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The Russo-Japanese War:

Diplomacy, Imperialism, and an International Struggle Over Influence in Far East Asia

Quincy Standage

HIST 347 History of Modern Japan

Dr. Chin

May 7th, 2020


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Under the Meiji government, the beginning of the 20th century saw a Japanese focus on

minimizing the increasing political and territorial influence of Russia in Far East Asia.

Diplomatic tensions between the allies of Russia and Japan further brought the international

community into the discord surrounding negotiations and control over trade, resources, and

spheres of influence in Far East Asia. The diplomatic tensions between the Russian allies of

France and Germany and Japan’s allies of the U.S. and Great Britain complicated negotiations

because of each country’s vested interest in gaining control over the resources and trade found in

Far East Asia. The primary issues under dispute included Japan’s increasing presence in the

Korean peninsula, trading rights in the Liaodong peninsula, Russia’s encroachment on the

territory of Manchuria including troop movement, and Russian expansionism into China.

Additionally, the Triple Intervention in 1895 between France, Germany, and Russia further

alienated the Japanese government because it invoked an additional encroachment on Japanese

influence in East Asia. These issues became capstone arguments between both parties and during

negotiations both Russia and Japan began posturing military troops in the territory of Manchuria

for war. The culmination of these attitudes led to the Russo-Japanese War, prompting an

unprecedented U.S. policy of interventionism within Japan’s negotiations with Russia. President

Theodore Roosevelt’s involvement and U.S. diplomatic intervention increased dramatically in

the first five years of the 20th century, ultimately creating the foundation of Japan and the U.S.’s

diplomatic relationship. The installation of the Meiji government brought Japan to begin

expanding its sphere of influence and imperialistic tendencies by allying with the U.S. to oppose

Russian expansionism through the Russo-Japanese War, fostering a dramatic increase in

Japanese involvement in the international community.


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In Japan, the establishment of Emperor Meiji’s constitutional monarchy in the 1890s was

essential to the development of Japanese wartime decisions. Prior to the Russo-Japanese War,

Japanese involvement in the Boxer Rebellion and the Anglo-Japanese Alliance shaped the

negotiation strategies of the Meiji. The Boxer Rebellion was a rebellion within China, partially

towards the Qing government, which resulted in an increase in Russian troops in Manchuria.1

Despite Russia’s losses in military personnel and strength during the Boxer Rebellion, they

continued expanding into Manchuria, threatening China and Japan’s interests in Manchuria,

particularly the East China Railway and access to resources such as coal.2 Russia’s commitment

to expanding their sphere of influence brought Japanese fears of Russian expansion to light over

the fate of the Korean peninsula. In particular, Russia was interested in controlling non-freezing

ports in Far East Asia, a direct challenge to Japan’s sphere of influence.3 This escalated further

when Russia discussed expansion to possibly annex the Japanese island of Hokkaido. Within the

same timeframe, the end of the Anglo-Japanese Alliance brought the Japanese government to

divide into factions on whether or not to negotiate a new treaty with Great Britain.4 Both the

Boxer Rebellion and the end of the Anglo-Japanese Alliance, contributed to the growing mistrust

between Russia and Japan, also effecting their respective allies’ views of the situation in Far East

Asia.

The Meiji government attempted to negotiate a solution with Russia for the withdrawal of

troops from Manchuria, as a result of the Boxer Rebellion. Despite Russia’s verbal commitment

1
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 5.
2
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 5.
3
Yoji Koda, "The Russo-Japanese War: Primary Causes of Japanese Success," Naval War College Review 58, no. 2
(2005): 13.
4
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 6.
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at the conclusion of the Boxer Rebellion to remove themselves from Manchuria, the situation

escalated.5 On April 8th, 1903 Russia officially passed the deadline of an agreement for troop

withdrawal in Manchuria, without removing their troops’ presence. Scholar John Chapman

argues that Russia’s non-compliance with troop withdrawal in Manchuria after the Boxer

Rebellion aided in increasing tensions between Japan and Russia.6 Fears of increasing Russian

influence in historically Japanese influenced territories, brought Emperor Meiji to fear an

encroachment on Japanese sovereignty in the Far East. Scholar Douglas Howland argues that

“many among the powers understood that Russia was interfering with Japan’s interests in Korea

and with everyone’s interests in China’s Manchuria.”7 In response to this Japan began building

their naval force and justified the proliferation of their military based on Russia’s aggression.8

These escalations drew the U.S. into the conflict because of a growing domestic interest in

gaining leverage in East Asia and China. By siding with Japan, the U.S. worked to continue to

establish their imperialist power while waning the developing influence of Russia, Germany, and

France. The escalation of the conflict because of Russia’s non-compliance during the Boxer

Rebellion mobilized the international community and drew attention to Japan’s new role in the

international community.

The beginning of the Russo-Japanese conflict was widely monitored by the international

community because it was the first conflict in which the newly constructed international laws of

war from the First and Second Hague Peace Conferences in 1899 and 1907 were used to

5
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 7.

6
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 7.
7
Douglas Howland, "Sovereignty and the Laws of War: International Consequences of Japan's 1905 Victory over
Russia," Law and History Review 29, no. 1 (2011): 66.
8
Douglas Howland, "Sovereignty and the Laws of War: International Consequences of Japan's 1905 Victory over
Russia," Law and History Review 29, no. 1 (2011): 67.
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scrutinize Japanese actions.9 The laws included clauses for limiting international naval

engagements and established the Permanent Court of Arbitration. Laws of war and neutrality

were also discussed during the conference determining the way in which hostile international

actors should engage with each other. Because Japan was the first to enact a military action

towards Russia, critics in the international community called for a tribunal to prosecute Japan

because a formal declaration of war was not established. However, the Japanese largely justified

their actions by arguing “the state of conditional war put the aggressor at a military disadvantage,

because the time interval allowed the enemy to make preparations.”10 International publicists

covered the conflict widely. Publications in Great Britain warned of increasing Russian influence

and justified Japan’s actions to commence military action, whereas publications in France

focused on Russia’s argument that Japan’s initiation of the war was a violation of international

law.11

Between 1904 and 1905 the Russo-Japanese War was fought in a variety of locations in

Far East Asia, resulting in a multitude of significant Japanese victories. The first assault on Port

Arthur was initiated by the Japanese navy on August 18, 1904.12 After two more assaults on Port

Arthur, the Russian forces surrendered the port because of casualties and a weakened military.

Additionally, the Battle of Shaho occurred in Liaoyang, Manchuria and resulted in 12,000

Japanese and 22,000 Russian casualties with a decisive Japanese victory.13 After continued

assaults and campaigns into the heart of Manchuria a paradigm shift occurred at the Battle of
9
Douglas Howland, "Sovereignty and the Laws of War: International Consequences of Japan's 1905 Victory over
Russia," Law and History Review 29, no. 1 (2011): 54.
10
Douglas Howland, "Sovereignty and the Laws of War: International Consequences of Japan's 1905 Victory over
Russia," Law and History Review 29, no. 1 (2011): 75.
11
Douglas Howland, "Sovereignty and the Laws of War: International Consequences of Japan's 1905 Victory over
Russia," Law and History Review 29, no. 1 (2011): 69.
12
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 14.
13
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 15.
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Mukden on March 10th, 1905 where Japan won a major victory over Russia, inflicting severe

losses and unofficially ending the conflict by bringing Russia to the negotiating table.”14 The

three major conflicts including the Battle at Port Arthur, the Battle of Shaho, and the Battle of

Mukden, led the Japanese to a sweeping victory over the Russians, largely credited to Emperor

Meiji’s restructuring of the Japanese military to enable a “military high command” operating in

the war zone.15 Scholar John Chapman asserts that Emperor Meiji asked the Chief of General

Staff Oyama and Army Minister Terauchi to restructure Japan’s military command ordering for

the establishment of a ‘military high command’ which was responsible for leading military

offenses and was located directly in the active war zones of Manchuria to ‘command the

strategy.’16 This command was able to work autonomously from the Meiji government, making

decisions on the ground without approval from the government. This allowed Japan’s military

forces to strike quick and react to Russian advancements in a timely fashion.

Both Japan and Russia also propagated the beginning of the Russo-Japanese War by

disputing what military action began the conflict. Despite these disputes on whether the battle

began with the Japanese seizure of the Russian Ekaterinoslav or the direct attack on the Russian

Navy at Port Arthur, Japan undisputedly initiated the conflict. Both Japan and Russia express

that Japan began the conflict, however the Japanese’s viewed Russia as instigating the impending

conflict by threatening Japan’s sovereignty. When the international community was forming

laws regarding the initiation of war, it was instituted that mandatory declarations of war were

necessary, against the wishes of Great Britain, the U.S., and Japan.17 Scholar Yōko Katō argues
14
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 17.
15
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 17.
16
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 13.
17
Douglas Howland, "Sovereignty and the Laws of War: International Consequences of Japan's 1905 Victory over
Russia," Law and History Review 29, no. 1 (2011): 76.
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that the initiation of the war began with a Japanese strike before issuing a declaration of war.18

Understanding the initiation of the Russo-Japanese war places context on the subsequent calls

from the international community for disarmament and fears of allied powers that they may be

called to act on behalf of the international community.

Japan’s fear of increasing Russian influence largely came from Emperor Meiji’s desire to

maintain the Korean peninsula under Japan’s sphere of influence. Japans expanding ideas of

colonialism towards Korea and influence over the Korean government further developed Japan’s

vested interest in maintaining neutrality in Manchuria. Japanese scholar Yoji Koda views Japan’s

foreign policy against Russian expansionism in Manchuria as an attempt to maintain Japanese

influence over the Korean Peninsula and southern Manchuria.19 With the relative weakness of the

Qing Dynasty, China was unprepared to defend Manchuria from Russian influences, heightening

Japanese distrust that Russia would respect China’s sovereignty. Emperor Meiji therefore had

three options available to mitigate Russian advances: declare war on Russia and its allies, engage

in negotiations, or empower the Qing Dynasty in the region by returning the Liaodong peninsula

to China.20 The Meiji government was relatively split on how to act with two primary debates

emerging. The first was whether a diplomatic concession of Manchuria for full Japanese

autonomy in Manchuria could be successfully negotiated and instituted. The second was an

assertion that war with Russia over Manchuria could not be avoided, therefore initial

negotiations would not be necessary or fruitful. Initially Emperor Meiji employed the negotiation

centered approach and on January 16th, 1904 the Japanese request for a resumption of

18
Yōko Katō, "What Caused the Russo-Japanese War: Korea or Manchuria," Social Science Japan Journal 10, no.
1 (2007): 95.
19
Yoji Koda, "The Russo-Japanese War: Primary Causes of Japanese Success," Naval War College Review 58, no.
2 (2005): 14.

20
Yoji Koda, "The Russo-Japanese War: Primary Causes of Japanese Success," Naval War College Review 58, no.
2 (2005): 15.
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negotiations was “completely ignored” by the Russians.21 When the diplomatic olive branch was

rejected, Japan proceeded with military actions against Russia.

The unsuccessful negotiations between Russia and Japan, brought the U.S. deeper into

the conflict as tensions in the region increased. The increase in tensions led to a tighter control of

the seas and the shipment of goods throughout Far East Asia. Subsequently the Russian and

Japanese navies began to seize ships carrying any form of “contraband” or military supplies.

Roosevelt was distraught by the increasing actions of the Russia navy, when U.S. ships heading

for Japan were being searched. Scholar Matsato Matsui asserts that Russia became increasingly

disenchanted with American antagonism towards Russia regarding their monopolization of

Manchuria because of the importance of trade to the U.S. interests in Manchuria.22 At the outset

of the Russo-Japanese war, Roosevelt was most interested in keeping France and Germany from

rallying to the Russians and providing military support.23 On July 24th, 1905 Roosevelt wrote to a

British diplomat that he notified Germany and France “in the most polite and discreet fashion,

that in the event of a combination against Japan to try to do what Russia, Germany, and France

did to her in 1894” Roosevelt would “promptly side with Japan and proceed to whatever length

was necessary on her behalf.”24 This was a significant declaration of Roosevelt’s support of

Japan and demonstrated a U.S. commitment to maintaining Japanese sovereignty in Far East

Asia.

The U.S. was determined to keep a trade line between the U.S. and Japan because of the

attempted implementation of an “Open Door Policy” to continue building a strong trade


21
Yoji Koda, "The Russo-Japanese War: Primary Causes of Japanese Success," Naval War College Review 58, no.
2 (2005): 25.
22
Masato Matsui, "The Russo-Japanese Agreement of 1907: Its Causes and the Progress of Negotiations," Modern
Asian Studies 6, no. 1 (1972): 35.
23
Edward Parsons, "Roosevelt's Containment of the Russo-Japanese War," Pacific Historical Review 38, no. 1
(1969): 21.
24
Edward Parsons, "Roosevelt's Containment of the Russo-Japanese War," Pacific Historical Review 38, no. 1
(1969): 21.
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relationship.25 Additionally, the U.S. wanted Japan as an ally because of its strategic location in

the Pacific Ocean, sitting between the U.S., China, and Russia. Maintaining a relationship with

Japan led to the U.S. developing naval outposts on Japanese islands to monitor the region,

particularly the activities of China and Russia. Russia’s encroachment was occurring in not only

Manchuria but in China, near modern-day Mongolia. Additionally, the Russians were restricting

the U.S. freedoms of movement on the sea.26 U.S. Senator John Hay’s “Open Door Policy” with

regard to Japanese trade, brought Roosevelt to reckon “with Germany’s persistent efforts, both

before and during the war, to forge an alliance with Russia which might spell the ruin of

America’s hopes for the Open Door Policy.”27 Roosevelt's interest in preserving open trade with

Japan is demonstrative of the rapid globalization of Japan. U.S. economic interests in the Far

East influenced Roosevelt’s interest in maintaining diplomacy and supporting Japan in the

Russo-Japanese war. Scholar Christina Davis argues that “security interests represent one

motivation for policies to promote economic interdependence” and mutually beneficial economic

payments are essential to binding together the interests of a country.28 Roosevelt continued to

preserve the economic interdependence between Japan and the U.S., and the Russo-Japanese

War increased their economic partnership. The U.S. also had trade partnerships with Japan prior

to most other countries such as Great Britain in which initial alliances did not propose a

tremendous benefit for Britain or Japan alike and held “both security and economic cooperation

25
Edward Parsons, "Roosevelt's Containment of the Russo-Japanese War," Pacific Historical Review 38, no. 1
(1969): 26.
26
Edward Parsons, "Roosevelt's Containment of the Russo-Japanese War," Pacific Historical Review 38, no. 1
(1969): 28.
27
Edward Parsons, "Roosevelt's Containment of the Russo-Japanese War," Pacific Historical Review 38, no. 1
(1969): 26.
28
Christina Davies, "Linkage Diplomacy: Economic and Security Bargaining in the Anglo-
Japanese Alliance, 1902-23," International Security 33, no. 3 (2008): 143-144.
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at low initial levels.”29 Roosevelt knew of the U.S. trade advantage and had a vested interest in

maintaining the economic relationship with his upcoming reelection campaign.

Roosevelt’s strategy for increasing trade relations and providing military supplies to

Japan, influenced the negotiations between Russia and Japan prompted by the beginning of

negotiations at Portsmouth Naval Base in 1905.30 As the negotiations progressed, two major

deadlocks surfaced: Japan’s demands for a war indemnity and how to partition the Island of

Sakhalin.31 The war indemnity proposed by Japan was vehemently refused by China and

Roosevelt was apprehensive of Japan’s initial proposal seeking $600,000,000 in war

indemnities.32 Roosevelt espoused that “he did not think it ‘advisable for Japan to insist on an

indemnity.’”33 Additionally, as Emperor Meiji demanded a war indemnity, the Russian Tsar

threatened to mobilize the entire Russian population and move them into Manchuria rather than

accept a proposal for direct monetary payment to Japan.34 Roosevelt’s apprehension towards

Japanese demands began to cause conflict between U.S. and Japanese relations. This was further

intensified by British leaders questioning Roosevelt’s role in the Russo-Japanese conflict “a

doubt exacerbated by a touch of jealousy at his conspicuous activities in not just arranging but

directly intervening in the peace talks between Russia and Japan.”35 The British questions of

29
Christina Davies, "Linkage Diplomacy: Economic and Security Bargaining in the Anglo-
Japanese Alliance, 1902-23," International Security 33, no. 3 (2008): 146.
30
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 50.
31
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 50.
32
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 52.
33
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 52.
34
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 52.
35
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 51.
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Roosevelt’s role in negotiations coupled with Japan’s increasing distrust with the U.S.’s lack of

support for a war indemnity, brought Britain and Japan closer together.

A top-secret pledge by Nicholas II to cede the southern half of Sakhalin Island to Japan,

and Roosevelt’s choice to not discuss this with the Japanese government, brought about a break

in relations between the U.S. and Japan. Britain was the first to inform Japan of this historic

negotiation and Roosevelt’s silence increased Japanese distrust. It is still unknown as to

Roosevelt’s intentions as to why he did not inform Japan of the pledge from Nicholas II.

Scholars have proposed that perhaps Roosevelt did not view it as a significant offer or perhaps it

came from a disinterest in the Portsmouth Peace Conference because Roosevelt never personally

visited Portsmouth, Emperor Meiji, or Japan.36 Others speculate that Roosevelt began the conflict

with a pro-Japanese stance and shifted to pro-Russian when Japanese demands continued to

increase. These demands can be seen in the issues of emigrants and access to the Manchuria

Railway in which Roosevelt feared a Japanese monopoly in Manchuria resulting from

negotiations.37 The issues of emigrants and the Manchuria Railway drew the U.S. more into the

negotiation process because of their interest in trade. Ultimately, Roosevelt’s motives and his

choice to not communicate Nicolas II’s pledge and to resist Japan’s growing authority in

Manchuria greatly harmed the U.S.-Japan relationship.

The end of negotiations brought the Russo-Japanese War to a close with Japan gaining

significant territorial rights and an increase in its sphere of influence. Despite Roosevelt’s

intervention in Portsmouth, the end of negotiations occurred in 1907 when Russia and Japan

came to an agreement on the division of territory in Manchuria including “two spheres of

influence in which each soon pursued an exclusionary policy over the profits of commerce and
36
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 58.
37
John Chapman and Chiharu Inaba 2007. Rethinking the Russo-Japanese War, 1904-5 (Folkestone, UK: Global
Oriental, 2007), 58.
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investment.”38 This allowed Russian and Japanese expansionism to continue into Manchuria,

under certain restrictions. The unprecedented negotiations and involvement of the international

community and international laws of war in Far East Asia fundamentally changed the way in

which Japan engaged with the international community. The installation of Emperor Meiji in

Japan brought Japan onto the global stage of developing alliances and negotiations. The goals of

the Meiji government were to develop Japan into an imperialist power like the U.S., Europe, and

Russia. The Russo-Japanese War was a conflict that highlighted the growing imperialism of

Japan. The U.S.’s engagement in trade and economic support of Japan greatly influenced the

Russo-Japanese War in Japan’s favor and established Japan as a permanent globalist member of

the international community.

38
Edward Parsons, "Roosevelt's Containment of the Russo-Japanese War," Pacific Historical Review 38, no. 1
(1969): 42.
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