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BEHAVIORAL MEASURES
KATHLEEN M. THOMAS, PHD
One critical aspect of pediatric research is the assessment of outcome measures after treatment or intervention. Behavioral
measures of physical growth, school achievement, and general intelligence have proven to be important scales for assessing gross
developmental outcome and differences between pediatric treatment groups. However, more subtle and sophisticated measures
may be required to assess finer grained differences in brain development at the structural and functional levels. Advances in
noninvasive brain imaging techniques over the past decade have improved our ability to link specific cognitive functions to
changes in brain structure and function in healthy infants and children. This paper highlights some of the ways that
electrophysiologic and functional magnetic resonance imaging methods have been combined with behavioral measures of
cognitive and emotional function to advance our understanding of brain-behavior relations. Such combined neurophysiologic
and behavioral methods may help to identify the role specific interventions have on long-term developmental outcomes in
childhood. (J Pediatr 2003;143:S46-S53)
S46
Fig 1. Examples of ERP responses to familiar and novel stimuli in children and adults. The P300 component indicated by the black arrow
is typical of rare, target, task-relevant stimuli (to which the participant makes some response) and tends to show maximal amplitude at
electrode locations over central and posterior scalp regions. As demonstrated in these data, the majority of ERP responses are broader
(of longer duration) for children compared with adults, and tend to appear as large, slow voltage changes in infants (see Fig 2).
basic principles behind several available brain imaging generated signal to reach the surface electrode. Although most
techniques. This paper is not intended as a comprehensive EEG systems use a conducting gel at each electrode site and
review of the pediatric neuroimaging literature nor as a tutorial may require minor scalp abrasion, some systems require only
for all available neuroimaging methods, but rather surveys the a salt water solution, improving the utility of this technique
primary techniques that we and others have used to combine with very young children.
behavioral and neuroimaging measures to advance our un- To understand the brain activity associated with
derstanding of brain-behavior relations during childhood. cognitive processes, investigators have typically examined the
event-related potential (ERP), which reflects EEG activity
METHODS time-locked to particular sensory and/or cognitive events. The
ERP reflects the average response to an event over multiple
Event-Related Potentials (ERP) presentations, and provides a very fine scale for determining
Electrophysiologic techniques provide one method for the timing and temporal sequencing of particular neural
examining online brain function during development. Active events. Specific sensory modalities (eg, visual or auditory) or
neurons generate electric signals that travel through brain basic cognitive processes (eg, visual attention) produce unique
tissue and can be measured by electrodes placed on the scalp components in the event-related waveform. These compo-
surface, as in a standard clinical electroencephalogram (EEG). nents traditionally are labeled according to their polarity
This scalp-recorded activity is thought to reflect the in- (positive peak or negative peak) and timing with respect to the
termittent synchronization of small populations of predom- stimulus, either in order of appearance (eg, P1, P2, P3) or in
inantly cortical neurons.1 Voltage is measured at one or more milliseconds (eg, N200, P300).2 The average waveforms can
electrodes relative to a reference electrode, with activity closer be compared across multiple stimulus types or cognitive
to the electrode location or from especially activated brain events, and across study groups, and then analyzed for changes
regions presumably contributing the largest share of the in the amplitude or latency of these identified components.
measured signal. The density of electrode placement over the Figure 1 illustrates a typical ERP waveform produced by
scalp determines the spatial sensitivity of the recorded signal. eight-year-old children compared with adults at a single
Although in previous years, studies used as few as three electrode location in response to a recognized visual stimulus.3
electrodes placed along the midline, current techniques use as The large positive peak, called the P300 or P3b component, is
many as 256 electrodes evenly distributed across the entire thought to reflect updating of working memory after the
scalp surface. This high density arrangement provides a more presentation of a stimulus. As evident from the brief time
sensitive measure of the surface topography of the voltage scale, the onset and peak magnitude of individual components
distribution, and is more amenable to mathematical tech- can be reliably timed to within tens of milliseconds. Individual
niques for modeling the brain generators of the observed components demonstrate unique scalp topography and re-
signal (dipole source localization). Electrophysiologic mea- sponse characteristics. For example, the P300 component is
surements require a conducting agent to allow the brain- largest at parietal compared with frontal or temporal electrode
locations. The amplitude of the P300 component is larger for infer information regarding the brain systems generating this
visual stimuli that require a behavioral response (targets) than activity. Thus far, very few studies have used mathematical
for those that do not (standards), and is larger for rare stimuli models such as dipole source localization to estimate the brain
than for frequently repeating stimuli. Not all components are generators of electrophysiologic data from infants or children.
evident at all points in development. For example, the P300 Such techniques require a large number of behavioral trials and
response changes in shape (morphology) across early child- very low noise levels, both of which are more difficult to obtain
hood and does not reach its adult form until early adolescence. with young subjects.
In fact, the P300 component is not evident in infant ERP ERP methods have proven useful in examining pediatric
waveforms (eg, Fig 2). To date, it is unclear to what degree the group differences in specific cognitive domains such as covert
change in morphology reflects structural and physiologic brain attention, recognition memory, or long-term recall.4-6 In
development or development of the cognitive functions addition, behavioral and ERP results obtained from specific
producing the response. cognitive probes can be examined for relationships with gross
In addition to these classic plots displaying voltage at cognitive outcome measures such as intelligence or school
a single electrode over time, ERP data can be viewed as a map achievement. For example, Molfese and Molfese have exam-
of the scalp surface at a single point in time (eg, Fig 2). These ined whether early language skills as measured by electro-
voltage plots, or their mathematically transformed cousin, the physiologic methods during the first year of life are predictive
current source density map, provide further information regard- of later intelligence or language function.7,8 Their data
ing the spatial distribution of electrical activity. However, this demonstrated that an electrophysiologic measure of speech
improved spatial information should not be confused with sound discrimination (/bi/ vs /gi/) in infancy could be used in
brain localization. Both temporal and spatial voltage plots a discriminant function analysis to predict which children
reflect only the scalp-recorded distribution of the generated would show higher (>100) or lower (<100) verbal IQ scores at
activity and sophisticated analysis techniques are required to age 5 years. Measures such as these may eventually prove
(fMRI) relies on the assumption that a change in brain activity as late as 5 to 6 seconds after the presumed event-related
is associated with a local hemodynamic change in blood flow neuronal response.
and oxygenation.19-21 The most frequent type of functional As with structural MRI, fMRI can be used to examine
imaging, blood oxygenation level dependent (BOLD) imag- correlations between brain and behavior. In the case of fMRI,
ing, is based on the observation that oxygenated and correlations are based on changes in the magnetic resonance
deoxygenated hemoglobin behave differently when pulsed by signal measured in a given region rather than the size or
an RF magnetic field. Deoxygenated hemoglobin is para- volume of a structure. In addition, magnetic resonance signal
magnetic and causes distortions in the local magnetic field, changes and behavioral changes can be assessed simulta-
leading the spinning protons in that region to drop out of neously as well as in separate sessions. For example, in one of
phase with one another. This change in energy state from the the first published pediatric fMRI studies, Casey et al
in-phase to the out-of-phase spin states (called T2* relaxation) examined functional brain activity during an inhibitory control
can then be mapped to indicate the relative neuronal activity, task in children.22 Examination of the functional imaging data
as indexed by changes in blood oxygenation, across the brain revealed a number of brain regions that were more active
(Fig 3, B). This hemodynamic or blood oxygenation change is during inhibition than during the control task. However,
not instantaneous; that is, the observed signal change is activity in only two of these regions showed a correlation with
delayed in time from the presumed neuronal activity. In fact, behavioral performance on the inhibition task. Specifically,
the peak measurable signal change would be expected to occur when the task was difficult (subjects made more errors),