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Number symbolism in the

renaissance lute rose


Robin Headlam Wells

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A Concert by I.orenzo Costa (London, National Gallery)

In thts arttcle Robtn Headlam Wells argues that the renau- The vision of dav and night and of months and circling
sance luthter adapted the decorattue mot$ whtch h s tnstru- years har created the art of Number and glven us nor only
menl tnherzted from zts Islamtc ongzns In order to express the the notion of time, but also the means of research into the
nature ol the Universe. Plato. Tzmaeus
tdea of harmon) Desptte thezr apparent vanety most renau-
sance lute roses are bawd on twofigures. the hexagram and
the tetragram. Accordtng to the famthar bod) of P~thagorean In a seminal article on the construction of renais-
doctnne transmztted through Plato to the Mtddle Ages and sance and baroque lutes' Friedemann Hellwig
the Renutssame, the numbers stx and four were ofprofound pointed out that the enormous number of different
szgnlficance. The author here suggests that, as thp renats- rose patterns which characterize the lutes of this
sance cosmographer represented t h zdea of a harmonlous period can be reduced to a few basic motifs. The
untuerse by means o f number expressed dtagrammattcally, so most frequent of these, he claims, is the six-pointed
the luthter employed geometv to rymboltze the pnnnple of star formed by the interlacing of two equilateral
discordia concors. triangles (see illus. 1). Such a design, Hellwig

32 EARLY MUSIC J A N U A R Y 1 9 8 1
suggests, may have been intended to symbolize 'the The Bases were the Earth and Ocean,
permeation of the visible and invisible w ~ r l d ' The
.~ The Treble shrill the Aire: the other Slnngs
suggestion is not implausible: indeed it would be The vnlike Bodies were of mixed things:
--
And then His Hand to breake sweete Notes began.'
surprising if the geometrical intricacies of the typical
renaissance lute rose did not conceal a symbolic At a time when the essential function of art was con-
meaning of one kind or another. I t was, after all, the ceived as being 'to lead and draw us to as high a
product of an age whose passion for the arcane perfection, as our degenerate soules made worse by
reflected itself in pageantry, in emblem books, in their clay-lodgings, can be capable of',s ornament
had a vital role to play in the techniques of moral
persuasion. How can poetry, asks the Elizabethan
critic George Puttenham, 'shew it selfe either gallant

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o r gorgious, if any lymme be left naked and bare and
not clad in his kindly clothes and colours . . . ?'6 The
lute rose provided a unique opportunity for artistic
irivttntivri; that the possibilities it aKvrdttd for
expressing symbolic meanings should have been
neglected is unlikely. In this article I hope to show
that the typical renaissance lute rose was designed to
express a symbolic meaning which was at once
complex and extremely precise.' From the discus-
sion which follows it will be clear, however, that a
single article can hope to d o no more than touch the
surface of a very large subject.

I Rose with six-pointed star. from R. Wyssenbach. Tablatura ufdi


Lultm (Zurich, 1550)

allegorical portraiture, in architectural conceits, in


literary puzzles and conundrunls and in number syrn-
bolism of all kinds. Moreover the lute itself, as the
noblest of musical instruments,' was widely treated as
a symbol of the harmony which underlies the cos-
mos. William Drummond, for example, elaborates 2 Gothic rose f o m a cittern in the Victoria and Albert Muscum.
this familiar conceit in the manner of an ernblem- London

book writer: Unlike most of its wire-strung relatives, whose


GOD binding with hid Tendons this great ALL, roses were usually of gothic design (illus. 21,' the lute
Did make a LL'TE which had all parts i t giuen; retained the geometric motifs of its Arabic origins.
This LL'TES round Belhe was the azur'd Heauen, Basing his designs on a few simple forms such as the
The Rose those lights which Hee did there install; sphere, the triangle and the square, the Islamic artist

EARLY M U S I C JANUARY 1 9 8 1 33
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3 Rose from a 16th-century Italian lute in the Kunsthistorisches 4 Rosette from a pair of' wooden doors in an Angoran mosque,
Museum. Vienna from H. Cliick and E. Diez, Die Kumt der Islam (Berlin, 1925)

5 Late 15th-rentury Egyptian bronze howl. from Gliirk and Dic.7. b Detail from a reramtr wall decorat~onIn the Alhambra. Spain.
o p cir Rrproduced by permission from E. Garcia-Gon~ez. L:4lhambra
Rede (Flormre, 1965)
11 Palazzo

developed a highly sophisticated system of sym- in the ubiquitous Islamic rosette, a design - which is
bolism whose purpose was to reveal the hidden laws found in countries as widely separated geographic-
of the u n i v e r ~ e .The
~ characteristic idiom of this ally as Turkey, Egypt and Spain (see illus. 4-61. By
symbolic language was a complex geometrical repeating an infinitely extendible geometrical motif
pattern interwoven with floral arabesques. The inter- the artist gives us, in effect, an incomplete picture of a
lacing swapwork which is a feature of most renais- pattern which exists only in infinity.I0 In this way he is
sance lute and archlute roses (illus. 3) has its origins able to suggest the idea, fundamental to Islam, that

34 EARLY M U S I C J A N U A R Y 1 9 8 1
man is a transient being whose earthly existence must principle of order which underlies the cosmos, the
be seen as part of unified eternal order. metonym by which the universe is represented as a
The renaissance luthier thus inherited a form of musical instrument becomes inevitable (illus. 7 is a
geometrical decoration whose original purpose was well-known example of this tavourite renaissance
essentially sjmbolic. But he also inherited, from the conceit). I t means, too, that the six-pointed star,
European Middle Ages, a tradition, parallel in many which Hellwig claims is the motif most frequently
respects to that of Islam, of representing the cosmos used by renaissance luthiers in their rose designs,
by means of number expressed diagrammatically. probably has a more precise significance than he
Fundamental to the renaissance outlook is the idea of suggests, for six is the number of harmony.
harmony." According to the body of Pythagorean The idea that number is the principle which
doctrine transmitted through Plato to the Middle governs the creation is the distinguishing feature of

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Ager and the Renaissance, the endless variety of the Pythagoreanism as an intellectual system. This is not
the place to attempt a summary of Pythagorean
number symbolism;13 what must be cmphasi7c.d,
however, is that this body ot doctrine can in no sense
be described as esoteric: on the contrary, there is
scarcely a major classical philosopher o r Church
Father whose thinking was not coloured by
Pythagorean principles.14 The study of numbers
formed the vely basis of the medieval quadrivium;15in
providing man with a means of' plumbing the
mysteries of the universe and so of appreciating the
moral beauty of the divine plan, numbers possessed
an important ethical value.16 In the Renaissance,
Pythagoras himself camc to be regarded as a type of
that humanist ideal of moderation which combined
piety with practical wisdom.
Since medieval and renaissance thought is so
thoroughly imbued with the spirit of Pythagorean-
ism it is not surprising to find that the greatest and
most characteristic literary monuments of the time
bear eloquent testimony to the belief that 'all things
are made. . . of Numbers; the heavens, earth, sea, the
soule and body of man, yea, the Angels them-
selves. . .'." I t has long been recognized by literary
scholars that number symbolism is as funciamental to
The Faerie Q?~eene'~--on~ of the last great expressions
of' the idea of cosmos-as i t was to the Divina
Comrned~al~ some 300 years earlier. In organizing the
structure of their poems in accordance with certain
7 The harmony of the universe, from R. Fludtl. Lrtnurque cormt universally understood numerological principles,
mqonr rnlrcet el mInonr metaphy~lra,phwrn a l p ? !erhnrm hrrtona
Dantr and Spenser reflect thc fact that number lore
(Oppnheim. 1617- 19)
was central to medieval and renaissance cosmology.
When the rrnaitsancc Illthirr made rhe hexagram
universe was n o chaotic m'lange, but a rational system the central feature of his rose design we may reason-
of- identical structures in which each part had i ~ s ably conclude that he did so with some awareness of
proper place and was related both to the whole and its special significance. According to Macrobius six is
to e v e v part. I'hls fittmg together of discrete parts in 'a I ~ U I I ~ ~ Kwid1I val iuus a i d manifold honors and
a complex whole is what is originally meant by abilities . . . ' . 2 0 It o\r.es its peculiar distinction to the
ha~rnonla.~* If harmony is the unseen and unheard fact that, as the surn of its aliquot parts (1+2+3), i t
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9 mtl I0 K o w o l r*ro rhirr;~roni in the Victoria and Alhrrt
h l r ~ w w i 1,ontlon
~.
/ .. .\
. . ' -"*.

8 Primitive African rebab decorated with a six-pointed star. in the


Kunsthistorisches Museum. Vienna

was regarded as the first perfect number. 'The like the African rebab (illus. 81, is a fitting symbol to
Number of six', writes Ingpen, 'is every way full, incorporate in a musical instrument which was itself
perfect, divine. . .'.2' Its identification with harmony adopted as an image of a harmonious universe.
is probably due to the fact that six is the number of While its form, consisting of two interpenetrating
intervals in the Greek scale.22 triangles, signifies the union of the human and the
I t may be seen, then, that the ancient device of the divine, the corporeal and the spiritual, the visible and
hexagram, still to be found in musical instruments the invisible, its numerical significance suggests the

36 EARLY M U S I C J A N l l A R Y 1 9 8 1
also appears a quadrilateral figure. Which of these
two motifs is first perceived depends, as in the
familiar reversing figure used bv psychologists, on
the mental set of the observer. The roses OF two early
17th-century chittaroni in the Victoria and Albert
Museum may serve as typical examples (illus. 9 and
10). Despite the obvious differences in the treatment
of their arabesques, the same geometrical pattern is
present : ttom whichever of the eight cardinal points
of the compass the roses are viewed the eye perceives
either a hexagram (illus. 11) o r a rectangular figure

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which divides the circle into four main compart-
ments (illus. 12).
Now the number four is of paramount signifi-
cance, for it is the very basis ot the Pythagorean
cosmos. 'All the foundation of every deepe studie and
invention', wrote La Primaudaye, 'must be settled
upon the number fower, because it is the roote and
beginning of all numbers.'*' The fourth integer pro-
vided a key to the cosmos because it embraced the
b u r elements, the four seasons, the four ages of man
and the b u r bodily humours. Each of these systems
was related to the others in a completely integrated
whole. The harmony of the cosmos depended upon
the nature of the relationship between the four
elements. In its simplest form this stable union of
b u r conflicting elements was represented as four
interlocking circles (illus. 13), and derivations of this

harmony of which i t was in a rcal scnsc thc mouth-


piece.
Although Hellwig is, of course, right to notice the
prevalence of the hexagram in renaissance rose
designs, ~t should be pomted out that by the later
16th century it had become usual for this motif to be I 3 Tetrad from Isidore o f SeviIlr, L i h n dr ruspnsionr mundi PI
assimilated to a more complex pattern in which there aslrorum ordinulionr (Augsburg, 1472)
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14 Rose from a lute by Hieber in the Conservatoire Royal de 15 Rose from an early 16th-century lute in the collection of
Musique, Brussels Laurence Witten, Southport, Connecticut. By kind permission of
the owner.

motif are frequently found in lute roses either as a moist and warm and, although opposed to water, the cold
simple quatrefoil (illus. 14) or, in a more stylized to the warm, nevertheless has the common bond of
form, as a series of interlocking quadrangles (illus. moisture. Moreover, fire, being hot and dry, spurns the
15). Although it is unusual to find a rose whose moisture of the air, but yet adheres to it because of the
geometry is unrelieved by arabesques, this pattern of warmth in both. And so it happens that each one of the
elements appears to embrace the two elements bordering
interlocking quadrangles is in fact extremely wide-
on each side of it by single qualities: water binds earth to
spread, and, as illus. 16 shows, it often forms the
itself by coldness, and air by moisture; air is allied to water
basis of roses which have lost all trace of geometrical by its moisture, and to fire by warmth; fire mingles with air
strapwork. because of its heat, and with earth because of its dryness;
The inherent stability of the cosmos was explained earth is compatible with fire because of its dryness, and
by the fact that the four elements were bound with water because of its coldness. These different bonds
together in a tetrad, that is to say a configuration of would have no tenacity, however, if there were only two
two pairs of opposites linked together by their two elements; if there were three the union would be but a weak
mean terms. This arrangement was the principle one; but as there are four elements the bonds are un-
breakable, since the two extremes are held together by two
upon which God had created the universe. The
means.24
clearest account of the way the four elements are
united in a tetradic relationship by their mean terms The same idea is reflected in J o h n Norden's
is by Macrobius (fl AD400). Macrobius was one of a Vicissitudo Rerum (London, 1600). In answer to the
group of neo-Platonists whose ideas exercised a question why discord is essential to the harmony of
seminal influence on medieval thought. In his the cosmos, Norden explains (stanza 85) that if the
Commentary on the Dream of Scipio Macrobius explains mutually antagonistic elements were not kept in
that the Creator gave to each of the elements two check by one another the result would be an
qualities, o n e of which it shared with the element imbalance in nature:
closest to it in character. Thus,
Yet thus, this disagreement must bee set,
Earth is dry and cold, and water cold and moist; but As in the discord bee no power to wrong:
although these two elements are opposed, the dry to the For why? supremest have no fatall let,
wet, they have a common bond in their coldness. Air is But will preuaile, as they become too strong.

38 EARLY MUSIC JANUARY 198 1


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16 Rose based on one from a damaged instrument by Craill in the Mnseo Bardini, Florence. Reconstruction by Phil Lourie

Theretbre such meant must them be set among,


As though things bee compact of con&alyes,
They must by ballance, have like quantities.
The tetrad, then, is the principle upon which
depends thc concord and harmony of the cosmos. It
was commonly represented by renaissance cosmo-
graphcrs with grcat precision in diagrammatic form.
In illus. 17 the elements are arranged at equal
intervals round the circumference of a circle. Between
them are their four qualities, which, acting as mean
terms, serve to bind the warring elements together in
a stable union. By a network of intersecting lines the
extremely complex nature of the relationships within
the tetrad is illustrated. The luthier who pierced the
belly of his instrument with a design similar in many
respects to the cosmographer's diagram of the
universe could hardly be unaware of the fact that the
geometry he employed was a key which could reveal
the mystery of' the cosmos. Indeed examples of
17 Tetrad from Oronce Fini, Protomuthesis (Paris, 15321
grometry rmplovrd for symbolic purposes were
available to him in glorious profusion not only in the
Arab world, but in rvery major city in Europe. For as cented both t h r macrncosm (the universe as a whole)
Painton Cowen argues in his magnificent study of and the microcosm (man himself). This analogy was
medieval cathedral windows, 'Every rose window is a an essential feature of the Pythagorean system and
symbol and imagr o f . . . the created u n i v e r ~ e ' ~(see
' it too was commonly represented in diagrammatic
i l l u ~ .18). f1~1.m.Illus. 19 shows how thc four clcmcnts have
I t has already been noted that the number four their counterparts in the four seasons and the four
owed its peculiar distinction to the fact that it repre- bodily humours. In this case we may note that the

EARLY M U S I C JANUARY 1981 39


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him in his attempts ro regain his former grace and
harmony. As Castiglione's Count Lodovico explains,
it hath beetle the opinion of most wise Philosophers, that
the worlde is made of musike, and the heavens in their
moving make a melodie, and our soule is framed after the
verie same sort and therefore lifterh up it selfe, and (as it
were) reviveth the vertues and force of it selfe with
M~sicke.~~

I t seems, therefbre, entirely fitting that the noblest of


instruments should express in visual form the ideal to

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which its music aspired.

Thc H e a m m their peorcks


That they in their a b i d c r bfb
Are farre thc ficclt-d by chYlge vntoft,
&!Zv
Keying by turne,thch &Y&# iiurt
Though ibllrtuddg yet dike d u n .
a d ~ i r c l rfie^
As 0th~ ~ Ctit~tcfl,
21 The renaissance lute rose as a symbol of cosmic harmony
H c l d b y d l s ~ r t # u t o ~ ~&er&
c~ f?
renaissance lute rose may be 'read', point by point, as 22 J o h n Norden explains the origin of the circle as a symbol of
perfection. From Vtnssltudo Rerum. An Elegtacall Poeme, o/ the rnler-
a symbol of cosmic harmony. h n g e a b l e tourses and uartetle o/tlurig~111 t h l ~world (1,011don. 1600)
Illus. 2 1 shows a typical late renaissance rose inter-
preted in such a manner. At the four points of the
compass are the four elements, the four seasons and Robin Headlam Wells studied at the universities of k e d s
the four bodily humours and between them are their and Oxford, and at the Royal Academy of Music. At present
four pairs of mean terms. Binding together thesc he lectures in the English Department at Hull University
corresponding planes of being and interlacing them where he is able to combine his interests in Elizabethan poetry
is a graceful arabesque. Where the strapwork and music. He is currently m'ting a book on Edmund
approaches the perimeter of the rose i t divides the Spenser.
perfection of the circle into twelve equal sections, one
' Friedemann Hellwig, 'Lute Cons~rurtionin the Renaissance and
for each sign of the zodiac, thus symbolizing in the Baroque', GS] 27 11974). pp. 2 1-30.
same figure both the eternal revolution of the ibid. p. 2.5.
heavens and also the annual unit of time. The " 'During the Renai5sance the lute unquestionably occupied a
5pecial place of honour, second only to the human voice. I t was the
uniquely harmonious nature of the tetrad is finally counly instrument par excellence. . . . Philosophers discussed it,
recapitulated in the figure of the hexagram. As man theorisu endowed i l with the power d A p o l l o ' s lyre, poets praised
was believed to be 'a little world made c ~ n n i n g l y ' ~ ' i t , and painters never c-eased rheil- dclight it1 drpirti~lgi l in a wide
variety ol rides. . . . In literature the lute became the legendary
whose own composition reflected that of the instrumenl 01 Orpheus, with which he charmed all Nature and
universe, so the hexagram occurs twice: once as a attempted to lead Eurydic-e out ol Hell: its noble classical associa-
figure filling thc rntirr row, and again in microcosm lion5 are o h m invoked at moments of high tragedy'-David
Munrow, lnrlmmpnt~ o/ t h ~.Middle Ager and Hacusjance ILondon,
at its centre. Together the tetrad and the hexad 1976).p. 75.
cmbrace the entire cosmos; for their sum is the ' T ~ Pnehml P Workc oJ U'dhnm Dnrmmond o/ H n u , f h m d m , rd 1 . F .
decad, the most important of all numbers, and, in the Kastner, 2 vols (Edinburgh and London. 1913) 2, p. 165.
Sir Philip Sidnev. The De/pnce of Poejie, The Corl~plrreWUIk, of
words of Iamblichus, the very 'root and fountain of Sir Philip Sidney. ed. Albert Feuillerat, 4 vols (Cambridge, 1923) 3.
overflowing N a t ~ r e ' . ~ ~ p. 1 1 .
The Renaissance believed that rr~usicltad art a t - George Puttenham. 'Of Ornament'. T ~ .4rlr P oJEnghqh Porrw. ed
Gladvr Doidge Willcock and Alice Walker 11936 R Cambridge,
nobling effect on the mind. If man was an imperfect 1970,. p. 137. See also Brian Vic-kers. Clasrtcal Rhetonr rn Enghrh
creature inhabiting a fallen world, music could assist Poetr); (London, 1970). pp. 83-121. For a bibliography of

EARLY M U S I C JANUARY 1 9 8 1 41
secondary material on rhetorical theory in the Renaissance see
Vickers, ibid.
7
I should like gratefully to acknowledge the help of Diana
Poulton and Friedemann Hellwig in supplying me with photo-
graphs, and Phil Lourie and Tony Rooley for their valuable
Stanesby Jn
8
suggestions.
See Donald Gill, Wire-Strung Plucked Instruments Contemporary with
the Lute, Lute Society Booklets, 3 (London, 1977), p. 18. The
Baroque Bassoon
symbolism of the gothic rose is another subject and falls outside
the scope of the present article. by Philip Levin
9
See Keith Critchlow, Islamic Patterns: An Analytical and Cosmo-
logical Approach (New York and London, 1976). Modelled after the 4 keyed original instru-
10
See Ernst J. Grube, The World of1'slam (London, 1966), p. 11. See ment, dated 1740, by Thomas Stanesby, Jr. of
also Oleg Grabar, The Formation of Islamic Art (New Haven and London.
London, 1973), pp. 92-3.

Downloaded from http://em.oxfordjournals.org/ at University of Iowa Libraries/Serials Acquisitions on June 28, 2015
" See F. M. Cornford, 'Mysticism and Science in the Pythagorean • A = 415
Tradition', Classical Quarterly, 16 (1922), pp. 137-50; 17 (1923), pp. • Keys for F, G', D and Bk
1-12; Leo Spitzer, 'Classical and Christian Ideas of World
Harmony; Prolegomenon to an Interpretation of the Word • Brass ferrules and keywork
"Stimmung" ', Traditio, 2 (1944), pp. 409-69; 3 (1945), pp. 307-64; • Curly or straight Northeastern maple
Gretchen Ludke Finney, Musical Backgrounds for English Literature:
1580-1650 (New Brunswick, n.d.), pp. 1-20; John Hollander, The • Nitric acid color
Untuning of the Sky: Ideas of Music in English Poetry 1500-1700 • Historical construction throughout
(Princeton, 1961), pp. 30-31; S. K. Heninger, Touches of Sweet
Harmony: Pythagorean Cosmology and Renaissance Poetics (San Marino, This instrument can be heard on a recording of Handel's Opus 3,
1974), pp. 178-87. played by the maker, with the Smithsonian Chamber Players on
12 the Smithsonian Records label.
'omnia, quae ex contrariis consisterunt, armonia quadam
coniungi atque componi. Est enim armonia plurimorum adunatio
et dissidentium consensio?" (Boethius, De Institution; Arithmetics 2, Philip Levin/RO. Box 1090, 112 First Avenue, N.Y.C.,
32). N.Y 10009 (212)674-6715
13
See Cornford, CQ_ 17, pp. Iff; Heninger, op cit, pp. 7 Iff; Levin Historical Instruments, Inc.
Christopher Butler, Number Symbolism (London, 1970), pp. Iff.
14
See Heninger, op cit, p. 45.
15
See Russell A. Peck, 'Number as Cosmic Language', By Things
Seen: Reference and Recognition in Medieval Thought, ed. David L.
Jeffrey (Ottawa, 1979), p. 55.
" See, for example, St Bonaventure: 'Number . . . leads most
VIOLA DA GAMBA
directly to God. . . . It causes him to be known in all corporeal and
sensible things while we apprehend the rhythmical, delight in
SOCIETY
rhythmical proportions, and through laws of rhythmical propor- announces publication of its
tions judge irrefragably'—Itinerarum Mentis ad Deum, 2, trans.
George Boas (Indianapolis, 1953), p. 70. THEMATIC INDEX of MUSIC
" William Ingpen, The Secrets of Numbers According to fheologicall, FOR VIOLS
Arithmeticall, Geometncall and Harmonicall Computation (London, (First Instalment)
1624), p. 9.
18
See Alastair Fowler, Spenser and the Numbers of Time (London, Composers include Coleman, Cranford,
1964). Deering, the Ferraboscos, Finger, Gibbons,
" See Vincent Foster Hopper, Medieval Number Symbolism: Its Hingeston, Holborne, Ives, Jenkins, Lawes,
Sources. Meaning and Influence on Thought and Expression (New York, Lupo, Mico, Peerson, C. Simpson, Tomkins,
1938), pp. 136-201. Ward, White and Young.
20
Macrobius, Commentary on the Dream of Scipio, trans. William Format: A4 size, 212 pages, loose-leaf,
Harris Stahl (New York, 1952), p. 102. unbound but drilled for 2-ring and 3-ring
21
Ingpen, op cit, p. 44.
22
See, for example, Martianus Capella, De nuptiis Philologiae et binders.
Mercurii: 'totius harmoniae toni stint sex . . .' (quoted Fowler, op Price: £20 (£12 to members of the VdGS
cit, p. 49n). (Gt B), Lute Society, and VdGSA), post and
23 p i e r r e j e ] a Primaudaye, The French Academie, trans. T. Bowes packing extra.
(London, 1586), p. 177.
24
Macrobius, op cit, p. 105.
Orders, and enquiries about membership, to
25
Painton Cowen, Rose Windows (London, 1979), p. 85. The Administrator
26
See Fowler, op cit, pp. 27-9. Viola da Gamba Society
27
John Donne, Holy Sonnets, 5. 93A Sutton Road
28
Iamblichus, De Vita Pythagorica Liber, quoted by Cornford, CQ_ London N10 1HH
16, p. 1. England
29
Baldassare Castiglione, The Book of the Courtier, trans. Sir Thomas (Tel. 01-883 4677)
Hoby (London, 1928 « 1966), p. 75.

42 EARLY M U S I C J A N U A R Y 1981

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