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Keywords: Carotenoid has gained a reputation amongst researchers for its robust antioxidant capabilities. This review
Bacterial carotenoid reasons the inevitability of carotenoid for a larger role than just dietary supplements. In an era dominated by
Strain improvement chemical or plant-derived carotenoid, bacterial carotenoid provides a compelling forte to be exploited as a
Genetic engineering promising alternative. Bacteria are amazingly resourceful beings; however, their low carotenoid content makes
Nutraceutical
them undesirable for commercial applications. Here, we have reviewed their applications as a strong prophy-
Multidrug resistance
SWOT analysis
lactic agent in the health sector with a myriad of applications. Additionally, various measures for augmenting
carotenoid yield through new-age technologies, like sequential nutrition starvation, the induction of carotenoid
accumulation in microbial cells by employing several stress factors, and the construction of hyper-carotenoid
producing strains through genetic engineering for creating proficient producers have been offered. Finally,
SWOT (Strengths, Weaknesses, Opportunities and Threats) analysis has been presented to perceive the sig-
nificance of four major components involved in its commercialisation.
1. Introduction were explored for their provitamin A activities, and only very recently
did the scientific community realize that they are endowed with a high
Carotenoids are a wide array of natural biomolecules produced by antioxidant potential, which enables them to act against life-threa-
plants, algae, yeast, fungi and some bacteria. They range in colour from tening diseases such as cancer, age-related macular degeneration, re-
red, yellow to orange, and belong to the isoprenoid subfamily. Animals tarded tooth or bone development and impaired rough scaly skin in
are unable to synthesise carotenoids and depend exclusively on their humans (Rojas-Garbanzo et al., 2017). The potent antioxidant activity
diet for their uptake. However, Arizona University researchers have improves the immune response against infections and plays a distinct
reported that aphids are capable of synthesising carotenoids by means role in ecological functions. These bioactive compounds also evade
of lateral gene transfer (Moran & Jarvik, 2010). Over 1100 different problems related to photooxidative damage, which otherwise leads to
carotenoids have been discovered with diverse colours and associated an adverse effect on vital cellular machinery such as DNA, lipids and
biological-functional properties from varied sources (Yabuzaki, 2017). proteins. Carotenoids have gained in popularity not only as nu-
In contrast to primary metabolites, secondary metabolites are not in- traceuticals and nutricosmetics, but also as biologically active com-
volved in the growth, development and reproduction of an organism. pounds (Supplementary Fig. 1). To the best of our knowledge, this is the
The tendency to absorb the visible spectrum of light energy first review of bacterial carotenoids that discusses its varied applica-
(400–500 nm) enables carotenoid to play a crucial role in photo- tions in the food and feed industries, as well as a therapeutic agent. In
quenching and protection from photodamage. They are primarily found this review, we intend to provide an abridged knowledge of a decade
with chlorophyll as an accessory light-harvesting complex in green long journey highlighting the notable research from scientific litera-
plants. Many organisms tend to accumulate carotenoid under biotic and tures published over the past 5 years. This review discusses genetic
abiotic stresses through up-regulation of the carotenoid biosynthetic engineering methodologies, stress-mediated carotenogenesis, various
pathway as a response to evading degradation. Nowadays, stress challenges associated and a SWOT (Strengths, weaknesses, opportu-
mediated carotenoid accumulation is being harnessed as a successful nities and threats) analysis to identify the internal and external factors
strategy to synthesise the desired carotenoid. Previously, carotenoids in the commercialisation of bacterial carotenoids.
⁎
Corresponding author at: Applied Phycology and Biotechnology Division, CSIR-Central Salt and Marine Chemicals Research Institute, Bhavnagar 364002, Gujarat,
India.
E-mail address: smishra@csmcri.res.in (S. Mishra).
https://doi.org/10.1016/j.jff.2020.103867
Received 5 November 2019; Received in revised form 4 February 2020; Accepted 22 February 2020
1756-4646/ © 2020 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/BY-NC-ND/4.0/).
S. Ram, et al. Journal of Functional Foods 67 (2020) 103867
1.1. The odyssey of carotenoid research β-carotene oxidation. These losses can be neutralised through the ad-
dition of carbonate, pyridine and dimetilalanine. Stereoisomerism also
The need to search for naturally derived bioactive compounds with plays a key role in the functional activity of carotenoids, which influ-
the capability of impeding ailments encouraged researchers to explore ences their solubility and absorbance efficiency. Trans forms have a
various plant sources for discovering an unconventional and sustainable higher tendency to crystallise and aggregate because they are rigid.
carotenoid source. This field experienced vigorous growth during the Over time, trans β − carotene forms were rendered more valuable than
nineteen-seventies, when public awareness developed both towards their counterparts, cis-β − carotene forms. Ben-Amotz and Levy (1996)
health safety and an inclination towards the consumption of naturally provided the reason behind the higher activity of trans forms with their
derived pigments over those that were chemically synthesised. This capability of becoming absorbed favourably over 9-cis-β − carotene in
boosted interest to find potential alternatives, e.g. microalgae, yeasts, humans and ferrets (Ben-Amotz & Levy, 1996). However, in the case of
filamentous fungi and bacteria. Thus, making carotenoids became a lycopene (which is not associated with vitamin A activity), cis forms are
priority for the industrial production of various lucrative sectors in- more bioavailable than trans-lycopene in ferrets (Rodriguez-Amaya &
cluding food, nutraceutical, pharmaceutical and nutricosmetics Kimura, 2004).
(Numan et al., 2018). Plants and algae have long been studied for their
ability to synthesise carotenoids. Recently, bacterial carotenoids have 4. The occurrence and biosynthesis of carotenoids
come into the mainstream due to their opportunity for higher biomass
cultivation in short periods of time, lack of seasonal restrictions, fast Some of the natural carotenoids and their functional groups are
and easy cultivation, wide variety of colours, nontoxicity, easier ex- listed in Supplementary Table 2. Carotenoid biosynthesis occurs via two
traction process and biodegradable end product with multiple clinical different pathways, as discovered earlier and is the well-studied me-
applications. valonate pathway (MVP) in plants (Rodrıguez-Concepción & Boronat,
2002), as well as a newly discovered methylerythritol 4-phosphate
2. Chemical structure: the essence of its concomitant activities (MEP) pathway for carotenoid synthesis in eubacteria and Escherichia
coli (Rohmer, Knani, Simonin, Sutter, & Sahm, 1993). Two 5C subunits,
Carotenoids are composed of symmetric C40 tetraterpenoid hydro- isopentenyl diphosphate (IPP) and its isomeric form dimethylallyl di-
carbon compounds consisting of eight isoprene units (polyisoprene), phosphate (DMAPP), are the universal precursors for manufacturing
each having a C5 isoprene member generating a C40 carotenoid com- C40 and C50 carotenoids (Fig. 1). The isomerization of IPP into DMAPP
pound (Aryee, Agyei, & Akanbi, 2018). The most specific character of is carried out by IPP/DMAPP isomerase (IDI). Another enzyme, ger-
carotenoids is the presence of alternate conjugated bonds. Polyene anylgeranyl diphosphate (GGPP) synthase, catalyses the addition of
structures comprising ≥ 9 conjugated bond systems are known to ex- three IPP molecules with one DMAPP molecule to yield the immediate
hibit colour. Their absorption within the visible range, i.e. 400–500 nm, precursor of the carotenoid biosynthesis, a C20 geranylgeranyl dipho-
is a result of their strong electronic transition from the S0 ─►S2 stage, sphate (GGPP) molecule. Two GGPP molecules undergo tail-to-tail ad-
which corresponds to an intense colour ranging from yellow, orange dition to form the first parent colourless molecule phytoene (C40),
and red (Zigmantas, Hiller, Sundström, & Polívka, 2002). Since the whose formation establishes the committed step in carotenoid bio-
pigment differs in the number and stereochemistry of the double con- synthesis. Phytoene undergoes four consecutive reactions mediated by
jugated bonds in the chromophore, there is an increase in the intensity phytoene desaturase, zeta (ζ)-carotene isomerase, zeta (ζ)-carotene
of the colour from yellow to red along with the increase in the number desaturase and carotene isomerase. Phytoene desaturase catalyses the
of conjugated bonds (Al-Babili & Bouwmeester, 2015). Based on the first desaturation reaction, yielding ζ–carotene, which undergoes two
presence of oxygen, carotenoids are broadly classified as (i) xanthophyll more desaturation steps, thus forming the first coloured product, ly-
(oxygen-bearing) comprising lutein, zeaxanthin, neoxanthin, violax- copene, which is linear. Lycopene is considered to be the backbone of
anthin and α − and β − cryptoxanthin, and (ii) carotene (composed of subsequent customisation reactions yielding 1100 different carotenoid
C and H atoms), which lycopene, β-carotene etc belong to. Long-chain forms. Cyclization at both the ends of lycopene, through the addition of
conjugated double bonds hold an electron-rich environment in car- β-ionone rings by lycopene β cyclase, forms α–carotene and β–car-
otenoids, which personifies them to be a proficient antioxidant com- otene. The presence of these β-ionone rings bestows β-carotene with its
pound. This, however, renders carotenoids to be highly reactive to- pro-vitamin A competence. The subsequent hydroxylation of α–car-
wards oxygen, heat and light (Britton, Liaaen-Jensen, & Pfander, 1995). otene and β–carotene into lutein and zeaxanthin occurs through β-ring
The chemical characteristics of the different carotenoids are shown in hydroxylase and α-ring hydroxylase, respectively.
Supplementary Table 1. In brief, carotenoid’s main backbone undergoes the following che-
mical reactions to form around 1100 wide types of carotenoids, (i)
3. Degradation and isomerization cyclization, resulting in seven different end groups (Ψ, β, ε, γ, κ, Φ and
ϰ), (ii) hydrogenation, bond migration, breaking or linking up of hy-
Carotenoids, by virtue of their electron-rich polyene chain, are drocarbon chains, and (iii) oxygenation or methylation (Britton, Liaaen-
highly susceptible to degradation upon exposure to light, heat, oxygen, Jensen, & Pfander, 1995).
acids and alkaline bases (Xiao et al., 2018). These factors lead to their
chemical transformations into cis-trans isomerization through the 5. Carotenoid market drive and commercial relevance
shifting of bonds and electrons (Supplementary Fig. 2). Upon exposure
to light, oxygen and heat, the carotenoid degradation pathway under- The global carotenoid market was $1.5 billion in 2017 and is an-
goes mainly three chemical changes (i) oxidative decomposition (ii) ticipated to reach $2.0 billion in 2020 (McWilliams, 2018). Global
cis–trans isomerization and (iii) isomerization of 5, 6–epoxides and 5, market polls (2018–2024) have estimated that the market share of
8–epoxides. Oxidation is an irreversible process involving a free-radical carotenoids in food and beverages, pharmaceuticals, cosmetics, animal
reaction resulting in the degradation of products such as epoxide, feed and dietary supplements were 26.1%, 9.2%, 6.5%, 34.8% and
apocarotenoid and apocarotenal which is accountable for major car- 23.5%, respectively. Currently, around 80–90% of the present car-
otenoid degradation (Pénicaud, Achir, Dhuique-Mayer, Dornier, & otenoid supply is fulfilled by chemical synthesis (Saini & Keum, 2019).
Bohuon, 2011). Further fragmentation yields low molecular molecules Consequently, the market share of natural carotenoids is considerably
such as methylheptenone, laevulinic aldehyde, probably glyoxal and less (24%) compared to synthetic carotenoids (76%) due to their high
acetone for lycopene oxidation, as well as 5,6-epoxy-β-ionone, ionene, costs (Market Research Report, 2016). According to the Deinove bio-
β-cyclocitral, dihydroactinidiolidem β-ionone and 4-oxo-β-ionone for technology company, the relatively low market value of synthetic
2
S. Ram, et al. Journal of Functional Foods 67 (2020) 103867
Naturally pigmented salt lakes and ponds located in arid regions are
the consequence of microscopic halophiles (the Halobacteriaceae ar-
chae family), diatoms and microalgae. The Grand Prismatic Spring in
Yellowstone National Park in the United States; Lake Natron in
Tanzania; Lake Lago di Tovel in Italy; Lake Retba or ‘Lac Rosa’ in
Senegal; and Lake Hillier in Australia are a few of the well-known lakes
or ponds (Supplementary Fig. 3). Carotenoids such as bacterioruberin,
β-carotene and salinixanthin contribute to the red or orange appearance
of hypersaline lakes and ponds (Oren, 2009). They help protect their
delicate cells from the extremely humid desert sunlight. Carotenoid
production from bacterial sources is an attractive alternative for plant-
based carotenoids, as it ensures greater productivity due to their short
life cycle, round-the-year carotenoid production, the probability of
novel carotenoids and the ease of maintaining controlled conditions
during fermentation. Further, converting a low-cost substrate (in-
dustrial or agricultural waste) into a high-value carotenoid reiterates
our waste-to-wealth commitment. Moreover, the prokaryotic nature of
bacteria makes it easier to produce genetic manipulations compared to
eukaryotic algae and plant systems. Some examples of industrially
important pigment-producing microbes are presented in Table 1. Pop-
ular bacterial species reported for carotenoid production are Flavo-
bacterium spp., Agrobacterium spp., Micrococcus spp., Pseudomonas aer-
uginosa, Serratia marcescens, Chromobacterium spp., Rheinheimera spp.
and Arthrobacter spp. Various applications of bacterial carotenoids
(astaxanthin, β-carotene, zeaxanthin, canthaxanthin, lycopene) in the
field of food, feed and as prophylactic agents against multiple diseases,
as listed in Table 2.
Fig. 1. Biosynthesis pathway involved in carotenogenesis as reported in bac-
teria.
Table 1
List of industrially important carotenoid producing microbes.
Microbes Carotenoid Organism Carotenoid content References
−1
Bacteria β-Cryptoxanthin Brevibacterium linens 0.3 mg L culture (Guyomarc’h, Binet, & Dufossé, 2000)
Bacteria Canthaxanthin Bradyrhizobium sp. 1.3 mg g−1 biomass (Lorquin, Molouba, & Dreyfus, 1997)
−1
Bacteria Canthaxanthin Gordonia jacobeae MV-1 13 mg L (Veiga-Crespo, Blasco, Rosa dos Santos, Poza, & Villa, 2005)
Bacteria Canthaxanthin Dietzia natronolimnaea HS-1 7.67 mg L−1 (Gharibzahedi, Razavi, Mousavi, & Moayedi, 2012)
Bacteria Zeaxanthin Flavobacterium sp. 500 mg L−1 (Sajilata, Singhal, & Kamat, 2008)
Bacteria Zeaxanthin Mesoflavibacter zeaxanthinifaciens – (Asker, Beppu, & Ueda, 2007)
Bacteria Zeaxanthin Zeaxanthinibacter enoshimensis – (Asker, Beppu, & Ueda, 2007)
Bacteria Zeaxanthin Rubritalea squalenifaciens – (Shindo & Misawa, 2014)
Bacteria Zeaxanthin Hanstruepera neustonica – (Hameed et al., 2014)
Bacteria Zeaxanthin Synechocystis sp. PCC 6803 0.9 mg L−1 culture (Lagarde, Beuf, & Vermaas, 2000)
Bacteria Zeaxanthin Sphingobacterium multivorum 10.6 mg L−1 (Bhosale, 2004)
Bacteria Astaxanthin-glycoside Sphingomonas sp. PB304 – (Kim, Kim, Lee, & Lee, 2014)
Bacteria Astaxanthin Brevundimonas sp. N-5 0.36 mg g−1 biomass (Asker, Awad, Beppu, & Ueda, 2012)
Bacteria Astaxanthin Brevundimonas sp. M7 (mutant) 1.3 mg g−1 biomass (Asker et al., 2012)
Bacteria Astaxanthin Brevundimonas sp. SD212 7.4 mg g−1 Lu, Bu, and Liu (2017)
Bacteria Astaxanthin Paracoccus bogoriensis 0.4 mg g−1 biomass (Osanjo, Muthike, Tsuma, Okoth, Bulimo, Luuml, Abraham, Dion, Timmis, &
Golyshin, 2009)
Yeast Astaxanthin Phaffia rhodozyma 6.8 mg L−1 (Batghare, Singh, & Moholkar, 2018)
Yeast Astaxanthin Haematococcus pluvialis 36 mg g-1 (Christian, Zhang, Sawdon, & Peng, 2018)
Microalgae Zeaxanthin Microcystis aeruginosa – (Chen, Li, Wong, Ji, & Jiang, 2005)
Microalgae Zeaxanthin Spirulina – (Toyomizu, Sato, Taroda, Kato, & Akiba, 2001)
3
S. Ram, et al. Journal of Functional Foods 67 (2020) 103867
2014)
1993)
Protects from age related macular degeneration (AMD) and cataracts, accentuate
tract ingestion than β-carotene and lutein, thus suggesting its great
promise in food applications (Chen, Xie, Yang, Chen, & Sun, 2018).
Many promising carotenoid-producing bacterial strains have been
Staphylococcus aureus, Vibrio psychroerythrus, Flavobacterium sp., Paracoccus
Red
Zeaxanthin
Carotenoid
process could also reduce the overall cost. For instance, an escalated
Lycopene
4
S. Ram, et al. Journal of Functional Foods 67 (2020) 103867
salinity, light and pH, which have been reported to trigger car-
otenogenesis and its biosynthetic pathways in some bacterial species,
Reference
Yoshida, & Hasunuma, 2005; Zhang et al., 2019). The effect of nutrient
limitation and salinity stress resulted in a 3.5-fold accumulation of β-
carotene in Synechocystis sp. 2501 (Paliwal et al., 2015). Another study
4.4 fold increase in total carotenoid
Bacterioruberin synthesis
Carotenoid upregulation
High carotenoid
High carotenoid
Carotenogenesis
spect for industrial use due to the associated high costs. Genetic mod-
Rhodopseudomonas sp.
Rhodopseudomonas sp.
Haloferax mediterranei
Haloferax mediterranei
Haloferax mediterranei
Enterococcus gilvus
Arthrobacter agilis
30 °C to 5 °C
6.8–8.3
Temperature
Light
5
S. Ram, et al. Journal of Functional Foods 67 (2020) 103867
Delta-isomerase) and the dxs (1-deoxy-D-xylulose-5-phosphate syn- E. coli with biosynthetic genes resulted in a higher lycopene content in
thase) genes in the DXP (1-deoxy-D-xylulose 5-phosphate) pathway strains with an enhanced supply of precursors (Rodríguez-Villalón,
(Choi, Lee, Kim, & Woo, 2010). For example, a maximum lycopene Pérez-Gil, & Rodríguez-Concepción, 2008). It is reported that the en-
yield was attained when pyruvate and glyceraldehyde 3-phosphate gineered strains with overexpressed deoxyxylulose 5-phosphate syn-
(G3P) was over-expressed through up-regulating ppsA (phosphoe- thase (DXS) showed an 8-fold increase in lycopene accumulation in the
nolpyruvate/PEP synthase) and pck (PEP carboxykinase) along with the absence of inducers. High levels of mevalonic acid (MVA + ) operon
simultaneous inhibition of pyfFA (Pyk-I and –II) (Farmer & Liao, 2001). enzymes caused interference with the cell metabolism and yielded a 10-
However, further studies on E. coli demonstrates that the down- fold lycopene accumulation in E. coli cells. The study further confirmed
regulation of gapA (G3P dehydrogenase) is superior than ppsA over- the direct regulation of carotenoid production through the
expression for lycopene accumulation (Jung et al., 2016). Heterologous MVA + pathway. A Pseudomonas putida recombination strain was re-
expression enables inserting a carotenoid metabolic route into an ori- ported to produce up to 239 mg L−1 of zeaxanthin with lecithin addi-
ginally non-carotenoid-forming microorganism, thus turning them into tion during the cell growth (Beuttler et al., 2011). The simultaneous
carotenoid-producing cell-factories with industrial potential. For in- production of L-lysine (48 g L–1) and astaxanthin (10 mg L−1) was
stance, an E. coli mutant was created by inserting carotenoid biosyn- achieved when Corynebacterium glutamicum was modified through
thetic genes from Deinococcus wulumuqiensis, which resulted in a 2.2- chromosomal deletion and integration using suicide vector pK19mob-
fold increase in lycopene production (688 mg L−1), followed by the sacB (Henke, Wiebe, Pérez-García, Peters-Wendisch, & Wendisch,
wild type (Xu et al., 2018). In another study, inserting a heterologous 2018). The phototropic Rhodobacter sphaeroides bacterium was geneti-
mevalonate (MEV) pathway into an originally MEV lacking E. coli strain cally redesigned to obtain an improved lycopene producing strain with
spiked with isoprene 20 times more than the wild type (Yang et al., a final content of 10.32 mg g−1 dry cell weight (88%) (Su et al., 2018).
2016). Carotenoid from the Flavobacterium species is known to consist of
The enhancement of catalytic activity and product specificity is 95–99% zeaxanthin. Flavobacterium multivorum is the only bacterial
done using structural-based enzyme engineering strategies for specific source that has been commercialised for zeaxanthin production with an
bioconversion efficiency. For example, the promiscuous NphB enzyme ability to produce 190 mg zeaxanthin L−1 (Shepherd, Dasek, & Carels,
with the ability to prenylate multiple aromatic compounds, was en- 1976).
gineered using a protein-docking simulation study. This resulted in the Enzyme engineering techniques employ the directed evolution of a
development of the flux towards geranylated products, with a 3.75-fold target enzyme followed by high-throughput screening using random
increase (Yang, Park, Park, Eun, & Lee, 2020). mutagenesis in E. coli cells resulting in a 60% increase of isoprene titre
The deletion of sigma factor B (sigB) in Corynebacterium glutamicum, when flux is directed towards 1-deoxy-D-xyloluse-5-phosphate (DXP)
a yellow-coloured bacteria, favoured the over-expression of sigA factor, pathway (Lv et al., 2016).
resulting in 2- to 8-fold increase in the decaprenoxanthin and lycopene Modulating the gene expression of 1-deoxy-D-xylulose-5-phosphate
yield, respectively, along with the additional synthesis of non-in- synthase (dxs), isopentenyl diphosphate isomerise (idi) and the car-
digenous biopigments such as bisanhydrobacteriorberin and β-carotene otenoid biosynthesis gene (crt), gene operon with a screened ribosome
(Taniguchi, Henke, Heider, & Wendisch, 2017). binding site (RBS) in the CAR001 E. coli strain was found to improve the
Strategies were employed to alter the genetic sequences using mu- lycopene content by 32% compared to the parent strain (Sun et al.,
tagenic techniques such as UV irradiation (7.2 mg L−1) for Micrococcus 2014). The optimisation of various components such as promoter
roseus PTCC 1411 (Yolmeh, Khomeiri, Ghorbani, Ghaemi, & strength, RBS strength and 5′-untranslated region sequences are time-
Ramezanpour, 2017) and genetic recombination, in silico flux varia- consuming and labour intensive. Thereby, fine-tuning of the gene ex-
bility scanning (FVSEOF), the induction of isopropyl-β-D-thiogalacto- pression is of prime importance for a balanced target compound pro-
pyranoside (IPTG), and post-segregation killing by the hok/sok system duction. To achieve this, a novel method has been developed for tuning
to create hyper-metabolites and pigment manufacturing strains were the gene expression by generating libraries of tunable intergenic re-
developed and applied to evaluate the carotenoid accumulation in gions (TIGRs) using a high-throughput screening method (Pfleger,
strains (Yolmeh & Khomeiri, 2016). Pitera, Smolke, & Keasling, 2006). TIGR libraries mediate expressions of
Whole-genome sequencing also provides valuable insights into the the mevalonate (MEV) pathway, yielding a 7-fold (23.16 mg g−1 DCW
genetic make-up of the promising pigment synthesising microorgan- zeaxanthin) increase in the MEV production of E. coli (Shen et al.,
isms, their biosynthetic pathways and the presence of a myriad of 2016). Substrate channelling is also an effective strategy that is em-
functional genes, which can help in elucidating the potential of a par- ployed for the efficient bioconversion of the substrates to the target
ticular strain. The identification of genes involved in carotenogenesis molecule. This method transfers the target enzyme to the proximity of
paves the way for elucidating the functional genomics of carotenoid the substrates using protein-protein interactions. It further diminishes
synthesis. This advancement assists in laying a strong foundation for the metabolic burden, the additional by-product formation and the
further exploratory metabolic engineering activities for strain im- substrate diffusion. Substrate channelling led the MEV titre to increase
provement, in turn leading to the production of highly efficient strains by 77-fold when synthetic protein scaffolds (SH3, PDZ and GBD do-
for producing secondary metabolites catering for industrial needs mains) were hinged around the MEV biosynthetic enzyme (Shen et al.,
(Aruldass, Dufossé, & Ahmad, 2018). 2016). Controlling the promoters for balanced upstream and down-
The draft genome of the Planococcus maritimus MKU009 strain was stream process along the DXP pathway resulted in a 4.72-fold increase
studied to locate and identify carotenoid-producing enzymes such as in isoprene production (Lv et al., 2016). With the advancement of
phytoene synthase (crtB), phytoene desaturase (crtP), phytoene dehy- computational prediction tools, the use of flux variability scanning
drogenase (crtI) and diapophytoene desaturase (crtN) for ensuring a based on the enforced objective flux (FVSEOF) algorithm to identity
thorough understanding of the biosynthesis of the yellow pigment amplified gene targets, has enabled E. coli to produce a high content
(Ganapathy, Jayavel, & Natesan, 2016). Well-studied and established and a higher productivity of astaxanthin (Park, Binkley, Kim, Lee, &
genomes, fermentation techniques, system metabolic engineering tools Lee, 2018).
and strategies (including genome-scale metabolic models (GEMs) offers Apart from bacteria, there are some other microbial sources that are
E. coli as a protagonist for most of the genetic manipulation studies for genetically modified for higher carotenoid accumulation; for example, a
natural product biosynthesis (Kim, Kim, & Lee, 2017). The metabolic mutant of Rhodotorula mucilaginosa was reported to contain a 67%
engineering tools that mediated the orchestration of the carotenoid higher carotenoid production than the wild type (Wang, Liu, Yang, &
biosynthetic pathways in E. coli yielded a 11.95 ± 0.21 mg zeaxanthin Wang, 2017). A Chlorella zofingiensis CZ-bkt1 (microalgae) mutant
g−1 dry weight (Li, Tian, Shen, & Liu, 2015). The genetically modified created using N-methyl-N′-nitro-N-nitrosoguanidine mutagenesis
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S. Ram, et al. Journal of Functional Foods 67 (2020) 103867
Not suitable for high water containing samples, low yield of polar
has a defected carotenoid ketolase leading to the accumulation of
zeaxanthin in the thylakoid membrane (Huang, Lin, He, Gong, &
Huang, 2018). Yarrowia lipolytica, an oligeneous yeast, has been re-
Expensive instrument,
Prone to degradation
will play a pivotal role in countering high capital investments, thus
DISADVANTAGES
warranting a successful commercialisation.
conductivity
carotenoids
Expensive,
10. Extraction processes for carotenoid production
Environmentally safe
energy consumption
have been commonly employed to disintegrate bacterial cell mem-
Renewable source
branes by hydrolyzing the β-1–4-glucosidic bonds in peptidoglycan
ADVANTAGES
permeability,
(Pasquet et al., 2011). Enzymatic extraction improves extraction pro-
experiments
Non toxic
low costs
disintegration by lysozyme)
other sub-type of MASFE, microwave hydro diffusion and gravity
(MHG) has recently gained momentum as it is a green extraction
Use ultrasound waves
method (Nadar, Rao, & Rathod, 2018). However, the MAE application
MODE OF ACTION
erally recognised as safe (GRAS) viz., water and carbon dioxide, making
it the most preferred method of extraction in pharmaceuticals and food
fluid extraction (SFE)
Microwave-assisted
Ultrasound-assisted
extraction (UAE)
extraction methods are listed in Table 4 with their pros and cons.
(EAE)
(PLE)
Extraction (ASE)
Accelerated Solvent
Atmospheric Liquid
ducts. These singlet O2 species and free radicals are accountable for a
wide spectrum of conditions such as aging, rheumatoid fever, cancer,
7
S. Ram, et al. Journal of Functional Foods 67 (2020) 103867
age-related macular degeneration, Alzheimer’s, dementia, ischemic occurrence of age-related macular degeneration (AMD) (Buitendijk,
heart disease and stroke. Carotenoids function as a potent antioxidant 2018). High lutein/zeaxanthin serum levels show suppressed AMD
and evade the damaging effects of oxidative stress by quenching free conditions. Zeaxanthin is more significantly associated with AMD than
radicals and singlet O2 species. This antioxidant capability of car- lutein (Sabour-Pickett, Nolan, Loughman, & Beatty, 2012). The Joint
otenoids is attributed to the presence of their ‘conjugated bonds holding Food and Agriculture Organization/World Health Organization (FAO/
electron-rich environment’ and the number of double bonds (minimum WHO) Expert Committee on Food Additives (JECFA) has established an
9) (Palozza & Krinsky, 1992). An imbalance of antioxidant/reactive Acceptable Daily Intake (ADI) for zeaxanthin for a 0–2 mg kg−1 body
species in the cell causes ‘oxidative stress’, which is the principal con- weight (Joint & Additives, 2006).
tributor to the pathogenesis of chronic diseases.
11.1.3. Carotenoid-mediated multidrug resistance (MDR) reversal
11.1.1. Carotenoids in cancer prevention Carotenoids evade the risk of chronic heart disease using various
Unlike the classic notion of carotenoids’ primary association with mechanisms including anti-oxidation properties, the stimulation of
vitamin A activity, they are now being linked to playing a wider role in apoptosis of tumor cells and inhibition of oncogene expression
protection and in improving defence mechanisms such as the inhibition (Garattini, Gianni, & Terao, 2007). The majority of tumor cells express
of cell proliferation, the enhancement of cell differentiation, the pro- a multi-drug resistance (MDR) protein belonging to the ATP binding
tection from photodamage by filtering blue light, the treatment of er- cassette (ABC) super family. Their expression confers the cancerous
ythema (skin rashes), the stimulation of cell-to-cell communication, and cells with its ability to resist drugs, thereby nullifying the therapeutic
in the modulation of carcinogenic metabolism and erythropoietic pro- effects of chemotherapy and leading to therapeutic failures. Some stu-
toporphyria (EPP), which occurs due to quinidine injection-related dies have demonstrated that carotenoids are anti-MDR compounds that
sensitivity by the absorption of shorter light wavelengths, thus resulting act by modulating ABC transporters (Üstün et al., 2002). Apparently,
in photosensitivity (Rodriguez-Amaya & Kimura, 2004). the altered ABC transporter loses its drug resistance activity (Szakács,
Popular carotenoids such as β-carotene, astaxanthin, lycopene and Özvegy, Bakos, Sarkadi, & Váradi, 2000), leading to the induction of
zeaxanthin have been reported to demonstrate maximum antioxidant cytotoxicity as conferred by the administered drug, thus reverting the
properties both in vivo and in vitro (Mukherjee, Bose, & Mukhopadhyay, MDR. Ample reports have proven the beneficial effect of the co-ad-
2017). Several reports have validated the prophylactic effect of a ly- ministration of carotenoids with chemotherapeutical drugs in ameli-
copene-rich diet as opposed to an oral one (Livny et al., 2002) on orating the therapeutic effects of these drugs. For MDR1 gene-trans-
various types of cancers such as bladder (Noviendri, Hasrini, & fected mouse lymphoma cells, the most effective compounds were
Octavianti, 2011), prostate (Rowles, Ranard, Smith, An, & Erdman, capsanthin, lycophyll, capsorubin, luteoxanthin-epimers, violeoxanthin
2017), gastric (Franceschi et al., 1994), breast (Dorgan et al., 1998) and and phytoxanthins, all of which showed a very pronounced antagonistic
facilitating gap junction communications (Livny et al., 2002). Others effect on the cancer cell lines (Molnár et al., 2006). Rhodamine accu-
reports also relate carotenoids (α-carotene, lutein, zeaxanthin, lyco- mulation in human breast cancer cells MDR/MRP MDA-MB-231 (HTB-
pene, β-cryptoxanthin, fucoxanthin and astaxanthin) with cancer pre- 26) showed prominent activity with antheraxanthin, violeoxanthin,
vention (Noviendri et al., 2011; Rao & Agarwal, 2000; Vine, Leung, & phytoxanthins, lutein and violaxanthin, while the luteoxanthin-epimers
Bertram, 2005). β-carotene is the chief carotenoid found in the human and β-cryptoxanthin showed lesser activity (Molnár et al., 2006). Eid,
diet, blood and tissue, thus making it the most explored and widely El-Readi, and Wink (2012) reported the beneficial effects of car-
studied carotenoid out of all of them. Provitamin A activity is attributed otenoids, particularly fucoxanthin in lowering the expression of MDR in
to a beneficial chemotherapeutic effect in the prevention of night Caco-2 colon cancer cells (Eid et al., 2012).
blindness and cancer. However, an inverse relationship has been re-
ported between the occurrence of lung cancer and the plasma levels of 11.2. Carotenoids as quorum quenchers
lycopene and β-carotene. For example, heavy smokers and workers
exposed to asbestos were found to be more vulnerable to lung cancers Bacterial cells communicate with each other through cell-to-cell
post β-carotene administration (30 mg day−1) (Goodman et al., 2004). signaling by employing autoinducers or pheromones (acylated homo-
Another carotenoid, β-cryptoxanthin is reported to invoke a stimulatory serine lactones and oligo-peptides) via a widely popularised system
effect on bone formation while exhibiting an antagonistic effect on bone known as quorum sensing (QS). The advancement of disease patho-
resorption (the breakdown process of osteoclasts in bone-releasing genicity could be prevented if measures are taken to block QS signaling,
minerals). β-cryptoxanthin supplementation may thus be beneficial for thereby preventing the biofilm genesis (Paluch, Rewak-Soroczyńska,
the prevention of osteoporosis, which frequently occurs in post- Jędrusik, Mazurkiewicz, & Jermakow, 2020). The inhibition of a bac-
menopausal women (Yamaguchi et al., 2006). terial signaling network halts the trigger of the virulence and patho-
Although there is ample evidence of a positive correlation between genicity of bacterial derived diseases (Cámara, Williams, & Hardman,
carotenoid supplementation and disease prevention, as mentioned 2002). There is only one report suggesting the anti-QS potential of
above, some reports also highlight a lack of anticipated benefits, or carotenoids using Pseudomonas aeruginosa, a multi-drug resistant pa-
even some contradictory results, such as in cases of breast cancer after thogen that regulates its virulent gene expressions using QS. Zeax-
carotenoid supplementation (Zhang et al., 1997). This discrepancy is anthin, thus reducing the virulence of P. aeruginosa by down-regulating
likely to occur due to a lack of exposure time for supplements needed to QS-related gene expression (Gökalsın, Aksoydan, Erman, & Sesal,
show its preventive benefits in the human body or other experimental 2017).
factors, which may lead to an insufficient detection of their beneficial
effects. A lack of definitive evidence linking carotenoids with disease 11.3. Carotenoids and animal nutrition
treatment may also arise due to the complex dynamics that exist be-
tween diet, genetic make-up, the environment and carotenoid vulner- 11.3.1. Carotenoids as feed additives
ability for structural modifications within biological matrices. The increase in the requirement of animal products as meat and
eggs for human consumption has been accompanied by an upsurge in
11.1.2. Carotenoids and ocular health the production of improved poultry in terms of higher quality products
Lutein, zeaxanthin and meso-zeaxanthin are found in the human (Moreno, Díaz-Gómez, Nogareda, Angulo, Sandmann, Portero-Otin,
macula. These carotenoids have the ability to absorb harmful blue light, Serrano, Twyman, Capell, Zhu, & Christou, 2016). A cocktail of car-
thereby protecting the retina from photo damage. These compounds otenoids (astaxanthin, β-carotene, lutein) as an aquafeed are provided
have attracted much interest in ophthalmic research, especially in the for animals, fish and birds to deepen their flesh and egg colouration
8
S. Ram, et al. Journal of Functional Foods 67 (2020) 103867
through accumulation (Breitenbach et al., 2016; Nogareda et al., 2016; pressure and maintaining kidney function (Khorasany & Hosseinzadeh,
Nogueira et al., 2017). Supplementing aquafeed with carotenoids is 2016), as well as being used as an anticonvulsive agent (Hosseinzadeh
pertinent to augmenting the quality of animal products, thereby making & Younesi, 2002). The most notable discovery in relation to crocetin is
the products nutritionally enhanced and economically beneficial, thus the enhanced oxygen diffusivity during shock and reperfusion, which
satisfying for the consumers and profitable for the producers. ultimately leads to increased ATP production (Dhar et al., 2005).
11.3.2. Carotenoids as a flavour enhancer, food pigment and allelochemical 12. SWOT (Strengths, Weaknesses, Opportunities, and Threats)
Food colour determines consumer acceptability and desirability. analysis
Humans perceive the appearance of their food as an index for food
quality. Carotenoids such as β- carotene, β-apo-8′-carotenal and can- A SWOT analysis is conducted to perceive the significance of the
thaxanthin are used to impart colour to many processed foods (e.g. four major components (Strengths, Weaknesses, Opportunities and
butter, dairy products, margarine, confectionery and baked foods). Threats) to achieve the economic viability of carotenoid productions
Besides playing an important role as functional food ingredients, car- from bacterial sources (Fig. 3).
otenoids also are precursors for some popular volatile flavouring
compounds known as apocarotenoids (Cataldo, López, Cárcamo, & 12.1. Strengths
Agosin, 2016). Reports suggest that carotenoid supplementation is not
associated with its nutritive value, but its beneficial role is in the pre- The bacterial carotenoid is pursued due to its natural origin, its
vention or delaying the onset of chronic diseases. The oxidation of varied shades of colour, its low media requirements and its lack of
carotenoids yields C13-C11-C10 and C9 derivatives, which constitute the seasonal dependency. The co-production of other valuable compounds
aroma compounds responsible for providing flavour and odour. For such as enzymes, amino acids, vitamins etc. also correspond to value
example, β-ionone, β-damascenone and saframal are widely found in addition. The use of agro-industrial waste such as sugarcane and beet
roses, black tea and raspberries. Crocetin, derived from saffron (the molasses such as low-cost carbon and nitrogen sources further reduces
crocus flower) is an apocarotenoid without provitamin A activity carotenoid manufacturing costs and enabling the safe disposal of waste.
(Giaccio, 2004). Crocetin has been demonstrated to have a significant
beneficial effect on coronary heart disease by inhibiting lipoprotein 12.2. Weakness
oxidation (Devivasha & Javadi, 2018; Giaccio, 2004), on neurodegen-
erative diseases (Finley & Gao, 2017), on retinal function recovery by The high costs associated with the production of bacterial car-
increasing retinal blood flow (Sepahi et al., 2018), on reducing blood otenoids hinders their commercial value and lowers their market share.
9
S. Ram, et al. Journal of Functional Foods 67 (2020) 103867
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S. Ram, et al. Journal of Functional Foods 67 (2020) 103867
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