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ARTICLE IN PRESS

Inhaled Corticosteroids and Voice Problems.


What Is New?
*Nikolaos Spantideas, †Eirini Drosou, *Anastasia Bougea, and ‡Dimitrios Assimakopoulos, *†Glyfada and ‡Ioannina,
Greece

Summary: Background. Voice problems are the most common and most annoying local side effect of inhaled cor-
ticosteroids (ICS), affecting not only patients’ treatment compliance but also their quality of life. The literature is very
poor regarding prevalence, mechanism, prevention, and management of voice problems attributed to ICS use and es-
pecially for the new ICS, ciclesonide. Prevalence of dysphonia seems to be less common with the use of ciclesonide
and beclomethasone dipropionate.
Method. We conducted a bibliography review based on recently published data, including data from the recently in-
troduced ICS, ciclesonide, which are lacking in previous reviews.
Results. Very little improvement, based on limited number of new papers published during previous years without
any direct comparison between available ICS, has been made in our understanding of ICS local side effects.
Conclusion. Our understanding concerning basic information of ICS effects on voice still remains poor, and further
investigation is needed to have a better understanding on epidemiology, predisposing factors, mechanisms, prevention,
and treatment of voice problems attributed to ICS.
Key Words: Inhalation–Asthma–Dysphonia–Voice–Hoarseness.

INTRODUCTION Systemic side effects of ICS are mainly attributed to swallow-


Asthma is a chronic inflammatory disorder of the lower airways, ing of the topical deposited inhaled ICS.
with a worldwide distribution affecting both genders and all ages. Voice problems and especially dysphonia continue to remain
The prevalence of asthma is increasing worldwide.1,2 It is esti- the main local side effect of ICS, despite the development of
mated that at least 300 million people currently have asthma, new ICS molecules and new, sophisticated delivery systems.
and it is expected that more than 100 million will have been added The purpose of our study was to review the current litera-
by 2025.3,4 Despite the progress that has been made in the di- ture by looking for new information that can improve our
agnosis and treatment of asthma, it continues to be one of the understanding in preventing and managing ICS-related voice
most underdiagnosed and undertreated diseases, resulting in high problems.
morbidity and disability rates.
Inflammation of the bronchi is the main underlying cause of METHODS
airway hyperreactivity and bronchoconstriction and therefore of A literature search was performed concerning ICS and voice dis-
asthma symptoms. Corticosteroids are the cornerstone of asthma orders using the following databases: PubMed, EMBASE (from
management as they are the most potent antiinflammatory agents 1980 to October 2015), and Cochrane Library (from 1993 to
currently available. Inhaled corticosteroids (ICS) are recom- 2015). The keywords used for the study were “inhaled cortico-
mended, in national and international guidelines, as first-line steroids and voice problems,” “treatment and dysphonia,” and
therapy at low doses for mild persistent asthma and as the pre- “dysphonia.” Articles, letters, summaries, and dissertations pub-
ferred therapy at medium doses or in combination with a long- lished in English were included in our search. Additional
acting b2-agonist for moderate persistent asthma.3,4 Combination information was gathered from references cited in the identi-
therapy with high doses of ICS is recommended only for pa- fied publications and products’ package insert. Particular emphasis
tients with severe persistent asthma.5,6 was given to original articles and, on a secondary basis, to books
ICS are preferred to oral administration as they have been as- and reviews. One hundred four papers, related to our search, were
sociated with significantly fewer side effects. Systemic side effects identified and reviewed. Only studies reporting appropriate in-
with conventional ICS doses are negligible, but concern is needed formation on our study design were included for review. Among
for systemic and local side effects when higher doses are used. these studies, there was one meta-analytic study7 and five
reviews.8–11 Two reviews, one in Spanish and one in German,
were excluded.
Accepted for publication September 8, 2016.
This paper has not been submitted for publication to any other journal and also has not
been presented in any meeting. RESULTS
From the *Athens Speech, Language and Swallowing Institute, 10 Lontou Street, Glyfada,
Athens 16675, Greece; †Athens Speech, Language and Swallowing Institute, 37 Oinois Local side effects of ICS
Street, Glyfada, Athens 16674, Greece; and the ‡ENT Department in University Hospital
of Ioannina, Medical School of the University of Ioannina, 51 Napoleontos Zerva Street,
The most common local side effects of ICS are shown in Table 1.
Ioannina 45332, Greece. Although local side effects, compared with systemic ones, are
Address correspondence and reprint requests to Nikolaos Spantideas, 10 Lontou Street,
Glyfada, Athens 16675, Greece. E-mail: spandideas@gmail.com
not serious, they can affect the patient’s quality of life, treat-
Journal of Voice, Vol. ■■, No. ■■, pp. ■■-■■ ment compliance, and most importantly, they can mask symptoms
0892-1997
© 2016 The Voice Foundation. Published by Elsevier Inc. All rights reserved.
of a more serious disease. For example, dysphonia and hoarse-
http://dx.doi.org/10.1016/j.jvoice.2016.09.002 ness are very common local side effects of ICS, but they can
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2 Journal of Voice, Vol. ■■, No. ■■, 2016

TABLE 1. TABLE 2.
Local Side Effects of Inhaled Corticosteroids11–13 Factors Contributing to the Appearance of Dysphonia
Hoarseness or Dysphonia 1 Active compound of ICS
Cough 2 Type of ICS (active drug or prodrug)
Aphonia 3 Potency of ICS
Dry, sore throat 4 Dosage and frequency of ICS use
Voice misuse or throat clearing 5 Patient’s compliance and right use of product delivery
Candidiasis device
Pharyngitis 6 The size of the delivered particles
Perioral dermatitis 7 The velocity of the delivered particles
Tongue hypertrophy 8 The type of the delivery system (DPI, MDI)
Sensation of thirst 9 The use of spacer

include size of particle, type of drug (active or prodrug), veloc-


be cardinal symptoms of laryngeal cancer. It is of capital im- ity and type of delivery system, and technique of inhalation.
portance in every patient with persistent hoarseness, especially
after cessation of ICS therapy, to perform an in-depth investi-
Effect of particle size
gation for the exclusion of such a possibility.
The size of the particles is of capital importance for the drug
Local side effects of ICS are a result of deposition of the active
to reach the final target, which is the lungs and especially the
form of the drug in the pharyngolaryngeal area.
small airways. The smaller the particle size, the highest depo-
sition on the airways and lungs is observed, and the largest the
Dysphonia particle size, the maximal deposition in the oropharynx and larynx
Whether hoarseness or huskiness and dysphonia are separate is. Particles with diameter <5 μm are most likely to be depos-
symptoms is a matter of debate. Most of the investigators believe ited on the small airways, whereas particles with diameter >5 μm
that the term dysphonia covers all symptoms related to voice prob- are mainly deposited in the oropharynx and larynx.23 The par-
lems as a consequence of ICS use, and from now and on, in this ticle sizes are related and dependent on the propellant used for
paper, the term dysphonia will be used to describe the whole drug dissolution. Chlorofluorocarbons based metered-dose inhaler
spectrum of voice disturbances related to ICS use. (CFC-MDI) devices give larger particles and achieve lung de-
position of approximately 10%–20%,24 whereas hydrofluoroalkane
Incidence of dysphonia (HFA)-based devices give smaller particles, achieving 50% lung
Dysphonia, with or without candidiasis, is by far the most fre- deposition.25
quent local side effect of ICS. The prevalence of dysphonia varies Depending on the particle size, oropharyngeal deposition can
significantly among studies, depending on the definition of the be up to 60% of delivered dose.12 The size of the particles varies
term, the type of the study, and especially the method that was significantly among different ICS available for use in today’s
used to detect dysphonia (questionnaire or inspection).14,15 The practice, as shown in Table 4.
highest prevalence rates are found in studies where symptom-
based questionnaires were used, and the lowest were found in Effect of type of ICS
studies where clinical and laboratory examinations (inspec- The type (active drug or prodrug) of ICS is related to the inci-
tion) were performed. Generally, the more precise the applied dence of dysphonia, as prodrugs that are activated in the lungs
diagnostic criteria were used, the lower prevalence of dyspho- seem to produce less local side effects in the laryngopharynx.
nia was observed. For example, recording hoarseness and Some ICS, including fluticasone propionate and budesonide, are
dysphonia as different symptoms results in a lower prevalence inhaled in their pharmacologically active form, whereas others,
of dysphonia. In general, most of the well-organized studies in like ciclesonide and beclomethasone dipropionate, are inhaled
which inspection was included among the basic diagnostic cri- as inactive compounds and are converted by lung esterases to
teria estimate the prevalence of dysphonia at 5%–10%.
A number of factors have been recognized as contributing in
TABLE 3.
the appearance of dysphonia (Table 2). Prevalence of Dysphonia for Inhaled Corticosteroids Avail-
The prevalence of dysphonia is not the same with different able Today
types of ICS. For reasons related mainly to pharmacological char-
acteristics of each compound, the prevalence of dysphonia varies Dysphonia
Inhaled Corticosteroid Prevalence (%)
significantly among currently available ICS. Table 3 shows the
prevalence of dysphonia of different ICS as it has been re- Fluticasone propionate16 3–8
ported in their Summary of Product Characteristics or in clinical Budesonide17 1–6
trials. Beclomethasone dipropionate18,19 <2
Triamcinolone acetonide20 1–3
A number of factors influence where and how much drug is
Ciclesonide21,22 0–2
deposited in the airway and upper aerodigestive tract. These
ARTICLE IN PRESS
Nikolaos Spantideas, et al Inhaled Corticosteroids and Voice Problems 3

when an MDI was used.37 Both studies suggest lower oropha-


TABLE 4.
Particle Size in Currently Available Inhaled
ryngeal deposition with the use of DPI. Unfortunately, this
Corticosteroids26–30 comparison has been made only between the two delivery systems
(DPI and MDI-CFC) of budesonide, and there are no pub-
Inhaled Corticosteroid Particle Size (μm) lished reports comparing local side effects associated with
Fluticasone propionate—DPI 6.5 different steroid preparations (ie, DPI vs MDI-HFA). Knowing
Beclomethasone dipropionate—CFC 3.5 that HFA-based devices give smaller particles compared with
Budesonide—DPI 2.6 CFC-based devices, achieving the highest lung deposition and
Fluticasone propionate—CSF-HFA 2.5 the lowest dysphonia prevalence, it would be of great interest
Beclomethasone dipropionate—HFA 1.1 to see a comparison between a DPI-based inhaler and an MDI-
Ciclesonide—HFA 1.1
HFA based inhaler with ciclesonide or beclomethasone
dipropionate.
The role of spacers in the prevalence of local side effects is
their active metabolites. For example, ciclesonide is a parent com-
controversial. Oropharyngeal deposition of inhaled isotope-
pound that is converted to the active metabolite des-ciclesonide
labeled aerosols is decreased with the use of a spacer, whereas
by the lungs’ esterases. The lack of esterases, practically, in the
the intrapulmonary deposition is increased.43 The use of a large-
area of the laryngopharynx, minimizes the incidence of local side
volume spacer seems to reduce the local side effects and especially
effects of the product in this area.31,32 This can explain why
candidiasis by reducing oropharyngeal deposition.44,45 Accord-
ciclesonide and beclomethasone dipropionate are associated with
ing to other studies, voice problems were either more frequently
the lowest dysphonia prevalence (Table 3).
observed in patients using a spacer device46,47 or the use of a large-
volume spacing device did not appear to have an effect on the
Effect of potency and dosage of ICS occurrence of dysphonia.38 Spacer systems can decrease the
The potency of the administered ICS and the dosage are both amount of oropharyngeal deposition of ICS and, hence, can de-
significant factors related to the prevalence of dysphonia. The crease the incidence of candidiasis, but because of the increased
potency of different ICS varies, with fluticasone propionate being amount of inhalation drug available through the larynx, spacers
the most potent ICS available today. Fluticasone propionate is can increase the incidence of dysphonia, and this can explain
nine times more potent than fluocinolone acetonide, two to five why they reduce the incidence of oropharyngeal candidiasis but
times more potent than budesonide, and two times more potent increase the incidence of dysphonia. The controversial find-
than beclomethasone dipropionate. Fluticasone propionate also ings regarding the implication of spacer systems in the occurrence
has a greater topical potency, longer tissue retention, and longer of local side effects can be attributed either to the electrostatic
elimination half-life.33–35 Clinical reports of dysphonia inci- charge accumulation on the plastic walls of the device, which
dence with fluticasone are limited, and clinical studies have may influence the amount of the delivered drug,48 or to poor
reported an increased risk of dysphonia with the use of fluticasone patient compliance due to the inconvenient bulk and size of some
propionate compared with beclomethasone dipropionate and with spacers.
pressurized MDIs compared with dry-powder inhalers (DPIs).34–37 Inhaler technique is an important factor, because incorrect use
A dose-dependent dysphonia has been reported in 34% of pa- of inhalers is associated with poor asthma control.
tients under treatment with beclomethasone dipropionate or
budesonide, both administered via pressurized MDI.38,39 Mechanism of dysphonia
In addition, the velocity of the delivered particles plays an im- Although local side effects are the most frequently described
portant role in drug deposition. High-velocity systems are adverse effects of ICS, their mechanism is poorly studied, con-
associated with higher steroid deposition in the oropharyngeal trary to the systemic side effects, the mechanisms of which have
cavity and the larynx than do low velocity systems. Triamcino- been extensively studied and well documented. This is mainly
lone acetonide is delivered as a cloud-like spray of low velocity, due to the fact that systemic side effects are considered more
whereas beclomethasone dipropionate is delivered in a jet-like serious than local side effects, thus attracting the interest of most
high-velocity spray.40 On the other hand, budesonide in the form investigators. It is true that dysphonia is not a serious problem
of inhaled powder through a Turbohaler device achieves lung for most of patients under ICS treatment, but for singers and other
deposition twice that of MDI.41 professional voice users, dysphonia could be an unbearable
setback due to voice-regulating difficulties, reduction in pitch
Effect of delivery system range, and inability to speak or sing loudly.
The type of delivery system, in conjunction with patient tech- Dysphonia associated with ICS therapy has been poorly in-
nique, is another factor that can influence the proportion of an vestigated, and the origins of dysphonia may have multiple
inhaled dose that is deposited on the oropharynx and larynx, and confounding factors. The extent of dysphonia depends on the
hence can influence the prevalence of dysphonia. The dose of vocal stress and the dyskinesia of muscles that control vocal cord
budesonide delivered to the lungs via a DPI was twice the dose tension.
(32%) that reached the lungs when it was delivered via an MDI Most of the publications related to dysphonia have been gen-
(15%),42 and the incidence of local side effects was signifi- erated by pulmonary physicians who may be more concerned
cantly (P = 0.0001) lower when a DPI was used compared with about other issues related to pulmonary functions such as airflow
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4 Journal of Voice, Vol. ■■, No. ■■, 2016

findings, systemic absorption and, also, may be more aware of cord muscles may, in some cases, result in a bilateral adductor
ICS side effects. Few studies have been designed to investigate fold deformity with bowing of the folds on phonation. Vocal
voice changes with videostroboscopy or objective acoustic fold bowing, as characteristic abnormality, was first described
analysis.15,39,40 by Williams et al54 and was also confirmed later by other
Dysphonia can be, per se, a clinical symptom of severe asthma investigators.55–57 An identical abnormality characterized as “phon-
as a result of inadequate airflow during expiration, and changes asthenia” has been described as the cause of dysphonia in
in the quality of voice is the main complaint that prompts pa- myopathic disorders like myasthenia gravis and dystrophia
tients with asthma under ICS therapy to seek medical help. myotonica, where the phonatory muscles, the internal tensor
Obstruction and increased resistance, which are more pro- muscle group, are mainly affected.
nounced during the expiration, can lead to ineffective vocal cord Although the findings of Williams et al are generally ac-
vibration and hence to poor power supply for voice produc- cepted as a basic theory explaining the cause of dysphonia, it
tion. Increased pause time between speech segments, fewer seems that, at least in some cases, other factors can also be re-
syllables per breath, and larger percentage of time spent in non- sponsible, or can contribute to the appearance of dysphonia.
speech ventilatory activity have been found in patients with Abundant mucus on the vocal folds, preventing closure of the
asthma.49 In patients with inadequately controlled asthma, the glottis, has been identified as a cause of transitory dysphonia
use of ICS can improve lung function and hence improve spe- as well as small vocal nodules58 and supraglottic hyperfunction.57
cific acoustic measures of voice that are presented as voice DelGaudio59 described a clinical entity characterized as steroid
problems.50 The relationship between gastroesophageal reflux and inhaler laryngitis caused by fluticasone propionate and mani-
especially of laryngopharyngeal reflux (LPR) and voice prob- fested by dysphonia, throat clearing, voice misuse, and a sensation
lems is well known.51 In addition, there is a high prevalence of of fullness. The laryngoscopic findings of steroid inhaler lar-
gastroesophageal reflux among patients with asthma, and many yngitis were mucosal edema, erythema, interarytenoid mucosal
cases of asthma episodes have their origin in this pathologic thickening, and, in extreme cases, included leukoplakia, gran-
phenomenon.52,53 ulation, and candidiasis.
It is likely that the steroids and not the constituents of pro- Because dysphonia could be a symptom of other serious dis-
pellant vehicle are responsible for the local side effects in the eases, every case of persistent dysphonia has to be thoroughly
laryngopharynx, although propellants and lubricants of MDIs investigated for the exclusion of a serious underlying disease.
have been shown to have a proinflammatory local effect. This The possibility of existence or coexistence of LPR has also to
can explain the difference in the incidence of local side effects be examined as not only the symptoms are similar to that of LPR,
between MDIs and high- to medium- to high-resistance DPIs. but also the laryngeal changes of steroid inhaled laryngitis, and
Low-resistance DPIs compared with high-resistance DPIs are in these cases, the choice of the proper treatment is of signifi-
associated with higher frequency of local side effects because cant importance. During the examination of the larynx and
of the greater oropharyngeal and larynx drug deposition. DPIs especially when functional evaluation of the vocal cords is per-
contrary to MDIs contain lactose, which can trigger local aller- formed, one should be careful and ensure that anesthetic agents
gic reactions in patients with lactose intolerance, and additionally, used for laryngoscopy have not reached the larynx.
lactose may act as an irritant in the laryngopharyngeal mucosa.
Whatever the role of propellants and lubricants might be in the Management of ICS-induced dysphonia
appearance of local side effects, their contribution seems to be For the time being, no evidence-based guidelines or even rec-
minor, and steroids have been proven to play the key causal role ommendations for the prevention or treatment of ICS-induced
in dysphonia. Patients in therapy with inhaled beclomethasone dysphonia are available, because no study has been performed
were five times more likely to have dysphonia than patients treated yet to evaluate the value of either preventive measures or spe-
with only the propellant.39 The incidence of hoarseness ranges cific therapy. In 1997, the National Asthma Education and
from 1% to 9% in patients under therapy with inhaled steroid Prevention Program (NAEPP) issued guidelines suggesting certain
preparations compared with 0%–3% of patients receiving non- clinical interventions to mitigate the risk of or to treat local side
steroidal inhalers.7 effects.60 For dysphonia, NAEPP suggests (1) the use of a spacer
Although many studies have reported that dysphonia coex- or holding chamber, (2) temporarily reduced dosage, and (3) rest
ists with a candida infection or that dysphonia can be secondary of vocal stress.
to oropharyngeal candidiasis, it seems that the two conditions However, subsequent data from other investigators are con-
are separate entities not directly related. In the case where dys- trary to what the NAEPP recommended by that time. For example,
phonia is secondary to candidiasis, the underlying mechanism dysphonia was more frequent in children using a spacer device.46,47
is easily understood, but the mechanism of dysphonia not as- Practically all measures recommended by the NAEPP or other
sociated with candidiasis remains a puzzle. investigators are poorly supported by clinical evidence and, in
In the absence of candidiasis, steroid-induced myopathy appears fact, reflect personal investigators’ views and experience.
to be one of the main etiologic factors of ICS-induced dyspho- Rinsing of the mouth and the oropharynx by gargling with
nia, but other mechanisms certainly exist particularly with water immediately after the use of inhaler is the most common
combination inhalers. advice given to patients with asthma, aiming to remove, me-
Myopathy is a well-known side effect of both systemic and chanically as much as possible, the locally deposited amount of
local use of steroids. Steroid-induced myopathy affecting vocal steroid in the mucosa. It has been shown that 56% of the emitted
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Nikolaos Spantideas, et al Inhaled Corticosteroids and Voice Problems 5

aerosol dose is deposited in the oropharynx, and this may persist ically significant, affecting not only patients’ compliance but also
in situ for up to 3 hours, and that a mouth rinse promptly can their quality of life, have not attracted the same attention given
remove 60% of this residue from the oropharynx.43 These data to systemic side effects.
provide indirect evidence of the prophylactic role of oral and Available ICS are not the same in many pharmacological
oropharyngeal rinse from ICS local side effects, but it remains aspects, and these differences have to be considered when we
unanswered whether the removal of steroid residue from these prescribe an ICS for a certain patient.
areas can also have a positive effect in the larynx, which water Reviews for local ICS use have been published but are “old”
cannot reach. and do not include recently published data as well as the data
Practical recommendations to patients to minimize the risk from the newest member of the class ciclesonide.
of dysphonia are listed below:
What questions this paper answers (learning points)
(1) Instruct patients in the proper use of inhalation Voice problems and especially dysphonia continue to remain the
(2) Use the lowest effective dosage of ICS that keeps asthma main local side effect of ICS, despite the development of new
under control ICS molecules and new, sophisticated delivery systems.
(3) Rinse the mouth and oropharynx with water Data from the most recently introduced ICS ciclesonide, not
(4) Use a spacer, wash it with tap water, and allow it to dry available in previous reviews, indicate that ciclesonide has not
after each use reduced the prevalence of ICS-related dysphonia, compared with
(5) If dysphonia appears with the use of CFC-MDI, switch older drugs of the category.
to an HFA-MDI or a DPI Based on clinical data, no guidelines or recommendations are
(6) If dysphonia persists, discontinue the use of the ICS. available for the prevention or treatment of ICS-related dyspho-
nia. Suggestions, in the form of guidelines, issued in 1997 by
After discontinuation of the inhaled steroids, dysphonia sub- the NAEPP, are available only for clinical interventions to mit-
sides in a few days for the majority of the patients. For some igate the risk of or to treat local side effects.
patients voice therapy may be valuable to address compensat- Although ICS is a well-established treatment for asthma and
ing voice habits that may have been established during the chronic obstructive pulmonary disease management, investiga-
dysphonia period and can prove harmful for the functional and tion has to be continued to improve our understanding on
structural integrity of the vocal folds. It takes more time (in some epidemiology, predisposing factors, mechanisms, prevention, and
cases, months) for the larynx to return to its normal appearance. treatment of voice problems attributed to ICS.
It must be kept in mind that dysphonia due to laryngeal candi-
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