Professional Documents
Culture Documents
1. Establish a system boundary for the problem — what is it that you are studying and
what are the key drivers/influences affecting the system.
2. List facts and assumptions — what are the knowns and unknowns for the problem
3. Establish precedence and intent — review the prior art
4. Apply applicable laws, codes, and standards
5. Develop a solution to render verdict and prevent such acts from reoccurring
At a prior institution I had the opportunity to share office space with a Professional
Engineer (PE) who had an actual stamp from a former job where they worked at a
nuclear power plant. I was often in classes with this PE and noticed that they never missed
any points on homeworks or exams. One time the PE even drew and erased curves on an
exam several times, not changing the curvature or inflection points, just re-positioning the
line until it looked exactly like the solution. This was confusing because the PE could never
seem to explain why they chose their particular solution strategy. In an advanced course, I
noticed the PE’s solutions were always identical to the professor’s, even when multiple
solution strategies were valid. Eventually the professor made the same mistake on an
assignment that I had worked for days to point out as wrong to the PE.
Clearly something unethical is going on here. Am I bound by a Code of Ethics to report this
suspicious behavior as this person is a full PE? How would you handle this?
My solution: Don’t accuse! Gather more information. I went to the professor of the class,
who was a very meticulous, wrote all of his own problems, and was a well respected
person of the department. I informed the professor that some weird behavior was
occurring on exams and tests in his classes, one person reliably made the same mistakes
as the solutions. The Professor’s response was, “Wow, that is a coincidence.” Not
satisfied, I simply asked if he had the solution material stored or backed up in a place that
could be accessed. He paused, and said, “Now that you mention it, I back up all of my
assignments and exams on the shared lab drive.” I asked him to stop backing up those
assignments for the remaining few classes of the semester. The change was apparent.
The PE’s homework and exam scores, which had been flawless, immediately plummeted
and he desperately worked through the assignments with the rest of us, but was way
behind in understanding. The change was apparent to the professor too. Although the PE
was never publicly confronted about the change, it would have been extremely difficult for
the professor to bring this proof to the Insitutional boards for such matters, and moreover
the PE was in the same lab as the professor. One day the PE got into the elevator and the
doors shut right as the professor walked in, a conversation was exchanged, and the PE
ended up leaving for another institution.
I once knew a Professional Engineer (PE) who still conducted research in their lab. One
day, a researcher accidentally mixed two substances in the fume hood, leading to an
explosion that destroyed the hood. The PE, under pressure to reduce accidents in their
unit, did not report the incident to others as they were the only required chain of reporting.
Months later, a another researcher in their unit, who was un-informed of the first incident,
had a similar incident that destroyed another fume hood. A year later, a similar accident
sent 16 people to the hospital at another organization. The PE eventually moved to make
safety incidents, and failure to report these safety incidents, part of performance
evaluations for their unit.
Since this person is a PE, am I required to report this behavior to the Board of Ethical
review? Did unethical behavior occur?
My Solution: In this case the PE clearly made bad decisions not to lead by example or be
transparent with information that led to further damage to equipment. However, the PE
made corrections to try to prevent the incident from occurring again in their group, which is
clearly ethical. Moreover, at the time they were not required to report this information to
their subordinates within their organization. Although the Licensee’s Obligation to Society
specifies, “3. Licensees shall notify their employer or client and such other authority as
may be appropriate when their professional judgement is overruled under circumstances
where the life, health, property, or welfare of the public is endangered.” the Licensee’s
Obligation to Other Licensee’s states, “3. Licensees shall not attempt to inure, maliciously
or falsely, directly or indirectly, the professional reputation, prospects, practice, or
employment of other licensees, nor indiscriminately criticize other licensees’ work.” In this
case, growing criticism from their peers prompted the PE to seek employment elsewhere
before official measures needed to be taken.
A self proclaimed “Vigilante Millionaire” (VM) for clean energy announced they would visit
my research laboratory with an interest in developing a new collaboration. The VM did not
need official ties to a company or organization due to their wealth and preferred to operate
“quietly” as this allowed more freedom to operate and not register as a lobbyist. The VM
was very well connected with other researchers and program managers, however none of
them could decisively vouch for the VM’s credibility. Other concerns emerged when the
VM was unable to pay for certain items and claimed “that’s the first time that’s happened”
despite my direct experience to the contrary. Eventually the VM revealed their intent to
start a business in this area, partner with me, and that their ostensible goals of building
and furthering the community were not entirely selfless. After my frustration with this
revelation, the VM tried to use contacts to upgrade some airline seats I had to first class
and offered tickets to get into high-level political events.
Is the VM trying to get me engaged in unethical behavior? The VM is not an Engineer. Can
I accept the gifts?
There are three key players in any long con: a victim, a con artist, and one or more
associates.
In this case I clearly wasn’t the mark. But as an engineer, my primary resource/asset is my
credibility. Having written the world standard for hydrogen property estimation and running
the leading cryogenic hydrogen lab in the US makes me a target to become a Shill.
After seeing this potential for a substantial conflict of interest and unethical activity I broke
off connections with the VM and certainly did not accept the gifts.