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Thalamus

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ELSEVIER Thalamus & Related Systems 1 (2001) 237-244
Related Systems
www.elsevier.com/locate/tharel

Thalamocortical dysrhythmia I.
Functional and imaging aspects
R. Llinas a'*, U. Ribarya, D. Jeanmonodc, R. Cancro b , E. Kronberga, J. Schulmana,
M. Zonenshayna, M. Magninc, A. Morel c , M. Siegmundc
a
Department of Physiology and Neuroscience, New York University School of Medicine, 550 First Avenue MSB-442, New York, NY 10016, USA
b
Department of Psychiatry, New York University School of Medicine, New York, NY, USA
c
Neurochirurgische Klinik, Universitatsspital Zurich, Zurich, Switzerland

Accepted 2 October 2001

Abstract
Thalamic and cortical neurons are richly and reciprocally interconnected and support recurrent functional loops in the intact brain,
but the role of this circuitry is still poorly understood. Here, we present evidence—from cellular and from functional neuroimaging in
control and clinical domains—that thalamocortical resonance is not only a prerequisite for normal cognition, but that its perturbation,
in a dynamic sense (e.g. a dysrhythmia) can underlie a variety of neurological and psychiatric disorders. © 2001 Published by Elsevier
Science Ltd.
Keywords: Corticothalamic re-entry; Intrinsic properties; Burst firing; MEG; Edge effect

1. Introduction and Hu, 1990; McCormick and von Krosigk, 1992; Kao
and Coulter, 1997; Golshani et al., 1998; Turner and Salt,
It is at present well documented that thalamic and cortical 1998). When activated through repetitive stimulation of the
areas are mutually and robustly interconnected and that cor- CT pathway, thalamic projection neurons exhibit frequency
ticothalamic (CT) connections clearly outnumber their re- facilitation in both in vivo (Deschenes and Hu, 1990; Lind-
ciprocal thalamocortical (TC) counterparts (Steriade et al., strom and Wrobel, 1990) and in vitro studies (Pedroarena
1990). Moreover, the thalamic dendritic arbor, a site known and Llinas, 1997; Turner and Salt, 1998; von Krosigk et al.,
to generate calcium-dependent gamma-band sub-threshold 1999) and can modulate the dynamics of the synaptic input
oscillations (Pedroarena and Llinas, 1997), has most of its though dendritic oscillation (Pedroarena and Lima's, 2001),
synaptic input arising from the overlaying cortex (Liu et al., indicating that the weight of this input is modified accord-
1995). Nevertheless, the functional role of the CT system has ing to the cortical and thalamic states of activity. However,
not been unambiguously elucidated. The temporal and spa- since thalamocortical neurons (TN) exhibit a set of intrin-
tial patterns of activity in cortical and thalamic areas demon- sic voltage- and time-dependent ionic conductances (Lima's
strate wide variability across different functional states, sug- and Jahnsen, 1982; Jahnsen and Llinas, 1984a,b; Coulter
gesting that such a "reverberating circuit" (Lorente de No, et al., 1989; McCormick and Pape, 1990; Huguenard, 1996;
1932) or re-entry function (Hebb, 1949; Edelman, 1992) Pedroarena and Llinas, 1997; Parri and Crunelli, 1998)
could support a wide range of dynamic interactions (Llinas that determine variable responsiveness according to the set
et al., 1998). of ionic conductances activated, it is likely that different
Diverse anatomical and physiological evidence indicate responsive states of the TNs result in variable patterns of
that CT connectivity is excitatory and glutamatergic (Baugh- activity of the TC loop.
man and Gilbert, 1981; Giuffrida et al., 1988; Deschenes This combination of distinct ionic conductances and firing
modes in the context of the TC system has been suggested to
•Corresponding author. Tel.: +1-212-263-5415; fax: +1-212-689-9060. form the basis for normal sensory binding in the awake and
E-mail address: Ilinar01@popmail.med.nyu.edu (R. Llinas). dreaming states (Llinas and Pare, 1991; Llinas et al., 1998).

1472-9288/01/$ - see front matter © 2001 Published by Elsevier Science Ltd.


PII: S1472-9288(01)00023-l
238 R. Llinds et al./Thalamus & Related Systems 1 (2001) 237-244

Furthermore, aberrations in these dynamics may also serve (A)


as the basis for a class of neurological and neuropsychiatric
disorders (Llinds et al., 1999).
20 mV
-66mV;

OnA • iinA
2. Normal cellular and thalamocortical dynamics
20 ms

2.1. High-frequency thalamic neuron oscillation 37.5 Hz


and thalamocortical resonance (B)
. 50 msr

Cellular recordings in vivo and in vitro have demonstrated - 4 3 mV v V W l A W J \ M ^ s / ^ ^ ^


that the intrinsic oscillatory properties of thalamic and cor-
tical neurons are well-suited to a system which facilitates -46 mV ^^«Av»*y<*vw^<<*^^/W*^^
coherence among its interconnected elements. The ionic -66 mV 10 mV
mechanisms for gamma-band (30-50 Hz) sub-threshold os-
200 ms
cillations have been uncovered in both cortical intemeurons
(C) Corticothalamic EPSPS
(Llinds and Pare, 1991) and at least a sub-population of pyra-
midal cells (Brumberg et al., 2000) and at thalamic neuron
level (Pedroarena and Llinds, 1997), though the particular - 4 6 mV 4mV
-57 mV-
mechanisms underlying this mode of firing are specific to 20 ms
the neuron type. Thus, the high-frequency oscillations of
Fig. 1. Oscillatory properties of thalamic neurons and corticothalamic
sparsely spiny inhibitory cortical layer IV intemeurons de-
EPSPs: (A) direct activation of a thalamic cell evoked repetitive firing
pend upon a persistent sodium conductance, while the fast from +V m to — 60 mV when depolarized up to — 37 mV, while a burst
oscillations of thalamocortical cells are based upon the ac- of spikes was triggered by the activation of a low threshold calcium
tivation of voltage-dependent calcium conductances. In the spike from — Vm to —65 mV; (B) high-frequency sub-threshold oscillations
latter case, this calcium current—which is mostly supported were evoked by depolarizing the membrane potential (—46 and - 4 3 mV)
by protracted outward dc injection. The autocorrelogram in the inset
by P channels—is preferentially located in dendrites, indi-
corresponds to the —43 mV trace; (C) in a different neuron EPSPs were
cating that active oscillations occur in the dendritic compart- evoked by identical stimulation of the corticothalamic pathway at two
ment (Fig. 1) (Pedroarena and Llinds, 1997). different membrane potentials. Each trace is an average to 10 single
At a circuit level, the recordings of thalamic gamma- stimulus. Note the increase in EPSPs amplitude when the membrane was
—46 mV compared to control at —57 mV ((A) and (B) adapted from
rhythms suggest that high-frequency thalamic oscillations Pedroarena and Llinas, 1997).
are supported in part by the intrinsic properties of thalamic
neurons. The collective significance of these active dendritic
oscillations lies in the fact that returning corticothalamic
rather thalamocortical (Llinds, 1990; Llinds and Pare, 1991;
synapses terminate on the distal dendrites of thalamic cells
Llinds and Ribary, 1993). Thus, results from studies using
(Landry et al., 1984; Liu et al., 1995; Steriade et al., 1998),
non-invasive magneto-encephalography (MEG) in humans
providing a substrate for the interaction of rhythmic synaptic
(Ribary et al., 1991) and extra- and intracellular record-
inputs with intrinsic dendritic oscillations (Pedroarena and
ings in cats in vivo (Steriade and Amzica, 1996) indicate
Llinds, 2001). Thus, during waking and rapid-eye-movement
that gamma-band activity is not only present at the cortical
(REM) sleep, thalamic depolarization, coupled with the ge-
level, but that such activity is supported by resonance be-
ometry of synaptic inputs, provides an effective mechanism
tween thalamic and cortical structures at gamma-band fre-
for TC coherence. Evidence consistent with this concep-
quencies (20-50 Hz, often centered near 40 Hz) as initially
tion includes the observation that thalamic EPSPs evoked by
proposed in relation to cognition (Llinas, 1990; Llinas and
pair-pulse stimulation of corticothalamic afferents demon-
Pare, 1991). These results favor the hypothesis that cogni-
strate maximum facilitation at 25-30 ms (30-40 Hz) inter-
tive events depend on activity involving thalamocortical res-
vals (Pedroarena and Llinds, 1997; von Krosigk et al., 1999).
onant columns.
The question of coherent electrical activity in the cortex
and its relation to cognitive binding has been addressed by
several authors in recent years (von der Malsburg, 1981; Eck- 2.2. Low-frequency thalamic neuron oscillation
horn et al., 1988; Gray and Singer, 1989; Gray et al., 1989; and the LTS
Crick and Koch, 1990; Llinds, 1990; Llinds and Pare, 1991;
Llinds and Ribary, 1993; Singer, 1993;). While it has been Other intrinsic electrical properties also play a crucial
suggested by some that coherent events occur at the cortical role in thalamocortical dynamics. Thus, hyperpolarization
level and that such cortical events are the primary binding of thalamic neurons has been shown (Deschenes et al.,
substrate (Crick and Koch, 1990; Singer, 1993), others have 1982; Llinds and Jahnsen, 1982) to produce rebound fir-
proposed that the binding event must not be cortical, but ing known as low threshold spikes (LTS). These spikes
R. Hinds et al./Thalamus & Related Systems 1 (2001) 237-244 239

are supported by the de-inactivation of rapidly inactivating generated sensations or by intrinsically generated motor
calcium channels (T channels, h). The activation of these activity.
channels results in inward calcium current which leads to
bursts of LTS; these, in turn, activate sodium-dependent 3.1. MEG recording from normal controls
action potentials (Llinds and Jahnsen, 1982; Jahnsen and
Llinds, 1984a,b; McCormick and Pape, 1990; Pedroarena Magneto-encephalographic data from normal controls in-
and Llinds, 1997; Parri and Crunelli, 1998). The specific dicate that cognitive binding is a non-continuous process
mechanism for LTS has been studied in detail, and in par- whose content is provided by synchronous activity in the TC
ticular, the significance of the various cation conductances system (Ribary et al., 1991; Joliot et al., 1994). Furthermore,
has been demonstrated. Indeed McCormick and coworkers as stated above, such binding appears to involve the tem-
(McCormick and Pape, 1990; Bal and McCormick, 1996; poral conjunction of the specific and non-specific thalamic
Luthi and McCormick, 1999) have demonstrated the role systems—particularly, the intralaminar complex (Lima's and
of the /h currents in rhythmogenesis. This rhythmicity has Pare, 1991; Llin&s and Ribary, 1993). Neurons in this medial
been also characterized in vivo with intracellular recordings thalamus complex project in a spatially-continuous manner
in cats (Curro Dossi et al., 1992). to superficial layers of all cortical areas. Single intralami-
The electrophysiological description of the range of cor- nar neurons have been shown to burst at 30-40 Hz (Steriade
tical rhythms has been proposed to be directly related to et al., 1993) (particularly, during REM sleep), and it has long
different states of consciousness since the work of Berger been known that damage to the intralaminar system results in
(1929). lethargy or coma (Facon et al., 1958; Castaigne et al., 1962).
In order to convey a general idea of the type of information
that can be obtained with such measurements examples of
3. MEG imaging of thalamocortical activity the global brain rhythmicity determined by MEG in normal
in the human brain individuals are shown in Fig. 2. Two aspects of these record-
ings are illustrated. In the first, a general quantification of
The modes of TC activation derived from in vitro and the power components for the different frequencies recorded
in vivo recordings described above, if correct and global are plotted as a frequency spectrum. This plot describes the
in the mammalian brain, should have a correlate in hu- total power profile recorded from the 148 coils that sample
man brain activity. Given the context of thalamocortical magnetic activity over the head of the recorded individual.
dysrhythmia (TCD) as the source for various neurologi- The plot shows that the normal profile of frequencies are
cal and psychiatric conditions, it is important to relate the characterized by an alpha-rhythm peak at close to 10 Hz
electrophysiology described above in animals with single with a power spectrum that diminishes in amplitude with
cell and macroscopic recordings in normal and in relevant respect to frequency from that maximum. The gamma-band
patient populations. Such a possibility has been addressed frequency represents, at any time, a vital, but small compo-
with high temporal resolution MEG recording described nent of the total power output of the brain, especially when
here, and with single cell recordings as described in our taken as the total sum of power over a protracted time pe-
companion paper (Jeanmonod et al., 2001). riod. Indeed, gamma-activity as such is continuously vary-
From an MEG perspective, it has been shown that the ing and is restricted to rather small cortical patches (Ribary
waking state and REM sleep state are electrically similar, et al., 1991; Contreras et al., 1996) at any given moment.
with one crucial difference: while gamma-oscillations are A totally different picture is obtained if one examines
reset by sensory input in awake subjects, sensory stimu- frequencies below the alpha-band (e.g. at theta-band fre-
lation does not reset gamma-activity during REM sleep quencies (4-8 Hz)). Such frequencies also contribute low
(Lima's and Ribary, 1993). This distinction suggests that the power under normal circumstances, but may be present
central difference between wakefulness and dreaming is that during particular tasks such as memory trials (Sasaki et al.,
the former is a state molded by TC sensory input, while the 1994). However, such rhythmicity is not constantly present
latter is generated by intrinsic activity in the absence of sen- in the frequency spectrum of normal individuals. In order
sory input. This issue is crucial in discussing TCD patients. to further clarify these measurements, we present a plot of
We underline the fact that in the dreaming state, intrinsic the power spectrum for the eyes-open and eyes-closed con-
electrical activity, grossly indistinguishable from the waking ditions for a normal individual, together with an illustration
state, can generate true cognition. That is, that feelings and of the difference between the two traces (Fig. 2).
all other sensory images generated are, to the dreaming sub- Similarly, if the frequency spectrum is plotted against it-
ject, as real as those generated in the awake state from the self, a measure of coherence between frequencies is ob-
outside world. This is significant when considering events tained. In normal controls, such correlation plots yield a
such as phantom limbs, which appear real even in the fully well-defined image indicating that low and high frequencies
awake condition. Thus, it is important to develop a plausible are not temporally coherent. This is expected as, indeed,
set of hypotheses linking the waking state with dreaming and low frequencies in the power spectrum represent low fre-
with the abnormal conditions represented by intrinsically quencies of thalamocortical rhythmicity, corresponding to
240 R. Llinds et al./Thalamus & Related Systems 1 (2001) 237-244

Eyes Closed & Eyes Open Average Open / Average Closed


0.7

a
0
^0.3
Q)
W
0
Qo.1

-0.1
10 20 30 10 20 30
(A) Frequency, [Hz] Frequency, [Hz]

Eyes Closed Eyes Open

10 20 30 10 20 30
(B) Frequency, [Hz] Frequency, [Hz]

Fig. 2. (A) Power frequency spectrum and coherence plot from a control subject. A results illustrate power spectra in conditions where eyes were closed
(blue) compared to open (red). The difference between the two conditions (upper left panel) demonstrates, as expected, the classical increase in the power
of the spectrum at alpha-band frequency. (B) A coherence plot demonstrating the lack of coherence across frequencies, for eyes-open and eyes-closed
conditions in a healthy individual.

the low-frequency oscillatory activity observed in thalamic function. One possible example of this continuous rhythmic
neurons during membrane hyperpolarization due either to activation is the tremor of Parkinsonian patients (Llinds
inhibition or to disfacilitation (Curro Dossi et al., 1992). In and Jahnsen, 1982; Llinas and Pare, 1991). Indeed, using
contrast, thalamic depolarization due to synaptic input from MEG, Volkmann et al. (1996) confirmed this assumption in
the external world as it happens in the visual system when Parkinson's disease. Independently from this effort, our clin-
one opens one's eyes, is accompanied by a diminution of ical colleagues had been asking similar questions regarding
alpha-rhythm and its substitution by gamma-band activity. Parkinson's and neurological and psychiatric conditions. In-
Thus, low- and high-frequencies are normally not coherent deed, it was found that the intraoperatively-obtained single
as they represent different thalamocortical functional states. cell recordings, described in the companion paper (Jean-
Such comparison in made between coherence profiles for monod et al., 2001), related very nicely to the theta- and
eye-open and eye-closed conditions in Fig. 2. delta-domains, an observation consistent with refractory pe-
riods seen after the generation of LTS bursts. We considered
3.2. MEG recording in TCD patients the possible functional phenotypes that might be generated
if such TCD (as we have termed this low-frequency tha-
Following the reasoning presented above, it is reasonable lamocortical resonance activity) were to occur in circuits
to expect that if a portion of the thalamus were to be contin- other than the motor thalamocortical system responsible for
uously hyperpolarized there would ensue in these patients Parkinson's tremor.
protracted rhythmic LTS burst activity. Such continuous ac- Employing advanced spectral analysis methods for ac-
tivity should recruit cortical feedback firing that should gen- curate calculation of power, recordings from a cohort of
erate an abnormal low-frequency oscillatory attractor. subjects with a variety of symptoms demonstrated an in-
Such abnormal and continuous re-entry should lead to crease of MEG power at the theta-delta interface and an
the generation of large, complex, and almost invariant os- associated increase of coherence both within this domain
cillatory states possibly correlated with abnormal brain and between it and the beta-range (13-40 Hz) (Llinas et al.,
R. Llinds et al./Thalamus & Related Systems 1 (2001) 237-244 241

Obsessive-Compulsive Neurogenic Pain Parkinson's Disease Controls and TCD

10 20 30 40 10 20 20 3O 4O
Frequency, [Hz]
Frequency, [Hz]
Psychosis Tinnitus Depression
Average TCD / Average controls

10

10 20 30
10 20 30 40
Frequency, [Hz]

Controls, average
Obsessive-Compulsive Neurogenic Pain Parkinson's Disease
40 ^ ^ ^ ^ ^ ^ ^ M 401

.0.5
10.4
10 20 30
0 10 20 30 40 10 20 30 40 0 10 20 30 40 10.3 Frequency, [Hz]
Frequency, [Hz]
10.2
Patients, average

Psychosis Tinnitus Depression 10.1

•o

10 20 30
10 20 30 40 0 10 20 30 40 Frequency, [Hz]

Fig. 3. Power spectra and coherence plots for a set of TCD patients suffering from different aspects of this condition: (A) each power spectral plot
represents a typical example for one of the six different pathological conditions described in each panel. In each case the same control plot (blue) is
utilized as a reference; (B) comparison of the average power spectral plot for 26 patients and eight controls. Note the leftward frequency shift towards
theta-rhythm in all six pathological cases, and in the average of all patients (n = 32) (red) when compared with the average from normal controls (n = 8)
(blue); (C) a set of coherence plots for the same conditions illustrated in (A); and (D) a comparison of the average for a control population.

1999). Further MEG recordings in a larger subject popula- neuropsychiatric diseases patients (n = 11 out of 11),
tion continue to support these initial results. Examples from including obsessive-compulsive disorder (OCD, n = 6),
several types of neurological and psychiatric conditions are major depression (n = 2), and psychosis patients (n = 3),
illustrated as power spectrum plots and as coherence plots and a set of Parkinson's patients (n = 5 out of 5). All these
in Fig. 3A and B. patients showed increased coherence between low frequen-
The types of patients studied to this point are illustrated cies and the beta-range. Careful analysis of one subject
in Fig. 3. Quite possibly, this list does not cover all TCD illustrates the dynamic variation which may be interpreted
phenotypes, and quite possibly, some patients of the de- to underlie the transformation from normal to pathologi-
scribed phenotypes may not generate the phenotype via cal activity. We shall discuss in detail (Jeanmonod et al.,
TCD. Thus, far, our experience includes three of four neu- 2001) some of the intraoperative recordings and the surgical
rogenic pain patients, patients with tinnitus (n = 4 out of 4) treatment of some of the patients suffering from TCD.
242 R. Llinds et al./Thalamus & Related Systems 1 (2001) 237-244

4. Discussion summation of specific and non-specific 40 Hz activity along


the radial dendritic axis of given cortical elements, that
4.1. Cognition and its relation to thalamocortical is, by coincidence detection via temporal coherence. In
dysrhythmia (TCD) this fashion, the time-coherent activity of the specific and
non-specific oscillatory inputs, by summing distal and prox-
Considering the generation of TCD, a hypothesis that can imal activity in given dendritic elements, would enhance de
serve as the basis for such dysfunction is a variance of that facto 40 Hz cortical coherence by their multimodal char-
proposed for the generation of cognition in the normal brain. acter, and in this way would provide one mechanism for
That is, that the specific thalamocortical system works in global binding. The "specific" system would, thus, pro-
temporal conjunction with the "non-specific" thalamic sys- vide the content that relates to the external world and the
tem, particularly, the intralaminar complex, and that as a re- non-specific system would give rise to the temporal con-
sult of such coincidence, a recurrent gamma-band activation junction, or the context (on the basis of a more interoceptive
of this loop is generated (Llinds and Pare, 1991; Llinds and context concerned with alertness) (Llinds et al., 1994) that
Ribary, 1993). would together generate a single cognitive experience.
In this model, gamma-oscillations in neurons of the spe- In this context, then, TCD also involves a binding issue.
cific thalamic nuclei establish cortical resonance through The abnormal continuous activation of the specific thalamus
direct activation of pyramidal cells and feed-forward inhi- must function in conjunction with the non-specific counter-
bition through activation of 40 Hz inhibitory interneurons part to generate a robust thalamocortical resonance a prereq-
in layer IV (Llinds et al., 1991). These oscillations re-enter uisite in our hypothesis for the generation of the edge effect.
the thalamus via layer VI pyramidal cell axon collaterals, In the companion paper, a second component relating to the
producing thalamic feedback inhibition via the reticular role of the emotional realm and its relation to mesocortex
nucleus (Steriade et al., 1990). In the second system, the will be addressed in detail.
non-specific thalamic nuclei project to cortical layers I and
VI and to the reticular nucleus. Layer V pyramidal cells 4.2. Conflict in the cortex: the edge effect
would serve to return oscillatory activity to the intralaminar
nuclei. Indeed, cells in this complex have been shown to Concerning the mechanism for the generation of neu-
oscillate at gamma-band frequency (Steriade et al., 1993) rological and psychiatric conditions described above one
and to be capable of recursive activation. crucial organizing feature of the cortex is its system of re-
In this scheme (Llinds and Ribary, 1993; Llinds and Pare, ciprocal corticocortical inhibition-mediated by GABAergic
1991), cortical sites "peaking" at gamma-band frequency interneurons. Thus, it has been proposed (Llinds et al., 1999)
via specific thalamic activity would represent the different that this lateral inhibitory component of the cortical circuit
components of the cognitive world that have reached opti- is crucial in the genesis of the so-called positive symptoms
mal activity at that time. The problem of the conjunction of (see accompanying paper). The mechanism proposed for
such a fractured description into a single cognitive event, the generation of positive symptoms, the asymmetric neu-
the binding function, could come about by the concurrent ronal activity generated at functional boundaries between

Psychosis Pre-surgery

10 20 30 40

Psychosis Pre-surgery

101 20 30
10
Frequency, [Hz]
10 20 30 40
Frequency, [Hz]

Fig. 4. MEG recordings from a psychotic patient before and after stereotaxic surgery: (A) comparison of power frequency spectrum before (red) and
after (blue) surgery as described in the companion paper; (B) the coherence plots for the same two conditions as in (A).
R. Llinds et al./Thalamus & Related Systems 1 (2001) 237-244 243

- SYMPTOMS + SYMPTOMS cortical modules continuously functioning at low-frequency


and those functioning at high-frequency allow disinhibition
of neighboring high-frequency regions (see Figs. 4 and 5).
Evidence for such a phenomenon is provided by the in-
creased interfrequency coherence seen between low- and
high-frequencies on recordings of neuromagnetic activity
in subjects with positive symptoms.
Thus, as described in the accompanying paper, it has been
proposed that dysrhythmia of particular cortical regions un-
derlies the generation of corresponding positive symptoms.
Thus, neurogenic pain may reflect aberrant activation of the
insula, secondary somatosensory and cingulate cortices, and
possibly also the posterior parietal and primary somatosen-
sory cortices. Similarly, tremor may result from dysfunc-
tion of lateral motor and premotor cortex, while the ante-
rior supplementary motor area (SMA) is likely to be dys-
rhythmic in Parkinsonian akinesia, and dysrhythmia in broad
lateral and medial (SMA) sections of area six could pro-
duce dystonia. Tinnitus would follow improper activation of
meso- and neo-cortical auditory and associative temporal ar-
LOW FREQUENCY HIGH FREQUENCY eas, and prefrontal medial, orbitofrontal, and temporopolar
OSCILLATION "EDGE EFFECT"
meso- and neo-cortical areas could be dysrhythmic in major
depression, obsessive-compulsive disorder and psychosis.
Fig. 5. Diagram of the thalamocortical circuits that support the positive
symptoms hypothesis. Two thalamocortical systems are shown, the spe-
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