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Background: In brachial plexus injuries with nerve root avulsions, the options for nerve reconstruction are limited. In select
situations, half or all of the contralateral C7 (CC7) nerve root can be transferred to the injured side for brachial plexus
reconstruction. Although encouraging results have been reported, CC7 transfer has not gained universal popularity. The
purpose of this study was to critically evaluate hemi-CC7 transfer for restoration of shoulder function or median nerve
function in patients with severe brachial plexus injury.
Methods: A retrospective review of all patients with traumatic brachial plexus injury who had undergone hemi-CC7 transfer
at a single institution during an eight-year period was performed. Complications were evaluated in all patients regardless of
the duration of follow-up. The results of electrodiagnostic studies and modified British Medical Research Council (BMRC)
motor grading were reviewed in all patients with more than twenty-seven months of follow-up.
Results: Fifty-five patients with traumatic brachial plexus injury underwent hemi-CC7 transfer performed between 2001 and
2008 for restoration of shoulder function or median nerve function. Thirteen patients who underwent hemi-CC7 transfer to
the shoulder and fifteen patients who underwent hemi-CC7 transfer to the median nerve had more than twenty-seven months
of follow-up. Twelve of the thirteen patients in the shoulder group demonstrated electromyographic evidence of reinnervation,
but only three patients achieved M3 or greater shoulder abduction motor function. Three of the fifteen patients in the median
nerve group demonstrated electromyographic evidence of reinnervation, but none developed M3 or greater composite grip.
All patients experienced donor-side sensory or motor changes; these were typically mild and transient, but one patient
sustained severe, permanent donor-side motor and sensory losses.
Conclusions: The outcomes of hemi-CC7 transfer for restoration of shoulder motor function or median nerve function
following posttraumatic brachial plexus injury do not justify the risk of donor-site morbidity, which includes possible per-
manent motor and sensory losses.
Level of Evidence: Therapeutic Level IV. See Instructions for Authors for a complete description of levels of evidence.
T
raumatic brachial plexus injuries occur in 1% of patients include the spinal accessory nerve, the intercostal nerves, and in
with polytrauma1. Irreparable preganglionic injury some situations the phrenic nerve. When these commonly used
of multiple spinal nerves (root avulsion injury) is both extraplexal donor nerves are not sufficient to reconstruct the
common in such individuals and particularly difficult to re- brachial plexus and restore needed function, all or half of the
construct. Neither direct repair nor interpositional nerve graft- uninjured contralateral C7 (CC7) nerve root may be transferred
ing can be performed and nerve transfer options are limited, to the injured side with use of nerve grafting to provide a source
particularly in patients with complete brachial plexus injury. In of viable axons.
these patients, the donor nerves from outside the brachial plexus The CC7 transfer technique was introduced by Gu et al. in
that are most commonly used in brachial plexus reconstruction 19912, and it may be used for a variety of purposes3-12: to restore
Disclosure: None of the authors received payments or services, either directly or indirectly (i.e., via his or her institution), from a third party in support of
any aspect of this work. One or more of the authors, or his or her institution, has had a financial relationship, in the thirty-six months prior to submission of
this work, with an entity in the biomedical arena that could be perceived to influence or have the potential to influence what is written in this work. No
author has had any other relationships, or has engaged in any other activities, that could be perceived to influence or have the potential to influence what
is written in this work. The complete Disclosures of Potential Conflicts of Interest submitted by authors are always provided with the online version of the
article.
Materials and Methods *Modification of the British Medical Research Council system
13,14
.
Surgical Technique
The technique for dissection and division of the CC7 nerve followed by its
T he characteristics of the patients in the shoulder and me-
dian nerve groups with more than twenty-seven months of
follow-up are summarized in Table II. Most patients had sus-
transfer to the injured brachial plexus by means of conventional or vascularized tained a complete brachial plexus injury. In the shoulder group,
6,8,11,12,15-17
nerve grafting has been well described in the literature . In the pre-
eleven of the thirteen patients had a complete plexus injury,
sent study, all patients underwent hemi-CC7 transfer, with preservation of the
other half of the CC7 nerve. After identification and dissection of the CC7 nerve
one patient had sparing of C8 and T1, and one patient had
and middle trunk, the nerve sheath was divided longitudinally, exposing the sparing of T1. In the median nerve group, fourteen of the
fascicles. Direct fascicular electrical stimulation was performed, allowing fifteen patients had a complete plexus injury and one patient
identification and division of the portion of the nerve that provided primarily had partial sparing of C5 and C6. The hemi-CC7 transfers that
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the present study, one-half of the CC7 nerve was transferred, Finally, the methods that are used to grade motor func-
and this may have affected the outcome. Gu et al. advocated tion and to measure joint motion can affect apparent out-
transferring the entire CC7 nerve and attributed the favorable comes. A strict modification of the BMRC grading system was
results in their patients in part to this practice6,7,18. However, used in the present study (Table I). In order to receive a par-
other groups have preferentially performed hemi-CC7 trans- ticular grade, the patient must demonstrate strength adequate
fers with relative success11,25,27. In the present study, the decision to receive that grade throughout their full passive arc of mo-
to perform a hemi-CC7 transfer instead of a complete CC7 tion. For example, a patient who is able to flex the fingers
transfer was made in an effort to limit the risk of donor-site through their full passive arc of motion against gravity but who
morbidity, and this decision was supported by the promising can flex against resistance along only part of that arc would
outcomes reported by other groups who had performed hemi- receive a grade of M3 (not M4). How motion is measured is
CC7 transfers. important as well, particularly in the shoulder. Malessy et al.31
When a hemi-CC7 transfer is performed, the portion of emphasized the importance of distinguishing between true
the CC7 nerve that is divided and transferred may affect out- glenohumeral abduction and shoulder abduction that is sec-
comes as well. The posterior portion of the C7 nerve contains ondary to scapulothoracic rotation. Lateral flexion of the spine
twice as many motor fibers as the anterior portion, and some can also result in the appearance of shoulder abduction. The
authors have advocated transferring the posterior half of the accurate measurement of external rotation at the shoulder is
nerve preferentially7,18. In the present study, the anterosuperior also essential to assess the outcome of surgery. From a func-
half of the nerve was transferred in order to avoid downgrading tional standpoint, external rotation may be more important
donor-side hand function, and this may have affected motor than shoulder abduction, since it is required for positioning the
outcomes in the recipient extremity. However, other authors hand in front of the body for functional activities. Malessy
have reported successful reconstruction using the anterior et al.31 emphasized that, as with abduction, scapulothoracic
portion of the CC7 nerve, particularly for transfer to the me- rotation can contribute to apparent external rotation. In the
dian nerve25,27. present study, global shoulder abduction (as opposed to iso-
Another factor that may affect outcomes is the routing of lated glenohumeral abduction) was measured. Because of this,
the nerve grafts. Although the nerve grafts in the present study some of the shoulder abduction demonstrated by the patients
were routed through an anterior subcutaneous tunnel, an al- in the present study can likely be attributed to factors other
ternative prespinal (retropharyngeal) route has also been pro- than the hemi-CC7 nerve transfer.
posed and used clinically28,29. The prespinal route decreases the Patients in the present study generally experienced mild,
distance between the CC7 donor axons and their target but temporary donor-side sensory or motor changes similar to those
introduces additional risks related to the surgical technique. described in the literature. However, one patient had severe
However, the clinical importance of this modification has not donor-side motor and sensory losses; it is unclear whether this
been demonstrated, and most groups continue to use an an- occurred secondary to technical error or anatomic variation. The
terior subcutaneous tunnel. reported prevalence of sensory changes has ranged from ap-
One factor that may specifically affect the outcome of proximately 50% to 100%4,11,32, whereas the prevalence of clinical
CC7 transfer to the median nerve is the staging of the CC7 motor deficits has ranged from <5% to >20%4,9,11,12. In 1998,
transfer. In the present study, all hemi-CC7 transfers to the Chuang et al.4 reported the results of twenty-one CC7 transfers,
median nerve were performed in a single stage using a pedicled most of which involved division and transfer of the entire nerve,
vascularized ulnar nerve graft. An experimental study by Lao after at least two years of follow-up. A majority (52%) of the
et al.30 suggested that staged transfer of the CC7 nerve results in patients reported subjective sensory changes that included
optimal recovery because of improved blood supply to the numbness and paresthesias primarily affecting the volar aspect
pedicled nerve graft. However, this has not been consistently of the index, thumb, and long fingers. Most patients experienced
borne out in human studies, and other groups have reported improvement of these symptoms within a month, with the ex-
successful reconstruction in a single stage11,25,27. ception of one patient who had symptoms that persisted for
Other factors that influence the outcome of CC7 nerve sixteen months. In spite of the subjective sensory changes, the
transfer include patient age and the time from injury to surgery. results of two-point discrimination and monofilament sensory
Gu et al. reported better results in patients younger than 40 threshold testing were within normal limits at two weeks post-
years of age and in patients who underwent CC7 nerve transfer operatively. In the same study, 19% of patients noticed motor
within one year of injury8. Waikakul et al.12 reported signifi- weakness (grade M2 to M4) after the CC7 transfer. This motor
cantly and substantially better motor function in patients weakness most often involved the triceps or extrinsic finger
eighteen years of age or younger. Terzis et al. also reported extensor muscles and most often improved within two months.
significantly better outcomes in patients younger than eighteen Although relatively few patients in the study by Chuang et al. had
years of age and in patients who underwent CC7 transfer clinical weakness, LIDO (Loredan Biomedical, Sacramento,
within nine months of injury25,27. In our series, six patients were California) workstation testing detected subclinical weakness on
ten to fourteen years of age and the remaining forty-nine were the donor side in 100% of the patients. These subclinical deficits
eighteen years of age or older. Other factors such as body mass tended to improve after six months. It should be noted that
index and arm length may affect functional outcomes as well. severe donor-side motor deficits are rare but that they do occur.
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Songcharoen et al.11 analyzed the adverse events in 111 patients groups since its original description, and which remains a rela-
who underwent hemi-CC7 transfer. One patient developed se- tively gross assessment of strength. A more precise method of
vere donor-side weakness (grade M2). The motor deficit was grading motor function, such as LIDO or CYBEX (Medway,
isolated to the extensor digitorum communis muscle and im- Massachusetts) workstation testing, would have been beneficial.
proved spontaneously to grade M4 over a three-year period. In On the basis of the outcomes in this study, the authors do
the study by Chuang et al.4, one patient had motor deficits that not support the use of hemi-CC7 transfer alone for either
lasted for two years. restoration of shoulder function or transfer to the median
The present study has a number of limitations, including nerve in patients with posttraumatic brachial plexus injury.
those inherent in retrospective chart analysis. Some aspects of
the patient records were incomplete, and not all patients re- Appendix
turned for postoperative follow-up at the same intervals. The A table listing the other procedures performed in the pa-
exact lengths of the sural nerve grafts and vascularized ulnar tients with more than twenty-seven months of follow-up is
nerve grafts were not known. Data regarding sensory recovery available with the online version of this article as a data sup-
on the injured side after nerve transfer to the median nerve, an plement at jbjs.org. n
important outcome parameter, were usually not available and
were therefore not reported in this study. Another limitation is
the long time required for recovery after brachial plexus injury
and reconstruction. As a result, only about approximately one-
half of the patients who underwent CC7 transfer at our insti- Douglas M. Sammer, MD
Department of Plastic Surgery,
tution had a sufficiently long follow-up to reasonably evaluate
University of Texas Southwestern Medical Center,
the motor results of the transfer. A minimum duration of follow- 1801 Inwood Road, Dallas, TX 75390
up of twenty-seven months postoperatively was chosen because
it is past the time at which motor recovery ceases to be possible Michelle F. Kircher, RN, BSN
because of motor end-plate fibrosis33. However, some authors Allen T. Bishop, MD
have suggested that an even longer follow-up period of more Robert J. Spinner, MD
Alexander Y. Shin, MD
than five years is necessary to determine whether adequate Departments of Orthopedic Surgery (M.F.K., A.T.B., and A.Y.S.)
function and independent function have been achieved6,8,12. and Neurosurgery (R.J.S.), Mayo Clinic,
Another limitation involves the BMRC grading scale itself, which 200 First Street S.W., Rochester, MN 55905.
has been revised and modified many times and by multiple E-mail address for A.Y. Shin: shin.alexander@mayo.edu
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