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Abstract
This paper presents a procedure for preparing a nano¯uid which is a suspension consisting of nanophase powders and a base
liquid. By means of the procedure, some sample nano¯uids are prepared. Their TEM photographs are given to illustrate the stability
and evenness of suspension. The theoretical study of the thermal conductivity of nano¯uids is introduced. The hot-wire apparatus is
used to measure the thermal conductivity of nano¯uids with suspended copper nanophase powders. Some factors such as the volume
fraction, dimensions, shapes and properties of the nanoparticles are discussed. A theoretical model is proposed to describe heat
transfer performance of the nano¯uid ¯owing in a tube, with accounting for dispersion of solid particles. Ó 2000 Elsevier Science
Inc. All rights reserved.
Keywords: Nano¯uid; Enhanced heat transfer; The hot-wire apparatus; Dispersion
Notation Subscripts
e eective
Aq cross-section area f ¯uid
a thermal diusivity p particle
cp speci®c heat x x-direction
C constant r r-direction
d average diameter
D thermal dispersion coecient
f Fanning friction factor
h convective heat transfer coecient
k thermal conductivity 1. Introduction
m number of the particles per unit volume
n particle empirical shape factor Low thermal conductivity of process ¯uid hinders high
Nu local Nusselt number compactness and eectiveness of heat exchangers, although a
Pe Peclet number variety of techniques is applied to enhance heat transfer. Im-
Pr Prandtl number provement of the thermal properties of energy transmission
q heat ¯ux per unit length ¯uids may become a trick of augmenting heat transfer. An
r radial variable innovative way of improving the thermal conductivities of
R inner radius of the tube ¯uids is to suspend small solid particles in the ¯uids. Various
Re Reynolds number types of powders such as metallic, non-metallic and polymeric
x axial variable particles can be added into ¯uids to form slurries. The thermal
t time conductivities of ¯uids with suspended particles are expected
T temperature to be higher than that of common ¯uids. An industrial appli-
Tb bulk temperature cation test was carried out by Liu et al. (1988) and Ahuja
u velocity (1975), in which the eect of particle volumetric loading, size,
u average axial velocity and ¯ow rate on the slurry pressure drop and heat transfer
V volume behavior was investigated. In conventional cases, the sus-
Greek pended particles are of lm or even mm dimensions. Such large
a volume fraction particles may cause some severe problems such as abrasion and
w sphericity clogging. Therefore, ¯uids with suspended large particles have
q density little practical application in heat transfer enhancement.
Application of nanoparticles provides an eective way of
improving heat transfer characteristics of ¯uids (Eastman et al.,
*
Corresponding author. 1997). Particles <100 nm in diameter exhibit properties
0142-727X/00/$ - see front matter Ó 2000 Elsevier Science Inc. All rights reserved.
PII: S 0 1 4 2 - 7 2 7 X ( 9 9 ) 0 0 0 6 7 - 3
Y. Xuan, Q. Li / Int. J. Heat and Fluid Flow 21 (2000) 58±64 59
dierent from those of conventional solids. Compared with dispersants mainly depends upon the properties of solutions
micron-sized particles, nanophase powders have much larger and particles. For example, the aqueous-favoring dispersant
relative surface areas and a great potential for heat transfer may be ®t for water±particle suspension. In this article, the
enhancement. Some researchers tried to suspend nanoparticles nanostructured material of Cu particles of about 100 nm di-
into ¯uids to form high eective heat transfer ¯uids. Choi ameter is used to form water± and mineral oil±particle sus-
(1995) is the ®rst who used the term nano¯uids to refer to the pensions. The nanoparticles and a ¯uid are directly mixed.
¯uids with suspended nanoparticles. Some preliminary exper- While preparing the suspensions, dierent types and percent-
imental results (Eastman et al., 1997) showed that increase in ages of activators or dispersants have been tried and tested.
thermal conductivity of approximately 60% can be obtained
for the nano¯uid consisting of water and 5 vol% CuO nano- Example 1 (Transformer oil±Cu nanoparticles suspen-
particles. sion). Cu nanoparticles are mixed with the transformer oil by
By suspending nanophase particles in heating or cooling
2 and 5 vol%, respectively. To stabilize the suspension, oleic
¯uids, the heat transfer performance of the ¯uid can be acid is selected as the dispersant to cover the nanoparticles.
signi®cantly improved. The main reasons may be listed as The amount of mixed oleic acid is calculated with weight
follows: percentage of Cu particles. Several percentages of oleic acid
1. The suspended nanoparticles increase the surface area and
have been tested. The suspension is vibrated for 10 h in a ul-
the heat capacity of the ¯uid. trasonic vibrator. The experimental results show that in the
2. The suspended nanoparticles increase the eective (or ap- case that the percentage of oleic acid amounts to 22 wt% of the
parent) thermal conductivity of the ¯uid. particles, the stabilization of the suspension can last about 1
3. The interaction and collision among particles, ¯uid and the
week in the stationary state and no sediment is found. The
¯ow passage surface are intensi®ed. distribution and cluster of the ultra-®ne copper particles have
4. The mixing ¯uctuation and turbulence of the ¯uid are inten- been examined by a HITACHI H-8 electron microscope. Fig. 1
si®ed. gives TEM photographs of the suspension of transformer oil±
5. The dispersion of nanoparticles ¯attens the transverse tem- Cu nanoparticles. The electron micrographs show that the
perature gradient of the ¯uid. particles are dispersed in the ¯uid and some clustering occurs.
Fig. 1. TEM micrographs of nanoCu particles±transformer oil at pH 6.3. (a) 2 vol% suspension (scale times: 100,000). (b) 5 vol% suspension (scale
times: 100,000).
60 Y. Xuan, Q. Li / Int. J. Heat and Fluid Flow 21 (2000) 58±64
Fig. 2. TEM micrographs of nano Cu particles±deionized water at pH 6.8. (a) 5 vol% suspension (scale times: 50,000). (b) 7.5 vol% suspension
(scale times: 30,000).
water. This explains that the viscosity of ¯uids may be an An alternative expression for calculating the eective ther-
important factor aecting the dispersion of ultra-®ne particles mal conductivity of solid±liquid mixtures was introduced by
and the stability of suspensions. The properties of activators Wasp (1977)
and dispersants also play a role in preparing the suspensions.
keff kp 2kf ÿ 2a
kf ÿ kp
:
4
kf kp 2kf a
kf ÿ kp
3. Thermal conductivity of nano¯uids
The volume fraction a of the particles is de®ned as
As mentioned before, nano¯uids exhibit superior heat
Vp p
transfer characteristics to conventional heat transfer ¯uids. a m dp3 ;
5
One of the reasons is that the suspended particles remarkably Vf Vp 6
increase thermal conductivity of nano¯uids. The thermal
conductivity of nano¯uid is strongly dependent on the nano- where m is the number of the particles per unit volume and dp
particle volume fraction. So far it has been an unsolved is the average diameter of the particles. Comparison between
problem to develop a sophisticated theory to predict thermal Eqs. (2) and (4) reveals that Wasp's model is a special case with
conductivity of nano¯uids, although there exists some semi- the sphericity 1.0 of the Hamilton and Crosser's model.
empirical correlation to calculate the apparent conductivity of Both these formulas are applicable for the two-phase mix-
two-phase mixture. On the basis of the following de®nition of tures that contain powders with particle diameters on the order
the eective thermal conductivity for a two-component mix- of micrometer or even millimeters. In the case of the absence of
ture a suitable formula for predicting the thermal conductivity of
nano¯uids, the above-mentioned formulas may approximately
kp ap
dT =dxp kf af
dT =dxf be applied to obtain a rough estimation.
keff ;
1 Applying the Hamilton and Crosser model to a water±
ap
dT =dxp af
dT =dxf
alumina nanoparticles suspension, the eective thermal con-
Hamilton and Crosser (1962) proposed a model for liquid± ductivity keff is estimated for the values of w from 0.3 to 1.0.
solid mixtures in which the ratio of conductivity of two phases The eects of particle volume fraction and sphericity on the
is larger than 100, i.e., thermal conductivity are shown in Fig. 3. In addition, the
calculated results are compared with the preliminary experi-
keff kp
n ÿ 1kf ÿ
n ÿ 1a
kf ÿ kp mental results (Eastman et al., 1997) in Fig. 3. For a given
;
2
kf kp
n ÿ 1kf a
kf ÿ kp particle shape, the eective thermal conductivity of suspen-
sions containing solid particles increases with the volume
where kp is the thermal conductivity of the discontinuous fraction of the solid particles. If the sphericity of alumina
particle phase, kf is the thermal conductivity of the ¯uid, a is nanoparticles is 0.3, a dramatic improvement in the thermal
the volume fraction of particles, and n is the empirical shape conductivity of nano¯uids is expected with a factor 1.2 at the
factor given by volume fraction 2% to a factor 1.5 at the volume fraction 5%.
3 Besides, the eective thermal conductivity of suspensions can
n ;
3 be increased by decreasing the sphericity of the particles under
w
the condition of the same volume fraction. For the particle
where w is the sphericity de®ned as the ratio of the surface area volume fraction 5%, the thermal conductivity of nano¯uids
of a sphere with a volume equal to that of the particle to the can be enhanced with a factor 1.2 at the sphericity 1 to a factor
surface area of the particle. Their experimental research 1.5 at the sphericity 0.3. The dimensions and properties of
showed satisfactory coincidence between the theoretical pre- nanoparticles exert overwhelming eects on the thermal con-
dictions and the experimental data for special particles in the ductivity of suspensions. These results predict that nanopar-
range of volume fractions up to 30%. For particles of other ticles increase the thermal conductivity of conventional heat
shapes, the factor n can be allowed to vary from 0.5 to 6.0. transfer ¯uids.
Y. Xuan, Q. Li / Int. J. Heat and Fluid Flow 21 (2000) 58±64 61
Taylor (1953) may have been the ®rst to apply this model to
simulating salt diusion in water. The concept of backmixing is
often applied to describe the eect of random movement of
¯uid superimposed on the main ¯ow (Mecklenburg and
Hartland, 1975). The eect of dispersion or backmixing is to
¯atten the temperature gradient. The contribution of the
nanoparticles to convective heat transfer enhancement can be
understood from the two aspects: The particles increase the
thermal conductivity of ¯uid and the chaotic movement of the
particles strengthens energy transport process. On the basis of
the dispersion model, the governing dierential equation for
the heat transfer process between the nano¯uid ¯owing in a
tube and the tube surface yields
oT oT
u
ot ox
Dx o2 T 1 o Dr oT
aeff aeff r ;
qcp eff ox2 r or
qcp eff or
7
where Dx is the thermal dispersion coecient to account for
Fig. 5. The eects of particle volume fraction on the thermal con- the contribution of the hydrodynamic dispersion and the ir-
ductivity for the water±copper nano¯uid. regular movement of the ultra-®ne particles. Strictly speaking,
it should be expressed as a tensor because of the multi-
dimensionality of the temperature and velocity ®elds (Kaviany,
practical application requirements. The sample nano¯uid in- 1995). For the ¯ow through a tube, this parameter may be
volved in this article is obtained by directly mixing nanopar- considered a scalar and to be isotropical, i.e., Dx Dr D.
ticles and a base liquid, so that such a technique is feasible for Therefore, the apparent thermal conductivity Keff
keff D.
a variety of applications. The preparation and experiment of In general, the thermal dispersion coecient should be deter-
suspensions with nanoparticles of below 30 nm is under way. mined experimentally, although there exists some analytic
correlation of predicting this parameter under a number of
assumptions. For a turbulent ¯ow through a tube, for exam-
5. Enhanced heat transfer analysis ple, Beckman et al. (1990) approximately derived the following
formulas to calculate the axial dispersion coecient:
Compared to the existing techniques for enhancing heat 8 p
transfer, the nano¯uids show the superior potential of in- >
> 10:1Ru f =2 5:03Ru
creasing heat transfer rates in a variety of application cases. D <
in cases of large temperaturepgradients;
p
Choi (1995) quantitatively analyzed some potential bene®ts of
8
qcp > > 10:1Ru f =2 5:03Ru=
1 l= 2f
nano¯uids for augmenting heat transfer and reducing size, :
in adiabatic cases;
weight and cost of thermal apparatuses, while incurring little
or no penalty in pressure drop. There are two dierent ap- where f is the Fanning friction factor and R is the radius of the
proaches to investigate the enhanced heat transfer of the sus- tube.
pensions: the two-phase one and the single-phase one. The ®rst It is expected that for the nano¯uid ¯owing trough a tube,
provides the possibility of understanding the functions of both the thermal dispersion coecient may have the form:
the ¯uid phase and the solid particle in the heat transfer pro-
cess, but needs much computation time and computer capac- D kp
qcp p
f Re; Pr; a; ; :
9
ity. By combining Lagrangian statistics and DNS (direct af kf
qcp f
numerical simulation), Sato et al. (1998) applied this approach
to analyze the mechanism of two-phase heat and turbulent Experiment is necessary to determine this coecient. If the
transport by solid particles (on the micrometer order) sus- ¯ow is laminar and fully developed, the velocity u is given by
pended in a gas ¯ow, by assuming that the particle enthalpy the Poiseuille±Hagen distribution,
does not aect the temperature ®eld. The second assumes that r2
both the ¯uid phase and particles are in a thermal equilibrium u 2u 1 ÿ 2 ;
10
R
state and they ¯ow at the same velocity. This approach is
simpler and takes less computation time. In cases that the main where u is the average axial velocity in the x-direction. For the
interest is focused on heat transfer process, this approach may case of plug ¯ow, u const.
be more suitable. This article develops a modi®ed single-phase If the axial temperature gradient is negligible, Eq. (7) can be
model to simulate the heat transfer process of nano¯uids simpli®ed as
¯owing through a tube.
oT oT 1 o D oT
Because of the eects of several factors such as gravity, u aeff r :
11
Brownian forces, friction between the ¯uid and solid particles, ot ox r or
qcp eff or
the phenomena of Brownian diusion, sedimentation, disper- According to the given boundary and initial conditions, one is
sion may coexist in the main ¯ow of a nano¯uid. This means able to ®nd the solutions. For Eq. (11), some boundary con-
that the slip velocity between the ¯uid and particles may not be ditions are as follows:
zero, although the particles are ultra-®ne. To take the random
movement of the particles in the main ¯ow into account, the T jrR Tw ;
12a
dispersed model is adopted. This model is often used to handle
multi- and one-dimensional complicated diusion problem. T jx0 T0 :
12b
Y. Xuan, Q. Li / Int. J. Heat and Fluid Flow 21 (2000) 58±64 63
oT 6. Conclusions
0 at x L:
17b
ox
If the boundary conditions in the radial direction remain the A preparation method of nano¯uids has been developed.
same, the solution to Eq. (7) is derived With this method, several sampled nano¯uids have been pre-
X1 pared by directly mixing nanophase powders and base ¯uids,
T ÿ Tw X
x J0
bm r which reveals the possibility of practical application of the
2 ;
18
T0 ÿ Tw m1
X
0 ÿ X 0
0=Pe J1
bm bm nano¯uid. The nano¯uid shows great potential in enhancing
the heat transfer process. One reason is that the suspended
ultra-®ne particles remarkably increase the thermal conduc-
tivity of the nano¯uid. The volume fraction, shape, dimensions
and properties of the nanoparticles aect the thermal conduc-
tivity of nano¯uids. The hot-wire method has been used to
measure the thermal conductivity of nano¯uids. The mea-
surement results illustrate that the thermal conductivity of
nano¯uids remarkably increases with the volume fraction of
ultra-®ne particles. For the water±Cu nanoparticles suspension,
for example, the ratio of the thermal conductivity of the
nano¯uid to that of the base liquid varies from 1.24 to 1.78 if
the volume fraction of the ultra-®ne particles increases from
2.5% to 7.5%.
With respect to the complicated phenomena of Brownian
diusion, sedimentation, dispersion which may coexist in the
main ¯ow of a nano¯uid, the dispersion model has been used
to analyze the enhanced heat transfer mechanism of nano¯uid.
Some correlations for predicting Nu have been derived.
However, experimental research is urgently needed to investi-
gate the heat transfer process of nano¯uids.
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