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ELSEVIER Thalamus & Related Systems 1 (2001) 237-244
Related Systems
www.elsevier.com/locate/tharel
Thalamocortical dysrhythmia I.
Functional and imaging aspects
R. Llinas a'*, U. Ribarya, D. Jeanmonodc, R. Cancro b , E. Kronberga, J. Schulmana,
M. Zonenshayna, M. Magninc, A. Morel c , M. Siegmundc
a
Department of Physiology and Neuroscience, New York University School of Medicine, 550 First Avenue MSB-442, New York, NY 10016, USA
b
Department of Psychiatry, New York University School of Medicine, New York, NY, USA
c
Neurochirurgische Klinik, Universitatsspital Zurich, Zurich, Switzerland
Abstract
Thalamic and cortical neurons are richly and reciprocally interconnected and support recurrent functional loops in the intact brain,
but the role of this circuitry is still poorly understood. Here, we present evidence—from cellular and from functional neuroimaging in
control and clinical domains—that thalamocortical resonance is not only a prerequisite for normal cognition, but that its perturbation,
in a dynamic sense (e.g. a dysrhythmia) can underlie a variety of neurological and psychiatric disorders. © 2001 Published by Elsevier
Science Ltd.
Keywords: Corticothalamic re-entry; Intrinsic properties; Burst firing; MEG; Edge effect
1. Introduction and Hu, 1990; McCormick and von Krosigk, 1992; Kao
and Coulter, 1997; Golshani et al., 1998; Turner and Salt,
It is at present well documented that thalamic and cortical 1998). When activated through repetitive stimulation of the
areas are mutually and robustly interconnected and that cor- CT pathway, thalamic projection neurons exhibit frequency
ticothalamic (CT) connections clearly outnumber their re- facilitation in both in vivo (Deschenes and Hu, 1990; Lind-
ciprocal thalamocortical (TC) counterparts (Steriade et al., strom and Wrobel, 1990) and in vitro studies (Pedroarena
1990). Moreover, the thalamic dendritic arbor, a site known and Llinas, 1997; Turner and Salt, 1998; von Krosigk et al.,
to generate calcium-dependent gamma-band sub-threshold 1999) and can modulate the dynamics of the synaptic input
oscillations (Pedroarena and Llinas, 1997), has most of its though dendritic oscillation (Pedroarena and Lima's, 2001),
synaptic input arising from the overlaying cortex (Liu et al., indicating that the weight of this input is modified accord-
1995). Nevertheless, the functional role of the CT system has ing to the cortical and thalamic states of activity. However,
not been unambiguously elucidated. The temporal and spa- since thalamocortical neurons (TN) exhibit a set of intrin-
tial patterns of activity in cortical and thalamic areas demon- sic voltage- and time-dependent ionic conductances (Lima's
strate wide variability across different functional states, sug- and Jahnsen, 1982; Jahnsen and Llinas, 1984a,b; Coulter
gesting that such a "reverberating circuit" (Lorente de No, et al., 1989; McCormick and Pape, 1990; Huguenard, 1996;
1932) or re-entry function (Hebb, 1949; Edelman, 1992) Pedroarena and Llinas, 1997; Parri and Crunelli, 1998)
could support a wide range of dynamic interactions (Llinas that determine variable responsiveness according to the set
et al., 1998). of ionic conductances activated, it is likely that different
Diverse anatomical and physiological evidence indicate responsive states of the TNs result in variable patterns of
that CT connectivity is excitatory and glutamatergic (Baugh- activity of the TC loop.
man and Gilbert, 1981; Giuffrida et al., 1988; Deschenes This combination of distinct ionic conductances and firing
modes in the context of the TC system has been suggested to
•Corresponding author. Tel.: +1-212-263-5415; fax: +1-212-689-9060. form the basis for normal sensory binding in the awake and
E-mail address: Ilinar01@popmail.med.nyu.edu (R. Llinas). dreaming states (Llinas and Pare, 1991; Llinas et al., 1998).
OnA • iinA
2. Normal cellular and thalamocortical dynamics
20 ms
are supported by the de-inactivation of rapidly inactivating generated sensations or by intrinsically generated motor
calcium channels (T channels, h). The activation of these activity.
channels results in inward calcium current which leads to
bursts of LTS; these, in turn, activate sodium-dependent 3.1. MEG recording from normal controls
action potentials (Llinds and Jahnsen, 1982; Jahnsen and
Llinds, 1984a,b; McCormick and Pape, 1990; Pedroarena Magneto-encephalographic data from normal controls in-
and Llinds, 1997; Parri and Crunelli, 1998). The specific dicate that cognitive binding is a non-continuous process
mechanism for LTS has been studied in detail, and in par- whose content is provided by synchronous activity in the TC
ticular, the significance of the various cation conductances system (Ribary et al., 1991; Joliot et al., 1994). Furthermore,
has been demonstrated. Indeed McCormick and coworkers as stated above, such binding appears to involve the tem-
(McCormick and Pape, 1990; Bal and McCormick, 1996; poral conjunction of the specific and non-specific thalamic
Luthi and McCormick, 1999) have demonstrated the role systems—particularly, the intralaminar complex (Lima's and
of the /h currents in rhythmogenesis. This rhythmicity has Pare, 1991; Llin&s and Ribary, 1993). Neurons in this medial
been also characterized in vivo with intracellular recordings thalamus complex project in a spatially-continuous manner
in cats (Curro Dossi et al., 1992). to superficial layers of all cortical areas. Single intralami-
The electrophysiological description of the range of cor- nar neurons have been shown to burst at 30-40 Hz (Steriade
tical rhythms has been proposed to be directly related to et al., 1993) (particularly, during REM sleep), and it has long
different states of consciousness since the work of Berger been known that damage to the intralaminar system results in
(1929). lethargy or coma (Facon et al., 1958; Castaigne et al., 1962).
In order to convey a general idea of the type of information
that can be obtained with such measurements examples of
3. MEG imaging of thalamocortical activity the global brain rhythmicity determined by MEG in normal
in the human brain individuals are shown in Fig. 2. Two aspects of these record-
ings are illustrated. In the first, a general quantification of
The modes of TC activation derived from in vitro and the power components for the different frequencies recorded
in vivo recordings described above, if correct and global are plotted as a frequency spectrum. This plot describes the
in the mammalian brain, should have a correlate in hu- total power profile recorded from the 148 coils that sample
man brain activity. Given the context of thalamocortical magnetic activity over the head of the recorded individual.
dysrhythmia (TCD) as the source for various neurologi- The plot shows that the normal profile of frequencies are
cal and psychiatric conditions, it is important to relate the characterized by an alpha-rhythm peak at close to 10 Hz
electrophysiology described above in animals with single with a power spectrum that diminishes in amplitude with
cell and macroscopic recordings in normal and in relevant respect to frequency from that maximum. The gamma-band
patient populations. Such a possibility has been addressed frequency represents, at any time, a vital, but small compo-
with high temporal resolution MEG recording described nent of the total power output of the brain, especially when
here, and with single cell recordings as described in our taken as the total sum of power over a protracted time pe-
companion paper (Jeanmonod et al., 2001). riod. Indeed, gamma-activity as such is continuously vary-
From an MEG perspective, it has been shown that the ing and is restricted to rather small cortical patches (Ribary
waking state and REM sleep state are electrically similar, et al., 1991; Contreras et al., 1996) at any given moment.
with one crucial difference: while gamma-oscillations are A totally different picture is obtained if one examines
reset by sensory input in awake subjects, sensory stimu- frequencies below the alpha-band (e.g. at theta-band fre-
lation does not reset gamma-activity during REM sleep quencies (4-8 Hz)). Such frequencies also contribute low
(Lima's and Ribary, 1993). This distinction suggests that the power under normal circumstances, but may be present
central difference between wakefulness and dreaming is that during particular tasks such as memory trials (Sasaki et al.,
the former is a state molded by TC sensory input, while the 1994). However, such rhythmicity is not constantly present
latter is generated by intrinsic activity in the absence of sen- in the frequency spectrum of normal individuals. In order
sory input. This issue is crucial in discussing TCD patients. to further clarify these measurements, we present a plot of
We underline the fact that in the dreaming state, intrinsic the power spectrum for the eyes-open and eyes-closed con-
electrical activity, grossly indistinguishable from the waking ditions for a normal individual, together with an illustration
state, can generate true cognition. That is, that feelings and of the difference between the two traces (Fig. 2).
all other sensory images generated are, to the dreaming sub- Similarly, if the frequency spectrum is plotted against it-
ject, as real as those generated in the awake state from the self, a measure of coherence between frequencies is ob-
outside world. This is significant when considering events tained. In normal controls, such correlation plots yield a
such as phantom limbs, which appear real even in the fully well-defined image indicating that low and high frequencies
awake condition. Thus, it is important to develop a plausible are not temporally coherent. This is expected as, indeed,
set of hypotheses linking the waking state with dreaming and low frequencies in the power spectrum represent low fre-
with the abnormal conditions represented by intrinsically quencies of thalamocortical rhythmicity, corresponding to
240 R. Llinds et al./Thalamus & Related Systems 1 (2001) 237-244
a
0
^0.3
Q)
W
0
Qo.1
-0.1
10 20 30 10 20 30
(A) Frequency, [Hz] Frequency, [Hz]
10 20 30 10 20 30
(B) Frequency, [Hz] Frequency, [Hz]
Fig. 2. (A) Power frequency spectrum and coherence plot from a control subject. A results illustrate power spectra in conditions where eyes were closed
(blue) compared to open (red). The difference between the two conditions (upper left panel) demonstrates, as expected, the classical increase in the power
of the spectrum at alpha-band frequency. (B) A coherence plot demonstrating the lack of coherence across frequencies, for eyes-open and eyes-closed
conditions in a healthy individual.
the low-frequency oscillatory activity observed in thalamic function. One possible example of this continuous rhythmic
neurons during membrane hyperpolarization due either to activation is the tremor of Parkinsonian patients (Llinds
inhibition or to disfacilitation (Curro Dossi et al., 1992). In and Jahnsen, 1982; Llinas and Pare, 1991). Indeed, using
contrast, thalamic depolarization due to synaptic input from MEG, Volkmann et al. (1996) confirmed this assumption in
the external world as it happens in the visual system when Parkinson's disease. Independently from this effort, our clin-
one opens one's eyes, is accompanied by a diminution of ical colleagues had been asking similar questions regarding
alpha-rhythm and its substitution by gamma-band activity. Parkinson's and neurological and psychiatric conditions. In-
Thus, low- and high-frequencies are normally not coherent deed, it was found that the intraoperatively-obtained single
as they represent different thalamocortical functional states. cell recordings, described in the companion paper (Jean-
Such comparison in made between coherence profiles for monod et al., 2001), related very nicely to the theta- and
eye-open and eye-closed conditions in Fig. 2. delta-domains, an observation consistent with refractory pe-
riods seen after the generation of LTS bursts. We considered
3.2. MEG recording in TCD patients the possible functional phenotypes that might be generated
if such TCD (as we have termed this low-frequency tha-
Following the reasoning presented above, it is reasonable lamocortical resonance activity) were to occur in circuits
to expect that if a portion of the thalamus were to be contin- other than the motor thalamocortical system responsible for
uously hyperpolarized there would ensue in these patients Parkinson's tremor.
protracted rhythmic LTS burst activity. Such continuous ac- Employing advanced spectral analysis methods for ac-
tivity should recruit cortical feedback firing that should gen- curate calculation of power, recordings from a cohort of
erate an abnormal low-frequency oscillatory attractor. subjects with a variety of symptoms demonstrated an in-
Such abnormal and continuous re-entry should lead to crease of MEG power at the theta-delta interface and an
the generation of large, complex, and almost invariant os- associated increase of coherence both within this domain
cillatory states possibly correlated with abnormal brain and between it and the beta-range (13-40 Hz) (Llinas et al.,
R. Llinds et al./Thalamus & Related Systems 1 (2001) 237-244 241
10 20 30 40 10 20 20 3O 4O
Frequency, [Hz]
Frequency, [Hz]
Psychosis Tinnitus Depression
Average TCD / Average controls
10
10 20 30
10 20 30 40
Frequency, [Hz]
Controls, average
Obsessive-Compulsive Neurogenic Pain Parkinson's Disease
40 ^ ^ ^ ^ ^ ^ ^ M 401
.0.5
10.4
10 20 30
0 10 20 30 40 10 20 30 40 0 10 20 30 40 10.3 Frequency, [Hz]
Frequency, [Hz]
10.2
Patients, average
•o
10 20 30
10 20 30 40 0 10 20 30 40 Frequency, [Hz]
Fig. 3. Power spectra and coherence plots for a set of TCD patients suffering from different aspects of this condition: (A) each power spectral plot
represents a typical example for one of the six different pathological conditions described in each panel. In each case the same control plot (blue) is
utilized as a reference; (B) comparison of the average power spectral plot for 26 patients and eight controls. Note the leftward frequency shift towards
theta-rhythm in all six pathological cases, and in the average of all patients (n = 32) (red) when compared with the average from normal controls (n = 8)
(blue); (C) a set of coherence plots for the same conditions illustrated in (A); and (D) a comparison of the average for a control population.
1999). Further MEG recordings in a larger subject popula- neuropsychiatric diseases patients (n = 11 out of 11),
tion continue to support these initial results. Examples from including obsessive-compulsive disorder (OCD, n = 6),
several types of neurological and psychiatric conditions are major depression (n = 2), and psychosis patients (n = 3),
illustrated as power spectrum plots and as coherence plots and a set of Parkinson's patients (n = 5 out of 5). All these
in Fig. 3A and B. patients showed increased coherence between low frequen-
The types of patients studied to this point are illustrated cies and the beta-range. Careful analysis of one subject
in Fig. 3. Quite possibly, this list does not cover all TCD illustrates the dynamic variation which may be interpreted
phenotypes, and quite possibly, some patients of the de- to underlie the transformation from normal to pathologi-
scribed phenotypes may not generate the phenotype via cal activity. We shall discuss in detail (Jeanmonod et al.,
TCD. Thus, far, our experience includes three of four neu- 2001) some of the intraoperative recordings and the surgical
rogenic pain patients, patients with tinnitus (n = 4 out of 4) treatment of some of the patients suffering from TCD.
242 R. Llinds et al./Thalamus & Related Systems 1 (2001) 237-244
Psychosis Pre-surgery
10 20 30 40
Psychosis Pre-surgery
101 20 30
10
Frequency, [Hz]
10 20 30 40
Frequency, [Hz]
Fig. 4. MEG recordings from a psychotic patient before and after stereotaxic surgery: (A) comparison of power frequency spectrum before (red) and
after (blue) surgery as described in the companion paper; (B) the coherence plots for the same two conditions as in (A).
R. Llinds et al./Thalamus & Related Systems 1 (2001) 237-244 243
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