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Productivity and Cost Assessment for Continuous Flight

Auger Piles
Tarek M. Zayed1

Abstract: Continuous flight auger 共CFA兲 piles do not receive sufficient research attention although they are widely used in the United
States, United Kingdom, and other countries in the world. Therefore, this paper focuses on describing the CFA pile installation features,
exploring its construction methods, and determining the factors that affect the CFA pile productivity and cost. A productivity index 共PI兲
is developed to quantify the effect of subjective factors on the CFA process productivity. Current research concludes a PI value of 0.78 out
of 1.0 共efficiency兲. Several models are designated to assess the CFA pile’s cycle time, productivity, and cost using deterministic approach.
Various charts are developed to show this assessment based upon these models. Results show that the cycle time for 12.19 m depth and
共0.36 m兲 共14 in兲 diameter piles is 16 min; however, its productivity is 24 piles 共holes兲/day. The developed tools play an essential role in
the CFA decision making process. This paper is relevant to both researchers and practitioners. It provides charts for practitioners’ usage
to schedule and price out the CFA pile construction projects. In addition, it provides the researchers with a methodology of applying the
deterministic approach to the CFA pile construction process and its limitations.
DOI: 10.1061/共ASCE兲0733-9364共2005兲131:6共677兲
CE Database subject headings: Productivity; Costs; Decision making; Piles; Construction equipment; Augers.

Introduction assessing the CFA pile’s cycle time, productivity, and cost using
deterministic approach.
Continuous flight auger 共CFA兲 and auger cast-in-place 共ACIP兲
piles are synonyms for the same pile drilling technique. It is a
Background
special form of continuous spoil removal 共Web-1 2004兲. Zayed
and Halpin 共2004兲, in their study on bored pile productivity, The CFA piles are constructed by drilling a CFA auger into the
stated that subsurface obstacles, lack of contractor experience, ground and, on reaching the required depth, pumping concrete
and site planning difficulties in addition to other factors compli- down the hollow stem as the auger is steadily withdrawn 共Mure et
cated the process of pile installation. They further summarized the al. 2002兲. During the auger withdrawal, which then is not rotated,
factors that affect pile installation productivity as follows: 共1兲 site the auger passes through an auger cleaner that removes the spoil
preinvestigation coverage; 共2兲 soil type; 共3兲 lack of contractor soil 共Web-1 2004兲. Because the CFA operation combines all main
experience; 共4兲 piling machine mechanical and drilling problems; piling operations in a single process, it is able to achieve high
共5兲 job and management problems; 共6兲 problems due to site re- drilling production rates 共Web-1 2004兲. Since their introduction in
strictions and disposal of excavated spoil; and 共7兲 rebar installa- the 1940s in North America, the CFA piles, also known as auger
tion and pouring concrete. All these problems, no doubt, greatly cast piles, have become increasingly popular, as they can be con-
affect the production of CFA piles. siderably cheaper than alternative pile types 共Web-1 2004兲. It be-
Current study aims at achieving the following goals: 共1兲 re- comes the most common type of pile in use in the United King-
dom 共Web-2 2004兲.
viewing literature for the CFA pile installation features and pro-
The CFA piles are available in various sizes: 0.3, 0.45, 0.6, and
cedures; 共2兲 determining the factors that affect the CFA piles pro-
0.75 m diameter, and exceptionally 0.9 m diameter; however,
ductivity; 共3兲 designating a tool for adjusting the CFA pile they can be constructed to depths in excess of 30 m 共Web-1
productivity estimate through a productivity index 共PI兲; and 共4兲 2004兲. The CFA pile has no open bore at any time 共Web-2 2004兲.
This technique is appropriate for most ground conditions includ-
1
Assistant Professor, Dept. of Construction Engineering and ing soft rocks, but becomes particularly economical in noncohe-
Management, Zagazig Univ., Zagazig, Egypt; presently, Assistant sive sands, gravels, or silts where otherwise long casings or drill-
Professor, Dept. of Building, Civil & Environmental Engineering, ing would be required 共Web-3 2004 and Web-4 2004兲. For
Concordia Univ., BE-357, 1257 Guy St., Montreal, Canada, H3G 1M7. successful operation of rotary auger, the soil must be reasonably
Note. Discussion open until November 1, 2005. Separate discussions
free of tree roots, cobbles, and boulders, and it must be self sup-
must be submitted for individual papers. To extend the closing date by
one month, a written request must be filed with the ASCE Managing
porting 共Web-3 2004兲.
Editor. The manuscript for this paper was submitted for review and pos-
sible publication on June 24, 2004; approved on January 31, 2005. This Continuous Flight Auger Construction Method
paper is part of the Journal of Construction Engineering and Manage-
ment, Vol. 131, No. 6, June 1, 2005. ©ASCE, ISSN 0733-9364/2005/6- Weele 共1988兲, Web-1 共2004兲, Web-5 共2004兲, Web-6 共2004兲,
677–688/$25.00. Web-4 共2004兲, Das 共2004兲, Coduto 共2001兲, DFI 共2003, 1994兲,

JOURNAL OF CONSTRUCTION ENGINEERING AND MANAGEMENT © ASCE / JUNE 2005 / 677


Stage 3: Shaft Formation
During the withdrawal of the auger, the concrete or mortar 共grout兲
is pumped through the stem. This should be done with an over-
pressure in order to make sure that enough concrete is always
supplied near the base, so as to compensate for the volume in-
crease caused by the lifting of the auger.

Stage 4: Placement of Reinforcement


Immediately upon completion of the pile shaft, the reinforcement
cage is lowered down to its proper location and height.

Advantages and Disadvantages of Continuous Flight


Auger Piles: Web-1 „2004…, Web-4 „2004…, Web-5 „2004…,
Web-6 „2004…, and Peurifoy et al. „2002…

Advantages
• Low mobilization cost.
• Low noise and vibration.
• Auger protects the hole from caving.
• Grout is injected under pressure, so there is good soil bond and
some soil compaction.
Fig. 1. Continuous flight auger construction method stages 共adapted • Used in a wide variety of soils.
from DFI 1994兲
Disadvantages (Limitation)
• Must have good contractor quality control and skills.
Fleming et al. 共1992兲, and Peurifoy et al. 共2002兲 summarized the • Auger can draw up more soil than it should under some con-
installation stages for these kinds of piles 共Fig. 1兲 as follows: ditions.
• If equipment breaks down, pile is lost.
Stage 1: Augering Hole • Cannot be used with cobbles and boulders.
The auger is used to excavate the hole with the proper size. When • Poor and/or inconsistent quality and load carrying capacity.
the CFA piles are formed, the hole in the ground does not need to • Sensitivity to operator performance.
be stable or stand open. The auger however should be kept full of Weele 共1988兲 was in favor of the CFA against driven piles
soil, so that the surrounding soil will be supported. because CFA piles are friendlier for the inhabitants of nearby
buildings compared to driven piles, but driven displacement piles
Stage 2: Completion of Augering and Start Shaft Formation are better for buildings and their foundation than CFA piles.
After the auger has reached full depth, the temporary closure plate Fleming et al. 共1992兲 reported that the CFA piles offer consid-
below the central stem is to be pushed away by the concrete or erable environmental advantages during construction. Vibration is
mortar 共grout兲. Usually the auger is for that purpose lifted without minimal, and noise outputs are low. In permeable soils with a
rotating and the start of concrete pumping should do the rest. high water table, their use removes the need for concreting by the

Table 1. Methods of Producing Boreholes in Soft Ground 共Adapted from Harris 1983兲
Maximum depth Maximum diameter
Method Category 共m兲 共mm兲 Soil type
Soil investigation Rotary boring When 150–200 All
boring bedrock is
reached
Continuous flight Rotary boring 30 Up to 600 Firm uniform soils
Auger
Intermittent flight Rotary boring 50 Up to 2,500 Firm uniform soils
Auger
Rotary boring with Rotary boring 50 Up to 1,500 Free-flowing soils
bucket
Rotary boring with Rotary boring 30–40 Up to 6,000 Cohesive soils
belling bucket
Grabbing Conventional 100 500–2,000 Difficult soils and those
grabbing containing small boulders
Circulation drilling Conventional 100 300–2,000 Soft rock
grabbing

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tremie method, and temporary support for the borehole walls PI = 1 − QFW 共2兲
using casing or bentonite slurry is not necessary. This method is
suitable in sands, gravels, and clays.
P f = Pr ⫻ PI 共3兲
Harris 共1983兲 reported that there were two principal methods
for drilling holes: 共1兲 rotary, or auger, boring, and 共2兲 conven- where QFW= qualitative factors worth and PI= productivity
tional grabbing with a bucket. The selection of each type depends index.
upon ground conditions, diameter, and depth of borehole re- The PI is the complement of the QFW because the latter rep-
quired, and the cost and availability of the equipment. The capa- resents the bad effect 共deficiency兲 of the qualitative factors on
bilities of each method are summarized in Table 1. productivity while the former represents the work efficiency. Con-
sequently, productivity is equivalent to the optimistic productivity
estimate multiplied by the PI. For example, if QFW results in
Continuous Flight Auger Productivity Factors 20% deficiency; then the work is done with 80% efficiency.
Hence, productivity is equivalent to 0.8⫻ Pr. For more details on
The factors that affect drilling are identified by Peurifoy et al. how these models have been derived and their rationale, the
共2002兲 and Zayed and Halpin 共2004兲: type of drill and size of bit; reader is referred to Zayed and Halpin 共2004兲.
hardness of the soil; depth of holes; drilling pattern; terrain; and
time lost waiting for other operations. If pneumatic drills are
used, the rate of drilling varies with the pressure of the air. An- Continuous Flight Auger Pile Productivity Model
other item that influences the rate of drilling is the machine avail- Development
ability factor. Drills are subjected to severe vibration and wear,
which may result in frequent failure of critical parts, or deterio- The CFA pile cycle time activities’ durations are estimated as
ration of the whole unit, entailing mechanical delays. The portion crisp numbers 共deterministic approach: statistical mean for the
of time that a drill is operative is defined as the availability factor, collected data sample兲. To build the conventional 共deterministic兲
which is usually expressed as a percent of the total drilling time. productivity model for the CFA pile, construction steps have to be
defined in detail. Fig. 1 depicts the detailed construction steps of
the CFA piling process starting from the axis adjustment until
Subjective Factors Quantification Model pouring concrete and finishing the pile. The construction steps
共algorithm兲 can be summarized as follows:
Zayed and Halpin 共2004兲 designated three models to quantify the 1. Adjust the CFA machine on the pile axis and adjust vertical-
effect of several major qualitative factors on the piling process ity.
productivity. These factors are shown in Fig. 2. Current study 2. Start drilling until the auger reached the designed depth for
considers the same factors to quantify their effect on the CFA pile the pile.
productivity. Therefore, current study implemented the designated 3. Withdraw the auger while pouring concrete or grout.
models by Zayed and Halpin 共2004兲, which are summarized in the 4. Clean the auger where it is withdrawn from the hole.
following models: 5. Unload the dirt in the unloading area.
6. Upon finishing grout or concrete pouring, the machine is
n moved to another pile location.
QFW = 兺
i=1
Wi ⫻ Vi共xi兲 共1兲 7. Repeat steps 1–6 for the second pile 共CFA machine兲, and so
on.

Fig. 2. Continuous flight auger piles productivity qualitative factors 共adapted from Zayed and Halpin 2004兲

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8. Move the rebar cage from the shop to the pile location. day are 8. But in this study, the term working hours 共WH兲 is left
9. Erect the rebar cage guide. as a variable for the user to adjust according to company policy.
10. Left the rebar cage using excavator, crane, or the CFA ma- Because the TMT1 model 共6a兲 and the TMT2 model 共6b兲 use
chine itself based upon the availability and site conditions. minutes as a duration unit, the WH have to be converted into
11. Erect the rebar cage and finish the pile. minutes; therefore, the working time per day will be 共60
Based upon previous algorithm, the CFA machine productivity ⫻ WH兲 min. To calculate the productivity, the total working time
and cost can be assessed. To determine productivity, cycle time per day 共60⫻ WH兲 has to be divided by the TMT1 共option 1兲 or
has to be assessed. The CFA machine cycle time depends upon by the TMT2 共option 2兲. The outcome is the number of pile holes
the activities that the machine will perform. There are two major that can be constructed per day. But this result considers produc-
construction method options to construct a complete pile using tive time of 60 min/ h; however, this is not realistic. This result
the CFA machine: only considers the effect of the quantitative factors on productiv-
ity and neglects the qualitative factors, such as operator effi-
ciency, weather conditions, site conditions, job management, site
Option 1
investigation, mechanical problems, etc. Therefore, the PI term
The CFA machine will perform drilling, pouring, and moving to that accounts for the effect of these qualitative variables has to be
another pile location; however, another crane or excavator will considered in the productivity model. This term has been deter-
perform the rest of activities, such as move the cage to pile loca- mined using the analytic hierarchy process 共AHP兲 and fuzzy logic
tions, lift the cage, and erect it. This is the common construction as explained earlier in this paper. The final outcome of this quali-
method option for the CFA piles. tative evaluation is the productivity index 共PI兲. Hence, productiv-
ity can be determined using the following models:
Option 2
productivity 共holes/day兲 = 60 ⫻ WH ⫻ PI/TMT1 共option 1兲
The CFA machine will perform all the activities starting from
drilling until rebar cage erection because there is no other crane or 共7a兲
excavator available or there is no room in the construction site to
have another machine in. productivity 共holes/day兲 = 60 ⫻ WH ⫻ PI/TMT2 共option 2兲
共7b兲
Cycle Time Model Development
Then, based on models 共7a兲 and 共7b兲,
According to the previous two construction method options, cycle
time for both the CFA pile machine and the other in-site auxiliary
60 ⫻ WH ⫻ PI 共holes/day兲
machines 共excavator or crane兲 can be determined. Let us suppose productivity = 共option 1兲
that there are j various soil types that the CFA machine can work 共Dij/Lij ⫻ Rij兲 ⫻ 共Rij + Lij兲 + M + U
in and there are i number of pile sizes as required by the pile 共8a兲
design company. Then, the time taken from the CFA machine to
drill one pile hole can be determined using the following model:
productivity
Tij = Dij/Rij 共4兲
60 ⫻ WH ⫻ PI 共holes/day兲
Similar to drilling time, the time required to pour concrete or =
共Dij/Lij ⫻ Rij兲 ⫻ 共Rij + Lij兲 + M + U + A + 共Li + Si + Ci兲
mortar 共grout兲 and withdraw the CFA from the hole can be deter-
mined using the following model: 共option 2兲 共8b兲
The productivity models in models 共8a兲 and 共8b兲 provide only
Pij = Dij/Lij 共5兲
the number of holes per day. Common practice uses the produc-
From models 共4兲 and 共5兲, the total CFA machine time per pile can tivity in cu yd/day or ft/day; therefore, the models 共9a兲, 共9b兲,
be determined from the following models for options 1 and 2, 共10a兲, and 共10b兲 have been developed. Productivity can be deter-
which have been discussed earlier: mined in cu yd/day or ft/day by multiplying model 共8a兲 and 共8b兲
by the pile volume and cross-sectional area, respectively. Models
TMT1 = 共Dij/Rij兲 + 共Dij/Lij兲 + M + U 共9a兲 and 共9b兲 determine productivity in terms of cu yd/day
= 共Dij/Lij ⫻ Rij兲 ⫻ 共Rij + Lij兲 + M + U 共option 1兲 whereas models 共10a兲 and 共10b兲 determine productivity in terms
of linear foot of depth per day. Both models can be depicted as
共6a兲 follows:

TMT2 = 共Dij/Lij ⫻ Rij兲 ⫻ 共Rij + Lij兲 + M + U + A productivity


+ 共Li + Si + Ci兲 共option 2兲 共6b兲 1.75 ⫻ WH ⫻ PI ⫻ ␾2 ⫻ i ⫻ d 共yd3/day兲
= 共option 1兲 共9a兲
where TMT= total machine time. 共Dij/Lij ⫻ Rij兲 ⫻ 共Rij + Lij兲 + M + U

Productivity Model Development productivity


Productivity can be determined after calculating the total duration 1.75 ⫻ WH ⫻ PI ⫻ ␾2 ⫻ i ⫻ d 共yd3/day兲
to construct a pile 共TMT1兲 and/or 共TMT2兲. The working hours =
共Dij/Lij ⫻ Rij兲 ⫻ 共Rij + Lij兲 + M + U + A + 共Li + Si + Ci兲
共WH兲 per day have to be defined to determine how many pile
holes can be performed per day. The regular working hours per 共option 2兲 共9b兲

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60 ⫻ WH ⫻ PI ⫻ i ⫻ d 共ft/day兲 Designated Models Application
productivity = 共option 1兲
共Dij/Lij ⫻ Rij兲 ⫻ 共Rij + Lij兲 + M + U
共10a兲 Productivity Index Determination
The designated models by Zayed and Halpin 共2004兲 were used to
productivity determine the PI for the CFA pile construction projects based
upon the collected data set. The proposed models are summarized
60 ⫻ WH ⫻ PI ⫻ i ⫻ d 共ft/day兲
= in models 共1兲, 共2兲, and 共3兲. They are implemented to the available
共Dij/Lij ⫻ Rij兲 ⫻ 共Rij + Lij兲 + M + U + A + 共Li + Si + Ci兲 data set to calculate Vi共xi兲, Wi, QFW, and PI as follows:
共option 2兲 共10b兲
(1) Vi共xi兲 Determination
The questionnaire provides the qualitative evaluation of produc-
Cost Model Development tivity factors in the CFA pile construction process. This qualita-
tive evaluation was done according to the performance scale that
The cost breakdown of the CFA process can be tackled in differ- was designated by Zayed and Halpin 共2004兲. It has been collected
ent ways because it depends on the available resources that serve for the 10 qualitative factors and analyzed to get the mean value
the need of this process. The writer designated the CFA process and standard deviation for each factor as shown in Fig. 3. It
resources based upon the common sites that data were collected shows that the largest factors that affect productivity are site con-
from. The CFA resources consists of: 共1兲 crane mounted drill rig; ditions and soil removal system. These two factors have an aver-
共2兲 its associated labor crew; 共3兲 two service crews 共guide rig age of 2.88 and 2.75 on the performance scale with standard
crew and rebar cage installation crew兲; 共4兲 two excavators: one to deviation of 0.53 and 0.35, respectively. There is a big difference
move the rebar cages from the workshop to the pile location and between this subjective evaluation and the factors’ relative weight
the other to help erecting the rebar cage in the pile hole; 共5兲 because this evaluation discusses whether these factors cause
foreman with pickup; 共6兲 concrete or grout material; 共7兲 concrete problems in the site regardless their importance in the CFA piling
or grout pump; and 共8兲 rebar. Therefore, the direct cost break- process. Sometimes, a factor that is less important, has small
down for the CFA process includes 共1兲 material cost: rebar and weight, might cause lots of problems in the construction site and
concrete; 共2兲 labor cost: drilling rig, rebar, and erection crews; vice versa. The average values of the 10 factors have been evalu-
and 共3兲 equipment cost: crane mounted drill rig, concrete or grout ated using the performance worth scale. For example, site condi-
pump, and excavators. The cost and price models can be deter- tion has a value of 2.88 while the soil removal system has 2.75.
mined using the following models, based upon the previous dis- The corresponding worth scores for these values are 0.288 and
cussion: 0.275. Similarly, the 10 factors have been evaluated. Hence, the
factors’ worth Vi共xi兲 is determined, which represents the second
total cost 共TC兲 = 共Ce + Cl兲/P + Qr ⫻ Cr + Qc ⫻ Cc + O 共11兲
term of the right hand side of model 共1兲.

price = TC + F 共12兲 (2) Wi Determination


The total expenses can be determined using model 共11兲 in The weight of each factor in the CFA Pile construction process is
different units: $/ft, $/m, $ / yd3, or $ / m3. Accordingly, the total calculated using the concept of AHP methodology as explained
expenses in $/pile can be determined. Therefore, this developed earlier. Pairwise comparison matrices have been collected from
model facilitates the estimator job in estimating the expenses of the questionnaire reviewers. Consistency ratio 共CR兲 has been de-
the CFA process projects. By adding the profit or markup to the termined for each collected matrix. If CR⬍ 0.1, then, the matrix is
total expenses, the price of this item can be determined as shown
in model 共12兲.

Data Collection

Several techniques in collecting data have been used in this re-


search. These techniques are questionnaires, site interviews, site
visits, direct data collection, and telephone calls. A questionnaire
was designated to collect data from contractors and consultants
who are specialists in the CFA pile construction and design. This
questionnaire was used to collect the CFA piles cycle time, pro-
ductivity, and soil characteristics. Reviewers were asked to pro-
vide information based on one of the most average projects that
they have done or are currently doing. Accordingly, each ques-
tionnaire represents a full set of information about at least one
project. The second technique utilized a questionnaire. The ques-
tionnaire replies represent 40.37% 共9 out of 23 questionnaires兲. In
addition, four sites were visited to collect data. Most question-
naire replies and direct data collected covered only one type of
soil 共granular soil such as sand, gravel–sand, etc兲. Therefore, the
results of this research only represent one soil type; however, the Fig. 3. Average rating and standard deviation for each productivity
other soil types are recommended for future studies. factor out of ten

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consistent, otherwise it has to return back to the reviewer to adjust Table 2. Qualitative Factors Worth 共QFW兲 and Productivity Index 共PI兲
his/her evaluation. All collected matrices were consistent. Determination
The final outcome of the AHP method application to the CFA i Qualitative factors Wi Vi共xi兲 Wi ⫻ Vi共xi兲
pile construction process is the average vector of relative weights
1 Operator efficiency 0.1431 0.2250 0.0322
as shown in Fig. 4. It is noticed that the job management has the
maximum relative weight of 0.16 out of 1.0 with a standard de- 2 Weather conditions 0.0822 0.2375 0.0195
viation 共SD兲 of 0.01. Operator efficiency, rate of pouring, and site 3 Site conditions 0.1085 0.2875 0.0312
investigation are competing for the following three ranks where 4 Job management 0.1583 0.2250 0.0356
their relative weights are 0.14, 0.12, and 0.11 with a SD of 0.01. 5 Soil removal system 0.0694 0.2750 0.0191
The lowest relative weight is 0.07 for soil removal system with 6 Rate of pouring system 0.1187 0.2000 0.0237
standard deviation of 0.03. 7 Mechanical problems 0.0754 0.1250 0.0094
8 Owner/consultant problem 0.0703 0.2625 0.0185
(3) Qualitative Factor Worth and Productivity Index 9 Site investigation 0.0849 0.1875 0.0159
Determination 10 Production estimate accuracy 0.0894 0.2125 0.0190
Both terms of model 共1兲 right-hand side 共Wi and Vi共xi兲兲 have been QFW= Sum 共Wi ⫻ Vi共xi兲兲 0.22
determined to calculate the QFW, which is equivalent to the sum- PI= 1 − QFW 0.78
mation of Wi ⫻ Vi共xi兲. The final outcome of the QFW is 0.22 as
shown in Table 2 that shows the qualitative factors, their relative
weight and worth, the QFW, and the PI. Since the PI is the of 14 in diameter 共0.36 m兲 and 12.19 m depth, the cycle time is
complement of the QFW 关model 共2兲兴, then the PI is equivalent to approximately 16 min if construction option 1 is used 共Fig. 5兲.
0.78. The PI is the index that is multiplied by the optimistic pro- However, if construction option 2 is used, the cycle time is ap-
ductivity, generated by using the deterministic technique applica- proximately 30 min 共Fig. 6兲. Consequently, 14 min/ pile can be
tion, to cope with the real world practice 关model 共3兲兴. In other saved if a piece of equipment is added on site to erect the rebar
words, the PI represents the effect of qualitative factors on pro- cage instead of using the drill rig. It is the role of the estimator to
ductivity of the CFA pile construction process. decide whether using one more piece of equipment on site is
economical or not. Various factors affect this decision including:
Cycle Time and Productivity Determination 共1兲 the availability of the equipment; 共2兲 site conditions; 共3兲 the
hourly cost difference between the drill rig and the required extra
The designated cycle time and productivity deterministic models equipment; 共4兲 criticality of the CFA activity; and 共5兲 job man-
have been applied to the CFA process collected data to calculate agement and equipment flow on site. Therefore, if site conditions
its cycle time and productivity. Cycle time is calculated using permit one more piece of equipment, which is available, and the
models 共6a兲 and 共6b兲; however, productivity has been determined hourly cost for this selected equipment is cheaper than that of the
using models 共8a兲, 共8b兲, 共9a兲, 共9b兲, 共10a兲, and 共10b兲. Figs. 5 and drill rig, then the decision will favor adding this piece of equip-
6 show the CFA pile cycle time for different pile depths and sizes ment to the site fleet 共option 1兲. If not, and the CFA activity is not
based upon the two discussed construction options: 1 and 2, re- critical, then, the decision might favor keeping the drill rig per-
spectively. The estimator can predict the cycle time knowing the forming all the CFA pile activities 共option 2兲.
pile depth and size. For example, for a project that has CFA piles Based upon the cycle time, productivity in holes/day can be
determined as shown in models 共8a兲 and 共8b兲. Figs. 7 and 8 show
this productivity for different depths, pile sizes, and construction
options. Fig. 7 shows that the productivity is approximately 24
piles 共holes兲/day for 12.19 m depth and 共0.36 m兲 共14 in.兲 diam-
eter using construction option 1. However, it is approximately 13
piles 共holes兲/day for the same pile features if construction option
2 is used as shown in Fig. 8. Therefore, both figures represent
essential prediction tools that enable the estimator to assess pro-
ductivity for different pile sizes, depths, and construction meth-
ods. Productivity can be predicted in different units related to the
common practice in this field. Models 共9a兲, 共9b兲, 共10a兲, and 共10b兲
assess productivity in yd3 / day and ft/day, respectively. Using
these models, Figs. 9 and 10 are developed to match common
practice units using different construction options 1 and 2. In Fig.
9, the productivity is approximately 30.5 m3 / day using option 1;
however, it is 16 m3 / day using option 2 for 共0.36 m兲 共14 in.兲
diameter CFA piles. Fig. 10 shows that productivity equals
305 m / day 共option 1兲 and 150 m / day 共option 2兲 for 共0.36 m兲
共14 in.兲 diameter CFA piles. Therefore, Figs. 7–10 are considered
as important tools to estimate CFA activities durations by assess-
ing the CFA piles productivity.

Cost Determination
Fig. 4. Average qualitative factor weights and standard deviation Current study tried to collect cost data for the CFA piles but the
generated from analytic hierarchy process application response from the reviewers was negative. They consider cost as

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Fig. 5. Total machine time 共option 1兲 for various continuous flight auger pile depths and sizes in granular soils

confidential and not for public use. Therefore, the cost of the CFA Accordingly, the total expenses and its associated cost elements
process was estimated based upon two main references: R. S. can be determined using models 共11兲 and 共12兲 supported by Figs.
Means 共2004兲 and Richardson’s manual 共2003兲. The total ex- 11 and 12.
penses consider material, equipment, labor, and overhead ex- Previous discussion shows the great necessity of the developed
penses. tools for the CFA piles decision makers and estimators. Current
Figs. 11 and 12 are developed, based upon models 共11兲 and
research developed these tools to facilitate the process of estimat-
共12兲, to assess the cost per pile and the unit cost of the CFA piles
ing cycle time, productivity, and cost. In addition, these tools can
at different depths and sizes. In Fig. 11, a pile of 0.36 m 共14 in.兲
diameter with 12.19 m depth, costs approximately $900/pile; be used to schedule the CFA projects and plan the CFA drill rig
however, it costs approximately $745/ m3 as shown in Fig. 12. operation throughout different projects.

Fig. 6. Total machine time 共option 2兲 for various continuous flight auger pile depths and sizes in granular soils

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Fig. 7. Productivity in piles/day 共option 1兲 for various depths in granular soil

Productivity Models Validation projects. If the model provides close numbers to the collected
data, it is valid and can be used to represent this process is real
The collected data set is divided into model building and valida- world practice and vice versa. To exactly determine how accurate
tion data sets: 70 and 30%, respectively. The validation data set is the predicted results of the productivity model, a validation factor
used to validate the designated productivity models. After valida- 共VF兲 has to be calculated using the following model:
tion, these models will be proper to fit the problem and predict
productivity of the CFA piling process. Therefore, productivity validation factor 共VF兲 = PMR/CP 共13兲
models 共8a兲 and 共8b兲 are used to estimate productivity for the
validation data set. Being determined, the estimated productivity where PMR= productivity model result and CP= collected pro-
is compared with the collected productivity from the CFA ductivity.

Fig. 8. Productivity in piles/day 共option 2兲 for various depths in granular soil

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Fig. 9. Productivity in unit volume per day in granular soil

The VF has been calculated for each validation data point Solution
considering its corresponding productivity model result. Fig. 13
shows the VF value against the validation data points. The VF Based on the developed set of charts, the total cycle time for the
values range from 0.94 to 1.2 with an average of 1.03 and a SD of CFA machine can be determined. This project has 95 holes with
0.07. Although there is a significant variation in the designated 共12.19 m兲 共40 ft.兲 depth in granular soil, then the cycle time for
models predicted values, the average value is acceptable because option 1 共Fig. 5兲 is 20.5 min. However, it is almost 35 min for
it is very close to 1.0. Therefore, the designated productivity mod- option 2 共Fig. 6兲. Based on this total cycle time for each pile
els are robust and can be used to estimate the real world CFA in option 1, the CFA machine is needed for 关95 piles
projects. ⫻ 20.5 共min/ pile兲 / 60 共min/ h兲 ⫻ 8 共h / day兲兴 4.1 days without
considering the subjective factors effect on cycle time. Moreover,
the CFA machine will last 关95 piles⫻ 35.0 共min/ pile兲 /
60 共min/ h兲 ⫻ 8 共h / day兲兴 6.9 days using option 2. If the PI value
Illustrative Example
is considered, project time will be 关4.1/ 0.78= 5.3 days兴 and
关6.9/ 0.78= 8.9 days兴 for options 1 and 2, respectively.
A project of 95 CFA pile holes with 0.46 m 共18 in.兲 diameter and
Productivity in piles/day can be determined from Figs. 7 and 8
共12.19 m兲 共40 ft.兲 depth in granular soil need to be constructed.
for both options. It is almost 19.5 and 11 piles/day for options 1
How many working days does the contractor need the CFA piling
and 2, respectively. However, productivity is 38.0 and
machine in each project? How many holes/day, m3 / day, and
22.0 m3 / day for options 1 and 2, respectively 共Fig. 9兲. In addi-
m/day can the contractor do in this project?
tion, it is 230.0 and 130.0 m / day for both options 共Fig. 10兲.

Conclusions

The assessment of cycle time, productivity, and cost of the CFA


piles does not receive sufficient attention from researchers. There-
fore, current study developed sufficient tools to assess these ele-
ments. The CFA pile installation features and construction meth-
ods were reviewed. The factors that affect the CFA piles
productivity and cost were determined. A PI was developed to
quantify the effect of subjective factors on the CFA process pro-
ductivity. A quantification model was used to assess the value of
PI equal to 0.78 共efficiency兲. This value shows that the qualitative
factor’s effect on the CFA process is 22% 共deficiency兲. Several
models have been developed to assess the CFA pile’s cycle time,
productivity, and cost using deterministic technique. Various
charts were developed to show this assessment based upon these
Fig. 10. Productivity in unit length per day in granular soil models. Results show that the cycle time for a 12.19 m depth and

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Fig. 11. Cost per pile for various depths in granular soil

Fig. 12. Cost per cubic meter in granular soil

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Fig. 13. Validation factor chart

共0.36 m兲 共14 in.兲 diameter pile is 16 min using option 1; however, CP ⫽ collected productivity;
it is 30 min using option 2. They also show that productivity is 24 Dij ⫽ pile 共hole兲 depth for i number of pile sizes and j
piles 共holes兲/day using option 1 and 13 piles 共holes兲/day using number of soil types;
option 2. The developed models were validated to show its ro- F ⫽ profit in $/ft, $/m, $ / yd3, or $ / m3;
bustness in representing the CFA features. The validation factor Li ⫽ lift rebar cage time for i pile size;
showed a robust average of 1.03. Lij ⫽ pouring and withdrawal rate for i number of pile
This research is relevant to both industry practitioners and sizes and j number of soil types;
researchers. It provides charts for practitioners’ usage to schedule M ⫽ machine moving time to another pile location;
and price out the CFA pile construction projects. In addition, it n ⫽ number of qualitative factors 共ten factors兲;
provides the researchers with the methodology of applying the O ⫽ overhead cost in $/ft, $/m, $ / yd3, or $ / m3;
deterministic approach to the CFA pile construction process, its P ⫽ productivity in ft/h, m/h, yard3 / h, m3 / h;
limitations, and future suggestions. P f ⫽ final productivity value using deterministic or
simulation technique;
Pij ⫽ pouring and withdrawal time for one complete
hole for i number of pile sizes and j number of
Acknowledgments soil types;
Pr ⫽ resulted optimistic productivity value using both
The writer wishes to express his gratitude and appreciation to the
techniques;
CFA drilling companies, which generously allowed him to collect
PI ⫽ productivity index represents qualitative factors;
data and access their sites. The cooperation and assistance of
PMR ⫽ productivity model result;
project managers and operators are also gratefully acknowledged
Qc ⫽ concrete or grout quantity in lb/ft or kg/m;
and appreciated.
Qr ⫽ rebar quantity in lb/f or kg/m;
QFW ⫽ qualitative factors worth;
Rij ⫽ drilling rate for i number of pile sizes and j
Notation number of soil types;
Si ⫽ transfer rebar cage time to pile location for i pile
The following symbols are used in this paper: size;
A ⫽ clean and adjust verticality for auger; Tij ⫽ drilling time for one complete hole for i number
Cc ⫽ concrete or grout cost in $/lb or $/kg; of pile sizes and j number of soil types;
Ce ⫽ equipment hourly cost in $/h; TC ⫽ total cost in $/ft, $/m, $ / yd3, or $ / m3;
Ci ⫽ rebar cage erection time for i pile size; TMT1 ⫽ total machine time for option number 1;
Cl ⫽ labor hourly cost in $/h; TMT2 ⫽ total machine time for option number 2;
Cr ⫽ rebar cost in $/lb or $/kg; U ⫽ adjust axis time;

JOURNAL OF CONSTRUCTION ENGINEERING AND MANAGEMENT © ASCE / JUNE 2005 / 687


Vi共xi兲 ⫽ worth value for each qualitative factor 共xi兲; instrumented auger.” Proc., 19th International Symp. on Automation
VF ⫽ validation factor; and Robotics in Construction, ISARC, Washington, D.C.
Wi ⫽ relative weight for each factor i using eigenvalue Peurifoy, R. L., Ledbetter, W. L., and Schexnayder, C. J. 共2002兲. Con-
method; and struction, planning, equipment, and methods, 6th Ed., McGraw-Hill,
xi ⫽ different qualitative factors i. New York.
Richardson’s manual 共2003兲. “General construction cost estimating stan-
dards.” Vol. I, Aspen Technology, Inc., Cambridge, Mass.
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