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ORIGINAL ARTICLE
Melatonin use for neuroprotection in perinatal asphyxia:
a randomized controlled pilot study
H Aly1, H Elmahdy2, M El-Dib1, M Rowisha2, M Awny2, T El-Gohary3, M Elbatch4, M Hamisa5 and A-R El-Mashad2
OBJECTIVE: Melatonin has been shown to be neuroprotective in animal models. The objective of this study is to examine the effect
of melatonin on clinical, biochemical, neurophysiological and radiological outcomes of neonates with hypoxic–ischemic
encephalopathy (HIE).
STUDY DESIGN: We conducted a prospective trial on 45 newborns, 30 with HIE and 15 healthy controls. HIE infants were randomized
into: hypothermia group (N = 15; received 72-h whole-body cooling) and melatonin/hypothermia group (N = 15; received hypothermia
and five daily enteral doses of melatonin 10 mg kg − 1). Serum melatonin, plasma superoxide dismutase (SOD) and serum nitric oxide
(NO) were measured at enrollment for all infants (N ¼ 45) and at 5 days for the HIE groups (N ¼ 30). In addition to
electroencephalography (EEG) at enrollment, all surviving HIE infants were studied with brain magnetic resonance imaging (MRI) and
repeated EEG at 2 weeks of life. Neurologic evaluations and Denver Developmental Screening Test II were performed at 6 months.
RESULT: Compared with healthy neonates, the two HIE groups had increased melatonin, SOD and NO. At enrollment, the two HIE
groups did not differ in clinical, laboratory or EEG findings. At 5 days, the melatonin/hypothermia group had greater increase in
melatonin (P o 0.001) and decline in NO (P o0.001), but less decline in SOD (P = 0.004). The melatonin/hypothermia group had
fewer seizures on follow-up EEG and less white matter abnormalities on MRI. At 6 months, the melatonin/hypothermia group had
improved survival without neurological or developmental abnormalities (P o0.001).
CONCLUSION: Early administration of melatonin to asphyxiated term neonates is feasible and may ameliorate brain injury.
Journal of Perinatology advance online publication, 13 November 2014; doi:10.1038/jp.2014.186
1
Department of Newborn Services, George Washington University and Children’s National Medical Center, Washington, DC, USA; 2Department of Neonatology, Tanta University,
Tanta, Egypt; 3Department of Neurology, Tanta University, Tanta, Egypt; 4Department of Biochemistry, Tanta University, Tanta, Egypt and 5Department of Radiology, Tanta
University, Tanta, Egypt. Correspondence: Dr H Aly, Department of Newborn Services, George Washington University and Children’s National Medical Center, 900 23rd Street, NW,
Suite G-2092, Room G-132, Washington 20037, DC, USA.
E-mail: haly@mfa.gwu.edu
Received 13 June 2014; revised 19 August 2014; accepted 26 August 2014
Melatonin in HIE
H Aly et al
2
METHODS temperature. Ice packs were introduced across the chest and under the
Patients head and shoulders until infant’s temperature decreased below 34 °C.
Temperature was monitored by deep rectal thermometer every 30 min
We prospectively studied 45 neonates, 30 neonates diagnosed with HIE
and 15 healthy controls. The 30 neonates with HIE were randomly assigned with goal temperature 33 to 34 °C. The radiant warmer heater output
to one of two groups: hypothermia group (N = 15) and melatonin/ (or incubator temperature) was manually adjusted every 30 min if the
hypothermia group (N = 15). Both HIE groups included newborns who temperature was below 33 °C. Ice packs were also applied when the
fulfilled the following inclusion criteria: (1) inborn infants at term gestation temperature increased 434 °C. Hypothermia was allowed for a total of
(38 to 42 weeks); (2) Apgar scores ⩽ 3 at 5 min and/or delayed first breath 72 h; infants were then re-warmed by increasing goal temperature by
(45 min after birth); (3) profound metabolic or mixed acidosis with serum 0.5 °C every hour until reaching 36.5 °C.
bicarbonate concentrations of o12 mmol l − 1 at initial blood gas analyses; This cooling protocol has been used for several years and therefore the
and (4) evidence of moderate or moderately severe encephalopathy, such staff is well experienced with it and the temperature has been reliably
as lethargy, seizures, abnormal reflexes or hypotonia in the immediate controlled in this population of infants. Similar protocol was previously
neonatal period. Infants were excluded if they had any of the following: reported to be safe and effective in a randomized controlled trial.23 The
(1) twin gestation; (2) maternal neuro-endocrinal disturbances including use of automated cooling devices is a relatively new technology that was
diabetes mellitus; (3) chorioamnionitis or congenital infections; (4) low not available at the time of the study.
birth weight o2.5 kg; (5) congenital malformations of the central nervous
system or gastrointestinal anomalies; (6) chromosomal abnormalities; or Melatonin administration. Melatonin was administered to the melatonin/
(7) postnatal age older than 6 h. The study also did not include infants hypothermia group (N = 15) in a dose of 10 mg kg − 1 daily for a total of five
presenting in extremis such as: (1) severe hypoxemia requiring full-oxygen doses. This dose was similar to doses used safely in previous neonatal
supplement (FiO2 = 100%) after delivery room resuscitation; (2) life- studies.9,11 Oral route was chosen because oral supplements are readily
threatening coagulopathy; or (3) deep coma. Patients underwent full available over the counter. Although the half-life of administered mela-
neurologic assessments at enrollment, performed by a single investigator tonin is 45 to 60 min in adults,24 it is up to 15 h in premature infants,25
(HE). The severity of HIE was graded according to a modification of the which justifies single daily dosing in neonates. Melatonin tablets (1 or 3 mg
system described by Sarnat and Sarnat.22 per tablet; Puritan's Pride, Oakdale, NY, USA) were crushed, then dissolved
A group of healthy control (N = 15) neonates were enrolled to compare in 5 ml of distilled water and administered via an orogastric tube.
different laboratory measurements (Figure 1). The study was conducted at
Tanta University Hospital (Tanta, Egypt) and was approved by the
Pediatrics Ethics Committee at Tanta University. Parental consents were Laboratory evaluations
obtained before enrollment of subjects. For all infants with HIE (N = 30) and the healthy control (N = 15), blood
samples were obtained for measurement of NO, SOD and melatonin
concentrations immediately at enrollment, before any intervention. This
Interventions process was repeated on the fifth day of life only for the two HIE groups
Whole-body hypothermia protocol. All HIE infants (N = 30) received whole- (N = 30).
body cooling introduced manually by turning off the heat source of the
radiant warmer or incubator while exposing the infant to ambient Serum melatonin analysis. Melatonin was measured at enrollment as a
baseline measurement of endogenous melanin production in study groups
with and without HIE. It was repeated in both the HIE groups at day 5 to
examine if melatonin was absorbed when administered enterally. Samples
were analyzed for melatonin concentration using an enzyme immunoassay
method (Melatonin ELISA, IBL International, Germany).
Electroencephalography
Electroencephalography (EEG) was performed at enrollment and was
repeated after 2 weeks of age with a digital computerized apparatus
(Neurofax EEG-9000, Nihon Kohden, Tokyo, Japan). Recording was
performed with a 16-channel, EEG polygraph system; bipolar montage
was used, with electrodes placed on the basis of the 10 to 20 system, as
modified for newborns. The single neurologist (TE-G) who interpreted all
EEG tracings was not aware of the treatment group. Constantly
discontinuous tracings was defined when there was constant alternation
between relatively high amplitude bursts and low-voltage intervals that
were further classified as exhibiting extreme discontinuity (maximal
interval duration of 440 s), severe discontinuity (maximal interval duration
of 20 to 40 s) or moderate discontinuity (maximal interval duration of
o20 s).27 Moreover, the incidences of paroxysmal abnormalities (abnormal
Figure 1. Illustration of the study design. EEG transients) and ictal EEG discharges were evaluated.
Hypothermia Melatonin/hypothermia P
group group
Hemoglobin (g dl − 1)
Pre-treatment 14.5 ± 1.7 14.3 ± 1.7 0.75
Post-treatment 11.4 ± 0.9 12.1 ± 0.8 0.03
Creatinine (mg dl − 1)
Pre-treatment 1.1 ± 0.3 1 ± 0.2 0.28
Post-treatment 0.8 ± 0.7 0.6 ± 0.4 0.18
Partial thromboplastin time (s) Figure 2. Baseline serum melatonin, plasma superoxide dismutase
Pre-treatment 33 ± 3.1 31 ± 3.8 0.15 (SOD) and serum nitric oxide (NO) concentrations in the three study
Post-treatment 52.2 ± 14.5 46.3 ± 21.9 0.39 groups: healthy control (white), hypothermia group (gray) and
melatonin/hypothermia group (black).
Ionized calcium (mmol l − 1)
Pre-treatment 0.89 ± 0.25 0.72 ± 0.33 0.12
Post-treatment 1.47 ± 0.31 1.21 ± 0.32 0.04
Abbreviations: HIE, hypoxic–ischemic encephalopathy; NO, nitric oxide;
SOD, superoxide dismutase. Data presented as mean ± s.d.
DISCUSSION
This is the first clinical trial to demonstrate the feasibility and to endogenous production of melatonin in response to an
potential efficacy of melatonin when administered in combination HIE-related oxidative stress. Following melatonin administration,
with hypothermia to infants with HIE. Melatonin was associated the melatonin/hypothermia group had a greater increase in serum
with favorable biochemical and clinical outcomes without notice- melatonin concentration, which confirms the adequate absorption
able side effects. of the enterally administered melatonin in HIE neonates.
Melatonin concentration in the serum was greater in infants Plasma SOD was increased in both HIE groups when compared
with HIE at baseline than healthy control. This can be attributed to the healthy controls. Previous studies correlated the greater