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Auger Piles
Tarek M. Zayed1
Abstract: Continuous flight auger 共CFA兲 piles do not receive sufficient research attention although they are widely used in the United
States, United Kingdom, and other countries in the world. Therefore, this paper focuses on describing the CFA pile installation features,
exploring its construction methods, and determining the factors that affect the CFA pile productivity and cost. A productivity index 共PI兲
is developed to quantify the effect of subjective factors on the CFA process productivity. Current research concludes a PI value of 0.78 out
of 1.0 共efficiency兲. Several models are designated to assess the CFA pile’s cycle time, productivity, and cost using deterministic approach.
Various charts are developed to show this assessment based upon these models. Results show that the cycle time for 12.19 m depth and
共0.36 m兲 共14 in兲 diameter piles is 16 min; however, its productivity is 24 piles 共holes兲/day. The developed tools play an essential role in
the CFA decision making process. This paper is relevant to both researchers and practitioners. It provides charts for practitioners’ usage
to schedule and price out the CFA pile construction projects. In addition, it provides the researchers with a methodology of applying the
deterministic approach to the CFA pile construction process and its limitations.
DOI: 10.1061/共ASCE兲0733-9364共2005兲131:6共677兲
CE Database subject headings: Productivity; Costs; Decision making; Piles; Construction equipment; Augers.
Introduction assessing the CFA pile’s cycle time, productivity, and cost using
deterministic approach.
Continuous flight auger 共CFA兲 and auger cast-in-place 共ACIP兲
piles are synonyms for the same pile drilling technique. It is a
Background
special form of continuous spoil removal 共Web-1 2004兲. Zayed
and Halpin 共2004兲, in their study on bored pile productivity, The CFA piles are constructed by drilling a CFA auger into the
stated that subsurface obstacles, lack of contractor experience, ground and, on reaching the required depth, pumping concrete
and site planning difficulties in addition to other factors compli- down the hollow stem as the auger is steadily withdrawn 共Mure et
cated the process of pile installation. They further summarized the al. 2002兲. During the auger withdrawal, which then is not rotated,
factors that affect pile installation productivity as follows: 共1兲 site the auger passes through an auger cleaner that removes the spoil
preinvestigation coverage; 共2兲 soil type; 共3兲 lack of contractor soil 共Web-1 2004兲. Because the CFA operation combines all main
experience; 共4兲 piling machine mechanical and drilling problems; piling operations in a single process, it is able to achieve high
共5兲 job and management problems; 共6兲 problems due to site re- drilling production rates 共Web-1 2004兲. Since their introduction in
strictions and disposal of excavated spoil; and 共7兲 rebar installa- the 1940s in North America, the CFA piles, also known as auger
tion and pouring concrete. All these problems, no doubt, greatly cast piles, have become increasingly popular, as they can be con-
affect the production of CFA piles. siderably cheaper than alternative pile types 共Web-1 2004兲. It be-
Current study aims at achieving the following goals: 共1兲 re- comes the most common type of pile in use in the United King-
dom 共Web-2 2004兲.
viewing literature for the CFA pile installation features and pro-
The CFA piles are available in various sizes: 0.3, 0.45, 0.6, and
cedures; 共2兲 determining the factors that affect the CFA piles pro-
0.75 m diameter, and exceptionally 0.9 m diameter; however,
ductivity; 共3兲 designating a tool for adjusting the CFA pile they can be constructed to depths in excess of 30 m 共Web-1
productivity estimate through a productivity index 共PI兲; and 共4兲 2004兲. The CFA pile has no open bore at any time 共Web-2 2004兲.
This technique is appropriate for most ground conditions includ-
1
Assistant Professor, Dept. of Construction Engineering and ing soft rocks, but becomes particularly economical in noncohe-
Management, Zagazig Univ., Zagazig, Egypt; presently, Assistant sive sands, gravels, or silts where otherwise long casings or drill-
Professor, Dept. of Building, Civil & Environmental Engineering, ing would be required 共Web-3 2004 and Web-4 2004兲. For
Concordia Univ., BE-357, 1257 Guy St., Montreal, Canada, H3G 1M7. successful operation of rotary auger, the soil must be reasonably
Note. Discussion open until November 1, 2005. Separate discussions
free of tree roots, cobbles, and boulders, and it must be self sup-
must be submitted for individual papers. To extend the closing date by
one month, a written request must be filed with the ASCE Managing
porting 共Web-3 2004兲.
Editor. The manuscript for this paper was submitted for review and pos-
sible publication on June 24, 2004; approved on January 31, 2005. This Continuous Flight Auger Construction Method
paper is part of the Journal of Construction Engineering and Manage-
ment, Vol. 131, No. 6, June 1, 2005. ©ASCE, ISSN 0733-9364/2005/6- Weele 共1988兲, Web-1 共2004兲, Web-5 共2004兲, Web-6 共2004兲,
677–688/$25.00. Web-4 共2004兲, Das 共2004兲, Coduto 共2001兲, DFI 共2003, 1994兲,
Advantages
• Low mobilization cost.
• Low noise and vibration.
• Auger protects the hole from caving.
• Grout is injected under pressure, so there is good soil bond and
some soil compaction.
Fig. 1. Continuous flight auger construction method stages 共adapted • Used in a wide variety of soils.
from DFI 1994兲
Disadvantages (Limitation)
• Must have good contractor quality control and skills.
Fleming et al. 共1992兲, and Peurifoy et al. 共2002兲 summarized the • Auger can draw up more soil than it should under some con-
installation stages for these kinds of piles 共Fig. 1兲 as follows: ditions.
• If equipment breaks down, pile is lost.
Stage 1: Augering Hole • Cannot be used with cobbles and boulders.
The auger is used to excavate the hole with the proper size. When • Poor and/or inconsistent quality and load carrying capacity.
the CFA piles are formed, the hole in the ground does not need to • Sensitivity to operator performance.
be stable or stand open. The auger however should be kept full of Weele 共1988兲 was in favor of the CFA against driven piles
soil, so that the surrounding soil will be supported. because CFA piles are friendlier for the inhabitants of nearby
buildings compared to driven piles, but driven displacement piles
Stage 2: Completion of Augering and Start Shaft Formation are better for buildings and their foundation than CFA piles.
After the auger has reached full depth, the temporary closure plate Fleming et al. 共1992兲 reported that the CFA piles offer consid-
below the central stem is to be pushed away by the concrete or erable environmental advantages during construction. Vibration is
mortar 共grout兲. Usually the auger is for that purpose lifted without minimal, and noise outputs are low. In permeable soils with a
rotating and the start of concrete pumping should do the rest. high water table, their use removes the need for concreting by the
Table 1. Methods of Producing Boreholes in Soft Ground 共Adapted from Harris 1983兲
Maximum depth Maximum diameter
Method Category 共m兲 共mm兲 Soil type
Soil investigation Rotary boring When 150–200 All
boring bedrock is
reached
Continuous flight Rotary boring 30 Up to 600 Firm uniform soils
Auger
Intermittent flight Rotary boring 50 Up to 2,500 Firm uniform soils
Auger
Rotary boring with Rotary boring 50 Up to 1,500 Free-flowing soils
bucket
Rotary boring with Rotary boring 30–40 Up to 6,000 Cohesive soils
belling bucket
Grabbing Conventional 100 500–2,000 Difficult soils and those
grabbing containing small boulders
Circulation drilling Conventional 100 300–2,000 Soft rock
grabbing
Fig. 2. Continuous flight auger piles productivity qualitative factors 共adapted from Zayed and Halpin 2004兲
Data Collection
Cost Determination
Fig. 4. Average qualitative factor weights and standard deviation Current study tried to collect cost data for the CFA piles but the
generated from analytic hierarchy process application response from the reviewers was negative. They consider cost as
confidential and not for public use. Therefore, the cost of the CFA Accordingly, the total expenses and its associated cost elements
process was estimated based upon two main references: R. S. can be determined using models 共11兲 and 共12兲 supported by Figs.
Means 共2004兲 and Richardson’s manual 共2003兲. The total ex- 11 and 12.
penses consider material, equipment, labor, and overhead ex- Previous discussion shows the great necessity of the developed
penses. tools for the CFA piles decision makers and estimators. Current
Figs. 11 and 12 are developed, based upon models 共11兲 and
research developed these tools to facilitate the process of estimat-
共12兲, to assess the cost per pile and the unit cost of the CFA piles
ing cycle time, productivity, and cost. In addition, these tools can
at different depths and sizes. In Fig. 11, a pile of 0.36 m 共14 in.兲
diameter with 12.19 m depth, costs approximately $900/pile; be used to schedule the CFA projects and plan the CFA drill rig
however, it costs approximately $745/ m3 as shown in Fig. 12. operation throughout different projects.
Fig. 6. Total machine time 共option 2兲 for various continuous flight auger pile depths and sizes in granular soils
Productivity Models Validation projects. If the model provides close numbers to the collected
data, it is valid and can be used to represent this process is real
The collected data set is divided into model building and valida- world practice and vice versa. To exactly determine how accurate
tion data sets: 70 and 30%, respectively. The validation data set is the predicted results of the productivity model, a validation factor
used to validate the designated productivity models. After valida- 共VF兲 has to be calculated using the following model:
tion, these models will be proper to fit the problem and predict
productivity of the CFA piling process. Therefore, productivity validation factor 共VF兲 = PMR/CP 共13兲
models 共8a兲 and 共8b兲 are used to estimate productivity for the
validation data set. Being determined, the estimated productivity where PMR= productivity model result and CP= collected pro-
is compared with the collected productivity from the CFA ductivity.
The VF has been calculated for each validation data point Solution
considering its corresponding productivity model result. Fig. 13
shows the VF value against the validation data points. The VF Based on the developed set of charts, the total cycle time for the
values range from 0.94 to 1.2 with an average of 1.03 and a SD of CFA machine can be determined. This project has 95 holes with
0.07. Although there is a significant variation in the designated 共12.19 m兲 共40 ft.兲 depth in granular soil, then the cycle time for
models predicted values, the average value is acceptable because option 1 共Fig. 5兲 is 20.5 min. However, it is almost 35 min for
it is very close to 1.0. Therefore, the designated productivity mod- option 2 共Fig. 6兲. Based on this total cycle time for each pile
els are robust and can be used to estimate the real world CFA in option 1, the CFA machine is needed for 关95 piles
projects. ⫻ 20.5 共min/ pile兲 / 60 共min/ h兲 ⫻ 8 共h / day兲兴 4.1 days without
considering the subjective factors effect on cycle time. Moreover,
the CFA machine will last 关95 piles⫻ 35.0 共min/ pile兲 /
60 共min/ h兲 ⫻ 8 共h / day兲兴 6.9 days using option 2. If the PI value
Illustrative Example
is considered, project time will be 关4.1/ 0.78= 5.3 days兴 and
关6.9/ 0.78= 8.9 days兴 for options 1 and 2, respectively.
A project of 95 CFA pile holes with 0.46 m 共18 in.兲 diameter and
Productivity in piles/day can be determined from Figs. 7 and 8
共12.19 m兲 共40 ft.兲 depth in granular soil need to be constructed.
for both options. It is almost 19.5 and 11 piles/day for options 1
How many working days does the contractor need the CFA piling
and 2, respectively. However, productivity is 38.0 and
machine in each project? How many holes/day, m3 / day, and
22.0 m3 / day for options 1 and 2, respectively 共Fig. 9兲. In addi-
m/day can the contractor do in this project?
tion, it is 230.0 and 130.0 m / day for both options 共Fig. 10兲.
Conclusions
共0.36 m兲 共14 in.兲 diameter pile is 16 min using option 1; however, CP ⫽ collected productivity;
it is 30 min using option 2. They also show that productivity is 24 Dij ⫽ pile 共hole兲 depth for i number of pile sizes and j
piles 共holes兲/day using option 1 and 13 piles 共holes兲/day using number of soil types;
option 2. The developed models were validated to show its ro- F ⫽ profit in $/ft, $/m, $ / yd3, or $ / m3;
bustness in representing the CFA features. The validation factor Li ⫽ lift rebar cage time for i pile size;
showed a robust average of 1.03. Lij ⫽ pouring and withdrawal rate for i number of pile
This research is relevant to both industry practitioners and sizes and j number of soil types;
researchers. It provides charts for practitioners’ usage to schedule M ⫽ machine moving time to another pile location;
and price out the CFA pile construction projects. In addition, it n ⫽ number of qualitative factors 共ten factors兲;
provides the researchers with the methodology of applying the O ⫽ overhead cost in $/ft, $/m, $ / yd3, or $ / m3;
deterministic approach to the CFA pile construction process, its P ⫽ productivity in ft/h, m/h, yard3 / h, m3 / h;
limitations, and future suggestions. P f ⫽ final productivity value using deterministic or
simulation technique;
Pij ⫽ pouring and withdrawal time for one complete
hole for i number of pile sizes and j number of
Acknowledgments soil types;
Pr ⫽ resulted optimistic productivity value using both
The writer wishes to express his gratitude and appreciation to the
techniques;
CFA drilling companies, which generously allowed him to collect
PI ⫽ productivity index represents qualitative factors;
data and access their sites. The cooperation and assistance of
PMR ⫽ productivity model result;
project managers and operators are also gratefully acknowledged
Qc ⫽ concrete or grout quantity in lb/ft or kg/m;
and appreciated.
Qr ⫽ rebar quantity in lb/f or kg/m;
QFW ⫽ qualitative factors worth;
Rij ⫽ drilling rate for i number of pile sizes and j
Notation number of soil types;
Si ⫽ transfer rebar cage time to pile location for i pile
The following symbols are used in this paper: size;
A ⫽ clean and adjust verticality for auger; Tij ⫽ drilling time for one complete hole for i number
Cc ⫽ concrete or grout cost in $/lb or $/kg; of pile sizes and j number of soil types;
Ce ⫽ equipment hourly cost in $/h; TC ⫽ total cost in $/ft, $/m, $ / yd3, or $ / m3;
Ci ⫽ rebar cage erection time for i pile size; TMT1 ⫽ total machine time for option number 1;
Cl ⫽ labor hourly cost in $/h; TMT2 ⫽ total machine time for option number 2;
Cr ⫽ rebar cost in $/lb or $/kg; U ⫽ adjust axis time;