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To cite this article: Mohammad Nour Al-Marafi, Kathirgamalingam Somasundaraswaran & Frank
Bullen (2020): Development of crash modification factors for intersections in Toowoomba city,
International Journal of Urban Sciences, DOI: 10.1080/12265934.2020.1743739
Article views: 13
Highlights
. Estimated the number of road crashes at intersections using
crash prediction models.
. Applied the Empirical Bayes method to identify the most
hazardous intersections.
. Combined crash modifications factors were calculated using
various techniques.
. Identified the effective countermeasures to reduce the road
crashes at hazardous intersections.
1. Introduction
Road crashes cause substantial socio-economic losses and account for many billions of
dollars’ worth of overall damage (WHO, 2015). In the process of attempts to address
these issues, countries continue to research and apply more radical approaches to
ensure road safety. In Australia, the National Road Safety Strategy (NRSS), introduced
in 2011, targeted a 30% reduction in road fatalities by 2020 (BITRE, 2015).
CONTACT Mohammad Nour Al-Marafi moh.marafi89@gmail.com Faculty of Health, Engineering & Sciences,
School of Civil Engineering and Surveying, University of Southern Queensland, Toowoomba, Queensland 4350, Australia
© 2020 The Institute of Urban Sciences
2 M. N. AL-MARAFI ET AL.
Road engineers and transport planners have used Crash Prediction Models (CPMs) as a
useful tool to investigate and improve level of road safety. A number of studies have been
conducted over the years on the development of CPMs for predicting possible crashes on a
road network. Given that intersections are amongst the most hazardous sites on city road
networks (due to both geometric configuration and traffic concentration), they are among
the important elements that must be considered if the road network is to facilitate the safe
flow of traffic in all directions.
Statistics indicate that 43.5% of all road crashes (fatalities and hospitalized injuries) in
the State of Queensland during the period 2008–2015 occurred at intersections. In Too-
woomba city, it was reported that 50.4% of all road crashes took place at intersections
during the same period (Queensland Government, 2016).
In recent years, intensive studies have been conducted to investigate the impact of
various geometric design parameters and traffic volume at intersections on safety, using
CPMs and Crash Modification Factors (CMFs). CMFs, in particular, can be used to ident-
ify the safety impact after introducing one or more road safety treatments. However, only a
small number of studies have been conducted in order to estimate the combined effect of
several road safety treatments using the combined CMF techniques (Gross & Hamidi,
2011; Park, Abdel-Aty, & Lee, 2014).
The aim of this study is to investigate the expected safety impact after applying com-
bined treatments and comparing them with individual treatments. To achieve this aim,
the study used Negative Binomial (NB) distribution models to investigate and predict
crash frequency at intersections. These models were used to identify the geometric and
traffic factors that would contribute to crashes at those intersections. The Empirical
Bayes (EB) method was then used to identify local hazardous (black spot) intersections.
These locally developed models were then used to estimate CMFs at the hazardous inter-
sections to determine how each treatment could affect road safety. Combined CMFs for
multiple treatments were also estimated using the four existing techniques including
Highway Safety Manual (HSM), Turner, Alabama Method, and the most effective CMF
(lower value) technique.
The remainder of the study is organized as follows. The second section presents the pre-
vious studies related to the development of CPMs and CMFs. The third section describes
the methodology used for estimating the CPMs. The fourth section describes the data used
in the analysis. The fifth section describes the road CMFs derived from the data and CPMs.
The last section draws conclusions from the analysis performed in this study.
2. Literature review
2.1. Crash prediction models (CPMs)
Road crashes are caused by a combination of many factors, including the road environ-
ment, vehicles, and road user behaviour. In their study, Bauer and Harwood (2000)
used lognormal, Poisson and negative binomial regression analyses to develop CPMs to
investigate the relationship between road crashes and highway geometry, traffic control,
and traffic volume variables for at-grade intersections. The form of the statistical distri-
bution selected for modelling any type of intersection should be selected based on a
review of the crash frequency distribution for that type of intersection. Accordingly, the
INTERNATIONAL JOURNAL OF URBAN SCIENCES 3
authors concluded that the Poisson, negative binomial, and lognormal distributions were
more suitable for modelling road crashes than the normal distribution. Greibe (2003)
developed CPMs for urban intersections in Denmark using a Poisson distribution and
found that the most important variables in the models were those describing the
vehicle traffic flow.
Abdel-Aty and Radwan (2000) argued that Poisson models have some limitations such
as the mean must equal the variance of the crash number (dependent variable). In most
crash data, the variance of the crash number exceeds the mean and, in such cases, the
data would be over-dispersed. In order to solve the limitation of overdispersion in a
Poisson regression model, the studies (Chin & Quddus, 2003; Kim, Washington, & Oh,
2006; Lord & Mannering, 2010) have recommended using alternative models to overcome
the limitations of Poisson regression. One alternative is the use of negative binomial
regression which does not require equal mean and variance assumption. Further, Chin
and Quddus (2003) developed random effect negative binomial (NB) models to identify
the contributory factors that affect intersection safety. Crash data from a total of 52 inter-
sections in Singapore were used in the analysis for the data collected between the years
1992 and 1999. In this study, a total of 32 explanatory variables were considered for
including geometric characteristics, regulatory control measures, and traffic volume.
The results revealed that 11 explanatory variables significantly affected the road safety
at the intersections where four of them were considered to be highly significant. These
were the total traffic volume, uncontrolled left turn lane, number of phases per cycle,
and presence of a surveillance camera.
Elvik, Vadeby, Hels, and van Schagen (2019) conducted a meta-analysis to review the
relationship between the road safety and speed of traffic based on studies published after
2000. The findings showed that, using either the Power Model or an Exponential Model, a
strong relationship between the road safety and speed of traffic was achieved. In addition,
it was concluded that the speed of traffic is one of the most important parameters that sig-
nificantly affect road safety. In other work, Yu, Quddus, Wang, and Yang (2018) investi-
gated the impacts of the following data aggregation schemes on the relationships between
road safety and speed of traffic: (1) a segment-based dataset in which crashes are grouped
by roadway segment, and (2) a scenario-based dataset where crashes are aggregated by
traffic operating scenarios. Result revealed that the relationship between crash frequency
and speed of traffic as a U-shape curve (i.e. crash frequencies are relatively high at both
high and low speed conditions).
2017). There are some limitations associated with observational before-and-after studies.
For example, the treatment date should be known to determine the evaluation periods and
several years may need to elapse after implementing any treatment to collect accurate data.
It is also difficult to distinguish safety effects when implementing more than one treatment
at a site. In such cases, the cross-sectional method can be employed to estimate CMFs
because of its simplified approach for obtaining data compared to observational before-
and-after studies. AASHTO (2010) also indicated that the cross-sectional method might
be appropriate when observational before-and-after studies are not practical due to data
restrictions (e.g. crash data in the before period are not available). It is worth mentioning
that the cross-sectional method does not take into account the effects of factors that are not
included in the analysis, i.e. external causal factors (Hauer, 2013). Another limitation is
that a sufficient sample size is especially required when large explanatory variables are
included in the developed model.
The Crash Modification Function (CMFunction) uses the coefficients of prediction
models (Gross et al., 2010; Lee, Abdel-Aty, Park, & Wang, 2015; Lord & Bonneson,
2007; Park et al., 2014, 2015; Sacchi, Sayed, & El-Basyouny, 2014; Wood, Donnell, &
Porter, 2015) to estimate the safety benefits. As a part of the cross-sectional method,
CMFunction has been employed recently to derive CMFs at a specific site. Wood
et al. (2015) compared the CMFs obtained from an observational before-and-after
study using the EB approach and the cross-sectional method using the regression
model. The study revealed that the cross-sectional method appears to be consistent
with the result of the EB approach; therefore, using the cross-sectional method will
yield a reasonable result where data for after treatments are not available. Likewise,
Park et al. (2015) and Sacchi et al. (2014) proposed using CMFunctions based on a
cross-sectional approach to identify the relationship between safety effects and
roadway characteristics.
The third technique was proposed by the U.S. State of Alabama (NCHRP, 2008), which
assumed that the safety effects of the less effective safety treatment are systematically
reduced. This means that the full effect of the most effective safety treatment among all
treatments is used and has an added benefit of additional treatments (i.e. less effective
treatments) as detailed in Equation (3).
1 − CMFi2 1 − CMFij 1 − CMFin
CMFcombined, i = CMFi1 − − ... − − ... − (3)
2 j n
A fourth technique applies only the most effective safety treatment, which is the
lowest CMF. The disadvantage of this technique is in underestimating the combined
effect of safety treatments if the additional safety treatments provide additional
benefits (Gross & Hamidi, 2011). Gross and Hamidi (2011) used the result from two
earlier studies by Pitale, Shankwitz, Preston, and Barry (2009) and Hanley, Gibby,
and Ferrara (2000) to examine the techniques that were used to estimate combined
CMFs. The study used two individual treatments (widening shoulders and installing
shoulder rumble strips) to achieve their study objectives. The results showed that the
combined CMFs that were estimated using the technique adopted by the HSM and
the technique introduced by the state of Alabama were close to the actual CMFs. Park
et al. (2014) examined the existing techniques, and the results showed that the technique
adopted by HSM and the fourth technique (most effective safety treatment technique)
were close to the actual values of CMFs.
2.5. Summary
The conclusion from the previous studies can be summarized as follows:
. Different CPMs have been developed to investigate the impacts of various geometric
and traffic variables on crash frequencies. However, the statistical techniques such as
Poisson and NB regression models have been widely used as suitable techniques for
developing road crash models.
. Various approaches to identify the black spot locations have been developed. The inte-
gration of expected crash frequency into the method of analysis has been highlighted by
researchers for precise investigations. The EB approach can provide an expected crash
frequency for a specific location by calculating the weighted combination of the
recorded and predicted crash frequencies.
. A cross-sectional method has been widely used in recent years to estimate CMFs. In this
method, the CMF value is estimated for a specific site based on its characteristics before
implementation of the treatment by using the coefficients of the prediction models.
According to previous studies, the results from the cross-sectional method seem to
be consistent with the observational before-after study results.
. Most previous studies estimate CMF as a single value by ignoring the variation of
CMF values among different sites characteristics. In most cases, it is not realistic
to assume a uniform safety impact for all treated sites where intersections are
having different geometric and traffic operational characteristics. Recently, a few
studies estimated CMF values through developing a CMFunctions to overcome
INTERNATIONAL JOURNAL OF URBAN SCIENCES 7
this limitation. A CMFunction allows the value of CMF to change based on site
characteristics.
3. Methodology
3.1. Poisson and NB distribution models
The Generalized Linear Model (GLM), which is the Poisson or NB with log link analysis,
was used in this study. The Poisson regression is a distribution that states the probability of
a certain number of rare events occurring during a given period (Caliendo, Guida, &
Parisi, 2007). As stated previously, the Poisson distribution assumes that the mean and
variance are required to be exactly equal.
When the mean and the variance of the model data are not equal, the Poisson distri-
bution becomes unsuitable for analysing the data. This problem can be resolved by the
use of NB regression instead of Poisson regression. The NB regression describes the occur-
rence of random and rare events. This model can be used in the case of the means being
smaller than the variance.
The general form of the predicted model by using Poisson or NB regression for the i th
intersection can be written in the form of Equation (4).
n
b0 + b j Xij
Npre.i = Qamajor,i
1
· Qaminor,i
2
·e j=1
(4)
Where: Qmajor,i and Qminor,i – annual average daily traffic (AADT) on major and minor
approach at i th intersection, respectively; Xij – explanatory variable j at i th intersection;
α1, α2, β0, and βj – are model parameters.
3.2. Goodness-of-fit
The following three performance tests have been used to determine the goodness-of-fit of
the models.
(a) Akaike’s Information Criterion (AIC) test was used to measure the goodness-of-fit of
each model, relative to each of the other models. This test was defined by Akaike
(1974) as shown in Equation (5).
AIC = −2 log L + 2P (5)
(a) Bayesian Information Criterion (BIC) test was used to measure the goodness-of-fit of
each model, relative to each of the other models. This test was defined by Schwarz
(1978) as shown in Equation (6).
BIC = −2 log L + ln (n)S (6)
8 M. N. AL-MARAFI ET AL.
(a) Pearson’s chi-square test was used to establish whether an observed distribution
differs from a theoretical distribution, i.e. predicted crashes. This test was defined
by Pearson (1934) as shown in Equation (7).
n
(yi − ′̂yi )2
X2 = (7)
i=1
′̂yi
4. Data preparation
The crash data obtained from the Department of Transport and Main Roads, Queensland
included all roads and intersections in Queensland and it was necessary to separate the
intersection crashes for Toowoomba city to select sites for the study. As stated by
Corben and Wai (1990), the use of either high or low crash frequency locations for the
data collection process could lead to concerns about the sample being biased towards
high or low crash frequency approaches. A random selection approach was employed
to avoid any bias.
A sample of 106 intersections, resulting in 1108 fatal and injury crashes, were randomly
selected for the study. Severe crashes were adopted to increase the significance to the
analysis, so the damage only type crashes were removed from the dataset. The dataset
INTERNATIONAL JOURNAL OF URBAN SCIENCES 9
From a practical point of view, the speed limits need to be categorized into count or
categorical variables rather than continuous variables. However, many studies used
speed limit as a continuous variable in order to show the effect of every slight change
in speed limits on road safety (Abdel-Aty & Radwan, 2000; Gargoum & El-Basyouny,
2016; Kim & Lee, 2013; Park & Abdel-Aty, 2016). Also, it should be noted that the inter-
section data were analyzed as one group rather than separating the data into two groups
(i.e. signalized or un-signalized intersection) because one of the strategies would be chan-
ging the traffic control at the intersections, and it was considered best to use the data as one
group (Chen, Cao, & Logan, 2012; Gomes, Geedipally, & Lord, 2012).
5. Results
5.1. Model development
The Pearson correlation matrix is a good tool for determining which explanatory variables
need to be considered for modelling because it can be used to measure the strength of
linear dependence between the individual independent variables (Turner, Singh, &
Nates, 2012). The Pearson correlation between independent variables in prediction
models would be accepted when values are between −0.49 and +0.49 and the variable par-
ameter is considered to be statistically significant at 0.1 significance level (using 90% confi-
dence). Based on these criteria four models were finally identified and developed using
SPSS software version 23 (IBM Corp, 2015) as shown in Table 2.
Firstly, the NB distribution was used, and this assumption was tested using the value of
Chi-square (x2)/degree of freedom (df) and the value of variance/degree of freedom (df).
These values indicate whether the NB distribution assumption is accepted or not. The NB
distribution was used, and this assumption was tested using the value of Chi-square (x2)/
degree of freedom (df) and the value of variance/degree of freedom (df). These values indi-
cate whether the NB distribution assumption is accepted or not. If the result of these tests
lies between 0.8 and 1.2, the negative binomial model is appropriate, and the model fits the
data well (Abdul Manan et al., 2013; Bauer & Harwood, 2000; Maina, 2009). In the case of
the assumption not being accepted then the Poisson distribution would be used (Abdul
Manan et al., 2013; Ackaah & Salifu, 2011).
Using the goodness-of-fit tests, Akaike’s Information Criterion (AIC) and the Bayesian
Information Criterion (BIC), the models were ranked starting with the best model as following:
Model I, Model II, Model III, and Model IV with AIC and BIC values as shown in Table 3.
Table 4 shows the four models selected as suitable models based on statistical signifi-
cance, goodness-of-fit, and Pearson correlation value.
After developing all CPMs, the prediction ability of each model was tested using the
four performance measures discussed earlier: Mean Squared Prediction Error (MSPE),
Mean Absolute Deviation (MAD), Mean Squared Error (MSE), and Freeman-Tukey R-
Squared coefficient (R 2FT). Table 5 shows the performance for all crash prediction
models based on the estimation dataset (2008–2013) and the validation dataset (2014–
2015). It can be seen that the values of MSPE using the validation dataset and MSE
using the estimation dataset are close to each other. In addition, the values of MAD
using both datasets are similar. The R 2FT test results were slightly different for the esti-
mation datasets compared to the validation datasets. The overall results indicate that
the four selected models have demonstrated the ability to estimate the road crashes
reasonably over additional years.
Overall, based on the outcome from the goodness-of-fit measures described previously,
all models can be accepted for further analysis (e.g. estimated CMFs). Model I as the best-
fitted model was subsequently used to calculate the expected road crash frequency.
The locations of these hazardous intersections were also shown in Figure 1. The most
dangerous intersection within the area analyzed was NW9 located between Bridge Street
and Tor Street.
effective single treatment for intersections NE5, SE12, NW15, and NE6 was to add a raised
median island on the major road for both directions, and the estimated CMF was 0.58. For
the intersection NW9 the optimum was to reduce the posted speed limit on both major
approaches from 60 to 50 km/h, with an estimated CMF of 0.68.
The next step undertaken was to analyze the CMFs for combined treatments using
various techniques. In this section, the CMFs for combined treatments were estimated
using the four existing techniques as discussed earlier, i.e. the HSM technique (technique
1), the Turner technique (technique 2), the systematic reduction of subsequent CMFs
technique (technique 3), and applying only the most effective CMF technique (technique
4). As results shown in Table 8, CMFs for treatments were ranked starting with the most
effective single treatment and they were later combined to estimate the collective treat-
ments. It can also be seen that the combined CMFs results from the four existing tech-
niques differ from each other. Therefore, to estimate combined CMFs in this study the
average of these four techniques (adjustment approaches) was adopted.
The results also indicated that the effect of treatments on road safety does not depend
on the number of treatments that have been applied but rather depend on the quality and
the suitability of these treatments relative to the intersection’s operating environment. The
final treatment plans for the five hazardous intersections together with the expected crash
reduction are summarized below.
. Three treatments were proposed for intersection NW9. These were reducing the posted
speed limit on major approaches from 60 to 50 km/h, adding a median island on minor
approaches, and adding one left-turn lane on one minor approach. The estimated road
crash reduction after applying the suggested treatments was 42%.
. Six treatments were proposed for intersection NE5. These were adding a median island
on major approaches, reducing the posted speed limit on the major approaches from 60
to 50 km/h, adding a median island on minor approaches, reducing one entering
through lane on minor approaches, adding one left turn lane on one minor approach,
and adding one slip lane to one major approach. The estimated road crash reduction
after applying the suggested treatments was 61%.
. Five treatments were suggested for intersection SE12. These were adding a median
island on major approaches, reducing posted speed limit on the major approaches
from 60 to 50 km/h, adding a median island on minor approaches, introducing signa-
lization, and adding one slip lane to one major approach. The estimated road crash
reduction after applying the suggested treatments was 61%.
. Five treatments were suggested for intersection NW15. These were adding a median
island on the major approaches, reducing the posted speed limit on the major
approaches from 60 to 50 km/h, adding a median island on the minor approaches,
adding one left turn lane on one minor approach, and adding one slip lane to one
major approach. The estimated road crash reduction after applying the suggested treat-
ments was 60%.
. Three treatments were suggested for intersection NE6. These were adding a median
island on the major approaches, reducing the posted speed limit on the major
approaches from 60 to 50 km/h, and adding a median island on minor approaches.
The estimated road crash reduction after applying the suggested treatments was 62%.
6. Conclusions
Practitioners are interested in estimating the expected outcomes from a set of multiple
safety treatments at intersections, as they will provide the information required to make
a comparison between the costs of crash reduction and the costs of treatment. Importantly
the information also allows prioritization of safety improvement projects, which should
provide benefits to the country. This paper outlines how the models can be developed
and used to identify dangerous intersections, then leading to introducing ways of estimat-
ing combined crash modification factors for various treatment plans.
INTERNATIONAL JOURNAL OF URBAN SCIENCES 17
Initially, the NB approach was employed to develop the crash prediction models
based on the data collected from 106 intersections in Toowoomba, Australia. The
most hazardous intersections were identified with the help of the best prediction
model and the EB approach. These models were then used to estimate the combined
CMFs for multiple treatments. The combined CMFs were estimated using four existing
techniques including HSM, Turner, Systematic reduction of subsequent CMFs, and the
most effective CMF technique. It was found that there were variations in the estimation
of combined CMFs using the applied techniques. The average values were adopted as the
simplest approach to estimate the effect of the proposed combined treatments. The
results demonstrated that multiple treatments have higher safety effects than single
treatments.
The developed crash prediction models were also used to estimate CMFs to identify the
effect of the various proposed treatments at the intersections. Through the seventeen vari-
ables used to develop the models and subsequent analysis, it was found that there were
seven variables that would best support the increase of road safety at intersections.
These were presence of signals, separate left-turning lane on minor approach, separate
right-turning lane on major and minor approaches, median island on major and minor
approaches, and slip lanes on major approach. The following ten variables were also ident-
ified that have negative effects on road safety such as: increased legs at intersection,
through lanes on major and minor approaches, through lanes at exits on major and
minor roads, left-turning lane on major approach, traffic volume on major and minor
approaches, increased posted speed limits on major approaches and the presence of slip
lanes on minor approaches.
This study has identified four important aspects for future research. First, calibration of
the prediction models to verify the transferability to different regions with similar road
characteristics. Second, the importance of separating the safety effects of combined treat-
ments on various severity levels and crash types. Third, the inclusion of additional inter-
section geometric features and operational conditions for improving the modelling and
the quality of the analysis. Finally, there is a need to validate the estimation of benefits
from the use of combined CMFs for road safety treatments.
Acknowledgments
The first author gratefully acknowledges the financial support from a Tafila Technical University
scholarship for carrying out his PhD study at the University of Southern Queensland. The
authors acknowledge the data support by the Department of Transport and Main Roads and Too-
woomba Regional Council.
Disclosure statement
No potential conflict of interest was reported by the author(s).
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