up and down. Sugihara
reasonably assumed that his code

N
ow that you are fully stocked would spit out an error when con-
up on toilet paper, you must fronted with the impossible. Instead
be wondering what to do with the program interpreted the illusions
the cardboard tubes inside the rolls. as possible objects that only looked
This is your opportunity to put your impossible from a specific vantage
hoarded supplies to good use by point. That is when the mathemati-
blowing the minds of your socially cian became an illusionist.
distanced friends and family. So Sugihara later incorporated mir-
grab some leftover toilet paper rors into his illusory creations—for
tubes, a pair of scissors and a mirror example, to make an object’s reflec-
for an experiment that will change tion seem incompatible with the origi-
your perspective. nal, such as with two arrows pointing
In the photograph, an arrow and in opposite directions. Matthew
its reflection point away from each Pritchard, a British physicist and
other. Impossible, you say? The expla- magician, recently developed the same side no matter which way you them around the edge of your Lazy
nation goes back to the moment in toilet-paper-roll variant of Sugihara’s turn it because of your perspective of Susan or glass-plate microwave turn-
which Kokichi Sugihara, a mathemati- arrow illusion that we feature here. To the near edge versus the far edge of table. As the plate rotates, the impos-

MATTHEW PRITCHARD
cal engineer at Meiji University in build your own version, all you need the tube. sible arrows never do! You can find
Japan, discovered what he thought to do is cut the top of a cardboard To take your handiwork to the next the construction steps in Pritchard’s
was a bug in his software. After writ- tube in a simple pattern that makes it level, prepare a dozen or so cardboard finalist video from the 2019 Best Illu-
ing a computer program to produce look like an arrow pointing to the tubes cut in the same way and arrange sion of the Year Contest.

35
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