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A Concert by I.orenzo Costa (London, National Gallery)
In thts arttcle Robtn Headlam Wells argues that the renau- The vision of dav and night and of months and circling
sance luthter adapted the decorattue mot$ whtch h s tnstru- years har created the art of Number and glven us nor only
menl tnherzted from zts Islamtc ongzns In order to express the the notion of time, but also the means of research into the
nature ol the Universe. Plato. Tzmaeus
tdea of harmon) Desptte thezr apparent vanety most renau-
sance lute roses are bawd on twofigures. the hexagram and
the tetragram. Accordtng to the famthar bod) of P~thagorean In a seminal article on the construction of renais-
doctnne transmztted through Plato to the Mtddle Ages and sance and baroque lutes' Friedemann Hellwig
the Renutssame, the numbers stx and four were ofprofound pointed out that the enormous number of different
szgnlficance. The author here suggests that, as thp renats- rose patterns which characterize the lutes of this
sance cosmographer represented t h zdea of a harmonlous period can be reduced to a few basic motifs. The
untuerse by means o f number expressed dtagrammattcally, so most frequent of these, he claims, is the six-pointed
the luthter employed geometv to rymboltze the pnnnple of star formed by the interlacing of two equilateral
discordia concors. triangles (see illus. 1). Such a design, Hellwig
32 EARLY MUSIC J A N U A R Y 1 9 8 1
suggests, may have been intended to symbolize 'the The Bases were the Earth and Ocean,
permeation of the visible and invisible w ~ r l d ' The
.~ The Treble shrill the Aire: the other Slnngs
suggestion is not implausible: indeed it would be The vnlike Bodies were of mixed things:
--
And then His Hand to breake sweete Notes began.'
surprising if the geometrical intricacies of the typical
renaissance lute rose did not conceal a symbolic At a time when the essential function of art was con-
meaning of one kind or another. I t was, after all, the ceived as being 'to lead and draw us to as high a
product of an age whose passion for the arcane perfection, as our degenerate soules made worse by
reflected itself in pageantry, in emblem books, in their clay-lodgings, can be capable of',s ornament
had a vital role to play in the techniques of moral
persuasion. How can poetry, asks the Elizabethan
critic George Puttenham, 'shew it selfe either gallant
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o r gorgious, if any lymme be left naked and bare and
not clad in his kindly clothes and colours . . . ?'6 The
lute rose provided a unique opportunity for artistic
irivttntivri; that the possibilities it aKvrdttd for
expressing symbolic meanings should have been
neglected is unlikely. In this article I hope to show
that the typical renaissance lute rose was designed to
express a symbolic meaning which was at once
complex and extremely precise.' From the discus-
sion which follows it will be clear, however, that a
single article can hope to d o no more than touch the
surface of a very large subject.
EARLY M U S I C JANUARY 1 9 8 1 33
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3 Rose from a 16th-century Italian lute in the Kunsthistorisches 4 Rosette from a pair of' wooden doors in an Angoran mosque,
Museum. Vienna from H. Cliick and E. Diez, Die Kumt der Islam (Berlin, 1925)
5 Late 15th-rentury Egyptian bronze howl. from Gliirk and Dic.7. b Detail from a reramtr wall decorat~onIn the Alhambra. Spain.
o p cir Rrproduced by permission from E. Garcia-Gon~ez. L:4lhambra
Rede (Flormre, 1965)
11 Palazzo
developed a highly sophisticated system of sym- in the ubiquitous Islamic rosette, a design - which is
bolism whose purpose was to reveal the hidden laws found in countries as widely separated geographic-
of the u n i v e r ~ e .The
~ characteristic idiom of this ally as Turkey, Egypt and Spain (see illus. 4-61. By
symbolic language was a complex geometrical repeating an infinitely extendible geometrical motif
pattern interwoven with floral arabesques. The inter- the artist gives us, in effect, an incomplete picture of a
lacing swapwork which is a feature of most renais- pattern which exists only in infinity.I0 In this way he is
sance lute and archlute roses (illus. 3) has its origins able to suggest the idea, fundamental to Islam, that
34 EARLY M U S I C J A N U A R Y 1 9 8 1
man is a transient being whose earthly existence must principle of order which underlies the cosmos, the
be seen as part of unified eternal order. metonym by which the universe is represented as a
The renaissance luthier thus inherited a form of musical instrument becomes inevitable (illus. 7 is a
geometrical decoration whose original purpose was well-known example of this tavourite renaissance
essentially sjmbolic. But he also inherited, from the conceit). I t means, too, that the six-pointed star,
European Middle Ages, a tradition, parallel in many which Hellwig claims is the motif most frequently
respects to that of Islam, of representing the cosmos used by renaissance luthiers in their rose designs,
by means of number expressed diagrammatically. probably has a more precise significance than he
Fundamental to the renaissance outlook is the idea of suggests, for six is the number of harmony.
harmony." According to the body of Pythagorean The idea that number is the principle which
doctrine transmitted through Plato to the Middle governs the creation is the distinguishing feature of
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Ager and the Renaissance, the endless variety of the Pythagoreanism as an intellectual system. This is not
the place to attempt a summary of Pythagorean
number symbolism;13 what must be cmphasi7c.d,
however, is that this body ot doctrine can in no sense
be described as esoteric: on the contrary, there is
scarcely a major classical philosopher o r Church
Father whose thinking was not coloured by
Pythagorean principles.14 The study of numbers
formed the vely basis of the medieval quadrivium;15in
providing man with a means of' plumbing the
mysteries of the universe and so of appreciating the
moral beauty of the divine plan, numbers possessed
an important ethical value.16 In the Renaissance,
Pythagoras himself camc to be regarded as a type of
that humanist ideal of moderation which combined
piety with practical wisdom.
Since medieval and renaissance thought is so
thoroughly imbued with the spirit of Pythagorean-
ism it is not surprising to find that the greatest and
most characteristic literary monuments of the time
bear eloquent testimony to the belief that 'all things
are made. . . of Numbers; the heavens, earth, sea, the
soule and body of man, yea, the Angels them-
selves. . .'." I t has long been recognized by literary
scholars that number symbolism is as funciamental to
The Faerie Q?~eene'~--on~ of the last great expressions
of' the idea of cosmos-as i t was to the Divina
Comrned~al~ some 300 years earlier. In organizing the
structure of their poems in accordance with certain
7 The harmony of the universe, from R. Fludtl. Lrtnurque cormt universally understood numerological principles,
mqonr rnlrcet el mInonr metaphy~lra,phwrn a l p ? !erhnrm hrrtona
Dantr and Spenser reflect thc fact that number lore
(Oppnheim. 1617- 19)
was central to medieval and renaissance cosmology.
When the rrnaitsancc Illthirr made rhe hexagram
universe was n o chaotic m'lange, but a rational system the central feature of his rose design we may reason-
of- identical structures in which each part had i ~ s ably conclude that he did so with some awareness of
proper place and was related both to the whole and its special significance. According to Macrobius six is
to e v e v part. I'hls fittmg together of discrete parts in 'a I ~ U I I ~ ~ Kwid1I val iuus a i d manifold honors and
a complex whole is what is originally meant by abilities . . . ' . 2 0 It o\r.es its peculiar distinction to the
ha~rnonla.~* If harmony is the unseen and unheard fact that, as the surn of its aliquot parts (1+2+3), i t
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9 mtl I0 K o w o l r*ro rhirr;~roni in the Victoria and Alhrrt
h l r ~ w w i 1,ontlon
~.
/ .. .\
. . ' -"*.
was regarded as the first perfect number. 'The like the African rebab (illus. 81, is a fitting symbol to
Number of six', writes Ingpen, 'is every way full, incorporate in a musical instrument which was itself
perfect, divine. . .'.2' Its identification with harmony adopted as an image of a harmonious universe.
is probably due to the fact that six is the number of While its form, consisting of two interpenetrating
intervals in the Greek scale.22 triangles, signifies the union of the human and the
I t may be seen, then, that the ancient device of the divine, the corporeal and the spiritual, the visible and
hexagram, still to be found in musical instruments the invisible, its numerical significance suggests the
36 EARLY M U S I C J A N l l A R Y 1 9 8 1
also appears a quadrilateral figure. Which of these
two motifs is first perceived depends, as in the
familiar reversing figure used bv psychologists, on
the mental set of the observer. The roses OF two early
17th-century chittaroni in the Victoria and Albert
Museum may serve as typical examples (illus. 9 and
10). Despite the obvious differences in the treatment
of their arabesques, the same geometrical pattern is
present : ttom whichever of the eight cardinal points
of the compass the roses are viewed the eye perceives
either a hexagram (illus. 11) o r a rectangular figure
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which divides the circle into four main compart-
ments (illus. 12).
Now the number four is of paramount signifi-
cance, for it is the very basis ot the Pythagorean
cosmos. 'All the foundation of every deepe studie and
invention', wrote La Primaudaye, 'must be settled
upon the number fower, because it is the roote and
beginning of all numbers.'*' The fourth integer pro-
vided a key to the cosmos because it embraced the
b u r elements, the four seasons, the four ages of man
and the b u r bodily humours. Each of these systems
was related to the others in a completely integrated
whole. The harmony of the cosmos depended upon
the nature of the relationship between the four
elements. In its simplest form this stable union of
b u r conflicting elements was represented as four
interlocking circles (illus. 13), and derivations of this
motif are frequently found in lute roses either as a moist and warm and, although opposed to water, the cold
simple quatrefoil (illus. 14) or, in a more stylized to the warm, nevertheless has the common bond of
form, as a series of interlocking quadrangles (illus. moisture. Moreover, fire, being hot and dry, spurns the
15). Although it is unusual to find a rose whose moisture of the air, but yet adheres to it because of the
geometry is unrelieved by arabesques, this pattern of warmth in both. And so it happens that each one of the
elements appears to embrace the two elements bordering
interlocking quadrangles is in fact extremely wide-
on each side of it by single qualities: water binds earth to
spread, and, as illus. 16 shows, it often forms the
itself by coldness, and air by moisture; air is allied to water
basis of roses which have lost all trace of geometrical by its moisture, and to fire by warmth; fire mingles with air
strapwork. because of its heat, and with earth because of its dryness;
The inherent stability of the cosmos was explained earth is compatible with fire because of its dryness, and
by the fact that the four elements were bound with water because of its coldness. These different bonds
together in a tetrad, that is to say a configuration of would have no tenacity, however, if there were only two
two pairs of opposites linked together by their two elements; if there were three the union would be but a weak
mean terms. This arrangement was the principle one; but as there are four elements the bonds are un-
breakable, since the two extremes are held together by two
upon which God had created the universe. The
means.24
clearest account of the way the four elements are
united in a tetradic relationship by their mean terms The same idea is reflected in J o h n Norden's
is by Macrobius (fl AD400). Macrobius was one of a Vicissitudo Rerum (London, 1600). In answer to the
group of neo-Platonists whose ideas exercised a question why discord is essential to the harmony of
seminal influence on medieval thought. In his the cosmos, Norden explains (stanza 85) that if the
Commentary on the Dream of Scipio Macrobius explains mutually antagonistic elements were not kept in
that the Creator gave to each of the elements two check by one another the result would be an
qualities, o n e of which it shared with the element imbalance in nature:
closest to it in character. Thus,
Yet thus, this disagreement must bee set,
Earth is dry and cold, and water cold and moist; but As in the discord bee no power to wrong:
although these two elements are opposed, the dry to the For why? supremest have no fatall let,
wet, they have a common bond in their coldness. Air is But will preuaile, as they become too strong.
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which its music aspired.
EARLY M U S I C JANUARY 1 9 8 1 41
secondary material on rhetorical theory in the Renaissance see
Vickers, ibid.
7
I should like gratefully to acknowledge the help of Diana
Poulton and Friedemann Hellwig in supplying me with photo-
graphs, and Phil Lourie and Tony Rooley for their valuable
Stanesby Jn
8
suggestions.
See Donald Gill, Wire-Strung Plucked Instruments Contemporary with
the Lute, Lute Society Booklets, 3 (London, 1977), p. 18. The
Baroque Bassoon
symbolism of the gothic rose is another subject and falls outside
the scope of the present article. by Philip Levin
9
See Keith Critchlow, Islamic Patterns: An Analytical and Cosmo-
logical Approach (New York and London, 1976). Modelled after the 4 keyed original instru-
10
See Ernst J. Grube, The World of1'slam (London, 1966), p. 11. See ment, dated 1740, by Thomas Stanesby, Jr. of
also Oleg Grabar, The Formation of Islamic Art (New Haven and London.
London, 1973), pp. 92-3.
Downloaded from http://em.oxfordjournals.org/ at University of Iowa Libraries/Serials Acquisitions on June 28, 2015
" See F. M. Cornford, 'Mysticism and Science in the Pythagorean • A = 415
Tradition', Classical Quarterly, 16 (1922), pp. 137-50; 17 (1923), pp. • Keys for F, G', D and Bk
1-12; Leo Spitzer, 'Classical and Christian Ideas of World
Harmony; Prolegomenon to an Interpretation of the Word • Brass ferrules and keywork
"Stimmung" ', Traditio, 2 (1944), pp. 409-69; 3 (1945), pp. 307-64; • Curly or straight Northeastern maple
Gretchen Ludke Finney, Musical Backgrounds for English Literature:
1580-1650 (New Brunswick, n.d.), pp. 1-20; John Hollander, The • Nitric acid color
Untuning of the Sky: Ideas of Music in English Poetry 1500-1700 • Historical construction throughout
(Princeton, 1961), pp. 30-31; S. K. Heninger, Touches of Sweet
Harmony: Pythagorean Cosmology and Renaissance Poetics (San Marino, This instrument can be heard on a recording of Handel's Opus 3,
1974), pp. 178-87. played by the maker, with the Smithsonian Chamber Players on
12 the Smithsonian Records label.
'omnia, quae ex contrariis consisterunt, armonia quadam
coniungi atque componi. Est enim armonia plurimorum adunatio
et dissidentium consensio?" (Boethius, De Institution; Arithmetics 2, Philip Levin/RO. Box 1090, 112 First Avenue, N.Y.C.,
32). N.Y 10009 (212)674-6715
13
See Cornford, CQ_ 17, pp. Iff; Heninger, op cit, pp. 7 Iff; Levin Historical Instruments, Inc.
Christopher Butler, Number Symbolism (London, 1970), pp. Iff.
14
See Heninger, op cit, p. 45.
15
See Russell A. Peck, 'Number as Cosmic Language', By Things
Seen: Reference and Recognition in Medieval Thought, ed. David L.
Jeffrey (Ottawa, 1979), p. 55.
" See, for example, St Bonaventure: 'Number . . . leads most
VIOLA DA GAMBA
directly to God. . . . It causes him to be known in all corporeal and
sensible things while we apprehend the rhythmical, delight in
SOCIETY
rhythmical proportions, and through laws of rhythmical propor- announces publication of its
tions judge irrefragably'—Itinerarum Mentis ad Deum, 2, trans.
George Boas (Indianapolis, 1953), p. 70. THEMATIC INDEX of MUSIC
" William Ingpen, The Secrets of Numbers According to fheologicall, FOR VIOLS
Arithmeticall, Geometncall and Harmonicall Computation (London, (First Instalment)
1624), p. 9.
18
See Alastair Fowler, Spenser and the Numbers of Time (London, Composers include Coleman, Cranford,
1964). Deering, the Ferraboscos, Finger, Gibbons,
" See Vincent Foster Hopper, Medieval Number Symbolism: Its Hingeston, Holborne, Ives, Jenkins, Lawes,
Sources. Meaning and Influence on Thought and Expression (New York, Lupo, Mico, Peerson, C. Simpson, Tomkins,
1938), pp. 136-201. Ward, White and Young.
20
Macrobius, Commentary on the Dream of Scipio, trans. William Format: A4 size, 212 pages, loose-leaf,
Harris Stahl (New York, 1952), p. 102. unbound but drilled for 2-ring and 3-ring
21
Ingpen, op cit, p. 44.
22
See, for example, Martianus Capella, De nuptiis Philologiae et binders.
Mercurii: 'totius harmoniae toni stint sex . . .' (quoted Fowler, op Price: £20 (£12 to members of the VdGS
cit, p. 49n). (Gt B), Lute Society, and VdGSA), post and
23 p i e r r e j e ] a Primaudaye, The French Academie, trans. T. Bowes packing extra.
(London, 1586), p. 177.
24
Macrobius, op cit, p. 105.
Orders, and enquiries about membership, to
25
Painton Cowen, Rose Windows (London, 1979), p. 85. The Administrator
26
See Fowler, op cit, pp. 27-9. Viola da Gamba Society
27
John Donne, Holy Sonnets, 5. 93A Sutton Road
28
Iamblichus, De Vita Pythagorica Liber, quoted by Cornford, CQ_ London N10 1HH
16, p. 1. England
29
Baldassare Castiglione, The Book of the Courtier, trans. Sir Thomas (Tel. 01-883 4677)
Hoby (London, 1928 « 1966), p. 75.
42 EARLY M U S I C J A N U A R Y 1981