Professional Documents
Culture Documents
The primary value of any of these approaches is that each Guidelines for Designing Systemic Interventions . . . . .10
provides a different method for initiating discussion and Long-Term Commitment
gaining insight into a problem or issue. One method, or a
combination of several of them, may best fit your team’s Appendix A: Systems Archetypes at a Glance . . . . . . . .12
particular situation—or your own preferred learning style. For Appendix B: Using the Archetypes . . . . . . . . . . . . . . . .15
example, a team may choose to focus on the theories behind
the archetypes to enrich its understanding of the dynamics
within its organization. Or an individual who thinks in terms
of patterns might be drawn to using the archetypes as pattern
templates to grasp the structure underlying a particular
problem.
In this volume, we examine these four ways of applying the
systems archetypes, and then introduce guidelines for taking
Applying Systems Archetypes
effective action in problem solving.
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Systems Archetypes photocopy jobs in the order in which in a “Tragedy of the Commons” struc-
as “Lenses” they arrive at the center—in short, on a ture lies in having a single governing
first-come, first-served basis. authority manage the commons, the
When using systems thinking tools to However, during a recent growth rush-job system can be seen as an
address an organizational issue, it is spurt at the company, employees from appropriate role for the division’s
often helpful to employ the archetypes at numerous departments had begun administrative head.
first simply to initiate a general inquiry inundating the copy center with photo- If we look at the same situation
into the nature of the problem. Using an copy jobs. As the copy center’s work through the lens of a different arche-
archetype in this way can be similar to load ballooned, employees type, however, we can see other
putting on a pair of special eyeglasses. If began complaining potentially relevant
we look at a situation through the lens of about the issues. For example,
“Trying on”
the “Shifting the Burden” story line, we length of we know that the
will ask different questions and focus on time it took
different stories leads us to story line of the
different things than if we use the the center to ask provocative questions and can “Shifting the
“Tragedy of the Commons” archetype. It complete ultimately reward us with Burden” archetype
is not a question of which one is “right” their copying productive conversations. says that a problem
but, rather, what unique insights each jobs. To ensure that symptom cries out to be
archetype offers. “Trying on” different every department’s needs were met, the fixed. In “Shifting the Burden” situa-
stories leads us to ask provocative ques- division established a system whereby tions, we tend to implement a solution
tions and can ultimately reward us with employees can ask the administrative that alleviates the symptom in the short
productive conversations. head of the division to assign rush-job run rather than to invest in a more last-
To use the archetypes as lenses, we status to their copy projects. Projects ing solution. Resorting to a quick fix
need a basic understanding of the main given this priority status thus get han- reduces the pressure to examine the
lessons, key elements, and outcomes or dled before other copy jobs that may deeper structures that may lurk at the
high-leverage actions that are embodied have arrived first at the copy center. root of the problem.
in each archetype (see Appendix A, The scenario has all the classic fea- Looking at the copy center situation
“Systems Archetypes at a Glance” on p. tures of a “Tragedy of the Commons” from the perspective of this archetype,
12). This level of understanding allows archetype. A large number of players we might be prompted to wonder
us to analyze a situation, identify poten- (the individual departments) are com- whether the rush-job solution will send
tial story lines at work, explore their peting for a single resource, or “com- the signal that the division’s administra-
implications, and gain some initial mons” (the copy center’s capacity). The tive head will “bail out” the departments
understanding of the problem under incentive is for each department to have whenever the copy center gets over-
study. their photocopy jobs prioritized. loaded. The departments, having come
However, the combined total of their to depend on these bailouts, may fail to
efforts will eventually hurt the other make an effort to manage their own
The Copy Center Dilemma: departments, as the copy center is work flow better. And the division over-
“Tragedy of the Commons” forced to handle more and more rush all will neglect to think of other options
and “Shifting the Burden” jobs. The irony of the situation is that for solving the problem, such as aug-
For example, consider the problem of despite the inevitability of this out- menting copy services at times. Over
A-B-C, a large company in which mul- come, it is in no department’s interest time, the fix may become so entrenched
tiple departments must rely on one to stop having their copy jobs priori- that it turns into a permanent “Band-
photocopy center for their copying tized; in fact, the longer it takes to get Aid solution” that will shift the wrong
needs. In an effort to meet all the priority jobs completed, the more each kind of responsibility to the division. For
departments’ needs fairly, the manager department will request priority status one thing, the division’s administrative
of the photocopy center completes the for their jobs. Yet because the leverage head will be spending more and more
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time approving rush jobs instead of Productive Conversations contribute insight into the problem at
doing his or her own work. In this case, and Deeper Inquiry hand. Using the archetypes as “lenses”
the “Shifting the Burden” archetype Looking at the world through the also puts our primary focus on systemic
reveals how the short-term solution lenses of archetypes is an effective structures and not on individuals. This is
shifts the burden of responsibility and approach because it reminds us that particularly important at the initial stage
overextension from the individual there are multiple ways of perceiving of problem diagnosis, because it lets us
departments to the division. any issue—and all of these ways can engage people in the diagnosis process
without triggering defensiveness.
If you decide to take the approach
TRYING ON DIFFERENT EYEGLASSES of using the archetypes as “lenses,” try
answering the questions listed in the
Questions to Ask When Putting on Each of the Archetype “Lenses”
accompanying sidebar to gain insight
Drifting Goals into your problem and to see which
● Are there goals or standards that are eroding over time? lenses may be relevant (see “Trying on
● Are people focused on achieving the goal or on reducing the discomfort of not achiev- Different Eyeglasses”).
ing the goal?
Escalation
● Are there two or more players of equal power whose individual actions can be per-
ceived as a threat by the others? Systems Archetypes
● Does each player have the capacity to retaliate with similar actions? as Structural Pattern
Fixes That Fail
Templates
● Have actions been taken to respond quickly to a crisis without much consideration of
long-term consequences? When talking about complex organiza-
● Have similar actions been taken in the past in response to similar crises? tional issues, it is easy for a team to
Growth and Underinvestment stray from the main topic into sideline
● Do investments tend to be made as a reaction to growth rather than in anticipation of issues that are not very relevant to the
growth? issue at hand. Without the clarity of
● Do problems created by growth, rather than long-range planning, act as the organiza- focus provided by a common picture,
tional signal to invest? much can be shared while little is actu-
Limits to Success ally accomplished.
● Are once-successful programs experiencing diminishing returns? Using systems archetypes as struc-
● Are there limits in the system that are constraining the growth? tural pattern templates can help focus a
Shifting the Burden group’s attention on the heart of an
● Are actions that were taken to alleviate problem symptoms shifting attention away issue. The pattern templates are espe-
from more fundamental solutions? cially useful after a group has taken a
● Are there additional consequences that systematically erode the underlying capability stab at drawing a causal loop diagram
of the organization? of its issue. The group can then stand
Success to the Successful back, look at its diagram, and see
● Are there two or more equal options whose investment decisions are linked in a zero- whether it resembles one of the pattern
sum game? templates in its main dynamics.
● Does the success of either option depend on initial conditions? By providing a visual representation
Tragedy of the Commons of a pattern of linked causes and effects,
● Is there a large number of equal players who have free or equal access to a common these powerful structures allow us to see
and limited resource? beyond individual events in our organi-
● Is the system set up to be self-regulated, with no overarching governing body? zations to the larger forces at work. We
begin to see the world in terms of inter-
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might, for example, decide that the cur- terns that we observe. We can then use DRIFTING DELIVERY
rent warehouse manager is not coordi- the pattern template to see similarities TIME STANDARD
nating the shipping process smoothly across seemingly diverse situations. For o
enough and that you need to hire a new example, in addition to ImageTech’s
Pressure to Relax
person who can better manage balancing problems with lengthening delivery Delivery Delivery Time
Standard B2 Standards
capacity with the fluctuating demand. times, the company also has an increas-
You possibly would even be tempted to ingly aging chain of receivables. s
stop here, satisfied that you had thought Although each of these two issues is s Gap Between
Actual and Desired
deeply enough about the matter. very different, and the cause of the Delivery Time
The archetype templates, however, aging receivables may or may not be s
s
could move your thinking beyond this related to the increasing delivery delays,
Actual B1
linear process, and reveal the fuller, sys- each demonstrates a pattern of eroding Investments in
Delivery Time Shipping Capacity
temic story behind the dynamics. You goals and can be addressed using simi-
might, for example, sketch a causal loop lar corrective actions. Developing an o lay
De
diagram of the problem and then scan ability to transfer lessons from one situ-
The “Drifting Goals” structure
the templates and decide that you are ation to another enables us to accelerate suggests that, in ImageTech's situation,
dealing with a “Shifting the Burden” sit- learning across the organization. balancing feedback (B2) is acting to
uation, because you have multiple bal- It is important to note that the close the gap between the goal (quick
turnaround of orders) and the current
ancing loops and a problem symptom point of this approach is not to “fit”
reality (a six-week delivery delay) by
in your diagram. However, you may your diagram to an archetype, but to reducing the delivery standard itself.
also notice that “Drifting Goals” has a use the actual structural patterns of the
similar pattern template. So, after more archetypes to gain a deeper understand-
discussion and experimentation with ing of your situation. Once we look are familiar with the Sufi tale of the
different versions of your diagram, you beyond individual events and begin to four blind men, each of whom is
could decide that in fact “Drifting see the underlying structural patterns attempting (unsuccessfully) to describe
Goals” best embodies ImageTech’s situ- that are producing them, we can make an elephant based on the part of the
ation (see “Drifting Delivery Time fundamental improvements in our animal he is touching. Trying to under-
Standard”). One fact that might con- organizational systems. This ability to stand what is going on in an organiza-
vince you of this is that the balancing leverage learning across a wide range of tion often seems like a corporate
feedback in your diagram is closing the situations is one of the most powerful version of that story. Most organiza-
gap between your goal (quick turn- benefits of the systems thinking tions are so large that people see only a
around of orders) and your current approach. small piece of the whole; thus they get a
reality (a six-week delivery delay) by skewed picture of the larger enterprise.
reducing the delivery standard itself. In order to learn as an organization, we
Mapping your story onto the template Systems Archetypes must create a theory about what we
forces you not only to see the balancing as Dynamic Theories don’t know, based on what we currently
loop that has been working to reduce do know.
the gap, but also other corrective actions Quality pioneer Dr. Edwards Deming Each systems archetype embodies a
you could take—such as investing in once said, “No theory, no learning.” In particular theory about dynamic behav-
more capacity—to meet your goal. order to make sense of our experience ior that can serve as a starting point for
of the world, we must be able to relate selecting and formulating raw data into
Seeing Similar Structures that experience to some coherent a coherent set of interrelationships.
Across Diverse Situations explanatory story. Without a working Once those relationships are made
Mapping out the loop structures of any theory, we have no means to integrate explicit, the “theory” of the archetype
archetype in this way helps us identify our differing experiences into a com- can then further guide us in testing the
the structures behind the behavior pat- mon picture. For example, most people causal relationships through direct
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Symptomatic
Solution s
SHIFTING THE BURDEN
B1
The “Shifting the Burden” archetype states that a problem symptom can be resolved either s
by using a symptomatic solution or applying a fundamental solution. The archetype
o Problem Side-effect
hypothesizes that once a symptomatic solution is used, it alleviates the problem symptom Symptom R3
o
and reduces pressure to implement a more fundamental solution. The symptomatic solu-
tion also produces a side-effect that systematically undermines the ability to develop a Dela
y B2
fundamental solution or capability.
s
Fundamental
Solution o
Success s o Success
SUCCESS TO THE SUCCESSFUL
of A of B
s The “Success to the Successful” archetype states that if one person or
s R1
Allocation to A
R2
Instead of B group (A) is given more resources than another equally capable group (B),
A has a higher likelihood of succeeding. The archetype hypothesizes that
Resources
s o Resources A’s initial success justifies devoting more resources to A, further widening
to A to B the performance gap between the two groups over time.
s Net Gains
for A s
TRAGEDY OF THE COMMONS R1
A’s Activity s
Resource
The “Tragedy of the Commons” archetype identifies the causal con- B3 Limit
nections between individual actions and the collective results (in a
y
B’s Activity s
R2
Net Gains s
s for B
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SUCCESS TO THE SUCCESSFUL EMAIL ing than B (assuming that the two are
more or less equal). The reason is that
“SUCCESS TO THE SUCCESSFUL” TEMPLATE the initial success of A justifies devoting
more of whatever is needed to keep A
Success s o Success successful, usually at the expense of B
of A of B (loop R1). As B gets fewer resources, B’s
s Allocation to A s success continues to diminish, which
R1 Instead of B R2
further justifies allocating more
resources to A (loop R2). The predicted
Resources Resources
to A s o to B outcome of this structure is that A will
succeed and B will likely fail.
CORE DYNAMIC THEORY
When the IS team mapped out its
issue onto this archetype, their experi-
ence corroborated the relationships
Usefulness of s o Usefulness of
Existing Email New Email identified in the loops (see “Core
s Dynamic Theory” in “Success to the
s R3 Comfort with Existing R4
Email vs. New Systems Successful Email”). The archetype
helped paint a common picture of the
Use of s o Use of larger “elephant” troubling the group,
Existing Email New Email and clearly stated their problem: Given
that the existing email systems had had
EXTENDED DYNAMIC THEORY
such an early head start in this struc-
ture, the IS group’s attempts to per-
s suade people to use the new system
B5
were likely to fail. Furthermore, the
Usefulness of s o Usefulness of more time that passed, the harder it
Existing Email New Email s would be to ever shift from the existing
s R3 Comfort with Existing R4 s systems to the new one.
Email vs. New Systems Using the “Core Dynamic Theory”
diagram as a common starting point, the
Use of s o Use of
Existing Email New Email group then explored how to use the suc-
cess of the existing system to somehow
B6 drive the success of the new one (see
“Extended Dynamic Theory” in “Success
Starting with the “Success to the Successful” story line (top), the IS team created to the Successful Email”). They hypothe-
a core dynamic theory linking the success of the old email systems with the
sized that creating a link between
success of the new system (middle). They then identified structural interventions
they could make to use the success of the old system to fuel the acceptance of “Usefulness of Existing Email” and
the new one (loops B5 and B6, bottom). “Usefulness of New Email” (loop B5)
and/or a link between “Use of Existing
Email” and “Usefulness of New Email”
company were willing to switch from The theory of this archetype (see (loop B6) could introduce counterbal-
their existing email systems. The situa- “Success to the Successful Email”) is ancing forces that would fuel the success
tion sounded like a “Success to the that if one person, group, or idea (“A”) loop of the new system. Their challenge
Successful” structure, so the group is given more attention, time, resources, thus became to find ways in which the
chose that archetype as their starting or practice than an alternative (“B”), A current system could be used to help
point for exploring the problem. will have a higher likelihood of succeed- people appreciate the utility of the new
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system, rather than just trying to change REINFORCING GROWTH WITH NEW PRODUCTS
their perceptions by pointing out the
limitations of the existing system. Today
s New
Products
s
Revenues
Managers as Researchers New Product Customer
and Theory Builders R1
Development Orders
Forecast
Systems archetypes can enable man- s
Revenues s
agers to become theory builders of the Time
policy- and decision-making processes
A reinforcing dynamic of new products’ increasing revenue, which is then
in their organizations, and help them
invested in additional new products (R1), will initially produce a growth curve.
explore why the systems behave the way
they do. As the IS story illustrates, these
archetypes can be used to create rich
frameworks for continually testing standing of the underlying structures can help us identify such predetermined
strategies, policies, and decisions that that produce the observed behaviors, outcomes of a particular situation.
then inform managers of improvements however, forecasts tend to fail when we Systems archetypes can help us see the
in the organization. Rather than simply need them the most—when future structures within a complex system,
applying generic theories and frame- behavior deviates from past behavior. while BOTs offer a glimpse into the
works like Band-Aids on a company’s Inaccurate forecasts stem from two expected behavior of that structure over
own specific issues, managers must take causes: Either we do not understand the time.
the best of the new ideas available and mechanisms governing the actions we
then build a workable theory for their are trying to predict, or the situations Identifying Predetermined
own organization. Through an ongoing themselves are inherently unpre- Elements
process of theory building, managers dictable. In the latter case, there isn’t
can develop an intuitive knowledge of much we can do other than take our For example, in many companies, new
why their organizations work the way best shot with whatever methods seem product development serves as the
they do, and in this way take effective, to produce the best results. But before main engine of growth (see
coordinated action. we throw up our hands in despair, we “Reinforcing Growth with New
should be careful to differentiate Products”).
between true uncertainty and predeter- As new products are released, cus-
mined elements—those things we can tomer orders and revenues increase,
Systems Archetypes predict if we have an adequate under- which provides more funds to pump
as Tools for standing of the structure driving them. back into new product development
Predicting Behavior For example, if there is an auto acci- (R1). In this situation, our sales data
dent on a major highway at rush hour, would show that we are on a healthy
Managers within organizations often we can predict that traffic jams within growth curve, and most forecasts would
invest a lot of time making never-end- the city and ripple effects on secondary predict more of the same. If we look at
ing attempts to forecast, anticipate, and roads will be the predetermined out- the situation from a “Limits to Success”
otherwise guess at future outcomes by comes of that event. The structure of perspective, however, we can go beyond
looking at historical data. Such attempts the system—number of lanes, alterna- straight-line projections by better
are based on two deep-rooted assump- tive routes, speed limits, rush-hour traf- understanding the structural forces at
tions: that everything in the future is fic volume, population density—makes play. In reality, there are many different
inherently uncertain, and that past the outcome very predictable. possible outcomes that can never be
behavior is a good predictor of future Together, systems archetypes and predicted by historical data alone (see
behavior. Without a thorough under- behavior-over-time diagrams (BOTs) “Multiple Futures” on page 10).
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between uncertainty and predetermined change with the changing needs (which
MULTIPLE FUTURES
elements. In a “Limits to Success” struc- is often the case in a fast-growth environ-
Today ture, we would look for balancing loops ment), a decline in new products is a pre-
F1 F2 that the growth in revenues might trig- determined consequence of the “Limits
Revenues
ger. We can ask ourselves questions like, to Success” structure. The more the
F3
how does the volume of marketing cam- company tries to push harder on the
paigns seem to affect sales over time? growing action, the stronger the slowing
F4
Are there pressures building in the action will become, as long as the struc-
Time organization as a result of the growth? ture of the management capacity limit
What does the production capacity look remains unchanged.
There are many possible outcomes
like over time? Is the size of the market
for revenues, given our current
reinforcing structure of increasing growing or stagnating? Charting these Creating (Not Forecasting)
product offerings: forecasted factors over time can offer insight into Your Future
growth (F1), continued growth at the particular balancing processes that
a slower rate (F2), plateau (F3), or This link between structure and behav-
need to be addressed in order to elimi-
decline (F4). ior plays a critical role in our systems
nate potential limits to growth before
thinking worldview. Linking each
they impinge on future sales.
archetype with a specific set of behavior
When mapped on a BOT diagram, For example, as customer orders
patterns can help us see into the future
it is clear that revenues could grow at a grow, the organizational infrastructure
with a new set of eyes. We can then
slower rate (F2), plateau (F3), or col- needed to service them also grows (see
clarify the difference between true
lapse (F4). Given these possibilities, “Identifying Predetermined Conse-
uncertainty and predetermined events
what kind of prediction can we make quences of Limits”).
that have yet to unfold. By identifying
for future outcomes? The answer is As more people are hired, the organi-
and working on the underlying struc-
determined not by looking at past data, zational complexity increases and places
tures that produce the behaviors, we
but by looking at the underlying struc- an additional managerial burden on
can better predict the future by helping
ture driving the behavior. those responsible for developing prod-
to create it—by taking actions that will
When we understand the structural ucts. If the company’s way of managing
lead to the outcomes we desire—
landscape, we can better distinguish its product development effort does not
instead of just trying to forecast it.
problems. Below is a four-step process be affected and then ask, “If we changed process similar to that experienced by
for using the archetypes to design effec- the system successfully, what new pat- the original design team. By testing
tive organizational interventions. terns of behavior would we expect to their assumptions in the simulator,
see?” By drawing out the expected they, too, can come to their own appre-
behavior of key factors over time, you ciation of the issues.
1. Map out the Intervention
create a reference point against which For a summary of strategies for
Once you have a systems archetype rep- you can check the actual outcome. using the archetypes, refer to Appendix
resentation of the problem, a first step B, “Using the Archetypes,” to see how to
is to look at where effective interven- develop action plans that will address
tions can break vicious cycles, connect 3. Do Controlled Experiments the problem systemically.
parts of the system, or reduce delays. Before committing to any large-scale
By explicitly mapping those interven- actions, it is important to run small, Long-Term Commitment
tions, you can sharpen your sense of relatively self-contained experiments
their impact on the system. Some Keep in mind that there is no one right
whenever possible and to use them as
possibilities: solution to any complex problem. The
learning opportunities. Such experi-
Break a link. Look for ways to best interventions are likely to feature a
ments can provide a low-risk way to
break the causal connection between combination of carefully planned
test interventions and see if they reveal
two variables. For example, in a case actions that are refined over time based
any trade-offs between short-term and
where taking on new hires is leading to on feedback from the system. They also
long-term results or if they produce any
a rise in training required, you could require patience; the best solutions aim
unintended side-effects. If the situation
break this link by hiring people who are to change a system gently, and take
does not allow for direct, controlled
already familiar with the industry or the time. Using the systems archetypes to
experiments—either because the system
nature of the problem. map out your current situation and
is too complex and/or the time delays
your intended interventions can help
Add a link. You may find that there are too long—it may make sense to test
you develop robust strategies and
are distinct parts of the system that the interventions by developing a com-
address your problems systemically. But
should be connected. For example, if a puter simulation model that represents
it is rarely a one-shot deal—you need to
drop in employee morale is leading to a the key features of the situation.
continually review the performance of
rise in the turnover rate, you could add
the overall system, so you can intervene
a link to this dynamic by introducing
4. Get All Stakeholders Involved before problems occur.
an intervention such as an employee-
empowerment program. To implement most intervention
Shorten a delay. Identify the delays efforts, a company needs the full sup- hether you use systems arche-
in the system, and map out a process
for shortening them. Delays can come
port and commitment of all important
stakeholders. This requirement poses a
W types as “lenses,” as structural
pattern templates, as dynamic theories,
in the form of material or information dilemma for many managers: Although or as tools for predicting behavior, the
flows, capacity expansions, or even it may be desirable to engage all stake- archetypes can be valuable aids to
changes in perceptions. holders in designing solutions to a understanding what is driving your
problem, it is not always feasible to do organization’s behavior. More impor-
so. And yet, anyone not directly tant, they can help you move beyond
2. Draw out the Expected Behavior
involved in the design process may have merely reacting to events to designing
Once you have mapped out some possi- difficulty being fully supportive of the effective strategies for reshaping pat-
ble interventions, the next step is to try proposed solution. This is where a terns of behavior—and ultimately to
to evaluate the impact those actions management flight simulator can be creating the results you truly desire for
might have on the system. You first want useful. An interactive simulator can your organization.
to identify the key variables that would engage those stakeholders in a thinking
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ESCALATION
In the “Escalation” archetype, one party (A) takes actions that are per-
s A’s Result B’s Result s
ceived by the other as a threat. The other party (B) responds in a similar
manner, increasing the threat to A and resulting in more threatening s o
actions by A. The reinforcing loop Activity Results of A Activity
by A
B1 Relative to B
B2
Behavior Over Time is traced out by following the out- by B
line of the figure-8 produced by the s s
Party A’s Actions Threat o s Threat
two balancing loops. to A to B
Guidelines
To break an escalation structure, ask the following questions:
Party B’s Actions
● What is the relative measure that pits one party against the other, and can you change it?
Time ● What are the significant delays in the system that may distort the true nature of the threat?
● What are the deep-rooted assumptions that lie beneath the actions taken in response to the threat?
Time
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s
Dela
DRIFTING GOALS
Application: Staying Focused on Vision 1. Identify drifting performance measure.
Various pressures can often take our attention 2. Look for goals that conflict with the stated goal.
away from what we are trying to achieve. The 3. Identify standard procedures for closing the gap. Are they inadvertently contributing to the goal
“Drifting Goals” archetype helps explain why slippage?
an organization is not able to achieve its 4. Examine the past history of the goal. Have the goals themselves been lowered over time?
desired goals. Used as a diagnostic tool, it can 5. Anchor the goal to an external reference.
target drifting performance areas and help 6. Clarify a compelling vision that will involve everyone.
organizations attain their visions. 7. Create a clear transition plan. Explore what it will take to achieve the vision, and establish a
realistic timeline.
ESCALATION
Application: Competition 1. Identify the competitive variable. Is a single variable the basis of differentiation between
One of the reasons we get caught in escalation competitors?
dynamics may stem from our view of competi- 2. Name the key players caught in the dynamic.
tion. The “Escalation” archetype suggests that 3. Map what is being threatened. Are your company’s actions addressing the real threat, or simply
cutthroat competition serves no one well in preserving core values that may no longer be relevant?
the long run. The archetype provides a way to 4. Reevaluate competitive measure. Can the variable that is the foundation of the game (price,
identify escalation structures at work and quality, etc.) be shifted?
shows how to break out of them or avoid them 5. Quantify significant delays that may be distorting the nature of the threat.
altogether. 6. Identify a larger goal encompassing both parties’ goals.
7. Avoid future “Escalation” traps by creating a system of collaborative competition.
FIXES THAT FAIL
Application: Problem-solving 1. Identify problem symptom.
Almost any decision carries long-term and 2. Map current interventions and how they were expected to rectify the problem.
short-term consequences, and the two are 3. Map unintended consequences of the interventions.
often diametrically opposed. The “Fixes That 4. Identify fundamental causes of the problem symptoms.
Fail” archetype can help you get off the prob- 5. Find connections between both sets of loops. Are the fixes and the fundamental causes linked?
lem-solving treadmill by identifying fixes that 6. Identify high-leverage interventions. Add or break links in the diagram to create structural
may be doing more harm than good. interventions.
7. Map potential side-effects for each intervention in order to be prepared for them (or to avoid
them altogether).
LIMITS TO SUCCESS
Application: Planning 1. Identify the growth engines.
If we don’t plan for limits, we are planning for 2. Determine doubling time of those processes.
failure. The “Limits to Success” archetype 3. Identify potential limits and balancing loop(s)—physical capacity, information systems, person-
shows that being successful can be just as dan- nel, management expertise, attitudes/mental models.
gerous to long-term health as being unsuccess- 4. Determine change required to deal effectively with the limit(s) identified.
ful. By mapping out the growth engines and 5. Assess time needed to change. Is there a discrepancy between the doubling time and the changes
potential danger points in advance, we can that need to be made to support that growth?
anticipate future problems and eliminate them 6. Balance the growth. What strategies can be used to balance the growth engine with the time
before they become a threat. frame of the investments that must be made to sustain it?
7. Reevaluate the growth strategy. Continually challenge assumptions in context of the broader
company.
SHIFTING THE BURDEN
Application: Breaking Organizational
Gridlock 1. Identify the original problem symptom(s).
Organizational gridlock can be caused by 2. Map all “quick fixes” that appear to be keeping the problems under control.
interlocking “Shifting the Burden” structures, 3. Identify impact on others. What are the impacts of those “solutions” on other players in the
as one function’s “solution” creates problems company?
in another area. The archetype provides a 4. Identify fundamental solutions. Look at the situation from both perspectives to find a systemic
starting point for breaking gridlock by identi- solution.
fying chains of problem symptoms and 5. Map side-effects of quick fixes that may be undermining the usability of the fundamental solution.
solutions that form walls between functions, 6. Find interconnections to fundamental loops. Find the links between the interaction effects and
departments, or divisions. the fundamental solution that may be creating gridlock.
7. Identify high-leverage actions from both perspectives.
SUCCESS TO THE SUCCESSFUL
Application: Avoiding Competency Traps 1. Investigate historical origins of competencies.
The “Success to the Successful” archetype 2. Identify potential competency traps.
suggests that success or failure may be due 3. Evaluate current measurement systems—are they set up to favor current systems over other
more to initial conditions than intrinsic alternatives?
merits. It can help organizations challenge 4. Map internal view of market success. What are the operating assumptions around success
their success loops by “unlearning” what they in the market?
are already good at in order to explore new 5. Obtain external views of market success. Ask “outsiders” for alternative strategies.
approaches and alternatives. 6. Assess effects on the innovative spirit. Is the current system excluding or limiting the spirit of
experimentation that will lead to new alternatives?
7. Continually scan for gaps and areas for improvement.
TRAGEDY OF THE COMMONS
Application: Resource Allocation 1. Identify the “commons.” What is the common resource that is being shared?
In a “Tragedy of the Commons” situation, the 2. Determine incentives. What are the reinforcing processes that are driving individual use of the
complex interaction of individual actions pro- resource?
duces an undesirable collective result, such as 3. Determine time frame for reaping benefits.
the depletion of a common resource. The 4. Determine time frame for experiencing cumulative effects of the collective action.
archetype can be used to help connect the 5. Make the long-term effects more present. How can the long-term loss or degradation of the
long-term effects of individual actions to the commons be more real and present to the individual users?
collective outcome, and develop measures for 6. Reevaluate the nature of the commons. Are there other resources or alternatives that can be
managing the common resource more used to remove the constraint upon the commons?
effectively. 7. Limit access to resources. Determine a central focal point—a shared vision, measurement sys-
tem, or final arbiter—that allocates the resource based on the needs of the whole system.
Applying Systems Archetypes
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