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INTELLECTUAL AND DEVELOPMENTAL DISABILITIES ’AAIDD

2014, Vol. 52, No. 1, 60–77 DOI: 10.1352/1934-9556-52.1.60

Perspectives
Lessons Learned From Our Elders: How to Study Polypharmacy
in Populations With Intellectual and Developmental Disabilities
Jessica N. Stortz, Johanna K. Lake, Virginie Cobigo, Hélène M. J. Ouellette-Kuntz, and Yona Lunsky

Abstract
Polypharmacy is the concurrent use of multiple medications, including both psychotropic and non-
psychotropic drugs. Although it may sometimes be clinically indicated, polypharmacy can have a
number of negative consequences, including medication nonadherence, adverse drug reactions, and
undesirable drug–drug interactions. The objective of this paper was to gain a better understanding of
how to study polypharmacy among people with intellectual and developmental disabilities (IDD).
To do this, we reviewed literature on polypharmacy among the elderly and people with IDD to
inform future research approaches and methods on polypharmacy in people with IDD. Results
identified significant variability in methods used to study polypharmacy, including definitions of
polypharmacy, samples studied, analytic strategies, and variables included in the analyses. Four
valuable methodological lessons to strengthen future polypharmacy research in individuals with
IDD emerged. These included the use of consistent definitions of polypharmacy, the
implementation of population-based sampling strategies, the development of clinical guidelines,
and the importance of studying associated variables.
Key Words: polypharmacy; intellectual and developmental disabilities; autism spectrum disorders,
medication

In its simplest form, polypharmacy is defined as the rates across different population groups, we examined
concurrent use of multiple psychotropic and non-psycho- the literature on polypharmacy among people with
tropic medications (Bjerrum, Rosholm, Hallas, & IDD. In conducting this literature review, we also
Kragstrup, 1997; Chutka, Takahashi, & Hoel, 2004). chose to examine literature on polypharmacy in the
Polypharmacy often occurs in the context of chronic elderly because (a) data on medications dispensed to
medical conditions or psychiatric and medical comor- the elderly is available in many jurisdictions at the
bidities when the use of multiple medications may be population level, and (b) the aging population is
clinically indicated (Fulton & Riley Allen, 2005). recognized as one at risk of polypharmacy (Chutka et
This paper emerges as part of ongoing health- al., 2004).
services research on the quality of health care Adults with IDD are often diagnosed with
provided to adults with intellectual and develop- comorbid conditions, including gastrointestinal
mental disabilities (IDD) across a series of indicators problems, sleep disorders, epilepsy, attention deficit
using population-based administrative health data. and hyperactivity disorder, schizophrenia, bipolar
In the context of this research program, we selected disorder, anxiety, and depression (Bauman, 2010;
indicators of the quality of health care based on Levy, Mandell, & Schultz, 2009; Mahan et al.,
existing clinical guidelines for adults with IDD 2010; Wood, Hall, Zhang, & Hou, 2006). In
(Sullivan et al., 2011). We identified polypharmacy addition, chronic diseases, such as diabetes, cere-
as a key indicator because the use of multiple brovascular disease, and cardiovascular disease, are
medications can be harmful and require clinical becoming more prominent in individuals with IDD
attention (Sullivan et al., 2011). In an effort to inform as their life expectancy has increased in recent
our study of polypharmacy at the population level, years (Wood et al., 2006). Consequently, individ-
including identification of important variables to uals with IDD receive more prescriptions per year
consider when studying and comparing polypharmacy and are at greater risk for polypharmacy than the

60 Polypharmacy in Populations With IDD


INTELLECTUAL AND DEVELOPMENTAL DISABILITIES ’AAIDD
2014, Vol. 52, No. 1, 60–77 DOI: 10.1352/1934-9556-52.1.60

general population (Straetmans, van Schrojenstein This article reviews and critically appraises
Lantman-de Valk, Schellevis, & Dinant, 2007). In how polypharmacy (psychotropic and non-psycho-
particular, the prescribing of psychotropic medica- tropic drugs) is studied in two highly medicated but
tion is common among individuals with IDD with distinct populations: the elderly and individuals
rates of psychotropic medication usage estimated with IDD. Results inform researchers on method-
between 28% and 89% (Bisconer, Sine, & Zhang, ological considerations for future studies, including
1996; Burd et al., 1997; Lott et al., 2004; Molyneux, activities aimed at monitoring the quality of health
Emerson, & Caine, 1999; National Core Indicators, care provided to people with IDD.
2012; Spreat, Conroy, & Fullerton, 2004). Anti-
psychotic drugs are the most commonly prescribed Methods
psychotropic medications among individuals with
IDD (Aman, Lam, & Collier-Crespin, 2003; Aman, Comprehensive literature reviews of polypharmacy
Lam, & Van Bourgondien, 2005; Esbensen, Green- in the elderly and individuals with IDD were
berg, Seltzer, & Aman, 2009; Hurley, Folstein, & conducted using the following bibliographic data-
Lam, 2003; Marshall, 2004; Molyneux et al., 1999; bases: Embase and Medline. Searches were limited
National Core Indicators, 2012; Robertson et al., to English publications from January 1996 to
2000; Spreat et al., 2004). In addition to high rates February 2011. The following terms were used to
of medication use, individuals with IDD often have capture medication use: polypharmacy, psychotro-
difficulty reporting and understanding side effects pic drug, neuroleptic drug, antipsychotic drug,
(Aman, Benson, Campbell, & Haas, 1999; Bradley, clinical indicators or health care quality. These
2002; Gardner Wilson, Lott, & Tsai, 1998; Lunsky terms were combined with additional terms and
et al., 2008; Zametkin & Yamada, 1993), they are strategies aimed at identifying the populations of
at heightened risk of paradoxical side effects interest (individuals with IDD and the elderly).
(Gardner Wilson et al., 1998), and they may not For the elderly, the term ‘‘elderly’’ was used in
have the capacity to consent to medication use combination with prespecified age categories: ‘‘all
(Aman et al., 1999; Lunsky et al., 2008). aged (65 and over)’’ and ‘‘aged (80 and over).’’ For
Despite its clinical indication, polypharmacy is individuals with IDD, the following terms were
concerning in individuals with IDD and the more used: developmental disability or intellectual dis-
general population given its association with ability or learning disability or autistic disorder or
medication nonadherence and the risk of adverse Asperger syndrome or pervasive developmental
drug reactions and drug–drug interactions (Ananth, disorder–not otherwise specified. We also set age
Parameswaran, & Gunatilake, 2004; Chutka et al., limits such that studies were included only if they
2004; Fulton & Riley Allen, 2005; Jyrkka, Enlund, focused on adults or adults as well as adolescents or
Korhonen, Sulkava, & Hartikainen, 2009a; Lunsky children. Titles and abstracts obtained from the
& Elserafi, 2012; Straetmans et al., 2007). Poly- searches were scanned to exclude case series or
pharmacy is also a risk factor for hospitalizations reports, sources that provided no information on
(Flaherty, Perry, Lynchard, & Morley, 2000) and measurement or classification of polypharmacy or
falls (Ziere et al., 2005) and is associated with an inappropriate prescribing practices in the context of
increased risk of mortality (Jyrkka, Enlund, Korho- multiple medications, or papers that did not
nen, Sulkava, & Hartikainen, 2009b). examine variables associated with polypharmacy.
Polypharmacy rates among individuals with Polypharmacy in individuals with learning disabil-
IDD range considerably with some studies reporting ities, a term synonymous with intellectual disability
rates as low as 11% and others as high as 60%, in the British literature, were included only if it was
depending on the study methods (Bisconer et al., evident that the term referred to individuals with
1996; Burd et al., 1997; Lake, Balogh, & Lunsky, IDD. Relevant references from papers obtained
2012; Lott et al., 2004; Lunsky & Elserafi, 2012; from the literature search were also used. Addi-
Marshall, 2004; McGillivray & McCabe, 2006; tional papers were obtained directly from coauthors
Stolker, Heerdink, Leufkens, Clerkx, & Nolen, of this review. Authors did not search for grey
2001; Wood et al., 2006). Variability in polyphar- literature and unpublished reports.
macy rates highlights the need for careful consider- This review presents and discusses methods
ation of how rates are derived, particularly if they are used to study polypharmacy. In particular, defini-
to be used as an indicator of quality of health care. tions of polypharmacy used, samples studied,

J. N. Stortz et al. 61
INTELLECTUAL AND DEVELOPMENTAL DISABILITIES ’AAIDD
2014, Vol. 52, No. 1, 60–77 DOI: 10.1352/1934-9556-52.1.60

analytic strategies, and associated variables are number of medications prescribed, utilizing catego-
examined. To aid in the presentation of findings, ries including polypharmacy versus excessive poly-
variables associated with polypharmacy were cate- pharmacy or minor versus major polypharmacy. In
gorized based on a modified framework developed studies of individuals with IDD, all but one defined
by Bronskill and colleagues (2012) related to polypharmacy using psychotropic medications only.
categorizing and examining population-level med- In contrast, all studies of polypharmacy in the
ication data in the elderly. Following the review, elderly included psychotropic and non-psychotro-
variable categorization was informed by common pic medications.
themes, which emerged from the literature searches All studies of individuals with IDD based
and were further adapted based on team discussions. definitions of polypharmacy on what was typically
Variables associated with polypharmacy were reported in previous literature or commonly
grouped into the following categories for the observed medication combinations with no refer-
current review: clinical, demographic, and organi- ence to the appropriateness of specific medication
zational variables. Demographic variables were combinations. Some studies in the elderly went
defined as the fixed characteristics of an individual beyond this to examine polypharmacy in the
(e.g., gender, age), and variables describing clinical context of appropriateness of medication-prescrib-
characteristics were considered in a second category ing practices. In two studies, inappropriate pre-
(e.g., comorbidities, cognitive functioning). Orga- scribing practices, based on medication guidelines
nizational variables reflected the support or care (Medication Appropriateness Index and Beer’s
received by a specific population (e.g., residence, Criteria) were the major outcome of interest, but
primary and psychiatric care). both studies also examined polypharmacy (Carey
et al., 2008; Hajjar et al., 2005). Another study
Results examined medication combinations that were
Nine articles were obtained from the elderly known to be harmful in older adults (Raymond et
literature, and seven from the IDD literature. It al., 2010).
should be noted that some polypharmacy studies As noted earlier, polypharmacy concerns the
examined the total number of medications, and concurrent use of medications. In the studies
some either separated the type of medication or reviewed for both populations, definitions of
only examined psychotropic medications. For ‘‘concurrent’’ medication use were inconsistent.
studies that focused on psychotropic polypharmacy The majority of studies counted all medications
exclusively, this is indicated throughout the results. dispensed on an arbitrary census date. No studies
Details of each study reviewed are included in included in this review allowed for a prescription-
Tables 1 and 2. overlap period, and any overlap in drug therapy was
considered concurrent use.
Measurement and Definition
of Polypharmacy Samples Studied
Most of the studies reviewed employed different Studies of polypharmacy among individuals with
definitions of polypharmacy. In both populations, IDD tended to employ clinic (Hurley et al., 2003;
polypharmacy was most frequently defined on the Stolker et al., 2001) or convenience samples
basis of a numerical cut-off value; however, this (Esbensen et al., 2009; McGillivray & McCabe,
number varied, depending on the population 2006). As a result, samples of individuals with
examined. For individuals with IDD, polypharmacy IDD were relatively small with cohorts composed
often constituted the combination of two or more of 109 (Stolker et al., 2001) to 2,052 (Stolker,
psychotropic drugs from the same or different Koedoot, Heerdink, Leufkens, & Nolen, 2002)
medication classes, also known as intraclass and individuals. In contrast, many studies of polyphar-
interclass polypharmacy, respectively. For the macy in the elderly included large, population-
elderly, polypharmacy typically constituted the based cohorts composed of more than 100,000
concurrent use of five or more, nine or more, or subjects (Bjerrum, Sogaard, Hallas, & Kragstrup,
10 or more medications (psychotropic and non- 1998; Carey et al., 2008; Haider, Johnell, Weitoft,
psychotropic). Some studies of the elderly exam- Thorslund, & Fastbom, 2009; Raymond et al.,
ined varying levels of polypharmacy based on the 2010).

62 Polypharmacy in Populations With IDD


Table 1
Studies Examining Variables Associated With Polypharmacy in Populations With IDD
Major statistical
analyses
Variables conducted

J. N. Stortz et al.
Sample
associated with to determine
2014, Vol. 52, No. 1, 60–77

Study Size and Polypharmacy polypharmacy association with


reference Location sampling strategy Age range Diagnoses definition (Y/N) polypharmacy
Burd et al., United n 51384 Mean age: All subjects had More than one Clinical: Bivariate
1997 States Survey of residents in 41 years intellectual psychotropic Psychiatric and analysis
every group home Age range: disability19% had medication prescribed medical
for people with 1–96 years psychiatric diagnosis at time of survey comorbidities (Y)
intellectual disability 23% had seizure
in North Dakota diagnosis
INTELLECTUAL AND DEVELOPMENTAL DISABILITIES

Esbensen United n 5 286 Mean age: All subjects had a Examined drug class Demographic: Bivariate
et al., States Adolescents and adults 21.1 years previous diagnosis and the use of two Age (Y) analysis
2009 over a 4.5-year time (averaged on the autism and three or more
period recruited from across times) spectrum psychotropic medi-
service agencies, Age range: cations over time.
schools, diagnostic 10–48 years Non-psychotropic
clinics, and the media medications also
in Massachusetts and examined.
Wisconsin
Hurley United n 5 300 Mean age: Persons with and Total number of Clinical: Intellec- Bivariate
et al., States Medical chart review 37 years without intellectual psychotropic drug tual and adaptive analysis
2003 of patients at Age range: disability some with classes (prescribed functioning (N)
psychiatric clinic Unknown genetic and neuro- therapy by drug class)
in a hospital in (all adults) developmental prescribed at the end
Boston syndromes, autism of the psychiatric
spectrum disorders, evaluation
and physical
disabilities
’AAIDD
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63
64
Table 1
Continued

Major statistical
analyses
2014, Vol. 52, No. 1, 60–77

Sample Variables conducted


associated with to determine
Study Size and Polypharmacy polypharmacy association with
reference Location sampling strategy Age range Diagnoses definition (Y/N) polypharmacy
McGillivray Australia n 5 873 Mean age: 38 All subjects had One or more anti- Demographic: Bivariate analysis
& Chemical restraint years intellectual psychotics; measured Age (Y)
McCabe, reports to Age range: disability number of prescriptions
2006 Intellectual 6.8–88 years for psychotropic drugs
INTELLECTUAL AND DEVELOPMENTAL DISABILITIES

Disabilities and interclass and


Review Panel intraclass polyphar-
macy also, but did not
look at variables
associated; counted
number of prescriptions
at time report was
completed
Robertson United n 5 500 Mean age: All subjects had Prescription for more Demographic: Bivariate analysis
et al., Kingdom Questionnaires and 40–48 years intellectual than one psychotropic Residence (Y)
2000 interviews with Age range: disability medication at time of
members of support Unknown questionnaires/
teams for individuals interviews; interested in
living in 18 residences specific psychotropic
across the United medication
Kingdom combinations only
’AAIDD

Polypharmacy in Populations With IDD


DOI: 10.1352/1934-9556-52.1.60
Table 1
Continued

J. N. Stortz et al.
Major statistical
2014, Vol. 52, No. 1, 60–77

analyses
Sample Variables conducted
associated with to determine
Study Size and Polypharmacy polypharmacy association with
reference Location sampling strategy Age range Diagnoses definition (Y/N) polypharmacy
Stolker Netherlands n 5 105 Mean age: All subjects had Multiple psychotropic Demographic: Multivariate
et al., Medical records for 27 years borderline intel- drug use; defined Gender (N), analysis
2001 individuals admitted Age range: lectual functioning or specific medication age (N)
INTELLECTUAL AND DEVELOPMENTAL DISABILITIES

to a psychiatric 16–57 years an intellectual dis- combinations as Clinical: Psychiatric


hospital ward ability; some par- multiple drug use; and medical
ticipants had a counted all psycho- comorbidities
psychiatric diag- tropic drugs used during (Y), intellectual
nosis, some had a hospitalization, ex- and adaptive
behavioral diagnosis cluding medications functioning (N),
used only during hos- behavioral
pitalization, including problems (Y)
medications prescribed
Stolker Netherlands n 5 2052 Mean age: All subjects had More than one Clinical: Bivariate analysis
et al., Staff questionnaires 39–42 years intellectual dis- psychotropic Behavioral
2002 and medical records Age range: ability some had medication, counted problems (Y)
to obtain information 18+ years psychiatric/ at time of ques-
about residents from behavioral tionnaire; examined
573 group homes in symptoms total number of drugs
the Netherlands (ran- and number of drug
dom and nonrandom classes
selection of subjects)
’AAIDD
DOI: 10.1352/1934-9556-52.1.60

65
66
Table 2
Studies Examining Variables Associated With Polypharmacy in the Elderly
Major statistical
Sample Variables analysis method
2014, Vol. 52, No. 1, 60–77

associated with for determining


Study Size and polypharmacy associations with
reference Location sampling strategy Age range Polypharmacy definition (Y/N) polypharmacy
Bjerrum Denmark ntotal 5 466,567 Mean age: Concurrent use of more than one Demographic: Bivariate
et al., nelderly . 3,684 Unknown prescription medication on any day Gender (Y), age (Y) analysis
1998 Prescription records Age range: of the study period; two different
from 1993–1994 16+ years Elderly: definitions: two to four drugs (minor
of all individuals 65+ years polypharmacy) and five or more drugs
INTELLECTUAL AND DEVELOPMENTAL DISABILITIES

living in Funen, (major polypharmacy); prescription


Denmark medications only (psychotropic and
non-psychotropic); oral
contraceptives, sedatives, and
hypnotics were excluded from
medication count
Carey United n 5 218,567 Mean age: Main outcome of interest was Demographic: Age Multivariate
et al., Kingdom Records from 201 Unknown potentially inappropriate (N), socioeconomic analysis
2008 general physician Age range: prescriptions, but adjusted for status (Y), geographic
practices 65+ years number of medications; counted region (N)
‘‘repeat’’ prescriptions only if Organizational:
patient had received at least Residence (N)
three prescriptions for a particular
medication in a year, medication was
counted; prescription medications
only (psychotropic and non-
psychotropic)
’AAIDD

Polypharmacy in Populations With IDD


DOI: 10.1352/1934-9556-52.1.60
Table 2
Continued
Major statistical
Sample Variables analysis method

J. N. Stortz et al.
associated with for determining
Study Size and polypharmacy associations with
2014, Vol. 52, No. 1, 60–77

reference Location sampling strategy Age range Polypharmacy definition (Y/N) polypharmacy
Haider Sweden n 5 626,258 Mean age: Two different definitions: Concurrent Demographic: Gender Multivariate
et al., General population Unknown use of five or more medications (Y), age (Y), analysis
2009 records from a Age range: 75– (polypharmacy), concurrent use of socioeconomic status
drug register 89 years nine or more medications (excessive (Y), geographic region
polypharmacy); counted number of (Y) Clinical:
prescriptions over a 3-month period; Psychiatric and medical
INTELLECTUAL AND DEVELOPMENTAL DISABILITIES

prescription medications only comorbidities (Y)


(psychotropic and non-psychotropic);
medications used in hospitals/nursing
homes were not captured in the
registry and excluded from
medication count
Hajjar United n 5 384 Mean age: Main outcome of interest was Clinical: Psychiatric Multivariate
et al., States Medical records Unknown unnecessary drug use, but adjusted and medical analysis
2005 of a random Age range: for number of medications; counted comorbidities (Y)
sample of patients 65+ years medications at hospital discharge; Organizational:
at hospital prescription medications only Primary and
discharge (psychotropic and non-psychotropic) psychiatric care (Y)
Jorgensen Sweden n 5 4642 Mean age: Prescription for five or more medica- Demographic: Multivariate
et al., Prescription records Unknown tions during 1 year; prescription Gender (N), age (Y) analysis
2001 from community Age range: medications only (psychotropic Clinical: Psychiatric
pharmacies in 65+ years and non-psychotropic) and medical
Tierp, Sweden comorbidities (Y)
Elderly living in long- Organizational: Primary
term care facilities and psychiatric
were not included care (Y)
’AAIDD
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67
Table 2

68
Continued
Major statistical
Sample Variables analysis method
associated with for determining
Study Size and polypharmacy associations with
reference Location sampling strategy Age range Polypharmacy definition (Y/N) polypharmacy
2014, Vol. 52, No. 1, 60–77

Jyrkka Finland n 5 523 Mean age: Two different definitions: Use of six Demographic: Gender Multivariate
et al., Interviews with Unknown to nine medications concomitantly, (Y), age (Y) analysis
2009a random sample Age range: and use of 10 or more drugs Clinical: Psychiatric and
of home-dwelling 75+ years concomitantly, counted at the time medical comorbidities
elderly individuals of interview; prescription and (Y), intellectual and
living in Kuopio, nonprescription medications adaptive functioning (N)
Finland (psychotropic and non-psychotropic) Organizational:
INTELLECTUAL AND DEVELOPMENTAL DISABILITIES

and vitamins included in medication Residence (N)


count; herbal products excluded
Jyrkka Finland n 5 601 Mean age: Two different definitions: Use of six Demographic: Bivariate
et al., Interviews with Unknown to nine drugs concomitantly, and Gender (Y), age (Y) analysis
2009b random sample Age range: use of 10 or more drugs concomi- Clinical: Psychiatric and
of home-dwelling 75+ years tantly, counted at the time medical comorbidities
and institution- of interview; prescription and (Y), intellectual and
alized elderly nonprescription medications adaptive functioning (N)
individuals living in (psychotropic and non-psychotropic) Organizational:
Kuopio, Finland and vitamins included in medication Residence (Y)
count; herbal products excluded
Linjakumpu Finland n 5 1197 Mean age: Use of more than five medications Demographic: Gender Bivariate
et al., 2002 Survey of all Unknown concomitantly in the 7 days (Y), age (Y), marital analysis
community- Age range: preceding the survey; prescription status (Y)
dwelling elderly 64+ years drugs only (psychotropic and Clinical: Psychiatric
individuals living non-psychotropic) and medical
in Lieto, Finland comorbidities (Y)
Organizational: Primary
and psychiatric care
(Y), residence (Y)
’AAIDD

Polypharmacy in Populations With IDD


DOI: 10.1352/1934-9556-52.1.60
J. N. Stortz et al.
2014, Vol. 52, No. 1, 60–77

Table 2
Continued

Major statistical
Sample Variables analysis method
associated with for determining
Study Size and polypharmacy associations with
reference Location sampling strategy Age range Polypharmacy definition (Y/N) polypharmacy
Raymond et n 5 314,014 Mean age: Prescription for a combination of Demographic: Gender Multivariate
INTELLECTUAL AND DEVELOPMENTAL DISABILITIES

al., 2010 Community pharmacy Unknown second-generation antipsychotics (Y), age (Y), analysis
prescription Age range: with benzodiazepines or related socioeconomic status
records for .65 years medications, filled at least once in a (N), geographic region
community-dwelling particular quarter of a fiscal year; (Y)
and personal care examined prevalent and incident Organizational:
home-dwelling usage; prevalent defined as individuals Residence (Y)
individuals in who filled a prescription during the
Manitoba, Canada study period and did fill a prescription
for the same medication (or
combination of medications) in the
fiscal year prior to analysis; incident
defined as individuals who filled a
prescription during the study period and
did not fill a prescription for the same
medication (or combination of medi-
cations) in the fiscal year prior to analysis
’AAIDD
DOI: 10.1352/1934-9556-52.1.60

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2014, Vol. 52, No. 1, 60–77 DOI: 10.1352/1934-9556-52.1.60

Analytic Strategies Results from studies investigating polypharma-


Most studies conducted in individuals with IDD cy and cognitive functioning in people with IDD
employed bivariate analyses, comparing individual found no differences across individuals with mild,
variables (e.g., age, gender, marital status, residence, moderate, or severe developmental disabilities
intellectual and adaptive functioning, behavioral recruited from an outpatient clinic or psychiatric
problems, and psychiatric or medical comorbidities) hospital ward (Hurley et al., 2003; Stolker et al.,
between groups prescribed multiple medications to 2001). No studies examined the specific relation-
those not prescribed multiple medications. Multi- ship between adaptive functioning and polyphar-
variate analysis, which allows for examination of how macy; however, level of intellectual disability does
two or more variables are associated with polyphar- account for adaptive functioning in addition to
macy, was used in only one study of individuals with cognitive functioning.
IDD (Stolker et al., 2001). Using multivariate In contrast to the literature on polypharmacy
logistic regression, Stolker and colleagues examined among people with IDD, which focused almost
multiple patient parameters including age, gender, exclusively on psychiatric comorbidities, both
comorbidities, intellectual functioning, and behav- psychiatric and medical comorbidities were associ-
ioral problems with a small sample of 105 patients. In ated with polypharmacy in the elderly, and rates
contrast to research conducted in groups with IDD, increased with the number of comorbidities (Haider
the majority of polypharmacy studies conducted in et al., 2009; Hajjar et al., 2005; Jorgensen,
the elderly assessed the impact of multiple variables Johansson, Kennerfalk, Wallander, & Svardsudd,
and, as described previously, utilized large popula- 2001; Jyrkka et al. 2009a, 2009b; Linjakumpu et al.,
tion-based cohorts. 2002). The association between polypharmacy and
cognitive and adaptive functioning is less well
understood in the elderly, with whom findings have
Variables That May Explain Variations in been inconsistent (Jykkra et al., 2009a, 2009b).
Rates of Polypharmacy Further, it is unclear whether the relationship
Clinical variables. The relationship between between polypharmacy and cognitive functioning is
psychiatric comorbidities and polypharmacy was caused by or predicted by medication use.
investigated in individuals with IDD. Individuals Demographic variables. Only one study of
with IDD who had an additional psychiatric or persons with IDD examined gender and polyphar-
seizure diagnosis (Burd et al., 1997) and those macy, and no gender differences in rates of
specifically diagnosed with a psychotic disorder psychotropic polypharmacy were observed (Stolker
(Stolker et al., 2001) were more likely to be et al., 2001). With respect to the age of the groups
prescribed psychotropic polypharmacy compared to studied, polypharmacy studies in individuals with
individuals without these diagnoses (Burd et al., IDD varied. Some samples included only adoles-
1997; Stolker et al., 2001). Similarly, individuals cents and adults, and others included adults,
prescribed psychotropic polypharmacy were signif- adolescents, and children. One study reported no
icantly more likely to display bizarre and aggressive age differences among individuals prescribed psy-
behavior compared to individuals who were not chotropic polypharmacy (Stolker et al., 2001), and
prescribed psychotropic polypharmacy (Stolker et another study reported that individuals between 30
al., 2001). In another study, a group with problem and 55 years of age were significantly more likely to
behaviors, defined by mental health issues includ- be prescribed one or more antipsychotics compared
ing psychosis, aggression, autism, paranoia, depres- to older and younger age groups (McGillivray &
sion, and avoidant personality disorder, was pre- McCabe, 2006). No studies investigated the rela-
scribed multiple psychotropic drugs more often tionship between socioeconomic measures, marital
than a group with less severe behavioral problems status, or geographic region and polypharmacy in
(Stolker et al., 2002). No studies in the IDD individuals with IDD.
literature examined the relationship between other In contrast, a number of demographic variables
medical comorbidities and polypharmacy—likely beyond just age and gender have been studied in
because the vast majority of studies defined the elderly. Gender (Bjerrum et al., 1998; Carey et
polypharmacy as the concurrent use of psychotropic al., 2008; Haider et al., 2009; Jyrkka et al., 2009a,
medications and did not consider non-psychotropic 2009b; Linjakumpu et al., 2002), age (Bjerrum et
medications. al., 1998; Haider et al., 2009; Jorgensen et al., 2001;

70 Polypharmacy in Populations With IDD


INTELLECTUAL AND DEVELOPMENTAL DISABILITIES ’AAIDD
2014, Vol. 52, No. 1, 60–77 DOI: 10.1352/1934-9556-52.1.60

Jyrkka et al., 2009a, 2009b; Linjakumpu et al., explain variations in rates of polypharmacy. As
2002; Raymond et al., 2010), measures of socio- polypharmacy research methods varied greatly
economic status (Carey et al., 2008; Haider et al., between populations and even within the IDD
2009), and geographic region (Haider et al., 2009) literature, it is difficult to determine exactly how to
have all been associated with polypharmacy. use polypharmacy rates as an indicator of quality
Overall, findings from this research indicate that health care among persons with IDD. The review
females, older individuals, and those of lower does, however, highlight a number of important
socioeconomic status were most likely to be lessons to inform future research in the area of
prescribed polypharmacy. Findings, however, were polypharmacy and IDD.
not consistent across all polypharmacy research in Lesson 1: It is essential to be consistent in
the elderly, as other studies reported no association how polypharmacy is defined. To use polypharma-
between polypharmacy and these variables (Carey cy rates as an indication of quality of health care,
et al., 2008; Jorgensen et al., 2001; Raymond et al., including comparisons of rates across health care
2010). jurisdictions or time points, it is crucial that
Organizational variables. Few organizational standardized definitions of polypharmacy be em-
variables were studied among people with IDD. No ployed for individuals with IDD. For example, one
studies examining the association between access to definition of polypharmacy could include both
primary or psychiatric care, continuity of care, or psychotropic and non-psychotropic medications, and
frequency of care and polypharmacy in people with another definition could examine only psychotropic
IDD were identified for inclusion in this review. polypharmacy. Consistent definitions are necessary
The only organizational variable examined in this to better understand and draw conclusions about
population was residential setting. Individuals with polypharmacy in a given population. It is important
IDD living in large residential facilities were more to consider the number of drugs prescribed, the type
likely to be prescribed multiple antipsychotics or a of drugs prescribed, and when drugs are prescribed.
combination of antipsychotics and antidepressants Across all populations reviewed, polypharmacy
compared to those in smaller residential settings was most commonly defined as the concurrent use
although demographic and clinical variables were of multiple medications; however, the number of
not controlled for in the analysis (Robertson et al., concurrent medications used to define polyphar-
2000). macy was inconsistent across studies, making
In contrast, organizational variables, such as comparisons between studies of the same popula-
measures of health care receipt and residence, have tion challenging. Studies of individuals with IDD
been more extensively studied in polypharmacy typically considered two or more psychotropic drugs
literature among the elderly. After adjusting for as polypharmacy, but other studies defined poly-
demographic and clinical variables, studies found pharmacy as combinations of specific psychotropic
lower continuity of care (Hajjar et al., 2005) and drug classes. In the elderly, polypharmacy defini-
higher frequency of primary care visits (Jorgensen tions ranged from two to 10 or more medications.
et al., 2001) were associated with polypharmacy in In studies of persons with IDD, polypharmacy
the elderly. In terms of residence, while controlling research was strictly focused on psychotropic
for demographic and clinical variables, two studies medications although studies of the elderly typical-
observed no significant difference in the likelihood ly measured the total number of medications an
of being prescribed potentially inappropriate med- individual was prescribed. Given the medical
ications or polypharmacy between elderly individ- complexities experienced by people with IDD,
uals living in residential or nursing homes and in researchers must be cognizant of all medication
the community (Carey et al., 2008; Jyrkka et al., classes prescribed for concurrent use, particularly
2009b). when assessing the probability of potentially
harmful drug–drug interactions.
Discussion Most polypharmacy studies employed an arbi-
trary census date to count the number of medica-
This review provides a critical appraisal of research tions and did not consider a medication-overlap
methods used to study polypharmacy, including period. It is particularly important to consider a
measurement and definition of polypharmacy, study medication-overlap period when studying psycho-
samples, analytic strategies, and variables that may tropic medications because the dosage of some

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psychotropic medications is slowly reduced as a new guidelines. It is important to recognize that the
treatment is simultaneously started (Morrato et al., receipt of multiple medications may be clinically
2007). An acceptable period of overlap may also indicated in certain individuals and therefore
address the issue of necessary short-term pharma- appropriate. Examining inappropriate prescribing
cological therapies, such as the use of antibiotics. practices, specifically unnecessary medications and
The consensus guidelines for the primary health dangerous combinations, may provide researchers
care of adults with developmental disabilities with a more meaningful way to assess quality of care
(Sullivan et al., 2011) recommend a medication with respect to medication receipt rather than
review every three months for individuals taking simply counting people prescribed multiple medi-
multiple medications. They also suggest a ‘‘start low cations. Guidelines detailing potentially dangerous
and go slow’’ approach whereby medications should or inappropriate medication combinations specific
be reviewed at both three months and six months to the elderly exist and have been applied to some
to account for medication additions or withdrawals. studies of polypharmacy in the elderly, including
In an unpublished report of medication prescrip- Beer’s Criteria (Fick et al., 2003) and START/
tions in persons with IDD, an overlap period of STOPP Criteria (Gallagher, O’Conner, & O’Ma-
three months was employed to define polypharmacy honey, 2011; O’Mahoney et al., 2010), but similar
(Wood et al., 2006). lists of medication combinations have not been
Lesson 2: Population-based studies must developed specific to individuals with IDD. Exist-
be prioritized. Population-level research on poly- ing medication guidelines for persons with IDD, for
pharmacy is important to ensure generalizability of example, the consensus guidelines for primary
findings and to gain a greater understanding of health care of adults with developmental disabili-
polypharmacy at the population level. Population- ties (Sullivan et al., 2011), The International
based studies utilize a representative sample of a Consensus Handbook: Psychotropic Medications and
population or a population in its entirety. The Developmental Disabilities (Reiss & Aman, 1998),
majority of polypharmacy studies in the elderly the Frith Prescribing Guidelines in Adults with
employed large, population-based samples, which Learning Disability (Bhaumik & Branford, 2005),
increased the generalizability of findings to other the Practice Parameters of the Assessment and
elderly groups. Most studies of persons with IDD Treatment of Children, Adolescents and Adults
consisted of small convenience or clinic-based with Mental Retardation and Comorbid Mental
samples. Clinic or convenience samples do not Disorders (Szymanski & King, 1999), and the
allow researchers to study individuals who are not American Academy of Pediatrics Guidelines on
receiving services or who are unable or unwilling to the Management of Autism Spectrum Disorders
participate in research. It is possible that specific (Myers & Plauche Johnson, 2007), all highlight the
groups of individuals with IDD, for example, those risks of polypharmacy or warn against polypharma-
with more severe disabilities who are unable to cy. However, only one guideline advises against
consent to participate in research, may be excluded specific medication combinations, and none pro-
using clinic or convenience-sampling strategies, vide information on dosing or consideration of
limiting generalizability of findings to the general medication appropriateness for individuals with
IDD population. specific medical or psychiatric comorbidities. Fur-
More recent studies and unpublished reports ther, when guidelines do discuss polypharmacy,
suggest an emerging shift toward population-based they focus only on psychotropic medications and
research of polypharmacy in persons with IDD not specific risks associated with combinations of
(Cobigo, Stortz, Lake, Ouellette-Kuntz, & Lunsky, psychotropic and non-psychotropic medications.
2012; National Core Indicators, 2012; Wood et al., Medication guidelines specific to the elderly
2006). The use of administrative databases, which discourage the prescription of certain psychotropic
included medication use in those with IDD, will aid medications, including long-term use of antipsy-
in obtaining large, population-based samples and chotics and the prescription of antidepressants for
enhance the quality of polypharmacy research, persons with cognitive impairment (O’Mahoney et
including the use of polypharmacy as an indicator al., 2010). Antipsychotic and antidepressant med-
of quality of health care. ications are among the most frequently prescribed
Lesson 3: The study of polypharmacy must be psychotropic medication classes in populations with
linked to the development of specific clinical IDD (Aman et al., 2003; Burd et al., 1997;

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Esbensen et al., 2009; Hurley et al., 2003; Lake et to the greater IDD population is questionable. No
al., 2012; Lott et al., 2004; Lunsky & Elserafi, 2012; studies of individuals with IDD examined clinical,
Martin, Scahill, Klin, & Volkmar, 1999; Marshall, demographic, and organizational variables, and
2004; Molyneux et al., 1999; Robertson et al., 2000; therefore, they were not able to control for clinical
Spreat et al., 2004), yet guidelines specific to the variables, which may have confounded relation-
care of these individuals do not advise beyond ships between polypharmacy and demographics or
general psychotropic medication considerations. It organizational variables. As a result, it is unclear
is clear that population-specific, explicit guidelines whether differences in rates of polypharmacy are
for prescribing medications are necessary to aid in attributable to the medication needs of specific
assessing and improving the quality of care received populations or to external factors, such as prescrib-
by this population. These guidelines could also ing physician or residence. Without this informa-
guide future research examining medication pre- tion, it is difficult to assess the extent to which
scribing in persons with IDD by allowing research- nonclinical variables may influence prescribing
ers to monitor adherence to guidelines and practices.
appropriateness of medications prescribed, and to Additionally, other variables, including psy-
use this criteria as an indication of the quality of chotherapeutic and psychosocial therapies have not
care with respect to medication received by those been investigated and may influence the likelihood
with IDD. of receiving polypharmacy in individuals with IDD.
Lesson 4: It is important to study the In terms of organizational variables, it may also be
association between polypharmacy and clinical, important to consider whether specific medications
demographic, and organizational variables. It is not are paid out of pocket or funded by government
enough to simply describe polypharmacy rates; we and/or insurance programs. Consideration of clin-
need to also examine what variables are associated ical, demographic, and organizational variables in
with polypharmacy to understand why polyphar- the study of polypharmacy will aid researchers in
macy rates differ within populations. In addition to understanding external factors that drive prescrib-
clinical variables directly related to medication ing practices for populations with IDD and provide
needs, there is evidence to suggest that other additional information that will assist in interpre-
parameters may influence prescribing practices and tation of polypharmacy rates as they relate to
the likelihood of an individual being dispensed quality of care.
polypharmacy. It is important to examine multiple
clinical, demographic, and organizational variables Conclusions and Future Directions
in order to understand why individuals are pre-
scribed polypharmacy in a particular population. Research on polypharmacy among individuals
Some studies of the elderly investigated with IDD is still in its infancy. We know that
demographic, clinical, and organizational variables polypharmacy occurs at high rates in this popula-
and utilized multivariate analyses, which allowed tion, but the long-term consequences and why it
researchers to control for potential confounding occurs remain unclear. We also know that some
variables and more clearly assess the relationships clinical, demographic, and organizational variables
between polypharmacy and variables of interest. In appear to be associated with polypharmacy, but it
all but one study of people with IDD, researchers continues to be challenging to synthesize findings
failed to employ this type of analysis, making it given the methodological limitations of many
harder to draw definite conclusions from the results studies. To begin to address these research gaps
presented. In the only published IDD paper in our and to use polypharmacy as an indicator of quality
review that employed multivariate analysis, over 10 of care received by individuals with IDD, we must
variables were tested in the regression model with a heed the four lessons identified through this review.
sample of only 105 individuals. A general rule of Consistency in the number of medications
thumb when conducting regression analyses is that studied is necessary across polypharmacy studies. In
a minimum of 10 to 20 outcome events are required the absence of detailed guidelines related to
per predictor (Nunnally, 1978); thus, results from medication appropriateness for people with IDD,
the previous analysis may not be valid. In addition, categorization of polypharmacy should, at mini-
because the sample was obtained from a psychiatric mum, examine the use of two or more medications.
hospital ward, the generalizability of these findings It may also be informative to further categorize

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those prescribed multiple medications, similar to care of individuals with IDD. These collaborations
research conducted in the elderly, which has also play a key role in the development of research
considered varying levels of polypharmacy (Bjerrum to enhance our knowledge and understanding of
et al., 1998; Haider et al., 2009; Jyrkka et al. 2009a, polypharmacy in this population. Finally, to use
2009b). Veehof, Steward, Meyboom-de Jong, and rates of polypharmacy as an indicator of quality of
Haaijer-Ruskamp (1999) utilized the following health care over time or across systems may require
medication categories to define minor, moderate, adjusting for covariates. Going forward, research on
and major polypharmacy in the elderly: 2–3, 4–5, polypharmacy in persons with IDD should involve
and .5. A similar categorization scheme may be multivariate analyses to better understand what
useful in the study of polypharmacy in individuals factors impact the likelihood of receiving polyphar-
with IDD. When feasible, we must also consider all macy.
medication types and build in an acceptable
medication-overlap period or, if not possible,
interpret polypharmacy rates with caution. Based
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children, adolescents, and adults with autism Authors:
and other pervasive developmental disorders. Jessica N. Stortz (e-mail: jess.stortz@gmail.com),
American Academy of Child and Adolescent Queen’s University, Department of Public Health
Psychology, 38, 5S–31S. Sciences Kingston, Ontario Ontario, Canada;
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in general practice. European Journal of Clinical of Public Health Sciences Kingston, Ontario,
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