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E. Fred Flindell
A. INTRODUCTION
'José Ortega y Gasset, Concord and Liberty, trans. Helene Weyl (New York: Norton,
1946), p. 99.
151
2Albert Schweitzer/. S. Bach (Leipzig: Breitkopf & Härtel, 1908), p. 336 "Bachs Musik
ist Gotik." Schweitzer's broad generalizations include the following statements: "Bachs
Musik ist also malerisch . . . (p. 443); Beethoven und Wagner dichten in Musik, Bach
malt. Auch Bach ist ein Dramatiker, aber so wie es der Maler ist," (p. 436). See also the
English version of Schweitzer's J. S. Bach , trans. Ernest Newman (Leipzig: Breitkopf &
Härtel, 1911): "Bach's music is Gothic," (vol. I, p. 363); "Bach's music is thus pictorial
. . ." (vol. II, p. 48); "Beethoven and Wagner poetise in music; Bach paints. And Bach is a
dramatist, but just in the sense that the painter is," (vol. II, p. 41).
3Cf. Ernest Hutcheson, The Literature of the Piano (New York: Knopf, 1948), p. 32; Dok
III = Hans-Joachim Schulze, ed. Dokumente zum Nachwirken Johann Sebastian Bachs
1750-1800 (Leipzig: VEB Deutscher Verlag für Musik, 1972), III, pp. 357-359.
6Hans Pischner, "Zur Interpretation der Sinfonien für Cembalo von Johann Sebastian
Bach," Bericht über die Wissenschaftliche Konferenz zum III. Internationalen Bach Fest
der DDR (1975), p. 261; Ahlgrimm, Isolde and Fiala, Erich, "Bach und die Rhetorik,"
Österreichische Musikzeitschrift, Jahrg. 9 (1954): 343: "Bach hat auch tatsächlich ... die
Ansicht vertreten, daß ein gründliches Musikstudium auf den Regeln der Rhetorik aufge-
baut sein muß. Dies beweist der Titel der 'Inventionen'. . . ." Both authors, nevertheless,
direct many of their remarks to specific aspects of classical rhetoric.
7(a) Schweitzer, op. cit., p. 173: "Bach was versed in rhetoric as it was taught [in school]
in that time." (b) Birnbaum expressly points this out in his second defence. Cf. Arno
Forchert, "Bach und die Tradition der Rhetorik," KB Stuttgart (1985), Bd. 1, p. 173. In
the course of this article we shall endeavor to emend assumptions made by this author
concerning Bach's rhetorical instruction. The use of Heinrich Tolle's Compendium brevis-
simum Rhetoricae, Göttingen (1680) and its list of definitions was only an ancillary
adjunct to Bach's instruction, one compiling ready and needed definitions, not the sole
content of instruction. Forchert has left out the specific identification of tropes and
schemata in the Unterprima, the reading of Cicero's oratio IV, twice a week, as well as
Vergil's Aeniad, Cicero's letters, de Officiis and Horace's "electa Carm" and the rare and
wide scope of offerings in Greek, including the orations of Isocrates with Konrektor
Elfeld. Cf. Table I infra. Forchert omits mention of the regular preparations in private
hours given by both the Rektor and Konrektor, enabling the studiosi to present their oratio
valedictoria. Cf. G. Fock, (n. 9), pp. 62-66. Forchert's "Musik und Rhetorik im Barock,"
Schütz- Jahrbuch 7/8. Jahrg. (1985/86), pp. 5-21, on the other hand, has many apt obser-
vations: If one reads, however, Athanasius Kircher's "Explicatio figurarum" in his
Musurgia universalis, II, 144-145 (quoted . . . below) one gains an entirely different
impression. Kircher's influence in Baroque music circles was enormous. The book has
many musical examples as well.
"Rolf Dammann, Der Musikbegriff im deutschen Barock (Laaber: Laaber Verlag, 1984),
p. 180.
Hence, if we wish to
Bach's and Birnbaum 's
cational tradition for
teaching of rhetoric. In
text of Heinrich Tolle
was used by Rector Jo
the Upper Prima at Lü
pedagogical tool - a co
nary. It did not compris
As for sources of in
the Germany of Bach
Philipp Spitta and G
universally conversan
of Josef Dolch, Frie
baum - all of which
detailed facts concern
century German rhet
several findings, we
l0Cf. Manfred Bukofzer, Music in the Baroque Era (New York: Norton 1947),
pp. 277-278. Also cf. my "Apropos Bachs Inventions," BACH XIV/4 (1983): 13, n. 23.
[Recte: Note 23 belongs to the sentence: "The words 'purified taste' refer in all likelihood
to the development of an 'inner singing' style in his fugai subjects" on page 6.] That note
lists Besseler's articles. This entire subject must be restudied to include the influence of
rhetoric, as well as the development of an "inner singing" style.
"Johann Gottfried Walther, Praecepta der musicalischen Composition, ed. Peter Benary, in:
Jenaer Beiträge zur Musikforschung II: Leipzig (1955), Caput 4, par. 24 (p. 152): ". . .
because of its quantity of figures our present-day music [1708] may be rightly compared to a
rhetorica." For the origin of this remark in Christoph Bemhard's " Ausfihrlichem Bericht von
dem Gebrauche der Con- und Dissonantien " cf.: (a) Hermann Gehrmann, "Johann Gottfried
Walther als Theoretiker," VfMw VII, (1891), pp. 495, 540; (b) Arnold Schmitz, "Die Figuren-
lehre in den theoretischen Werken Johann Gottfried Walthers" AfMw IX, 1952, pp. 80-81;
and (с) J. M. Müller-Blattau, Die Kompositionslehre Heinrich Schützens in der Fassung
seines Schülers Christoph Bernhard (Leipzig: Breitkopf und Härtel, 1926), p. 147; Forchert,
" Bach and the Tradition . . . ," p. 170. Forchert calls Walther a "music writer of encyclopedic
ambition." True, but he was an eminent composer and organist as well.
TABLE 1
Starting Class
Age Designation Excerpts
6 1 + ". . . wie die Zunge soll formiret werden,
damit sie auch einen
Birnbaum's refer
rhetoric to composing
sis that Birnbaum cle
where could the com
skill?
Finally, we shall ha
pertinent principles o
viable, not simply the
Of course, efforts -
ences in Baroque m
achieved in this regar
of "certain idiomatic
of the " Figurenlehre
be denied that this k
tiae linguae ] helps us
guage, even to focus
we suspect them to "
figurae. 15 This appro
for those of us who c
it had seemed, this in
in the 1960s without
see, the reasons for d
Bach's works were tw
we generally know fa
21Dok II, p. 322 (No. 420): "Magister Birnbaum's profound insight with respect to schol-
arly disciplines, especially rhetoric, is [well-]known through his excellent publications,
and I [also] know that he has good judgment in musical matters. He can play the clavier
in a satisfactory way."
22Q = Quintilian, Marcus Fabius, Institutonis Oratoriae IV, 4, 13; De or = Cicero, Marcus
Tullius, De oratore , III, 174; Or = Orator 18, 57. The general relationships, e.g., the
importance of music for the orator may be seen in Q I, 10, 6; I, 10, 9-33; I, 12, 14; XI, 3,
41-42; XII, 10, 68.
"Athanasius Kircher, Musirgia universalis sive Ars magna consoni et dissoni in X Libros
digesta. (Rome: Corbelletti, MDCL), Tomus II, Liber VIII Musurgia mirifica, Caput VIII
Musurgia rhetorica, par. IV De Partibus Rhetoricae Musurgicae, p. 143: ". . . Quibus qui-
dem tota artificii nostri Musarithmici, forma patet." Cf. Scharlau, Ulf, Athanasius Kircher
(1601-1680) als Musikschriftsteller, Marburg (1969) in Studien zur hessischen
Musikgeschichte, Bd. 2, p. 206: "Die Musica rhetorica ist geeignet, sämtliche in der
Musik gebräuchlichen Kompositionstechniken und -stile zu bereichern."
24(a) "... and in composition which he acquired largely by simply considering the works
of famous contemporary composers, that is, those well versed in counterpoint and then
applying [to their works] his own planning and thinking," Dok III, p. 82 (No. 666).
(b) ". . . einen guthen apparat der auserleßensten kirchen Stücken mir angeschaffet," Dok I,
p. 19 (No. 1).
Bach has altered the first half of Fischer's fugai subject: (a) by
melodically inverting the original diatonic half step (d'-e^), now at a
minor sixth below, rather than at the minor seventh. He thereby creates a
strong rhythmic impulse (briefly arrested by the quarter-notes ff and g)
and an Affekt of dramatic import by contrasting two successive half-tones
now moving in opposite directions with a resolution to g-minor. The
rhetorical analogue in antiquity was called contentio or contrapositum,
coming from the Greek antitheton, a figura verborum that Bach learned to
25Ichiro Sumikura, "Johann Sebastian Bach and Johann Kaspar Ferdinand Fischer," KB III
International Bach Fest DDR (1975), pp. 236-237; Max Seiffert, Geschichte der Klavier-
musik - Die ältere Geschichte bis zum 1750 (Leipzig: 1899) Reprint (Hildesheim: Olms
1966), p. 230: general influences: R. Oppel, "Über Joh. Kasp. Ferd. Fischers Einfluß auf
Bach," BJ, Jahrg. 7 (1910): 63-67; "Beziehungen Bachs zu Vorgängern und Nachfolgern,
BJ, Jahrg. 22 (1925): 21; E. Fred Flindell, "Apropos Bach's Inventions," BACH XIV/4
(1983): 8-10; Willi Apel, Geschichte der Orgel- und Klaviermusik bis 1700 (Kassel:
Bärenreiter 1967), p. 574.
26Hans-Heinrich Unger,
Jahrhundert (Würzburg: T
27Brian Vickers, in Defenc
28Ö IX, 3, 60. The relation o
29For an explanation of th
Corta," Musikalisches Lex
ile: Documenta musicolog
Schmitz, "Die Figurenlehr
AfmW IX (1952): 95.
30Cf. Q IX, 2, 54-57; Q VI
figure is discussed by Vic
new names (such as "tmesis") for its different functions and meanings
Since Hans-Heinrich Unger has erroneously omitted part of Kircher's
explanation of the Figure aposiopesis when used (as was frequently
done in the Baroque) as a sigh (suspirado),31 1 supply here the pertinent
passage in full: "Ad hanc revocari potest aT€va7jxòs sive suspiratio,
dum per pausas fusas, aut semifusas, quae et ideo suspiria vocantur
gementis et suspirantis animae affectus exprimimus." (Kircher typically
links this Figure with an Affekt!)32
31Unger, op. cit., p. 72. For Unger's otherwise informative treatment of the aposiopesi
cf. op. cit., pp. 70-72; (esp.) 140-142; 151.
32Kircher, op. cit., II, p. 144 (Explicatio Figurarum under n. 23).
33Cf. no. 36.
34Cf. Blume, SM I, p. 463: The fact that Bach did not always use figures and their use may
have been frequently unconscious was clearly noted by Blume and coincides with my
findings. But there are many subtle distinctions, e.g., the random use of a figure to give
rhythmic impulse to the rest of the piece, which will be essayed later.
original observation. H
the ancient orator's rh
To return to the ge
music (now in a musi
Quantz's remarks m
Musurgia universalis.
performer at the cou
tionship to rhetoric i
Here we have, intere
and Birnbaum's notio
trage eines Redners v
haben wohl in Ansehu
als des Vortrages selbs
Herzen zu bemeistern
und die Zuhörer bald
Vortheil, wenn einer
hat."35 From Walther
research)37 we may be sure that in Bach's time both vocal38 and instru-
mental music were affected by rhetoric's figur ae and praecepti.
Printz, Compendium musicae (Dresden: Mieth, 1689), Cap. V, par. 2: "Eine Figure ist in
Musicis ein gewisser Modulus, so entstehet aus einer oder auch etlicher Noten Diminu-
tion und Zertheilung / und mit gewisser ihm anständiger Manier hervor gebracht wird"
(trans. "A figure in music [pointing indirectly to a knowledge of figures in literature or
rhetoric] is a certain modulus [= rhythm, musical time, measure, or melody]. It arises out
of one note or even a few notes through diminution and division, and it is produced in a
certain way which is proper to it.") Printz points to both rhythm and melody in defining a
figure: a subtle point. He discusses both instrumental and vocal figures: e.g., par. 29 "the
figure [known as] Bombilans ... is not however used in vocal music."
37Flindell, op. cit., XV/1 (1984): 16, n. 81. Johann Mattheson, Der Vollkommene
Capellmeister (Hamburg, 1739); Facsimile in Documenta musicologica I, V, ed.
M. Reimann (Kassel: Bärenreiter, 1954), p. 127. Schmitz, "Die Figurenlehre in den theo-
retischen Werken Johann Gottfried Walthers . . . ," pp. 80, 84, 86.
38Dammann, op. cit., pp. 132-133.
39It is, however, profoundly influential when we consider Bach's Affekt, rhythm, and struc-
ture - to be discussed later.
^Forkel, Über Johann Sebastian Bachs Leben, Kunst und Kunstwerke (Leipzig:
Hoffmeister and Kühnel, 1802), p. 69: ". . . der größte musikalische Dichter und der
größte musikalische Declamator, den es je gegeben hat. . . ."
4lDammann, op. cit., pp. 498-499.
42Leo Schrade, Claudio Monteverdi - Creator of Modern Music (New York: Norton 1950),
pp. 202-207 ; see also Oliver Strunk, Source Readings in Music History (New York: Nor-
ton 1950), p. 406; a translation of the Foreword to II quinto libro de' madrigale [1605]:
"My brother says ... it has been his intention to make the words the mistress of the har-
mony and not the servant. . . ." The text here is a translation by Strunk taken from the
original edition, printed at the end of Claudio Monteverdi's Scherzi musicali (Venice
1607).
43Blume, SM I, p. 81: "Monteverdi also does not merely say that 'the word' or 'the poetry'
should be the mistress of music, but "l'orazione" [i.e., also speech, address, oration].
Scacchi, Marco, Breve Discorso sopra la Musica Moderna, (Warsaw: Eiert, 1649),
[p. 22]: ". . . la seconda [prattica], ut Oratio sit Domina harmoniae . . C. V. Palisca,
"Marco Scacchi 's Defense of Modern Music (1649)" in Words and Music: The Scholars
View . . . in Honor of A. Tillman Merritt, (Cambridge, Mass., 1972), pp. 204-205. Palisca
provides a translation, p. 194 f. For most scholars Г oratione means "text" or "word,"
here. Its Latin connotations, however, involve speaking, speech, language, eloquence, or a
set speech: cf. n. 43 supra. Hence, we cannot dismiss Blume 's bold assertion entirely;
orare does mean to speak in the sense of public speaking as opposed to loquor to speak in
conversation. Cf. Q IX, 4, 1 10; X 1, 8, 76. 1 think it best to think of Monteverdi's usage in
the general sense of public (including theatrical) speaking and texts serving this purpose,
as well as the poetic word itself.
"Dammann, op. cit., p. 106; Unger, op. cit., pp. 26-33.
45Schrade, op. cit., p. 209. Coppini's "Preface" to a spiritualized version of a selection of
Monteverdi's madrigals published in 1608 gives us this perspective.
Now rhetoric was not being used merely to help explain (and
label) what had already been composed in the late Renaissance, as
Burmeister later did with Orlando di Lasso's works. Now rhetorical
praecepti were used to express the profoundest of feelings mirrored in
orazione. The power lay not only in Monteverdi's explanation, but in
his practice, a situation that prompted theorists increasingly to turn to
rhetoric's legacy and terminology. As we have seen, Kircher (and others
even earlier) identified the power of rhetoric's musical figures to
express the affetti: labeling and identifying the means of expressing
passions, texts, and states of the soul. Rhetoric had always had the
moving of human feelings and passions as a principal aim. As Duke
François La Rochefoucauld's maxim put it: "les passions sont les seuls
orateurs qui persuadent toujours" (Vickers, op. cit., p. 297, n. 9). Now
music was to share and join in this task. Now rhetoric's ancient prae-
cepti (now in the service of music) are a force for creation, discovery,
and musical experiment. Rhetoric is renewed in the Baroque Era: after
a decisive encounter with the artes in the twelfth and thirteenth cen-
turies, where it showed enormous formative powers, it brought forth
elegant expressions in the Renaissance46 (often linked with the term
musica re servata), becoming a stupendous force in the music of the
Baroque.47 One reads and assesses the meaning of the ars inveniendi,
the figurae, flores , colores , and especially the partes of rhetoric. Yet, it
has taken us a long time to estimate and accept the idea of this employ-
ment in the Baroque.48
^Unger, op. cit., pp. 26-33. Theorists of this tradition were P. Aron, A. Coclico, Dressier,
S. Calvisius, and J. Burmeister.
47Cf. SM I, p. 80; SM I, p. 72, esp. p. 88.
48Unger, op. cit., p. 16.
49Blume, SM I, p. 72 and p. 81. Thomas Morley in his Plain and Easy Introduction to
Music (London: Randall 1771), Part III, p. 209, says succinctly "Moreover; there is no
man of discretion but wil think him foolish who in the precepts of an art wil look for filed
speech, rhetorical sentences." A. Kircher, op. cit., MU I, 550, spoke of the vis et efficacia
of the Affekten in the Baroque: the musica pathetica; cf. Scharlau, Ulf, op. cit., 214-219
and p. 206. Walther's remarks translated into English in note 1 1 simply reiterated Bern-
hard's assertions made "toward the middle of the century . . . ," cf. Bukofzer, op. cit.,
p. 388. Bach inherited the dramatic temper and affective genius of the Baroque epoch -
and its rhetorical propensities. Many of his sublime achievements owe much to the inner
clashes and passions characterizing dramatic experience. It is also true that Bach went
beyond so many contemporary artists in seeking and - eventually, in finding a resolution
to the fissures and tragic conflicts of existence: in his religious experience and his work.
In a sense he transcended both conflict and drama.
explaining specific p
presently held opinio
ways, much earlier, in
In a recent paper,51
praecepti taken from
and Orator ; as well a
formulation and actua
positional expressions
studies linking Bach t
German humanist, Ko
tial synthesis of musi
1492.58 Melanchthon
Equally concerned wit
tion, too, stressed the
tial
There was singing in the Kloster schulen, too; the school choir
san gfiguraliter in church services. The writer of these lines can confirm
Gurlitt's remark: "Den Hauptstoff des Musikunterrichts in der Schul-
Kantorei der evangelischen Trivialschule bildet das Einüben und Absin-
gen der lateinischen-gottesdienstlichen Motettenkunst, . . . während die
Ordinariums-Gesänge durch das deutsche Kirchenlied verdrängt wor-
den sind."61 One collection of school music, the Florilegium Portense
(Leipzig 1618, 1621), collated by Cantor Bodenschatz, and containin
265 motets, was used by the Thomasschule in Leipzig in Bach's time.62
During the last decade of the sixteenth, and the seventeenth cen-
turies, however, their exclusive standing began to waver as the notion of
the galant-homme took hold. This movement grew with the increasin
prestige of France and its internationally famous court. Moreover, new
academies ( Ritterakademien ) brought an entirely fresh direction to student
life. They enlarged their curricula with modern languages, mathematics
6,My work with German Kantoreien (1971-1991) confirms this. Gurlitt, op. cit., p. 80
"The main subject matter (used for) the instruction of the school choir in Protestant Triv
ialschools was made up of practicing and singing the Latin motet literature used in
church services. In particular [they used] motet arrangements of the Proper and Offic
chants. The chants of the Ordinary were replaced by German church songs."
"Arnold Schering, Bachs Kirchenmusik (Leipzig: Breitkopf und Härtel 1936), p. 121 f.
Gurlitt, op. cit., p. 81.
This picture of Ge
incomplete if John A
preacher, Wolfgang R
more realistic view to
Reading, writing, an
allowed to come first,
And in learning the la
small sentences and n
rules. Bach's instructio
the result being that h
to Latin. This Ohrdruf
mated; its curriculum
But there is more: Fock has pointed out the proximity of the
Ritterakademie in Lüneburg. To be sure, it was restricted to those o
noble birth; yet one of this institution's associates or teachers doubtle
made it possible for Bach frequently to visit the Duke's Capelle in Cel
which performed courtly French music. Bach - with his unmatc
ear - managed to develop more than a smattering of French.67 This m
it possible for him to move easily in various courts, as is quite evident
the Weimar and Kothen periods, at Karlsbad, and later, in Berlin.
"Ibid.
67Fock, op. cit., pp. '2-'l . Students at the Ritterakademie spoke French with one another.
The scholarship students (Bach included) at the Michaelisschule were obliged to rein-
force the singing at Vespers and Matins for the Ritterakademie services, and they were
housed with the Ritterakademie' s students "in the inner courtyard of the old and narrow
monastery building" (p. 43). Hence, Bach was confronted daily with the French language.
Fock has uncovered a possible key acquaintance of Bach's: the dance master, Thomas de
la Selle, who was at the same time a court musician in Celle (cf. Fock, op. cit., p. 44 and
p. 45, n. 3a). It was this person who most likely made it possible for Bach frequently to
visit the Capelle of the Duke of Celle, as reported in the Necrology (Dok III, p. 82 [No.
666]). He introduced Bach to French music and probably to French taste, as well.
Latin-Lutheran educa
pietas." This is an imp
career; more particula
and pupils, his identi
move to Leipzig for t
edge of Latin (useful
latter in a manner far
poser. This is what A
Latin rhetoric was "a
In the course of hi
tional aim; however,
upon his life as a com
tual curiosity and his
traditions, curricula
enough, we must also
French taste, and mu
rhetoric and music -
mous components of
application of these t
standing the rare "liv
tlest attributes of an
conducting, and comp
C. SOME RHETORICAL I
A-FLAT, WTC 1/1
Critics, essayists, an
influences, aspects, a
this word, and they
principle in mind. In
to do with oratory. Y
term "rhetorical," the
the reader ends up wit
own interpretation
69See Ursula Kirkendale, "The source for Bach's Musical Offering: the Institutio oratoria
of Quintilian," JAMS, 33 (1980): 88-141; but even here the sweeping assumptions and
quite idiosyncratic applications go too far, as seen in the following: "When Quintilian
alluded to Homer's description of Agamemnon's pulchritudo, he surely had another
memorable passage in mind," p. 112.
70Unger, op. cit., p. 31; Dammann, op. cit., p. 101-103; Burmeister also instructed stu-
dents in composing in his Musica poetica (1606) which involved rhetorical figures. (Our
remark pertains to the Hypomnematum Musicae Poeticae, 1599.) It is logical to suppose
that Burmeister, who had studied Quintilian 's and Cicero's works at the University of
Rostock after his matriculation there in 1586, assumed that students had learned already
the underlying rationale and manifold attributes of the Figurae at the gymnasium level.
Cf. Blume, "Burmeister," MGG II, col. 492. At any rate his use of rhetoric's terminology
in analogy to music is concrete and in this respect it is essentially new. It does not, how-
ever, take on the dimensions of a comprehensive theory of composition: "Freilich liefert
Burmeister nur eine Anleitung. Es kann und soll kein auch nur annähernd erschöpfendes
Lehrsystem sein." (Dammann, op. cit., p. 103.) It does, however, set new goals in the
employment of rhetorical components in music.
It is important to n
posers developed figur
tioned theorists began
cal terms. Unger belie
sixteenth century was
ble the eventual linking
lacking in clarity, appearing as they did with different names, as the fol-
lowing Tables 2 and 3 show:
TABLE 2
Verbal Figures
Name Source
figurae orationis Q I, 5, 5
figurae verborum Q IX, 1, 16
figurae elocutionis Aquila p. 23, 6
schemata Q I, 8, 16
conformatio verborum C. De or III, 52, 201
figurae locutionis Mart. Cap. 39, 530
TABLE 3
Figures of Thought
Name Source
72Cf. Dammann, op. cit., pp. 100-101. Dammann describes Burmeister's preparation in
rhetoric in Lüneburg about 1581-1585 at the Johanneum (Latin Gymnasium). This fact
may serve as an example of the enrichment provided by the rhetorical tradition, influenc-
ing both Burmeister and Bach.
Cicero's Orations w
their syntax and id
employed. If we look
chronological order in
teenth century. The co
the Sekunda respecti
domesticum vel liberu
do per figuras aut tro
bold's Syntaxic ornata
76Cf. n. 5.
77Cf. n. 14.
Bach understood th
rât verborum et sente
connotation. They w
assumption one encou
emotional states."79 I
lishing an Affekt}0 Th
Explicado figurarum
Affekten .81
78(a) Paulsen, op. cit., p. 44: The pupils gathered the specilegii in their Adversarienbiicher
(Notebooks). Forchert, "Bach und die Tradition der Rhetorik," p. 171, assumes that the
method and intensity of the Melanchthon tradition with respect to Rhetoric and Latin
instruction was "... gradually becoming torpid . . freezing up: "Denn im Gegensatz zu
der ständig Neues hervorbringenden musikalischen Praxis des 17. Jahrhunderts war die
Geschichte der Schul- und Universitätsrhetorik, sofern sie auf der lateinischen Sprache
beruhte, die einer allmählich erstarrenden und in Verfall geratenden Disziplin, die in glei-
chem Maße an Bedeutung verlor, wie die Volkssprachen sich in Kunst und Wis-
senschaften durchzusetzen begannen." Also, pp. 170-171: "Auch durch die Entwicklung
der Rhetorik selbst war die Lehre von den Redefiguren obsolet geworden." The writer is
referring to the beginning of the 18th century. The series of articles here take the opposite
view (cf. Summary Article G). Forchert totally underestimates the extraordinary persis-
tence of the Melanchthon tradition in Germany. Cf. Paulsen, op. cit., p. 46. (b) Vickers,
op. cit., p. 302 states: "The link between rhetoric and real life remained unquestioned
until the 1800s at least" and p. 301: ". . . for the rhetorical tradition flourished vigorously
right through the eighteenth-century." In the last forty years research has accumulated
evidence supporting an entirely different view toward rhetoric, contradicting views enter-
tained (and gathered from experience) in the years between 1850-1950.
79Vickers, op. cit., p. 296: "In anger human beings will cry out, appeal to some stander-by,
to God, or to part of the scenery to bear witness to their sufferings. This gesture came to
be known as apostrophe or exclamatio. Thus the lore of rhetorical figures could be seen
as deriving originally from life." If we take this approach to Bach's understanding of the
figures with their immediacy of impact in the cantatas and Passions especially, we shall
take a giant step in appreciating his work.
80Vickers, op. cit., p. 300. A parallel to Bach's use of models and rhetorical reflection
( Nachsinnen ) as a way of composing may be seen in: John Dryden, "A Defence of the
Essay on Dramatick Poetry," The Critical and Miscellaneous Prose Works of John Dry-
den (London: Baldwin, 1800) I, Part II, p. 160: "It is true, that to imitate well is a poet's
work, but to affect the soul, and excite the passions, and above all to move admiration,
which is the delight of serious plays, a bare imitation will not serve. The converse, there-
fore, which a poet is to imitate, must be heightened with all the arts and ornaments of
poesy; and must be such, as, strictly considered, could never be supposed spoken by any
[person] without premeditation." Tropes and figures are mentioned, ibid., Vol. I, Part II,
pp. 166-167.
%xMusurgia universalis, II, pp. 144-145.
New and important for us here is the fact that Bach recognized
that the figurae could have an intrinsic and (theoretically explained)
rhetorical rhythm of their own. This made possible a subsequent building-
up of rhetorical structures (infra) that could impart feeling and a com-
plex rhythmic liveliness to any given work when considered in sections
or as a whole. Schweitzer, as we have seen, hinted at this. Every figure,
originally an instant reaction to direct experience, expressed something
fresh and creative. New for our modern understanding (and Bach
research in particular) is the recognition that each figure could have its
own inherent and frequently unique rhythmic element, its own idiosyn-
cratic pulsation, as it were. Because of its "longs" and "shorts" the
ancient Latin language made this possible. This fact, today little under-
stood, has only belatedly been given systematic treatment in modern
linguistic circles. In fact, classical philologists have only recently
directed their attention to this secret of ancient oratory, giving it appo-
site attention in the past fifty to seventy years.82 Bach's ear discerned a
potential; in fact, an inherent rhythmic moment especially in the figures
of the emphatic ( repetido ) classification - a pulse that seemingly arose
by itself. It occurred, both in the original Latin rhythmic context,
employing breves et longae, and in Bach's own cognate musical ana-
logues.
82Cf. Cicero, Marcus Tullius, Orator, ed. Bernhard Kytzler (Munich: Heimeran, 1975),
p. 237.
Quintilian states that the Latin term figura stems from the
Greek word schema (axtjixa), which means both (a) the turn of speech,
phrase or verbal figure of speech itself, as well as (b) posture, air, man-
ner, character, or fashion. This etymology of the word figura in schema
would be incomplete if we did not mention Quintilian 's discernment of
two basic sorts of figures: (1) the figure of speech = figura orationis
sive verborum (Latin) = schema Xe^ews and (2) the figure of thought =
figura sententiae (Latin) = schema ôtavaias.85 With these derivations
and the general remark above (concerning conformo ), we may proceed
83Cf. n. 27. In his study of Bach's Sinfonien, Hans Pischner, op. cit., p. 261, says respect-
ing analogy: "Das ganze Reich der Verzierungen [in Musik] ist jedoch ohne die letzten
Ende auf René Descartes zurückgehende Lehre von den Affekten nicht zu denken, wurde
doch gerade aus der Antike über die Renaissance übernommene Begriff der Affekten mit
neuem Leben erfüllt." Bach simply took this potential in figures and brought it to dimen-
sions of rhythmic life and expression that the world had not heretofore experienced:
"Verzierung als Erhöhung des Affektausdrucks."
MQ IX, I, 4; Kennedy pointed to the psychological effect of the figure (as did Longinus in
antiquity), giving, or better, instilling a certain disposition to the speech as a whole, inten-
sifying thought. Cf. George Kennedy, Quintilian (New York: Twayne, 1969), pp. 86-88.
850 I, I, 16. Quintilian reinforces this very clearly at Q IX, I, 17. There are two sorts of
schemata, one sort is grammatical, the other rhetorical: Q IX, III, 2. The first sort pro-
vides relief from the boredom of every day speech and its conformance.
^Quintilian confirms this same basic conception in his sentence "altero, quo proprie
schema dicitur. in sensu vel sermone aliqua a vulgari et simplici specie cum ratione muta-
tio, sicut nos sedemus, incumbimus, respicimus" (Q IX, I, 11).
9]Q II, 13, 11.
To understand thi
Bach's Praeludium in
of a musical figure th
bowing technique. T
Quintiliano basic con
any conception, as sa
form), may, at any g
includes the notion of
body.) This meaning
forma sententiae, sicu
posito, utique habitus
tions, involving figur
tion to their single in
the case of Bach's wor
(Q IX, 1, 94) mention
aliqua novata forma
figures in the light o
tion about the figur
approach much of B
Example 2.)
92Quintilian tells us that the figures provide variation and ensure that the speech will not
become monotonous IV, 2, 118; IV, 5, 4; V 14, 32; VI, 1, 2. typical are various devices
that repeat or omit words, as seen in these essays and in Bach's musical analogues (IX, 3,
28).
93Quintilian spends much space in dealing with the fact that the figures are capable of
stimulating Affekte: IX, I, 21, 23; IX, 2, 3; 26; 54; 64; Q IX; 3, 46-47; 54. Figures stand
out in a speech: IX, I, 37 and, as we shall see (especially in Article (G), in Bach's music.
94Buelow, op. cit., p. 795, states: "Attempts by writers such as Brandes, Unger, and
Schmitz to organize the multitude of musical figures into a few categories have not
proved successful." Dammann, op. cit., p. 144. See Quintilian's warning supra. One of the
subtler aspects of the Figurae is mentioned by Quintilian just before his definitions "...
tam enim translatis verbis quam propriis figuratur oratio" (IX, I, 9) ("For oratory may be
fashioned with figures (employing) words that are used [both] in their actual and figura-
tive meanings .")
95Ibid., p. 794: "For more than a century a number of German writers, following Burmeis-
ter, also borrowed rhetorical terminology for musical figures, with both Greek and Latin
names, but they also invented new musical figures by analogy with rhetoric but unknown
to it." Cf. Dammann, op. cit., pp. 145-146.
96Vickers, op. cit., pp. 298-299. One effect of the figures was to work against normal
everyday syntax.
97See Appendix. Also: Dammann, op. cit., p. 141 f, and Vickers, op. cit., p. 305.
98These terms are special forms of hypotyposis and have no direct roots in literary
rhetoric. Dammann, op. cit., p. 140; Printz, op. cit., cap. V, par. 9-14.
"Cicero, Or 49, pp. 164-167; Walter Schmid, Über die klassische Theorie und Praxis des
antiken Prosarhythmus, (Wiesbaden: Steiner, 1959), pp. 29-31.
l00Adolf Primmer, Cicero Numerosus Studien zum antiken Prosarhythmus (Wien: Böh-
laus, 1968) in: Österreichische Akademie der Wissenschaften Philosophisch-Historische
Klasse , Band 257, pp. 13, 64, 67-68, 81. One of the best studies is J. May, Der redner-
ische Rhythmus mit besonderer Beziehung auf Ciceros "orator" (Leipzig: Fock, 1899),
p. 15: "Nun spricht Cicero den Satz aus, den wir schon oben verwerteten, dass das
numerosum der Rede nicht immer durch den numerus, sondern manchmal allein 'concin-
nitate aut constructione verborum' entstehe." I think we have all felt this in performing
Bach, perhaps without knowing just why or how.
I01lbid., pp. 65-67; Or 65, 219: "Et quia non numero solum numerosa oratio, sed et compo-
sition fit et genere, quod ante dictum est, concinnitas." ". . . Now, indeed, prose is made
rhythmic not only by means of rhythms [based on long and short syllables-pedes] but also,
as already mentioned, by arrangement and symmetry." The fact is that, through antitheses,
isocola, and large symmetrical structures, a kind of rhythm arises by itself without any
conscious intention on the orator's part. Or 52, 175, Or 65, 219: "ordo enim verborum
efficit numerum sine ulla aperta oratoris industria ": "that the rhythm is not intended [by
the orator] but appears to come into being by itself." Our discussion of Example 1 using
Or 50, 166, disclosed this.
mQ IX, 4; Or 59, 200.
""Sigismund Toduta, and Hans Peter Türk, "Bachs Inventionen und Sinfonien Ästhetis
stilistische Beiträge," Bericht über die wissenschaftliche Konferenz zum III. Inter
tionalen Bach-Fest der DDR, (VEB Leipzig, 1976), pp. 196-197.
SUMMARY
,07Cf. n. 101.
l08Cf. n. 99-100. Cf. Walter Gerstenberg, "Die Krise der Barockmusik," Aß/lw 10 (19
p. 85: Without entering into explanations, the author observes (as we have, startin
Article A): "Die überragende Bedeutung, die dem Rhythmus bei der Figurationstech
zukommt, liegt darin, daß ein hinter dem tönenden Vordergrund gleichmäßig
unbekümmert schlagender musikalischer Puls die Bewegung weitertreibt."
l09Dok III, pp. 97-98 (No. 668) ". . . der Rhythmus dieser verschiedenen Zusammenst
mungen. . . ."
stated, we perceive tw
another on the gener
antitheton, an unca
music. Much depende
cal figures that inher
rhythms.
"°"Hence, it happens that rhythm is not as prominent in prose as in poetry. What we call
'rhythmic' in prose does not always arise from the rhythmic order [of feet] but at times
through the symmetry or placement of the words."
UÌQ VIII, 3, 5: "For those auditors who do enjoy listening, [these people] will pay atten-
tion better and will be more readily [in a frame of mind] to believe [what is said]. They
will be won over by the pleasure they experience, in fact, sometimes they are [simply]
swept along by their admiration."
112 Rhetoric , 3, 2 (1404 b II).
(4) The figures capture "... specific and clearly defined emo-
tional states"117 because the musical configuration (or in rhetoric's case
the ornatus) ". . . is indicative of a person's real feelings and state of
mind118 - not merely an abstract literary or musical device, identifiable
on paper through analysis as some later aestheticians assumed. F. W.
Marpurg, a thorough student of counterpoint,119 has left us a description
of a Bach fugue, the one setting the words "Nimm was dein ist, und
mQ VIII, 3, 6. "For eloquence that does not evoke admiration is, in my opinion, no elo-
quence at all." (Quintilian is quoting Cicero.)
u4Or 60, 203: ". . . sed aures ipsae tacito eum sensu sine arte definiunt." ". . . but our ears them-
selves without any [assistance] from theory will determine it through an unconscious feeling."
,l5<2 IX, 4, 117.
U6Q IX, 4, 120.
I17(a) Kircher, op. cit., MU II, 144: cf. Explicado figuram; (b) Unger, op. cit., p. 63;
(с) Vickers, op. cit., p. 319: "Feelings must be expressed in language, as all rhetoricians
know, and the figures are the natural means of doing so."
118Cf. Vickers, op. cit., p. 304. This was written by Joseph Priestly in 1777.
119Dok III, pp. 25-71 (No. 655); Friedrich Wilhelm Marpung, Abhandlung von der Fuge
nach den Grundsätzen und Exempeln der besten deutschen und ausländischen Meister
(Leipzig: Kühnel, 1806), parts I and II.
D. PERFORMANCE, "
One circumstance
us tempo indications
when a tempo mark d
We mentioned earlie
clearly identifiable fig
a genuine example of B
From all the conclusio
his knowledge of rhet
situation that clearly b
at hand, namely a pass
componentur verba ra
esse alterum aurium d
quasi sua sponte, aut quodam genere verborum, in quibus ipsis conc
nitas inest; quae sive casus habent in exitu similes sive paribus p
redduntur sive opponuntur contraria, suapte natura numerosa sunt,
amsi nihil est factum de industria."128 Perhaps feeling the need for c
an earlier authority, Cicero tells us that Górgias was the first orato
practice and concern himself with this sort of symmetry and anti
sis - a condition that found systematic explanation in later rhetor
theory. As an instance of his finding, Cicero quotes one of his
speeches (Milo 10). Even if one has forgotten much of his Latin, he
readily understand this example with its inflected ending: "-mus"
the coupling of "non . . . sed": "est enim, iudices, haec non scripta,
nata lex, quam non didicimus accepimus legimus, verum ex natura
arripuimus hausimus expressimus, ad quam non dočti, sed facti, no
instituti sed imbuti sumus." A kind of prose rhythm establishes it
here.129 In fact, Cicero specifically states that rhythm arises from ant
ses.130 "Semper haec, quae Graeci hvribeTa nominant, cum contrar
opponuntur contraria numerum oratorium necessitate ipsa efficiunt, et
sine industria."131
,28"The words should not only be arranged according to reasonable rules, but als
rounded off fashion when they come to an end. Have we not said this is that other sp
where the judgment of [our] ear holds sway? The [words] however gain their ba
(rounding-off) either through apt combination, to a certain degree of and by thems
or through a specific [choice] of words, in which [a certain] symmetry obtains. If th
words have similar case endings or if they correspond to one another in their recep
and equal syntactical length, or form antitheses, then a rhythmic ordering quite natu
results, even when nothing intentionally has been done [to bring this about]." Cf.
op. cit., p. 10.
mOr, 49, 165; Schweitzer's words describing Bach's works correspond in many w
Cicero's recommendations, too numerous to be mentioned here. (A translati
Cicero's text is not necessary.) "Fast noch besser würde man vom architektonischen
Bachs reden. Das was an seinen Werken so elementar ästhetisch wirkt, ist die Har
des Ganzen, in die sich das lebendige und überreiche Detail wie von selbst einf
Schweitzer, op. cit., p. 196. ("It may be even better if we speak of Bach's architec
perception. That [quality] which produces such an irresistible aesthetic [effect]
works is the way in which his lively and extremely rich [musical] detail becomes par
the harmony of the whole - all by itself.") This remark is followed by Schweitzer's
inative Gothic conception: "Bach's [work] is the consummate expression of the Gothi
music." Cf. also, Article A. Primmer, op. cit., p. 55.
mOr, 52, 175-176. Cicero discusses the origins of antithesis in Greece and their rhet
cal rhythm here.
ii]Or, 50, 166: "What the Greeks call antithesis is, a situation in which contrastin
tences are set in juxtaposition to one another; they always produce rhetorical rhy
which comes into being entirely by itself without any real intention [on the part o
orator]."
One experiences th
(supra: the seventeen
dance pieces with their
SUMMARY
141 Aristotle, The Art of Rhetoric: The general principle (Book III. x.7, 1411a) is illustr
with the remark quoted (141b).
142Bukofzer, op. cit., p. 272.
143Werner Neumann, Auf den Lebenswegen Johann Sebastian Bachs (Berlin: Verlag
Nation, 1953), p. 62.
Spielen . . A descript
playing" has been han
Anweisung die Flöte t
fiihrung der laufen
aufheben; sondern die
Theil des Tast[en]s hi
abgleiten. Auf diese A
sten herausgebracht."
example provided by t
performed in this way
index Quantz identifie
such . . . , Register: . .
Although the adage "all sorts of touch are good at the correct
time" is true, the player's touch should in general find a middle way
between (sounding) too long and too short. Hence, rather than perpetu-
ating the notion that J. S. Bach's articulation consisted simply of a cris
and uniform clarity, we can estimate it now in a relative context - on
dependent upon the given musical content rather than an invariable con-
stant, incapable of being applied with musical discretion. The "musical
thought" has priority; it must be understood and clearly conveyed to th
listener by the player of the harpsichord, the clavichord, or (by interpo
lation) the Hammerklavier. Thus, "das reine Spielen" is actually a con-
cept related to the developed hearing and performing of two, and later
three, parts as the Auffrichtige Anleitung prescribes. Not only must th
fingers play precisely, they must be receptive to the musical ear of the
player; one who is capable of distinguishing and expressing the Affek
as revealed in the voice-leading of the individual parts. Since we have
already discussed these and other conceptions in the Auffrichtige
Anleitung, 153 we shall return to contemporary accounts of Bach's temp
and rhythm.
152Keller, op. cit., p. 26; Rudolf Steglich, J. S. Bach, Invention Sinfonien (Munich-
Duisburg: Henle, 1970), p. 7.
,53See my "Apropos Bach's Inventions," BACH XIV/4 (1983), XV/1 (1984), and XV/2
(1984).
l54Dok II, p. 332, (No. 432). Cf. F. Smend, "Johann Sebastian Bach and Johann Matthias
Gesner," Gymnasium 57 (1950), 295-298. Genser's remark is a footnote to his edition of
Quintilian's De Institutione Oratoria, Dok II, p. 332 (No. 432). As we have noted, mem-
brum (= Greek kíúXov) means not only a part of the body; it also has the syntactical con-
notation of a "clause," part of a rhetorical period, particularly in Cicero's and Quintilian's
writings. The "clause" or membrum has its own thought and relatively independent
rhythm taken by itself, as Quintilian explained IX, 4, 122-125. It is also a basic element
in the delivery of an oration: Q XI, 3, 39, 110. Gesner's sophisticated use of the term
membrum in this double sense is particularly felicitous and doubtless intended.
We note that, wh
rhythm and tempo b
raising "a threatenin
members of an audience who had heard and seen Bach conduct the
collegium musicum in the Zimmermannische Caffee-Haus. It was
expressly the composer's Lebendigkeit that was kept salient in the
memory of those reporting their experience.156 These reports are cer-
tainly welcome, as they afford a general indication that gains in
importance when other factors are considered, i.e., the more specific
references to Bach's rhythm as observed by eighteenth-century per-
formers.
Writing within five years after Bach's death, the second cem-
balist at the Prussian Court and a Leipzig Thomasschule student under
J. S. Bach's supervision from about 1730 to 1733, Christoph Nichel-
mann, in referring to the composer's sarabandes, pointed to the variety
of rhythmic feet and their proportion as well as the respective concor-
dance of these unequal and different rhythms. He notes further that
those attributes stimulated the listener's close attention and evoked
astonishment.157
l55Cf. n. 119. Alfred Dürr, Die Kantaten von Johann Sebastian Bach (Kassel: Bärenreiter,
1975). d. 70.
l56Keller, op. cit., pp. 29-30, 204; tempo ordinario Dok III, p. 599, (No. 1037); cf. Dok
III, p. 333 (No. 840): Kirnberger emphasizes the rhythmic character of Bach's works
here.
159Ibid., p. 65; Or 20, 67. Cicero reports that an overall liveliness was a feature of Plato's and
Democritus' speech: "itaque video visum esse nonnullis Platonis et Democriti locutionem, etsi
absit a versu, tarnen, quod incitatius feratur et clarissimis verborum luminibus utatur,
TABLE 4
(1) Audita
vo bis esse
x quam' decuit
- ► non tarnen om-nin-o dissolut-e
Pupils in Bach's t
(cf. supra Table 4) id
This was a recurrentl
century. It was acc
which were written d
exposure the pupil w
hopefully, to the ac
invited guests.
167Kennedy, op. cit., p. 90; Giles Constable, The Letters of Peter the Venerable (Cam-
bridge: 1967), Vol. II, pp. 29-36 (Middle Ages).
,68Cf. n. 79.
l69Cf. Dryden, op. cit., vol. I, part II, p. 164.
,7O0 IX, 4, 61, IX, 4, 147; L. P. Wilkinson, Golden Latin Artistry (Cambridge, 1963),
p. 125 f.
(developed during th
influence in both voca
174Walther's example as a c
music-theoretical literatu
Gehrmann in " Johann Got
wissenschaft 7 (1891): 468
I750f course, the essence of t
directly from Aristotle, Cice
of Baroque music-theorists lo
from around the edges. They
analytical detail of rhetorica
behind it all. Kircher, howev
details and realized that fig
quite unsuspected degrees of
bution and knew of the fig
Numerus) to evoke unsuspect
pupil Printz alluded (supra). I
refashion, figures (as in the
Flat Fugue) for the purpose o
(The Decline of the West , tr
our understanding of many
example) "Searching through
lier creations into a later Cult
few (very few) relations to the
which it makes its own." Ba
which Spengler incidently, m
größte musikalische Dichter
127) ". . . the greatest musica
,76Cf. n. 1 1 (supra, Article
mathematical and philosoph
the modern view) the prac
retician (Benary's Forewor
Bach and Walther shared
Necrology, n. 10 (supra). H
impeded by a disjunction of
177(a) On the juxtaposition of styles: (1) Apel, op. cit., p. 216; (2) Gotthold Frotscher,
Geschichte des Orgelspiels und der Orgelkomposition (Berlin: Merseburger, 1959), I,
p. 198; (3) Wilhelm Josef v. Wasiliewski, Geschichte der Instrumentalmusik im XVI.
Jahrhundert (Berlin: Guttentag, 1878), pp. 148-(Beilage Nr. 28); (4) Actually a mixture
of scalar and imitative styles takes place in A. Gabrieli's ricercars as well (e.g., the Ricer-
car upon the Fourth Tone). Cf. Andrea Gabrieli, Ricercari composti e tabulati per ogni
sorte di stromenti da tasti (Bologna: Forni, 1972), pp. 13-17. (b) For a clear picture of the
improvisatory scalar and chordal style of bars 1-9 (section I), cf. Gabrieli, Andrea e Gio-
vanni, Intonatione d'organo (Bologna: Forni, n.d.). (c) For imitation in the ricercar (a) 4,
supra, p. 7 {secondo tuono).
178 Apel, op. cit., pp. 220-221. Apel's descriptions of Merulo's continuous transition
between sections may be seen to advantage in Merulo's Toccata del decimo tono: Luigi
Torchi, L'arte musicale in Italia, (Milan: Ricordi, 1902) III, pp. 109-122.
,79Bach's choice of models for the Praeludium in E-flat may have been found in the toc-
catas of Johann Jakob Froberger, cf. Toccata IX for analogies. Figure A in Bach's work is
repeated constantly in Section III as is a sixteenth-note figure in Froberger's Section III.
Imitative motives in strict ricercar style occur in both composer's Sections II, respectively,
as does chordal improvisation using seventh chords (with ornamented suspensions) and
do scales in Sections I, respectively. See Hans Hering, "Toccata," MGG vol. 13, col. 439;
M. Praetorius, Syntagma musicum Tom III, part I, p. 25 = Syntagmatis Musici, Tomus
Tertius (Wittenberg, 1619), p. 25. Cf. Wasiliewski, op. cit., p. 147, n. 1.
180Alfred Dürr, "Das Präludium ES-Dur, BWV 582 aus dem Wohltemperierten Klavier I,"
Frankfurter Beiträge zur Musikwissenschaft, Bd. 20: Festschrift Lothar Hoffmann-
Erbrecht zum 60. Geburtstag (Tutzing: Schneider, 1988), pp. 93-101.
""David Schulenberg, The Keyboard Music of J. S. Bach (New York: Schirmer, 1992),
pp. 176-178.
which we may probably consider the main theme . . . appears far mor
frequently than the theme derived from Part I [our Theme R]. . . ."18
This is certainly true.
For those familiar with testing a fugai subject for its potential
use in stretto, the testing of the subject at several distances in Section
III would seem to be a compositional query - a didactic exercise, exem-
plifying a search to find out something specific: namely, whether a
stretto can be made with the theme and at what distance. This kind of
searching was one of the ricercar's persistent and characteristic traits
during the sixteenth to the eighteenth centuries (cf. infra).
182Dürr, Das Präludium ES-Dur ... p. 97: "Freilich behandelt Bach in diesem Teil die
Themen mit einer gewissen Freiheit. Beide sind nicht immer miteinander gekoppelt;
vielmehr tritt das aus Teil II entwickelte, das wir wohl als Hauptthema betrachten dürfen
. . . weit häufiger auf als das aus Teil I abgeleitete, . . ."
""Sebastien de Brossard, Dictionnaire de Musique (Paris, 1703) trans. Albion Gruber in
Musical Theorists in Translation, 12 (Henryville-Ottawa-Binningen: Institute of Mediae-
val Music, n.d.), p. 98.
However, Bach is n
preludiai feature to b
turn to the imitative
those of the succeedin
day organists, must b
point, as the progress
liturgical location r
parishioners results
doubt recalling such a
preludes and ricercars
including a number o
the piece. The follo
cadence key, and num
(i.e., the final cadence
TABLE 5
The E-flat Praeludium, WTC 1/7
Section III
Number of voices
35 1 g-minor 3
38 3 f-minor 3
41 3 c-minor 3
46 1 f-minor 4
49 4 E-flat 2
58 3 A-flat 3
68 1 E-flat 3
70 1 E-flat 4
TABLE 6
Section III
Number of voices
In Section III t
may serve to ter
lated, while nine
an organist's pro
the chief stylis
namely, its func
work's respective
Bach's decision
only underlines
related keys as su
(in this case a ric
preliminary caden
TABLE 7
Warren Kirkendale
ricercari that went ".
which could be terminated whenever the desired one had been
reached."184 He quotes Gerle 's remark concerning a "gut Preambel auff
allerley Claves" (1533) with the instruction: "Das magstu kiirtzen, wo
du wilt."185 Bach has written a work here that recalls and exemplifies
this tradition. The ricercar originally had a preludiai function - a use
these cadences in Section III indirectly reveal.
187 Apel, op. cit., p. 175: "In den beiden ersten Werken [Libro terzo 2, 3] dieser Gruppe
werden die beiden Abschnitte dadurch miteinander in Verbindung gesetzt, daß das zweite
Thema als Kontrapunkt gegen die letzte Darstellung des ersten Themas eingeführt wird.
In einem anderen duothematischen Ricercar (III, 5) wird diese kontrapunktische
Verbindung während des ganzen zweiten Abschnitts beibehalten." ("In both [of] the
works beginning this group both [the respective individual] sections are combined with
one another. This is carried out by having the second theme introduced as a counterpoint
against the last appearance of the first theme. In another dual-thematic ricercar (III, 5) this
[sort of] contrapuntal procedure is maintained throughout the entire second section.")
188Dürr, "Das Präludium ES-Dur ..." p. 101. ("Hence, despite all [this] analysis we are
still without an answer as to where the [form of the] E-flat major Praeludium of the
WTC I comes from.")
,89Cf. Rhetorica ad Herennium Liber IV, Caput 8, 10-11: "Sunt igitur tria genera, quae
genera nos figuras appellamus, in quibus omnis oratio non vitiosa consumitur: unam
gravem, alterum mediocrem, tertiam extenuatum vocamus." A description of the three
genera follows. Cf. Q XII, 10, 1-80 especially 61-65; Dammann, op. cit., p. 94. ("There
are accordingly three kinds of oratorical address found in correct discourse. We call the
first the high [level], the second the middle [sort] and the third the low [type of address].")
190W. Kirkendale, op. cit., pp. 21-23: "The insinuatio is a speech which by a certain dis-
similation and indirection unobtrusively steals into the mind of the listener . . (The
translation is by W. Kirkendale).
wOr, 64, 218-65, 219.
SUMMARY
In presenting these
trates the rhetorical p
(cf. article A), in its c
one and the same case
mQ X, 1, 14-18.
,97Ô II, 2, 8; III, 2, 3; VIII, pr. 16; 8, 72; X, 1, 3; 19; 108; 122; 126; 5, 8; 19 XI, 1, 92.
mQ X, 2, 4-13.
mQ X, 2, 19-21.
m)Vide Kirkendale, op. cit., pp. 28-29.
201 Ibid., p. 28.
202Q IX, 3, 81-86; 92 comparatio: IX, 2, 101.
bear resemblance to one another and afford unity to the work as a whole
Their further employment obtains in Section III, which corresponds t
the argumentatio or probatio in its meaning of carrying forward a case
by selectively using statements taken from prior and contrasting repre
sentations of the facts or circumstances of the case at hand.203 The proba-
tio was that part of a speech in which the orator could draw upon facts
and circumstances already produced, using them in presenting his proof
Bach has done this in an analogous procedure. The following Fugue rep
resents the conclusio or peroratio of the speech.204
CONCLUSION
207"Maximus alioquin antiquitatis fautor, muitos unum Orpheas et viginti Anonas com-
plexum Bachium meum, et si quis illi similis sit forte, arbitror." Dok II, p. 332 (No. 432).
("Although in other respects I'm an enthusiastic and devoted admirer of antiquity, I
believe, nevertheless, that [my] friend Bach alone (and whoever may be similar to him)
surpasses Orpheus many times over and Arion twenty times.") The translations are mine
(with all their faults) except those identified as being by others: I have tried to give an
intrinsic rather than a literal translation, which is often misleading and not quite as exact
as some may believe.
208Dok III, p. 285 (No. 801): "Niemand hat in Contrapunckten u. Fugen alle Arten des
Geschmacks, der Figuren und der Verschiedenheit der Gedancken überhaupt so glücklich
angebracht, als er."
(The ancients knew, however, that both orders of rhythm were ulti-
mately related to the numeri.)
APPENDIX
INTRODUCTION
(C) Here, the list of various types of repetition reflects the ancient con
notations to which Bach was exposed during his student years in
Latin schools. When ancient authors repeated a Latin or Greek
word, they might be bringing out its inherent (but different) mean-
ings or they might be using the word with different inflections and
hence grammatical differentiation.216
2nQ IX, 3, 2; especially Q IX, 1, 1; Vickers, op. cit., p. 297. Unger gives concise explan
tions of the musico-rhetorical figures; op. cit., p. 6-7, 18, 68-97, 99-104 "Affektenlehre."
The author details the main Baroque transmogrifications. It must be clear that Bach
mastery of rhetoric extended far beyond the musico-rhetorical discussion written down
during the Baroque and explained by modern writers. Hence, our attention is of necessity
directed to the ancient sources (which primarily concerned Bach) where one gains a
entirely different perspective.
2l4Q IX, 3, 50, 54.
2l5Vickers, op. cit., p. 305. Cf. RAH 4, 28, 38; conduplicatio.
2l6Q IX, 3, 36, 66. This figure was known as the polyptoton. See also Martianus Capell
41, 535. This figure could take on the length of a book if it were discussed in all its cate
gories (see text below).
217Contra: Dammann, op. cit., p. 180. See arguments in main text and notes 133-135.
2l8This state of affairs, where an abstract body of knowledge was cultivated for pract
use, was ably explained in the Middle Ages by Hugh of St. Victor, and Thierry of Chart
in the 12th century. One learned not only the artes, their principles and concepts, etc.;
applied the same to solve practical, artistic and intellectual problems. Eruditionis di
calicae, Liber Teritus, cap. VI, MPL 176, col. 769-770: "Two separate concerns, then,
to be recognized and distinguished in every art: first, how one ought to treat the art its
and second, how one ought to apply the principles of that art in all other matters what
ever. Two distinct things are involved here: treating of the art and then treating by m
of the art" (trans. Jerome Taylor). Cf. n. 39 of my "Recovering the 'lost' origins
organum purum" awaiting publication; cf. Dok III, p. 240 (No. 772).
IV. Redditio: In this case repetition occurs at the beginning and end of
a syntactical entity: a type of verbal parenthesis (x
VI. Epiphora: The repetition of the same word occurs here at the end
of a kommata or kola (. . . x / . . . x). This may be seen in the des-
cant of the French Overture "Fugue" as follows: at bars 52-53,
82-83; bass, 85-86, 112-113 (2 eighths), and bars 120-121 (des-
cant).
the left hand. When the words (or analogously, pitches) are not
exactly identical in the complexio, we are passing over to the
notion of isocolon. Cf. bass of the French Overture "Fugue," bars
68-69 after the epiphora in 67. This is anabasis.
2,9For geminatio: Q VIII, 3, 50-51; Q IX, 1, 28; 3, 28, 45-47; De oratore III, 206.
For repetitio : RAH IV, 13, 19; Q IX, 3, 30; De oratore III, 206.
For anadiplosis : Q IX, 3, 29.
For anaphora: RAH IV, 13, 19; Q IX, 3, 30; De oratore III, 206.
For reduplicano: Q IX, 3, 36, 44.
For gradatio: Q IX, 3, 54-57, De oratore III, 207; RAH IV, 25, 34.
Athanasius Kircher ( Musurgia universalis, Tom I, Liber V, Caput XVIIII, p. 366) men-
tions repetitio, aposiopesis, anaphora, climax ( gradatio ) as being among the: "Figurae
minus principales . . . quod Musurgiam nostram lateat aut in qu Rhetoricae cedere videa-
tul." He gives musical examples in his Explicatio figuraum for these figures: Tom II, Lib
VIII, Caput Vili, par. VIII (p. 145) except aposiopesis ("qu" is printed in the text).
For redditio: a) / x . . . x / in De oratore III, 206; Q IX, 3, 34 or b) / xyz . . . xyz / Q IX, 3,
43.
In evaluating Birnba
the fact that he was
with Scheibe. Thus, w
concerning Bach's kno
of the praecepti. Tr
rhetorical application
one's natural desire to
mogrification can bec
principle remains the